Policy 123
Policy 123
Policy 123
2018
POLICY BRIEF
TABLE OF CONTENTS
I. Introduction 2
II. Who are the Beneficiaries? 4
III. Legal basis for Reservations for Transgender Persons: How should it 6
be Implemented?
IV. Form of Reservations: A case for Horizontal Reservations for 8
Transgender Persons
(i) Vertical and Horizontal Reservations: A Primer 10
(ii) Why reservations for transgender persons should be horizontal 11
(iii) Reservations in promotion for transgender persons and other 14
allied issues
V. Conclusion and Recommendations 15
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I. INTRODUCTION
In April 2014, the Supreme Court of India formally recognised the rights of
transgender persons in NALSA v. Union of India1 (“NALSA”). The Court recognised
the right to self-determination of one’s gender identity as male, female or
transgender even without medical reassignment.2
It relied on the equality and anti-discrimination guarantees in Articles 14, 15,
16 and 193 of the constitution for transgender persons. Article 15 of the Constitution,
which furthers the equality guarantee, identifies ‘sex’ as a prohibited ground of
discrimination. Article 15 places both a negative duty on the State not to discriminate
on the basis of the identified protected characteristics and a positive duty to take
steps for the advancement of certain classes of persons. Drawing on this mandate of
Articles 15, the Supreme Court held that ‘sex’ includes ‘gender identity’ and
therefore, discrimination on the basis of ‘gender identity’ would be included within
the understanding of discrimination on the basis of sex. Further, it noted that
transgender persons have been systematically denied their right to access public
places and have not been afforded their rights under special provisions of the
Constitution i.e. Articles 15(4) and 16(4), which are for the advancement of socially
and educationally backward classes.
The Supreme Court also invoked Article 19(1)(a) to recognise ‘liberty’ and
more specifically, the right of transgender persons to express themselves,
irrespective of whether they have undergone medical procedures. 4 It related the
right to express one’s gender with dignity under Article 21 as an integral “part of
personal autonomy and self-expression”5, once again observing that there exists both a
negative duty on the State to abstain from unnecessary interference, as well as a
positive duty to provide for freedom, personal autonomy, self-determination and
human dignity.6
1
NALSA, (2014) 5 SCC 438.
2
NALSA, (2014) 5 SCC 438 at para 75; Dipika Jain, Shifting Subjects of State Legibility: Gender Minorities and
the Law in India, 32 (1) Berkley Journal of Gender, Law & Justice 39, 48 (2017).
3
Article 14 applies to all “persons” while Articles 15, 16 and 19 recognise the fundamental rights of a “citizen”.
4
NALSA, (2014) 5 SCC 438 at para 76; for instance, sex-reassignment surgery
5
NALSA, (2014) 5 SCC 438 at para 68.
6
NALSA, (2014) 5 SCC 438 at para 69; Tarunabh Khaitan, NALSA v Union of India: What Courts Say, What
Courts Do (Apr. 24, 2014), https://ukconstitutionallaw.org/2014/04/24/tarunabh-khaitan-nalsa-v-union-of-india-
what-courts-say-what-courts-do/ (Last visited on Jul. 1, 2018).
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The Supreme Court issued nine directions to the Centre and State
Governments to crystallise the economic, social, cultural and political rights 7
recognised in NALSA and provide a guide for protecting the rights of transgender
persons. These directions ranged from recognising the right to self-identification of
gender identity, operating HIV zero-surveillance centres to framing social welfare
schemes for their betterment and increasing public awareness to integrate
transgender persons into social life. Significantly, one of the directions is for: “…the
Centre and the State Governments to take steps to treat them as socially and educationally
backward classes of citizens and extend all kinds of reservation in cases of admission in
educational institutions and for public appointments.” The Supreme Court held that
transgender persons are entitled to reservations in education and public
employment as a socially and educationally backward class and directed the State to
make provision for the same.
Shortly after the decision in NALSA, legislative action was initiated at the
Central level. First in 2014, the Rights of Transgender Persons Bill, 2014 (“2014 Bill”),
was introduced as a private member bill in the Rajya Sabha. This provided that 2%
of the total seats in Government and Government aided institutions of primary,
secondary and higher education as well as in every Government establishment are to
be reserved for transgender persons. Thereafter the Central Government, through
the Ministry of Social Justice and Empowerment, introduced the Transgender
Persons (Protection of Rights) Bill, 2016 (“2016 Bill”) in the Lok Sabha. The 2016 Bill
did not provide for any reservations in admission in educational institutions and
public employment.
Prior to the introduction of the 2016 Bill, the National Commission for
Backward Classes also recommended that transgender persons be treated as a
socially and educationally backward class. Following this, in July 2018 Kerala
implemented an ad hoc system of reservations for transgender persons and
announced ‘two additional seats’ for transgender persons in all courses in
Universities and affiliated Arts and Science colleges, subject to fulfilment of the
qualifications prescribed. This was the first attempt by any state government to
provide for transgender reservations.
7
NALSA, (2014) 5 SCC 438 at para 60.
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third gender and directed the Central and State Governments to grant legal
recognition of their gender identity.9
On a clarification sought by the Ministry of Social Justice and Empowerment
on whether the term ‘transgender’ covers gay, lesbian and bisexual persons or is
restricted only to those commonly known as “hijras/eunuchs”10, the Supreme Court
held that this issue had been amply clarified in the judgment itself. 11
The issue of identification is relevant for reservations, which should be put in
place. While NALSA guarantees the right to self-identification of one’s gender as
male, female or transgender, it did not lay down a self-identification mechanism.
This lack of clarity has opened doors for inconsistencies in practices among States
with regard to self-identification. For instance, Chhattisgarh has established a Third
Gender Welfare Board which is tasked with issuing identity cards, similar to the
Karnataka and Kerala transgender policies. The identity cards issued may then be
used to effect changes in name and gender markers in other identity documents. 12
On the other hand, in West Bengal, it has also been observed that in West Bengal,
documentation of the sex reassignment surgery is required for publishing a change
of gender in the Official Gazette, despite the directions in NALSA doing away with
the need for SRS for self-identification of gender. 13
All these attempts have tended to entail the constitution of a board of medical
officers, psychologists/psychiatrists, social welfare officers, government officials and
members of the transgender community for issuing identity cards to transgender
persons. In examining the experience and challenges of having identity cards issued
to any community, such as in the case of persons with disabilities, where obtaining a
disability card has been extremely difficult, bureaucratic and excluding, making
reservations dependant on identity cards for transgender persons would not be
9
NALSA, (2014) 5 SCC 438 at para 129.
10
NALSA, Order dated 30 June 2016, para 2.
11
NALSA, Order dated 30 June 2016.
12
Tritiya Ling Varg ke Vyektiyon ke Utthan ke Sambandh Mein” (On the Empowerment of Third Gender
Persons), Government of Chhattisgarh, 2014 (Oct. 10, 2014) as cited in Dutta, supra note 83 at 233;
Empowerment of Individuals in Third Gender Community, SOCIAL WELFARE DEPARTMENT, GOVERNMENT OF
CHHATTISGARH, http://sw.cg.gov.in/en/empowerment-individuals-third-gender-community (Last visited on Jun.
27, 2018).
13
See “Tritiya Ling Varg ke Vyektiyon ke Utthan ke Sambandh Mein” (On the Empowerment of Third Gender
Persons), Government of Chhattisgarh, 2014 (Oct. 10, 2014) as cited in Dutta, supra note 83 at 233;
Empowerment of Individuals in Third Gender Community, SOCIAL WELFARE DEPARTMENT, GOVERNMENT OF
CHHATTISGARH, http://sw.cg.gov.in/en/empowerment-individuals-third-gender-community (Last visited on Jun.
27, 2018).
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III. LEGAL BASIS FOR RESERVATIONS FOR TRANSGENDER PERSONS: HOW SHOULD IT
BE IMPLEMENTED?
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15
State policies for the benefit of transgender persons have been framed in Karnataka, Kerala and Orissa to
name a few.
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The third issue for resolution is the form that reservations must take. The
principal concern here is whether reservations ought to be implemented vertically
on the basis of ‘caste’ where transgender persons are categorised as a ‘socially and
educationally backward class’, or horizontally on the basis of ‘gender identity’ as an
attribute of ‘sex’ under Articles 15 and 16. Associated questions that arise include the
extent of quota to be provided, in light of the 50% limit on reservations laid down by
the Supreme Court, and whether reservations for transgender persons should extend
to promotions.
The basis for permitting special measures like reservations in educational
institutions and matters of public employment can be found in Articles 15 16 and 1617
of the Constitution. Article 15(4) allows for special measures to be framed for certain
classes of citizens, such as in education, housing, local political appointments 18 and
Article 16(4) confines itself to reservations in public employment. Under both
16
“Article 15 – Prohibition of discrimination on grounds of religion, race, caste, sex or place of birth –
(1) The State shall not discriminate against any citizen on grounds only of religion, race, caste, sex, place of
birth or any of them.
…
(3) Nothing in this article shall prevent the State from making any special provision for women and children.
(4) Nothing in this article or in clause (2) of article 29 shall prevent the State from making any special provision
for the advancement of any socially and educationally backward classes of citizens or for the Scheduled Castes
and the Scheduled Tribes.
(5) Nothing in this article or in sub-clause (g) of clause (1) of article 19 shall prevent the State from making any
special provision, by law, for the advancement of any socially and educationally backward classes of citizens or
for the Scheduled Castes or the Scheduled Tribes in so far as such special provisions relate to their admission to
educational institutions including private educational institutions, whether aided or unaided by the State, other
than the minority educational institutions referred to in clause (1) of article 30.”
17
“Article 16 - Equality of opportunity in matters of public employment –
(1) There shall be equality of opportunity for all citizens in matters relating to employment or appointment to
any office under the State.
(2) No citizen shall, on grounds only of religion, race, caste, sex, descent, place of birth, residence or any of
them, be ineligible for, or discriminated against in respect of, any employment or office under the State.
…
(4) Nothing in this article shall prevent the State from making any provision for the reservation of appointments
or posts in favour of any backward class of citizens which, in the opinion of the State, is not adequately
represented in the services under the State.
…”
18
Marc Galanter, “Protective Discrimination” for Backward Classes in India, 3 INDIAN LAW INSTITUTE, 39, 47
(1961).
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Articles 15(4) and 16(4), the State may also frame preferential policies such as fee
waivers and age relaxations19 for the intended beneficiaries.
In addition to special provisions accorded to Scheduled Castes and
Scheduled Tribes, Articles 15(4) uses the phrase ‘socially and educationally
backward classes’ (SEBCs) to cover addiitonal classes of intended beneficiaries of
such special measures, including reservations. Similarly, Article 16(4) uses the
phrase ‘backward classes’ who are not adequately represented in the services under
the State. In Indra Sawhney v. Union of India, the Supreme Court clarified that the
State could adopt any suitable method to determine which persons would constitute
a ‘backward class’ in the context of Article 16(4), which may be defined with
reference to any protected characteristic such as caste, race and sex.20
The criteria for identifying backward classes under Article 16(4) was also
extended by the Supreme Court in Indra Sawhney to identify ‘socially and
educationally backward classes’ under Article 15(4). Therefore, under Article 16 (4)
and 15(4), groups can be identified for reservation and the criteria evolved for
determining backwardness 21, include illiteracy, isolation, poverty, physical and
mental degradation22 among others.23 Since Indra Sawhey, the term ‘socially and
educationally backward class’ has come to be determined on the basis of the Mandal
formula for backwardnes.
Based on the above criteria, there is little doubt that transgender persons in
India are a socially and educationally backward class of citizens. 24 However, we
must interrogate whether reservations for transgender persons ought be extended as
a discrete ‘socially and educationally backward class’ in the form of vertical
19
Id. at 48.
20
In Triloki Nath & Anr v. State of Jammu and Kashmir & Ors, AIR 1969 SC 1, the Supreme Court held that a
“class” has been held to be a homogenous section of people grouped together because of certain likeness or
common traits and who are identifiable by some common attributes such as status, rank, occupation, residence,
race, religion etc. But for the purposes of Article 16(4), a test solely based on caste, community, religion, sex,
descent, place of birth or residence cannot be adopted because it would directly offend the Constitution. In Indra
Sawhney too, the court held that while ‘caste’ provides a good starting point to determine ‘backward class of
citizens’, factors such as caste, race, sex, religion by themselves cannot be a basis for determination of
backwardness.
21
which could be with reference to caste or religion (Refer back to previous para)
22
Indra Sawhney v. Union of India, (1992) Supp (3) SCC 217.
23
The Supreme Court also noted that the term ‘backward class’ in Article 16(4), referring to social
backwardness, is wider than ‘socially and educationally backward classes’ in Article 15(4) and in fact,
Scheduled Castes and Scheduled Tribes indubitably fall within the term ‘backward class of citizens’ under
Article 16(4).
24
NALSA
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In Indra Sawhney the Court elaborated that there are two kinds of reservation
methods that could be pursued by the State - vertical reservations and horizontal
reservations. Reservations in favour of categories like Scheduled Castes, Scheduled
Tribes and other backward classes (OBCs) under Article 16(4) were held to be “social
reservations”, constituting vertical categories. Reservations in favour of women,
persons with disabilities, freedom fighters, project displaced persons and such
categories being “special reservations”, were horizontal categories and would cut
across vertical reservations. In other words, a special reservation is provided within
an existing category of social reservation. 25 This is also a form of recognising
intersectionality within identities.
Horizontal reservations were related to Article 16(1) which guarantees “…
equality of opportunity for all citizens (emphasis supplied) in matters relating to
employment or appointment to any office under the State”. Therefore, the Supreme Court
held that while Article 16(4) is exhaustive on the subject of reservation for ‘backward
class of citizens’ or vertical reservation, it may not be exhaustive for reservations for
other classes could be provided under Article 16(1). Persons found eligible by the
State for reservation under Article 16(1) would be placed against the relevant quota /
category identified under Article 16(4). This SC or ST women would be placed in the
horizontal category and would fall under the vertical category os SC or ST, thus
providing reservation for intersecting identities.
The distinction between vertical and horizontal reservations drawn in Indra
Sawhney was reiterated in Anil Kumar Gupta v State of Uttar Pradesh & Ors26. More
than a decade later, echoing the decisions in Indra Sawhney, the Supreme Court held
decisively in Rajesh Kumar Daria v. Rajasthan Public Services Commission & Ors27 that
social reservations in favour of members of Scheduled Castes, Scheduled Tribes and
25
Rajesh Kumar Daria v. Rajasthan Public Services Commission & Ors., (2007) 8 SCC 785.
26
(1995) 5 SCC 173.
27
Rajesh Kumar Daria, (2007) 8 SCC 785.
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Other Backward Classes (“OBC”) under Article 16(4) are vertical reservations while
special reservations in favour of women and persons with disabilities under Articles
16(1) and Article 15(3), respectively, are horizontal reservations. The delineation of
this distinction between vertical and horizontal reservations, starting from Indra
Sawhney till Rajendra Kumar Daria, is crucial in conceptualising and implementing
reservations for transgender persons.
28
NALSA, (2014) 5 SCC 438 at para 59.
29
Dutta, supra note 83 at 234.
30
The Supreme Court, in Rameshbhai Dabhai Naika v State of Gujarat, in the context of inter-caste marriages
and a claim to reservation has recognised that a claim for reservation need not be determined purely on the basis
of the inherited caste, but may also be determined on the basis of upbringing and lived experiences. In the
content of transgender persons, it could be interpreted to mean that eligibility for reservations need not depend
solely on a characteristic acquired at birth but may also be based on one that is acquired socially or over time.
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various sections of the community31. It would not address the discrimination faced
by Dalit or Adivasi trans persons, because placing them in the vertical category
would give them a separate status and would not enable them to be place under the
separate quotas for SC, ST or OBC. It would also mean that trans persons, on seeking
reservations would have to in effect give up their caste identities and all the
protections and benefits that are associated with such identities.
On the other hand, horizontal reservations on the basis of ‘gender identity,’
which would cut across the vertical reservations that exist on the basis of caste
identity, will better account for the diverse social positions that transgender persons
occupy, coming from different caste and class backgrounds. 32 It would ensure that
transgender persons, particularly from SC and ST communities are not required to
give up their caste status while accessing reservations in educational institutions and
public employment.
A separate vertical reservation category for transgender persons also ignores
the social politics of caste that are at play within the transgender community. Dalit
transgender persons have expressed concerns that they would be required to give up
their SC / ST status for a separate OBC vertical category. 33 The founder of Trans
Rights Now Collective, Grace Banu has argued that the concerns of people from
Dalit or Adivasu as well as non-binary genders tend to be overlooked in the
mainstream narratives around caste and gender identity. 34 Vertical reservations for
transgender persons would also overlook the apprehensions of upper-caste
transgender persons who do not want to be identified as ‘OBCs’.
Perhaps the most serious consequence of creating a separate vertical category
is that transgender persons from different caste backgrounds are placed in the same
pool to compete for the same positions.35 Transgender persons from upper-castes are
31
Shalini Nair, No quota provision under OBC in transgenders Bill (Mar. 19, 2018),
http://indianexpress.com/article/india/no-quota-provision-under-obc-in-transgenders-bill-5102661/ (Last visited
on Jun. 26, 2018); Gee Imaan Semmalar, Gender Outlawed: The Supreme Court judgment on third gender and
its implications (Apr. 19, 2014).https://roundtableindia.co.in/index.php?
option=com_content&view=article&id=7377:because-we-have-a-voice-too-the-supreme-court-judgment-on-
third-gender-and-its-implications&catid=120:gender&Itemid=133 (Last visited on Jun. 26, 2018).
32
Dutta, supra note 83 at 234.
33
Id.
34
Grace Banu, Where are the archives of our Dalit Trans foremothers and forefathers (Apr. 29, 2018),
https://theprint.in/opinion/dalit-history-month/dalit-trans-resilience-is-a-fight-against-caste-and-patriarchy-
though-we-are-missing-from-written-archives/53509/ (Last visited on Jul. 1, 2018).
35
The Supreme Court has on more than one occasion emphasised that the total reservations cannot increase
50%. An additional vertical category of transgender persons would disturb the current structure of vertical
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reservation of Scheduled Castes, Scheduled Tribes and Other Backward Classes and may not result in fair or
adequate representation for the transgender community.
36
Interview with Living Smile Vidya, (Trans)gender and caste lived experience – Transphobia as a form of
Brahminism (Jan. 26, 2013), http://sanhati.com/excerpted/6051/ (Last visited on Jul. 1, 2018).
37
Living Smile Vidya
38
Article 16(4A), Constitution of India, 1950; Nagaraj v. Union of India, (2006) 8 SCC 212.
39
A
40
Jarnail Singh & Ors. v. Lachhmi Narain Gupta & Ors., Special Leave Petition (C) No. 30621 of 2011 dated
26 September 2018.
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41
Union of India v. M. Selvakumar, (2017) 3 SCC 504
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Hence on the basis of the above elaboration, it is recommended that the Central
Government enact legislation which:
a. Provides a clear definition of “transgender persons” who have access to
reservations across the country
b. Implements reservations for transgender persons horizontally to account for
intersections of gender identity with caste identity
c. Specifies the percentage quota of reservation on the basis of empirical
research carried out by a central governmental body
d. Ensures transgender persons have the right to self-identification of gender
identity and that a mechanism is provided for such self-identification which is
not dependant on medical reassignment
e. Self-Identification processes should discard physical or biological
examinations in the screening processes, in accordance with the NALSA
judgement
15