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Electrical power engineering fundamentals

Module 1: Basic concepts

Belén Garcı́a
Electrical Engineering Department

In this module we will revise the main physical variables that are important for circuit
analysis and some basic relations between them. Additionally we will introduce the main
elements of electric circuits.

1 Electrical circuits
Electrical circuits are models that represent real systems. The representation of real
systems by means of circuit models allows us to analyse the behaviour of these systems
from the prospective of electromagnetism.
The following diagram represents a bulb connected to a battery. Imagine that we want
to know the power consumed by the bulb, which depends on the current flowing through
it. We can model the system by means of an electric circuit that represents the bulb as a
resistor and the battery as a direct current (DC) voltage source.
Applying some basic rules that will be studied in this course we can calculate the current
that flows through the bulb and the power absorbed by it.

+ -
+

9V 9V R
-

As happens in other fields of the physics and engineering, models are approximated
representations of real systems and always dismiss some effects, focusing in the ones that
are more relevant for the proposed study. For example, in the previous example we skip
the effect of the wires that connect the bulb to the battery.
In this course several simplifications are adopted:
• We consider lumped-elements circuits, what means that the effect of each ele-
ment is concentrated in one point of the space. This implies that currents move

1
instantaneously throughout the circuit.
• We analyse circuits in steady state, assuming that the circuit has been working
under the same conditions for enough time to reach this condition. The analysis of
transients in power systems is crucial for design and operation purposes and will be
studied in further courses. However, transient phenomena in electrical circuits have
very short time constants, so steady-state analysis represent the behaviour of real
systems in a realistic manner for most of the operation time.
An electrical circuit can be regarded as a system in which an electric excitation is applied
and a response is obtained. We will learn some basic rules that will allow us to determine
the circuit response as a function of the excitation. Those laws are based in the principles
of electromagnetism but include mainly linear relationships, what simplifies the analysis.

2 Main variables for circuit analysis


2.1 Electric charge
Electric charge is a property of the materials that constitutes the origin of electrostatic
interaction. There are two types of electric charges: positive and negative charges. The
interaction between charges is different depending on their sign. Charges of the same sign
repel, while charges of opposite sign attract.

+ + + - - -

The elementary electric charge is the charge of the electron, but in the International
System of Units (SI) charge is measured in Coulombs [C].

qe− = −1.6 · 10−19 C

2.2 Voltage
The presence of electric charge in a certain region of the space gives rise to a distribution
of electric field. As happens with masses in gravitational fields, charges located at any
point of the space affected by an electric field have a certain electric potential energy
which is what we call the potential or voltage at this point.

E
u2
u1
q

The movement of an electric charge within an electric field involves a change on its
electric potential energy. We define the voltage difference between two points of the
space as the work that must be supplied to move an electric charge between these two
points.

2
dw
u= (1)
dq

Voltage is measured in volts [V] in the SI.


The concept of voltage difference can be understood thinking of a gravitational simile.
To move a mass from a point of lower potential energy to another with higher potential
energy we must supply work to it. On the other hand, when the mass moves from a higher
potential to a lower one it will deliver work. The same thing happens with voltage and
charges’ movement.

2.3 Current
An important property of a conductive materials is that free electrons can move inside
them when they are subjected to a certain voltage difference.

q S
q
q

Electric current or intensity is defined as the total amount of electric charge that flows
through the section of a conductive material per unit of time.

dq
i(t) = (2)
dt

Current is measured in Amperes [A] in the SI.


There are two different sign criteria that can be adopted when defining electric current:
• Electronic current criteria. Current is a movement of electrons (i.e. negative
charges) which are the ones that move freely inside conductive materials. If a voltage
difference is applied between two sides of a conductive materials, electrons will move
from the negative side towards the positive side. This is what happens in real
systems.
• Conventional current criteria. In circuit analysis it is very common to consider
that the positive charges are the ones that move from the positive side of the conduc-
tor to the negative side. Note considering a movement of electrons in one direction
of the conductor is equivalent to considering a movement of the same amount of
positive charge in the opposite direction. Conventional current criteria is adopted
throughout this course.
+ u - + u -
e- q+
e- q+
e - q+
Electronic current criteria Conventional current criteria

3
2.4 Electric power
In many problems we need to obtain the amount of power supplied or delivered by an
element of a circuit.
By definition power is work done per unit of time:

dw
p= (3)
dt

Considering the expressions that were introduced before for voltage (eq. 1) and current
(eq. 2) we find an expression that is valid to calculate the electric power absorbed or
delivered by a circuit element as a function of the current flowing through it and the
voltage drop across it:

dw u · dq
p= = =u·i (4)
dt dt

In some cases, the circuit elements deliver electric energy and in other cases they absorb
energy. If we look at the following diagram, we see that the current (i.e. the electric
charges) in the diagram at the left move from a point of higher voltage (uA ) towards a
point at lower voltage (uB ). Then, the charges loose energy when going through this
element and we can state that the element absorbs power. On the other hand, on the
circuit at the right, the current flows from a point at lower voltage towards a point with
higher voltage. Then, the charges gain energy on their way through the element. This
means that the element delivers power.

uA i uA - i
+
element

element

uB - uB +
absorbs power delivers power

Sign criteria
As will be studied, there are two types of elements in electrical circuits: active elements
(i.e. voltage or current sources) which deliver energy to circuits, and passive elements (i.e.
resistors, capacitors and inductors) which absorb energy. For the moment we will focus
in sources and resistors for the definition of the sign criteria. In electrical circuits there is
always a power balance between the power delivered by sources and the power absorbed
by resistors.
The sign criteria for power adopted in this course is:
• Power delivered by sources is taken as positive. In certain cases sources might absorb
power; power absorbed by sources is negative.
• Power absorbed by resistors is taken as positive
There is always a balance between power delivered by sources and power absorbed by
resistors. According to the adopted sign criteria the power balance is:

4
psources = presistors (5)

3 Kirchhoff ’s laws
Kirchhoff’s laws are a key tool for circuit analysis. These laws were established by Gustav
Kirchhoff in 1848 and provide algebraic relationships between the currents and voltages
of a circuit.

3.1 Kirchhoff ’s current law


Kirchhoff’s current law (KCL), also referred to as first Kirchhoff’s law, is based in the
charge conservation principle and states that the algebraic sum of the currents at
any node of the circuit equals zero.

X
i=0 (6)

A node is a junction of two or more elements of a circuit.


KCL can be illustrated with a hydraulic analogy. In a junction of several pipes that
carry a certain flow of water, the total amount of water that enters the junction equals
the amount of water that flows out of the junction.
w1 w2

w1+w2=w3+w4+w5

w3 w5
w4

In the same way, as electric charge can not be stored in any point of a circuit, the
amount of current that flows into any circuit node equals the amount of charge that flows
out of the node.

i1 i2
i1+i2=i3
i3

In this course we will assign a positive sign to the currents that flow out of the node
and a negative sign to the currents that flow into the node to write KCL 1 . Then in the
previous case the obtained equation is:

X
i=0 => −i1 − i2 + i3 = 0

Example
Given the following circuit, calculate the value of iR :
1
The adoption of the sign criteria is arbitrary. If we consider the opposite criteria we would get the
same equation (the whole equation is multiplied by -1)

5
iR

i1=3A i2=6A i3=25A i4=2A

Applying KCL:

X
i=0 => −i1 + i2 − i3 + i4 + iR = 0

iR = 3 − 6 + 25 − 2 = 20A

3.2 Kirchhoff ’s voltage law


Kirchhoff’s voltage law (KVL), also referred to as second Kirchhoff’s law, is based in
the energy conservation principle and states that the algebraic sum of the voltages
around a closed path in a circuit equals zero.

X
u=0 (7)

KVL can be illustrated with a mechanical simile, remember that the voltage level at
one point of a circuit is the electrostatic potential energy at this point.
The next figure represents a roller-coaster in which the speed of the trolley is the same
at the beginning and at the end of the path.

Ep2
�E2 Ep4

�E1 �E3
Ep3 �E4
Ep5
Ep1

At each point of the path the trolley has a certain potential energy Epk = m · g · hk , and
as the trolley moves between two points it losses or gain potential energy:

∆E1 = Ep2 − Ep1 , ∆E2 = Ep3 − Ep2 , ∆E3 = Ep4 − Ep3 , ∆E4 = Ep5 − Ep4

According to the energy conservation principle, the potential energy rises at growing
sections equals the energy drops at decreasing sections.

∆E1 + ∆E3 = ∆E2 + ∆E4

6
In the same way, when an electric charge (i.e. a current) moves around a closed path in
a circuit, it loses electrostatic potential energy at some sections of the path and gain it at
some others being the total gain zero.
The following diagram shows a circuit with four elements which have a certain voltage
drop across them. Charges flowing around the loop gain and lose energy on their way, but
the voltage drops equal the voltage rises.

+ u1 -
- -
q
u4 u2 u1+u4=u2+u3
+ + - +
u3

Assigning positive sign to voltage drops and negative sign to voltage rises the equation
results 2 :

X
u=0 => u1 − u2 − u3 + u4 = 0

Example
Given the following circuit, calculate the value of u5 :

u1=25V u2=10V u3=5V


+ + +
-

+ +
-

u5 u4=15V

Applying KVL:

X
u=0 => −u1 − u2 − u3 + u4 + u5 = 0

u5 = 25 + 10 + 5 − 15 = 25V

4 Elements of electrical circuits


Electrical circuits consist of a sets of elements interconnected in a way that allows the flow
of current and the exchange of electric energy between them.
We can distinguish between two types of circuit elements:
2
As for the currents the adoption of the sign criteria for the voltage drops and rises is arbitrary.

7
• Active elements: Are elements that can supply energy to the circuit 3 . Batteries or
electric generators are some examples of active elements.

+
Battery Generator G
-

• Passive elements: Are elements that absorb or store electric energy. The passive
elements that are found in real life (i.e. electric motors, bulbs, heaters...) can be
modelled by means of three types of elements: resistors, inductors and capacitors.

Resistor Inductor Capacitor

4.1 Resistors
4.1.1 Definition
Resistors are used to model elements that transform electric energy into heat. Some
examples of real-life-elements that behave as resistors are bulbs, ovens or electric radiators.
For circuit analysis we will characterize these elements by means of the so called electrical
resistance (R). Electric resistance is measured in Ohms [Ω] in the SI.

From the physical point of view, electrical resistance quantifies the loss of energy expe-
rienced by the electric charges when they flow though a certain path within a conductive
material. The charges collide and those collisions dissipate energy which is transformed
into heat.
l

q S
� R

The electrical resistance of an element depends on the nature of the material it is


constituted of and on its geometry. The resistivity (ρ) of a material is a physical property
that is related with how easily electrons move inside it. Resistivity is the inverse of
conductivity (σ) and is measured in [Ω] · [m]−1 .
3
We will study that under certain circuit configurations active elements might absorb energy

8
The resistance of an element depends on the resistivity of the material, the length of
the current path and the section of the path. This is understandable if we think that a
longer path increases the probability of collision, and thus the number of collisions, and
that an increase of the section diminishes the collision probability.

ρ·l
R= (8)
S

Additionally we define the conductance (G) of an element as the inverse of its resistance.
Conductance is measured in Siemens [S] in the SI.

1
G= (9)
R

4.1.2 Ohms’s law


As current flows through a resistor the electric charges always lose energy. The energy
of the charges at the entrance of the resistor is higher than the energy when they exit.
In circuit analysis this energy loss is characterized as a voltage drop. The voltage drop
depends on the amount of charge that flows through the resistor and on its electrical
resistance.
The relative polarity between voltage and current in a resistor is always as shown in
the following diagram. The current enters at the terminal with higher voltage level (+)
and exits at the terminal with lower voltage level (-). This is consistent with the principle
that a resistor always absorbs electric energy.
u -
+
i R

Ohm’s law establishes that the relation between the voltage drop and the current
flowing through a resistor follows a linear relation:

u=R·i (10)

The u/i curve in a resistor is always a linear function of slope G:

i
i
1/R=G
+

u R
- u

4.1.3 Power absorbed by a resistor


A resistor always absorbs electrical energy. The amount of power absorbed by a resistor
can be calculated as the product of the voltage drop across the resistor and the current

9
flowing through it. Additionally, alternative equations can be derived that are useful to
calculate power in many cases:
u2
pR = u · i = R · i2 = (11)
R

4.2 Ideal sources


Sources are elements that supply energy to electrical circuits.
Ideal sources are elements that do not exist in real life but that, in many cases, are good
models to represent real active elements. We can differentiate between two types of ideal
sources: ideal voltage sources and ideal current sources.

4.2.1 Ideal voltage sources


An ideal voltage source is an element that keeps a constant voltage drop across its terminals
regardless the current flowing through it. Voltage sources can provide direct current (DC)
voltage or alternating current (AC) voltage. The following diagram shows the symbol for
both types of ideal voltage sources:

+
ug
+

ug(t)
-

DC AC

The u/i curve of a DC voltage source shows that the voltage drop across it is constant
for currents:
i

ug ug
+

i
- u

As will be studied later in this course, the voltage drop across an AC voltage source
varies in time following a sinusoidal function with constant amplitude and root mean
square value for any current flowing through it.
u
+ ug
ug(t) i(t)
t

To characterize an ideal DC voltage source we need to know its output voltage, which
is the voltage drop across its terminals, and its polarity. The polarity of the source

10
informs us about which terminal is at a higher voltage level (the one denoted with a sign
+) and which one is at lower voltage level (the one denoted with a sign -).
The power supplied by a voltage source can be calculated as the product of the output
voltage and the current flowing through it.

pg = ug · i (12)

Although voltage sources are active elements, under some configurations they might
absorb power. To determine if a source absorbing or generating power we must look at
the relative polarity of voltage and current. A source delivers power if the current flows
from + to -. On the contrary, a source delivers power if the current flows from - to +.
In the following example, the source on the left delivers power and the source on the
right absorbs power. According to the sign criteria established in section 2.4 we will take
delivered power as positive and absorbed power as negative.

Example

i=2A i=2A
pg=20 W +
pg=-20 W
+

ug=10V ug=10V
- -
DELIVERS ABSORBS

4.2.2 Ideal current sources


An ideal current source is an element that keeps a constant current flow through it re-
gardless the voltage drop across its terminals.
The following diagram shows the symbol for an ideal current source and its u/i curve.
As it can be seen the current is constant for any value of the voltage across its terminals.

i
ig
+
ig u
- u

Later in the course we will also study AC ideal current sources, which provide a sinu-
soidal current with constant amplitude and root mean square value.

i
+ ig
ig(t) u(t)
- t

11
An ideal current source is defined by its output current, which is the current flowing
through it, and its polarity, which is the direction of the current. The polarity of a
current source is indicated by the direction of the arrow.
The power supplied by an ideal current source can be calculated as the product of the
output voltage and the current flowing through it.

pg = ig · u (13)

As happened with ideal voltage sources, ideal current sources might also absorb power
under certain situations. To determine if a source is absorbing or generating power we
must look at the relative polarity between voltage and current. A source delivers power if
the current flows from + to - and delivers power if the current flows from - to +.
In the example below, the source on the left delivers power and the source on the right
absorbs power. As for voltage sources, according to our sign criteria, we take delivered
power as positive and absorbed power as negative.

Example

+ -
pg=15 W pg=-15 W
ig=5A u=3V ig=5A u=3V
- DELIVERS + ABSORBS

4.3 Real sources


The sources that have been studied so far are idealizations of real elements. Real sources
always have internal losses and voltage drops which are modelled by means of internal
resistors.

4.3.1 Real voltage sources


A DC real voltage source can be modelled as a voltage source in series with a resistor.
The resistor represents the resistance of the source internal elements, such as wires or
connectors. Ideally, the value of the resistance is very small in real devices.
Rg

ug
+

When a real voltage source supplies energy to a resistor, the supplied voltage (u) is not
constant but depends on the current (i) flowing through the circuit:

u = ug − Rg · i (14)

12
where
ug
i= (15)
Rg + R

source Rg
- +

+
uRg i
ug

+
u R
-
-

The following diagram shows the u/i curve for a real voltage source. As was explained
before the output voltage is not constant but depends on the current supplied by the
source. If the current is zero, the internal voltage drop across the resistor (uRg ) is also
zero. That is the case when the circuit is open (i.e. R = ∞). On the other hand, if a
short circuit is connected between the two terminals of the real voltage source, the current
supplied is maximum and the voltage drop at the internal resistance equals ug .

source Rg i=0
- +
+

uRg=0
ug
+

u=ug
-
i
-
ug/Rg R=0
R=
8

ug u
source Rg
-
+

uRg=0 i=ug/Rg
ug
+

u=0
-

The power supplied by a real voltage source to a resistor connected between its terminals
is:

u2g
pg = R · i2 = R · (16)
(Rg + R)2

and the internal losses of the source:

u2g
pRg = uRg · i = Rg · (17)
(Rg + R)2

13
The, the efficiency of the real source depends on the resistance connected to it:

pg R
η= = (18)
p g + p Rg Rg + R

4.3.2 Real current sources


DC real current sources can be modelled as an ideal current source in parallel with a
resistor.

ig Rg

When a real current source supplies energy to a resistor, the supplied current (i) is not
constant but depends on the voltage (u) across its terminals.

u
i = ig − (19)
Rg

source

iRg + i

ig Rg u R

As for real voltage sources, the efficiency of a real current source depends on the relation
between the internal resistance of the source and the resistor connected to it:

pg Rg
η= = (20)
p g + p Rg Rg + R

5 Association of elements in electric circuits and other equiv-


alences
In some cases we need to solve circuits with a relatively high number of passive or active
elements, what complicates the calculation of the voltages and the currents on them.
For certain configurations these elements can be associated or redrawn obtaining simpler
equivalent circuits in which the calculation of voltages or currents is more simple. In this
section we will study some of circuit transformations.

14
5.1 Association of resistors
5.1.1 Series connected resistors
We say that two or more elements are connected in series if the same current flows
through them. The n resistors in the figure are in series, since the current i entering the
net has no other path to follow and the current is the same for all the resistors.
u1 - u2 - un -
+ + ... +
i R1 R2 Rn

-
u

Each resistor has a voltage drop that is given by Ohm’s law:

u1 = R1 · i
u2 = R2 · i
...
un = Rn · i

The total voltage u can be calculated using KVL:

u = u1 + u2 + ... + un = R1 · i + R2 · i + .... + Rn · i = (R1 + R2 + .... + Rn ) · i

The set of n resistors can be redrawn as an equivalent resistance Req :


u1 - u2 - un -
+ + ... +
i R1 R2 Rn i Req

+ +
-

u u

X
Req = R1 + R2 + .... + Rn = Rk (21)
k

u = Req · i

Seen from the voltage source the effect of the resistors connected in series is identical
to the effect of the equivalent resistance and it would not be possible to distinguish both
configurations. We say that both configurations are equivalent.

Example
Given the following circuit, calculate the current i.

15
i R1=3� R2=5 � R3=10�

-
u=18V

We associate all the resistors in series finding a simplified equivalent circuit

Req = R1 + R2 + +R3 = 3 + 5 + 10 = 18Ω

i Req=18 �

+
-
u=18V

The current can be calculated using Ohm’s law:

u
i= = 1A
Req

If we want to calculate the voltage drop across the original resistors R1 , R2 and R3 , we
go back to the original circuit and use the obtained current to calculate them.
u1 - u u
i=1A + + 2 - + 3 -
R1=3 � R2=5 � R3=10 �

+
-

u=18V

u1 = R1 · i = 3V u2 = R2 · i = 5V u3 = R3 · i = 10V

The voltage divider equation

Some electronic devices uses nets formed by several resistor to obtain a fraction of the
voltage of a source. Those devices are based in the fact that the voltage drop across each
of the series connected resistors is a portion of the voltage of the source.

16
u1 - u2 - un -
+ + ... +
i R1 R2 Rn

-
u

The voltage drop at resistor k is:

uk = Rk · i

As the current is:


u
i=
R1 + R2 + .... + Rn

The equation to calculate the voltage drop across resistor k is:

Rk
uk = ·u (22)
Req

The voltage-divider equation is also useful for circuit analysis purposes when we want to
calculate the voltage drop across one of the resistors in a series-connected set of resistors.

5.1.2 Parallel connected resistors


Two or more elements are connected in parallel if they have the same voltage across
them. The n resistors in the figure are in parallel since the voltage u across all of them is
the same.

+ i1 i2
... in
+ + +
i u R1 u R2 u Rn u
- - -
-
...
Each resistor has a different current:

u
i1 = = u · G1
R1

u
i2 = = u · G2
R2

u
in = = u · Gn
Rn

The total current i can be calculated using KCL:

17
u u u 1 1 1
i = i1 + i2 + ... + in = + + ... + =u·( + + ... + )
R1 R2 Rn R1 R2 Rn

The set of n resistors can be redrawn as an equivalent resistance Req :

+ i1 i2
... in +
i

+ + + +
i u R1 u R2 u Rn u i u Req u
- - - -
-
... -

1 1 1 1 X 1
= + + ... + = (23)
Req R1 R2 Rn Rk
k

u
i=
Req

The equations can also be expressed in terms of conductance:

X
Geq = Gi i = u · Geq (24)
i

Seen from the current source, the effect of the n resistors connected in parallel is identical
to the effect of the equivalent resistance; it would not be possible to distinguish both
configurations. We say that both configurations are equivalent.

The current divider equation

A current divider consists of a circuit constituted by several parallel connected resistors


that can be used to obtain a fraction of the output current of a source

+ i1 i2
... in
+ + +
i u R1 u R2 u Rn u
- - -
-
...
The current at the resistor k is

u
ik = = u · Gk
Rk

18
As the voltage is:
i
u=
G1 + G2 + .... + Gn

The equation to calculate the current flowing through resistor k is:

Gk
ik = ·i (25)
Geq

The current-divider equation is also useful for circuit analysis purposes when we want
to calculate the current flowing though one of the resistors in a parallel-connected set of
resistors.
In the particular case of two resistors connected in parallel (which we will find very
often when analysing electric circuits):

i1
R1
i i

i2
R2

the expressions for the currents i1 and i2 are:


R2 R1
i1 = ·i i2 = ·i (26)
R1 + R2 R1 + R2

5.2 Association of ideal sources


5.2.1 Association of ideal voltage sources in series
Several ideal voltage sources connected in series can be associated to find an equivalent
voltage source.
u1 u2 u3
+ + +
-

i i
+ +
+

ueq
u R - u R
- -

The output voltage of the equivalent voltage source is obtained as the sum of the voltages
of the individual sources taking into account their polarity:

ueq = u1 + u2 − u3 (27)

Seen from the resistor R both configurations are equivalent, what means that the
current flow and the voltage drop across the resistor are identical in both cases.

19
Two or more ideal current sources with different output current can never be connected
in series, as two elements are series-connected when the current flowing through them is
the same.

5.2.2 Association of ideal current sources in parallel


Several ideal current sources connected in parallel can be associated to find an equivalent
ideal current source:

i i
+ +
i1 i2 i3 u R ieq u R
- -

The output current of the equivalent ideal current source is obtained as the algebraic
sum of the output currents of the ideal current sources:

ieq = i1 − i2 + i3 (28)

For resistor R both configurations are equivalent, what means that the current flow
and the voltage drop across it are identical in both cases.
Ideal voltage sources of different output voltages can never be parallel-connected, as
that would require that the voltage drops across them were the same.

5.3 Transformation of real sources


There is another equivalence that is sometimes useful for circuit analysis which is the
transformation of real voltage sources into real current sources and the other way around.
A real voltage source and a real current source are are equivalent if the current (i) and
the voltage (u) supplied to an element connected between the terminals of both sources is
the same.
Rgu
i i
+ +
ug ig Rgi
+

u u
- -
-

For the voltage source:

u = ug − Rgu · i

For the current source:

u
i = ig −
Rgi

20
Then, we can derive that both sources are equivalent is these two conditions are true:

ug
ig = Rgu = Rgi (29)
Rgu

6 Additional passive elements: inductors and capacitors


Inductors and capacitors are passive elements that take energy from sources and store it
into electromagnetic fields. These elements are particularly important for AC circuits.

6.1 Capacitors
6.1.1 Working principle
A capacitor is an element that stores electric energy in an electric field. Capacitors are
constituted by two metallic plates separated a certain distance with a dielectric material
placed between them, which impedes the flow of charge between the two plates.

d dielectric �

If a voltage difference is applied between the two plates, a charge displacement takes
place so that one of the plates becomes charged with positive charge and the other one
with negative charge. An electric field is established between the plates and a polarization
process takes place in the dielectric material in which electric dipoles become orientated
in the direction of the field.

i
+ + + + +
ug
+

E
- - - - - -

The amount of charge displaced in the capacitor is proportional to the voltage drop
across it, and the proportionality factor is called the capacitance of the capacitor (C).
Capacitance is measured in Farads [F] in the SI.

q =C ·u (30)

The capacitance depends either on the geometry of the capacitor and on the properties
of the dielectric material that is placed between the metallic plates:

ε·S
C= (31)
d

where d is the distance between the plates, S is the surface of the plates and ε is the
permittivity of the dielectric material.

21
The permittivity of a material is related related with its response to the effect of an
electric field, in terms of polarization, and it is calculated as the product of the relative
permittivity of the dielectric material (εr ) and the permittivity of the vacuum (ε0 ):

ε = ε0 · εr (32)

In electric circuits, capacitors are represented with the following symbol:

u(t)
+ -
i(t)
C

As was explained before, the application of a voltage drop across the plates of a capacitor
gives rise to a charge movement that implies the establishment of a current. To obtain the
relation between the voltage and the current in a capacitor, we should apply derivatives
to the equation that relates charge and voltage:

dq du
q = C · u => =C· (33)
dt dt

du(t)
i(t) = C · (34)
dt

We can also calculate the voltage drop across the terminals of the capacitor for a certain
current:

Z t
1
u(t) = u(t0 ) + i(t)dt (35)
C t0

As can be seen, the voltage drop across a capacitor in the instant t depends on the
voltage at a previous instant t0 . This means that the voltage across a capacitor always
varies smoothly. We say that voltage across a capacitor is a state variable.

6.1.2 Capacitors in DC circuits


If we apply a DC voltage drop to a capacitor, for example using a voltage source of constant
output voltage ug , the current flowing through the capacitor would be zero:

du(t) dug
i(t) = C · =C· =0 (36)
dt dt

This means that in DC, in steady state, a capacitor behaves as an open circuit.
In transient conditions, for example after the connection or disconnection of a source,
the voltage will change and the current will be different from zero.
If we look at the following example:

22
u(t)
t=t0 ug

i(t)
+
t0 t

+
ug u(t)
- - i(t)

t0 t

Immediately after the connection of the source, the voltage across the capacitor, which
was zero, begins to rise until it reaches the steady state condition in which u = ug . During
the transient, there is a current that carries the energy form the source to the capacitor.
This process is called capacitor charging.
Once the capacitor is charged the current becomes zero and the voltage across the
capacitor remains equal to ug until a discharge process takes place.

6.1.3 Power and energy


The power absorbed by a capacitor can be calculated with the general expression for the
electric power:

du
p=u·i=u·C · (37)
dt

Thus, the energy stored in a capacitor is:

dw
p= (38)
dt
Z Z
dw = C u · du (39)

1
w= · C · u2 (40)
2

6.1.4 Association of capacitors


As for resistors and sources we will also be able to find equivalent capacitances to represent
sets of capacitors that are connected in series or parallel.
n capacitors series-connected (i.e. with the same current flowing through them), can be
replaced by an equivalent capacitance, as shown in the figure:

23
u1 u2 un
+ - + - ... + -
i C1 C2 Cn i
Ceq

+ +

-
u u

To obtain an expression for Ceq KVL is applied and derivatives are taken in the resulting
equation:

u = u1 + u2 + ... + un (41)

du du1 du2 dun 1 1 1 1


= + + ... + =( + + ... + )·i= ·i (42)
dt dt dt dt C1 C2 Cn Ceq

The equivalent capacitance is:

1 1 1 1 X 1
= + + ... + = (43)
Ceq C1 C2 Cn Ck
k

Likewise, a set of n capacitors parallel-connected can be replaced by an equivalent


capacitance:

+ i1 i2
... in +
i

+ + + +
i u C1 u C2 u Cn u i u Ceq u
- - - -
-
... -

To find an expression for Ceq KCL is applied to the original net:

du(t) du(t)
i = i1 + i2 + ... + in = (C1 + C2 + ... + Cn ) · = Ceq · (44)
dt dt

finding that:

X
Ceq = C1 + C2 + ... + Cn = Ck (45)
k

6.2 Inductors
6.2.1 Working principle
Inductors are passive elements that take energy from a source and store it in a magnetic
field.

24
Inductors are constituted by a wire wrapped around a core, generally made of a magnetic
material, forming N turns:

Sfe

N lfe
�fe

When current circulates through the wire a magnetic flux is created according to Am-
pere’s law:

N ·φ=L·i (46)

�(t)

+
i(t) u(t)
-

The parameter that defines the relation between the applied current and the flux is the
self inductance or inductance (L). The inductance of an inductor depends on the number
of turns, the section of the magnetic path (Sf e ), the average length of the magnetic path
(lf e ) and the permeability of the magnetic material (µf e )

N 2 · S f e · µf e
L= (47)
lf e

The inductance is measured in Henry [H] in the SI.


Inductors are represented by the following symbol in electric circuits:

u(t)
+ -
i(t) L

To obtain the relation u/i in an inductor, we should consider that according to Faraday’s
law the relation between the voltage across the terminals 4 of the inductor and the flux
are related by:


u=N· (48)
dt
4
voltage= - electromotive force

25
And as:

dφ di
N ·φ=L·i => N· =L· (49)
dt dt

then:

di(t)
u(t) = L · (50)
dt

We can also calculate the current flowing through the inductor given a certain voltage:

Z t
1
i(t) = i(t0 ) + u(t)dt (51)
L t0

As can be seen, the current through an inductor at the instant t depends on the current
at a previous instant t0 . This means that the current through an inductor always varies
smoothly. We say that current through an inductor is a state variable.

6.2.2 Inductors in DC circuits


If an inductor is fed with a DC current source of constant value ig , the voltage across the
inductor would be zero:

di(t) dig
u(t) = L · =L· =0 (52)
dt dt

This means that in DC, in steady state, an inductor behaves as a short circuit.
In transient conditions, for example after the connection or disconnection of the source,
the current flowing through the inductor changes; thus the voltage drop across the inductor
is different from zero for some instants until the steady state is reached.

6.2.3 Power and energy


The power absorbed by an inductor is:

di
p=u·i=i·L (53)
dt

The energy stored in a inductor is:

dw di
p= =L·i· (54)
dt dt
Z Z
dw = L i · di (55)

1
w= · L · i2 (56)
2

26
6.2.4 Association of inductors
As with other elements, it is possible to represent a set of inductors series of parallel
connected by means of an equivalent inductance.
If we have n inductors in series (i.e. with the same current flowing through them):
u1 u2 un
+ - + - ... + -
i L1 L2 Ln i Leq

+ +
-

-
u u

di di
u = u1 + u2 + ... + un = (L1 + L2 + ... + Ln ) · = Leq · (57)
dt dt
The series equivalent inductance is:

X
Leq = L1 + L2 + ... + Ln = Li (58)
i

A set of n inductors parallel-connected can also be replaced by an equivalent inductance:

+ i1 i2
... in +
i

+ + + +
i u L1 u L2 u Ln u i u Leq u
- - - -
-
... -

i = i1 + i2 + ... + in (59)

di di1 di2 din 1 1 1 1


= + + ... + =( + + ... + )·u= ·u (60)
dt dt dt dt L1 L2 Ln Leq

The parallel equivalent inductance is:

1 1 1 1 X 1
= + + ... + = (61)
Leq L1 L2 Ln Li
i

6.3 Coupled inductors


6.3.1 Working principle
Lets consider two inductors that are close to each other, as the ones represented in the
figure:

27
M

�1
i1(t) + i2(t)=0
+
i1(t) u1(t) u2(t)
-
L1 - L2

Inductor 1 is fed with a current i1 (t) and inductor 2 the other has no current flowing
through it. The circulation of i1 (t) induces a flux φ1 . If some of the field lines link
inductor 2, according to Faraday’s law, an electromotive force is induced and a voltage
drop u2 appears across the terminals of inductor 2.
The degree of coupling between both inductors is quantified with the mutual induc-
tance coefficient (M), which is measured in Henry [H]. M depends on the self inductances
L1 and L2 and on the coefficient of coupling k:

p
M =k· L1 · L2 0≤k≤1 (62)

In the case of the diagram, the voltages u1 and u2 would be:

di1 (t)
u1 (t) = L1 · (63)
dt

di1 (t)
u2 (t) = M · (64)
dt

If now we supply the inductor 2 with a current i2 a second flux φ2 will be created:

�1 ��
i1(t) + i2(t)
+
i1(t) u1(t) u2(t) i2(t)
-
L1 - L2

In this case, the voltage drop across each inductor depends on the current flowing trough
it, but also on the current flowing through the other inductor:

di1 (t) di2 (t)


u1 (t) = L1 · +M · (65)
dt dt

di2 (t) di1 (t)


u2 (t) = L2 · +M · (66)
dt dt

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6.3.2 Polarity of the coupling
For simplicity’s sake in the previous examples the mutual inductance terms have been
taken as positive in all cases. However, the definition of the polarity of the coupling would
require a deeper analysis, which in circuit analysis is normally done considering the dot
convention.
One terminal at each inductor is labelled with a dot. Then if a current “enters” at the
dotted terminal of an inductor,the reference polarity of the voltage induced in the other
inductor is positive at its dotted terminal.If a current “leaves” the dotted terminal of an
inductor,the reference polarity of the voltage induced in the other inductor is negative at
its dotted terminal.
As can be seen in the next three examples, the sign of the mutual inductance term
depends on the position of the dotted terminals.

Example 1

i1(t) + i2(t)
+
i1(t) u1(t) u2(t) i2(t)
-
L1 - L2

di1 (t) di2 (t)


u1 (t) = L1 · +M ·
dt dt

di2 (t) di1 (t)


u2 (t) = L2 · +M ·
dt dt

Example 2

i1(t) + i2(t)
+
i1(t) u1(t) u2(t) i2(t)
-
L1 - L2

di1 (t) di2 (t)


u1 (t) = L1 · −M ·
dt dt

di2 (t) di1 (t)


u2 (t) = L2 · −M ·
dt dt

29
Example 3

i1(t) + i2(t)
+
i1(t) u1(t) u2(t) i2(t)
-
L1 - L2

di1 (t) di2 (t)


u1 (t) = L1 · +M ·
dt dt

di2 (t) di1 (t)


u2 (t) = L2 · +M ·
dt dt

6.3.3 Applications of coupled inductors: Transformers


Coupled inductors are applied in many elements of real life such as electric motors or
protection devices. One of the main applications of coupled inductors are the transformers,
which are used to transform the voltage level of electric energy.
Transformers are constituted by two coupled inductors and a magnetic core:

i1 �(t)
+
+
+ N1 N2
u1 u2 Load
u1
-
-

One of the inductors is fed at the primary voltage u1 ; current i1 flows inducing a flux
within the core. As the flux links inductor 2 it induces a voltage drop u2 across it. If the
number of coils of the two inductors is different, the voltage u2 differs from u1 .
The transformation relation of the transformer is defined as:
N1 u1
rt = = (67)
N2 u2

The use of transformers require that the voltage u1 is variable. This is one of the main
reasons to use alternate current in power systems, as will be explained later in the course.

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