Strengthening System Effects On The Out-Of-Plane Mechanisms Activation of Masonry Walls Under Tsunami Loads
Strengthening System Effects On The Out-Of-Plane Mechanisms Activation of Masonry Walls Under Tsunami Loads
Strengthening System Effects On The Out-Of-Plane Mechanisms Activation of Masonry Walls Under Tsunami Loads
Stefano BELLIAZZI1
Gian Piero LIGNOLA2
Andrea PROTA3
ABSTRACT
The vulnerability of masonry structures against tsunami loads is a highly debated topic in the
research community due to the impact in the risk evaluation. The main aim of this paper is
to examine the structural response of masonry walls against tsunami loads in terms of out-
of-plane local mechanism activation. Furthermore, a critical discussion is proposed about the
influence of strengthening system parameters on the out-of-plane response of the masonry
wall. Results of parametric analyses are shown in dimensionless form to analyse the effects
of main parameters, both for masonry walls and tsunami waves, on the structural response.
The analyses results are the bases to design strengthening systems with fiber-reinforced
composite materials in order to reduce the vulnerability of masonry structures under tsunami
loads.
Keywords: Tsunami, masonry structures, strengthening systems.
1. INTRODUCTION
Tsunami risk assessment ([1], [2], [3]) has become an important research theme due to the
high reconstruction costs and human casualties associated with the events of the last decades,
such as the 2004 Great Indian Ocean Tsunami [4], the 2010 Chile Tsunami [5], and the 2011
Great East Japan Tsunami [6]. A tsunami is a complex phenomenon based on the wave
propagation theory; it can be triggered by several different phenomena including earthquakes
Note:
- This paper was received on August 25, 2022 and accepted for publication by the Editorial Board on
January 27, 2023.
- Discussions on this paper will be accepted by May 31, 2023.
https://doi.org/10.18400/tjce.1247194
or submarine landslides. To assess the tsunami risk of a specific area, a multi-hazard approach
should be considered to capture complex scenarios.
A key component in tsunami risk assessment [7] is the vulnerability assessment of buildings
under tsunami loads. International building codes, standards, and guidelines provide different
approaches to design tsunami-resistant structures.
The ASCE 7-22 [8] proposes an advanced approach to analyse several effects of the tsunami
wave impact on the structures; impact of debris, horizontal and vertical load components are
modelled on the structure. Furthermore, several coefficients are defined to analyse the effects
of the wave direction on the structures. The wave parameters (e.g. inundation depth, wave
velocity, moment of flux) are evaluated by the Energy Grade Line analysis where the tsunami
flux is modelled as a unidirectional flow.
However, simplified models are available, too, as the Japanese guideline proposal [9] where
the tsunami effects on the structure are modelled by an equivalent hydrostatic load
distribution. In this model, the expected inundation depth is amplified in order to indirectly
analyse the hydrodynamic effects. The Japanese guidelines are based on previous research
activities conducted by Asakura et al. [10] and Okada et al. [11].
Furthermore, tsunami wave effects on structures have been analysed by an experimental
program with scaled specimens [12] in order to retrieve empirical equations.
The vulnerability of structures under tsunami loads is completely different from the seismic
load due to the different type of loads. In fact, seismic forces arise from inertia effects that
excite the entire structure, while tsunami loads are predominantly characterized by surface
forces over the inundated elements. As a result, the behaviour of buildings under tsunami
loading differs from the response to seismic actions. However, both types of loads will have
a combined effect on the gravity and lateral force resisting systems for the components at or
below the inundation level. In addition, the modelling of tsunami effects on buildings is
characterized by a high degree of uncertainty due to wave parameters and topographic
information required to quantify tsunami loads [11].
In literature, the available reports on behaviour of masonry structures after a tsunami event
show a high vulnerability of masonry structures to tsunami loads; the main collapse
mechanisms are related to geotechnical failure (e.g. liquefaction) or local mechanisms
activation (e.g. out-of-plane local mechanisms) ([13], [14]).
Preliminary mechanical analyses and studies focalize the attention on the local-mechanisms
activation for both in-plane (IP) and out-of-plane (OOP) mechanisms [15] due to the high
stresses at the ground floor [16] in terms of bending moment and shear. The vulnerability of
the masonry structures is highly influenced by the geometrical characteristics of the masonry
wall in terms of wall length and wall thickness [17].
The vulnerability assessment is the main step to develop risk mitigation techniques like as
strengthening of strategic structures ([18], [19]), early warning systems or evacuation
buildings.
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2. RESEARCH SIGNIFICANCE
The goal of this paper is to analyse the vulnerability of masonry walls under tsunami loads
in terms of out-of-plane local mechanisms activation.
Belliazzi et al. [20] analysed the effects of the strengthening systems with composite material
(e.g. Fiber Reinforced Polymer, FRP, or Fiber Reinforced Cementitious Matrix, FRCM) in
tension on the vulnerability of masonry walls under tsunami loads and preliminary results
were provided assuming a simplified model for the tsunami loads.
The aim of this work is to improve the basis of the previous analyses [20] assuming a more
refined model for the tsunami loads. Equations in dimensionless form are proposed to provide
results applicable to any masonry cross-section. However, it is worth noting that masonry
suffering for premature disaggregation (e.g. stone masonry walls made of weak mortar,
irregular small blocks, and non-connected wall leaves) is not able to develop local
mechanisms [21], hence are out of the present investigation.
In addition, parametric analyses have been performed to analyse the effects of the main
parameters and coefficients of the proposed equation.
The overall results of these analyses allow to increase confidence on the design of
strengthening systems with fiber-reinforced composite materials in tension in order to reduce
the vulnerability of masonry structures under tsunami loads.
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Therefore, the equation for the hydrostatic load (Eq. 1 - Fs represents the resultant of the
hydrostatic load distribution) is related to a linear distribution while the equations for the
hydrodynamic load (Eq. 2 and Eq. 3 - Fd represent the resultant of the hydrodynamic load
distribution) are related to a uniform distribution depending on the flow regime.
F = 0.5 ∙ ρ ∙ g ∙ L ∙ h (1)
F = 0.5 ∙ C ∙ ρ ∙ L ∙ u ∙ h (2)
If F ≥ 1 (choked regime):
Where ρs is the flow density, g is the gravitational acceleration constant, h is the expected
inundation depth, u is the flow velocity, L is the wall length exposed to the tsunami wave,
CD is the drag coefficient and λ is an empirical coefficient.
Where b is the width of the structure, w is the channel width and the ratio b/w is named
blocking fraction [23]. The blocking fraction generates high instability in hydraulic
calculation: higher blocking fractions increase the tendency of the flow regime to change
from subcritical to choked [24].
Figure 1 - Tsunami inundation forces model (s is the wall thickness, Hi is the interstorey
height, qs is the maximum hydrostatic load, qd is the uniform hydrodynamic load)
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The flow velocity u and the Froude number Fr are dependent on Eq. 6.
u= (6)
∙
In addition, an opening ratio coefficient α is assumed (variable between 0.7 and 1) to consider
the effects of the wall openings, according to ASCE 7-22 [8]. The wall opening coefficient
is defined as one minus the ratio between the openings area and the gross wall area.
The structure is loaded by a trapezoidal load pattern equal to the sum of the hydrostatic and
the hydrodynamic components (Figure 1).
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(a)
(b)
Figure 2 - Constitutive model of masonry in compression (a)
and strengthening system in traction (b)
5. CROSS-SECTION ANALYSIS
Cross-section analysis is performed in order to analyse the activation of OOP local
mechanisms and the effects of the strengthening system on the flexural capacity.
The cross-section analysis is performed at the ultimate limit state considering the following
basic assumptions according to Italian CNR guidelines (CNR-DT 200R1/2013 [27] and
CNR-DT 215/2018 [28]):
Conservation of plain sections allow to assume linear strain diagrams, also known
as the Bernoulli-Navier assumption;
The shear deformability is neglected according to the Bernoulli assumption;
Tensile behaviour of masonry is negligible;
Strengthening system is effective only in traction and never in compression due to
composite slenderness, as basic assumption;
Perfect bond between strengthening system and masonry that allows to consider
strengthening system strain f equal to surrounding masonry strain m (Eq. 7)
without slip phenomena;
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ε =ε (7)
The proposed dimensionless equations are based on equilibrium equations [30] (Figure 3).
The axial forces are divided by the cross-section width, bm, the cross-section height, s, and
the compressive strength, fm, while the bending moment is divided by bm s2 fm.
The dimensionless bending capacity equation mR,0 (Eq. 9) of the unreinforced masonry
structure (URM) cross-section is easily retrieved in the case of cross-section without
strengthening system. It depends on the dimensionless external vertical axial load, n0, (Eq.
8), the wall thickness, s, and the interstorey height, Hi; in particular, the ratio between the
wall thickness s and the interstorey height Hi represents the geometrical vertical slenderness,
Hi/s, of the masonry wall.
n = 0.8 ∙ ξ (8)
m , = 0.5 ∙ n ∙ ∙ (1 − n ) (9)
Where ξ represents the dimensionless neutral axis depth; the neutral axis, x, is divided by the
cross-section height, s.
n = 0.8 ∙ ξ − ∙ω (10)
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.
m , = 0.4 ∙ ξ ∙ ∙ (1 − 0.8 ξ) + ∙ ∙ (11)
It is worth noting that the external axial loads n0 and n depend on the wall self-weight and
the effect of upper storeys.
The composite mechanical coefficient, (Eq. 13) is function of different masonry and
strengthening system properties according to the dimensionless approach; furthermore, a
ratio between the elastic moduli of the two materials can be detected if it is assumed that the
elastic modulus of masonry Em depends on fm (Eq. 12) [31] according to Eurocode 6 [25]
definition.
E = 10 ∙ f (12)
ω= ∙ ∙ E = 10 ∙ ∙ ∙ε (13)
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(a) (b)
Figure 4 - Vertical (a) and horizontal (b) bending mechanisms
Therefore, the vertical bending [36] OOP mechanism activation is reached when the cross-
section capacity is equal to the maximum external load in terms of bending moment.
Linear analyses are performed considering a simply supported beam with a trapezoidal load
pattern changing the inundation depth and the Froude number; the Froude number changes
in the range between 0.7 and 2.0 [37]. The simply supported beam length is equal to the
interstorey height, Hi.
A concentrated external axial load, n, is considered on the top for modelling the wall self-
weight and the effect of upper storeys. Therefore, a normalized external axial load on the
cross-section is considered, variable in a range from zero up to about 35% of the ultimate
axial load capacity of the masonry walls. As it will be seen later, this is an upper axial load
threshold, beyond which, the effects of strengthening are negligible [30].
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The maximum bending moment function is simple to derive, considering the static model
shown in Figures 5a and 5b.
The masonry wall is loaded with a hydrostatic load qs and a hydrodynamic load qd according
to Foster et al. [12]:
q =γ ∙L∙h∙α (14)
Where γw is the specific weight of the water, while β is a coefficient depending on the Froud
number, if the flow regime is a subcritical regime or chocked regime:
γ =ρ ∙g (16)
⁄
if F ≥ 1, β = λ ∙ F (18)
Therefore, equations in dimensionless form of the maximum bending moment are derived
depending on the ratio between the inundation depth and the interstorey height.
If h/ Hi < 1:
2∙ ∙ α ∙ (α + 3 β) +
m , =k ∙ ∙ −3 ∙ (α + β) + k ∙ (19)
+ 3 ∙ (β − 2 β α − α ) − (α + β) ∙ k
If h/ Hi ≥ 1:
m , = −k ∙ k −2 ∙ α + 6 ∙ ∙ α ∙ (α + β) + (α + β) ∙ ∙k (20)
Where four numerical coefficients k1, k2, k3 and k are defined to simplify the Eqs. 19 and 20:
k = ∙k∙ (21)
∙
k = −3 ∙ ∙ (α + β) + 3 ∙ α − 9 ∙ ∙ α ∙ (α + β) + 9 ∙ ∙ (α + β) (23)
∙
k= (24)
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7. PARAMETRIC ANALYSES
Several parametric analyses have been performed to analyse the sensibility of the main
parameters of the dimensionless equations.
The tsunami loads depend on the expected inundation depth h and Froude number Fr.
Therefore, 3D charts are plotted using Mathworks Matlab where on the x-axis and y-axis are
shown the inundation depth h/Hi (in dimensionless form) and the Froude number Fr while on
the z-axis is shown the dimensionless bending moment, ms.
The investigated main parameters are: the external axial load, n, the blocking fraction, b/w,
the drag coefficient, CD, the empirical coefficient, λ, the wall openings coefficient, α, the
vertical geometrical slenderness of the wall, Hi/s, the composite mechanical percentage, ω,
and the k numerical coefficient.
Each parameter changes in specific range as shown in Table 1 and Table 2. The blocking
fraction is assumed equal to 0.1 and 0.6, as representative of different flow regimes [12],
[23], [24]. The empirical parameter λ and the drag coefficient CD are evaluated depending on
the blocking fraction coefficient (Table 1). Masonry wall parameters in Table 2 are usual
values for masonry buildings in front of the seaside (e.g. in Italy [22]).
The composite mechanical percentage ω is assumed equal to 0.00, 0.01, 0.02, 0.03, and 0.04
in order to consider the URM cross-section and the effects of the strengthening system on the
cross-section capacity in terms of ultimate bending moment.
The external axial load n changes among 0.05, 0.15, 0.20, and 0.35.
Table 2 - Min, mean and max values of the vertical geometrical slenderness of the wall
Hi/s, the wall openings coefficient α and the k numerical coefficient
Parameter Min Mean max
Hi/s 2.50 9.58 16.67
α 0.70 0.85 1.00
k 0.003 0.029 0.055
In Figure 6, the effects of the blocking fraction b/w parameter are shown for n equal to 0.05
while the values assumed for the main parameters are shown Table 3. In addition, the
representation of the effects of the blocking fraction b/w parameter and of the composite
mechanical percentage ω in one figure allow to analyse the combined influence in terms of
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external loads (depending on b/w) and cross-section capacity (plane horizontal surfaces
depending on ω), respectively.
It is worth noting that at the Froud number value of one, a discontinuity on the maximum
bending moment surface is shown due to the abrupt change of the flow regime.
In addition, it is possible to appreciate the effects of the strengthening system on the masonry
wall changing the composite mechanical ratio ω. The bending moment capacity of the cross-
section does not depend on the inundation depth and the Froude number; therefore, a
horizontal plane represents the bending moment capacity.
The scale of the chart does not allow to appreciate the effects of the strengthening systems
on the masonry cross-section due to the high values of the external bending moment while
increasing the inundation depth (h/Hi); capacity is clearly lower than demand at h/Hi>0.5.
The dimensionless inundation depth h/Hi allows to clearly define the shift between Eq. 19 or
Eq. 20.
Table 3 - Values of the parameters assumed to describe the maximum bending moment
surfaces in Figure 6
Maximum bending Maximum bending
Parameter
moment - Surface 1 moment - Surface 2
b/w 0.1 0.6
CD 2.28 4.68
λ 0.86 1.85
α 0.7 0.7
k 0.029 0.029
Hi/s 9.58 9.58
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Therefore, in Figure 7, the effects of the blocking fraction b/w parameter are shown, for n
equal to 0.05, 0.15, 0.20 and 0.35, with a reduced scale in order to understand the effects of
the strengthening system and to analyse reasonable values of the external bending moment.
The 3D charts are shown for several external axial load values to investigate the strengthening
system effects; in fact, the ultimate bending moment of the cross-section depends on the
external axial load parameter while the external bending moment is not affected.
Increasing the external axial load, the effects of the strengthening systems are minimal due
to the increase of the neutral axis depth and consequentially, due to the lower strain of the
composite. Low composite mechanical values provide yet huge percentage effects in terms
of bending moment capacity due to tensile behaviour added to URM cross-section.
For values of the external axial load n higher than 0.05, the composite mechanical ratio ω is
limited only to 0.02 and 0.04 because the plan surfaces are almost overlapped.
(a) (b)
(c) (d)
Figure 7 - Effects of the blocking fraction b/w parameter for n equal to 0.05 (a), 0.15 (b),
0.20 (c) and 0.35 (d)
The strengthening system effects become negligible for external load n value higher than
0.35. A masonry wall with higher external axial loads requires other types of strengthening
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strategy as the composite reinforced mortar (CRM) ([38], [39]) in order to carry high
compression loads, too.
The blocking fraction b/w has high effects on the structural response and it is strictly
related to the flow regime. In particular, the vulnerability of the masonry wall increases
with the b/w coefficient.
In Figure 8, the effects of the wall openings α parameter are investigated and the values
assumed for the main parameters are shown in Table 4.
Table 4 - Values of the parameters assumed to describe the maximum bending moment
surfaces in Figure 8
Maximum bending Maximum bending
Parameter
moment - Surface 1 moment - Surface 2
b/w 0.1 0.1
CD 2.28 2.28
λ 0.86 0.86
α 0.7 1
k 0.029 0.029
Hi/s 9.58 9.58
(a) (b)
Figure 8 - Effects of the wall openings α parameter for n equal to 0.05 (a), 0.35 (b)
As expected, the wall openings have a high influence on the vulnerability of masonry wall
for several reasons. In fact, the openings reduce the load bearing area of the wall and
consequentially, the tsunami forces, hence the influence is in terms of external loads.
In Figure 9, the effects of the geometrical vertical slenderness Hi/s parameter are investigated
and the values assumed for the main parameters are shown in Table 5. The strengthening
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Stefano BELLIAZZI, Gian Piero LIGNOLA, Andrea PROTA
system effects (different capacity horizontal planes) in terms of composite mechanical ratio
ω are not plotted here to focus on Hi/s.
Table 5 - Values of the parameters assumed to describe the maximum bending moment
surfaces in Figure 9
Maximum bending Maximum bending Maximum bending
Parameter
moment - Surface 1 moment - Surface 2 moment - Surface 3
b/w 0.1 - 0.6 0.1 - 0.6 0.1 - 0.6
CD 2.28 - 4.68 2.28 - 4.68 2.28 - 4.68
λ 0.86 - 1.85 0.86 - 1.85 0.86 - 1.85
α 0.85 0.85 0.85
k 0.029 0.029 0.029
Hi/s 2.50 9.58 16.67
(a) (b)
Figure 9 - Effects of the geometrical vertical slenderness Hi/s parameter for b/w equal to
0.1 (a) and 0.6 (b)
The geometrical vertical slenderness of the masonry wall affects the vertical bending
mechanisms activation, as expected. The vertical bending mechanism is a flexural
mechanism and the activation is triggered when the external bending moment equals the
flexural capacity of the cross-section, not depending on Hi/s. Therefore, slender elements
(high value of Hi/s parameter) compared to squat elements are more vulnerable to flexural
mechanisms. The friction block affects mainly the discontinuity of the surfaces while
changing the flow regime.
In Figure 10, the effects of the numerical coefficient k are investigated and the values
assumed for the main parameters are shown in Table 6.
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Table 6 - Values of the parameters assumed to describe the maximum bending moment
surfaces in Figure 10
Maximum bending Maximum bending Maximum bending
Parameter
moment - Surface 1 moment - Surface 2 moment - Surface 3
b/w 0.6 0.6 0.6
CD 4.68 4.68 4.68
λ 1.85 1.85 1.85
α 0.85 0.85 0.85
k 0.003 0.029 0.055
Hi/s 9.58 9.58 9.58
(a) (b)
(c) (d)
Figure 10 - Effects of the numerical coefficient k for n equal to 0.05 (a), 0.15 (b), 0.20 (c)
and 0.35 (d)
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The numerical coefficient k depends on the specific weight of water, γw, the interstorey
height, Hi, and the compressive strength of masonry, fm. The specific weight of water is
approximately constant (effects of debris and sediment in the case of tsunami can be
expected); the numerical coefficient k allows to investigate indirectly the effects of the
interstorey height Hi. The vulnerability is high for high values of the k coefficient because
the slenderness of the wall is increasing.
8. CONCLUSIONS
The main aim of this paper is to analyse the behaviour of masonry walls under tsunami loads
in terms of out-of-plane (OOP) local mechanisms activation and the benefits of strengthening
systems.
Strengthening systems with composite material represent an important innovation in the civil
engineering techniques to retrofit existing buildings because it is not invasive on the structure,
in terms of mass, stiffness and dynamic response, and it is recommended to preserve safety
of cultural heritage in the case of FRCM or CRM where resin matrix is substituted by mortar.
The vertical bending mechanisms activation is investigated as main OOP local mechanism
of the masonry wall under tsunami loads.
The tsunami load is modelled by the Foster et al. [12] model where the external loads are
modelled by a hydrostatic plus a hydrodynamic load pattern.
Linear analyses are performed considering a simply supported beam as static model assuming
a safety criterion to analyse the bending moment trend. In addition, an external axial load is
modelled to simulate the wall self-weight and the effect of upper storeys due to the effects of
the external axial load on the cross-section capacity.
Equations in dimensionless form are provided to describe the maximum external bending
moment trend and the cross-section capacity in terms of bending moment in order to provide
generalizable results applicable to any masonry wall cross-section and tsunami, but excluding
masonry suffering for premature disaggregation.
Several parametric analyses are performed and the results are shown in terms of 3D charts in
order to analyse the effects of the main parameters on the external bending moment trend and
on the strengthening system. The inundation depth, the Froude number and the bending
moment are shown on the axes. The inundation depth and the Froude number are the main
parameters related to the hydrostatic and the hydrodynamic load.
The investigated main parameters are the external axial load n, the blocking fraction b/w, the
wall openings coefficient, the vertical geometrical slenderness of the wall and the composite
mechanical percentage.
Low composite mechanical values provide huge percentage effects in terms of bending
moment capacity due to tensile behaviour added to unreinforced masonry cross-section,
while benefits of high composite mechanical ratio could be negligible. This is due to the fact
that increasing the external axial load, the effects of the strengthening systems are minimal
due to the increasing of the neutral axis depth and consequentially, the lower strain of the
composite.
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The blocking fraction parameter has a high impact on the vulnerability of the masonry wall
because it affects the flow regime and therefore, the external bending moment trend; the
vulnerability of the masonry wall increases with the b/w coefficient. The wall openings have
a high influence on the behaviour of masonry because the openings affect the load bearing
area of the wall and the activation of the OOP local mechanism.
The geometrical vertical slenderness of the masonry wall affects the vertical bending
mechanisms activation. In fact, the vertical bending mechanism is a flexural mechanism and
the activation is triggered when the external bending moment equals the flexural capacity of
the cross-section. Therefore, slender elements are more vulnerable to flexural mechanisms
than squat elements.
Furthermore, the showed charts and the dimensionless equations are the bases of design tools
for strengthening systems applied on masonry walls under tsunami loads to prevent the OOP
vertical bending mechanism activation. The main parameters are the mechanical and
geometrical parameters of masonry wall and composite system; safety factor has to be
properly considered in the evaluation of the materials mechanical properties and external
loads. In particular, it is important to balance properly such mechanical and geometrical
parameters in order to design optimal strengthening systems, characterized by the best
mechanical performance without economic waste.
Future work will take into account advanced constitutive behaviour of composites depending
on specific assumed fiber and matrix. In addition, other local mechanisms will be taken into
account as in-plane and out-of-plane local mechanisms in terms of bending and shear
capacity.
Symbols
b = width of the structure;
bm = width of the cross-section;
b/w = blocking fraction;
CD = drag coefficient;
Fd = resultant of the hydrodynamic load distribution;
Fr = Froude number;
Fs = resultant of the hydrostatic load distribution;
ff = tensile strength of strengthening system;
ffu = ultimate tensile strength of strengthening system;
fm = compressive strength of masonry;
g = gravitational acceleration constant;
Ef = elastic modulus of strengthening system;
Em = elastic modulus of masonry;
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Stefano BELLIAZZI, Gian Piero LIGNOLA, Andrea PROTA
k = numerical coefficient;
k1 = numerical coefficient;
k2 = numerical coefficient;
k3 = numerical coefficient;
L = wall length;
ms,1 = dimensionless bending moment equation for h < Hi;
ms,2 = dimensionless bending moment equation for h ≥ Hi;
mR,0 = dimensionless ultimate bending moment of URM;
mR, = dimensionless ultimate bending moment of strengthened cross-section;
n = dimensionless external axial load;
n0 = dimensionless axial load of URM;
n = dimensionless axial load of strengthened cross-section;
Hi = interstorey height;
h = expected inundation depth;
qs = hydrostatic load;
qd = hydrodynamic load;
s = thickness of masonry wall;
s/Hi = geometrical vertical slenderness of masonry wall;
tf = equivalent thickness of fiber;
u = flow velocity;
w = channel width;
x = neutral axis depth;
α = opening ratio coefficient;
β = coefficient depending on the Froud number;
= generic strain;
f = generic strain of strengthening system;
m = generic strain of masonry;
m0 = peak strain of masonry;
mu = ultimate strain of masonry;
fu = ultimate strengthening system strain;
λ = empirical coefficient;
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