Anxiety Disorder
Anxiety Disorder
Anxiety Disorder
Research Article
RISK FACTORS FOR ANXIETY DISORDERS: COMMON
AND SPECIFIC EFFECTS IN A NATIONAL SAMPLE
Carlos Blanco, M.D., Ph.D.,1 ∗ José Rubio, M.D.,1 Melanie Wall, Ph.D.,1,2 Shuai Wang, Ph.D.,1
Chelsea J. Jiu, M.D.,1 and Kenneth S. Kendler, M.D.3
Background: Anxiety disorders and major depressive disorder (MDD) often co-
occur and share a broad range of risk factors. The goal of this study was to examine
whether the co-occurrence of anxiety disorders and MDD could be explained by an
underlying latent factor and whether the risk factors exert their effect exclusively
through this factor, directly on each disorder, or through a combination of effects
at both levels. Methods: Data were drawn from a large, nationally representative
sample. Confirmatory factor analysis was used to identify the latent structure
of anxiety disorders. A multiple indicators multiple causes (MIMIC) approach
was used to assess the common and specific effects of risk factors for anxiety
disorders. Results: A one-factor model provided a good fit to the co-occurrence
of anxiety disorders. Low self-esteem, family history of depression, female sex,
childhood sexual abuse, White race, years of education, number of traumatic
experiences, and disturbed family environment increased the risk of anxiety
disorders and MDD through their effect on the latent factor. There were also
several direct effects of the covariates on the disorders, indicating that the effect of
the covariates differed across disorders. Conclusions: Risk for anxiety disorders
and MDD appears to be mediated partially by a latent variable underlying
anxiety disorders and MDD, and partially by disorder-specific effects. These
findings may contribute to account for the high rates of comorbidity among
disorders, identify commonalities in the etiologies of these disorders, and provide
clues for the development of unified preventive interventions. Depression and
Anxiety 31:756–764, 2014.
C 2014 Wiley Periodicals, Inc.
Key words: risk factors; anxiety disorders; common effects; specific effects;
conceptual model
C 2014 Wiley Periodicals, Inc.
Research Article: Risk Factors for Anxiety Disorders 757
indicators (in this case, the five anxiety disorders and MDD) and the cated the presence of one common factor that explained
latent factors; (2) the structural model, which describes the relation- 3.1/6 = 52% of the shared variance in the anxiety dis-
ships between the latent factors and the covariates (in this case, the orders and MDD. GAD had the largest loading (0.78),
risk factors); and (3) the relationships between the indicators and the followed by panic disorder (0.70), SAD (0.69), specific
covariates (i.e., risk factors), called the direct effects, because they in-
phobia (0.63), PTSD (0.57), and MDD (0.51; Fig. 1).
dicate effects of the covariates on the indicators that are not mediated
through the factors (i.e., are still present after adjusting for the effect
of the covariates on the latent factors).[46] In this approach, the struc-
tural model represents the effect of the covariates (i.e., risk factors) on COMMON AND SPECIFIC EFFECTS OF
the latent factor (i.e., the effect of the risk factors on the shared latent INDICATORS ON ANXIETY DISORDERS
liability), whereas the direct effects represent the disorder-specific ef-
Overall, the risk factors explained 46% of the variance
fects of the risk factors. For example, if the coefficient of a predictor
(e.g., family history of MDD) on the latent factor is positive, but the
in the common factor for anxiety disorders and MDD.
coefficient of the direct effect on a disorder is negative (e.g., specific After adjusting for other covariates, risk factors that had
phobia), the interpretation would be that predictor increases the over- a statistically significant independent effect on the la-
all risk of disorders represented by the latent factor, but this increase tent variable included low self-esteem, family history of
in risk is smaller for the specific disorder with the negative direct effect MDD, female sex, childhood sexual abuse, White race,
(in this case, specific phobia) than for the other disorders in the factor. years of education, number of traumatic experiences by
By contrast, if the coefficient of the direct effect is also positive (e.g., age 21, and disturbed family environment (Fig. 1).
in the case of MDD), this would mean that family history of MDD Consistent with the varying magnitudes of the ORs
increases the risk of MDD even more than for the other disorders in of the risk factors with different anxiety disorders, there
the factor.
were several significant direct effects, indicating that the
Modification indices were used to identify whether direct (i.e., spe-
cific) effects from risk factors to specific disorders were warranted us-
effect of the risk factors was not completely mediated
ing a conservative cutoff for determining statistical significance fol- through the latent variable (Table 2 and Fig. 1). The
lowing previously established procedures.[47] Specifically, we used a total effects of the covariates on each disorder, which
modification index cutoff of 10 corresponding to a chi-square test with are calculated by combining the indirect (i.e., mediated
1 degree of freedom and a critical value of .001 to identify predictors through the factor) and direct (i.e., without mediation
with significant direct effects. through the factor) effects, are presented in Table 2.
All analyses were conducted in Mplus Version 6.1,[46] which takes For example, the total effect of female gender on SAD
into account the NESARC sampling weights and design effects in all (–0.14) was the result of adding the indirect effect (0.31)
analyses, including parameter as well as standard error estimation and to the direct effect (–0.44), whereas the effect of low self-
model fit calculations. The default estimator for the analysis was the
esteem on SAD was 0.82, resulted from combining the
variance-adjusted weighted least squares (WLSMV), a robust estima-
tor that does not assume normally distributed variables and provides
indirect (0.48) and direct (0.34) effects. In most cases,
the best option for modeling categorical or ordered data. after adjusting for the effect of the other covariates in
the model, the total effects were positive, indicating that
the presence of the risk factor increased the likelihood
RESULTS of having the disorder.
BIVARIATE ASSOCIATIONS BETWEEN RISK
FACTORS AND ANXIETY DISORDERS
ADDITIONAL ANALYSES
In the bivariate analyses, female gender, family his-
tory of MDD, disturbed family environment, childhood The CFA of the subsample with onset of the first anx-
sexual abuse, low self-esteem, and lower educational at- iety disorder after age 21 also indicated that a one-factor
tainment all increased the risk of all anxiety disorders and model had excellent fit χ 2 = 119.22, df = 9, P < .001;
MDD. White race increased the risk of all disorders ex- CFI = .98; RMSEA = .02; SRMR = .05 with all loadings
cept PTSD, conduct disorder increased the risk of SAD over 0.53.
and specific phobia, and the number of traumas before After adjusting for other covariates, all of the risk fac-
age 21 increased the risk of panic disorder, PTSD, and tors that had a significant effect on the latent factor in
GAD. Early parental loss increased the risk of PTSD, the whole sample remained significant in the subsample
but decreased the risk of panic disorder, whereas SUD with onset of the first anxiety disorder after age 21. How-
before age 21 decreased the risk of SAD, specific phobia, ever, modification indices for this model indicated that
and PTSD (Table 1). only 8 of the 19 direct effects that were significant in
the whole sample remained significant in this subsam-
ple: after adjusting for the effects of the covariates on
FACTOR ANALYSIS the common factor, female gender decreased the prob-
Fit indices for the CFA model with one factor were ability of SAD but increased the probability of specific
χ 2 = 130.11, df = 9, P < .001; CFI = .99; RMSEA = phobia and MDD, White race decreased the probability
.02; standardized root mean square residual (SRMR) = of PTSD, family history of MDD decreased the proba-
.03, indicating an excellent fit. All loadings were at least bility of SAD and specific phobia but increased the prob-
0.60, further indicating the adequacy of a single-factor ability of MDD, and low self-esteem increased the prob-
solution. Eigenvalues (3.1, 0.8, 0.6, 0.6, 0.5, 0.4) indi- ability of SAD (data available upon request).
Depression and Anxiety
Research Article: Risk Factors for Anxiety Disorders 759
White race 1.4 (1.2−1.5) 1.4 (1.2−1.5) 1.1 (1.0−1.2) 0.9 (0.8−1.1) 1.4 (1.2−1.5) 1.4 (1.3−1.5)
Family history MDD 3.1 (2.8−3.4) 3.2 (2.9−3.5) 2.2 (2.0−2.4) 2.3 (2.0−2.5) 3.5 (3.1−3.9) 3.3 (3.0−3.5)
Female 2.1 (1.9−2.3) 1.4 (1.3−1.5) 2.1 (2.0−2.3) 2.2 (2.0−2.4) 2.1 (1.9−2.4) 2.1 (2.0−2.3)
Disturbed family 1.1 (1.1−1.1) 1.1 (1.1−1.1) 1.0 (1.0−1.0) 1.1 (1.1−1.1) 1.1 (1.1−1.1) 1.1 (1.1−1.1)
environment
Early parental loss 0.9 (0.7−1.0) 1.0 (0.9−1.2) 1.1 (1.0−1.2) 1.2 (1.0−1.4) 1.1 (0.9−1.3) 1.0 (0.9−1.1)
Childhood sexual abuse 3.4 (3.0−3.8) 2.9 (2.6−3.3) 2.5 (2.2−2.7) 3.9 (3.5−4.4) 3.4 (3.0−3.9) 2.6 (2.3−2.8)
Conduct disorder 1.3 (0.9−2.0) 1.6 (1.1−2.4) 1.5 (1.1−2.0) 1.3 (0.9−2.1) 1.3 (0.8−2.0) 1.5 (1.1−2.1)
SUD before 21 1.1 (1.0−1.3) 0.5 (0.4−0.6) 0.6 (0.5−0.6) 0.7 (0.6−0.8) 1.0 (0.8−1.1) 1.2 (1.1−1.3)
Number of traumas 1.2 (1.2−1.2) 1.0 (1.0−1.1) 1.0 (1.0−1.0) 1.3 (1.3−1.3) 1.2 (1.2−1.2) 1.1 (1.1−1.2)
before 21
Years of education 0.9 (0.9−0.9) 0.8 (0.8−0.8) 0.8 (0.8−0.8) 0.9 (0.9−0.9) 0.9 (0.9−0.9) 0.9 (0.9−1.0)
before 21
Low self-esteem 3.6 (3.2−4.1) 6.3 (5.6−7.0) 2.9 (2.6−3.2) 2.7 (2.4−3.1) 4.2 (3.7−4.7) 2.4 (2.2−2.6)
PTSD, posttraumatic stress disorder; GAD, generalized anxiety disorder; MDD, major depressive disorder. Significance at P < .05. Significant
odds ratios (ORs) are bolded.
Figure 1. Model including significant effects of the risk factors on the common factor and direct effects on the disorders.
White race 0.15 0.15 0.16 0.16 0.16 0.16 0.12 − 0.14 − 0.02 0.16 0.16 0.11 0.11
Family history 0.35 0.35 0.39 0.39 0.39 − 0.23 0.16 0.30 − 0.13 0.16 0.39 0.39 0.27 0.32 0.59
MDD
Female 0.28 0.28 0.31 − 0.44 − 0.14 0.31 0.31 0.24 0.24 0.31 0.31 0.21 0.20 0.42
Disturbed family 0.04 0.04 0.04 0.04 0.04 − 0.09 − 0.05 0.03 0.03 0.04 0.04 0.03 0.03
environment
Early parental loss
Childhood sexual 0.22 0.22 0.24 0.24 0.24 0.24 0.18 0.18 0.24 0.24 0.17 0.17
abuse
Conduct disordera
Blanco et al.
SAD, social anxiety disorder; PTSD, posttraumatic stress disorder; GAD, generalized anxiety disorder. Only significant values (P < .05) are shown. Indirect effects represent the effect of the
predictor on the disorder occurring through the factor. It is obtained by multiplying the loading of the disorder on the factor by the effect of the covariate on the factor. Direct effects represent
the effect of the predictor on the disorder above and beyond the effect of the covariate on the factor. Total effects are the sum of the direct and the indirect effects.
a Conduct disorder did not have any significant direct or indirect effect on any anxiety disorder. For that reason, all cells are left empty.
Research Article: Risk Factors for Anxiety Disorders 761
found that a single factor described well the comorbidity dition to its effect on the latent variable, indicating that
structure of anxiety disorders and MDD, and that both this risk factor may contribute to the risk of MDD be-
common and disorder-specific effects explained the re- yond the risk it confers to anxiety disorders. Similarly,
lationship between risk factors and anxiety disorders and we found that low self-esteem, which has been previ-
MDD. ously documented among individuals with SAD[55] but
In accord with previous research,[8, 10–13] a single fac- also associated with a broad range of mental disorders,[56]
tor described the latent structure of five anxiety disor- has a stronger association with SAD than with other
ders and MDD well,[48] supporting the existence of a anxiety disorders or MDD. The anxiety about one’s
latent shared risk for these disorders. Previous studies performance and fear of negative evaluation by others
have shown that part of this shared risk is due to shared may lead individuals to internalize some of those per-
genetic and environmental liability.[8, 13, 14] Our study ex- ceptions leading to low self-esteem. Alternatively, low
tends these prior findings by identifying some of the risk self-esteem might make individuals more reliant on the
factors that may underlie those shared liabilities. The risk opinions of others, which may lead to anxiety about their
factors examined in this study were based on a concep- evaluation.[57]
tual model for risk of MDD, and had previously shown Traumatic experiences had a large specific effect on
promising results in also predicting the risk of GAD.[28] PTSD above and beyond their effect on the latent fac-
Our study suggests that the model may have broader tor, whereas being White constituted a specific protec-
applicability than previously thought and may help un- tive factor (i.e., after adjusting for the effect of race on
derstand the etiology of a wider range of internalizing the latent factor), probably as a result of lower exposure
disorders and their high rates of co-occurrence. Further- to trauma of White individuals.[58] A surprising finding
more, the finding that the disorders differed in their load- was that history of SUD before age 21 decreased the
ings on the latent factor indicates that the disorders have risk of PTSD. It is possible that substance use may mask
shared but also specific risk factors. In particular, MDD or decrease the intensity of some anxiety symptoms.
had the lowest loading, suggesting that MDD may stand Alternatively, early-onset SUD may indicate a greater
a bit apart from the anxiety disorders, as previously sug- propensity for externalizing disorders than for some in-
gested. ternalizing disorders. Despite these isolated findings,
In accord with previous studies,[15, 28, 49] when exam- overall, the specific effects that were significant in our
ined separately in the bivariate analyses, most risk factors analyses are consistent with specific risk factors identi-
increased the odds of all the anxiety disorders and MDD, fied in previous studies,[56–60] and are informative about
suggesting that they might be common risk factors for how risk factors may shape individual disorders by in-
these disorders. Consistent with this view, the results of volving mechanisms that may be less salient for other
the MIMIC model indicated that most of the effects of disorders.
the risk factors were exerted through the latent variable Our findings have etiological, treatment, and preven-
representing the shared liability for all the disorders. In tive implications. From the etiological point of view,
fact, in some cases, such as childhood sexual abuse, the our findings suggest that risk factors may exert their
effect was exclusively through the latent variable, in line effects, at least in part, through broad dimensions of
with prior findings on the effect of child maltreatment psychopathology, consistent with the views of the Re-
on the structure of psychiatric disorders.[50] For exam- search Domain Criteria (RDoC) project,[61, 62] and that
ple, through its effect on the latent factor, a history of those effects may differ across disorders. Future research
childhood sexual abuse increased by 0.24 standard devi- should seek to uncover the genetic, cellular, and circuit-
ations the risk of having SAD, GAD, or specific phobia, level underpinnings of those psychopathological dimen-
by 0.22 standard deviations the risk of having panic dis- sions and their overlapping and distinct contribution to
order, 0.18 standard deviations the risk of PSTD, and anxiety disorders and MDD. Furthermore, the large ef-
0.17 standard deviations the risk of MDD. There is a fects of risk factors on the latent variable underlying
need to better understand the psychological and biolog- anxiety disorders and MDD suggest that their shared
ical mechanisms underlying the generalized effects of liability[63] may contribute to explain the high comor-
these risk factors.[51–54] bidity among them.[13, 14, 64] From the interventions per-
At the same time, as could be expected from the dif- spective, the large impact of the risk factors on the la-
ferent magnitudes of the association between the risk tent structure of anxiety disorders and MDD suggests
factors and the different disorders observed in the bi- that preventive interventions on a single risk factor with
variate analyses, not all the effects of the risk factors oc- large effect on the latent structure could simultaneously
curred through the latent variable. Nineteen of the pos- decrease the risk for all the disorders. At the same time,
sible 66 disorder-specific effects were significant, and for since several risk factors affect the latent structure jointly,
each disorder, there was at least one significant direct ef- interventions that address several risk factors simultane-
fect. Our results indicate that, in addition to the shared ously are likely to be the most effective. The presence
etiology that pulls them together, all anxiety disorders of disorder-specific effects suggests that supplementary
and MDD have specific effects of risk factors that con- modules may be necessary to provide intervention flexi-
tribute to their individuality. For example, family history bility, promote personalized medicine, and optimize the
of MDD had a substantial specific effect on MDD in ad- outcome of all individuals.
Several limitations should be considered in the inter- anxiety disorders: results from the National Epidemiologic Sur-
pretation of these results. First, because of the cross- vey on Alcohol and Related Conditions. Arch Gen Psychiatry
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almost unchanged when we restricted the analyses to in- 6. Krueger RF. The structure of common mental disorders. Arch
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prehensive, it is not exhaustive. In order to be parsimo- 10 mental disorders in the Australian general population. Psychol
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Acknowledgments. This study was supported by
Australian National Survey of Mental Health and Wellbeing. Aust
NIH grants DA019606, DA023200, MH076051, and NZ J Psychiat 2011;45:957–967.
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