6 - Energy in Spain
6 - Energy in Spain
6 - Energy in Spain
art ic l e i nf o a b s t r a c t
Article history: This work describes the features of the contributions made by the Spanish institutions to the specialized
Received 13 August 2013 literature in the energy field in the period 1957–2012. The source considered has been the Scopus
Accepted 24 August 2013 Elsevier database, together with bibliometric analysis techniques. All items provided by Scopus have
Available online 17 September 2013
been taken into account in the analysis (journal papers, conference proceedings, etc.). The results of this
Keywords: work show that the Spanish contribution is more that significant in the light of the obtained data, being
Bibliometric the keywords power, energy, system, wind and solar the most used terms. Different aspects of the
Energy publications are analyzed, such as publication type, field, language, subcategory and journal type, as well
Scientometric as the keyword occurrence frequency. The contributions are geographically and institutionally broken
Spain
down, with Madrid and Catalonia the main researching regions. At an international level, Spain mainly
Research trends
works jointly with France, USA, Germany and the United Kingdom. The most active categories in the
Energy field are Engineering, Materials Science and Chemistry. It can be stated that the Spanish research
enjoys good health and is an important and relevant player in the international scientific scene.
& 2013 Elsevier Ltd. All rights reserved.
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173
2. Materials and methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
3. Results and discussion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
3.1. Type of publications and languages of publications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174
3.2. Characteristics of scientific output . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175
3.3. Publication distribution by regions and institutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175
3.4. Distribution of output in subject categories and journals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177
3.5. Analysis of author keywords . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178
4. Discussion and conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
1364-0321/$ - see front matter & 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.rser.2013.08.094
174 F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183
obtained at a higher cost than other third countries coals. Recently, The Scopus database has been chosen in this work as informa-
renewable energies have turned up to slightly lessen this situation. tion source for the analyzed data, given that it counts with a more
Thanks to the latest Governments support, the wind and solar than 49 millions records catalog from nearly 20,500 titles and
energy take off has been clear [16–23], generating great activity in 5000 publishing houses. Scopus is accepted by the international
the energy auxiliary sectors. scientific community as one of the two biggest data sources for the
Lately, the study of the marine energy resources in Spain has analysis of scientific publications [42].
pointed out that they can be of help to improve this situation, mainly
in the Atlantic coast [24–26] and in the Canary Islands [27–29], as
well as the seasonal biomass use [1,30–33]. Even though, Spain still is
2. Materials and methods
a relatively poor country regarding energy self-provision, this does
not prevent its institutions and researchers publications and research
A complete search in the Scopus database has been carried out
from playing a relevant role in the international scene [34–38].
using sub-fields subjarea and affilcountry to find publications about
The state of the Spanish research analysis reveals a growing
the energy topic in which any Spanish researcher or research
interest from its beginnings back in the 50s with the creation of
center has taken part. The search range goes from 1957 to 2012
the Junta de Energia Nuclear, JEN (Nuclear Energy Board) [39],
(included). The different energy research sub-fields comprise all
mainly focused on atomic research. Later on, and thanks to the
the spectrum related to any type of energy use.
creation of different institutes and public centers, the diversifica-
The retrieved records have been treated using spread sheets and
tion into other disciplines, such as wind or solar energy, started [40].
a specific open source tool, OpenRefine (http://openrefine.org/). This
Nowadays, there are four great public research centers: Centro
app is a standalone desktop application initially developed by Google
Superior de Investigaciones Científicas, CSIC (Scientific Research
for data cleanup and transformation to other formats. In this way,
Higher Center), Centro de Investigaciones Energéticas, Medioam-
the messy, conflicting or disorganized text analysis is greatly eased,
bientales y Tecnológicas, CIEMAT (Energy, Environment and
obtaining very satisfactory results that could be nearly impossible to
Technology Research Center), Instituto Nacional de Tecnología
get due to the extent of the working database otherwise. Each record
Aeroespacial, INTA (Aerospace Technology National Institute) and
obtained from Scopus follows Table 1 structure. The personalized
the Instituto Geológico y Minero, IGME (Geology and Mine
export option, that the database provides, has been used.
Institute). Among these centers, only the first one is in the top
As can be seen, more than enough information is available so
twenty of world institutions with highest number of publications
rates and statistics about many field of interest can be computed.
about biomass as energy resource [1]. Certainly, besides these
great public units, a great amount of Spanish research is based on
research groups belonging to different universities of the country,
up to 71 universities [41]. 3. Results and discussion
Then, knowing the distribution of the Spanish scientific scene
regarding the energy research is of special interest. The main 3.1. Type of publications and languages of publications
objective of this work lies in analyzing the research state and
trends in the energy field during the last 50 years in Spain in order Fig. 1 shows the distribution of the 12,532 Spanish energy
to help the research community understand the current situation contributions in the period 1957–2012. Mainly, consisting of journal
and future trends, as well as predict the dynamic changes that papers (8858/70.66%) and conference papers (3241/25.85%). Reviews
could appear in the work lines. (322/2.57%) and editorials (42/0.34%) have a less important weight.
Table 1
Structure of each record exported from the Scopus database.
Field Value
Due to the fact that most of the work are journal papers,
English has been the most used language, reaching 12,202 docu-
ments (97.33%), followed by Spanish 317 documents, and anecdo-
tally German (9), Chinese (4) and French (4).
Fig. 2(a) shows the time evolution of the analyzed papers, that
is, energy related publications between 1957 and 2012 where
Spanish institutions appear. It can be seen that from 2005 the
growth is particularly noteworthy. Fig. 2(b) represents the same
information but now in a logarithmic scale, giving an idea of the
growth rate. It is verified that the trend is exponential from the
beginning of the 80s up to now, without any loss in the growth
rate. In the same Fig. 2(b), the linear correlation model has been
included, with a coefficient R2 ¼0.965.
Fig. 2. Publications evolution in the period 1957–2012 for Spanish institutions. Linear (a) and logarithmic scale in y-axis (b).
176 F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183
This unevenness is becoming less important as time evolves the CSIC falls from 2007 to 2008, like the CIEMAT in 2009–2010 or
and above all due to the great industrial and technological in 2011–2012. This type of behavior is often influenced by the
development in Spain during the end of the 20th century and start/end dates of the grant programs application periods in which
the beginning of the 21st century. Fig. 3 shows a map with the the public institutions participate.
distribution of the energy publications by Comunidades Autono- Data regarding international collaboration of the Spanish insti-
mas (the Spanish 17 administrative regions). From this figure it can tutions researchers show that this collaboration has been abundant,
be deduced that the more active institutions are those belonging collaborating with a grant total of 104 countries. Table 2 shows, per
to Madrid (3956), Catalonia (1841) and Andalusia (1460), while country, the number of publications in which any Spanish institu-
those less active belong to Extremadura (154), Murcia (152), tion has collaborated with any institution of that country. It can be
Navarra (141), Cantabria (128), Baleares (48) and La Rioja (47). confirmed that there are 18 countries counting more than 100 joint
Madrid and Catalonia are clear examples of the economic and publications.
industrial development of both regions, unlike Andalusia that Fig. 6 represents Table 2 information, geolocalized and color-
has traditionally been a poor region enjoying far less resources, coded, for a better reading. There are four countries with which
but that has 10 public universities compared to a single one in the collaboration is very high, over 600 publications: France (827),
Extremadura or in Castilla la Mancha. United States (752), Germany (748) and United Kingdom (747); one
The most prolific institutions have been classified in Fig. 4. with high collaboration, over 400: Italy (562) and four countries with
Standing out in first place two public centers with a clear R&D medium-high collaboration, over 200: Portugal (300), Netherlands
nature, the CSIC (1686/13.45%) and the CIEMAT (1058/7.53%). Both (280), Belgium (246) and Switzerland (237). Of all these 9 countries,
the CSIC and the CIEMAT have a number of centers scattered on 7 belong to the European Union, that is, the Spain closest neighbor-
the whole national geography. Closely behind, the three most ing countries. On the contrary, it is remarkable the little collaboration
important engineering universities follow, which are the Poly- with North Africa in general and Morocco (24) in particular, being the
technic University of Madrid (944/7.43%), the Polytechnic Univer- late a Spain bordering country and suffering from great energy lacks.
sity of Catalonia (706/5.63%) and the Polytechnic University of More than 85% of Moroccan energy in use is imported [43].
Valencia (595/4.75%). Again, it can be noted how the Comunidad Furthermore, it has relevant energy potential resources, both solar
de Madrid and Catalonia play a dominant role in the Spanish resources, i.e. it intends to convert solar energy in areas with high
energy research scene, but undoubtlessly it is due to the position solar irradiation into electrical energy by means of Concentrated
that they hold within the Spanish (Sp) and world (W) universities Solar Power (CSP) transferring this energy by High Voltage Direct
ranking: Polytechnic University of Catalonia (Sp ¼ 2, W¼132), Current (HVDC) lines into the whole European Union, Middle East
Polytechnic University of Madrid (Sp ¼3, W ¼135), Polytechnic and North Africa (EU-MENA) area [44], and wind resources [45].
University of Valencia (Sp ¼8, W ¼245). Finally, it must be highlighted that a good part of this collabora-
Fig. 5 shows the time evolution of the 9 most prolific institu- tion is merely testimonial, with 44 countries counting just 1–2
tions during the last 10 years, 2003–2012. In general, there exists collaborations, and 19 with just 3–7. Among countries with medium
an upward trend in the number of publications per institution, collaboration, and far away geographically, it is noteworthy the
although drops occur as well during certain years. For example, collaboration with Canada, Brazil, Mexico or Sweden.
Fig. 3. Publication distribution by Spanish regions. Red is for a high publication level, while green is a low one. (For interpretation of the references to color in this figure
caption, the reader is referred to the web version of this paper.)
F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183 177
Fig. 4. Ranking including the 20 most prolific Spanish institutions on energy research (1957–2012).
Fig. 5. Time evolution for the 2003–2012 period of the 9 most prolific institutions.
3.4. Distribution of output in subject categories and journals index, so that the wider the area the upper in the ranking. Also, the
last row, item, refers to the number of Spanish publication in this
Fig. 7 shows the classification according to subjects that co- field published in that journal, ordered from bigger to smaller. It can
exist with the energy subject. There is a predominant group such be noted, for instance, that the first two journals, Journal of Physical
as Engineering (4119/33.09%), Materials Science (3007/23.98%), Chemistry C and Fuel, are very well positioned in the index and also
Chemistry (2889/23.04%), Physics and Astronomy (1801/14.36%), have a good number of contributions, but nevertheless, the journal
Chemical Engineering (1712/13.65%) and Environmental Science Fusion Engineering and Design, that is not well positioned in the
(1365/10.89%), being the rest far more minority. index concentrates a good portion of the Spanish research effort,
Table 3 lists the top 30 journals where Spanish institutions given that it holds the third position according to publications
publish in greater number their research results, covering 58% of number, furthermore this very same fact repeats with the Ingeniería
Spanish contributions. Where Journal of Physical Chemistry C, Fuel, Química Spain journal lacking of JCR impact factor. In the opposite
Fusion Engineering and Design, Journal of Power Sources and, Energy situation, the IEEE Transactions on Power Systems and Progress in
and Fuels top the list. Photovoltaics: Research and Applications journals are really well
It can be noted that these journals belong to publishing houses positioned but the Spanish research has little presence in them.
of only three countries: United States, United Kingdom and Nether- Finally, Table 4 and Fig. 9 show data regarding the journal
lands, except only one that is Spanish. Fig. 8 includes a comparative publications evolution in recent years, precisely during 1996–2011,
ranking according to the number of published papers, position held in them a positive trend in the number of published papers is
according to the Journal Citation Report (JCR) by Thomson-Reuters noticed, as well as a stagnation in the number of international
and position held according to the Scimago Journal Rank (SJR) by collaborators in the 35–40% gap per year, what seems an adequate
Elsevier. Each dot area is proportional to the position held in each internationalization degree. In what respect to the 2010–2011
178 F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183
Table 2
Table 2 (continued )
Countries working jointly with Spanish institutions
on the energy field during period 1957–2012.
Country Items
Country Items
Paraguay 2
Nicaragua 2
France 827
Serbia 2
United States 752
Honduras 2
Germany 748
Armenia 2
United Kingdom 747
Costa Rica 2
Italy 562
Macedonia 2
Portugal 300
Bosnia and Herzegovina 1
Netherlands 280
Kuwait 1
Belgium 246
Kenya 1
Switzerland 237
Nigeria 1
Mexico 211
Iraq 1
Sweden 191
Netherlands Antilles 1
Brazil 164
Mongolia 1
Denmark 160
Andorra 1
Japan 152
Puerto Rico 1
Canada 150
Guatemala 1
Russian Federation 127
Laos 1
Finland 125
Bahrain 1
Argentina 107
Angola 1
Greece 96
French Polynesia 1
Austria 94
Philippines 1
Colombia 93
United Arab Emirates 1
Poland 90
Kazakhstan 1
China 89
Ecuador 1
Venezuela 70
Libyan Arab Jamahiriya 1
Norway 68
Jordan 1
Australia 66
Dominican Republic 1
Czech Republic 66
VietNam 1
Chile 62
Zambia 1
Bulgaria 53
India 49
Ireland 48
Romania 44 publications number, these nearly double in number. Regarding
Cuba 43 the citation number, 2006 peaked at a little more than 5300.
Hungary 43 Noteworthy is the number of self-citations, always higher than the
Israel 35 published papers, although this self-citations number per pub-
Ukraine 34
Turkey 31
lished paper shows, in general, a decreasing trend, from 4.59 in the
South Korea 31 year 1996 to 0.48 in the year 2011.
Algeria 27
Slovenia 25 3.5. Analysis of author keywords
Morocco 24
Slovakia 21
Egypt 19 Keyword analysis in research papers is very interesting in order
Uruguay 17 to follow and search the trends in the science and engineering
Iran 17 branches [46,47]. As a result of our work, a total of 16,055 different
Belarus 16 keywords, from 1957 to 2012 in the energy field, has been
Croatia 14
identified. To obtain this quantity a refine process, of the Scopus
Peru 14
Malaysia 14 provided data, has been necessary, given that initially, the number
South Africa 12 was greater. In particular, the number of analyzed publications
Saudi Arabia 10 during the studied period was 12,536. Of them, only 7409 provide
Cyprus 10
keywords, while the rest (5127) do not provide the mentioned
New Zealand 10
Tunisia 7
information. The counting of the raw total of keywords produces
Taiwan 6 the quantity of 33,189, of which 18,617 are different, although
Monaco 6 actually the existence of several versions of how each author
Lithuania 5 writes the keywords has been detected. For instance, “ENERGY”
Luxembourg 5
can be found like “Energy”, “energy”, “Energies” or “energi”, giving
Hong Kong 5
Indonesia 5 rise to different versions of the same concept. To solve this
Uzbekistan 5 problem the open source tool OpenRefine has been employed.
Latvia 4 This tool allows to make clustering and merging of text showing a
Lebanon 4
certain degree of similarity using specifically designed algorithms
Qatar 4
Senegal 4
[48]. After applying the refinement algorithm the final figure of
Singapore 4 16,055 unique keywords is obtained. Among these unique key-
Estonia 4 words, 13,705 (85.36%) appear once or twice at the most, what can
El Salvador 4 be a sign of lack of research continuity or of a wide range of
Malta 3
research focus [49]. Table 5 shows the 50 most relevant keywords
Thailand 3
Trinidad and Tobago 3 during the considered period.
Moldova 3 From Table 5 it can be deduced that “Power Quality”, “Hydro-
Lesotho 3 gen” and “Modeling” are the three terms most used by research-
Pakistan 2
ers. It is interesting to note how keywords consist mainly of two or
F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183 179
Fig. 6. Collaboration intensity of countries working jointly with Spanish institutions in the considered publications.
three words, what gives rise to a wider dispersion in the occur- that the term Spain is among the analyzed energy keywords
rence frequency of certain terms like “energy”, “power” or “gen- attracts the attention, this leads to think that for the Spanish
eration”, to mention just a few. To obtain a more complete picture, researchers the geographical location of their work is very impor-
a refinement over the compound keywords has been carried out, tant, given that the term is in 19th position.
braking them down in their base words. In this case, 65,042 Fig. 10 shows a graph of these 5 terms trend during the
derived words have been obtained from the 16,055 initial key- analyzed period. A clear upward trend at the beginning of 2000
words. Table 6 shows the result of this refinement process. Now can be observed and also how this evolution continues up to date,
the presence in top positions of terms like Power, Energy, System, revealing that the studied keywords still appeal to the research
Wind or Solar can be confirmed, clearly ahead of the rest. The fact community.
180 F.G. Montoya et al. / Renewable and Sustainable Energy Reviews 29 (2014) 173–183
Table 3
Top 30 international journals where the Spanish institutions research is published in greater number.
Journal Items % JCR SJR Country Item ranking JCR ranking SJR ranking
Fig. 8. Top 30 journals ranking according to different criteria. Item is the number of papers published in the journal, JCR it the Journal Citation Report by Thomson-Reuters,
and SJR is the Scimago Journal Rank by Elsevier. The bigger the dot, the bigger the importance within the ranking.
Table 4
Trend in the energy papers publication by Spanish institutions in indexed journals during the 1996–2011 period.
Year Documents % Int. colab. Citable doc Cites Self-cites Cites per doc Self-cites per doc Cited docs Uncited docs
Fig. 9. Spanish international collaborations in the energy topic. Absolute value (red) and percentage over total (green). (For interpretation of the references to color in this
figure caption, the reader is referred to the web version of this paper.)
Table 5 Table 6
List of the 50 most used keywords. List of used words in the authors keywords.
Fig. 10. Evolution of the 5 most used words in the authors keywords during the 1957–2012 period for the energy subject.
In this work a great deal of data pertaining to the Spanish This work has been supported by the Government of Andalusia
institutions contribution to the scientific advance in the energy through the Project of Excellence “Analysis of electric power quality
field during the 1957–2012 period has been brought to light. using smart meters. Optimisation and savings in the production and
A grand total of 12,532 contributions in 20 different categories has residential sector in Andalusia (P10-RNM-6349)”, and the Project
been found. The increase in publications during this period has for Applied Knowledge “Analysis and monitoring of electrical power
been exponential, specially in the Engineering, Materials Science quality using low cost smart meters to save energy (P145096)”.
and Chemistry categories. The work done has been mainly
published in international journals (71%) and conference proceed-
ings (26%), being English the predominant language (over 97%). References
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