Defeo Et Al. 2016
Defeo Et Al. 2016
Defeo Et Al. 2016
1
UNDECIMAR, Facultad de Ciencias, Igua 4225, 11400, Montevideo, Uruguay; 2GEPEIA, Centro Universitario de la
on Este, Ruta nacional N°9 intersección con Ruta N°15, Rocha, Uruguay; 3Interdisciplinary PhD program,
Regi
Dalhousie University, Halifax, Nova Scotia, B3H 4R2, Canada; 4World Wildlife Fund, Calle Piqueros s/n y 13 de
Febrero, Puerto Ayora, Santa Cruz, Galapagos, Ecuador; 5Facultad de Medicina Veterinaria y Zootecnia, Universidad
onoma de Tamaulipas, A.P. 263, Cd. Victoria, 87000, Tamaulipas, Mexico; 6Centro de Conservaci
Aut on Marina
(N
ucleo Milenio) & Estaci
on Costera de Investigaciones Marinas, Las Cruces, Facultad de Ciencias Biol
ogicas, P.
olica de Chile, Casilla 114-D, Santiago, Chile; 7Marine Stewardship Council, 1 Snow Hill, London, EC1A
Universidad Cat
2DH, UK; 8School of Aquatic and Fishery Sciences, University of Washington, Seattle, WA, 98195, USA; 9Stockholm
10
Resilience Centre, Stockholm University, SE - 106 91, Stockholm, Sweden; Beijer Institute, Royal Swedish Academy of
Sciences, SE - 104 05, Stockholm, Sweden
Abstract Correspondence:
Omar Defeo
Co-management (Co-M), defined as the sharing of management tasks and responsi-
UNDECIMAR
bilities between governments and local users, is emerging as a powerful institu- Facultad de Ciencias
tional arrangement to redress fisheries paradigm failures, yet long-term Igua 4225
assessments of its performance are lacking. A comparative analysis of five small- 11400 Montevideo
scale Latin American shellfisheries was conducted to identify factors suggesting Uruguay
success and failure. In Chile, Uruguay and Mexico Co-M produced positive effects, Tel.: 5982-5258618
Fax: 5982-5258617
including stabilization of landings at low levels, increase in abundance, CPUE, unit E-mail: odefeo@
prices and revenues per unit of effort, and reduced interannual variability in sev- dinara.gub.uy
eral fishery indicators, particularly in landings. Co-M was successful because it was
mainly bottom-up implemented and accompanied by-catch shares (spatial property
Received 5 Apr
rights and community quotas). By contrast, Co-M implementation was unable to 2014
prevent the collapse of the Galapagos sea cucumber fishery, as reflected by a Accepted 19 Sep
decrease in abundance and CPUE. Negative effects were also observed in the Gala- 2014
pagos spiny lobster fishery during Co-M implementation. However, recovery was
observed in recent years, reflected in a stabilization of fishing effort and the highest
CPUE and economic revenues observed since the beginning of the Co-M implemen-
tation phase. The combined effects of market forces, climate variability and a mora-
torium on fishing effort were critical in fishery recovery. We conclude that Co-M is
not a blueprint that can be applied to all shellfisheries to enhance their governabil-
ity. These social–ecological systems need to be managed by jointly addressing prob-
lems related to the resources, their marine environment and the people targeting
them, accounting for their socioeconomic and cultural contexts.
Introduction 177
Methods 178
Chile: Concholepas concholepas, ‘loco’ 178
Uruguay: the yellow clam Mesodesma mactroides 179
Galapagos Islands (Ecuador): the sea cucumber Isostichopus fuscus and spiny lobsters 180
Panulirus penicillatus and P. gracilis
Mexico: the spiny lobster Panulirus argus in Yucatan Peninsula 181
Analysis 181
Results 181
Discussion 186
Conclusions 189
Acknowledgements 190
References 190
Supporting Information 192
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 177
Co-management in small-scale fisheries O Defeo et al.
178 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
Table 1 Summary information of the five small-scale Latin American shellfisheries analysed in this paper.
1
Revenue per unit of effort is given for fishing seasons that varied from days to months.
2
Information extracted from previous papers and unpublished information (J. C. Castilla).
3
Missing years of data between before and after periods are due to fishery closures.
of the FAL in 1993, more than 700 MEABRs have included catch, fishing effort, CPUE and unit price
been allocated exclusively to small-scale fisher asso- paid for loco at the Caleta. The information gath-
ciations through non-transferable user rights (Ca- ered allowed the comparison of fishery indicators
stilla 2010; Gelcich et al. 2010). Accountability before and after Co-M implementation at national
systems in place at each MEABR include stock and local scales (Table 1).
assessments and total allowable catch (TAC) alloca-
tions decreed by the government (Gelcich et al.
Uruguay: the yellow clam Mesodesma mactroides
2010). MEABRs are the only legal extractive fishing
grounds of loco in the country. Mesodesma mactroides is a sedentary infaunal
Our assessment for the loco fishery covered dif- bivalve artisanally exploited (shovels and hand-
ferent time periods and scales. At national level, picking) in sandy beaches of Brazil, Uruguay and
official landings from 1981 to 2009 (Table 1) Argentina. In Uruguay (Table 1), the yellow clam
were obtained from the Servicio Nacional de Pesca is mainly found along 22 km of sandy beach
(SERNAP). Unit export prices were obtained by the (Barra del Chuy). This place represents the only
ratio between economic revenues and exportation one in the country where the species is exploited.
volumes obtained from the Servicio Nacional de Catches were low before the 1980s, increasing up
Aduanas (Chile). Information at a single Caleta (El to 3.5 times between 1981 and 1985 (up to
Quisco) was gathered in 1988 (before Co-M) and 250 t) and then decreasing more than 50% in
from 1995 to 2002 (after Co-M). Fishing metrics 1986. Afterwards, coastal marine authorities, sci-
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 179
Co-management in small-scale fisheries O Defeo et al.
entists and local fishers agreed on the implementa- divers in subtidal rocky habitats (Table 1). At
tion of a full fishery closure, which extended from the mid-1990s, management of marine resources
April 1987 to November 1989 (Defeo 1996). Two faced several political and socioeconomic chal-
years after the closure, adult clam density lenges, including the over-capitalization of the
increased by more than 400%, and thus, the fish- local small-scale fleet as result of the unregulated
ery was reopened from December 1989 onwards, expansion of the sea cucumber fishery (Castrej on
with the implementation of several management 2011). Increasing social conflicts and ecological
strategies (Defeo 1996): (i) allocation of a degradation led to the declaration of the Galapagos
restricted number of fishing licenses to those fish- Special Law (GSL) in March 1998 and to the crea-
ers with longer activity in the fishery (the number tion the Galapagos Marine Reserve (GMR), a mul-
of fishers was estimated as the ratio between the tiple-use reserve of nearly 138 000 km2. Several
net economic value of the overall quota and two management measures were gradually imple-
times the minimum national wage decreed by the mented to shift from an open access to a common
government); (ii) establishment of a monthly TAC property regime in fishery resources between 1998
and an individual quota per fisher; (iii) design of a and 2002, including the following: (i) extension of
spatial management scheme featured by an infor- the boundaries of the reserve from 28 to 74 km;
mal (i.e. not legally recognized) allocation of (ii) prohibition of industrial fishing; (iii) establish-
co-ownership authority to groups of fishers in ment of a moratorium on new entrants to fisher-
beach management units with well-defined ies; (iv) allocation of licenses and fishing permits
boundaries. This encouraged an active voluntary exclusively to local artisanal fishers; and (v) an
fisher participation in enforcing regulations, thus unsuccessful attempt to implement a catch share
generating a de facto Co-M regime (Castilla and programme in the sea cucumber fishery in 2001.
Defeo 2001). The Co-M phase of the fishery However, two of the most relevant measures were
lasted until late 1994, when mass mortalities deci- the institutional shift from a hierarchical (top-
mated populations of M. mactroides throughout its down) to a Co-M regime, and the implementation
entire distribution range (Ortega et al. 2012), lead- of a marine zoning (Castrej on and Charles 2013).
ing to a full fishery closure between 1995 and Co-M was institutionalized through two nested
2008. decision-making bodies: the Participatory Manage-
We analysed yellow clam information for the peri- ment Board (PMB) and the Institutional Manage-
ods 1982–1987 (before Co-M) and 1990–1994 ment Authority (IMA). Thus, local stakeholders
(after Co-M). Fishing metrics included clam abun- (i.e. fishers, touristic operators, naturalist guides,
dance and individual size, catch, fishing effort, CPUE and conservationists) were allowed to participate
and unit price paid to fishers at the beach. Abun- in the decision-making process along with the
dance and individual size data were obtained from Galapagos National Park Service (GNP) and the
seasonal surveys, following the methodology Ministry of the Environment, the institutions
described by Defeo (1996). Daily records of catch responsible for managing the GMR.
and effort per fisher and unit price were collected Sea cucumber abundance and individual size
through logbooks and interviews. A continuous spa- data were collected through population surveys
tial gradient in clam abundance precluded the possi- conducted by the GNP, Charles Darwin Founda-
bility of setting spatial controls (see also Castilla and tion and local users from 1999 to 2013, following
Defeo 2001). Therefore, Co-M performance was the methodology described by Toral-Granda and
assessed by testing hypotheses through time, using Martınez (2004) and Wolff et al. (2012). Fishery-
temporal controls as predicting units. related information for the sea cucumber (1999–
2011) and spiny lobster (1997–2012) fisheries
was compiled from the Participatory Programme
Galapagos Islands (Ecuador): the sea cucumber
of Fisheries Monitoring and Research and from
Isostichopus fuscus and spiny lobsters Panulirus
Ramırez et al. (2012). Data were collected by
penicillatus and P. gracilis
interviewers and fishery observers at the three
The most important artisanal shellfisheries har- main ports of Galapagos (Puerto Ayora, Baquerizo
vested in Galapagos are the sea cucumber I. fuscus Moreno, and Villamil) on a daily basis along each
and spiny lobsters P. penicillatus and P. gracilis. fishing season. Fishing metrics included individual
These shellfish are harvested by hookah and skin- size (only for spiny lobster), catch, fishing effort,
180 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
CPUE, unit price paid to fishers at home port and and San Felipe, referred here as weakly managed
revenues per unit of effort. lobster fishing grounds, see details in Defeo and
Castilla 2005 and references therein) for four
fishing seasons comprised between 1998–99 and
Mexico: the spiny lobster Panulirus argus in
2001–02. A control–impact analysis was per-
Yucatan Peninsula
formed to assess Co-M performance by comparing
Panulirus argus is targeted by one of the most Punta Allen (co-managed site) with Chiquil a and
important artisanal lobster fisheries in the world. San Felipe cooperatives (control sites).
In Mexico, state-authorized artisanal fishing coop-
eratives have had primacy to harvest spiny lob-
Analysis
sters and other high-valued coastal shellfishes
since the late 1940s (Table 1). One of these coop- Changes in fishery indicators associated with Co-M
eratives is ‘Vigıa Chico’, located at Punta Allen in implementation (abundance, individual size, land-
the Yucatan Peninsula, Mexico. It was formed by ings, fishing effort, CPUE, unit price and economic
49 fishers in 1969 to extract spiny lobsters at revenues per unit of effort) were estimated as
Ascension Bay, an area located inside the Sian response ratios of the mean and the variance
Ka’an Biosphere Reserve. Fishing operations are (Hedges et al. 1999). The response ratio of the
carried out exclusively by cooperative members mean gauged how the mean levels of the indica-
within a fishing ground of 850 km² granted by tors responded to Co-M implementation. The
the government. Spiny lobsters are harvested by response ratio of the variance measured changes
skin-divers, who use a hand net (locally known as in the interannual variability that coincided with
‘jamo’) to catch and keep lobster alive. The area Co-M implementation.
granted to Vigıa Chico cooperative has been We tested whether shellfishery stocks were
divided by members into individual ‘campos’ (fish- improved after Co-M implementation (before–after
ing grounds) that vary from 0.5 to 3.0 km2 (Seijo analysis) or when compared with open access sites
1993; Sosa-Cordero et al. 2008). The number of (control–impact analysis). Different strategies were
‘campos’ has varied through time between 150 set in each case, according to the nature, amount
(Seijo 1993) and 101 (Orensanz et al. 2013). Each and extent of the information gathered (see details
cooperative member has exclusive rights to deploy above for each fishery). ANOVAs were also employed
‘Cuban casitas’ (artificial shelters) and extract lob- to test the null hypothesis of absence of differences
ster within the assigned boundaries. Ownership or in indicators of Co-M success through time and/or
access rights to the most productive areas are space. ANCOVAs were used to test for differences in
given to those fishers with longer and continuous the unit price – catch relationship before and after
activity. Fishing grounds are inheritable and trans- Co-M implementation. The unit price was used as
ferable according to community-established rules, the dependent variable, landings as the covariate
including monetary payments and/or barter trans- and the fishing regime (before–after Co-M) as the
actions (Seijo 1993). Management regulations fixed factor. A Bartlett test was performed prior to
established by the Mexican government (e.g. mini- all analyses to test the assumption of homogeneity
mum legal size, fishing season) have been of variances among treatments. When data were
respected and enforced by cooperative members. heteroscedastic, transformations were carried out.
Furthermore, Vigıa Chico’s fishers have agreed
upon the implementation of additional well-defined
Results
internal rules to avoid illegal fishing (e.g. internal
extra penalties). Our long-term bioeconomic analysis of selected
Daily catch and effort data (ca. 43 000 records) Latin American shellfisheries showed that most
for the Punta Allen spiny lobster fishery were indicators were highly responsive to Co-M imple-
obtained from logbooks for the period 1986–2003. mentation (Fig. 1). After Co-M implementation (i)
CPUE (catch per trip), price paid to the fishers at abundance of yellow clam increased 108%,
home port and daily total revenues per fisher and whereas the sea cucumber decreased 70%; (ii)
fishing trip were also recorded. Catch and effort CPUE of loco, yellow clam and Galapagos spiny
information was also gathered for two nearby lobster increased 12, 66 and 9%, respectively,
cooperatives at the Yucatan Peninsula (Chiquil a whereas the sea cucumber decreased 59%; (iii)
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 181
Co-management in small-scale fisheries O Defeo et al.
landings and fishing effort showed in all cases a (Table 3) and eight of these significantly differed
drastic reduction (46–82% and 33–84%, respec- between fishery regimes (ANOVA: Table 2), whereas
tively); (iv) unit prices and revenues per unit of nine combinations indicated a 25% or greater
effort substantially increased (37–210% and 25– reduction in the mean following Co-M implemen-
805%, respectively); and (v) mean individual sizes tation (eight differed significantly between fishery
remained fairly constant. Before–after comparisons regimes: Table 2). Particularly notable was a large
through ANOVA roughly followed these patterns and consistent decrease in landings and fishing
(Table 2). effort following Co-M implementation, together
Overall, our results showed that 10 of 28 fish- with a marked increase in unit price and revenues
ery/indicator combinations had a 25% or greater per unit of effort (Tables 3 and S1). The response
change in the response ratios of the mean ratio of the variance showed large positive
Figure 1 Long-term mean (SE) response ratios (logarithmic basis) for seven bioeconomic indicators of Co-M success,
estimated for four Latin American shellfisheries. Log (response ratios) >0 ( ), that is untransformed values >1, implies
an increase in mean values of the indicators after the implementation of Co-M, whereas values <0 ( ) imply a decrease
in the mean. Number of years before and after Co-M implementation is given in Table 1.
Table 2 ANOVA results (F-ratios) for seven fishery indicators used to test the performance of Co-M in four small-scale
Latin American shellfisheries. Arrows indicate declining or increasing values in the indicators after Co-M
implementation, whereas = indicates no significant differences between fishery regimes (P > 0.05). *: P < 0.05;
**: P < 0.01; ***: P < 0.001. In the case of the Chilean loco fishery, only 1 year was available for the pre-Co-M (open
access) fishery phase at El Quisco (local level), and therefore, ANOVAs were only conducted for indicators at the national
level.
Metric
182 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
Table 3 Frequency of substantial (magnitude >25%) shifts in the mean or variance for seven fishery indicators used to
test the performance of Co-M in four small-scale Latin American shellfisheries. Figures in parentheses indicate the
numbers of each indicator that were statistically significant (P < 0.05), based on one-way ANOVAs. No: number of cases
used for assessment.
Mean Variance
Metric No. 25% increase 25% decrease 25% increase 25% decrease
changes (variance >25%) in 11 of the 28 fishery/ ative at Punta Allen (a co-managed lobster fish-
indicator combinations (notably in individual size, ery) were significantly higher than those estimated
unit price and revenues per unit of effort), whereas for the control sites Chiquil
a and San Felipe coop-
nine analyses showed a reduced variance in the eratives (2-way ANOVA: F2,62 = 64.51; P < 0.001,
co-managed phase (Tables 3 and S2). However, a Table S3). The ‘site x year’ interaction factor was
consistent response in the reduction of the vari- not significant, meaning that the effect of the fac-
ance was found only for landings. tor ‘site’ was constant through time, reflected in
Figure 2 shows CPUE variations through time consistently higher CPUE estimates at Punta Allen
as an indicator of Co-M success. CPUE increased (co-managed site) throughout the study period
after Co-M implementation in the loco (El Quisco, (Fig. 2e).
Chile: Fig. 2a) and yellow clam (Fig. 2b) fisheries, Relationships between catch and unit price
reaching values two times higher than in pre-Co- (Fig. 3) showed similar decreasing trends, but with
M years. In both fisheries, this trend was accompa- different interpretation among cases. In Chile (both
nied by a substantial decrease in fishing effort and at the national and cove-specific scales: Fig. 3a)
landings, which reached similar levels to the and Uruguay (Fig. 3b), prices increased at low
development phase of these fisheries, and a catch levels during the Co-M period. In these
marked increase in unit price (Fig. 1, Table S1). cases, low catches were accompanied with high
The Galapagos spiny lobster also showed a signifi- abundance (Fig. 1) and CPUE (Fig. 2). In Chile,
cant decrease in fishing effort and landings after loco’s catches were lowest after Co-M implementa-
Co-M implementation, as well as a significant tion, concurrently with the highest unit export
increase in unit price (Table 2). Even though prices (Fig. 3a). The Co-M phase (1994–2009),
annual average CPUE did not show significant dif- with a steeper slope, had higher prices than those
ferences between fishery regimes (Table 2), a sub- under open access (1981–1988), mainly at low
stantial and systematic increase of this indicator landing levels, denoting a very dissimilar expecta-
has been observed between 2006 and 2012 tion of unit prices for a given catch (ANCOVA:
(Fig. 2c). A very different scenario was found in F1,21 = 6.77; P < 0.05) and a willingness to pay
the sea cucumber fishery, where CPUE decreased higher prices during the Co-M phase. Indeed, dur-
43% after Co-M implementation (Fig. 2d), concur- ing the Co-M phase, the unit price (17 818 US
rently with a significant decrease in abundance $ t1) was almost three times higher than before
and an increase in unit price (see ANOVAs in Co-M implementation (6292 US$ t1). The long-
Table 2 and Figs 3d and 4a). term analysis at the scale of one Co-M area, El
Concerning spiny lobster fishery in the Yucatan Quisco (Central Chile: 33°230 S), mimics major
Peninsula (Mexico), our analysis showed that market macroscale trends: the price paid per loco
CPUE estimates obtained from Vigıa Chico cooper- at the Caleta was inversely related to the number
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 183
Co-management in small-scale fisheries O Defeo et al.
of locos caught (Fig. 3a, right-hand-side panel). catches reached the lowest levels, whereas the
The yellow clam fishery in Uruguay showed a sim- unit price paid to fishers at the beach significantly
ilar pattern (Fig. 3b): after Co-M implementation, increased from 0.91
US$ kg1 (before Co-M) to 1.70 US$ kg1 (after
(a)
Co-M). The slope was steeper for the Co-M phase
than in the pre-Co-M period (ANCOVA: F1,5 = 16.90;
P < 0.01).
Following the same pattern found for Chile and
Uruguay, the unit price–catch relationship in the
spiny lobster Galapagos fishery showed a higher
price paid for a given catch level during the
Co-M phase (ANCOVA: F1,12 = 4.96; P < 0.05,
Fig. 3c). The same trend was observed in the sea
(b) cucumber Galapagos fishery (Fig. 3d). In this
case, unit prices paid for a sea cucumber
increased more than an order of magnitude
between 2002 (0.33 US$ ind1) and 2011 (4.00
US$ ind1). However, unlike Chile and Uruguay,
the exponential rise in unit price occurred con-
currently with a significant decrease in catch,
abundance and CPUE through time (Fig. 4a),
suggesting over-exploitation. This perception is
supported by five fishery closures implemented
(c)
since 2006 (Fig. 4a). Concerning the Galapagos
spiny lobster, the last period of the Co-M phase
showed a systematic increase in CPUE, together
with a stabilization of fishing effort and an
increase in unit prices (Fig. 4b). Taken together,
these trends determined the highest revenues per
unit effort since 1997.
Intra-annual patterns in the price–catch rela-
tionship for the Vigıa Chico cooperative at Punta
Allen (Mexico) also showed a monotonic decreas-
(d) ing trend: the average price paid per tonnes of
spiny lobster increased from the beginning (July)
to the end (February) of the fishing season, sug-
gesting short-term changes in price according to
184 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
the magnitude of landings (Fig. 3e) and resource and Defeo 2003) define the upper limit of the
availability (considering CPUE as an index of relationship given by maximum unit prices P for
abundance, see Fig. 5). The points of the upper varying levels of lobster catch C (P =
boundary (a constraint envelope pattern, Caddy 33.10C0.12; r2 = 0.67; P < 0.01). Most of these
points represent fishing activities developed either
at the beginning or at the end of the fishing sea-
son (Fig. 3e).
(a) Co-M was implemented in Punta Allen since
1969 (Table 1). Therefore, an additional way to
demonstrate its success is by looking at the long-
term performance of available indicators. An
analysis of ca. 43 000 daily records for the period
1986–2003 showed a fairly recurrent intra-
annual pattern in P. argus catch (Fig. 5a), fishing
effort (Fig. 5b) and CPUE (Fig. 5c). In 15 (fishing
effort) or in all (landings and CPUE) of 17 analy-
(b) sed years, these fishery variables consistently
peaked at the beginning of the fishing season
(July), decreasing exponentially until dropping
down to their lowest level at the end of the fishing
season (February). Only seasons 1994/1995 and
1995/1996 were exceptions to this pattern. No
significant differences in annual landings and fish-
ing effort were detected (ANOVAs, P > 0.05), reflect-
ing a remarkable long-term stability of these
(c)
indicators. CPUE showed significant differences
between years (ANOVA: F16,112 = 4.93, P < 0.001),
and multiple comparisons (Tukey HSD test)
revealed that only 13 of 136 paired tests showed
significant differences, with only three fishing sea-
sons (95/96, 97/98 and 02/03) having signifi-
cantly higher CPUE values than the remaining
ones (Fig. 5c).
(d)
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 185
Co-management in small-scale fisheries O Defeo et al.
(a)
(b)
Figure 4 Long-term variations in fishery indicators in Galapagos shellfisheries: a) sea cucumber and b) spiny lobster.
Closed seasons for the sea cucumber fishery are highlighted. All variables were standardized (z-scores) for clarity.
186 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
(a)
(b)
(c)
Figure 5 Monthly variations, July (J) to February (F), of (a) catch, (b) effort and (c) CPUE for the spiny lobster
(P. argus) fishery at Punta Allen (Mexico) for the fishing seasons between 1986/1987 and 2002/2003. Information is
based on daily records gathered from the Vigıa Chico cooperative.
season, avoiding quota overages (Castilla and Defeo By contrast, Co-M implementation was unable
2001). Viable explanations for this response include to prevent the collapse of the Galapagos sea
the end of the race to fish at Co-M sites, likely cucumber fishery. Several factors are responsible
because Co-M provided appropriate incentives lead- for this failure (Castrej on 2011; Castrej on and
ing to a strong sense of ownership and accountabil- Charles 2013), including the following: (i) weak
ity (Castilla 2010; Gelcich et al. 2010). The loco leadership, lack of social cohesion and poor orga-
and yellow clam fisheries provided a ‘response with nization of local fishing sector; (ii) lack of long-
experience’ (sensu Folke et al. 2003) to the over- term strategic planning and mechanisms for
exploitation crisis that occurred before Co-M precautionary and adaptive management; (iii)
implementation; that is, a social and institutional incapacity of the rights-based management system
learning has occurred based on previous experi- (i.e. licenses and fishing permits) to mitigate over-
ences, crises and social–ecological memory (Barthel exploitive fishing practices; and (iv) poor imple-
et al. 2010; Gelcich et al. 2013). In both fisheries, mentation, enforcement and compliance with
institutional learning was denoted by the imple- management regulations. The latter was encour-
mentation of management measures focused on aged by an anthropogenic Allee effect (sensu
stopping access to over-exploited fisheries, promot- Courchamp et al. 2006); that is, as resource abun-
ing efficient reorganization of harvesting and dance becomes scarcer, the willingness of external
marketing strategies, as well as the appropriate allo- agents, particularly Asian middlemen, to pay higher
cation of resources to enforce management interven- prices for sea cucumbers increased exponentially
tions, and to ensure effective coordination and (Fig. 4a). In this context, the Galapagos Co-M
collaboration with local actors (Gelcich et al. 2010). regime was unable to break down the pervasive
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 187
Co-management in small-scale fisheries O Defeo et al.
partnership created between ‘roving bandits’ (sensu 4 years (2009–12), which were mainly reflected
Berkes et al. 2006) and local fishers since 1992, in the stabilization of fishing effort and the highest
which led to the intensification of illegal fishing and CPUE and revenues per unit effort values observed
to the collapse of the fishery in 2006 (Castrej on since 1998, that is, since the beginning of the Co-
et al. 2014). This case-study illustrates how the M implementation phase. The moratorium on new
institutionalized inclusion of fishers as partners in entrants after 2002 also contributed to this recov-
the governance process (at least on paper) does not ery by slowing down the exponential growth in
necessarily produce positive fishery outcomes; that fishing effort. Nowadays, the only ones with the
is, Co-M is not a blueprint approach that can be right to reclaim their access to Galapagos fisheries
applied to all small-scale shellfisheries to enhance are the children of fishers. However, as most of
their governability. them are not interested in becoming fishers (Cas-
Most factors described above for the sea cucum- trej
on 2011), the number of license holders has
ber also affected negatively the Galapagos spiny been kept relatively stable. These results showed
lobster fishery from the late 1990s to the middle that the development of a Co-M approach in Gala-
2000s (i.e. during and after Co-M implementa- pagos shellfisheries is a work in progress and still
tion), leading to its over-exploitation (Fig. 2 and requires improvements and careful monitoring of
4b, and Castrej on et al. 2014). This period coin- the observed long-term trends.
cided with the closure of the sea cucumber fishery The ‘Vigıa Chico’ Cooperative lobster fishery at
in 2006 (Fig. 4a). The declining profitability of Punta Allen has been the most productive cooper-
both fisheries resulted in a voluntary abandon- ative along the Yucatan Peninsula (Mexico) dur-
ment of fishing by ca. 294 fishers between 2005 ing the last decades and constitutes a well-
and 2008 (Castrej on 2011; Ramırez et al. 2012). institutionalized and resilient Co-M system that
In the lobster fishery, this led to a 56% reduction emerged from the local community some 40 years
in fishing effort. This trend was intensified in ago (Castilla and Defeo 2001). This governance
2009 during the climax of the global financial cri- mode served to sustain a resilient small-scale shell-
sis, which contracted the consumption of lobsters fishery over time. Despite the metapopulation
in the United States and European Union (Monne- characteristics of the spiny lobster, the co-man-
reau and Helmsing 2011), resulting in a 32% drop aged fishery at Punta Allen showed a high persis-
in local prices. Consequently, total fishing effort tence and stability, reflected by the recurrent
and landings declined 20 and 23%, respectively, patterns in landings, fishing effort and CPUE esti-
between 2008 and 2009. Further, an El Ni~ no mated from 17 years of daily data. Individual lob-
event occurred simultaneously in 2009 (Defeo ster sizes harvested by the local fishery are larger
et al. 2013), having a positive impact on spiny than those harvested and commercialized by other
lobster 2 years later (see Figs. 2c and 3c). For cooperatives in the Yucatan Peninsula (Sosa-Cor-
example, CPUE and landings increased 91% and dero et al. 2008). Self-organization and a strong
102%, respectively, whereas fishing effort only social cohesion have been key drivers for the suc-
increased 6% between 2009 and 2011. A similar cess of this Co-M system, where coastal-parcelled
pattern was also observed 2 years after the 1997/ areas (TURFs) have been effectively allocated dur-
98 El Ni~ no (see Fig. 3c). In this sense, Defeo et al. ing the last five decades to families as inherited
(2013) documented a significant relationship owners for lobster extraction. The geographic iso-
between 2-years lagged production (linearly detr- lation also promoted a high motivation on a self-
ended catch series) and sea surface temperature help approach to community development, with
that explained 36% of the annual production reg- minimum government interventions (Defeo and
istered for the spiny lobster fishery. Therefore, the Castilla 2005). The strong collective organization,
remarkable and consistent CPUE recovery observed with penalties imposed by well-defined operational
between 2006 and 2012 (i.e. during the Co-M rules enforced and controlled by local fishers on
regime) could be attributed to the substantial this well-defined and isolated territorial permit,
reduction in fishing effort, together with the com- explains the long-term success of this fishery.
bined effect of market forces and favourable envi- The Punta Allen spiny lobster fishery was more
ronmental conditions (Defeo et al. 2013). This resilient than other analogous fishery systems in
combination of factors determined very stimulat- the Yucatan Peninsula, absorbing unexpected
ing trends in fishery indicators during the last shocks such as the Hurricane Gilbert (year 1988)
188 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192
Co-management in small-scale fisheries O Defeo et al.
© 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192 189
Co-management in small-scale fisheries O Defeo et al.
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sustainability of social-ecological systems. Science 325, Table S1. Changes in mean estimates (%) of
419–422. seven fishery indicators in four small-scale Latin
Ostrom, E., Janssen, M.A. and Anderies, J.M. (2007)
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Ramırez, J., Castrejon, M. and Toral, V. (2012) Mejorando
variance estimates after Co-M implementation.
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World Development 39, 662–671. can shellfisheries, following Co-M implementation.
Seijo, J.C. (1993) Individual transferable grounds in a Arrows indicate declining or increasing variance
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Table S3. Two-way ANOVA results for spiny lob-
Silvano, R.A.M., Hallwass, G., Lopes, P.F. et al. (2014)
ster Panulirus argus to to test CPUE
Co-management and spatial features contribute to
secure fish abundance and fishing yields in tropical
(kg boat1 day1) differences between Punta Allen
floodplain lakes. Ecosystems 17, 271–285. (co-managed site) and two nearby cooperatives
Sosa-Cordero, E., Liceaga-Correa, M.A. and Seijo, J.C. (open access sites) in the Yucatan Peninsula (Mex-
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192 © 2014 John Wiley & Sons Ltd, F I S H and F I S H E R I E S , 17, 176–192