Building Envelope Air Tightness R1
Building Envelope Air Tightness R1
Building Envelope Air Tightness R1
P: (877) 322-5800
[email protected]
NISTIR 7238
Steven J. Emmerich
Tim McDowell
Wagdy Anis
NISTIR 7238
Timothy P. McDowell
TESS, Inc.
Wagdy Anis
Shepley Bulfinch Richardson and Abbott
Prepared for:
U.S. Department of Energy
Office of Building Technologies
June 2005
iii
TABLE OF CONTENTS
ABSTRACT iii
INTRODUCTION 1
ANALYSIS METHOD 2
BUILDING DESCRIPTIONS 3
AIRFLOW MODELS 16
SYSTEM MODELS 18
SCALAR CALCULATION 19
RESULTS 21
DISCUSSION 34
ACKNOWLEDGEMENTS 35
REFERENCES 36
iv
1
Introduction
The objective of this study is to investigate the impact of envelope airtightness on the energy consumption
of typical commercial buildings in the U.S. Despite common assumptions that envelope air leakage is not
significant in office and other commercial buildings, measurements have shown that these buildings are
subject to larger infiltration rates than commonly believed (Persily 1998, Proskiw and Phillips 2001).
Infiltration in commercial buildings can have many negative consequences, including reduced thermal
comfort, interference with the proper operation of mechanical ventilation systems, degraded indoor air
quality, moisture damage of building envelope components, and increased energy consumption. For these
reasons, attention has been given to methods of improving airtightness both in existing buildings and new
constructions (Persily 1993). Since 1997, the Building Environment and Thermal Envelope Council of the
National Institute of Building Sciences has sponsored several symposia in the U.S. on the topic of air
barriers for buildings in North American climates. Canada Mortgage and Housing Corporation has
sponsored similar conferences in Canada. Others have also published articles on the importance of air
leakage in commercial buildings (Anis 2001, Ask 2003). However, the focus of these conferences and
publications has largely been air barrier technology and the non-energy impacts of air leakage in buildings.
In order to evaluate the cost effectiveness of such measures to tighten buildings, estimates of the impact of
air leakage on energy use are needed.
An earlier study estimated the national impact of infiltration in office buildings based on a simplified
method for calculating both the infiltration flows and the building energy use (Emmerich et al. 1995). The
loads were calculated for a set of 25 buildings, each representing a certain percentage of the total office
building stock of the United States. Twenty of these buildings represent the existing office building stock as
of 1979 (Briggs, Crawley, and Schliesing 1992) and five represent construction between 1980 and 1995
(Crawley and Schliesing 1992). Further work improved on this initial method by using airflows from multi-
zone airflow simulations (Emmerich and Persily 1998) combined with a simple load calculation. More
recently, a more detailed analysis method to determine the impact of infiltration and ventilation rates on
building energy usage was developed (McDowell et al. 2003). This approach included the coupling of a
detailed multi-zone airflow model based on the CONTAMW model (Dols and Walton 2002) and the
detailed multi-zone building energy modeling program TRNSYS (Klein 2000). This project demonstrated
the ability of the coupled programs to study the annual heating and cooling energy use in the US office
building stock as a function of infiltration and ventilation rates.
The American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE) Standard
90.1 Envelope Subcommittee has formed a task group to consider updating the building air leakage
requirements in the standard to require a continuous air barrier system. An air barrier system is the
combination of interconnected materials, flexible joint systems, and components of the building envelope
that provide the air-tightness of the building. Included in the current standard are detailed quantitative
limits for air leakage through fenestration and doors but only general qualitative guidance for the opaque
portion of the building envelope (ASHRAE 2001b). For example, the Standard requires sealing, caulking,
gasketing, or weather-stripping such locations as joints around fenestration and doors, junctions between
floors, walls, and roofs, etc. However, there is no quantitative air leakage limit specified for either the wall
and other envelope components or the building as a whole. This is analogous to requiring that care be taken
when installing insulation without requiring any minimum R-value.
1
Analysis Method
To provide input to the ASHRAE 90.1 Envelope Subcommittee in its consideration of the potential energy
savings and cost effectiveness of an effective air barrier requirement, annual energy simulations and cost
estimates were prepared for three common, modern nonresidential buildings – a two-story office building, a
one-story retail building, and a four-story apartment building. The apartment building is included because
the scope of Standard 90.1 includes multi-family structures of more than three stories above grade. The
new combined airflow-building energy modeling tool (described by McDowell et al. 2003) was used to
estimate the energy impact of envelope airtightness in multiple U.S. climate types. HVAC systems
representative of the types used in these buildings were included in the building models. Other building
model parameters were chosen such that the buildings would be considered typical new construction and
meet current ASHRAE Standard 90.1 requirements.
Energy simulations were performed using TRNSYS (Klein 2000) - a transient system simulation program
with a modular structure that was designed to solve complex energy system problems by dividing the
problem into a series of smaller components. Each of these components can then be solved independently
and coupled with other components to simulate and solve the larger system problem. Components (or
Types as they are called) in TRNSYS may be as simple as a pump or pipe, or as complicated as a multi-
zone building model. The entire program is then a collection of energy system component models grouped
around a simulation engine (solver). The modular nature of the program makes it easier to add content to
the program by introducing new component models to the standard package. The simulation engine
provides the capability of interconnecting system components in any desired manner, solving differential
equations, and facilitating inputs and outputs. The TRNSYS multi-zone building model (called Type 56)
includes heat transfer by conduction, convection and radiation, heat gains due to the presence of occupants
and equipment, and the storage of heat in the room air and building mass.
The infiltration in the buildings was modeled using a TRNSYS type based on an updated version of the
AIRNET model (Walton 1989), which is included in the multizone airflow and contaminant dispersal
program CONTAMW (Dols and Walton 2002). CONTAMW combines the best available algorithms for
modeling airflow and contaminant transport in multizone buildings with a graphic interface for data input
and display of results. The multizone approach is implemented by constructing a network of elements
describing the flow paths (HVAC ducts, doors, windows, cracks, etc.) between the zones of a building. The
network nodes represent the zones, each of which are modeled at a uniform temperature and pollutant
concentration. The pressures vary hydrostatically, so the zone pressure values are a function of the
elevation within the zone. The network of equations is then solved at each time step of the simulation.
McDowell et al. (2003) described the coupling of the TRNSYS and CONTAM models.
Simulations of annual energy use were run using TMY2 files (Marion and Urban 1995) for five different
cities representing different climate zones of the US (Miami, Phoenix, St. Louis, Bismarck, and
Minneapolis) and at three levels of airtightness representing different construction practices. The levels of
airtightness were selected to represent 1) no air barrier, 2) target air barrier, and 3) best achievable levels
through a review of measured commercial building airtightness data (Persily 1998), ASHRAE Handbook
data (ASHRAE 2001c) and other sources. Each building was modeled once with frame construction and
then masonry construction. Thus, the matrix of simulations is 3 building types X 2 envelope construction
types X 3 airtightness levels X 5 climates, for a total of 90 simulation cases.
2
Building Descriptions
This section describes the three buildings modeled in the study.
Office Building
The building modeled is a two story office building with a total floor area of 2250 m2 (24,200 ft2) and a
floorplan as shown in Figure 1. The building has a window-to-wall ratio of 0.2 with a floor-to-floor height
of 3.66 m (12 ft), broken up between a 2.74 m (9 ft) occupied floor and a 0.92 m (3 ft) plenum per floor.
The building also includes a single elevator shaft.
33.5 m
B 4.6 m
Plenum 0.9 m
I P
Floor 2 2.7 m
L R 24.4 m
Plenum 0.9 m
E 3.0 m E 2.7 m
Floor 1
4.6 m F 4.6 m
3
Bismarck and Minneapolis: Thickness Conductivity Density Specific Heat Resistance
m W/m-K kg/m3 kJ/kg-K m2-K/W
Description (ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
4
Miami and Phoenix Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Roof Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
m W/m-K kg/m3 kJ/kg-K m2-K/W
Description (ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Slab Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
m W/m-K kg/m3 kJ/kg-K m2-K/W
Description (ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Window:
U-value SHGC
W/m2-K
Location (Btu/hr-ft2-F)
St. Louis, Bismarck, and Minneapolis 3.24
(0.57) 0.39
Miami and Phoenix 6.93
(1.22) 0.25
The internal gains for the occupied spaces are divided into three parts: lighting, receptacle loads, and
occupants. These gains are all applied using a peak value and fraction of peak schedule. The lighting peak
is 10.8 W/m2 (1.0 W/ft2), the peak receptacle load is 6.8 W/m2 (0.63 W/ft2), and the peak occupant density
is 53.4 persons/1000 m2 (5 persons/1000 ft2). The fraction of peak schedules are shown in Figures 2 to 4.
The thermostats operate on a setpoint with setback/setup basis. The heating setpoint is 21.1 °C (70 °F) with
a setback temperature of 12.8 °C (55 °F) and the cooling setpoint is 23.9 °C (75 °F) with a setup
temperature of 32.2 °C (90 °F). The schedule for the setback/setup differs between weekdays (hours from
6 to 20 at setpoint), Saturdays (hours from 7 to 14 at setpoint) and Sundays (always at setup/setback).
However, for the first hour of operation at setpoint, the system does not bring any outdoor air into the zone.
This hour is prior to building occupancy and is used to bring the zone back to setpoint from the
setup/setback temperature.
5
1
0.9
0.8
0.7
Fraction of Peak Occupancy
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
0.9
0.8
0.7
Fraction of Peak Lighting
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
0.9
0.8
Fraction of Peak Receptacle Load
0.7
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
6
Retail Building
The retail building modeled in this study is a one-story building with a total floor area of 1125 m2 (12,100
ft2) and a floorplan as shown in Figure 5. The building has a window-to-wall ratio of 0.1 with a floor-to-
floor height of 3.9 m (13 ft), broken up between a 3.0 m (10 ft) occupied floor and a 0.9 m (3 ft) plenum
per floor.
33.5 m
B 4.6 m
I P
L R 24.4 m
Plenum 0.9 m
Floor 1 3.0 m
4.6 m F 4.6 m
The wall, roof, slab and window thermal properties used in modeling the retail building are summarized in
Table 2.
Table 2 Wall, roof, slab and window thermal properties for retail building
Frame Wall Construction:
St. Louis, Miami and Phoenix Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
7
Bismarck and Minneapolis Thickness Conductivity Density Specific Heat Resistance
m W/m-K kg/m3 kJ/kg-K m2-K/W
Description (ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
8
Miami and Phoenix Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Roof Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Slab Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
The internal gains for the occupied spaces are divided into three parts: lighting, receptacle loads, and
occupants. These gains are all applied using a peak value and fraction of peak schedule. The lighting peak
is 16.15 W/m2 (1.5 W/ft2), the peak receptacle load is 2.58 W/m2 (0.24 W/ft2), and the peak occupant
density is 162 persons/1000 m2 (15 persons/1000 ft2). The fraction of peak schedules are shown in Figures
6 to 8.
The thermostats operate on a setpoint with setback/setup basis. The heating setpoint is 21.1 °C (70 °F) with
a setback temperature of 12.8 °C (55 °F) and the cooling setpoint is 23.9 °C (75 °F) with a setup
temperature of 37.2 °C (99 °F). The schedule for the setback/setup differs between weekdays (hours from 7
to 21 at setpoint), Saturdays (hours from 7 to 21 at setpoint) and Sundays (hours from 9 to 19 at setpoint).
However for the first hour of operation at setpoint the system does not bring any outdoor air into the zone.
9
This hour is prior to building occupancy and is used to bring the zone back to setpoint from the
setup/setback temperature.
0.9
0.8
0.7
Fraction of Peak Occupancy
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
0.9
0.8
0.7
Fraction of Peak Lighting
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
0.9
0.8
Fraction of Peak Receptacle Load
0.7
0.6
Weekday
0.5 Saturday
Sunday
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
Hour of Day
10
Residential Building
The residential building modeled in this study is a four story building with a total floor area of 3425 m2
(36,864 ft2) and a floorplan as shown in Figure 9. The building has a window-to-wall ratio of 0.25 with a
floor-to-floor height of 3.0 m (10 ft), broken up between a 2.4 m (8 ft) occupied floor and a 0.6 m (2 ft)
plenum for the bottom three floors and a 2.4 m (8 ft) occupied floor and a 3.0m (10 ft) attic at the top. The
attic has a pitched roof and is vented. The building also includes a single elevator shaft with two elevators.
The corner units will have a doorway connecting to the corridor. One of bottom mid-units is used as a
lobby entrance instead of a living unit.
Floor 4 2.4 m
6.1m Ceiling Space 0.6 m
9.8 m Unit LM 3.0m E Unit RM Floor 3 2.4 m
Corridor Ceiling Space 0.6 m
Floor 2 2.4 m
Ceiling Space 0.6 m
9.8 m Unit FL Unit FM Unit FR
Floor 1 2.4 m
6.1m
9.8 m Plenum LM 3.0m E Plenum RM
Core Plenum
11
Table 3 Wall, roof, slab and window thermal properties for apartment building
Brick Walls Construction:
Bismarck and Minneapolis Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
12
St Louis, Miami, Phoenix Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Roof Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Slab Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Floor Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
13
Ceiling (except top floor) Construction:
All Locations Thickness Conductivity Density Specific Heat Resistance
Description m W/m-K kg/m3 kJ/kg-K m2-K/W
(ft) (Btu/hr-ft-F) (lb/ft ) (Btu/lb-F) (hr-ft2-F/Btu)
3
Window:
U-value SHGC
W/m2-K
Location (Btu/hr-ft2-F)
3.80
St. Louis, Bismarck, and Minneapolis (0.67) 0.39
Miami and Phoenix 7.21
(1.27) 0.25
The internal gains for the occupied spaces are calculated based on a total sensible heat gain per day per unit
to account for a combination of lights, people and equipment per the Space Conditioning calculation
procedure of Standard 90.2 (ASHRAE 2001d). These gains equal 21,100 kJ (20,000 Btu) plus the floor
area times 170 kJ/m2 (15 Btu/ft2) and are scheduled as shown in Figure 10. The total latent heat gains are
assumed to be 0.2 times the sensible gains.
0.07
Multiplier for internal gains
0.06
0.05
0.04
0.03
0.02
0.01
0
0 2 4 6 8 10 12 14 16 18 20 22 24
Hour of day
14
30
25
Temperature (°C)
20
15
Workday_Heat
10 Workday_Cool
Weekend_Heat
5
Weekend_Cool
0
0 2 4 6 8 10 12 14 16 18 20 22 24
Hour of day
15
Airflow Models
This section provides the details of the airtightness levels used in the study. Three different airtightness
levels (No air barrier, target, and best achievable) were modeled in each building by changing the leakage
characteristics in the CONTAM multizone airflow models for each building. The values for the no air
barrier level varied for each location, while the target and best achievable construction cases were the same
for all locations. The values for the no air barrier (i.e., baseline) case were established through an analysis
of the available published airtightness data for buildings other than low-rise residential buildings.
The majority of the data were compiled in a 1998 summary (Persily 1998) supplemented by additional data
including more Florida commercial buildings, additional U.K. office buildings, and Canadian apartment
buildings added during this study [see references in Appendix A]. The entire dataset of 166 buildings (144
in North America and 22 in U.K.) and the references are presented in Appendix A. This dataset includes all
data from the ASHRAE Handbook of Fundamentals (ASHRAE 2001c) but adds data from over 150
additional buildings reported in 13 different studies. Since these data are intended to represent only the
baseline case, no buildings known to have been constructed to a specific airtightness level are included.
Most of the air leakage rates in the dataset were determined using ASTM E779 fan pressurization tests
(ASTM 1999). Others were tested by very similar methods such as Canadian (CGSB 1986 and CGSB
1999), International (ISO 1996) or British (CIBSE 2000) standards. Proskiw and Philips (2001) summarize
and compare these and other current or proposed building airtightness testing methods.
As reference points, average airtightness levels from various subsets of the data, in units of L/s-m2 (cfm/ft2)
at an indoor-outdoor pressure difference of 75 Pa (0.3 in H2O), normalized by above-grade envelope
surface area are as follows:
Based on the available information, the dataset was reduced by excluding buildings older than 1960 (even
though examination of the data by U.S., Canadian and U.K. authors have found no trends toward increased
airtightness in more recent buildings [Persily 1998, Proskiw and Phillips 2001, and Potter et al. 1995]), all
industrial buildings, and one extremely leaky building. The data were then divided into north (Standard
90.1 climate zones 5 and above) and south (Standard 90.1 climate zones 4 and below) subsets for North
American buildings only. Unfortunately, the available data are inadequate to support a breakdown by the
individual climate zones. Finally, within those North and South subsets, average airtightness was calculated
for short buildings (3 stories and less) and tall buildings (4 stories and up) as the data demonstrate that the
tall buildings are tighter on average. The average airtightness values (again in units of L/s-m2 at 75 Pa
(cfm/ft2 at 0.3 in H2O), normalized by above-grade envelope surface area) are as follows:
Based on consideration of the available data, the average measured value from the short buildings in the
south was used as the baseline value in the warmest climate (Miami) and the average measured value from
the short buildings in the north was used as the baseline value in the coldest climate (Bismarck). The values
for the remaining locations were assigned by linearly interpolating between these values using the number
of heating degree days (HDD) for the location. As a result, the whole building air leakage values used were
(in units of L/s-m2 at 75 Pa (cfm/ft2 @ 0.3 inH2O) and normalized by above-grade envelope surface area)
as follows:
16
No air barrier:
Miami 11.8 L/s-m2 (2.3 cfm/ft2)
Phoenix 11.1 L/s-m2 (2.2 cfm/ft2)
St. Louis 9.1 L/s-m2 (1.8 cfm/ft2)
Minneapolis 7.2 L/s-m2 (1.4 cfm/ft2)
Bismarck 6.6 L/s-m2 (1.3 cfm/ft2)
In addition to the baseline level, all buildings were modeled at two levels of increased airtightness. Both
published building airtightness data and current commercial buildings airtightness standards were
considered in selecting these levels. The ‘target’ level was selected to represent a level of airtightness that
can be achieved through good construction practice, while the ‘best achievable’ level is based on the
tightest levels reported for nonresidential buildings. Achieving the tightest level would require an
aggressive program of quality control during construction and airtightness testing, combined with efforts to
identify and repair any leaks.
About 6 % of the tested buildings listed in Appendix A would meet the 1.2 L/s-m2 (0.24 cfm/ft2) selected
target airtightness level. Note that none of these tested buildings was built to an airtightness standard. For
comparison, the average reported airtightness level was calculated for non-residential buildings in the U.K.,
Ireland, and Germany that were constructed to specified whole building airtightness targets as reported in
Building Services Journal articles and elsewhere (Anon. 1998, Anon. 2002, Anon. 2003, Cohen 2003,
Olivier 2001and Kennett 2004). These 14 buildings, which were of various envelope construction types
(curtain wall, masonry, frame, and mixed) and ranged from 1 story to 6 stories, averaged 1.3 L/s-m2 at
75 Pa (0.25 cfm/ft2 at 0.3 inH2O).
In addition to simulations at these levels, the ‘no air barrier’ and target levels were varied as part of a
sensitivity analyses, as described below.
Although the whole building air leakage dataset in Appendix A lacks data for U.S. apartment buildings, a
literature review by Edwards (1999) reported air leakage for apartment units in 16 U.S. buildings from four
studies (Modera et al. 1985, Diamond et al. 1986, Synertech 1987, Feustel and Diamond 1996). The
average leakage of these 16 buildings was 20 cm2 per m2 (0.29 in2 per ft2) of floor area at 4 Pa. For the
apartment building modeled in this study (and assuming uniform distribution over all apartment surfaces),
this value corresponds to 11.6 L/s-m2 at 75 Pa (2.3 cfm/ft2 at 0.3 in H2O), which is leakier than the average
value used in the models discussed above. Also, no direct leakage between adjacent units was assumed for
the apartment building. Suite access doors from the hallways were modeled as an effective leakage area of
200 cm2 (31 in2) at 4 Pa based on measurements by Wray et al. (1998).
17
System Models
The HVAC systems modeled were specified to be representative of systems that would be installed in
typical practice. The systems were different for the different building types and were sized for the
appropriate locations. Whether each system included an economizer for the different locations was based
on the criteria in ASHRAE 90.1.
Office Building:
The office building system included water-source heat pumps (WSHPs) with a cooling tower and a boiler
serving the common loop. Each zone had its own WSHP rejecting/extracting heat from the common loop.
The outdoor air for each zone was supplied to each individual heat pump, and the heat pump blower was on
at all times when the zone was occupied. When the location of the building required an economizer, the
outdoor air controls were applied to the individual heat pump’s airflow. With this approach, different heat
pumps could have a different percentage of outdoor air at the same time depending on the loads. For the
five modeled locations, St. Louis, Bismarck and Phoenix included economizers and Minneapolis and
Miami did not. Return airflow was specified to equal 95 % of supply airflow.
Retail Building:
The retail building system was a packaged rooftop unit including a DX cooling coil and a gas furnace, with
a separate system for each individual zone. The required outdoor air was provided by each individual unit
so the blower was on at all times when the zone was occupied. When the location of the building required
an economizer the outdoor air controls were applied to the individual unit’s airflow. In this manner
different units could have a different percentage of outdoor air at the same time depending on the loads. For
the selected locations, St. Louis, Bismarck and Phoenix included economizers and Minneapolis and Miami
did not. Return airflow was specified to equal 95 % of supply airflow.
Residential Building:
The systems are modeled using manufacturer's data for a residential DX coil with gas furnace, with a
separate system for each individual zone. No outdoor air is provided by the system, and therefore no
economizer system is modeled. For the gas furnace a simple unit efficiency is used to calculate the required
gas input and the heat output for each timestep that requires heating. (This is around 80 % for all the units.)
For cooling, the manufacturer’s data has corrections for the coil performance and energy consumption
based on air conditions at the condenser and evaporator coils. These were single speed units that operate on
a on/off basis rather than a reduced speed basis. The simulation uses 5 min timesteps so the minimum time
that a unit is on is 5 min. (These units range from 12.0 to 13.25 SEER at ARI 210 rating conditions.) Also,
exhaust ventilation will be modeled for each unit with the following values and schedules:
Bathroom exhaust: 23.6 L/s (50 cfm) from 7:00 a.m. to 7:30 a.m. daily
Kitchen exhaust: 47.2 L/s (100 cfm) from 6:00 p.m. to 7:00 p.m. daily
Dryer exhaust: 118 L/s (250 cfm) from 1:00 p.m. to 4:00 p.m. on Saturday only
18
Scalar Calculation
ASHRAE Standing Standard Project Committee 90.1 has historically selected, and then implemented,
energy conservation measures for inclusion in the standard on the basis of a reasonable return on
investment in terms of energy saved vs. first cost using life cycle cost economic analysis. In order to apply
uniform rules across the different requirements of the standard, whether they are insulation levels or
lighting efficiency, a uniform rule is applied to all measures according to whole building energy analysis of
prototypical buildings. This rule is based on a multiplier for the energy saved that includes mulitple
economic factors, such as the number of years, the cost of money and interest rates. The dimensionless
multiplier is termed a Scalar Ratio by the 90.1 committee. At the time of update of the standard from
ASHRAE 90.1-1989 to ANSI/ASHRAE/IESNA Standard 90.1- 1999, the development of the scalar ratio
and its application across disciplines was documented in McBride (1995) and the value used in this update
process was “8”.
This life cycle cost methodology was employed in this study to assess the impact of an air barrier
requirement as simulated. Specifically, the Scalar Ratio pass-fail methodology used when considering
requirements for potential inclusion in ANSI/ASHRAE/IESNA 90.1 was employed, i.e., the value must be
less than or equal to a scalar of 8 based on the following equation:
The actual scalar for each city was then calculated as:
The values used for the cost premium ∆FC were estimated as described below, and were employed to allow
application of the methodology for the purposes of this study. They are not intended to represent absolute
or standardized cost values; the cost values, like the pass-fail scalar ratio, used by SSPC 90.1 are ultimately
a committee decision.
Cost of Energy
The development of the Standard 90.1 envelope criteria is predicated on the use of national average prices
for the heating and cooling energies. The fundamental issue is that the buildings covered by the standard
consist of high-rise residential, commercial and warehouses. Furthermore, each building type can have
different energy rate schedules, use different energy sources and have a different type of HVAC equipment
or system. The solution to this problem used by the 90.1 committee has been the development of blended
heating and cooling energy prices. National averages for electricity and gas were calculated from 2005
Energy Information Agency data for natural gas, electricity and fuel oil for both residential and commercial
customers. The national average prices are then weighted by the level of construction activity, energy
intensities and end uses, and current efficiencies for the HVAC equipment and forced air distribution
systems. The energy price for heating consisted of a blending of 75 % natural gas, 14 % fuel oil and 11 %
electricity. The final blended heating price was $1.01 per therm. The cooling energies investigated were
electricity (98.3 %) and natural gas (1.7 %) but a decision was made to use just the electricity cost. The
final blended cooling price was $0.0827 per kWh of electricity.
19
committee would allow buildings to meet the air barrier requirement through any of three paths: 1) a
material airtightness specification, 2) an assembly airtightness specification, or 3) a whole building
airtightness specification. The cost estimates were based on selected options to meet the proposed material
airtightness level (0.02 L/s.m2 at 75 Pa [0.004 cfm/ft2 at 0.3 inH2O]) that is judged to be consistent with the
whole building target used in the energy modeling.
A cost estimate for both the frame building (option 1 below) and the masonry building was obtained using
average labor rates from an experienced contractor (TWC 2004) licensed by the Air Barrier Association of
America (ABAA). A second estimate was obtained from an independent estimator (HFG 2004). The two
estimates were then reconciled to determine the value used in this analysis. A contractor licensed by a
national manufacturer of a housewrap product made a third estimate for the frame building (option 2 below,
Spinu 2004). Sealing the wall air barrier to the windows, foundation and roof or ceiling air barrier was
excluded from the estimate since they are required under 90.1 presently. It was assumed that these existing
requirements would be met and the manufacturers’ instructions followed.
The three tightening approaches considered for the air barrier, and used in the cost estimates presented in
Table 5, are:
2. Frame building:
(Option 1). Since typical housewrap does not meet the requirements for maximum air leakage of
air barrier materials in the proposed change to the 90.1 standard and gypsum sheathing does
(Bombaru et al. 1988), the cost of taping the sheathing joints with a durable tape was estimated for
each building.
(Option 2). This option is an upgrade from residential quality housewrap material to a commercial
grade wrap that would meet the proposed air barrier material requirements. An upgrade cost
(Spinu 2004) of $0.028/ft2 multiplied by the gross exterior wall area was used, with a 10 % waste
and overlap factor added.
The final cost estimates used for analyzing the target cases in the study are summarized in Table 5. As
discussed above there are other options that may be used to meet the proposed new criteria for the 90.1
standard.
In order to achieve the target air barrier air leakage rate, normal attention to design, construction and
enforcement is expected to become standard practice after a period of education. However, for the best
achievable case used in the study, additional expenditure would have to be included for quality assurance
and quality control (i.e., for inspections and testing) as shown in Table 4.
Table 4 Estimated Air Barrier Costs (in dollars)
Target Case– Target Case – Target Case– Additional QA/QC for
Masonry Frame (Option 1) Frame (Option 2) Best Achievable Case
Office 12054 4612 325 5795
Retail 7287 2604 176 4745
Apartment NA 5317 370 8153
20
Results
The annual gas use, electrical use and average infiltration predicted for the office building is presented in
Table 5. The annual average infiltration rate with the baseline air leakage ranges from 0.17 h-1 to 0.26 h-1
depending on the climate. Reducing the air leakage rate to the target level results in annual average
infiltration rates ranging from 0.02 h-1 to 0.05 h-1 for an average reduction in infiltration of 83 %. Further
tightening of the building envelope to the best achievable level essentially eliminates infiltration for the
office building. There were no differences in average infiltration between the frame and masonry buildings,
and only small differences between the masonry and frame buildings for gas and electricity use for heating
and cooling. Table 6 summarizes the annual energy cost savings for the office building at the target air
leakage level relative to the baseline level. The annual cost savings are largest in the heating dominated
climates with potential gas savings of greater than 40 % and electrical savings of greater than 25 %.
21
Table 5 Annual gas use, electrical use and annual average infiltration for office building
Office
SI Units
Bismarck Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 4.6E+08 2.7E+08 2.3E+08 4.6E+08 2.7E+08 2.3E+08
Annual Electricity (kJ) 2.2E+08 1.7E+08 1.4E+08 2.2E+08 1.6E+08 1.4E+08
Annual Average Infiltration (h-1) 0.22 0.05 0.01 0.22 0.05 0.01
Minneapolis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 4.5E+08 2.5E+08 2.1E+08 4.5E+08 2.5E+08 2.0E+08
Annual Electricity (kJ) 2.4E+08 1.6E+08 1.5E+08 2.4E+08 1.6E+08 1.4E+08
Annual Average Infiltration (h-1) 0.23 0.05 0.01 0.23 0.05 0.01
St. Louis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 2.7E+08 1.1E+08 8.7E+07 2.7E+08 1.2E+08 8.9E+07
Annual Electricity (kJ) 2.4E+08 1.7E+08 1.7E+08 2.4E+08 1.7E+08 1.7E+08
Annual Average Infiltration (h-1) 0.26 0.04 0.01 0.26 0.04 0.01
Phoenix Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 1.7E+07 3.8E+06 2.8E+06 2.3E+07 8.2E+06 6.2E+06
Annual Electricity (kJ) 2.9E+08 2.6E+08 2.6E+08 2.9E+08 2.6E+08 2.6E+08
Annual Average Infiltration (h-1) 0.17 0.02 0.00 0.17 0.02 0.00
Miami Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 3.2E+05 3.3E+05 3.3E+05 3.2E+05 3.3E+05 3.3E+05
Annual Electricity (kJ) 3.5E+08 3.2E+08 3.2E+08 3.5E+08 3.2E+08 3.2E+08
Annual Average Infiltration (h-1) 0.26 0.03 0.00 0.26 0.03 0.00
IP Units
Bismarck Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 4.4E+08 2.6E+08 2.2E+08 4.4E+08 2.5E+08 2.1E+08
Annual Electricity (Btu) 2.1E+08 1.6E+08 1.3E+08 2.1E+08 1.6E+08 1.3E+08
Annual Average Infiltration (h-1) 0.22 0.05 0.01 0.22 0.05 0.01
Minneapolis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 4.3E+08 2.4E+08 2.0E+08 4.2E+08 2.4E+08 1.9E+08
Annual Electricity (Btu) 2.3E+08 1.5E+08 1.4E+08 2.3E+08 1.5E+08 1.4E+08
Annual Average Infiltration (h-1) 0.23 0.05 0.01 0.23 0.05 0.01
St. Louis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 2.5E+08 1.1E+08 8.3E+07 2.5E+08 1.1E+08 8.4E+07
Annual Electricity (Btu) 2.3E+08 1.7E+08 1.6E+08 2.3E+08 1.6E+08 1.6E+08
Annual Average Infiltration (h-1) 0.26 0.04 0.01 0.26 0.04 0.01
Phoenix Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 1.6E+07 3.6E+06 2.7E+06 2.2E+07 7.8E+06 5.9E+06
Annual Electricity (Btu) 2.7E+08 2.5E+08 2.5E+08 2.8E+08 2.5E+08 2.5E+08
Annual Average Infiltration (h-1) 0.17 0.02 0.00 0.17 0.02 0.00
Miami Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 3.1E+05 3.1E+05 3.1E+05 3.1E+05 3.1E+05 3.1E+05
Annual Electricity (Btu) 3.3E+08 3.0E+08 3.0E+08 3.3E+08 3.0E+08 3.0E+08
Annual Average Infiltration (h-1) 0.26 0.03 0.00 0.26 0.03 0.00
22
Table 6 Energy cost savings for office building
Retail building
Table 7 presents the annual gas use, electrical use and average infiltration predicted for the retail building.
The annual average infiltration for the retail building with the baseline air leakage ranges from 0.13 h-1 to
0.24 h-1. Reducing the air leakage rate to the target level almost eliminates infiltration, with all climates
having an average rate of less than 0.02 h-1. Further tightening of the building envelope to the best
achievable level completely eliminates infiltration for the retail building. Again, there were very few
differences between the frame and masonry buildings in either average infiltration or energy. Table 8
summarizes the annual energy cost savings for the retail building at the target air leakage level relative to
the baseline level. Unlike the office building, the predicted cost savings for the retail building are fairly
independent of climate. The electrical savings in the hot climates are about as large as the gas savings in the
cold climates in absolute terms.
23
Table 7 Annual gas use, electrical use and annual average infiltration for retail building
Retail
SI Units
Bismarck Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 7.4E+08 5.5E+08 5.3E+08 7.4E+08 5.5E+08 5.3E+08
Annual Electricity (kJ) 7.9E+07 7.7E+07 7.8E+07 7.8E+07 7.7E+07 7.7E+07
Annual Average Infiltration (h-1) 0.20 0.02 0.00 0.20 0.02 0.00
Minneapolis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 7.1E+08 5.1E+08 4.9E+08 7.1E+08 5.1E+08 4.9E+08
Annual Electricity (kJ) 8.6E+07 7.0E+07 6.7E+07 8.6E+07 7.0E+07 6.6E+07
Annual Average Infiltration (h-1) 0.22 0.02 0.00 0.22 0.02 0.00
St. Louis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 4.0E+08 2.5E+08 2.4E+08 4.0E+08 2.5E+08 2.4E+08
Annual Electricity (kJ) 1.5E+08 1.4E+08 1.4E+08 1.5E+08 1.4E+08 1.4E+08
Annual Average Infiltration (h-1) 0.24 0.01 0.00 0.24 0.01 0.00
Phoenix Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 2.9E+07 1.0E+07 1.0E+07 3.2E+07 1.3E+07 1.3E+07
Annual Electricity (kJ) 3.1E+08 2.6E+08 2.6E+08 3.1E+08 2.7E+08 2.7E+08
Annual Average Infiltration (h-1) 0.13 0.00 0.00 0.13 0.00 0.00
Miami Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 7.0E+05 1.6E+04 1.6E+04 5.0E+05 0.0E+00 0.0E+00
Annual Electricity (kJ) 3.7E+08 3.2E+08 3.2E+08 3.7E+08 3.2E+08 3.2E+08
Annual Average Infiltration (h-1) 0.21 0.01 0.00 0.21 0.01 0.00
IP Units
Bismarck Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 7.0E+08 5.2E+08 5.0E+08 7.0E+08 5.2E+08 5.0E+08
Annual Electricity (Btu) 7.5E+07 7.3E+07 7.4E+07 7.4E+07 7.3E+07 7.3E+07
Annual Average Infiltration (h-1) 0.20 0.02 0.00 0.20 0.02 0.00
Minneapolis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 6.7E+08 4.8E+08 4.6E+08 6.7E+08 4.8E+08 4.6E+08
Annual Electricity (Btu) 8.2E+07 6.7E+07 6.3E+07 8.1E+07 6.6E+07 6.2E+07
Annual Average Infiltration (h-1) 0.22 0.02 0.00 0.22 0.02 0.00
St. Louis Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 3.8E+08 2.3E+08 2.2E+08 3.8E+08 2.4E+08 2.3E+08
Annual Electricity (Btu) 1.4E+08 1.3E+08 1.3E+08 1.4E+08 1.3E+08 1.3E+08
Annual Average Infiltration (h-1) 0.24 0.01 0.00 0.24 0.01 0.00
Phoenix Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 2.7E+07 9.9E+06 9.8E+06 3.0E+07 1.2E+07 1.2E+07
Annual Electricity (Btu) 2.9E+08 2.5E+08 2.5E+08 2.9E+08 2.5E+08 2.5E+08
Annual Average Infiltration (h-1) 0.13 0.00 0.00 0.13 0.00 0.00
Miami Frame Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 6.6E+05 1.5E+04 1.5E+04 4.8E+05 0.0E+00 0.0E+00
Annual Electricity (Btu) 3.5E+08 3.0E+08 3.0E+08 3.5E+08 3.0E+08 3.0E+08
Annual Average Infiltration (h-1) 0.21 0.01 0.00 0.21 0.01 0.00
24
Table 8 Energy cost savings for retail building
Electrical Total
City Gas Savings Savings Savings
Bismarck $1,835 26% $33 2% $1,869
Minneapolis $1,908 28% $364 18% $2,272
St. Louis $1,450 38% $298 9% $1,748
Phoenix $176 64% $992 14% $1,169
Miami $6 98% $1,224 14% $1,231
Residential building
Table 9 presents the annual gas use, electrical use and average infiltration predicted for the apartment
building. The annual average infiltration rate for the apartment building with the baseline air leakage ranges
is slightly higher than the other buildings and ranges from 0.19 h-1 to 0.26 h-1. Reducing the air leakage to
the target level results in an average reduction in infiltration of 64 %. Further tightening of the building
envelope to the best achievable level further reduces the infiltration by an average of 33 %. The infiltration
remains higher in the tighter apartment buildings relative to the other buildings due to the lack of a
mechanical system pressurization effect. The clapboard siding and masonry veneer buildings were quite
similar with the masonry building resulting in slightly lower gas use.
Table 10 summarizes the annual energy cost savings for the apartment building at the target air leakage
level relative to the baseline level. Similar to the office building, the predicted cost savings for the
apartment building are largest in the cold climates with gas savings of 40 % or more.
25
Table 9 Annual gas use, electrical use and annual average infiltration for apartment building
Apartment
SI Units
Bismarck Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 5.7E+08 3.5E+08 2.9E+08 5.6E+08 3.4E+08 2.8E+08
Annual Electricity (kJ) 5.7E+07 6.2E+07 6.6E+07 5.7E+07 6.2E+07 6.6E+07
Annual Average Infiltration (h-1) 0.22 0.09 0.06 0.22 0.09 0.06
Minneapolis Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 5.7E+08 3.2E+08 2.8E+08 5.6E+08 3.2E+08 2.6E+08
Annual Electricity (kJ) 5.3E+07 6.0E+07 6.2E+07 5.3E+07 6.0E+07 6.2E+07
Annual Average Infiltration (h-1) 0.24 0.09 0.06 0.24 0.09 0.06
St. Louis Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 3.3E+08 1.4E+08 1.2E+08 3.2E+08 1.4E+08 1.2E+08
Annual Electricity (kJ) 8.7E+07 9.7E+07 1.0E+08 8.7E+07 9.7E+07 1.0E+08
Annual Average Infiltration (h-1) 0.25 0.09 0.06 0.26 0.09 0.06
Phoenix Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 2.2E+07 8.1E+06 8.4E+06 2.0E+07 6.6E+06 7.3E+06
Annual Electricity (kJ) 1.9E+08 1.8E+08 1.9E+08 1.8E+08 1.8E+08 1.9E+08
Annual Average Infiltration (h-1) 0.19 0.07 0.05 0.19 0.07 0.05
Miami Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (kJ) 5.3E+06 2.1E+06 2.0E+06 4.8E+06 1.7E+06 1.7E+06
Annual Electricity (kJ) 1.9E+08 1.8E+08 1.7E+08 1.9E+08 1.8E+08 1.7E+08
Annual Average Infiltration (h-1) 0.26 0.08 0.05 0.26 0.08 0.05
IP Units
Bismarck Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 5.4E+08 3.3E+08 2.7E+08 5.3E+08 3.2E+08 2.7E+08
Annual Electricity (Btu) 5.4E+07 5.9E+07 6.2E+07 5.4E+07 5.9E+07 6.2E+07
Annual Average Infiltration (h-1) 0.22 0.09 0.06 0.22 0.09 0.06
Minneapolis Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 5.4E+08 3.0E+08 2.6E+08 5.3E+08 3.1E+08 2.4E+08
Annual Electricity (Btu) 5.0E+07 5.7E+07 5.9E+07 5.0E+07 5.7E+07 5.9E+07
Annual Average Infiltration (h-1) 0.24 0.09 0.06 0.24 0.09 0.06
St. Louis Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 3.1E+08 1.4E+08 1.2E+08 3.1E+08 1.3E+08 1.1E+08
Annual Electricity (Btu) 8.3E+07 9.2E+07 9.5E+07 8.2E+07 9.2E+07 9.5E+07
Annual Average Infiltration (h-1) 0.25 0.09 0.06 0.26 0.09 0.06
Phoenix Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 2.1E+07 7.6E+06 8.0E+06 1.9E+07 6.2E+06 6.9E+06
Annual Electricity (Btu) 1.8E+08 1.8E+08 1.8E+08 1.7E+08 1.7E+08 1.8E+08
Annual Average Infiltration (h-1) 0.19 0.07 0.05 0.19 0.07 0.05
Miami Clapboard Building Masonry Building
Baseline Target Best Baseline Target Best
Annual Gas (Btu) 5.0E+06 1.9E+06 1.9E+06 4.6E+06 1.6E+06 1.6E+06
Annual Electricity (Btu) 1.8E+08 1.7E+08 1.6E+08 1.8E+08 1.7E+08 1.6E+08
Annual Average Infiltration (h-1) 0.26 0.08 0.05 0.26 0.08 0.05
26
Table 10 Energy cost savings for apartment building
Unlike the retail and office buildings, tightening the residential building envelope in the cooler climates
resulted in a predicted electrical cost penalty of up to 14 %. In all of the building types, there are some
hours where the reduction of infiltration eliminates a ‘free cooling’ effect during which time the cool
outdoor air offsets the internal heat gain of the building. However, in the apartment building for these
cooler climates, this impact summed over the course of the year more than offsets the impact of lower
infiltration during hot hours when it adds to the cooling load. There are key differences between the
building types that produce this effect. First, the apartment building lacks both an economizer to
purposefully take advantage of free cooling effect. In fact, the apartment also lacks continuous ventilation
to coincidentally take advantage of the free cooling effect. Second, the apartment building cooling setpoints
are higher during the day and lower at night, which results in smaller cooling loads during the hottest hours
and larger cooling hours during the cooler hours. However, it is likely that some of the predicted electrical
use for cooling in the residential building would not occur in the real world because part of the free cooling
effect happens during winter or shoulder seasons when residents may not operate their air-conditioning and
would open windows for the free cooling. Figure 12 demonstrates this effect for the apartment building in
Phoenix. The tighter target air leakage level results in predicted increases in cooling energy use from
October through April but reduces cooling energy in the hottest months of June through September. The
average savings during these hot months is 10 %.
27
3.5E+07
3.0E+07
2.5E+07
Monthly electrical use (kJ)
2.0E+07
Baseline
Target
1.5E+07
1.0E+07
5.0E+06
0.0E+00
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
For the 1999 CBECS, a new nonlinear regression method was used to estimate the total energy used, with a
breakdown by principal building activity. To compare the results from this study, the results for the three
baseline buildings were normalized by floorspace area. Similarly, the aggregate energy end-use data for the
Office and Retail (Other than Mall) categories were normalized by the closest available floorspace numbers
from the 1999 CBECS Building Characteristics tables. The 1999 CBECS value for natural gas used for
space heating was normalized by total floorspace area in buildings with gas heating, the value for electricity
used for cooling was normalized by total floorspace with cooling, and the value for ventilation was
normalized by the total floorspace. CBECS also includes a small amount of electricity used for space
heating but this amount was neglected. The normalized values of electricity used for cooling and electricity
were then added to obtain the total electricity used for space conditioning.
The values derived from the 1999 CBECS data are presented in Table 11. Note that these values vary
considerably from the Commercial Buildings Energy End-Use Intensities listed in the 2004 Buildings
Energy Databook (DOE 2004). One cause of the difference is that the Buildings Energy Databook uses
older CBECS data from 1995. More significantly, the 1995 CBECS data is based on the discontinued
methodology. As explained on the DOE Energy Information Agency website
28
(http://www.eia.doe.gov/emeu/cbecs/enduse_consumption/compare.html), applying the new methodology
to the 1995 data results in significant changes, presumably improvements, to the energy end-use estimates.
Similarly, normalized national averages for space heating gas and air-conditioning electricity usage in the
apartment buildings were calculated from the 2001 U.S. Department of Energy Residential Energy
Consumption Survey (RECS) data (http://www.eia.doe.gov/emeu/recs/contents.html). The housing
category used was Apartments in Buildings with 5 or More Units and energy usage was based on Units
with Natural Gas as the Main Space Heating Fuel for gas and on Units with Central Air-Conditioning for
electricity.
Since the CBECS and RECS estimates represent national averages, they are compared to the average of the
predicted results for the five locations. While the averaged results from this study should not be interpreted
as representing a true national average, the goal of this comparison is not a comprehensive validation but
rather to establish the reasonableness of the baseline cases. As seen in Table 11, the average predictions for
the baseline cases are all at least 20 % below the values calculated from the 1999 CBECS-derived and 2001
RECS-derived national average data except for the gas used by the retail prototype, which is less than 10 %
higher. Considering that the CBECS estimates include buildings of all ages, sizes, construction types, etc.,
there are many factors that could explain such differences. However since model input decisions were
made with the intent of making a conservative prediction, it is not surprising that the predicted values are
mostly lower than the CBECS derived values. This indicates that the calculated savings in absolute terms
would be even larger than presented above thus resulting in lower scalar values than estimated. While the
apartment baseline results are significantly different than the RECS average, the simulation results are
similarly lower thus ensuring that the calculated energy savings are not due to reductions in unrealistically
large baseline loads.
Table 11 Comparisons of Predicted Gas and Electricity Used to CBECS and RECS Estimates
Baseline Office Baseline Retail Prototype Baseline Apartment
Prototype Prototype
Gas Electricity Gas Electricity Gas Electricity
Location MJ/m2 kW·h/m2 MJ/m2 kW·h/m2 MJ/m2 kW·h/m2
2
(kBtu/ft ) (kBtu/ft2) (kBtu/ft2) (kBtu/ft2) 2
(kBtu/ft ) (kBtu/ft2)
Bismarck 200 (18) 28 (9.0) 660 (58) 19 (6.2) 171 (15) 4.7 (1.5)
Minneapolis 200 (18) 30 (9.4) 630 (55) 21 (6.7) 171 (15) 4.4 (1.4)
St. Louis 110 (10) 30 (9.6) 350 (31) 38 (12) 98 (8.6) 6.9 (2.2)
Phoenix 8.0 (0.7) 35 (11) 26 (2.3) 76 (24) 6.8 (0.6) 15 (4.8)
Miami 0 44 (14) 1.1 (0.1) 91 (29) 1.1 (0.1) 15 (4.9)
Average 110 (9.4) 35 (11) 330 (29) 50 (16) 88 (7.7) 9.4 (3.0)
1999
388 (34) 82 (26) 310 (27) 63 (20) NA NA
CBECS
2001 RECS NA NA NA NA 285 (25) 22 (6.9)
In addition to the CBECS values, the office building simulation results were also compared to predictions
from a Pacific Northwest Laboratories study (Crawley and Schliesing 1992). In this study the DOE-2
building energy simulation tool was used to predict the annual energy consumption for a two-story office
building in Greensboro, NC, Tucson, AZ, and Scranton, PA. They found heating gas use of 207 MJ/m2
(18.2 kBtu/ft2) and cooling and fan electricity use of 67.1 kW·h/m2 (21.3 kBtu/ft2) for Greensboro, heating
energy use of 52.2 MJ/m2 (4.6 kBtu/ft2) and cooling and fan electricity use of 99.2 kW·h /m2 (31.5 kBtu/ft2)
for Tucson, and heating gas use of 260 MJ/m2 (22.9 kBtu/ft2) and cooling and fan electricity use of
35.3 kW·h /m2 (11.2 kBtu/ft2) for Scranton. While there are many differences between the PNL buildings
and the assumptions in this study, the gas and electricity use for the baseline office buildings in Table 12
for the closest comparable climates are all conservative compared to the PNL study.
29
Cost Effectiveness
As described earlier, a cost effectiveness analysis of the air barrier energy savings was conducted using the
scalar ratio methodology employed by SSPC 90.1. This cost analysis was performed to put the calculated
energy savings in context using estimated values of the costs associated with the air barrier measures. As
seen in Table 12, the majority of cases with one exception (the office building with masonry backup in
climate zones 1 and 2) have a Scalar Ratio less than 8 for the Target case. Based on this criterion, the
residential building can use either of the airtightening options outlined in climate zones 3 and higher, but
Option 2 is more cost effective in climate zones 1 and 2.
Office building: The masonry building expenditure on the continuous air barrier is cost-effective in climate
zoned 3 and higher. The energy savings in climate zones 1 and 2, although significant, is not enough to
offset the expenditure for the air barrier within the accepted guidelines of 90.1; in other words, with a
Scalar of 16.2 or higher, it does not meet the maximum Scalar Ratio limit of 8. This would imply that an
exception for masonry buildings in climate zones 1 and 2 is suggested by the study. The frame building air
barrier is cost effective with both airtightening strategies in all climates.
Retail building: The Scalar Ratio calculated for all the climate zones for both the masonry and frame
building types indicate that all air barrier strategies are cost-effective.
Multi-Unit Apartment Building: Based on the Scalar Ratio, the air barrier strategy option 1 is not cost-
effective in climate zones 1 and 2, but the air barrier strategy option 2 is cost-effective in all climates.
There is no significant difference between the building with clapboard siding and masonry veneer.
30
Table 12 Summary of Calculated Scalar Ratios
Two Story Office Building Bismarck MinneapolisSt. Louis Phoenix Miami
Cost of energy saved x Scalar of 8 $25,701 $25,701 $24,122 $5,956 $6,153
Masonry Backup Wall
First cost of the air barrier $12,054 $12,054 $12,054 $12,054 $12,054
Calculated Scalar 3.8 3.8 4.0 16.2 15.7
Steel Frame Building - Taped sheathing (Option 1)
First cost of the air barrier $4,612 $4,612 $4,612 $4,612 $4,612
Calculated Scalar 1.4 1.4 1.5 6.2 6.0
Steel Frame Building - Commercial Wrap (Option 2)
First cost of the air barrier $325 $325 $325 $325 $325
Calculated Scalar 0.1 0.1 0.1 0.4 0.4
Four Story Wood Frame Apartment Building (Clapboard Siding) Bismarck MinneapolisSt. Louis Phoenix Miami
Cost of energy saved x Scalar of 8 $16,567 $18,045 $12,498 $1,067 $3,294
Taped sheathing (Option 1)
First cost of the air barrier $5,317 $5,317 $5,317 $5,317 $5,317
Calculated Scalar 2.6 2.4 3.4 39.9 12.9
Commercial Wrap (Option 2)
First cost of the air barrier $370 $370 $370 $370 $370
Calculated Scalar 0.2 0.2 0.2 2.8 0.9
Four Story Wood Frame Apartment Building (Masonry Veneer) Bismarck MinneapolisSt. Louis Phoenix Miami
Cost of energy saved x Scalar of 8 $16,468 $17,067 $12,326 $994 $3,286
Taped sheathing (Option 1)
First cost of the air barrier $5,317 $5,317 $5,317 $5,317 $5,317
Calculated Scalar 2.6 2.5 3.5 42.8 12.9
Commercial Wrap (Option 2)
First cost of the air barrier $370 $370 $370 $370 $370
Calculated Scalar 0.2 0.2 0.2 3.0 0.9
Color key:
3.8 Scalar = < 8
16.2 Scalar > 8
31
Sensitivity Analysis
Although the energy and airflow models used for this study require many input values, two of the most
important values in determining the potential cost effectiveness of the proposed air barrier requirements are
the baseline and target whole building air leakage values. As seen in Appendix A, the existing air leakage
measurement cover a large range of air leakage values. To investigate the impact of the particular values
used in the study, sensitivity analyses were performed on each of these values for the frame office building
in St. Louis (the middle climate studied). First, the whole building air leakage rate used for the baseline
case was varied in steps over the range of 2.8 L/s-m2 at 75 Pa to 9.0 L/s-m2 at 75 Pa (0.55 cfm/ft2 at 0.3 in
H2O to 1.8 cfm/ft2 at 0.3 in H2O). Scalar ratios were calculated using the predicted energy savings for each
baseline level relative to the same target as above (i.e., 1.2 L/s-m2 at 75 Pa (0.24 cfm/ft2 at 0.3 in H2O)) and
the costs for option 1 in Table 5. As expected, Figure 13 shows the scalar ratio dropping as the baseline
leakage increases. In other words, the energy savings of a building at the target airtightness relative to a
tighter baseline building is smaller than the energy savings at the target airtightness relative to a leakier
baseline building. However, the figure shows that even if the baseline leakage were set far lower than the
9.1 L/s-m2 (1.8 cfm/ft2) assumed in this study for St. Louis, the resulting scalar ratio would still be below 8
for this building and climate combination. For example, if the baseline building leakage rate were set at 4.2
L/s-m2 (0.8 cfm/ft2), which is the average of U.S. office buildings measured in past NIST studies, then the
calculated scalar ratio would be about 3.3.
8
5
Scalar Ratio
0
0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 9.0 10.0
Whole Building Air Leakage Rate (L/s·m2 @ 75 Pa)
32
2.0
1.8
1.6
1.4
1.2
Scalar Ratio
1.0
0.8
0.6
0.4
0.2
0.0
1 1.2 1.4 1.6 1.8 2 2.2 2.4 2.6 2.8 3
Target Building Air Leakage Rate (L/s·m2 @ 75 Pa)
33
Discussion
This simulation study included a small number of building types with a specific set of energy-related
parameters (i.e., envelope construction types, internal loads, ventilation rates, etc.) in a limited set of
climates. Predicted potential annual heating and energy cost savings for these buildings ranged from 2 % to
36 % with the largest savings occurring in the heating-dominated climates of Minneapolis and Bismarck
and the smallest savings occurring in the cooling-dominated climates of Phoenix and Miami. The cost
effectiveness analysis utilized costs for certain specific materials but other materials may be used to achieve
the whole building airtightness target level used in the study.
Only a few other reports of the energy impacts of infiltration in commercial buildings and the potential
savings due to tightening could be found for comparison. For the most part, these other studies are not as
detailed as the current effort and may employ building configuration, airtightness, and other parameters that
vary significantly from this study but they do provide some reference for comparison.
Potter et al. (1995) estimated the heating load due to infiltration for two U.K. office buildings of
approximately equal size. They found that a 63 % reduction in air leakage could result in a reduction in
annual heating energy loss due to infiltration of about 300 MW/m2. Since whole building energy analysis
was not performed, this is not directly equivalent to the heating energy savings predicted in this study but it
does concur with the potential large impact of building airtightness on heating energy use.
Edwards (1999) reported a modeling study of the ventilation and infiltration energy impacts in a 10-story
apartment building in a range of Canadian climates. This study employed the CONTAM multizone airflow
model to create a model of an actual tested building and estimated that infiltration would be responsible for
31 % to 46 % of the average peak heating load (based on measurements in four Toronto apartment
buildings reported by Scanada 1991). While the potential savings due to envelope tightening of 40 % to
43 % calculated for Bismarck and Minneapolis predicted in the current study are not directly comparable,
the impact of infiltration on heating loads are of a similar magnitude. The Scanada report estimated that
infiltration contributed an average of 32 % of the annual heating load in those buildings.
Building Sciences LTD presents an estimate of potential annual heating savings for an industrial building in
London of 60 MJ/m2 due to a reduction in envelope leakiness of 75 % (http://www.air-
leakage.co.uk/why.htm). The gas savings for the target level relative to the baseline level in St. Louis (the
closest climate) estimated in this study ranged from 56 MJ/m2 to 130 MJ/m2 depending on the building
type. Again, these estimates are for different buildings with different assumptions but the magnitude of
savings falls within the same overall range.
Parekh (1992) described measured airtightness and monitored energy before and after sealing efforts in two
existing high-rise residential buildings in Canada. The air leakage of the buildings was reduced by an
average of 35 %, which resulted in an average heating energy consumption reduction of 9 %. While the
energy saving is smaller than predicted in this study, the difference is readily explained by the modest
reduction in air leakage achieved for this retrofit study.
Similarly, Shaw and Reardon (1995) reported an 11 % reduction in monitored heating energy consumption
after a 43 % improvement in measured airtightness of a 20-story office building in Ottawa. Again, the
measured energy savings is smaller than the estimates in this study but the differences are easily explained
by the different building type and the more modest reduction in air leakage achieved in this retrofit study.
As mentioned above, this study included a limited set of building-climate combinations and this work could
be extended in a variety of ways. Specific recommendations for future work include:
• Continue study to develop more refined (i.e., climate-specific) airtightness targets,
• Extend study to other building categories,
• Perform factorial analysis to examine the potential interaction between airtightness and other
building parameters,
34
• Test airtightness of buildings built to a tightness standard (possibly in MA) to evaluate whether
tightness targets are being met in practice,
• Analyze the costs and potential energy savings from tightening of existing buildings and develop
recommendations for the existing building stock,
• And, develop diagnostic protocols and tools for failures of building envelopes that deteriorate IAQ
and energy efficiency.
Acknowledgements
This work was sponsored by the US. Department of Energy, Office of Building Technologies under
Interagency Agreement No. DE-AI01-01EE27615. The authors wish to acknowledge the efforts of Terry
Logee of DOE, Merle McBride and the ASHRAE SSPC90.1 Envelope Subcommittee in support of this
project.
35
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38
Appendix A Commercial Building Airtightness Data
Table A1 summarizes the measured whole building envelope airtightness data that was considered in
developing the airtightness levels for this study. The majority of this data was previously reviewed and
analyzed by Persily (1998), however some additional buildings were added. The air leakage values in the
table are normalized by the area of the above-ground portion of the building envelope. Information on year
of construction, building construction type, number of stories, or building floor area was not available for
all buildings.
Table A1 Summary Table of Measured Nonresidential Building Envelope Airtightness Data
Building Building type Year of Construction Stories Floor area Air leakage Ref
construction type at 75 Pa
(0.3 in w.g.)
m2 L/s-m2 cfm/ft2
39
NRCC-S-D School 1973 Masonry 1 3500 12.3 2.41 4
NRCC-S-E School 1957 Masonry 1 3700 7.1 1.41 4
NRCC-S-F School 1952 Masonry 1 3100 6.3 1.25 4
NRCC-S-G School 1968 Masonry 1 5400 5.9 1.17 4
NRCC-S-H School 1965 Masonry 1 5200 4.9 0.96 4
NRCC-S-I School 1968 Masonry 1 2600 11.4 2.25 4
NRCC-S-J School 1972 Masonry 1 3000 8.4 1.65 4
NRCC-S-K School 1968 Masonry 1 3200 5.5 1.09 4
40
BSRIA-9 Office 1991 Steelframe w/ 2 13
masonry 6.9 1.36
BSRIA-10 Office 1990 Steelframe w/ 3 13
masonry 6.2 1.22
BSRIA-11 OfficeNV 1992 Steelframe w/ 3 13
masonry 11.8 2.31
BSRIA-12 Office 1992 Steelframe w/ 3 13
masonry 13.5 2.64
Florida
1 Office 1965 Masonry 1 500 1.6 0.32 9
2 Assembly 1965 Masonry 1 460 7.9 1.55 9
3 Healthcare 1992 Masonry 1 260 13.2 2.59 9
4 Assembly 1970 Masonry/frame 2 980 3.1 0.61 9
5 Assembly 1959 Masonry 1 310 10.9 2.15 9
6 Office 1961 Masonry 2 1180 3.2 0.62 9
7 School 1968 Masonry 1 1570 7.8 1.54 9
8 Office 1981 Masonry/frame 1 80 12.3 2.43 9
9 Healthcare 1959 Masonry 1 140 7.4 1.45 9
10 Office 1986 Masonry 1 570 7.5 1.47 9
11 Industrial 1960 Masonry/metal 1 170 15.2 3.00 9
12 Sports 1987 Masonry 1 1550 6.4 1.27 9
13 Daycare 1970 Masonry 1 240 17.3 3.40 9
14 School 1990 Manufactured 1 160 4.2 0.82 9
15 Healthcare 1986 Masonry 1 190 6.4 1.25 9
16 Office 1988 Manufactured 1 460 4.3 0.84 9
17 School 1975 Masonry 1 1550 5.5 1.08 9
18 Assembly 1986 Masonry 2 2090 3.6 0.71 9
19 Restaurant 1975 Frame/masonry 1 180 7.7 1.52 9
20 Office 1969 Masonry 1 270 3.8 0.76 9
21 Healthcare 1987 Frame 1 240 12.0 2.36 9
22 Restaurant 1994 Masonry 1 330 2.5 0.49 9
23 Industrial 1984 Metal 1 280 14.0 2.75 9
24 Library 1989 Masonry 1 800 1.2 0.24 9
25 Sports 1987 Masonry 1 250 17.0 3.34 9
26 Office 1994 Frame 1 90 19.7 3.87 9
27 Office 1994 Frame 1 90 19.5 3.84 9
28 Industrial 1994 Frame 1 180 13.5 2.66 9
29 Office 1983 Manufactured 1 470 15.1 2.96 9
30 Industrial 1941 Frame 2 300 27.0 5.31 9
31 Restaurant 1986 Masonry 1 220 9.6 1.88 9
32 Restaurant 1994 Frame 1 400 7.9 1.56 9
33 Restaurant 1994 Masonry 1 290 8.2 1.62 9
34 Office 1931 Frame/masonry 1 170 11.5 2.25 9
35 Restaurant 1986 Masonry 1 310 4.4 0.86 9
36 Industrial 1966 Masonry 1 1500 3.5 0.69 9
37 Office 1972 Masonry 1 170 4.5 0.89 9
38 Office 1972 Masonry 1 370 3.4 0.67 9
41
39 Office 1946 Masonry 1 200 9.6 1.89 9
40 School 1966 Frame/masonry 1 230 15.0 2.95 9
41 Animal 1966 Frame/masonry 1 70 11.8 2.32 9
42 Office 1966 Frame/masonry 1 590 14.8 2.91 9
43 Bar 1966 Frame/masonry 1 200 20.7 4.08 9
44 Office 1966 Frame/masonry 1 120 17.5 3.44 9
45 Industrial 1966 Frame/masonry 1 240 12.5 2.46 9
46 Office 1966 Frame/masonry 1 350 34.6 6.81 9
47 Sports 1966 Frame/masonry 1 90 12.7 2.51 9
49 Retail 1966 Frame/masonry 1 90 8.9 1.75 9
50 Retail 1966 Frame/masonry 1 90 20.8 4.10 9
51 Office 1951 Masonry 1 500 6.6 1.30 9
52 Office 1964 Masonry 1 170 3.4 0.66 9
53 Industrial 1986 Metal 1 260 3.5 0.69 9
54 Office 1976 Masonry 1 240 11.6 2.29 9
55 Industrial 1978 Metal 1 930 8.6 1.69 9
56 Industrial 1983 Metal 1 1150 5.6 1.10 9
57 Sports 1982 Masonry 1 660 15.3 3.00 9
58 Retail 1994 Masonry 1 430 3.3 0.64 9
59 Retail 1973 Masonry 1 150 9.9 1.95 9
60 Office 1985 Manufactured 1 80 4.3 0.86 9
61 Office 1983 Manufactured 1 120 9.0 1.78 9
62 Restaurant 1963 Frame 1 730 5.3 1.04 9
63 Office 1990 Masonry 1 620 2.1 0.40 9
64 School 1965 Masonry 1 940 3.1 0.61 9
65 School 1965 Masonry 1 190 3.0 0.59 9
66 School 1965 Masonry 1 470 9.1 1.79 9
67 Hotel 1977 Masonry 1 1400 6.7 1.32 9
68 Hotel 1977 Masonry 2 1180 6.3 1.24 9
69 Retail 1989 Masonry 1 400 10.9 2.16 9
70 Retail 1969 Masonry 1 230 1.1 0.22 9
FSEC2
1 ELEM. SCHOOL 1 1966 MASONRY 1 4657.9 40.0 7.85 12
2 CHICKEN REST. 1993 MASONRY 1 293.66 3.7 0.73 12
3 COMMUNITY CENTER 1991 MET/FRAME 1 2223.5 101.6 19.93 12
4 ELEM. SCHOOL 2 1998 MET/MAS 1 464.5 41.8 8.21 12
5 ELEM. SCHOOL 3 1998 MET/MAS 1 464.5 46.5 9.13 12
6 SEAFOOD REST. 1998 FRAME 1 762.15 28.2 5.54 12
7 RIVER FRONT REST. 1986 MASONRY 2 543.47 3.8 0.74 12
8 STEAKHOUSE REST. 1995 MET/FRAME 1 568.08 29.1 5.70 12
9 MDL. SCHOOL 1 B 1996 FRAME 1 65.587 6.1 1.20 12
10 MDL. SCHOOL 1 SW 1991 FRAME 1 60.385 3.9 0.77 12
11 MDL. SCHOOL 1 D 1991 FRAME 1 70.232 5.3 1.05 12
12 MDL. SCHOOL 1 E 1991 FRAME 1 70.232 11.6 2.27 12
13 MDL. SCHOOL 2 1 1997 FRAME 1 66.888 12.0 2.36 12
14 MDL. SCHOOL 2 6 1997 FRAME 1 66.888 13.9 2.72 12
15 MDL. SCHOOL 2 7 1997 FRAME 1 66.888 19.9 3.89 12
16 BAR AND GRILL 1985 MASONRY 1 222.96 9.5 1.87 12
17 CONVEN. STORE 1988 MASONRY 1 401.33 10.1 1.98 12
18 OCEAN FRONT REST. 1962 FRAME 1 555.26 27.3 5.36 12
42
19 GREEK REST. 1960 MASONRY 1 139.35 35.7 6.99 12
20 CHARITY OFFICE 1984 MET/MAS 1 347.54 19.9 3.91 12
Overall mean 9.7 1.9
Note: Not all parameters were reported for some buildings.
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43