4.02 IR Spectros
4.02 IR Spectros
4.02 IR Spectros
2: IR Spectroscopy
IR Sample Preparation: A Practical Guide
Infrared spectroscopy is based on molecular vibrations caused by the oscillation of molecular dipoles. Bonds have characteristic
vibrations depending on the atoms in the bond, the number of bonds and the orientation of those bonds with respect to the rest of
the molecule. Thus, different molecules have specific spectra that can be collected for use in distinguishing products or identifying
an unknown substance (to an extent.)
Collecting spectra through this method goes about one of three general ways. Nujol mulls and pressed pellets are typically used for
collecting spectra of solids, while thin-film cells are used for solution-phase IR spectroscopy. Spectra of gases can also be obtained
but will not be discussed in this guide.
Proper handling of these plates will ensure they have a long, useful life. Here follows a few simple pointers on how to handle
plates:
Avoid contact with solvents that the plates are soluble in.
Keep the plates in a dessicator, the less water the better, even if the plates are insoluble to water.
Handle with gloves, clean gloves.
Avoid wiping the plates to prevent scratching.
That said, these simple guidelines will likely reduce most damage that can occur to a plate by simply holding it other faults such as
dropping the plate from a sufficient height can result in more serious damage.
Figure 4.2.2 In this photograph, the sample, ferrocene, two clean and polished KBr plates, an agate mortar and pestle, a mounting
card and a spatula are displayed as the base minimum requirements for preparing a sample though a Nujol mull. Of course, a small
bottle of mineral oil is also necessary.
Preparing the mull is performed by taking a small portion of sample and adding approximately 10% of the sample volume worth of
the oil and grinding this in an agate mortar and pestle as demonstrated in Figure 4.2.3. The resulting mull should be transparent
with no visible particles.
Figure 4.2.4 The prepared mull from an agate mortar and pestle being applied to a polished KBr plate.
Preparation of Pellets
In an alternate method, this technique is along the same lines of the nujol mull except instead of the suspending medium being
mineral oil, the suspending medium is a salt. The solid is ground into a fine powder with an agate mortar and pestle with an amount
of the suspending salt. Preparing pellets with diamond for the suspending agent is somewhat illadvised considering the great
hardness of the substance. Generally speaking, an amount of KBr or CsI is used for this method since they are both soft salts. Two
approaches can be used to prepare pellets, one is somewhat more expensive but both usually yield decent results.
The first method is the use of a press. The salt is placed into a cylindrical holder and pressed together with a ram such as the one
seen in (Figure 4.2.7 ). Afterwards, the pellet, in the holder, is placed into the instrument and spectra acquired.
Figure 4.2.9 A sealed solution cell with two injection ports and a schematic of its construction (Perkin-Elmer Inc.)
A thin-film cell consists of two salt plates with a very thin space in between them (Figure 4.2.10 ). Two channels allow liquid to be
injected and then subsequently removed. The windows on these cells can be made from a variety of IR optical materials. One
particularly useful one for water-based solutions is CaF2 as it is not soluble in water.
Figure 4.2.10 A sealed solution cell with two injection ports and a schematic of its construction (Perkin-Elmer Inc.).
Cleaning these cells can be performed by removing the solution, flushing with fresh solvent and gently removing the solvent by
syringe. Do not blow air or nitrogen through the ports as this can cause mechanical deformation in the salt window if the pressure is
high enough.
Basic Troubleshooting
There are numerous problems that can arise from improperly prepared samples, this section will go through some of the common
problems and how to correct them. For this demonstration, spectra of ferrocene will be used. The molecular structure and a
photograph of the brightly colored organometallic compound are shown in Figure 4.2.12 and Figure 4.2.13.
Figure 4.2.15 An overly concentrated sample of ferrocene in a KBr pellet. Adapted from NIST Chemistry WebBook.
Figure 4.2.16 illustrates a sample in which too much mineral oil was added to the mull so that the C-H bonds are far more intense
than the actual sample. This can be remedied by removing the sample from the plate, grinding more sample and adding a smaller
amount of the mull to the plate. Another possible way of doing this is if the sample is insoluble in hexanes, add a little to the mull
and wick away the hexane-oil mixture to leave a dry solid sample. Apply a small portion of oil and replate.
Figure 4.2.16 A spectrum illustrating the problems of using Nujol, areas highlighted in orange are absorbances related to the
addition of Nujol to a sample. Notice how in the 1500 wavenumber region the addition of the Nujol has partially occulted the
absorbance by the ferrocene. Adapted from NIST Chemistry WebBook.
Figure 4.2.17 illustrates the result of particles being too large and scattering light. To remedy this, remove the mull and grind
further or else use the solvent deposition technique described earlier.
Substitution C-H stretch (cm-1) C=C stretch (cm-1) Out of plane bend (cm-1)
Tetra-substituted - 1680-1665 -
Di-substituted - 2260-2190 -
Ortho 810-750 -
Para 860-790 -
Figure 4.2.18 Three types of hydroxy vibration modes. (a) bending mode; (b) antisymmetric stretching mode; (c) symmetric
stretching mode.
If a diatomic molecule has a harmonic vibration with the energy, 4.2.1 , where n+1/2 with n = 0, 1, 2 ...). The motion of the atoms
can be determined by the force equation, 4.2.2 , where k is the force constant). The vibration frequency can be described by 4.2.3 .
In which m is actually the reduced mass (mred or μ), which is determined from the mass m1 and m2 of the two atoms, 4.2.4 .
En = − hv (4.2.1)
F = − kx (4.2.2)
1/2
ω = (k/m) (4.2.3)
m1 m2
mred = μ = (4.2.4)
m1 + m2
Figure 4.2.19 The main components of a fourier transform infrared (FTIR) spectrometer.
C≡N stretch,
2050-2300 Medium or strong
R-N=C=S stretch
ca 1715 (ketone),
C=O stretch Strong
ca 1650 (amides)
Figure 4.2.21 Main binding interaction types between metal and CO. (a) CO-to-metal σ bond; (b) M-to-CO π-back bond.
Some Factors to Include the Band Shifts and Strength
Herein, we mainly consider two properties: ligand stretch frequency and their absorption intensity. Take the ligand CO for example
again. The frequency shift of the carbonyl peaks in the IR mainly depends on the bonding mode of the CO (terminal or bridging)
free CO 2143
d6 [Mn(CO)6]+ 2090
d6 Cr(CO)6 2000
d6 [V(CO)6]- 1860
If the electron density on a metal center is increasing, more π-back bonding to the CO ligand(s) will also increase, as shown in
Table 4.2.9. It means more electron density would enter into the empty carbonyl π* orbital and weaken the C-O bond. Therefore, it
makes the M-CO bond strength increasing and more double-bond-like (M=C=O).
Ligation Donation Effect
Some cases, as shown in Table 4.2.9, different ligands would bind with same metal at the same metal-ligand complex. For
example, if different electron density groups bind with Mo(CO)3 as the same form, as shown in Figure 4.2.22, the CO vibrational
frequencies would depend on the ligand donation effect. Compared with the PPh3 group, CO stretching frequency which the
complex binds the PF3 group (2090, 2055 cm-1) is higher. It indicates that the absolute amount of electron density on that metal
may have certain effect on the ability of the ligands on a metal to donate electron density to the metal center. Hence, it may be
explained by the Ligand donation effect. Ligands that are trans to a carbonyl can have a large effect on the ability of the CO ligand
to effectively π-backbond to the metal. For example, two trans π-backbonding ligands will partially compete for the same d-orbital
electron density, weakening each other’s net M-L π-backbonding. If the trans ligand is a π-donating ligand, the free metal to CO π-
backbonding can increase the M-CO bond strength (more M=C=O character). It is well known that pyridine and amines are not
those strong π-donors. However, they are even worse π-backbonding ligands. So the CO is actually easy for π-back donation
without any competition. Therefore, it naturally reduces the CO IR stretching frequencies in metal carbonyl complexes for the
ligand donation effect.
Table 4.2.9 The effect of different types of ligands on the frequency of the carbonyl ligand
Metal Ligand Complex CO Stretch Frequency (cm-1)
Some cases, metal-ligand complex can form not only terminal but also bridging geometry. As shown in Figure 4.2.23, in the
compound Fe2(CO)7(dipy), CO can act as a bridging ligand. Evidence for a bridging mode of coordination can be easily obtained
through IR spectroscopy. All the metal atoms bridged by a carbonyl can donate electron density into the π* orbital of the CO and
weaken the CO bond, lowering vibration frequency of CO. In this example, the CO frequency in terminal is around 2080 cm-1, and
in bridge, it shifts to around 1850 cm-1.
Figure 4.2.26 Schematic representation of the optical layout for a pump-probe experiment.
In a typical pump-probe setup, the ps IR beam is collimated and used as the pump beam. Approximately 1% of the fs IR OPA
output is used as the probe beam whose intensity is further modified by a polarizer placed before the sample. Another polarizer is
placed after the sample and before the spectrograph to select different polarizations of the signal. The signal is then sent into a
spectrograph to resolve frequency, and detected with a mercury cadmium telluride (MCT) dual array detector. Use of a pump pulse
(femtosecond, wide band) and a probe pulse (picoseconds, narrow band), scanning the delay time and reading the data from the
spectrometer, will give the lifetime of the functional group. The wide band pump and spectrometer described here is for collecting
multiple group of pump-probe combination.
Data Analysis
For a typical pump-probe curve shown in Figure 4.2.27 life time t is defined as the corresponding time value to the half intensity as
time zero.
Figure 4.2.28 The C≡N stretch lifetimes for benzyl cyanide, phenyl thiocyanate, and phenyl selenocyanate.
From what is shown above, the pump-probe method is used in detecting C≡N vibrational lifetimes in different chemicals. One
measurement only takes several second to get all the data and the lifetime, showing that pump-probe method is a powerful way to
measure functional group vibrational lifetime.
Figure 4.2.29 The first ATR Infrared Spectrometer designed by Jacques Fahrenfort featuring a hemicylindrical ATR crystal.
Reproduced from J. Fahrenfort, Spectrochim. Acta, 1961, 17, 698. Copyright: Elsevier (1961).
The reflectance of the interface is total and whenever light is incident from a higher refractive index medium onto a lower
refractive index medium, the reflection is deemed internal (as opposed to external in the opposite scenario). Total internal
reflectance experiences no losses, or no transmitted light (Figure 4.2.31
Figure 4.2.31 At the interface between two materials with different indices of refraction, (a) when the angle of incident light, θ1, is
below the critical angle, θc, both reflection and transmission occur, and (b) when the angle of incident light exceeds the critical
angle, total internal reflection (TIR) occurs, spawning an evanescent wave at the interface. Adapted from M. Schnippering, S. R. T.
Neil, S. R. Mackenzie, and P. R. Unwin, Chem. Soc. Rev., 2011, 40, 207. Copyright: Royal Society of Chemistry (2011).
Supercritical internal reflection refers to angles of incidence above the critical angle of incidence allowing total internal reflectance.
It is in this angular regime where only incident and reflected waves will be present. The transmitted wave is confined to the
interface where its amplitude is at a maximum and will damp exponentially into the lower refractive index medium as a function of
distance. This wave is referred to as the evanescent wave and it extends only a very short distance beyond the interface.
To apply total internal reflection to the experimental setup in ATR, consider n2 to be the internal reflectance element or ATR crystal
(the blue trapezoid in Figure 4.2.32 )
where n2 is the material with the higher index of refraction. This should be a material that is fully transparent to the incident
infrared radiation to give a real value for the refractive index. The ATR crystal must also have a high index of refraction to allow
total internal reflection with many samples that have an index of refraction n1, where n1<n2.
Figure 4.2.32 The ATR crystal shown in blue, within which the incident IR light shown in red is totally reflecting. Above the
crystal the evanescent wave is emitted and penetrates the sample.
We can consider the sample to be absorbing in the infrared. Electromagnetic energy will pass through the crystal/sample interface
and propagate into the sample via the evanescent wave. This energy loss must be compensated with the incident IR light. Thus,
total reflectance is no longer occurring and the reflection inside the crystal is attenuated. If a sample does not absorb, the
Experimental Conditions
Refractive Indices of ATR Crystal and Sample
Typically an ATR attachment can be used with a traditional FTIR where the beam of incident IR light enters a horizontally
positioned crystal with a high refractive index in the range of 1.5 to 4, as can be seen in Table 4.2.11 will consist of organic
compounds, inorganic compounds, and polymers which have refractive indices below 2 and can readily be found on a database.
Table 4.2.11 A summary of popular ATR crystals. Data obtained from F. M. Mirabella, Internal reflection spectroscopy: Theory and applications,
15, Marcel Dekker, Inc., New York (1993).
Material Refractive Index (RI) Spectral Range (cm-1)
45,000 - 2,500,
Diamond (C) 2.4
1650 - 200
For the most part ATR crystals will have a trapezoidal shape as shown in Figure 4.2.31. This shape facilitates sample preparation
and handling on the crystal surface by enabling the optical setup to be placed below the crystal. However, different crystal shapes
(Figure 4.2.33 ) may be used for particular purposes, whether it is to achieve multiple reflections or reduce the spot size. For
example, a hemispherical crystal may be used in a microsampling experiment in which the beam diameter can be reduced at no
expense to the light intensity. This allows appropriate measurement of a small sample without compromising the quality of the
resulting spectral features.
Figure 4.2.34 A close-up image of an ATR accessory attached to a Nexus 670 FTIR.
The wavelength effect expressed in \label{7} shows an increase in penetration depth at increased wavelength. In terms of
wavenumbers the relationship becomes inverse. At 4000 cm-1 penetration of the sample is 10x less than penetration at 400 cm-1
meaning the intensity of the peaks may appear higher at lower wavenumbers in the absorbance spectrum compared to the spectral
features in a transmission FTIR spectrum (if an automated correction to the ATR setup is not already in place).
The advantage of using ATR to analyze liquid samples becomes apparent when short effective path lengths are required. The
spectral reproducibility of liquid samples is certain as long as the entire length of the crystal is in contact with the liquid sample,
ensuring the evanescent wave is interacting with the sample at the points of reflection, and the thickness of the liquid sample
exceeds the penetration depth. A small path length may be necessary for aqueous solutions in order to reduce the absorbance of
water.
Sample Preparation
ATR-FTIR has been used in fields spanning forensic analysis to pharmaceutical applications and even art preservation. Due to its
ease of use and accessibility ATR can be used to determine the purity of a compound. With only a minimal amount of sample this
researcher is able to collect a quick analysis of her sample and determine whether it has been adequately purified or requires further
processing. As can be seen in Figure 4.2.35, the sample size is minute and requires no preparation. The sample is placed in close
contact with the ATR crystal by turning a knob that will apply pressure to the sample (Figure 4.2.36 ).
Figure 4.2.35 Photograph of a small sample size is being placed on the ATR crystal.
Figure 4.2.36 Turning the knob applies pressure to the sample, ensuring good contact with the ATR crystal.
Figure 4.2.37 A paint sample from which four inorganic compounds were identified by ATR spectroscopy. The numbers indicate
different layers in the sample, composed of different inorganic compounds. The boxed area shows the region within which ATR
mapping occurred. Reproduced from R. Mazzeo, E. Joseph, S. Prati, and A. Millemaggi. Anal. Chim. Acta, 2007, 599, 107.
Copyright: Elsevier (2007).
The deep blue layer 3 corresponds to azurite and the light blue paint layer 2 to a mixture of silicate based blue pigments and white
lead. Although beyond the ATR crystal’s spatial resolution limit of 20 µm, the absorption of bole was detected by the characteristic
triple absorption bands of 3697, 3651, and 3619 cm-1 as seen in spectrum d of Figure 4.2.37. The white layer 0 was identified as
gypsum.
To identify the binding material, the KBr embedded sample proved to be more effective than the polyester resin. This was due in
part to the overwhelming IR absorbance of gypsum in the same spectral range (1700-1600 cm-1) as a characteristic stretch of the
binding as well as some contaminant absorption due to the polyester embedding resin.
To spatially locate specific pigments and binding media, ATR mapping was performed on the area highlighted with a box in Figure
4.2.37. The false color images alongside each spectrum in Figure 4.2.38 indicate the relative presence of the compound
corresponding to each spectrum in the boxed area. ATR mapping was achieved by taking 108 spectra across the 220x160 µm area
and selecting for each identified compound by its characteristic vibrational band.
4.2: IR Spectroscopy is shared under a CC BY 4.0 license and was authored, remixed, and/or curated by Pavan M. V. Raja & Andrew R. Barron
via source content that was edited to conform to the style and standards of the LibreTexts platform; a detailed edit history is available upon
request.