1 s2.0 S1110036216300371 Main
1 s2.0 S1110036216300371 Main
1 s2.0 S1110036216300371 Main
Cairo University
Review
Department of Radiation Oncology, All India Institute of Medical Sciences, New Delhi, India
KEYWORDS Abstract Introduction: Local recurrences after curative treatment have a potential for cure with
Squamous cell carcinoma; salvage surgery or with re-irradiation.
Recurrent; Methods: We reviewed the PubMed for articles published in English with key words squamous cell
Re-irradiation; carcinoma, recurrent, re-irradiation, prognostic factors to find relevant articles describing prognos-
Toxicity tic factors, re-irradiation, and outcome for recurrent head and neck squamous cell carcinoma.
Results: Various factors including age, performance status, time for recurrence, previous radiation
dose volume and site of recurrence, previous use of chemotherapy are all prognostic factors in
recurrent head and neck squamous cell carcinoma. Surgery is feasible in very select subgroup of
patients and must be done when feasible. Re-irradiation with the aid of modern sophisticated tech-
nology is safe and confers durable and clinically meaningful survival benefit. Re-irradiation in head
and neck recurrent squamous cell carcinoma may provide an expected median survival of 10–
12 months. Chemotherapy may be added along with radiation in the recurrent setting.
Conclusion: Treatment approaches may have to be personalized. Re surgery must be done in all
patients in whom it is feasible. In patients in whom surgery is not feasible, re-irradiation must be
evaluated as a therapeutic option especially in patients with limited volume recurrence.
Ó 2016 National Cancer Institute, Cairo University. Production and hosting by Elsevier B.V. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Search methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Investigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Prognostic factors in recurrent Head and neck squamous cell carcinoma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
General treatment approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Re-irradiation in recurrent/second head and neck cancers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
to radiation therapy, time from previous radiation and human evaluated with special consideration to factors like perfor-
papilloma virus (HPV) status [5,6]. Treatment related factors mance status, age of the patient, site of recurrence, volume of
include usage of conformal radiation therapy, dose of reirradi- recurrence, disease free interval, and presence of severe co-
ation, concurrent chemotherapy usage, salvage surgery and morbidity. The sub-sites like oral cavity and limited nodal
radiation volume [7,8,14]. Patient related factors include age, recurrence are ideal candidates for a surgical salvage. Specific
performance status, comorbidities, organ dysfunction from issues related to surgery in recurrent setting like wound healing,
previous treatment, feeding tube dependency, tracheostomy organ dysfunction, dependency on feeding tube and increased
and soft tissue defect [15–18]. blood loss during surgery must also be kept in mind before tak-
Tanvetyanon et al. in a retrospective series of 103 patients ing a patient for salvage surgery. Post radiation fibrosis in the
found comorbidity and organ dysfunction as independent pre- neck also makes surgical salvage difficult in some cases.
dictors of survival. Reasons attributed were both factors may The availability of modern surgical techniques like trans-
lead to suboptimal cancer directed therapy and increase risk oral robotic surgery (TORS), trans-oral microsurgical
of death from cancer related causes and may cause death approaches have made surgery a viable option in oropharyn-
due to non-cancer related causes as well. Other factors that geal cancers with small disease volume. Those patients who
had prognostic implications were T stage, tumor bulk, re- are found not suitable for surgery may be evaluated for
irradiation dose, time interval between previous radiation re-irradiation. But here also careful patient selection is the
and current. [19]. In a similar series of 79 patients aged less key to optimize outcomes. Those who are not suitable for
than 50 years, a disease free interval of two years or more pos- either may be given systemic chemotherapy with a palliative
itively influenced survival [20]. Choe et al. evaluated phase 1 intent. A treatment approach to a patient with localized recur-
and phase 2 protocols of 166 patients who underwent chemo rent HNSCC is given in Fig. 1.
radiation in recurrence. Prognostic factors for overall survival
were previous chemoradiotherapy (CTRT), surgery before Re-irradiation in recurrent/second head and neck cancers
CTRT, re-irradiation and RT interval. Patient who had previ-
ously received CTRT had dismal outcomes. Reason attributed Re-irradiation has long remained an unpopular treatment
was aggressive tumor biology and resistant clonogens [21]. option because of variety of reason including fear of excessive
toxicity, unpredictable dose delivery beyond the normal tissue
General treatment approach tolerance and non-availability of imaging modality. With
advent of sophisticated radiotherapy techniques like stereotac-
Various available treatment options should be discussed with tic radiotherapy, image guided radiotherapy and intensity
the patients with particular emphasis of treatment outcome modulated radiotherapy, re-irradiation rHNSCC has gained
and toxicity. Surgical salvage should be attempted whenever momentum. Re-irradiation alone or in combination with
possible as surgical salvage in recurrent setting has been found chemotherapy can be offered in patients not suitable for sur-
to be an independent prognostic factor [4]. The patients must be gery. In addition, reirradiation can also be offered for patients
Figure 1 Proposed treatment approach for a recurrent head and neck cancer.
4 R. Benson et al.
with adverse pathologic feature after salvage surgery. In the tion, whereas, accelerated radiation aims to complete the
subsequent segments we will discuss about patient selection scheduled radiation before the accelerated repopulation kicks
criteria for re-irradiation, the acceptable dose fractionations, off following a lag phase of nearly 4 weeks. An incremental
role of brachytherapy, target volume definitions, the role of dose of 0.6 Gy is required after this to counter the accelerated
concurrent chemotherapy, toxicity prediction, prevention, mit- repopulation to achieve tumor control. Based on these princi-
igation and treatment of radiation toxicity. ples, hyper fractionation would be the preferred approach for
re-irradiation because of improved sparing of late responding
Patient selection criteria for re-irradiation tissues with equal total dose. There is a considerable debate
regarding the optimal dose fractionation in re-irradiation. A
There are a number of patient related, tumors related and pre- dose of >72 Gy biological equivalent dose (BED) or equiva-
vious treatment related factors that predict prognosis after lent dose 2 Gy (EQD2) of 60 Gy has been shown to have
re-irradiation. Charlson co-morbidity index, ACE grading – favorable OS in certain series compared to less than 72 Gy
27 [19], feeding tube dependency, presence of tracheostomy, [22]. The incidence of carotid blowout was higher when
presence of skin necrosis, Karnofsky performance status 1.5 Gy twice daily fractionation five days a week on alternate
(KPS) and age [22] are patient related factors that define prog- weeks or delayed accelerated hyper fractionation was used
nosis and help in selecting patients for re-irradiation. compared to 2 Gy daily or 1.2 Gy twice daily five days a week
Smaller tumor volume(<221 ml), nasopharyngeal and [26]. Hypo-fractionation 48 Gy BED in five fractions has pro-
laryngeal recurrence, longer time interval of recurrence vided comparable results in terms of PFS and OS in a small
(>16 months) are some of the tumor related factors that pre- series but with increased late toxicity. Certain criteria like
dict favorable prognosis compared to patients with larger vol- CBOS index have been created to define suitable patients for
ume, non-laryngeal primary, and early recurrence [20,22]. hypo fractionation [23]. So the most acceptable and effective
Patients treated with conformal techniques and for smaller vol- dose fractionation seems to be 60 Gy in 30 fractions over six
umes in initial treatment are expected to fare better with lesser weeks or 64 Gy in 54 fractions twice daily over 5.5 weeks.
toxicity compared to conventional treatment [20,22]. Patients The final dose prescribed must also take into account the tech-
treated with conformal techniques and for smaller volumes nique used, volume of recurrence, dose received by vital struc-
in initial treatment are expected to fare better with lesser tox- tures during previous irradiation. Hypo-fractionation can be
icity compared to patients treated with conventional tech- considered with the caveat of increased risk of late toxicity.
nique. Patients who received chemotherapy as part of initial Hypo-fractionation is useful in small volume recurrence far
treatment are associated with increased toxicity [21]. Not many from the spinal cord and carotids.
molecular factors have been validated for selecting patients for
re-irradiation. While treating patients with hypofractionated Target volume definition for re-irradiation
radiation, the risk of carotid blow out should be considered.
Only patients with <180 degree encasement of carotid artery After radiation and surgery, normal lymphatic flow gets dis-
on imaging and absence of ulceration can be taken up [23]. rupted. So, in recurrent tumors of head and neck lymph node
A carotid blow-out syndrome (CBOS) index has been con- metastases do not follow the expected pattern based on loca-
structed by a retrospective analysis of cases receiving hypofrac- tion and size of primary. Lymphoscintigraphy studies have
tionated RT to help select patients. shown that in around two thirds of cases the lymph flow is
In the post-operative setting patients with margin positive altered post-radiation [27]. Irradiating uninvolved nodal
disease, extracapsular nodal spread, deeply infiltrating tumors region leads to increased volume of irradiation and higher tox-
(>1 cm), rT4 disease in larynx and nodes >3 cm in size are to icity. Recurrence can occur only in primary, only in nodes or in
be considered for re-irradiation [24,25]. Point should be made both nodes and primary. If recurrence is only in the primary,
that the indications of postoperative re-irradiation are less dis- the target volume is defined as gross tumor plus a 0.5–1 cm
cussed. Janot et al. did not include patients with R1 resection. margin to form clinical target volume (CTV). If only in nodes,
However, from all other series it appears that re-irradiation the target volume will include the involved nodal level or in few
should be delivered for margin positive resection and ECE. cases only the gross node with a 0.5–1 cm margin [20]. The
Rest of the factors should play an important role to tradeoff need to use a margin to account for microscopic disease has
between toxicity and benefit of re-irradiation. been questioned as most recurrences that have occurred after
re-irradiation have been in field recurrences [28].
Dose fractionations for re-irradiation The target delineation should include the use of imaging
modalities of MRI and PET. PET integration in planning
Dose fractionation is critical in eradiating the tumor cells. has demonstrated to shift the location of GTV when compared
There are different radiation schedules-hyper fractionation, to CT alone because of clearer differentiation with fibrosis and
accelerated fractionation and hypo fractionation. Radiation post treatment changes [29,30]. MRI will help in identifying
in hyper fractionation is delivered in small dose per fraction fibrosis and identifying carotid vessel ulceration and encase-
with two or three fractions delivered every day to achieve a ment. It is difficult to comment on volumes to be treated when
higher biologically effective dose to the tumor when the a/b both primary and nodes are involved and should be left to the
ratio for tumor cells is greater than that for the dose- physician’s discretion. The re-recurrence is most commonly
limiting, late-responding normal tissue. Hyper fractionation seen in the areas of initial GTV. Hence, elective local or nodal
also induces radio-sensitization through cell-cycle redistribu- irradiation is not beneficial [20].
Re-irradiation for head and neck squamous cell carcinoma 5
Technique for re-irradiation 7% and 25% grade III toxicity at 6 and 12 months [39]. But
the final dose constrain for an IMRT must be personalized
As re-irradiation may be associated with higher toxicity, more on a patient to patient basis.
so with concurrent chemotherapy it is advisable to use the best
conformal technique. Compared to conventional technique Brachytherapy for re-irradiation
intensity modulated radiotherapy (IMRT) enables delivery of
conformal dose to the target, but at the risk of increased inte- Brachytherapy allows for a very conformal radiation if recur-
gral dose. Lee et al. reported higher loco regional failure with rence is confined to primary or single lymph node. But per-
non-intensity modulated techniques [8]. The use of image guid- forming brachytherapy may be difficult in a re-irradiation
ance during radiation delivery help in reducing the margins setting. Fibrosis of neck may make placement of needles diffi-
given for the planning target volume and thus must be used. cult. Often the location of recurrence like larynx and
Proton therapy also needs to be evaluated due to its physical hypopharynx is inaccessible to brachytherapy. Trismus due
property of the Bragg peak. Point should be made that proton to prior radiation and disease per se makes placement of nee-
therapy is not necessarily superior in all patients [31]. But, for dles difficult in anterior and base of tongue. If recurrence is
eligible patients proton therapy may impart long term disease close to bones like mandible, the high dose per fraction and
control. Hayashi et al. in a series of 34 patients combined dose rate in HDR brachytherapy may lead to osteoradionecro-
intra-arterial chemotherapy with proton therapy. They sis. The risks may thus outweigh the benefits of the procedure
reported encouraging 1-year and 2-year LC rates of 77% and in a patient who has limited survival.
60% [32]. In another recent report Romesser et al. reported lim- There are very few studies that have used brachytherapy in
ited toxicity with proton beam reirradiation. The authors a reirradiation setting. In a phase I/II reirradiation study by
reported acute grade 3 or greater toxicity in the form of mucosi- Martinez–Monge et al. 25 patients were treated with peri-
tis (9.9%), dysphagia (9.1%), esophagitis (9.1%), and dermati- operative high dose rate brachytherapy (4 Gy twice daily 8
tis (3.3%) [33]. Thus the best conformal technique available (32 Gy) for R0 resections and 4 Gy twice daily 10 (40 Gy)
must be used for re-irradiation with the use of image guidance. for R1 resections) [40]. The authors reported a 4 year local
control rate of 85.6% and OS of 46.4%. However 40%
Dose constrains for the organs at risk (n = 10) developed RTOG grade 3 or higher toxicity. Strnad
et al. evaluated pulsed dose rate brachytherapy with
There is paucity of data regarding optimum dose constraints chemotherapy or hyperthermia for rHNSCC [41]. The authors
for re-irradiation. So, whenever dose constraints are discussed reported improved local control when PDR brachytherapy
it is based on some retrospective literature only discussing tox- was used in combination with systemic chemotherapy.
icity profile for a given set of patients. Dose constrains for re-
irradiation must be individualized on a case to case basis Post-operative reirradiation
depending on the previous dose fractionation used, and time
since previous irradiation. In a study by Zwiker et al. the risk
for xerostomia was significantly higher for cumulative mean Re-irradiation after salvage surgery is required for patients
doses of P45 Gy to parotid glands [34]. Spinal cord is one with adverse pathological features. Indications for reirradia-
of the most critical organs at risk during radiation. As these tion after salvage surgery are extra nodal spread, positive sur-
patients already have radiation up to 70 Gy the spinal cord gical margins, and/or other risk factors like close margin,
receives up to the maximum tolerable dose by then and limits lymphovascular space invasion [24,42]. Kasperts et al. in a
the further option of dose delivery. In this context Schultheiss prospective study of 39 patients reported 3 year loco regional
et al. made an import revelation that after an initial dose of control and overall survival 74%, 44%respectively, however
45 Gy, 50% recovery happens for an elapsed period of two at the cost of higher toxicity [42]. Janot et al. randomly
years [35]. Nieder et al. in a literature review found small risk assigned 130 patients with head and neck cancer treated with
of myelopathy after 6135.5 Gy [BED] when the interval is not salvage surgery to full-dose reirradiation combined with
shorter than 6 months and the dose of each course is 698 Gy chemotherapy or to observation. The authors reported signif-
[36]. Sminia et al. also shared similar view of spinal cord recov- icantly improved disease free survival but OS was not different
ery after primary radiation and cumulative irradiation dose between two arms. The authors also report higher rate of treat-
applied to the spinal cord can vary between 125 and 172% ment related toxicity. Unfortunately, the authors do not men-
of the BED tolerance [37]. They also found that keeping cumu- tion about techniques of radiation. Radiation technique would
lative maximum dose to the spinal cord of 53 Gy and 63 Gy to be of importance in such cases for limiting the toxicity. Inter-
the brain stem is safe in patients with re-irradiation. Similarly a estingly, 37% patients in the reirradiation arm had P3 node
study by Yamasaki et al. had found that re-irradiation dose to positive compared to 12% in the observation arm. It appears
spinal cord and brainstem, below 60 Gy was safe without any such high risk patients may have contributed to larger volume
long term neurological complications [28]. The cumulative of radiation and death secondary to toxicity [24].
mandible below 70 Gy, and two-thirds laryngeal dose below
50 Gy may be safe [38]. Chua et al. in a phase II study for Systemic therapy with re-irradiation – feasibility and outcomes
recurrent nasopharyngeal carcinoma used the following dose
constraints: 10 Gy 6 10% for brainstem, 4 Gy 6 5% for spinal A number of systemic agents like paclitaxel, carboplatin, doc-
cord, 8 Gy 6 5% for optic nerve and chiasm, 10 Gy 6 5% for etaxel, erlotinib, cisplatin, hydroxyurea and adenoviral vector
orbit, and 10 Gy 6 10% for temporal lobe. The authors expressing TNF alpha have been integrated with re- irradia-
reported modest late toxicity with these dose constraints of tion [42–48]. The logic is to eradicate microscopic disease that
6 R. Benson et al.
Osteoradionecrosis-11.3%
also received chemotherapy either concurrently or in the
Osteoradionecrosis-8%
Mucosal necrosis-21%
neoadjuvant setting for the primary disease. The use of
Neck fibrosis-41%
chemotherapy in the primary setting may have led to resistance
Grade 4 or higher
by increased efflux of drugs by tumor cells, improved DNA
Trismus-30%.
repair mechanisms and increased glutathione production
(GSH). All these may contribute to decreased effectiveness of
Toxicity
chemotherapy along with radiation in the recurrent setting.
Also drugs like cisplatin may also lead to cumulative toxicity
mainly the neuropathy. The specific issue whether addition
of chemotherapy adds to survival in patients undergoing re-
Survival outcomes
Toxicity is one of the main concerns during re-irradiation for
a recurrent HNSCC. Acute mucositis is the predominant
Summary of various trials that have evaluated re-irradiation in recurrent head and neck cancers.
59.4 Gy
45 Gy
60 Gy
68 Gy
60 Gy
suffered from acute grade 3 or worse toxicity. In our series 7
patients suffered from grade 3 skin toxicity, 12 patients suf-
fered from grade 3 mucosal toxicity, and 5 patients had grade
Intensity modulated radiation therapy-70%
Conventional or 3D conformal
n = 79 [20]
n = 66 [28]
n = 115 [6]
n = 105 [8]
n = 169 [5]
Table 1.
Re-irradiation for head and neck squamous cell carcinoma 7
integration feasible
chemotherapy
Conclusion
Toxicity
The recurrent head and neck cancer has always been consid-
ered a poor prognostic subgroup. Little effort has been made
to look into these patients separately. Hence, the treatment
Median follow-up was 8.4 months overall
and salvage with curative option has rarely been made espe-
cially those with limited volume recurrence occurring after a
long disease free interval. In patients with local recurrence or
loco-regional recurrence surgery should be attempted for best
Median OS = 13.4 months
Disclosures
per fraction with concurrent weekly Paclitaxel and
Meeting presentation
3 cycles Docetaxel and Cisplatin
Not presented.
with five doses of cetuximab
Financial support
maintenance Erlotinib
Conflicts of interest
Cisplatin
Phase I trial
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