8.10 Protection of Capacitor Banks
8.10 Protection of Capacitor Banks
8.10 Protection of Capacitor Banks
Contents
8.10 Protection of Shunt Capacitors Banks ........................................................................................... 3
8.10.1 Introduction .............................................................................................................................. 3
8.10.2 Unbalance Protection ............................................................................................................... 3
8.10.2.1 EXTERNALLY FUSED BANKS ................................................................................................................................................ 3
8.10.2.2 INTERNALLY FUSED BANKS ................................................................................................................................................. 4
8.10.2.3 FUSELESS AND UNFUSED BANKS .......................................................................................................................................... 5
8.10.2.4 BASIC UNBALANCE PROTECTION SCHEMES .......................................................................................................................... 6
8.10.2.4.1 Single-Wye Banks .................................................................................................................................................. 6
8.10.2.4.2 Double-Wye Banks ................................................................................................................................................ 8
8.10.2.4.3 Natural Unbalance Compensation ........................................................................................................................ 10
8.10.3 Overload Protection ............................................................................................................... 11
8.10.4 Short Circuit and Earth-Fault Protection .............................................................................. 14
8.10.5 Negative-Sequence Overcurrent Protection ........................................................................... 15
8.10.6 Undervoltage and Undercurrent Protection .......................................................................... 15
8.10.7 Overvoltage Protection........................................................................................................... 15
8.10.8 Examples ................................................................................................................................. 15
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 3
8.10.1 Introduction
Shunt capacitor banks (SCBs) are widely used in transmission and distribution networks to produce reac-
tive power support. Located in relevant places such as in the vicinity of load centers the use of SCBs has
beneficial effect on power system performance: increased power factor, reduced losses, improved system
capacity and better voltage level at load points.
Shunt capacitor banks are protected against faults that are due to imposed external or internal conditions.
Internal faults are caused by failures of capacitor elements composing the capacitor units, and units com-
posing the capacitor bank. Also other faults inside the bank such as a flashover within the rack (short circuit
over a single or multiple series groups of units of the same phase) and rack phase-to-phase and phase-to-
earth faults belong to this category. Depending on the number of failed elements/units, the protection may
first initiate an alarm to notify the operator about a potential bank problem. Tripping in due time must take
place if the stress to the healthy capacitor elements/units or the measured phase currents and/or their se-
quence components exceed a predefined limit to minimize damage and to prevent possible rapid cascading
of the fault by other failed elements/units. External power system conditions cause stress to SCBs such as
bank overload due to the combined effect of sustained overvoltage and increased level of harmonics. On
the other hand, the SCB may stress the power system if remained connected during abnormal system condi-
tions possibly causing overvoltages that may damage both the SCB and other components of the system.
The purpose of the protection is also to limit the effect of overload to a safe and acceptable level, and to
prevent the abnormal system conditions from damaging the SCB by disconnecting it in case of loss-of-
supply condition. Additionally, reconnection of the SCB must be prevented if not fully discharged. Also
short circuits and earth faults between the circuit breaker and SCB terminals must be cleared by the SCB
protection scheme in due time in order to minimize damage and stress to the system.
capacitor
element
capacitor
element
group
N capacitor unit
series group
Figure 8.10.1: Externally fused capacitor unit (right) and wye-connected SBC (left)
In externally-fused SCBs, several capacitor element breakdowns may occur before the fuse removes the en-
tire unit from service. The external fuse will operate when a capacitor unit becomes short-circuited, isolat-
ing the faulted unit. The unbalance protection should coordinate with the individual capacitor unit fuses so
that the fuses operate to isolate the faulty capacitor unit before the protection trips the whole bank. The
alarm level is selected according to the first blown fuse giving an early warning of a potential bank failure.
The delayed trip level is based on the loss of additional capacitor units that cause a group overvoltage in
excess of 110% of capacitor unit rated voltage or the capacitor unit manufacturer’s recommendation
[8.10.1]. In case of cascading failure or an arcing fault within the bank, the application of an additional
high-set stage operating in minimum time is recommended to minimize damage.
capacitor
element
capacitor
element
group
N capacitor unit
series group
Figure 8.10.2: Internally fused capacitor unit (right) and wye connected SBC (left)
Internally-fused capacitor units are subject to overvoltage across elements within the unit as internal fuses
blow and remove elements from a parallel group. The overvoltage on these remaining elements shall be
considered in addition to the overvoltage on units without blown fuses. These considerations are to avoid
the exposure of healthy capacitor units to voltages in excess of 110% of their rated voltage [8.10.1]. The
alarm level is set above the natural unbalance, so that the protection would operate reliably on the loss of
the first or second fuse. The delayed trip level can be set so that the number of operated fuses in the af-
fected capacitor unit does not exceed the maximum number recommended by the manufacturer and that the
voltage on the healthy capacitors does not exceed the overvoltage capability stated above. It should be
noted that the element voltage in the unit with blown fuses may exceed 110% of the rated voltage. Opera-
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 5
tion speed in case of cascading failure or an arcing fault within the bank creating severe unbalance should
be minimized by the application of an additional high-set stage.
capacitor
element
capacitor
element
group
Figure 8.10.3: Fuseless capacitor unit (right) and wye-connected SBC (left)
Unbalance protection trips the bank when the resulting voltage becomes excessive on the remaining healthy
capacitor elements or units. The delayed trip level can be set so that the voltage on the remaining elements
in the affected series connection of elements and units does not exceed the maximum recommended by the
standards or the manufacturer, which is typically 110% of the rated voltage [8.10.1]. The number of shorted
elements for trip and alarm can be determined by calculating the voltage on the affected elements.
Unfused capacitor banks are similar to externally or internally fused banks (groups of capacitor units in pa-
rallel with each other and the groups connected in series from phase to neutral or earth) but there are no
fuses either internally or externally, Figure 8.10.4. Capacitor units are imposed to overvoltage across ele-
ments within a unit as elements become shorted in case of failure. The overvoltage on the remaining ele-
ments shall be considered. Excessive voltage on the remaining elements may lead to cascading failure dur-
ing system transient overvoltages [8.10.1].
A B C discharge resistor
capacitor unit
case
capacitor
element
capacitor
element
group
N capacitor unit
series group
Figure 8.10.4: Unfused capacitor unit (right) and wye-connected SBC (left)
The alarm level is set above the natural unbalance so that the protection would operate reliably when short-
ing of the first element within a unit occurs. The delayed trip level can be set so that the voltage on the re-
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 6
maining elements in the affected capacitor unit does not exceed the maximum recommended by the manu-
facturer, and that the voltage on the healthy capacitors does not exceed the overvoltage capability of the
units, which is typically 110% of the rated voltage [8.10.1]. As with the protection of the other capacitor
unit and bank types, the operation speed in case of cascading failure or an arcing fault within the bank
creating severe unbalance should be minimized by the application of an additional high-set stage.
The simplest method to detect unbalance in single unearthed wye banks is to measure the bank neutral or
zero-sequence voltage. If the capacitor bank is balanced and the system natural unbalance equals zero, the
neutral voltage will ideally be zero as well. A change in any phase of the bank will result in a change in the
neutral or zero-sequence voltage. Figure 8.10.5 (top) shows a method that measures the voltage between
capacitor neutral and earth using a VT and an overvoltage protection function. The voltage measurement
can also be done by a resistive divider. This scheme is simple but the disadvantage is that the system unbal-
ance and the natural unbalance of the bank are present in the measurement. An equivalent zero-sequence
voltage that eliminates the system unbalance but not the natural unbalance can be obtained by utilizing
three VTs with their high-side voltage wye-connected from phase-to-neutral, and the secondaries connected
in broken delta. The VTs can either be connected at a tap in the capacitor bank, or VTs of the bank bus can
be used instead. An alternative solution would be to use the numerically calculated zero-sequence voltage
from phase-to-neutral voltages. Figure 8.10.5 (mid) shows this solution. Figure 8.10.5 (bottom) shows a
scheme that removes the system unbalance and can be made to compensate for the natural capacitor unbal-
ance. Its operation is based on the measurement of the differential zero-sequence voltage. The terminal side
zero-sequence voltage is derived from three phase-to-earth VTs with their high side wye-connected and
their secondaries connected in broken delta. Numerically calculated zero-sequence voltage from phase-to-
earth voltages measured by VTs or resistive voltage dividers can also be used. The differential voltage be-
tween the terminal side and the bank neutral voltage measurement due to system unbalance will be com-
pensated inherently for all conditions of system unbalance because the system unbalance appears as similar
neutral voltage at both the bank terminals and the bank neutral. The remaining differential voltage is due to
bank natural unbalance, that is, manufacturing tolerances. This can then be compensated by means of a nat-
ural unbalance compensation function, which is typically a standard feature in the related functionality of
modern IEDs.
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 7
A
B
C
UN > 59N
A
B
C
UN > 59N
N
VT SCB
A
B
C
dUN> 60V
A
B
C
N N
IN> 50N
UN > 59N
VT SCB
A
B
C
3Ud> 60V
Typically, a double-wye-type of bank allows a secure unbalance protection with a simple uncompensated
function, because any system zero-sequence component affects both wyes equally, but a failed capacitor
unit will appear as an unbalance between the neutrals. This is also an advantage in case of earthed SCBs
because coordination with the system earth-fault protection is not required which allows fast operation of
the unbalance protection.
The scheme of Figure 8.10.7 (top) uses a current transformer on the connection of the two neutrals and a
simple overcurrent protection function. Figure 8.10.7 (bottom) uses a voltage transformer connected be-
tween the two neutrals and an overvoltage protection function. The effect of system voltage unbalance is
avoided in both schemes, but the effect of natural unbalance of the bank is not, which causes circulating
current or voltage between the neutral points in the healthy state. Therefore, if a very sensitive protection is
required, the scheme must be completed with natural unbalance compensation function.
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 9
A
B
C
N N
dIC> 50NC
A
B
C
N N
UN > 59N
A
B
C
N N
dIC> 50NC
A
B
C
N N
dIC> 50NC
A
B
C
Figure 8.10.9: Unbalance protection schemes for earthed and unearthed H-connected SCBs
In practice, the unbalance current or voltage measured by the unbalance protection in case of a healthy SCB
does not equal zero. Also loss of individual capacitor units or elements will result to somewhat different
magnitudes of unbalance current or voltage as theoretically calculated based on the SCB design [8.10.1].
The reason for this is the primary and secondary unbalance, which exists more or less on all SCB installa-
tions. The primary unbalance is due to system voltage unbalance and capacitor manufacturing tolerance.
Secondary unbalance errors are due to possible measurement inaccuracies of the measuring transformers
and due to changes in capacitance resulting from temperature variation in the bank. The total natural unbal-
ance error will be a vectorial sum of the primary and secondary unbalance. The error may be in a direction
to make the protection more insensitive or to cause a false operation. According to general recommenda-
tions [8.10.1], if the natural unbalance error approaches 50% of the required alarm setting, compensation
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 11
should be provided in order to correctly alarm for the failure of one unit or element as specified. Figure
8.10.10 shows one implementation principle of the natural unbalance compensation [8.10.6]. The phase
current IA is used as a synchronizing input for the compensation function, which means that the natural un-
balance currents can be compensated for both amplitude and phase angle. The natural unbalance phasor(s)
are recorded during commissioning of the SCB by the IED including the unbalance protection function and
then used for compensating the natural unbalance currents to zero level. The natural unbalance current pha-
sor d I C _ natural during the healthy state in relation to phase A current is recorded first, Figure 8.10.10, left.
After this, the natural unbalance current phasor is subtracted from the measured unbalance current phasor
d I C _ measured to obtain the actual unbalance current phasor d I C _ compensated resulting only from faulted units or
elements, Figure 8.10.10, right. During healthy state, the current phasor d I C _ compensate d then equals zero.
a) IA b) IA
dIC_natural
dIC_measured
dIC_compensated
-dIC_natural
U Cnf I Cnf
= [ p.u.] (8.10.1)
UN n⋅ IN
where
U Cnf is the nth harmonic component of the SCB voltage,
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 12
Therefore, by filtering the measured phase current in accordance with Equation (8.10.1), the protection can
be made to correspond to the actual voltage across the SCB, taking into consideration the possible harmon-
ics. The principle of this type of protection and the applied filtering characteristic is represented in Figure
8.10.11. Further, the current measurement after the filtering is based on the so-called peak-to-peak mea-
surement principle as illustrated in Figure 8.10.12. In this example, the true RMS-value measurement of the
filtered current shows 1.00 per unit, whereas the peak value measurement scaled to RMS-value by dividing
it by 2 shows 1.03 per unit. Obviously, the latter one must be utilized in the overload protection. The op-
eration time is selected in accordance with the SCB withstand capability and the applied standards or manu-
facturers recommendations [8.10.1], [8.10.2], [8.10.3], [8.10.4], [8.10.5] and [8.10.7]. Therefore, the opera-
tion time characteristic of the overload protection function needs to closely match the overload limit of the
SCB. Figure 8.10.13 shows an example of this [8.10.7]. The protection provides two stages: time-delayed
alarming and time-delayed tripping. The purpose of the alarming stage is to notify about a potential bank
problem in due time, taking into account the response time of the network voltage control. The start current
settings in the example are selected as 1.05 and 1.1 times the rated current of the SCB.
According to reference [8.47], the overload protection can also be implemented by measuring directly the
RMS-value of the SCB-current. Reference [8.47] states that the capacitor units shall be suitable for conti-
nuous operation at an RMS-current of 1.30 times the current that occurs at rated sinusoidal voltage and
rated frequency, excluding transients. This implies that the protection must start at latest when the RMS-
value of the measured current including the combined effect of harmonics exceeds 1.3 times the rated SCB-
current. In the RMS-based method, the setting is given in RMS-current, whereas in the method applying the
special filter the setting represents the actual voltage over the SCB. Therefore, the latter method gives a
more accurate picture of the loading state of the SCB than the RMS-based method.
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 13
Overload protection
Special filter
5
0 IC’
IC Protection
-5
Amplitude/dB
-10
-15
-20
-25
UC -30
-35
0 100 200 300 400 500 600
Frequency/Hz
Figure 8.10.11: Principle of current-based SCB-overload protection using special filtering. IC’ is the
filtered SCB-current that is proportional to the actual SCB-voltage.
2 2
Current or voltage (p.u.)
peak(+)
Current (p.u.)
1 1
0 0
-1 -1
peak(-)
-2 -2
0 0.01 0.02 0.03 0.04 0 0.01 0.02 0.03 0.04
Time (s) Time (s)
peak(+) + peak(-)
• I1f ≈ 1 p.u. • IC ’ ≈ ≈ 1.03 p.u.
2*√2
• I5f ≈ I1f / 3 p.u. • IC_RMS’ = UC_RMS ≈ 1.00 p.u.
Figure 8.10.12: Measurement principle of the current-based SCB-overload protection. All values are
expressed as per unit of the rated SCB-current or voltage. Left: unfiltered SCB-
current. Right: filtered SCB-current or unfiltered voltage.
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 14
1.15*IN
1.20*IN
1.30*IN
1.40*IN
1.70*IN
2.00*IN
2.20*IN
IN
Figure 8.10.13: Example operating time characteristic of the SCB-overload protection. The dots
indicate the overload limits as per [8.10.1] and [8.10.2]. IN denotes the rated SCB-
current.
8.10.8 Examples
Figure 8.10.14 shows the proposed protection functions for a small unearthed single-wye-connected bank
(top) and for a large earthed H-connected bank (bottom). The latter scheme may be completed with a back-
up protection functionality if required (not shown in the figure). The functions have been implemented in a
multifunctional IED and are listed as follows:
• Short circuit and overcurrent protection (50, 51)
• Unbalance protection (59N, 51NC)
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 16
UN > 59N
3U> 59 3U< 27
ΔI> 51NC x3
Figure 8.10.14: Protection schemes for SCBs. Top: small unearthed single-wye-connected bank.
Bottom: large earthed H-connected bank.
Distribution Automation Handbook (prototype) 1MRS757290
Power System Protection, 8.10 Protection of Shunt Capacitor Banks 17
References
[8.10.1] "American National Standard for Protection of Shunt Capacitor Banks,"
ANSI/IEEE Publication Std C37.99-2000.
[8.10.2] "Shunt capacitors for AC power systems having a rated voltage above
1 000 V - Part 1: General," IEC 60871-1, Geneva, July 2005.
[8.10.3] "Shunt capacitors for AC power systems having a rated voltage above 1
000 V - Part 2: Endurance testing," IEC/TS 60871-2, Geneva, June 1999.
[8.10.4] "Shunt capacitors for AC power systems having a rated voltage above 1
000 V - Part 3: Protection of shunt capacitors and shunt capacitor banks,"
IEC/TS 60871-3, Geneva, March 1996.
[8.10.5] "Shunt capacitors for AC power systems having a rated voltage above 1
000 V - Part 4: Internal fuses," IEC 60871-4, Geneva, August 1996.
[8.10.6] "CUB3Cap, 3-Phase Current Unbalance Protection for H-bridge
Connected Shunt Capacitor Banks," Function block manual, ABB Oy,
Distribution Automation, 2005.
[8.10.7] "OL3Cap, 3-Phase Overload Protection for Shunt Capacitor Banks,"
Function block manual, ABB Oy, Distribution Automation, 2005.
Document revision history
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