The Liji and A Tragic Theory of Ritual 02
The Liji and A Tragic Theory of Ritual 02
The Liji and A Tragic Theory of Ritual 02
Michael D. K. Ing
• 1 This essay is an expansion of the “Concluding Reflections” in
Ing 2012b, 204–218. For an explanatio (...)
1This article will draw from three parts of the Liji 《禮記》 in an
attempt to construct an early Confucian theory of ritual. This
theory, in short, depicts a tragic consciousness experienced in
ritual performance where ritual agents cope with vulnerability,
ambiguity, and rupture with the past. In constructing this theory, I
will refer to and build on a larger project that I published as a
book entitled The Dysfunction of Ritual in Early Confucianism. My 1
2The latter half of this article will situate this tragic theory of ritual
in the broader discourses of ritual studies and contrast this theory
with non-tragic portrayals of Confucianism. This essay is more
creative than historical; meaning that it aims to tease out the
normative (and more often functional) claims of ritual
performance as articulated in the Liji. It does not attempt to
provide a historical account of specific ritual performances;
neither is it exegetical in the sense of situating my claims within
the complex of issues associated with interpreting early Chinese
texts.2 In other words, this essay elaborates on the exegetical
work done in The Dysfunction of Ritual and offers a constructive
interpretation of the Liji for the purpose of bringing it into
dialogue with contemporary theories of ritual.
The “Liyun” 禮運
• 3 For a more in-depth look at the “Liyun”, see pages 105–128 in Ing
2012b.
The Great Way moved [throughout the world]; and everything under the
heavens was commonly shared. Those in positions of authority were
chosen because of their abilities. Trust was emphasised, and solidarity
was cultivated. As such, people did not only treat their parents as
parents, nor only their children as children. The old were allowed to live
their lives to the fullest. The able-bodied were employed, and the young
were raised into adulthood. The widowed, the orphaned, the childless,
and the sick were all cared for. Men had proper allotments of work, and
women were married into good families. When crafting goods, people
disdained not putting them to their full use; yet they did not need to store
up [goods] for themselves. When working, people disdained not exerting
themselves to the fullest; yet they did not [work] simply for themselves.
As such, deceitful plans were curbed so that they did not arise; and
thieves, robbers, and malcontents did not come about. Because of this,
[people] did not [even] shut the outer gate to their homes. This is what is
called Grand Unity.4
6In the era of Grand Unity, humanity thrived in simple conditions.
Later, however, in the era Confucius calls Modest Prosperity
(xiaokang 小康), human beings concerned themselves with more
distinctions, such as distinctions between one’s parents and the
parents of other people, as well as distinctions between the
people of one’s hometown and the people from other towns. The
world, due to these distinctions, was no longer seen as one
family, but the virtuous leaders of the time cultivated these
distinctions in the form of a ritual tradition so that society
continued in accordance with the Great Way. In conjunction with
these social distinctions, the “Liyun” explains, people in society
were able to create more complex physical structures such as
moats and city walls, as well as more complex institutions that
fostered the distinction between rulers and ministers, among
others. In this age, human civilisation thrived, and attained a level
of sophistication and prosperity that could not be attained to in
the previous age. Yet, in my reading of these passages, humanity
also lost several things in this transition.
7For one, in the era of Grand Unity, ritual was simple and
unadorned. It provided for basic needs such as food and shelter,
and it fostered a minimal number of social relationships. It could
not, however, bring about a prosperous world. Creating the
conditions of prosperity entailed building on, and in some
regards, deviating from, the foundational acts of the sages.
Because of this, ritual performers in later times have been torn
between a desire to maintain a strong connection with an ordered
past and a desire to render ritual meaningful in a more complex
present. This ambivalence, rooted in an awareness of the
necessity of enacting ritual and the necessity of varying from
earlier tradition, is a key component of the tragic consciousness
associated with ritual.
• 5 Oxford English Dictionary, online entry “complicate.”
孔子不應.三,孔子泫然流涕曰:「吾聞之:古不修墓.」20
Confucius did not respond. [They repeated this] three times. Tears welled
up and fell freely [from Confucius’ eyes]. He [finally] responded, “I have
heard that the ancients did not fix their graves.”
25There are several things worth noting in this passage. For one,
Confucius, in contrast to the practices of antiquity, constructs a
mound on the grave of his parents. He does this because he lives
in a time different from antiquity. His age is perhaps more
complex –requiring him to travel around the kingdom and to
employ others (i.e., his disciples) in completing the mourning rites
for his parents. He needs the mound to help him remember the
grave. Confucius, we see in this passage, is spatially and
temporally displaced from the past –he cannot remain in the
location of his parents, nor does he live in the same conditions as
the ancients. The mound, as such, serves to bridge the
displacement. The complexity of building a mound also requires
him to employ his disciples in maintaining the grave. Varying from
the rites of antiquity, it turns out, increases the vulnerability of
the rite. Rains fall, the mound gets saturated, and the grave
collapses. It is not clear who is at fault for the collapse. It may be
the fault of the heavens for causing it to rain, the fault of
Confucius for deviating from antiquity, or the fault of his disciples
for incompetently maintaining the grave.
• 21 I developed the idea of a commiserating community in reference
to David Hall and Roger Ames’ interp (...)
26For its readers, this passage serves to evoke their tragic
sensibilities by presenting them with issues of ambiguity, rupture
with the past, and vulnerability. Confucius is depicted as being
concerned with the proper burial of his parents, and the text
presumes that its readers are also concerned with the proper
treatment of their parents. Confucius was concerned with
deviating from tradition, and the presumed readers of the Liji are
likewise concerned with deviating from tradition. Confucius
sometimes confronted situations where the dysfunctional world
overpowered the ritual world, and so do the readers of the text.
Passages such as these connect the world of the text with the
world of its readers. Confucius is shown as living in a world where
one’s hope of what ritual might accomplish does not always
cohere with the experience of ritual performance. The readers of
the text inhabit the same world. As such, readers feel along
with Confucius and he feels for us. At the same time, in texts such
as the Liji, Confucius serves as more than a stand-in for
what might happen to its readers. Additionally, the text sets out
to establish a kind of commiserating community where we feel for
others because we care for them.21 Passages such as these serve
as reminders and comforts that the readers of the text are
intimately connected with figures such as Confucius. Stated more
broadly, once we, the readers, accept the proposition that our
hope for what ritual might accomplish and our experience with
what ritual actually brings about are not always reconcilable, we
then find the world we live in a more frightening, but also a more
familiar, place.
• 22 I borrowed the notion of “honesty” from Wu 1991, 252.
Correspondence and
subjunctive theories of ritual
• 23 For the purposes of this article, I use single quotation marks to
designate technical terms, and I (...)
28In the next portion of this article, I will briefly situate this tragic
theory of ritual with two alternative theories that some
contemporary scholars of religion use to conceptualise ritual. The
first theory is cast in terms of ‘correspondence.’23 Ritual, in this
view, is meant to shape reality to correspond with a preexisting
ideal. This ideal is often represented in a complex system of
symbols (as argued by Clifford Geertz, for instance), or in myths
of an “eternal return” to conditions of paradise (as argued by
Mircea Eliade). Ritual, as such, is meant to create an ‘as is’ world.
In other words, ritual acts on the world, to change the world into a
new and better place. Paraphrasing Eliade, as was done by the
gods, so is done by human beings in the performance of ritual;
and as is done in ritual, so will be done in the
world.24 Interestingly, after mentioning this idea, which he takes
from a Vedic text, Eliade then notes, “This Indian adage
summarizes all the theory underlying rituals in all countries.”
• 25 Michaels 2008, 260–261.
• 29 Idem.
• 30 Smith 1980, 127.
• 31 Idem.
34In his 1980 article, “The Bare Facts of Ritual,” Smith explains
that “ritual represents the creation of a controlled environment
where the variables (i.e., the accidents) of ordinary life have been
displaced precisely because they are felt to be so overwhelmingly
present and powerful. Ritual is a means of performing the way
things ought to be in conscious tension to the way things are in
such a way that this ritualized perfection is recollected in the
ordinary, uncontrolled, course of things.”27 In Smith’s view, ritual
is not meant to act on ordinary life; rather, ritual acts in
opposition to ordinary life. Ritual agents perform ritual to
demonstrate that they know “what ought to have been
done.”28 The ritual agent, in other words, recognises that ordinary
life will not necessarily be influenced by the performance of ritual.
Indeed, one of the reasons, according to Smith, the ritual agent
performs ritual is to demonstrate this very fact. The “gnostic”
element of ritual performance is significant for Smith.29 In
contrast to scholars whose theories lead to the crisis described
previously, Smith posits that ritual performers are aware of the
disconnection between a ritual performance and “ordinary life.” He
explains, for instance, that dramatising the kill of the hunt in
Siberian pre-hunting ceremonies is done to show that “the hunter
knows full well what ought to transpire if he were in control; the
fact that the ceremony is held is eloquent testimony that the
hunter knows full well that it will not transpire, that he is not in
control.”30 In Smith’s view, the ritual performer is aware of the
tenuous relationship between the ritualised hunt and the ordinary
hunt, and is able to explain why he performs the ritual despite the
rupture. Ritual, in short, does not manipulate the world; rather, it
“express[es] a realistic assessment of the fact that the
world cannot be compelled”.31
• 32 Smith 1980, 127. Smith restates this point in Smith 1987, 109.
According to Smith ritual “provides (...)
38In line with Seligman and Smith, this Confucian theory of ritual I
have described can cast ritual in a subjunctive sense. But unlike
Seligman and Smith, the world ritual creates is not understood in
terms of an “as if” world in opposition to the “real” world. Instead,
the ritual world is contextualised among other competing worlds
(perhaps all dysfunctional from the perspective of ritual
performers), each impinging on the other.37 In other words, the
ritual world is not taken as an illusionary world distinct from the
real world; instead it is taken as one of many real worlds
competing to define the human experience. Indeed, if we cast the
ritual world as a kind of ‘as if’ space, it is because the business of
ritual can be a risky business, where the odds are often in favour
of the dysfunctional world. However, dysfunction, as such, is not
understood as the true or genuine condition of the world. While
early Confucians saw themselves frequently living in a
dysfunctional world, they did not see dysfunction as any more
authentic to human experience than the ritual world.
39Said somewhat differently, where Smith and Seligman employ
the language of illusion rather than fragility in describing the
ritual world, they mask the ambivalent nature of ritual
performance. Ritual, at least in an early Confucian sense, is about
an apprehensive hope. Ritual performers anticipate the
transformative power of ritual, while realising that ritual is a
trepidatious act. Put most directly, the performance of ritual is
often the very performance of ambivalence.
• 42 Morreall 1999, 63, for instance, states, “Like all cultures, the
Chinese face mistakes, sickness, h (...)
• 43 See Perkins 2011; Huang 2003; Roetz 1993, 93–100. For others
advocating tragedy in China see Luk 19 (...)
3 For a more in-depth look at the “Liyun”, see pages 105–128 in Ing
2012b.
19 For a more in-depth discussion of this vignette see Ing 2012b, 152–
174 and Ing 2012a.
29 Idem.
31 Idem.
32 Smith 1980, 127. Smith restates this point in Smith 1987, 109.
According to Smith ritual “provides an occasion for reflection on and
rationalization of the fact that what ought to have been done was not,
what ought to have taken place did not.” Smith, unfortunately, does not
elaborate more. He does not explain “reflection” and “rationalisation,”
nor how they contribute to (or comprise) ritual efficacy.
33 Seligman 2008, 7.
38 All of this is not to say that tragedy is the only way to understand
ritual. Rather, this is to challenge other perceptions of ritual that do not
more fully take into account the nature of ambivalence. Seligman, for
instance, stresses the performers’ desire to pretend, and Michaels
stresses the performers’ desire to change the world. My point is that
ritual can be about the performance of multiple (and even conflicting)
desires.
42 Morreall 1999, 63, for instance, states, “Like all cultures, the
Chinese face mistakes, sickness, hunger, and death; but that does not
prompt them to ask whether Heaven owes them something better.
Without a philosophy of suffering, tragedy just does not get started in
Chinese religions.” See also page 62: “In Chinese thought, too, the
universe is a harmonious unity in which each part reproduces the
whole. The human body is a microcosm of the universe –we know that
our blood circulates, for example, because we know that rivers flow.
The Chinese acknowledge that life has it[s] moments of need and pain,
but those are just part of the harmonious whole, rather than something
to be questioned, or, as in tragedy, something to be protested.” A more
recent and nuanced account, which acknowledges the possibility of a
cross-cultural category of tragedy but also repeats some of the same
stereotypes, appears in Wallace 2013.
43 See Perkins 2011; Huang 2003; Roetz 1993, 93–100. For others
advocating tragedy in China see Luk 1986, 24. Perkins, in short, argues
that tragedy as a concept can be found in China in the sense of
affirming a tension between human hopes about the world and human
experience in the world. Perkins stresses the following difference: “If
tragedy is absent in classical China, it is not due to a lack of pessimism
but rather this missing valorization of the will, the celebration of… ‘the
titanically striving individual’” (92). Huang develops a similar account of
tragedy in pre-modern Chinese dramas, adding that what distinguishes
Chinese tragedy is “isolation of the tragic character” in combination
with “the necessity and tyranny of Time” (61).
AUTEUR
Michael D. K. Ing