Design Protected Aea
Design Protected Aea
Design Protected Aea
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Progress (1933-)
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Sci. Progress
Oxford (1990) Designing protected areas to
74189-204
conserve natural resources
Introduction
Conservation biologists define protected areas (PAs) as predominantly
natural areas established and managed in perpetuity through legal or custom-
ary regimes primarily for the conservation of biological diversity and natural
resources. However, many PAs were originally established for a variety of
aesthetic and socio-economic reasons, and received little or no scientific
input to their design. In this review, therefore, we take a pragmatic approach
and attempt to cast the design needs of PAs within a wider social context,
rather than simply discuss PAs in purely scientific terms. We confine our-
selves to terrestrial PAs and consider in turn the benefits and costs of PAs to
human society, why most PAs were originally established, the ways in which
scientists have improved PA design and, finally, how theoretical and practical
considerations must be reconciled in PA design. Because biological diversity
is under great threat in tropical areas, most of which are in developing
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countries, the different implications for PA design between developed and
developing countries are explored. We conclude that PAs must accommo-
date human aspirations and needs if they are to succeed in conserving natural
resources in the long term.
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Category Name Value
II National Park (¡ ) e
o a
IV Managed Reserve o „
/' "
V Protected Landscape c a
a b
VIII Multiple-Use Management Area / £
V
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park or pleasuring ground for the benefit and enjoyment of the people'. Soon
afterwards, four NPs were established around railways in scenic mountainous
areas in Canada on the initiative of railroad companies wishing to increase
their tourist traffic. These and several other Canadian NPs established
Coverage
PAs in IUCN Management Categories I-V were legally designated in
developed countries from the 1870s onwards and the rate of establishment
gained momentum during this century. Legal designation of PAs began later
Fig. 1. NPs have frequently been established in areas not suited to intensive agriculture ,
for example (a) on high ground that is scenically beautiful in England and Wales , or (b)
in tstetse fly -infested areas containing concentrations of large mammals in Zambia.
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Fig . 2. World coverage of P As has strict protection in densely populated
increased dramatically in both developed Europe compared with the rest of the
and developing countries during this world. ( Developed countries are defined
century (updated from8), (a) Establish- as OECD countries plus South Africa ,
ment of P As in Categories I-V began and developing countries as the rest. Note
earlier in developed countries , but (b) PAs that the Greenland NP, covering 70
are generally larger in developing million ha and an order of magnitude
countries . (c, d) There are fewer options larger than any other PA in the world , has
available to establish PAs in categories of been excluded from the analysis.)
in developing countries but their numbers have increased rapidly this century
and now exceed those in developed nations (Fig. 2a). Despite the tremend-
ous increase in the number of PAs, their overall mean size has progressively
declined (Fig. 2b). This can be attributed largely to rising density of human
populations, with large expanses of undisturbed habitat becoming an increas-
ingly scarce resource. However, PAs established in developing countries
have tended to be larger than those in developed countries (Fig. 2b),
probably because of the formers' lower population densities, less intensive
agricultural practices and less effective political opposition from local
interests. The world is now covered by over 5000 legislated PAs in Categories
I-V, each exceeding 1000 ha in size. This network extends over some 3% of
the world's land surface,8'9 but is still considerably less than the conserva-
tionist rule of thumb that 10% of each of the world's major habitat types
should be included in the global PA network.15 The size of PAs also has
considerable scientific and practical implications.
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How science can help in designing protected
areas and networks
Rationale
The disciplines of taxonomy and biogeography together form the basis for
the systematic identification of gaps in PA networks. An example of a gap
would be a PA network established primarily on upland areas (Fig. la) which
lacks representative examples of species or habitats that occur in lowland
areas. A simple technique can be used to identify such gaps and this involves
obtaining accurate measures of the distribution of an array of species, habi-
tats, biomes or biogeographic provinces and comparing their overall distri-
butions with those included within existing PA networks. The technique has
been extended to include objective assessments of conservation value based
on more numerical criteria like diversity, rarity, ecological fragility and
representativeness.25 In practice, application of both techniques is hampered
for three reasons: (i) at least half the world's species have yet to be described;
(ii) reaching a consensus on taxonomie or biogeographic classifications is not
simple; and (iii) reliable estimates of distribution are not always available.
Given the rates at which man is destroying habitats and species, time is at
more of a premium than scientific precision. It is important, therefore, to
work within these limitations rather than to seek perfection.
Gaps in PA networks can be identified more precisely at local rather than
at global levels. The simplest approach is to identify areas where a single
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'keystone' or 'flagship' species or species assemblage needs protection or
further representation in PA networks. Such species are usually either large
mammals or notable species of birds or plants. Mammals and birds, in particu-
lar, offer two main advantages: first, their distributions are generally better
known than less conspicuous species; second, being nearer the top of the
food chain, their presence suggests that their habitat with all its associated
species is relatively intact. Hence tiger distribution has formed a successful
basis for improving India's PA network, increasing protection of far more
biological diversity than simply the tiger. This approach is greatly enhanced if
the flagship species is an endemic species, confined to the locality. Thus, New
Guinea's avifauna, much of which is endemic, formed the basis for
recommendations to establish a whole new national network of PAs in Papua
New Guinea (Fig. 3a).
A slightly more complex approach involves using groups of species to
define and map centres of endemism and/or great biological diversity. In
Amazonia, for example, so-called Pleistocene refugia were mapped for birds,
lizards, butterflies and woody plants, and efforts to establish PAs were
concentrated on 30 areas where refugia for these different groups overlapped
(Fig. 3b). Similarly, habitat or natural region classifications, usually defined
geobotanically, can be used to identify areas where PA representation is
inadequate. In Canada and New Zealand, for example, earlier PAs were
established primarily in scenic and mountainous regions and some success
has attended more recent efforts to establish PAs in natural regions yet to be
included in their respective PA networks, such as the Canadian prairies and
New Zealand lowland forests. In Malawi, the mapping and measuring of
protected habitat shows quantitatively that certain habitats are over-
represented and, more importantly, that others are under-represented in the
PA network relative to their national coverage (Fig. 3c).
Analysis is necessarily crude at regional or global levels and classification is
a complex task which involves dividing the world into a manageable number
of meaningful units. The world's terrestrial ecosystems have been divided
into eight biogeographic realms, which are continent or continent-sized areas
with unifying features of geography and of floral and faunai assemblages.
Realms have been divided further into provinces, which are defined by
significant differences in flora, fauna or vegetation structure. Each province
has been characterized by one of 14 biomes, which are major regional eco-
logical communities of plants and animals extending over large natural areas.
A total of 193 biogeographical provinces are recognized in this system.24 The
boundaries of each province still need more accurate mapping to facilitate
comparisons with PA coverage (cf. the approach used for a single country in
Fig. 3c). However, 16 provinces contained no PAs in 1984 and these, together
with a further 33 inadequately represented provinces, were identified as
priority areas for establishing PAs.8 While the situation has since improved,
significant gaps remain both at global level and within individual realms such
as the Afrotropical and Australian Realms.13,25
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Fig. 3. Planning future additions to PA Amazonia , Brazil has given greatest
networks can be achieved by several priority to establishing PAs where centres
methods, (a) The design of New Guinea's of Pleistocene endemismfor different
PA network is based on the distribution of groups overlap (modified from27); (c) in
avifaunal flagship species in Papua New Malawi mapping of different biotic
Guinea, but in neighbouring Irian J aya a communities over the whole country and
wide range of biological criteria have been within the PA network identifies shortfalls
used (modified from19'21); (b) within (data from5).
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humanity, their size and shape being largely determined by social and political
factors, and also by topographical criteria convenient for siting of boundaries.
As with networks, the size and shape of PAs based on such criteria may not
be ideal and can result in loss of biological diversity. Scientists first became
involved in this debate after realizing that the theory of island biogeography
provided a framework for studying PA design in terms of species richness.6'20
This led on to the identification of the minimum size of PAs required to
maintain viable populations of essential component species for each ecotype.
Small islands are unable to support as many species as larger islands with
similar habitat and isolated islands support fewer species than islands close to
the mainland.12 Thus, an island can only support a limited number of species
and it was proposed that species numbers would return to this equilibrium
point, even after artificial attempts to enrich or impoverish the island fauna
by adding or removing species. This equilibrium was supposedly maintained
by a balance between species immigration and extinction, and these rates
were determined by island area and distance from a colonizing source (Fig.
4a). Theory predicted that, once cut off from similar habitat, PAs would be
unable to retain all their original species due to reduced immigration and that
the larger the reserve, the lower the intrinsic extinction rate. In order to
maximize the number of species in PAs, therefore, scientists first stressed the
need for big reserves (Fig. 4b: options CI and B1 rather than Al, A2 or A3).
This emphasis was questioned when it was realized that several small reserves
may include a wider range of habitats and therefore have more species at the
time of their establishment than a single reserve of the same area.25 So began
a debate known as SLOSS (single large or several small), in which it was
suggested that more smaller reserves may be preferable if the environment is
heterogenous (Fig. 4b: option B3).
The usefulness of applying island biogeography theory to PA design has
since been questioned for a variety of theoretical reasons.4,20,23 First,
empirical evidence for a dynamic equilibrium, one of the few testable predic-
tions of the model, are generally lacking. Second, while it is true that numbers
of species increase with area, there is no evidence to suggest that this is a
direct causal relationship: the area effect may be a function of many factors
including habitat diversity. Third, island biogeography cannot predict
accurately the number of species that will be retained in a PA system (other
than to say there will be fewer than at the start), which extant species are
likely to go extinct, or at what rate extinction will occur. Fourth, an implicit
and incorrect assumption of the theory is that all species face approximately
equal chances of extinction. The SLOSS debate, too, has died down because
it does not address the question of species extinctions after PAs have been set
up.23 In summary, island biogeography makes largely untested predictions
about one parameter, species richness, and its maximization on the basis of
PA size and degree of isolation. It is also clear that isolation is hard to define
and will vary with different species: mice live in hedgerows but red deer do
not.
As PAs are only successful to the degree that their contents retain their
integrity, the emphasis has now switched to considering what size PAs should
be to support minimum viable populations (MVP) of threatened species,
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Fig. 4. Species stand a better chance of between rates of colonization and rates of
being conserved over time if P As are extinction (from12). Thus (b) the guiding
designed according to theoretical princi- principles for design of P As is that they
ples. (a) The relative number of species on should be large (CI), but subdivision into
small distant islands , small near islands , several smaller reserves (2-5) may have
large distant islands and large near islands other theoretical and management advan-
is supposedly governed by a balance tages ( modified from20) .
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needed to guarantee a high probability of survival; (iii) use known densities
or ranging patterns to estimate the size of the area necessary to sustain the
minimum number. Therefore, the ideal size of PAs will vary relative to the
key species under protection, as is being shown in Brazil.21 However, it is
clear that many PAs are too small to encompass MVPs. For example, the
legal boundaries of the world's first NP, Yellowstone, need to be extended
considerably in order to protect an MVP of 500 grizzly bears (Fig. 5a).
Fig. 5. The interface between theory and MVP of 500 grizzly bears (modified
practice of conservation is complex and from'7), but in contrast , (b) resources to
may differ between developed and protect black rhinos in the 1980s were
developing countries, (a) NP boundaries sufficient only to cover a small area of
in Yellowstone-Grand Teton assemblage , Luangwa Valley , Zambia (data from'0).
USA , need to be enlarged to encompass a
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Practical considerations
Rationale
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Fig. 6. Threats to NPs perceived by managers vary between countries at different stages
of economic development (data from16).
tion of natural resources that occur within national boundaries, but which are
necessary, or of value, to the international community.
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local land tenure rights are respected, is taking much longer to establish over
the border in Papua New Guinea (Fig. 3a). Problems such as these have
resulted in a pragmatic shift in the way PAs are set up in many countries,
towards allowing for more involvement by local people in the management
and use of resources.26 This is evident from the much greater proportion Qf
protected landscapes (Category V) to NPs (Category II) in the more densely
populated Europe compared with the rest of the world (Fig. 2 c, d). In repent
years PAs have also increasingly been established as multiple-use areas
(Category VIII), a trend that is especially noticeable in developing countries
where the use of natural, rather than agricultural or manufactured, products
still plays an important role in human societies.
A balance between strict protection and sustainable use (Table 1) forms
the basis of the Biosphere Reserve (BR) concept first launched in 1971. A
global network of BRs, representative of natural ecosystems, is being set.up
to conserve genetic diversity and to promote conservation activities such as
monitoring, research and training. Emphasis is given to restoring degraded
ecosystems, integrating traditional land-use patterns within a conservation
framework, and involving local people in conservation planning. This is
being implemented in BRs established to date (285 by March 1990) by zoning
reserves into areas of different use (Fig. 8). Given the demand fpr land and
the indirect political costs of establishing strict PAs, it seems likely that an
integrated approach to land management provides the most pragmatic option
for future PA development. Thus, a strict PA too small to hold an MVP of a
flagship species and that cannot be enlarged, or small patches of habitat not
yet included in the PA network, could be incorporated into a multiple-use
Fig. 8. The role of BRs is to integrate the reserves into core areas , buffer zones , and
conservation of genetic resources and eco- traditional use , rehabilitation and transi-
systems with provision for an international tion areas , all of which can provide facili-
network of areas for research and moni- ties for research , education , monitoring
toring , and for sustainable use of natural and tourism (modified from2).
resources. This is achieved by zoning
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area affording options for integrated management (Fig. 4b: options C2, C3,
C4). Appropriately managed zones could either provide corridors for dis-
persion between small core areas or could allow translocation of individuals
between PAs, thereby facilitating gene transfer and preventing inbreeding.
If biological diversity is to be sustained in perpetuity man must also benefit
at local and national levels from PAs. There have been some recent and
spectacular successes in achieving conservation objectives by providing direct
benefits and incentives to local people to conserve natural resources14 and
this approach offers the best option for large PAs in developing countries
where funds necessary for their management are currently lacking. These
successes are resulting in rethinking of traditional approaches, witnessed by
the inclusion of PAs as a tool in land-use planning, IUCN/CNPPA's ongoing
review of PA categories, and the move towards referring to PAs as 'conserva-
tion areas' to offset the notion of strict protection or taboo. It is to be hoped
that such pragmatism will result in the increased success of conservation
areas in achieving their objectives over the short term.
Conclusion
In this review, we have shown that there are a few universal guidelines which
can be applied to the design of PAs. Science certainly has a contribution to
make to the design of PAs and networks, but this has to be reconciled with
aesthetic and socio-economic interests. The concept of PAs as wholly
defensible treasure houses is becoming a thing of the past but this does not
necessarily mean that conservation principles are being compromised.
Planners and managers have to be pragmatic in achieving defined objectives,
and utilize the various available land management tools. The concept of
'protected' areas is already being replaced by 'conservation' areas as attitudes
to the value of such areas change. In time, even this concept may become
outmoded as the pattern of conservation islands in a sea of humanity is
replaced, hopefully, by one of harmoniously integrated land use, which
satisfies the requirements of both people and wildlife. The diversity and
abundance of biological resources that is bequeathed to future generations,
largely through the appropriate design and management of PAs, will define
their range of options.26
Acknowledgments
We thank M. B. Usher, J. A. McNeely, R. E. Bodmer and A. C. J. Vincent
for their helpful comments on the manuscript.
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