Nejmoa 2104535
Nejmoa 2104535
Nejmoa 2104535
The
journal of medicine
established in 1812 March 10, 2022 vol. 386 no. 10
a bs t r ac t
BACKGROUND
Two thirds of children with tuberculosis have nonsevere disease, which may be The authors’ full names, academic de-
treatable with a shorter regimen than the current 6-month regimen. grees, and affiliations are listed in the
Appendix. Dr. Turkova can be contacted
METHODS at a.turkova@ucl.ac.uk or at the Medical
We conducted an open-label, treatment-shortening, noninferiority trial involving Research Council Clinical Trials Unit, Uni-
versity College London, 90 High Holborn,
children with nonsevere, symptomatic, presumably drug-susceptible, smear-negative London WC1V 6LJ, United Kingdom.
tuberculosis in Uganda, Zambia, South Africa, and India. Children younger than
*The members of the SHINE Trial Team
16 years of age were randomly assigned to 4 months (16 weeks) or 6 months (24 are listed in the Supplementary Appen-
weeks) of standard first-line antituberculosis treatment with pediatric fixed-dose dix, available at NEJM.org.
combinations as recommended by the World Health Organization. The primary
Drs. Gibb and Crook contributed equally
efficacy outcome was unfavorable status (composite of treatment failure [exten- to this article.
sion, change, or restart of treatment or tuberculosis recurrence], loss to follow-up
This article was updated on March 18,
during treatment, or death) by 72 weeks, with the exclusion of participants who 2022, at NEJM.org.
did not complete 4 months of treatment (modified intention-to-treat population).
This is the New England Journal of Medi-
A noninferiority margin of 6 percentage points was used. The primary safety out- cine version of record, which includes all
come was an adverse event of grade 3 or higher during treatment and up to 30 days Journal editing and enhancements. The
after treatment. Author Final Manuscript, which is the au-
thor’s version after external peer review
RESULTS and before publication in the Journal, is
From July 2016 through July 2018, a total of 1204 children underwent randomiza- available under a CC BY license at
PMC7612496.
tion (602 in each group). The median age of the participants was 3.5 years (range,
2 months to 15 years), 52% were male, 11% had human immunodeficiency virus N Engl J Med 2022;386:911-22.
infection, and 14% had bacteriologically confirmed tuberculosis. Retention by 72 DOI: 10.1056/NEJMoa2104535
Copyright © 2022 Massachusetts Medical Society.
weeks was 95%, and adherence to the assigned treatment was 94%. A total of 16
participants (3%) in the 4-month group had a primary-outcome event, as com- CME
pared with 18 (3%) in the 6-month group (adjusted difference, −0.4 percentage at NEJM.org
points; 95% confidence interval, −2.2 to 1.5). The noninferiority of 4 months of
treatment was consistent across the intention-to-treat, per-protocol, and key sec-
ondary analyses, including when the analysis was restricted to the 958 participants
(80%) independently adjudicated to have tuberculosis at baseline. A total of 95 par-
ticipants (8%) had an adverse event of grade 3 or higher, including 15 adverse drug
reactions (11 hepatic events, all but 2 of which occurred within the first 8 weeks,
when the treatments were the same in the two groups).
CONCLUSIONS
Four months of antituberculosis treatment was noninferior to 6 months of treat-
ment in children with drug-susceptible, nonsevere, smear-negative tuberculosis.
(Funded by the U.K. Medical Research Council and others; SHINE ISRCTN number,
ISRCTN63579542.)
n engl j med 386;10 nejm.org March 10, 2022 911
The New England Journal of Medicine
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Copyright © 2022 Massachusetts Medical Society. All rights reserved.
The n e w e ng l a n d j o u r na l of m e dic i n e
M
ore than 1 million children be- comparing 4 months (16 weeks) of antitubercu-
come ill with tuberculosis annually, losis treatment with the standard 6 months (24
and almost 20% of them die,1,2 but weeks) of treatment using WHO-recommended
children have historically been excluded from pediatric doses.10 All the relevant national and
clinical efficacy trials of antituberculosis treat- local ethics committees and the University Col-
A Quick Take
is available at ment. This situation is due in part to low rates lege London research ethics committee approved
NEJM.org of bacteriologic confirmation of disease among the trial protocol, which is available with the full
children, given high rates of paucibacillary dis- text of this article at NEJM.org. Caregivers pro-
ease and difficulties in obtaining respiratory vided written informed consent, and children
specimens. Treatment recommendations for chil- gave assent as appropriate. The authors vouch
dren are therefore extrapolated from trials in- for the completeness and accuracy of the data
volving adults for which the criteria for treat- and for the fidelity of the trial to the protocol.
ment entry have often included smear-positive
respiratory disease. Participants
In contrast to adults, most children have non- Children younger than 16 years of age who had
severe, smear-negative tuberculosis.3,4 Although symptomatic nonsevere tuberculosis that was
spontaneous resolution has been described,5 it is smear-negative on a respiratory sample and who
generally agreed that treatment is appropriate in were due to start first-line antituberculosis treat-
children with mild forms of tuberculosis be- ment were eligible for enrollment. Nonsevere tu-
cause of the risk of disease progression and dis- berculosis included respiratory tuberculosis con-
semination, particularly among the youngest fined to one lobe (opacification of <1 lobe) with
children or those with concurrent human immu- no cavities, no signs of miliary tuberculosis, no
nodeficiency virus (HIV) infection.6,7 It is likely complex pleural effusion, and no clinically sig-
that nonsevere forms of tuberculosis could be nificant airway obstruction or peripheral lymph-
treated with shorter durations of therapy, but node tuberculosis (see the protocol).11
data are limited regarding the shortening of treat-
ment for drug-susceptible tuberculosis in children. Trial Procedures
Current international guidelines recommend Children were seen at screening, at enrollment
6 months of antituberculosis treatment in chil- (randomization), and at weeks 2, 4, 8, 12, 16, 20,
dren, which is the same duration as in adults. 24, 28, 36, 48, 60, and 72. Screening procedures
Early pharmacokinetic studies of first-line anti- included history taking to identify contacts with
tuberculosis treatment showed lower drug expo- persons with tuberculosis and an evaluation of
sures in young children than in adults and led to symptoms associated with tuberculosis; perfor-
recommendations of increased drug doses from mance of a Mantoux tuberculin skin test or inter-
the World Health Organization (WHO) in 2010.8 feron γ–release assay, where available; radiogra-
New dispersible-formulation tablets with a fixed- phy of the chest; and obtaining at least two
dose combination were developed to enable the use respiratory samples (gastric aspirate, expectorated
of revised doses and became available in 2015.9,10 sputum, or induced sputum) for smear micros-
In the SHINE trial, we investigated whether copy, Xpert MTB/RIF assay (Xpert, Cepheid),
4 months of antituberculosis treatment would mycobacterial culture (Löwenstein–Jensen solid-
be as good as 6 months of treatment in children culture medium or a mycobacteria growth indi-
with nonsevere, smear-negative, presumably drug- cator tube with liquid culture system), and drug-
susceptible tuberculosis, using the new fixed- susceptibility testing. In children with peripheral
dose combination formulations. In addition, we lymph-node tuberculosis, a fine-needle aspirate
evaluated the cost-effectiveness of the 4-month was obtained. A baseline radiograph of the chest
treatment approach. was assessed by site clinicians for severe respira-
tory tuberculosis.3 Blood samples for biochemi-
cal and hematologic testing (in all children) and
Me thods
for HIV type 1 viral load and CD4 count (in
Trial Design and Oversight children with HIV infection) were obtained at
We conducted an international, open-label, parallel- screening and at scheduled follow-up visits.
group, randomized, controlled, noninferiority trial Children with confirmed drug resistance or with
known exposure to an adult with any drug-resis- and pyrazinamide (fixed-dose combination for-
tant tuberculosis were excluded from the trial. mulation), with or without ethambutol accord-
A symptom checklist was completed and a ing to local guidelines (intensive phase). This
clinical examination was performed at each visit treatment was followed by standard therapy with
to detect tuberculosis-associated symptoms and isoniazid and rifampin (continuation phase) in a
adverse events. Repeat respiratory samples were fixed-dose combination for either 8 weeks in the
obtained if previous respiratory specimens were 4-month group (intervention) or 16 weeks in the
positive on microbiologic testing, if such assess- 6-month group (control). All antituberculosis
ment was clinically indicated to assess recurrence treatment was administered 7 days per week, on
or treatment failure, or if a new contact with the basis of WHO weight bands for tuberculosis
drug-resistant tuberculosis was identified. treatment, with the use of child-friendly formu-
Radiographs of the chest were retrospectively lations10 that have been found to be acceptable
reviewed centrally by two independent experts. by trial participants and caregivers.16 Directly
Radiographs with discordant interpretations at observed treatment by health care workers was
the primary reading were reviewed by a third not used.
expert, and the majority opinion was used. The
radiographic image review was conducted in a Primary and Secondary Outcomes
blinded manner with the use of a standardized The primary efficacy outcome was unfavorable
approach (see the protocol). Tuberculosis status status by 72 weeks. Unfavorable status was de-
at enrollment (confirmed, unconfirmed, or un- fined as a composite of tuberculosis events
likely) was adjudicated by an independent clini- (treatment failure, including treatment extension
cal expert committee on the basis of all available beyond the replacement of missed doses, anti-
clinical, radiologic, and laboratory data.13,14 An tuberculosis-treatment drug change or restart
end-point review committee, whose members due to suspected treatment failure, and tubercu-
were unaware of the treatment assignments, re- losis recurrence as adjudicated by the end-point
viewed clinical events suggestive of treatment review committee), loss to follow-up during
failure or tuberculosis recurrence and all deaths. treatment, or death from any cause. The primary
Clinical and laboratory adverse events of grade 3 safety outcome was an adverse event of grade 3
or higher were defined with the use of the Divi- or higher during treatment and up to 30 days
sion of AIDS Table for Grading the Severity of after treatment. The key secondary efficacy out-
Adult and Pediatric Adverse Events.15 Additional come was unfavorable status at 72 weeks in
notable events to be reported included suspected participants who were adjudicated by the end-
bacterial infection leading to hospitalization, point review committee as having tuberculosis
ocular toxic effects, and pregnancy. at baseline. Other secondary outcomes were
Adherence was assessed by means of pill death; adverse drug events that were considered
counts at each visit during treatment and by the by the site investigators to be possibly, probably,
administration of adherence questionnaires at or definitely related to a trial drug (adverse drug
the end of the intensive phase (first 8 weeks of reactions); bacterial infection leading to hospi-
treatment) and at the end of treatment. Treat- talization; adherence to the treatment regimen;
ment extensions due to excessive missed doses and acceptability of treatment as determined by
were reconciled against pill-count data. the caregiver (or by the child, when appropriate).
602 Were assigned to 4-mo regimen and were 602 Were assigned to 6-mo regimen and were
included in the intention-to-treat population included in the intention-to-treat population
572 Were included in the modified intention- 573 Were included in the modified intention-
to-treat population to-treat population
563 Were included in the per-protocol 558 Were included in the per-protocol
population population
* HIV denotes human immunodeficiency virus, and WHO World Health Organization.
† These participants did not have a cough for more than 2 weeks or one or more peripheral lymph nodes suggestive of
tuberculosis.
‡ Microbiologic confirmation was from respiratory samples (gastric aspirate or washing or induced or expectorated spu-
tum) and fine-needle aspiration of enlarged lymph nodes and was defined as positive for Mycobacterium tuberculosis on
culture or the Xpert MTB/RIF assay. Cultures were assessed with Löwenstein–Jensen solid-culture medium or a myco-
bacteria growth indicator tube with liquid culture system.
4-Month 6-Month
Treatment Treatment
Better Better
Figure 2. Unadjusted Analysis of the Primary Efficacy and Key Secondary Outcomes in the Trial Populations.
The primary efficacy outcome was unfavorable status by 72 weeks, which was defined as a composite of treatment
failure (treatment extension, change, or restart or tuberculosis recurrence), loss to follow-up during treatment, or
death, with the exclusion of all the participants who had undergone randomization but did not complete 4 months
of treatment (modified intention-to-treat population). The per-protocol population included all the participants in
the modified intention-to-treat population except those who had not adhered to the trial regimen. The intention-to-
treat population included all the participants who had undergone randomization. Differences have been carried
to one decimal place because of the small values. The prespecified margin for noninferiority in the primary efficacy
analysis was 6 percentage points (dashed line). The key secondary analysis was unfavorable status at 72 weeks as
assessed among the 958 participants who had been independently adjudicated as having tuberculosis at baseline.
Adjusted Unadjusted
Analysis† Analysis
percentage points
Unfavorable status — no. (%) 16 (3) 18 (3) −0.4 −0.3
(−2.2 to 1.5) (−2.3 to 1.6)
Death from any cause after 4 mo 7 (1) 12 (2)
Loss to follow-up after 4 mo but 0‡ 1 (<1)
during treatment period
Treatment failure
Tuberculosis recurrence 6 (1) 4 (1)
Extension of treatment 2 (<1) 0
Restart of treatment§ 1 (<1) 1 (<1)
Favorable status — no. (%) 556 (97) 555 (97)
* The primary efficacy outcome was unfavorable status by 72 weeks. Unfavorable status was defined as a tuberculosis
event (treatment failure, including treatment extension beyond the replacement of missed doses, drug changes or re-
starts in antituberculosis treatment due to suspected treatment failure, and tuberculosis recurrence as adjudicated by
the end-point review committee, whose members were unaware of the treatment assignments), loss to follow-up dur-
ing treatment, or death from any cause. Favorable status was defined as the completion of treatment and a status of
being clinically well, without having had retreatment or another unfavorable outcome. The primary modified intention-
to-treat population included all the participants who had undergone randomization except those who did not complete
4 months of treatment or who had a late exclusion (on the basis of data collated before randomization) and those who
were clinically well after the completion of treatment but were subsequently lost to follow-up.
† The analysis was adjusted with Cochran–Mantel–Haenszel weighting for trial center, participant age (<3 years or ≥3 years),
HIV status, and ethambutol use.
‡ None of the participants extended their treatment beyond 4 months and were subsequently lost to follow-up.
§ Two participants stopped treatment and had their treatment course restarted from the beginning during the first 8 weeks.
days after treatment in 95 participants (8% of all pants (5%), with 45 participants (26 in the
the children enrolled in the trial; 49 events in 47 4-month group and 19 in the 6-month group)
participants in the 4-month group and 66 events being hospitalized after month 4 (Table 3).
in 48 participants in the 6-month group). Of A total of 15 adverse drug reactions of grade 3
these 115 adverse events, the most common or 4 were considered by the investigators to be
were pneumonia or other chest infection (29 possibly, probably, or definitely related to trial
events [25%]) or liver-related events (11 [10%]); drugs. These adverse reactions included 11 hepatic
the incidences were similar in the two groups events. All the adverse reactions except 2 oc-
(Tables 3 and S3). curred during the first 8 weeks of therapy (Table
A total of 192 serious adverse events occurred S4). Two participants permanently discontinued
in 150 participants (12%) in the trial, including therapy after treatment interruption for an ad-
31 deaths (12 in the 4-month group and 19 in verse reaction. None of the adverse reactions led
the 6-month group). Twenty deaths (7 in the to death.
4-month group and 13 in the 6-month group)
occurred after month 4, and 13 deaths (5 in the Cost-Effectiveness Analysis
4-month group and 8 in the 6-month group) A cost-effectiveness analysis showed that at 72
were considered by the end-point review com- weeks, participants who had been treated for
mittee to be related to tuberculosis. Of the 31 4 months had similar health outcomes as those
deaths, 25 were in children younger than 2 years who had been treated for 6 months but with
of age (Table S5). Hospitalization for a respira- lower health care costs. A regression analysis
tory bacterial infection occurred in 66 partici- controlling for chance differences in demographic
Table 3. Primary Safety Outcome, Serious Adverse Events, Deaths, Adverse Drug Reactions, and Suspected Bacterial
Infections Leading to Hospitalization.*
* The Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events was used for grading the
severity of adverse events. The primary safety outcome was an adverse event of grade 3 or higher that occurred during
treatment and up to 30 days after the last dose of a trial drug. Serious adverse events were defined with the use of
International Council for Harmonisation and Good Clinical Practice definitions as an adverse event that resulted in death,
was life-threatening, led to hospitalization or prolonged existing hospitalization, resulted in persistent or clinically
significant disability or incapacity, consisted of a congenital anomaly or birth defect, or was considered to be another
important medical condition.
† Participants may have had events both before and after the 4-month breakdown.
‡ Adverse drug reactions during treatment and within 30 days after completion of treatment were assessed by the site
investigator as being possibly, probably, or definitely related to the trial drugs. Further information on the adverse drug
reactions, including event types and information on treatment discontinuations, is provided in Table S4.
characteristics and symptom severity estimated that CI, −0.009 to 0.014) and that health care costs (as-
the number of quality-adjusted life-years was simi- sessed in 2019) were $17.34 (95% CI, 3.77 to 30.91)
lar in the two groups (mean difference, 0.003; 95% lower per child in the 4-month group (Table S7).
that the 4-month regimen was as good as the In this trial, we found that 4 months of anti-
6-month regimen. Another limitation relates to tuberculosis treatment was noninferior to 6 months
the generalizability of our results to settings of therapy in children with drug-susceptible, non-
where chest radiographs are not available for severe, smear-negative tuberculosis. The results
characterizing nonsevere tuberculosis. suggest that a stratified medicine approach as
Our inclusion criteria for the trial required an alternative to the one-size-fits-all strategy of
smear microscopy to be undertaken to rule out treatment for presumptive drug-susceptible tu-
more severe forms of respiratory tuberculosis. berculosis could be implemented in children
With the current rollout of rapid molecular diag- with nonsevere tuberculosis.
nostic tests replacing smear microscopy,26 this
may pose a challenge to implementation on the Supported by a grant (MR/L004445/1) from the U.K. Medical
basis of the trial results. However, smear-grade Research Council (MRC) and the Department for International
Development (DFID) Wellcome NIHR Joint Global Health Trials,
and Xpert semiquantitative results have been by a U.K. Research and Innovation Covid-19 Grant Extension
shown to be correlated.27 In our trial, most Xpert Allocation Award, by a U.K. Research and Innovation MRC grant
results from respiratory samples were negative (MC_UU_00004/04, to Drs. Turkova and Crook), and by a Clini-
cian Scientist Fellowship (to Dr. Seddon), jointly funded by the
and the few positive Xpert samples had low or MRC and the Department for International Development under
very low semiquantitative results, which suggest an MRC–DFID Concordat agreement (MR/R007942/1). TB Alli-
that the trial findings can be extrapolated to ance provided support for drug purchase.
Disclosure forms provided by the authors are available with
settings where Xpert is replacing smear testing the full text of this article at NEJM.org.
and that children with negative, low, or very low A data sharing statement provided by the authors is available
positive values on Xpert testing can be catego- with the full text of this article at NEJM.org.
We thank all the children who participated in the SHINE
rized as having nonsevere tuberculosis. It will be trial and their caregivers; the nursing, pharmacy, and laboratory
useful in future implementation studies to ex- staff; all those who advised, volunteered, or otherwise support-
plore treatment shortening in all children who ed community engagement at the trial sites; and the members
of the trial steering committee, the end-point review committee,
are treated for nonsevere, drug-susceptible tuber- and the independent data monitoring committee for their con-
culosis, regardless of smear or Xpert results. tributions, including oversight of the safety of the trial.
Appendix
The authors’ full names and academic degrees are as follows: Anna Turkova, M.R.C.P.C.H., Genevieve H. Wills, M.Sc., Eric Wobudeya,
M.Med., Chishala Chabala, M.Med., Megan Palmer, M.B., Ch.B., M.Med., Aarti Kinikar, M.D., Syed Hissar, M.D., M.P.H., Louise Choo,
Ph.D., Philippa Musoke, Ph.D., Veronica Mulenga, M.Med., M.Sc., Vidya Mave, M.D., M.P.H.&T.M., Bency Joseph, M.B., B.S., M.P.H.,
Kristen LeBeau, M.Sc., Margaret J. Thomason, Ph.D., Robert B. Mboizi, M.Sc., Monica Kapasa, M.Med., Marieke M. van der Zalm,
Ph.D., Priyanka Raichur, M.B., B.S., Perumal K. Bhavani, M.B., B.S., M.P.H., Helen McIlleron, Ph.D., Anne‑Marie Demers, M.D., Rob
Aarnoutse, Ph.D., James Love‑Koh, Ph.D., James A. Seddon, Ph.D., Steven B. Welch, F.R.C.P.H., Stephen M. Graham, Ph.D., Anneke C.
Hesseling, Ph.D., Diana M. Gibb, M.B., Ch.B., M.D., and Angela M. Crook, Ph.D., for the SHINE Trial Team
The authors’ affiliations are as follows: the Medical Research Council Clinical Trials Unit, University College London (A.T., G.H.W.,
L.C., K.L., M.J.T., D.M.G., A.M.C.), and the Department of Infectious Diseases, Imperial College London (J.A.S.), London, the Centre
for Health Economics, University of York, York (J.L.-K.), and the Department of Paediatrics, Birmingham Chest Clinic and Heartlands
Hospital, University Hospitals Birmingham, Birmingham (S.B.W.) — all in the United Kingdom; Makerere University–Johns Hopkins
University Research Collaboration, Kampala, Uganda (E.W., P.M., R.B.M.); University Teaching Hospital, Lusaka, Zambia (C.C., V.
Mulenga, M.K.); Desmond Tutu TB Centre, the Department of Paediatrics and Child Health, Stellenbosch University, Stellenbosch
(M.P., M.M.Z., A.-M.D., J.A.S., A.C.H.), and the Division of Clinical Pharmacology, University of Cape Town, Cape Town (H.M.) — both
in South Africa; B.J. Medical College, Pune (A.K., V. Mave, P.R.), and the National Institute for Research in Tuberculosis, Chennai (S.H.,
B.J., P.K.B.) — both in India; Radboud University Medical Center, Nijmegen, the Netherlands (R.A.); the Centre for International Child
Health, Department of Paediatrics, University of Melbourne, and Murdoch Children’s Research Institute, Royal Children’s Hospital —
both in Melbourne, VIC, Australia (S.M.G.); and the International Union against Tuberculosis and Lung Disease, Paris (S.M.G.).
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