The Effective Ambassador
The Effective Ambassador
The Effective Ambassador
AMBASSADOR
A Practical Handbook
CHAIR
Adam Nathanson
President & CEO, Mapleton Investments, LLC
MEMBERS
Paul C. de Bernier
Partner, Mayer Brown LLP
Hans Gustafsson
Tax Partner, Holthouse Carlin & Van Trigt LLP
Brett Johnson
Vice President, Goldman, Sachs & Co.
Nili T. Moghaddam
Counsel, Skadden, Arps, Slate, Meagher & Flom LLP
George Nolfi
Director, writer, and screenwriter
Catherine Park
Chief Financial Officer and Chief Operating Officer, Robot Factory Incorporated
Nicole Simonian
Partner and Asia Coordinator, Bryan Cave LLP
Andrew Shulkind,
Co-founder, Headcase VR
STAFF
Justin Chapman
Communications Associate, Pacific Council
Nastasha Everheart
Chief Membership Officer, Pacific Council
Jeannine A. Imperiale
Executive Assistant, Mapleton Investments, LLC
FOREWORD
As Director of Presidential Personnel in the Reagan Administration, I was charged with recommending
ambassadorial candidates to the President, always aware that those decisions could affect our national
security, diplomatic, and economic objectives.
I later served as U.S. Ambassador to the United Kingdom, from 2005 to 2009. As I told the authors in an
interview during the research phase of this report: While I believe my experience in the federal government
and my business expertise were great assets, my service at the Court of St. James was one of the most
difficult (and highly rewarding) jobs I have ever had. It was the pinnacle of my career.
Today, seeing the findings and accumulated advice in the pages that follow, I know that this document would
have been of great value to me before arriving in London. The report answers the questions: What can
prospective ambassadors expect as they move through the nomination and confirmation process? And what
qualities and skillsets make an ambassador effective in the field?
Researched and written by a group of young business and legal professionals from the Pacific Council on
International Policy, the report is at its core a practical handbook, providing guidance to potential candidates
for U.S. ambassadorships and best practices for current ambassadors. The insights come from the authors’
interviews with numerous distinguished individuals, all of whom have had experience and carry expertise
in politics, international relations, and diplomacy: nine current and former U.S. ambassadors, two foreign
ambassadors to the United States, a former Chair of the
U.S. House Committee on Foreign Affairs, a senior-ranking Robert H. Tuttle, U.S. Ambassador to the UK. Source:
United States Embassy in London.
member of the U.S. Senate Foreign Relations Committee,
and a representative of the Office of White House Counsel
were among the interviewees.
U.S. ambassadors carry great responsibility in their roles as chief diplomats. They personally represent the
President of the United States and all Americans abroad, overseeing embassy operations in the countries
with which the United States maintains diplomatic relations. Their performance can change how foreign
governments and their citizens view the United States.
Most ambassadors rise through the ranks of the State Department’s Foreign Service and are selected
based on years of experience working abroad and developing, over time, expertise in diplomacy, foreign
languages, cross-cultural communication, national security matters, embassy operations, and the historical
and geopolitical context of their relevant regions. These career diplomats often serve in the most volatile
and complicated parts of the world.
German Chancellor Angela Merkel and her staff sit with U.S. Secretary of State John Kerry, U.S. Ambassador to Germany John Emerson, State Department Deputy Chief of Staff Jon Finer, and Deputy
Assistant Secretary of State for European and Eurasian Affairs Julieta Valls Noyes at the outset of a bilateral meeting at the Chancellery in Berlin, Germany, on October 22, 2014.
Members of the Future Leaders Task Force visit the State Department. Furthermore, detailed reports by the U.S. Office of
Pictured (left to right): Andrew Shulkind, Adam Nathanson, George Nolfi, Brett
Johnson.
Inspector General (OIG) on the performance reviews of
ambassadors reveal that the substantive performance of
an ambassador does not correlate to how the individual
was originally appointed. All are rated according to the
same core standards, and some career diplomats and
some political appointees receive very high rankings
while some ambassadors from each group receive low
rankings. In other words, any ambassador – whether
career diplomat or political appointee – has the potential
to do well or poorly in the role.
However, many ambassadors are recruited from
outside the Foreign Service: they are directly The following handbook seeks to provide a baseline
nominated by the president. These “political of information for prospective diplomats – particularly
appointees” may or may not have relevant political appointees – to improve their future performance
experience or knowledge of the region to which and success. The reflections and recommendations
they are assigned. Most – though not all – of herein draw on our wide ranging interviews with both
them are political supporters of the President and career and appointed ambassadors from different
of the party in control of the White House, which U.S. administrations. We have included details on the
contributes to occasional controversy about their process of becoming an ambassador as well as best
appointments. practices once appointed to maximize effectiveness in
the field.
Critics more often than not argue that political
appointees are not as competent in the ambassador The handbook is the product of research and interviews
role as are career diplomats, and assert that U.S. with more than a dozen high-profile government
diplomacy is becoming a politicized commodity. The officials with expertise in politics, international relations,
TABLE 1
truth is far more nuanced. As of July 15, 2016, politically- and diplomacy. The interviewees provided firsthand
appointed ambassadors held less than a third of all perspectives on public diplomacy, national security,
posts. This proportion largely has been consistent over human rights, education, social media and public
time: today’s proportion actually represents a modest outreach in host countries, intra-embassy affairs,
decrease relative to the George W. Bush, George H.W. the advancement of State Department policy, crisis
Bush, and Ronald Reagan administrations (see Table 1). management, and business and trade matters.
The Effective Ambassador Page 3
Nina Hachigian’s swearing in ceremony as U.S. Ambassador to ASEAN on October 3, 2014. [US Mission to ASEAN photo]
BECOMING AN
AMBASSADOR
The process for prospective GETTING ON THE RADAR
ambassadors to make their way from The first step in the process is for the administration to
candidacy to vetting to nomination identify the candidate as a prospective ambassador.
and finally to confirmation can be All ambassadors are nominated by the President and
long, arduous, and often expensive confirmed by the Senate. Among those most likely to
recommend candidates for ambassadorial positions
for political appointees. This general
are the White House Chief of Staff, the Secretary
outline flows from our interviewees’ of State, Congressional leaders, senior advisors
experiences and advice. to the President, individuals close to presidential
campaigns, or those connected to the inner circle of
the President, First Lady, or Vice President. One of
our interviewees advised: “You need to seek out the
decision-makers behind the decision-makers.”
Tax Review
The White House Office of General Counsel conducts
an initial tax review, during which personnel revisit
the candidate’s last 15 years of taxes to confirm a
clean and thorough filing history. Red flags can
include excessive amendments to previous filings
and penalty payments to the IRS.
Financial Disclosure
Upon successful completion of the tax review, the
White House brings in its counterparts at the State
Department to perform a financial disclosure review.
Here, full records of assets and investments are
reviewed in detail and potential conflicts of interests
are identified. Should a conflict arise, the candidate
could, as a condition to resolve the conflict, face
a decision necessitating a divestiture of certain
assets or business enterprises or the requirement
NOMINATION
A candidate’s nomination is subject to the President’s
U.S. Senate Committee Hearing on Nomination.
final approval. If endorsed, a Senate confirmation
hearing is scheduled. The span between nomination
and confirmation can be as short as two weeks or
longer than a year, depending on the perceived
priority or political controversy of the appointment,
as well as the political climate on Capitol Hill. “Charm school” alone is not sufficient training for a
high-level diplomatic post. Candidates should plan
Between nomination and confirmation, formal to do substantial independent preparation and
training in connection with the potential appointment research on their country and region of assignment
begins. Candidates and spouses attend a two- in addition to familiarizing themselves with the
week State Department program informally known OIG’s own periodic assessments of the strengths
as “charm school.” In this program, candidates and and weaknesses of ambassadors and embassies.
spouses receive strategic briefings on the relevant Nominees should review these informative reports
country, learn about diplomatic protocol, receive to understand what the State Department expects
coaching on key skills such as public speaking and from effective ambassadors. Regional business
media relations, and get to know the Department of leaders, previous ambassadors, academics, non-
State as well as how to work with other government governmental organizations and philanthropists
agencies that have a presence within the embassy, in the host country, and even individuals from the
including but not limited to the Department of potential host country living in the United States
Defense, Peace Corps, USAID, U.S. Trade Office, all represent additional sources of information and
and many others. insight for candidates.
The Effective Ambassador Page 6
CONFIRMATION many cases, because it presents an opportunity
The Senate confirmation hearings – the final step in the for members of the opposition political party to
ambassadorial appointment process – are designed challenge an appointment made by the White House.
to test the knowledge, skills, and preparedness of Several in-hearing gaffes in recent years contributed
the nominee. Ideally, they will move quickly and to the stigma surrounding political appointees; when
smoothly: the continuity of ambassadorships is tested, candidates were unable to answer basic
vital to bilateral relations, and an embassy that sits and general questions about their prospective host
without an ambassador in a host country for too long country.
reflects negatively on the United States. The hearing
will also set the course and establish credibility Candidates should also understand and be prepared
for the new ambassador’s time abroad. Thus, to answer questions about the criteria established
candidates must be adequately prepared not only by the Department of State for ambassadorial
to gain the appointment but also to avoid potential performance, embassy management, and the
embarrassment. execution of U.S. policy, all of which are contained in
the OIG reports mentioned above.
Political appointees are often tested more rigorously
by the Senate than career diplomats in order to Final confirmation is achieved by a majority vote in
confirm their appropriateness for the role and, in the Senate.
The Effective Ambassador Page 7
BEST PRACTICES FOR
THE EFFECTIVE AMBASSADOR
Once a candidate is confirmed as RELATING TO THE
ambassador, the real work begins. HOST GOVERNMENT
Senator John McCain told us: “The
American public and members of Establish credibility with local officials early
The primary objective of an ambassador is to serve
Congress are not fully aware of how
as the eyes and ears of the U.S. government while
gravely our relationship with foreign maintaining effective communications with the host
countries is influenced by the government, which is easier if the host government
effectiveness of our ambassadors views the ambassador as an individual of influence.
on the ground.” A U.S. ambassador is usually regarded, by default,
among a small handful of the most important
The following summarizes the foreigners in a host nation. An effective ambassador
must seek to establish personal credibility and a
actions and qualities that our
presence with the host government from the outset
research suggests are most of his or her tenure.
important to becoming a successful
and effective ambassador. Political appointees sometimes actually have an
advantage over career diplomats in establishing
local credibility, as the host country may see the
U.S. Ambassador to China Gary Locke participates in the Strategic Track Plenary Session during the U.S.-China Strategic and Economic Dialogue in the Loy Henderson Auditorium at the U.S.
Department of State in Washington, D.C., on July 11, 2013.
ambassador as having a direct line or personal Assistant Secretary of State for Western Hemisphere Affairs Roberta
Jacobson delivers remarks on re-establishing diplomatic relations with
relationship with the president of the United States. Cuba at the Foreign Press Center in Washington, DC on May 22, 2015.
Jacobson is now U.S. Ambassador to Mexico.
Indeed, access to relevant decision-makers at the
highest levels in the U.S. government or business
community, including a through-line to the President
or other senior policy-makers, such as the Secretary
of State, contribute strongly to the credibility of
the ambassador in the eyes of the host nation.
This perceived high-level access can offset other
concerns that the host country may have about the
person not being a career diplomat.
RELATING TO THE
AMBASSADOR POSITION
extensive experience managing organizations and Look for ways to promote U.S. business and trade
leading people. That makes it easier to manage any interests
crises that arise, as the ambassador carries his or Experience in international relations and geopolitical
her management skills – namely the ability to keep matters is key, but it is also increasingly important for
calm under pressure, communicate clearly, and ambassadors to understand U.S. business interests,
act decisively – into the new role. During a crisis, as the ambassador is part of the “sales team” for
the ambassador must communicate urgent and American enterprises overseas and for encouraging
complicated matters directly to the embassy team, foreign direct investment (FDI) at home. In fact, the
to Washington, and to the host government. He or Obama administration’s global economic strategy
she must also anticipate potential concerns from claims to grade ambassadors in part on their ability to
Washington, whether that means filing the necessary solicit foreign trade partnerships, promote American
paperwork or advancing the appropriate protocols exports, and solidify outbound investments. The role
in an emergency situation. of the ambassador is also to get countries to invest in
the United States and generate American jobs – that’s
U.S. Secretary of State John Kerry delivers remarks before swearing in Paul
Jones as the new U.S. Ambassador to Poland at the U.S. Department of advocacy.
State in Washington, D.C., on September 11, 2015.
Titled “9/11,” painting of Air National Guard flying over a burning Pentagon. [Gil Cohen, National Guard]
CONCLUSION