Framework For M&e 2018 Eng
Framework For M&e 2018 Eng
Framework For M&e 2018 Eng
DEVELOPMENT
Adapted for the Latin American
and Caribbean Region
A Framework for
Monitoring and Evaluating
the WHO/UNICEF
Intervention
Care for Child Development. Adapted for the Latin America and the Caribbean Region
Contents: Participant manual – Facilitator notes – Guide for clinical practice – Framework for monitoring
and evaluation.
ISBN: 978-92-75-11974-7
© 2017 Pan American Health Organization and United Nations Children’s Fund
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Suggested citation. Pan American Health Organization and United Nations Children’s Fund. Care
for Child Development. Adapted for the Latin America and the Caribbean Region. Washington,
D.C.: PAHO, UNICEF; 2017.
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The present document and accompanying package of materials were specifically prepared for the Latin America and Caribbean (LAC) region. They are
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regional experts in the early childhood development field and country professionals who participated in the workshops conducted in 2013-2015 in Panama,
the Eastern Caribbean and Belize.
A Framework for
Monitoring and
Evaluating the
WHO/UNICEF
Intervention
CONTENTS
CONTENTS 2
Acknowledgements 2
Acknowledgements
The Framework for Monitoring and Evaluating the WHO/UNICEF Intervention on Care for Child
Development was written by Jane E. Lucas. We are grateful for the efforts of Ilgi Ertem (Ankara
University School of Medicine), Patrice Engle (Cal Poly Technical University), and Oliver Petrovic
(UNICEF New York) to clarify the M & E process and tools, and for the additional input by Meena
Cabral de Mello (WHO Geneva) and Nurper Ulkuer (UNICEF New York).
CARE FOR CHILD DEVELOPMENT 3
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
The framework assumes that a Situational Analysis, prior to the implementation of the intervention,
identified a need to improve child development and family care practices. For example, children in
the area to be served have demonstrated poor performance on developmental measures, tend to
have stunted growth, which is related to poor performance, have limited access to ECD and quality
primary educational services as they grow older, or are inadequately prepared for transitioning to and
through the first grades of primary school. The situational analysis helps to identify the children who
4 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
1
Based on experience implementing the Care for Child Development intervention, WHO and UNICEF will also produce a Programme
Manager’s Guide to support planning, adaptation, training, monitoring, and evaluation tasks.
CARE FOR CHILD DEVELOPMENT 5
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Principles
The framework attempts to balance the need for feedback on programmes against the resources
required to address the large problem of poor child development in impoverished areas. Two
principles guide our choices:
To use proxy measures and sampling techniques to gather useful information at lower cost.
The framework assumes that a few proxy measures can represent the quality of inputs and
expected results. For example, the number of hours spent counselling families is one proxy of the
quality of training providers receive. In addition, more detailed information can be collected from
a sample of service providers and recipients. It is expected, for example, that counselling parents
will increase the time they spend playing and communicating with their children. Asking a sample
of parents before and after receiving counselling about a few concrete activities they have done
with their child in the last three days can provide information to evaluate whether the counselling
increased positive interactions between parents and their child around play.
The framework
The framework, outlined in Table 1, meets two purposes: to monitor implementation and to evaluate
impact. To monitor programme implementation, programme managers and others delivering the
intervention maintain and share records on a continuing basis as they roll out the Care for Child
Development intervention. They provide information on:
What is the status of the implementation of the Care for Child Development intervention?
What is the quality of inputs to the intervention (training and supervision)?
How well does the intervention address equity, to reach the most marginalized children?
To evaluate the impact of the intervention, course facilitators and field supervisors observe health
and ECD providers as they counsel families and other caregivers during CCD field practice training
and on the job. Supervisors or other surveyors can also interview caregivers and/or undertake home
visits to identify practices in the home. Periodic observations and interviews (before and following the
intervention) provide information on:
What is the impact of the intervention on the quality of counselling by service providers?
What is the impact of the intervention on caregiver practices?
6 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
See Annex A
implementation
See Annex A
How well does the During the Programme Disaggregated data (e.g. by region,
intervention address Situational Analysis, manager/ district, income, and/ or ethnicity, and
equity, to reach the to identify children coordinator gender – including disability for some
most marginalized of greatest need countries)
children and their (and situation of Proportion of the most marginalized
families? their families) communities and/or families receiving
intervention who were targeted for it
See Annex A
See Annex B
See Annex B
CARE FOR CHILD DEVELOPMENT 7
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Finally, where resources are available to conduct an evaluation in greater depth, there are options
for assessing additional operational issues. For these options, links are provided to items and tools
available in the WHO/UNICEF Care for Child Development Monitoring and Evaluation Guide and
the Multiple Indicator Cluster Survey (MICS).
Measuring the impact of the intervention on child development is not recommended in routine
evaluations. It is costly to do. It requires specially trained assessors of child development and large
samples to have sufficient power to identify changes. Experience in field research suggests that
assessing development requires more resources of time, staff, tools, and training than are usually
available for implementing the intervention. (For information on the impact on child development, we
will soon have results from several research projects that are testing the Care for Child Development
intervention. See also Ertem, I.O., et al. 2008, for a tool to monitor child development, currently being
tested).
The foundation of the Care for Child Development intervention is a set of counselling skills for
persons who work with families. It is not a discreet programme, but an approach for incorporating the
counselling skills in the health system and a variety of other ECD and family support service settings.
Indicators on the status of implementation serve as an internal management tool. They are markers
for PAHO/WHO and UNICEF Country Offices and partners to identify progress in its implementation
and make plans for rolling out the intervention to achieve wider coverage of services in additional
areas and sectors. They will also help PAHO/WHO and UNICEF Regional and Headquarters offices to
monitor progress in order to respond to needs for technical and other assistance to support national
activities.
CORE INDICATORS to monitor the status of implementation of the Care for Child Development
Intervention (see Annex A. Tools to monitor programme implementation for the monitoring tool)
8 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Policy conducive to promote integrated early Results analysed, and evaluation report
childhood development, especially for children shared and discussed with decision makers
from birth to 3 years old, is being implemented and technical staff of participating sectors,
Orientation workshop for policy makers including local staff involved in implementation
(multi-sectors) conducted process.
Plan to strengthen existing Health and ECD
programmes and interventions with Care for
Child Development prepared and costed
Adaptation of Care for Child Development Policy
intervention and materials completed (to Orientation
fit national policies/strategies and local Plan
Adaptation
conditions)
Master training
Training of master trainers and initial course First course
completed Baseline
Baseline evaluation conducted in two
target districts (municipalities, departments, 0 1 2 3 4 5 6 7
provinces, etc.)
Final evaluation conducted in two target
Figure 1: Status of implementation (months since start)
districts (municipalities, departments,
provinces, etc) completed after 80% training
coverage
Type (e.g. PHC home visit, play group, maternity programme, ECD programmes with parent
orientation components, family-based early intervention programmes)
Provider (e.g. health worker, community health worker, ECD worker, community-based early
intervention/rehabilitation worker,)
Intensity (number and duration of intervention contacts, combined with indications of time period
between contacts)
CARE FOR CHILD DEVELOPMENT 9
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Coordination (established referral mechanisms with other support services for children with
developmental delays or disabilities and their families; and those facing other risks – e.g. violence,
abuse)
Communication (e.g. use of different local communication channels and strategies to provide
family and caregiver support)
CORE INDICATORS to monitor the quality of training and supervision that meet minimum
and recommended conditions (see Annex A. Tools to monitor programme implementation for the
monitoring tool)
YES/NO indicators
Course duration (classroom and CCD field Course duration for facilitator training (5
practice) for introductory training (3 ½ days days minimum or 40 hours; extra CCD field
or 29 hours recommended; 2 ½ days or 21 practice until 20 caregivers with children per
hours minimum) facilitator counselled)
CCD field practice during introductory Supervision (4 hours minimum per month,
training (7 hours minimum; minimum of group or individual, including clinical and/or
5 caregivers with children per participant ECD centre observations)
counselled; 10 hours recommended) √√ Duration of orientation workshop for
Facilitator to participant ratio (1 CCD field policy makers (3 hours of interactive
practice instructor for each 12 participants training)
recommended; 1 CCD field practice instructor √√ Refresher training (1 day or 8 hours every
for each 24 participants minimum; 1 facilitator six months with CCD field practice)
for each 6 participants minimum)
Type (e.g. group meeting, supervised home visit, supervised clinic and/or ECD centre work)
Supervisor (e.g. employee’s supervisor, designated supervisor for Care, facilitator)
Intensity (e.g. hours per week, month, twice a year)
2
In the near future, we may have guidance from current field research on the intervention that will allow us to set supervisory
standards. Until then, we propose a minimum standard for a supervisory session – individual or group – of 4 hours per month, which
includes a clinical observation (counselling of caregiver with child).
10 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
CORE INDICATORS to monitor how well the intervention addresses equity, to reach the most
marginalized children
Disaggregated data on coverage (e.g. by region, district, income, and/or ethnicity, gender, and
when possible, disability)
Proportion of the locally-defined marginalized communities or children receiving the
intervention
A structured observation of the counselling process permits a direct assessment of provider skills.
The first observation can be completed before training. The same observation tool can then be used
to assess learning during training, as well as the retention and use of skills in the field up to three
months post training (or longer). These assessments of the impact of the intervention on service
providers can be done with relatively minimal resources, as they can be completed by facilitators
during supervised CCD field training exercises and by supervisors during home visits or other
supervisory meetings post training. (For research purposes, specially trained evaluators could use the
observation tool for more objective ratings.)
CORE INDICATORS to evaluate the quality of provider performance (see Annex B. Tools to
evaluate the impact of the intervention for the Observation of Provider’s Counselling Skills)
CARE FOR CHILD DEVELOPMENT 11
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
The caregiver shapes the child’s home environment and stimulates the child’s development.
Increasing the time with the child in play and communication activities is one way, promoted by the
Care for Child Development intervention, through which the caregiver stimulates the child’s learning of
motor, cognitive, social, and affective skills. While observations of caregiver practices in the home are
very helpful, they require trained observers. For countries that have PHC, ECD and/or CBR? Home
and community-based programme services, existing supervision and evaluation mechanisms can be
used to undertake CCD observations in the home setting – building on existing structures. For those
countries without community/home-based services, consideration should be given to not increase
demands on scarce human, logistical, and financial resources.
Caregiver interviews, however, are less expensive than observations of practices and can provide
useful information. Whenever possible, programmes are encouraged to conduct interviews
in a sample of households receiving the intervention. Household surveys contribute to highly
RECOMMENDED INDICATORS.
The Multiple Indicator Cluster Survey (MICS) includes proxy indicators of family practices and other
conditions in the home that support learning and development, as well as other indicators of child
health, nutrition, protection, and education. The availability of supportive conditions, including the
availability of objects for learning and the time caregivers spend productively with their children,
are related to a child’s competence and later achievement in school. Over time the MICS can
identify changes in the home and caregiver practices across a sample of surveyed communities.
Unfortunately, the scheduling and sampling of households, done independently for the MICS, will
coincide neither with the timing (before and after an intervention) nor with the households targeted.
12 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Special household surveys using the MICS items that are most directly related to the intervention,
however, can be conducted with caregivers who are targeted for the Care for Child Development
intervention. Thus, by using the MICS items and survey procedures, the surveyors can sample
families who have not yet received the counselling services and compare them to a sample of families
who have received the services. (See Annex B. Tools to evaluate the impact of the intervention for the
MICS items on the Supportive Environment at Home.)
RECOMMENDED INDICATORS of the impact of the intervention on caregivers and the home
Support for learning: Children’s books in the home (number of children who have three or more
children’s books/total number of target children of caregivers surveyed)
Support for learning: Playthings (number of children with two or more playthings/total number of
target children of caregivers surveyed)
Support for learning: Play and communication activities (number of children with whom an adult
has engaged in four or more activities to promote learning and school readiness in the past 3 days/
total number of target children of caregivers surveyed)
Father’s support for learning: Play and communication activities (number of children under age
5 whose father has engaged in one or more activities to promote learning and school readiness in
the past 3 days/total number of target children of caregivers surveyed)
For an additional RECOMMENDED INDICATOR, surveys that have asked about Time the adult
spent playing with the child have demonstrated improvements after counselling on Care for Child
Development. A question that might, therefore, be added to the survey is: How much time did you
spend playing with your child in the last three days?
Some evaluation questions may be useful. Answering them, however, requires more resources than
are usually available for the monitoring and evaluation component of a local programme. Below are
examples of optional questions and indicators (Table 2). UNICEF and WHO have prepared guides
with tools for gathering information to answer these and other questions. For more information, see
the WHO/UNICEF Care for Child Development Monitoring and Evaluation Guide (M & E Guide),
December 2010; the WHO/UNICEF/World Bank Marginal Budgeting for Bottlenecks tool (MBB tool);
and the Multiple Indicator Cluster Survey tool (MICS).
CARE FOR CHILD DEVELOPMENT 13
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
be integrated
of the programme
providers and
services? See M & E Guide
What is the effect Periodic (no Household Childhood morbidity (e.g. diarrhoea,
To evaluate the
impact of the
intervention
See MICS
UNICEF and WHO provide a means to share data collection tools, procedures, and evaluation
results to inform the network of persons who are making decisions on programmes that affect child
development, including implementing Care for Child Development.
14 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
Resources
Ertem, I.O. et al. (2008). A Guide for Monitoring Child Development in Low-and Middle-Income
Countries. Pediatrics 121:e581-589.
This article proposes a method, tested by physicians in Turkey, to assess a child’s development
through a brief, six-item interview of his or her caregiver.
UNICEF. (2010). Multiple Indicator Cluster Survey (MICS), New York: UNICEF Statistics and
Monitoring.
http://www.childinfo.org ; http://www.unicef.org/statistics/index_24302.html
UNICEF assists countries in collecting and analyzing data in order to fill gaps for
monitoring the situation of children and women through its international household survey
initiative, the Multiple Indicator Cluster Survey (MICS). Since the mid-1990s, the MICS
has enabled many countries to produce statistically sound and internationally comparable
estimates of a range of indicators in the areas of health, education, child protection, and
HIV/AIDS.
WHO/UNICEF. (2011). Care for Child Development: Monitoring and Evaluation Guide.
Geneva: World Health Organization. Ilgı Ertem (Ankara University School of Medicine),
Patrice Engle (Cal Poly State University at San Obispo, CA), Oliver Petrovic (UNICEF New
York), and others have contributed to a set of tools for monitoring and evaluating Care for
Child Development and other interventions to support community-based interventions for
children.
CARE FOR CHILD DEVELOPMENT 15
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
ANNEX A
Tools to monitor programme implementation
STATUS OF PROGRAMME IMPLEMENTATION
Tool to monitor the proposed CORE INDICATORS on the status of the implementation of the Care for Child
Development intervention.
Orientation workshop for policy National When workshop was conducted including a multi-
makers conducted (multi-sectors) sector approach, as an indication of the start of
the implementation process
Plan to strengthen existing ECD National What type of intervention, who delivers,
interventions with Care for Child who trains, who supervises, starting sites,
Development prepared and costed implementation timeline, cost
Adaptation of Care for Child National Adapted draft taking into consideration national
Development intervention and policies and local context..
materials completed, if needed to fit
national policies and local conditions
Baseline evaluation conducted in two District Reported results of baseline evaluation (see the
target districts section on Evaluation, below)
Final evaluation in two target District Reported results of final evaluation (see the
districts completed after 80% training section on Evaluation, below)
coverage Results and report shared and discussed with
participating sectors and local staff of services.
3
For the LAC region, different terms will be used for each country to indicate what will be consider the sub-national level for
implementing CCD actions: municipality, department, province, etc.
16 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
ANNEX A
Progress of implementation (districts National Number and/ Number of districts covered out of total
covered) or percentage number of targeted districts
by date
Type (e.g. PHC home visit, play group, National Areas to expand the focus and use of CCD intervention to include
maternity programme, ECD target potential family and caregiver counselling in additional settings and
groups) services.
Coordination between types of intervention.
Provider (e.g. health worker, National Adaptations of interventions to include a wider range of health, ECD,
community health worker, ECD worker, community early intervention/rehabilitation and other family support
community-based early intervention/ workers, including indications of workers role in family and caregiver
rehabilitation worker) counselling.
Intensity (number and duration of National and local Modifications to include variations of contact time, follow-up
planned intervention contacts with (sub-national) and family/caregiver counselling strategies based on the specific
families, e.g. hours per week or month characteristics of the different services (in case multiple sectors and
until child’s age limit) services are involved).
Coordination (established referral and National and local Examples of coordination mechanisms to guarantee follow-up
coordination mechanisms with other (sub-national) or more targeted child and family support services – focusing on
support services for children with children with developmental delays and disabilities and those facing
development delays, disabilities or other risk situations of violence or abuse.
other risk situations)
Communication (mechanisms and National and local Use and potential application of communication strategies to
strategies for communication to (sub-national) support direct family guidance and support services. (examples)
support advocacy, family information, Materials developed
service provider support)
CARE FOR CHILD DEVELOPMENT 17
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
ANNEX A
Type of supervision
(e.g. group meeting, supervised home visit,
supervised clinic and/or ECD centre work)
Supervisor
(e.g. employee’s supervisor, designated
supervisor for Care, facilitator)
Intensity of supervision
(e.g. hours per week, month, twice a year)
18 CARE FOR CHILD DEVELOPMENT
A Framework for Monitoring and Evaluating the WHO/Unicef Intervention
ANNEX B
Tools to evaluate the impact of the intervention
OBSERVATION OF PROVIDER’S COUNSELLING SKILLS (Checklist)
Tool to evaluate the proposed CORE INDICATORS on the impact of training and supervision on the counselling by
service providers. Observer: Tick YES or NO to indicate whether the behaviour was observed.
ANNEX B
SUPPORTIVE ENVIRONMENT IN THE HOME (MICS items)
Tool to evaluate the RECOMMENDED INDICATORS on the impact on caregiver practices.
EC1. How many children’s books or picture books do you have for None _______________________________________________
(name)? Number of children’s books ___________________________
Ten or more books ___________________________________
EC4. In the past 3 days, did you or any household member over 15
years of age engage in any of the following activities with (name):
If yes, ask:
who engaged in this activity with (name)?
Mother Father Other No one
Circle all that apply.
[A] Read books to or looked at picture books with (name)? Read books A B X Y
[B] Told stories to (name)? Told stories A B X Y
[C] Sang songs to (name) or with (name), including lullabys? Sang songs A B X Y
[D] Took (name) outside the home, compound, yard or enclosure? Took outside A B X Y
[E] Played with (name)? Played with A B X Y
[F] Named, counted, or drew things to or with (name)? Named/counted A B X Y
Pan American Health Organization (PAHO/WHO)
Regional Office for the Americas of the World Health
Organization
UNICEF
Latin America and Caribbean Regional Office
www.unicef.org/lac
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