Hart Devlin Debate
Hart Devlin Debate
Hart Devlin Debate
Where can you place limits on what the law can regulate?
- Different types of harm – easily identifiable (harm to self and others) Easy to
identify when approached from a liberty perspective.
- When the liberty perspective is abandoned, the answer becomes unclear –
Feinberg’s work displaces the idea of harm from the central position and looks
at the additional requirement of wrongfulness. – What is considered wrong is
based on societal conception of what is or not acceptable – Goes back to what
Devlin talks about how societal mores and conventions should be conserved
using law. – Devlin restricts what the law can do: Allow for max scope of
individual liberty and freedom – where an act is inconsistent with liberty, take a
stand.
- Hart puts the burden on Devlin to proof where law can justify breaching liberty
in terms of harm.
- Commercial sex work, premised on free consent, causes no harm to the person
engaging in the sex work – sex work is considered to harm the institution of
marriage – can result in the birth of illegitimate children and their suffering in
financial and psychological terms – Hart would dismiss these remote harms in
prohibiting law.
- If society decides that these harms are enough, then society may regulate it.
Eg: Adultery as a crime was regulated by the society as it harmed an
institution and not a person per se, a very remote harm (Decriminalized in
Joseph Shine)
- Devlin tries to protect an idea of social or positive morality, different from
critical morality – moral principles that are considered universal truths and do
not change even if humans refuse to recognise/follow them – Social morality is
what the society chooses to adopt as its own. – Devlin never specified which
morality he was talking about
- No need to go to social morality, as in a positivist approach, law arises from
social convention. Devlin only says that the law can act in accordance with
social convention.
- Hart thinks this is unacceptable because it leaves no scope for liberty – the law
should have restrictions in the private space, coming from utilitarian thought
and harm principle – Devlin also says that the law should allow for liberty to
exist, but the same cannot be a conceptual limitation on the law’s existence
and form.
- One may prescribe to the harm principle as a matter of policy, but at what point
can it become a conceptual limitation to the actual existence of law? Can social
conventions be enforced using the strength of law, especially criminal law?
- Harm principle is not a complete answer to Devlin’s question – things that are
harmful may not be criminal. Nothing inherent in the law that acts as a
limitation to what the law may or may not be able to do.
- Work of lawyers after this debate shows that the harm principle is an inadequate
understanding of the grounding of criminal law – serves as a guide, but doesn’t
answer the question per se in theory.
- Harms may be structural, and not individualistic – such as caste system and
prostitution – but harm principle doesn’t look at it that way and looks at it from
an individual’s POV. Harm may not manifest immediately, but eventually. Law
routinely locates areas it is supposed to regulate, harm or no harm.
- What is the role of crim law in society? Does it seek to modify or change
society? Why does law criminalize a certain wrong? Eg: Untouchability – when
you locate the function of law in this sense, you need to account for other
aspects – in this way, crim law becomes an instrumentality of empowerment of
a minority to end their age old persecution as a result of the enforcement of
separateness, thereby violating equality.
- When the harm principle expands to include the wrongdoer as well, paternalism
is justified in some senses according to Hart – wearing a helmet. What about
bigamy?
- Social conventions are more often than not, unjust and anti-minority – if
allowed to perpetuate, will always perpetuate – can acquire legitimacy if
embodied by law. Social conventions need to change as well. Would law be
justified in enforcing practices such as sati, which were social conventions?
They don’t always change organically, on their own – they have to be changed
by the law.
- Codification of Hindu law: Marriage and succession laws – difference between
convention and law was heightened – law altered social convention by this
codification process. Devlin wouldn’t have a problem with it as the opinion of
informed people, albeit unpopular, was being implemented by the government.
- What is the role played by the law in society? There are conceptual problems on
both sides, but hard to locate a conceptual limitation on law as argued by Hart.
If crim law is looked at as the ultimate tool of state power against the citizens,
then Hart’s idea of the harm principle makes sense – then again, what should be
a conceptual limitation?
Jurisprudence Class: 1st January - Dworkin (Hrishika’s class)
- Frist: What is the concept of law? Second: Who among the legislature or the
judiciary, make the meaning of law?
- What justified the coercive power our modern legal system is given?
- What connects all these theories is that you cannot adequately answer what
law is without understanding what law is for. Different theories answer
these questions differently.
- Hart’s theory: Primitive community with a pre-legal system order – primary
roles of people accepting these rules – Primary and Secondary rules distinction
saves society from the chaos of primary rules – ambiguity, changing,
adjudication. What is his rationale of the existence of law? – It is not a
substantive notion of materially transforming society, but a notion of
efficiency – In his theory, the legislature would lead the way in law-making, as
if you want certainty and efficiency, you need a body that releases these
guidelines in advance as opposed to judicial officials that give out narrow
judgements of what the law is. The judiciary only operates in the penumbra.
The legislature becomes the final word in what law is – this explains why
positivism is so averse to moral considerations being read into the law, as if
you allow judges to do so, you compromise on certainty and it becomes
inefficient. Positivism values democratic processes and gives legislature the
primacy in this regard – the procedure of democratic processes minimize the
passage of unfair/unjust laws as it allows for the representation of various
interest groups.
- ELPs – Raz – say that law can be efficient only by replacing your reasons for
action, not supplementing them, this is the only way law will be authoritative.
Dworkin:
- Far more substantive than Hart’s theory- law and its purpose as a more
substantive notion of justice and fairness
- Considers integrity as the best concept that explains law
- More about fairness and less about making society efficient – his
principles add more legitimacy to the law, but amounts to a trade-off
between efficiency and integrity of the law.
- CAA Case: Positivism will answer the questions of the law, but
Dworkin’s theory gives a more holistic approach.
- Dworkin’s response to democratic processes- thie theory accounts for
a certain weightage to democratic processes – accords judiciary’s role
as taking democratic process as a given, but then the judiciary tempers
the law and applies it in the best way – J’s role is to introduce moral
and fairness aspects, fitting into the larger legal system
- What explains the law – the authority we consider law to have goes
beyond posited law – we see it having a social impact and having a
transformative impact on society – J also explains the principles
behind the law and what they consider the law is not just posited law
but also does beyond that to the principle.
Theory of Law:
- Integrity is understood as equality before the law – principles should
apply to everybody equally but goes beyond that – law needs to be
treated as a coherent entity that speaks of a community’s notion of
what is justice – when a judge interprets a particular statute, the judge
is interpreting law as a whole, speaking through this statute.
- The entirety of law is one coherent whole that speaks with one voice
and you need to see the stature as a part of the whole
- What constitutes law in this sense?
i. Riggs v Palmer: Inheritance where a person in his will gave his
property to his murderer – would the murderer be allowed to
profit of his own good? Principle of equity where no man
should profit from his own good. Positivists would say that this
is not a penumbral case and law should be followed – Dworkin
would consider the statute as a whole and the principle of equity
would be within the consideration as well.
In a lot of hard cases, when the judges come to a conclusion
where they arrive at a conclusion not demanded by textual law,
they’re coming to this as a result of their own discretion. The
judges think they are doing what they are bound to do not in the
same sense as rules but exercise a weak discretion, and not a
question of strong discretion as in pure penumbral cases.
If you acknowledge that Hart’s penumbra is widespread and
that it requires discretionary reasoning leading to formation of
new law – judges have no fixed legal standards operating on
them – the law-making becomes retrospective and that hits at
the centre of positivism.
- Mohd Arif’s case: Positivists would treat Eshwariya’s case as
binding and follow that. The fact that all of those cases that had
been decided would have to be heard again would be inefficient.
- Dworkin would look at this saying that these principles exist
in the law and are identified by the judges in the course of
adjudication in hard cases and since the law has always
remained that way and was simply identified now, therefore
there is no retrospective application of the law.
- When you concede strong discretion, the judge has done what
is legally valid and cannot question whether he should have
done it or not
- Dworkin on positivism: thinks it is about fairness that comes
from democratic processes and not about efficiency.
- Fairness and efficiency aren’t mutually incompatible –
fairness can be a good description of positive law, while not
completely explaining the centre of gravity of law in a
positivistic universe.
- Weak discretion: Discretion arising from binding and existing
legal standards and principles – more vague than rules – binds
them.
- Strong discretion: Legal vacuum, what Hart calls the
penumbra – the result would necessarily require him to reach
beyond the law, as no law exists – nothing binds the judge
legally, although s/he may be bound by moral and ethical
considerations.
- Riggs v Palmer – judges applying weak discretion – the
principles applied by the judges are considered to be binding
upon them
- What happens in these cases is a honest description of the
judges’ minds – where they consider themselves bound and not
entirely free
- Penumbral situations are more common than Hart – allowing
for fresh legislation creates problems of retrospective law
making – against positivism
- Practical implications of how you theorise judgements in
penumbral cases – diff b/w judge creating law (Hart) and
identifying law (Dworkin) – with the latter, you can at best
claim that the judge ought or ought not to have done this, but
not the fact that the judge went against his duty and created law.
– difference between whether this is law now or has always
been law.
- conceding to weak discretion means that we concede being
bound by legal principles.
Rules v Principles Distinction
- If we concede there is a weak discretion and there are principles
guiding this, we need to reconceptualise law – done by rule-principle
discretion
- Two primary distinctions b/w rules and principles:
- Rules apply in an all or nothing manner – lead to an inevitable
conclusion one way or another – if you don’t apply the rule where it
should you, you either carve out an exception and change its
application, or you completely negate the rule.
- Principles give the judges reasons to make decisions one way or
another – just because a principle is relevant in a certain case and is
not implemented in the same, doesn’t mean that the principle ceases to
exist – maybe the courts chose to consider weightier considerations –
doesn’t lead to an inevitable determinate conclusion. – judges are
bound to consider principles that are applicable to a situation, must be
deliberated upon but may not be reflected in a outcome.
- Just because a principle is applicable, doesn’t negate the conflicting
principles and render them inapplicable. Eg: Illegally obtained
evidence is admissible in India – negates the principle of no man
should benefit from their own wrong.
How to identify rules from principles? In light of 16(3) ICA, 304A IPC
- Formally, it is a rule – has certain criteria, which if met, would lead to
application of the principle.
- However, it incorporates a principle of conscionability in the rule
itself – the law paves way for the application of the principle.
- Negligence and undue influence are standards
Dworkin would think that the idea of positivism leading to certainty is flawed –
the law runs out quickly in ELP, while the penumbra region in ILP is too large
and thus, does not give certainty.
One way to look at Dworkin’s theory is to remove the distinction between rules
and principles and look at rules are really weightier principles.
– but what if we don’t want all rules, such as Art 21 and FRs, to be demoted to
principles, where they can be outweighed by weightier principles.
- Efficiency is hampered in this way as you have to carve out so many
principles – becomes bulky
Aghnoo Nagesia: Are absolute rules, such as procedural aspects of rules,
considered principles in Dworkin’s theory?
- Compromising on procedural justice for achievement of substantive
justice is okay because the underleying principles is weighty enough
to do so.
- Applying Dworkin’s theory doesn’t mean that the text is foregone –
cases where rules have substantial backing of principles and
democratic processes – and is followed as it is
Mohd Arif: If you concede that Mohd. Arif outcome is just, can you reach the
same conclusion using ILP/ELP, without any Dworkinian analysis?
- In some cases, you need to stick to the text to ensure Justice and some
cases require you to do otherwise and take other things into
consideration.
- Dworkin thinks there is one right answer to everything – in strong
discretion, there is less things binding the judge and the judge has
much more leeway to do what he wants in the penumbra –
distinguished from Hart – Dworkin believes that by considering rules
and principles, there is only one right answer that can be arrived at.
Whether Hart’s theory can be tweaked to modify what Dworkin thinks is law
and still retain its characteristics?
Framework: What does positivism understand as law and where does this
authority come from?
- Hart: Says we are obligated and obliged to flow the law in two ways:
1. Primary rules – validity – need to enjoy a certain type of pedigree
to be valid – needs to conform to a secondary rule to be valid –
doesn’t answer where the authority of the primary rule comes from.
2. Secondary Rules: Chain of Command of rules – Rule of
recognition from general acceptance – authority derived from
uniform social practice which creates general practice.
Test of authority: Every person should conform to this rule in practice and
because they feel a sense of being bound by this practice and it forms their
reason for action.
Whether Dworkin’s notion of the law can be recognized in the same rule of
recognition by just changing the rule to a principle, as opposed to completely
doing away with it?
Raz: Law needs to replace all reasons for action and the law can only retain its
authority that way.
Assuming that principles are now weighty over the judge, as opposed to legally
binding in the penumbra
Raz and Sartorius: Concede the idea that some principles are legally binding
and can be easily accommodated in Hart’s idea of the law, as long as you can fit
it in the primary-secondary framework – Raz suggests judicial custom, test for
which is consistent judicial acceptance and this can become a secondary rule for
understanding what constitutes valid primary rules
Two problems:
1. Situations such as Henningson (?) cannot be considered in Raz’s
framework – the framework is inadequate for the same.
2. Sartorius’ framework – test for institutional support – tracing the
principles of – test for institutional support is similar to Hart’s idea of
acceptance and therefore, can be used as a general rule of recognition –
Hart make a distinction for the acceptance of primary and secondary
rules, based on the idea that primitive societies had primary rules and sec
rules fixed the problems of the previous societies– in the earlier societies,
primary rules enjoyed validity by the way of acceptance of the people and
in the new system, only secondary rules enjoy validity by way of
acceptance – If the rule of recognition is itself acceptance, this distinction
is gone and by using this as a test, it becomes a non-rule of recognition.
Hart’s framework cannot be modified because Hart wanted a sort of rigidity
between the primary and secondary rules – by trying to read in Dworkin’s rules,
the rule of recognition becomes fuzzy because you don’t know how much
institutional support is sufficient in order for a moral principle to become a legal
principle.
Dworkin says that principles do no enjoy the same authority as rules as they
originated at a certain point of time and can therefore, also come to an end – he
says they find authority in a general sense of appropriateness amongst the legal
community as well as the general audience. – To identify such support, you
would resort to institutional support and use legal instances to show that such a
principle is recognized by the legal system – based on acceptance as a test,
except Dworkin’s theory doesn’t allow for the acceptance v validity distinction
that Hart resorts to – he sees principles deriving authority as principles giving
each other authority and acceptance to each other in an interlocking way –
relying on institutional support as well as the principles underlying such support
and methods to find authority for a given principle.
Because of this particular type of identifying legal principles, and no other way,
one needs to give away the distinction between acceptance and validity as the
tests of recognition for principles would require so – that gives up Hart’s
fundamental premise and he cannot let go of the distinction without
compromising his whole theory.
Raz says that Dworkin’s theory of weak discretion is based on the fact that there
are legal binding principles and some non-binding, non-legal principles – there
needs to be a test that distinguishes the two. Dworkin considers a test that is a
mixture of validity and acceptance in order to identify principles – he traces
authority to two different sources, institutional support and principles
underlying the institutional support – this breaks Hart’s distinction of rules valid
because of acceptance and rules valid because of being valid by compliance to
the accepted rules – results in efficiency for Hart, as all the primary rules are
previously contingent on social conventions and now they are only based on
validity, with only one rule of recognition being accepted.
Raz says that Dworkin’s theory of weak discretion necessarily implies that there
are some principles that are not legally binding – there needs to be a test that
distinguishes between the two, which is a non-arbitrary way of deciding the
legally binding ones – Dworkin says that while his theory needs a test that needs
distinguishes between the two, but it is not the same as Hart’s – alternative test:
test od institutional support or test of fitting in with the whole of law – his
problem is that he doesn’t agree with the rule of recognition based on uniform
acceptance because no one such rule can exist.
If there is no RoR that can account for what is binding in law, two implications:
1. Breakdown of acceptance-validity distinction and primary-secondary
distinction
2. If your test for what law is not based on uniform social acceptance, and
there’s fragmented acceptance, then you need to resort to principles.
Without complete uniform social acceptance, you will have to resort to legal
principles – RoR needs unanimous acceptance according to Hart – Dworkin
thinks that no duty can be constituted unless it is uncontroversial or fixed – just
because it is controversial doesn’t mean the duty wont exist – when you go to
the hard cases and when law becomes difficult, requires interpretation or is a
little vague, positivism gives up on the law and says that it is exhaustive and
ends where any moral standards have to be used to interpret laws – Dworkin
says that it is flawed.
Dworkin changes how we conceptualise law – looking at principles rather than
just binding law
Uses his theory of law and what law is to attack positivism and its foundational
tenets
Gives an interpreted theory which fits his idea of what law is, how it works and
who the primary protagonist is – fits in with why law should exist and its
purposes
Theory of Constructive Interpretation
Law and legal principles must equally apply to everyone – not the conventional
application of equal application amongst equals – look at law as speaking in one
coherent voice rather than different voices.
Distinction between a law and the law: you may interpret one statute but what
determines your interpretation is the whole body of law
The law as a whole is the voice of the community expressing its notion of
fairness, justice and equality – interpretive outcomes of the statute is an
obligation imposed by the law as a whole, by the mechanism of the statute, as
opposed to what the statute creates by itself.
Given law is integrity, judges must assume a coherence within the law and must
consider all of the law as material for interpreting something in a given statute –
the rest of the law creates an obligation through the text of the statute.
Three stages of interpretation:
1. Pre-interpretative stage: Collate all the possible law that could be used –
statutes, precedents etc – pre-interpretative data to interpret the law by the
Judiciary in conjunction with other sources of law- the legislature
provides material to the judiciary and it is the judiciary that determines
the law.
2. Interpretative stage: Identify all the possible interpretations of the data –
find the interpretations that fit the coherence of the law – fit of law; test
of justification: To pick among the various interpretations, narrow down
to a combination of policy and principles that justifies all the law that has
come before it – whatever law exists should be explained by such a
policy and the data at hand should be best morally explained by this
policy - choose the best interpretation on the basis of the normative value
of moral.
3. Post interpretative stage: all the practice must fit this interpretation – ay
application of the law should be consistent with the justification you
came up with for the rest of the laws before it.
Example: Law of Sedition – given that we have Freedom of speech in our legal
system, what would best explain sedition to allow law to speak in one single
voice, how do you fit sedition coherently? How to resolve the clash between
competing principles?
- Stage 1: 124A IPC and Article 19 of constitution
- Stage 2: Two directly contradictory principles - Try to still resolve the
clash by trying to reconcile them – one way is to look at public order
and morality restrictions on art. 19 - Upholding the value of
democratic public opinion – sedition would go against democratic
stability and order.
Justifying what best fits the system by assessing it on the grounds of
moral values – if you look at principles clashing and nothing binding
them together, the decision will depend on the judge’s political
ideology – but by connecting it to a single underlying theme, it curtails
political interpretation and it forces the interpreter to think on a
broader thematic line and then force them to reconcile.