CIS Microsoft IIS 8

CIS Microsoft IIS 8 Benchmark
v1.5.0 - 12-30-2016
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Table of Contents
Overview .................................................................................................................................................................. 5
Intended Audience ........................................................................................................................................... 5
Consensus Guidance........................................................................................................................................ 5
Typographical Conventions ......................................................................................................................... 6
Scoring Information ........................................................................................................................................ 6
Profile Definitions ............................................................................................................................................ 7
Acknowledgements ......................................................................................................................................... 9
Recommendations ............................................................................................................................................. 10
1 Basic Configurations ................................................................................................................................. 10
1.1 Ensure web content is on non-system partition (Scored) ............................................ 10
1.2 Ensure 'host headers' are on all sites (Scored) ................................................................. 12
1.3 Ensure 'directory browsing' is set to disabled (Scored) ............................................... 14
1.4 Ensure 'application pool identity' is configured for all application pools (Scored)
..................................................................................................................................................................... 16
1.5 Ensure 'unique application pools' is set for sites (Scored) .......................................... 19
1.6 Ensure 'application pool identity' is configured for anonymous user identity
(Scored) ................................................................................................................................................... 21
1.7 Ensure HSTS Header is set (Not Scored) ............................................................................. 23
2 Configure Authentication and Authorization ................................................................................. 25
2.1 Ensure 'global authorization rule' is set to restrict access (Not Scored) ................ 25
2.2 Ensure access to sensitive site features is restricted to authenticated principals
only (Not Scored) ................................................................................................................................. 27
2.3 Ensure 'forms authentication' require SSL (Scored) ...................................................... 30
2.4 Ensure 'forms authentication' is set to use cookies (Scored) ..................................... 32
2.5 Ensure 'cookie protection mode' is configured for forms authentication (Scored)
..................................................................................................................................................................... 34
2.6 Ensure transport layer security for 'basic authentication' is configured (Scored)
..................................................................................................................................................................... 36
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2.7 Ensure 'passwordFormat' is not set to clear (Scored) ................................................... 38
2.8 Ensure 'credentials' are not stored in configuration files (Scored) .......................... 40
3 ASP.NET Configuration Recommendations ..................................................................................... 42
3.1 Ensure 'deployment method retail' is set (Scored) ......................................................... 42
3.2 Ensure 'debug' is turned off (Scored) ................................................................................... 44
3.3 Ensure custom error messages are not off (Scored) ...................................................... 46
3.4 Ensure IIS HTTP detailed errors are hidden from displaying remotely (Scored)
..................................................................................................................................................................... 48
3.5 Ensure ASP.NET stack tracing is not enabled (Scored) ................................................. 50
3.6 Ensure 'httpcookie' mode is configured for session state (Scored) ......................... 52
3.7 Ensure 'cookies' are set with HttpOnly attribute (Scored) .......................................... 54
3.8 Ensure 'MachineKey validation method - .Net 3.5' is configured (Scored) ........... 56
3.9 Ensure 'MachineKey validation method - .Net 4.5' is configured (Scored) ........... 58
3.10 Ensure global .NET trust level is configured (Scored) ................................................ 60
3.11 Ensure 'encryption providers' are locked down (Scored) ......................................... 62
4 Request Filtering and Other Restriction Modules ........................................................................ 64
4.1 Ensure 'maxAllowedContentLength' is configured (Not Scored) .............................. 64
4.2 Ensure 'maxURL request filter' is configured (Scored) ................................................. 67
4.3 Ensure 'MaxQueryString request filter' is configured (Scored) ................................. 69
4.4 Ensure non-ASCII characters in URLs are not allowed (Scored) ............................... 71
4.5 Ensure Double-Encoded requests will be rejected (Scored) ....................................... 73
4.6 Ensure 'HTTP Trace Method' is disabled (Scored).......................................................... 75
4.7 Ensure Unlisted File Extensions are not allowed (Scored) .......................................... 77
4.8 Ensure Handler is not granted Write and Script/Execute (Scored) ......................... 79
4.9 Ensure 'notListedIsapisAllowed' is set to false (Scored) .............................................. 81
4.10 Ensure 'notListedCgisAllowed' is set to false (Scored) ............................................... 83
4.11 Ensure 'Dynamic IP Address Restrictions' is enabled (Not Scored) ...................... 85
5 IIS Logging Recommendations ............................................................................................................. 87
5.1 Ensure Default IIS web log location is moved (Scored) ................................................ 87
5.2 Ensure Advanced IIS logging is enabled (Scored) ........................................................... 89
5.3 Ensure 'ETW Logging' is enabled (Not Scored) ................................................................ 91
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6 FTP Requests ............................................................................................................................................... 92
6.1 Ensure FTP requests are encrypted (Scored) ................................................................... 92
6.2 Ensure FTP Logon attempt restrictions is enabled (Not Scored) .............................. 94
7 Transport Encryption .............................................................................................................................. 96
7.1 Ensure SSLv2 is disabled (Scored) ........................................................................................ 96
7.2 Ensure SSLv3 is disabled (Scored) ........................................................................................ 98
7.3 Ensure TLS 1.0 is disabled (Not Scored) ............................................................................. 99
7.4 Ensure TLS 1.1 is enabled (Not Scored) ............................................................................ 100
7.5 Ensure TLS 1.2 is enabled (Scored) ..................................................................................... 101
7.6 Ensure NULL Cipher Suites is disabled (Scored) ........................................................... 103
7.7 Ensure DES Cipher Suites is disabled (Scored) .............................................................. 104
7.8 Ensure RC2 Cipher Suites is disabled (Scored) .............................................................. 105
7.9 Ensure RC4 Cipher Suites is disabled (Scored) .............................................................. 107
7.10 Ensure Triple DES Cipher Suite is configured (Not Scored) ................................... 109
7.11 Ensure AES 128/128 Cipher Suite is configured (Not Scored) .............................. 110
7.12 Ensure AES 256/256 Cipher Suite is enabled (Scored) ............................................ 111
7.13 Ensure TLS Cipher Suite ordering is configured (Scored) ....................................... 113
Appendix: Summary Table ........................................................................................................................... 115
Appendix: Change History ............................................................................................................................ 118
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Overview
This document, CIS Microsoft IIS 8 Benchmark, provides prescriptive guidance for
establishing a secure configuration posture for Microsoft IIS 8 and 8.5. This guide was
tested against Microsoft IIS 8 running on Microsoft Windows Server 2012 and Microsoft IIS
8.5 running on Microsoft Windows Server 2012 R2. To obtain the latest version of this
guide, please visit http://benchmarks.cisecurity.org. If you have questions, comments, or
have identified ways to improve this guide, please write us at [email protected].
Intended Audience
This document is intended for system and application administrators, security specialists,
auditors, help desk, and platform deployment personnel who plan to develop, deploy,
assess, or secure solutions that incorporate Microsoft IIS 8 and 8.5.
Consensus Guidance
This benchmark was created using a consensus review process comprised of subject
matter experts. Consensus participants provide perspective from a diverse set of
backgrounds including consulting, software development, audit and compliance, security
research, operations, government, and legal.
Each CIS benchmark undergoes two phases of consensus review. The first phase occurs
during initial benchmark development. During this phase, subject matter experts convene
to discuss, create, and test working drafts of the benchmark. This discussion occurs until
consensus has been reached on benchmark recommendations. The second phase begins
after the benchmark has been published. During this phase, all feedback provided by the
Internet community is reviewed by the consensus team for incorporation in the
benchmark. If you are interested in participating in the consensus process, please visit
https://community.cisecurity.org.
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Typographical Conventions
The following typographical conventions are used throughout this guide:
Convention Meaning
Stylized Monospace font Used for blocks of code, command, and script examples.
Text should be interpreted exactly as presented.
Monospace font Used for inline code, commands, or examples. Text should
be interpreted exactly as presented.
<italic font in brackets> Italic texts set in angle brackets denote a variable
requiring substitution for a real value.
Italic font Used to denote the title of a book, article, or other

publication.
Note Additional information or caveats
Scoring Information
A scoring status indicates whether compliance with the given recommendation impacts the
assessed target's benchmark score. The following scoring statuses are used in this
benchmark:
Scored
Failure to comply with "Scored" recommendations will decrease the final benchmark score.
Compliance with "Scored" recommendations will increase the final benchmark score.
Not Scored
Failure to comply with "Not Scored" recommendations will not decrease the final
benchmark score. Compliance with "Not Scored" recommendations will not increase the
final benchmark score.
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Profile Definitions
The following configuration profiles are defined by this Benchmark:
 Level 1 - IIS 8.0
Items in this profile apply to Microsoft IIS 8.0 running on Microsoft Windows Server
2012 and intend to:
o be practical and prudent;

o provide a clear security benefit; and
o not inhibit the utility of the technology beyond acceptable means.
This profile extends the "Level 1 - IIS 8.0" profile. Items in this profile apply to
Microsoft IIS 8.0 running on Microsoft Windows Server 2012 and exhibit one or
more of the following characteristics:
o are intended for environments or use cases where security is paramount

o acts as defense in depth measure
o may negatively inhibit the utility or performance of the technology.
Items in this profile apply to Microsoft IIS 8.5 running on Microsoft Windows Server
2012 R2 and intend to:
o be practical and prudent;

o provide a clear security benefit; and
o not inhibit the utility of the technology beyond acceptable means.
This profile extends the "Level 1 - IIS 8.5" profile. Items in this profile apply to
Microsoft IIS 8.0 running on Microsoft Windows Server 2012 R2 and exhibit one or
more of the following characteristics:
o are intended for environments or use cases where security is paramount

o acts as defense in depth measure
o may negatively inhibit the utility or performance of the technology.
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Acknowledgements
This benchmark exemplifies the great things a community of users, vendors, and subject matter
experts can accomplish through consensus collaboration. The CIS community thanks the entire
consensus team with special recognition to the following individuals who contributed greatly to
the creation of this guide:
Editor
Terri Donahue
Victor Dzheyranov
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Recommendations
1 Basic Configurations
This section contains basic Web server-level recommendations.
1.1 Ensure web content is on non-system partition (Scored)

Profile Applicability:
Description:
Web resources published through IIS are mapped, via Virtual Directories, to physical
locations on disk. It is recommended to map all Virtual Directories to a non-system disk
volume.
Rationale:
Isolating web content from system files may reduce the probability of:
 Web sites/applications exhausting system disk space

 File IO vulnerability in the web site/application from affecting the confidentiality
and/or integrity of system files
Audit:
Execute the following command to ensure no virtual directories are mapped to the system
drive:
%systemroot%\system32\inetsrv\appcmd list vdir
Remediation:
1. Browse to web content in C:\inetpub\wwwroot\

2. Copy or cut content onto a dedicated and restricted web folder on a non-system
drive such as D:\webroot\
3. Change mappings for any applications or Virtual Directories to reflect the new
location
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To change the mapping for the application named app1 which resides under the Default
Web Site, open IIS Manager:
1. Expand the server node

2. Expand Sites
3. Expand Default Web Site
4. Click on app1
5. In the Actions pane, select Basic Settings
6. In the Physical path text box, put the new location of the application,
D:\wwwroot\app1 in the example above
References:
1. http://blogs.iis.net/thomad/archive/2008/02/10/moving-the-iis7-inetpub-
directory-to-a-different-drive.aspx
Notes:
The default location for web content is: %systemdrive%\inetpub\wwwroot.
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1.2 Ensure 'host headers' are on all sites (Scored)
Description:
Host headers provide the ability to host multiple websites on the same IP address and port.
It is recommended that host headers be configured for all sites.
Rationale:
Requiring a Host header for all sites may reduce the probability of:
 DNS rebinding attacks successfully compromising or abusing site data or

functionality
 IP-based scans successfully identifying or interacting with a target application
hosted on IIS
Audit:
Execute the following command to identify sites that are not configured to require host
headers:
%systemroot%\system32\inetsrv\appcmd list sites
All sites will be listed as such:
SITE "Default Web Site" (id:1,bindings:http/*:80:test.com,state:Started)
SITE "badsite" (id:3,bindings:http/*:80:,state:Started)
For all non-SSL sites, ensure that the IP:port:host binding triplet contains a host name. In
the example above, the first site is configured as recommended given the Default Web
Site has a host header of test.com. badsite, however, does not have a host header
configured - it shows *:80: which means all IPs over port 80, with no host header.
Remediation:
Obtain a listing of all sites by using the following appcmd.exe command:
%systemroot%\system32\inetsrv\appcmd list sites

Perform the following in IIS Manager to configure host headers for the Default Web Site:
1. Open IIS Manager

2. In the Connections pane expand the Sites node and select Default Web Site
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3. In the Actions pane click Bindings
4. In the Site Bindings dialog box, select the binding for which host headers are going
to be configured, Port 80 in this example
5. Click Edit
6. Under host name, enter the sites FQDN, such as <www.examplesite.com>
7. Click OK, then Close
Note: Requiring a host header may impair site functionality for HTTP/1.0 clients.
References:
1. http://technet.microsoft.com/en-us/library/cc753195%28WS.10%29.aspx
2. http://crypto.stanford.edu/dns/dns-rebinding.pdf
3. http://www.sslshopper.com/article-ssl-host-headers-in-iis-7.html
4. http://blogs.iis.net/thomad/archive/2008/01/25/ssl-certificates-on-sites-with-
host-headers.aspx
Notes:
By default, host headers are not required or set up automatically.
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1.3 Ensure 'directory browsing' is set to disabled (Scored)
Description:
Directory browsing allows the contents of a directory to be displayed upon request from a
web client. If directory browsing is enabled for a directory in Internet Information Services,
users receive a page that lists the contents of the directory when the following two
conditions are met:
1. No specific file is requested in the URL

2. The Default Documents feature is disabled in IIS, or if it is enabled, IIS is unable to
locate a file in the directory that matches a name specified in the IIS default
document list
It is recommended that directory browsing be disabled.
Rationale:
Ensuring that directory browsing is disabled may reduce the probability of disclosing sensitive
content that is inadvertently accessible via IIS.
Audit:
Perform the following to verify that Directory Browsing has been disabled at the server
level:
%systemroot%\system32\inetsrv\appcmd list config /section:directoryBrowse
If the server is configured as recommended, the following will be displayed:
<system.webServer>
<directoryBrowse enabled="false" />
<system.webServer>
Remediation:
Directory Browsing can be set by using the UI, running appcmd.exe commands, by editing
configuration files directly, or by writing WMI scripts. To disable directory browsing at the
server level using an appcmd.exe command:
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%systemroot%\system32\inetsrv\appcmd set config /section:directoryBrowse
/enabled:false
References:
Notes:
In IIS 8.0 and 8.5, directory browsing is disabled by default.
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1.4 Ensure 'application pool identity' is configured for all application
pools (Scored)
Description:
Application Pool Identities are the actual users/authorities that will run the worker
process - w3wp.exe. Assigning the correct user authority will help ensure that applications
can function properly, while not giving overly permissive permissions on the system. These
identities can further be used in ACLs to protect system content. It is recommended that
each Application Pool run under a unique identity.
IIS has additional built-in least privilege identities intended for use by Application Pools. It
is recommended that the default Application Pool Identity be changed to a least privilege
principle other than Network Service. Furthermore, it is recommended that all application
pool identities be assigned a unique least privilege principal.
To achieve isolation in IIS, application pools can be run as separate identities. IIS can be
configured to automatically use the application pool identity if no anonymous user account
is configured for a Web site. This can greatly reduce the number of accounts needed for
Web sites and make management of the accounts easier. It is recommended the Application
Pool Identity be set as the Anonymous User Identity.
The name of the Application Pool account corresponds to the name of the Application Pool.
Application Pool Identities were introduced in Windows Server 2008 SP2. It is
recommended that Application Pools be set to run as ApplicationPoolIdentity unless
there is an underlying reason that the application pool needs to run as a specified end user
account. One example where this is needed is for web farms using Kerberos authentication.
Rationale:
Setting Application Pools to use unique least privilege identities such

as ApplicationPoolIdentity reduces the potential harm the identity could cause should
the application ever become compromised.
Additionally, it will simplify application pools configuration and account management.
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Audit:
To verify the Application Pools have been set to run under the ApplicationPoolIdentity
using IIS Manager:
1. Open IIS Manager

2. Open the Application Pools node underneath the machine node; select Application
Pool to be verified
3. Right click the Application Pool and select Advanced Settings…
4. Under the Process Model section, locate the Identity option and ensure
that ApplicationPoolIdentity is set
This configuration is stored in the same applicationHost.config file for web sites and
application/virtual directories, at the bottom of the file, surrounded by <location
path="path/to/resource"> tags.
To verify that any new Application Pools use the ApplicationPoolIdentity, execute the
following command to determine if the Application Pool default has been changed to
ApplicationPoolIdentity:
%systemroot%\system32\inetsrv\appcmd list config /section:applicationPools
Remediation:
The default Application Pool identity may be set for an application using the IIS Manager
GUI, using AppCmd.exe commands in a command-line window, directly editing the
configuration files, or by writing WMI scripts. Perform the following to change the default
identity to the built-in ApplicationPoolIdentity in the IIS Manager GUI:
1. Open the IIS Manager GUI

2. In the connections pane, expand the server node and click Application Pools
3. On the Application Pools page, select the DefaultAppPool, and then click Advanced
Settings in the Actions pane
4. For the Identity property, click the '...' button to open the Application Pool
Identity dialog box
5. Select the Built-in account option choose ApplicationPoolIdentity from the list, or
input a unique application user created for this purpose
6. Restart IIS
To change the ApplicationPool identity to the built-in ApplicationPoolIdentity using

AppCmd.exe, run the following from a command prompt:
%systemroot%\system32\inetsrv\appcmd set config /section:applicationPools

/[name='<your apppool>'].processModel.identityType:ApplicationPoolIdentity
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The example code above will set just the DefaultAppPool. Run this command for each
configured Application Pool. Additionally, ApplicationPoolIdentity can be made the
default for all Application Pools by using the Set Application Pool Defaults action on the
Application Pools node.
If using a custom defined Windows user such as a dedicated service account, that user will
need to be a member of the IIS_IUSRS group. The IIS_IUSRS group has access to all the
necessary file and system resources so that an account, when added to this group, can
seamlessly act as an application pool identity.
References:
2. http://learn.iis.net/page.aspx/140/understanding-built-in-user-and-group-
accounts-in-iis-7/
3. http://learn.iis.net/page.aspx/624/application-pool-identities/
4. http://blogs.iis.net/tomwoolums/archive/2008/12/17/iis-7-0-application-
pools.aspx
Notes:
By Default, the DefaultAppPool in IIS 8 is configured to use the ApplicationPoolIdentity

account.
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1.5 Ensure 'unique application pools' is set for sites (Scored)
Description:
IIS introduced a new security feature called Application Pool Identities that allows
Application Pools to be run under unique accounts without the need to create and manage
local or domain accounts. It is recommended that all Sites run under unique, dedicated
Application Pools.
Rationale:
By setting sites to run under unique Application Pools, resource-intensive applications can be
assigned to their own application pools which could improve server and application
performance.In addition, it can help maintain application availability: if an application in one
pool fails, applications in other pools are not affected.Last, isolating applications helps mitigate
the potential risk of one application being allowed access to the resources of another application.
It is also recommended to stop any application pool that is not in use or was created by an
installation such as .Net 4.0.
Audit:
The following appcmd.exe command will give a listing of all applications configured, which
site they are in, which application pool is serving them and which application pool identity
they are running under:
%systemroot%\system32\inetsrv\appcmd list app
The output of this command will be similar to the following:
APP "Default Web Site/" (applicationPool:DefaultAppPool)
1. Run the above command and ensure a unique application pool is assigned for each
site listed
Remediation:
1. Open IIS Manager

2. Open the Sites node underneath the machine node
3. Select the Site to be changed
4. In the Actions pane, select Basic Settings
5. Click the Select… box next to the Application Pool text box
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6. Select the desired Application Pool
7. Once selected, click OK
References:
2. http://blogs.iis.net/tomwoolums/archive/2008/12/17/iis-7-0-application-
pools.aspx
Notes:
By default, all Sites created will use the Default Application Pool (DefaultAppPool).
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1.6 Ensure 'application pool identity' is configured for anonymous user
identity (Scored)
Description:
To achieve isolation in IIS, application pools can be run as separate identities. IIS can be
configured to automatically use the application pool identity if no anonymous user account
is configured for a Web site. This can greatly reduce the number of accounts needed for
Web sites and make management of the accounts easier. It is recommended the Application
Pool Identity be set as the Anonymous User Identity.
Rationale:
Configuring the anonymous user identity to use the application pool identity will help
ensure site isolation - provided sites are set to use the application pool identity. Since a
unique principal will run each application pool, it will ensure the identity is least privilege.
Additionally, it will simplify Site management.
Audit:
Find and open the applicationHost.config file and verify that the userName attribute of
the anonymousAuthentication tag is set to a blank string:
<system.webServer>
<security>
<authentication>
<anonymousAuthentication userName="" />
</authentication>
</security>
</system.webServer>
This configuration is stored in the same applicationHost.config file for web sites and
application/virtual directories, at the bottom of the file, surrounded by <location
path="path/to/resource"> tags.
Remediation:
The Anonymous User Identity can be set to Application Pool Identity by using the IIS
Manager GUI, using AppCmd.exe commands in a command-line window, directly editing the
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configuration files, or by writing WMI scripts. Perform the following to set the username
attribute of the anonymousAuthentication node in the IIS Manager GUI:
1. Open the IIS Manager GUI and navigate to the desired server, site, or application
2. In Features View, find and double-click the Authentication icon
3. Select the Anonymous Authentication option and in the Actions pane select Edit...
4. Choose Application pool identity in the modal window and then press the OK button
To use AppCmd.exe to configure anonymousAuthentication at the server level, the

command would look like this:
%systemroot%\system32\inetsrv\appcmd set config -section:anonymousAuthentication

/username:"" --password
References:
1. http://learn.iis.net/page.aspx/202/application-pool-identity-as-anonymous-user/
Notes:
The default identity for the anonymous user is the IUSR virtual account.
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1.7 Ensure HSTS Header is set (Not Scored)
Description:
HTTP Strict Transport Security (HSTS) allows a site to inform the user agent to
communicate with the site only over HTTPS. This header takes two parameters: max-age,
"specifies the number of seconds, after the reception of the STS header field, during which
the user agent regards the host (from whom the message was received) as a Known HSTS
Host [speaks only HTTPS]"; and includeSubDomains.
Rationale:
HTTP Strict Transport Security (HSTS) is a simple and widely supported standard to
protect visitors by ensuring that their browsers always connect to a website over HTTPS.
HSTS exists to remove the need for the common, insecure practice of redirecting users
from http:// to https:// URLs.
When a browser knows that a domain has enabled HSTS, it does two things:
1. Always uses an https:// connection, even when clicking on an http:// link or after typing
a domain into the location bar without specifying a protocol.
2. Removes the ability for users to click through warnings about invalid certificates.
A domain instructs browsers that it has enabled HSTS by returning an HTTP header over
an HTTPS connection.
Audit:
Perform the following in IIS Manager to view host headers configured for the server:
1. Open IIS Manager

2. In the Connections pane, select your server
3. In the Features View pane, double click HTTP Response Headers
4. Verify an entry exists named Strict-Transport-Security
5. Double click Strict-Transport-Security and verify the Value: box contains max-
age=15768000
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6. Click OK.
Perform the following in IIS Manager to view host headers configured for the Website:
1. Open IIS Manager

2. In the Connections pane, expand the tree and select Website
3. In the Features View pane, double click HTTP Response Headers
4. Verify an entry exists name Strict-Transport-Security
5. Double click Strict-Transport-Security and verify the Value: box contains max-
age=15768000
6. Click OK.
Remediation:
To set the HTTP Header at the server level, run the following command from an
administrative command prompt:
appcmd.exe set config -section:system.webServer/httpProtocol
/+"customHeaders.[name='Strict-Transport-Security',value='max-age=15768000;
includeSubDomains']"
To set the HTTP Header at the Website level, run the following command from an
administrative command prompt:
appcmd.exe set config "Website" -section:system.webServer/httpProtocol
/+"customHeaders.[name='Strict-Transport-Security',value='max-age=15768000;
includeSubDomains']"
References:
1. http://tools.ietf.org/html/rfc6797#section-5.1
2. https://https.cio.gov/hsts/
3. https://www.iis.net/configreference/system.webserver/httpprotocol/customhead
ers#006
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2 Configure Authentication and Authorization
This section contains recommendations around the different layers of authentication in IIS.
2.1 Ensure 'global authorization rule' is set to restrict access (Not Scored)
Description:
IIS introduced URL Authorization, which allows the addition of Authorization rules to the
actual URL, instead of the underlying file system resource, as a way to protect it.
Authorization rules can be configured at the server, web site, folder (including Virtual
Directories), or file level. The native URL Authorization module applies to all requests,
whether they are .NET managed or other types of files (e.g. static files or ASP files). It is
recommended that URL Authorization be configured to only grant access to the necessary
security principals.
Rationale:
Configuring a global Authorization rule that restricts access will ensure inheritance of the
settings down through the hierarchy of web directories; if that content is copied elsewhere,
the authorization rules flow with it. This will ensure access to current and future content is
only granted to the appropriate principals, mitigating risk of accidental or unauthorized
access.
Audit:
At the web site or application level, verify that the authorization rule configured has been
applied:
1. Connect to Internet Information Services (IIS Manager)

2. Select the site or application where Authorization was configured
3. Select Authorization Rules and verify the configured rules were added
To verify an authorization rule specifying no access to all users except the Administrators
group, browse to and open the web.config file for the configured site/application/content:
<configuration>
<system.webServer>
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<security>
<authorization>
<remove users="*" roles="" verbs="" />
<add accessType="Allow" roles="administrators" />
</authorization>
</security>
</system.webServer>
</configuration>
Remediation:
To configure URL Authorization at the server level using IIS Manager:
1. Connect to Internet Information Services (IIS Manager)

2. Select the server
3. Select Authorization Rules
4. Remove the "Allow All Users" rule
5. Click Add Allow Rule…
6. Allow access to the user(s), user groups, or roles that are authorized across all of the
web sites and applications (e.g. the Administratorsgroup)
References:
1. http://www.iis.net/learn/manage/configuring-security/understanding-iis-url-
authorization
2. http://www.iis.net/learn/get-started/whats-new-in-iis-7/changes-in-security-
between-iis-60-and-iis-7-and-above#Authorization
Notes:
The default server-level setting is to allow all users access.
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2.2 Ensure access to sensitive site features is restricted to authenticated
principals only (Not Scored)
Description:
IIS supports both challenge-based and login redirection-based authentication methods.

Challenge-based authentication methods, such as Integrated Windows Authentication,
require a client to respond correctly to a server-initiated challenge. A login redirection-
based authentication method such as Forms Authentication relies on redirection to a login
page to determine the identity of the principal. Challenge-based authentication and login
redirection-based authentication methods cannot be used in conjunction with one another.
Public servers/sites are typically configured to use Anonymous Authentication. This

method typically works, provided the content or services is intended for use by the public.
When sites, applications, or specific content containers are not intended for anonymous
public use, an appropriate authentication mechanism should be utilized. Authentication
will help confirm the identity of clients who request access to sites, application, and
content. IIS provides the following authentication modules by default:
 Anonymous Authentication - allows anonymous users to access sites, applications,

and/or content
 Integrated Windows Authentication - authenticates users using the NTLM or
Kerberos protocols; Kerberos v5 requires a connection to Active Directory
 ASP.NET Impersonation - allows ASP.NET applications to run under a security
context different from the default security context for an application
 Forms Authentication - enables a user to login to the configured space with a valid
user name and password which is then validated against a database or other
credentials store
 Basic authentication - requires a valid user name and password to access content
 Client Certificate Mapping Authentication - allows automatic authentication of users
who log on with client certificates that have been configured; requires SSL
 Digest Authentication - uses Windows domain controller to authenticate users who
request access
Note that none of the challenge-based authentication modules can be used at the same time
Forms Authentication is enabled for certain applications/content. Forms Authentication
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does not rely on IIS authentication, so anonymous access for the ASP.NET application can
be configured if Forms Authentication will be used.
It is recommended that sites containing sensitive information, confidential data, or non-

public web services be configured with a credentials-based authentication mechanism.
Rationale:
Configuring authentication will help mitigate the risk of unauthorized users accessing data
and/or services, and in some cases reduce the potential harm that can be done to a system.
Audit:
To verify that the authentication module is enabled for a specific site, application, or
content, browse to and open the web.config file pertaining to the content. Verify the
configuration file now has a mode defined within the <authentication>tags. The example
below shows that Forms Authentication is configured, cookies will always be used, and SSL
is required:
<system.web>
<authentication>
<forms cookieless="UseCookies" requireSSL="true" />
</authentication>
</system.web>
Remediation:
When configuring an authentication module for the first time, each mechanism must be
completely configured before use.
Enabling authentication can be performed by using the user interface (UI), running
AppCmd.exe commands in a command-line window, editing configuration files directly, or
by writing WMI scripts. To verify an authentication mechanism is in place for sensitive
content using the IIS Manager GUI:
1. Open IIS Manager and navigate to level with sensitive content

2. In Features View, double-click Authentication
3. On the Authentication page, make sure an authentication module is enabled, while
anonymous authentication is enabled (Forms Authentication can have anonymous
as well)
4. If necessary, select the desired authentication module, then in the Actions pane,
click Enable
References:
1. http://learn.iis.net/page.aspx/377/using-aspnet-forms-authentication/rev/1
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2. http://learn.iis.net/page.aspx/244/how-to-take-advantage-of-the-iis7-integrated-
pipeline/
4. http://msdn.microsoft.com/en-us/library/aa480476.aspx
5. https://technet.microsoft.com/en-us/library/hh831496(v=ws.11).aspx
Notes:
The default installation of IIS supports Anonymous Authentication without further electing
additional methods.
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2.3 Ensure 'forms authentication' require SSL (Scored)
Description:
Forms-based authentication can pass credentials across the network in clear text. It is
therefore imperative that the traffic between client and server be encrypted using SSL,
especially in cases where the site is publicly accessible. It is recommended that
communications with any portion of a site using Forms Authentication be encrypted using
SSL.
Rationale:
Requiring SSL for Forms Authentication will protect the confidentiality of credentials
during the login process, helping mitigate the risk of stolen user information.
Audit:
To verify that SSL is required for forms authentication for a specific site, application, or
content, browse to and open the web.config file for the level in which forms authentication
was enabled. Verify the tag <forms requireSSL="true" />:
<system.web>
<authentication>
<forms requireSSL="true" />
</authentication>
</system.web>
Remediation:
1. Open IIS Manager and navigate to the appropriate tier

3. On the Authentication page, select Forms Authentication
4. In the Actions pane, click Edit
5. Check the Requires SSL checkbox in the cookie settings section, click OK
References:
1. http://technet.microsoft.com/en-us/library/cc771077(WS.10).aspx
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Notes:
SSL is not required when Forms Authentication is enabled.
Due to identified security vulnerabilities, SSL is no longer considered too provides adequate
protection for a sensitive information.
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2.4 Ensure 'forms authentication' is set to use cookies (Scored)
Description:
Forms Authentication can be configured to maintain the site visitor's session identifier in
either a URI or cookie. It is recommended that Forms Authentication be set to use cookies.
Rationale:
Using cookies to manage session state may help mitigate the risk of session hi-jacking
attempts by preventing ASP.NET from having to move session information to the URL.
Moving session information identifiers into the URL may cause session IDs to show up in
proxy logs, browsing history, and be accessible to client scripting via document.location.
Audit:
Locate and open the web.config for the configured application. Verify the presence of
<forms cookieless="UseCookies" />.
<system.web>
<authentication>
<forms cookieless="UseCookies" requireSSL="true" timeout="30" />
</authentication>
</system.web>
Remediation:
1. Open IIS Manager and navigate to the level where Forms Authentication is enabled
5. In the Cookie settings section, select Use cookies from the Mode dropdown
References:
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Notes:
The default setting for Cookie Mode is Auto Detect which will only use cookies if the device
profile supports cookies.
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2.5 Ensure 'cookie protection mode' is configured for forms
authentication (Scored)
Description:
The cookie protection mode defines the protection Forms Authentication cookies will be
given within a configured application. The four cookie protection modes that can be
defined are:
 Encryption and validation - Specifies that the application use both data validation
and encryption to help protect the cookie; this option uses the configured data
validation algorithm (based on the machine key) and triple-DES (3DES) for
encryption, if available and if the key is long enough (48 bytes or more)
 None - Specifies that both encryption and validation are disabled for sites that are
using cookies only for personalization and have weaker security requirements
 Encryption - Specifies that the cookie is encrypted by using Triple-DES or DES, but
data validation is not performed on the cookie; cookies used in this manner might
be subject to plain text attacks
 Validation - Specifies that a validation scheme verifies that the contents of an
encrypted cookie have not been changed in transit
It is recommended that cookie protection mode always encrypt and validate Forms
Authentication cookies.
Rationale:
By encrypting and validating the cookie, the confidentiality and integrity of data within the
cookie is assured. This helps mitigate the risk of attacks such as session hijacking and
impersonation.
Audit:
Locate and open the web.config for the configured application. Verify the presence of
<forms protection="All" />.
<system.web>
<authentication>
<forms cookieless="UseCookies" protection="All" />
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</authentication>
</system.web>
The protection="All" property will only show up if cookie protection mode was set to
something different, and then changed to Encryption and validation. To truly verify the
protection="All" property in the web.config, the protection mode can be changed, and
then changed back. Conversely, the protection="All" line can be added to the web.config
manually.
Remediation:
Cookie protection mode can be configured by using the user interface (UI), by running
Appcmd.exe commands in a command-line window, by editing configuration files directly,
or by writing WMI scripts. Using IIS Manager:
1. Open IIS Manager and navigate to the level where Forms Authentication is enabled
5. In the Cookie settings section, verify the drop-down for Protection mode is set for
Encryption and validation
References:
Notes:
When cookies are used for Forms Authentication, the default cookie protection mode is
All, meaning the application encrypts and validates the cookie.
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2.6 Ensure transport layer security for 'basic authentication' is
configured (Scored)
Description:
Basic Authentication can pass credentials across the network in clear text. It is therefore
imperative that the traffic between client and server be encrypted, especially in cases
where the site is publicly accessible and is recommended that TLS be configured and
required for any Site or Application using Basic Authentication.
Rationale:
Credentials sent in clear text can be easily intercepted by malicious code or persons.
Enforcing the use of Transport Layer Security will help mitigate the chances of hijacked
credentials.
Audit:
Once transport layer security has been configured and required for a Site or application,
only the https:// address will be available. Attempt loading the Site or application for
which Basic Authentication is configured using http://, the requests will fail and IIS will
throw a 403.4 - Forbidden error.
Remediation:
To protect Basic Authentication with transport layer security:
1. Open IIS Manager

2. In the Connections pane on the left, select the server to be configured
3. In the Connections pane, expand the server, then expand Sites and select the site to
be configured
4. In the Actions pane, click Bindings; the Site Bindings dialog appears
5. If an HTTPS binding is available, click Close and see below "To require SSL"
6. If no HTTPS binding is visible, perform the following steps
To add an HTTPS binding:
1. In the Site Bindings dialog, click Add; the Add Site Binding dialog appears
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2. Under Type, select https
3. Under SSL certificate, select an X.509 certificate
4. Click OK, then close
To require SSL:
1. In Features View, double-click SSL Settings

2. On the SSL Settings page, select Require SSL.
3. In the Actions pane, click Apply
References:
1. http://technet.microsoft.com/en-us/library/dd378853%28WS.10%29.aspx
Notes:
Transport Layer Security is not enabled by default when Basic Authentication is configured.
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2.7 Ensure 'passwordFormat' is not set to clear (Scored)
Description:
The <credentials> element of the <authentication> element allows optional definitions

of name and password for IIS Manager User accounts within the configuration file. Forms
based authentication also uses these elements to define the users. IIS Manager Users can
use the administration interface to connect to sites and applications in which they've been
granted authorization. Note that the <credentials> element only applies when the default
provider, ConfigurationAuthenticationProvider, is configured as the authentication
provider. It is recommended that passwordFormat be set to a value other than Clear, such
as SHA1.
Rationale:
Authentication credentials should always be protected to reduce the risk of stolen authentication
credentials.
Audit:
Locate and open the configuration file for the configured application. Verify the credentials
element is not present:
<configuration>
<system.web>
<authentication mode="Forms">
<forms name="SampleApp" loginUrl="/login.aspx">
<credentials passwordFormat="SHA1">
<user
name="UserName1"
password="SHA1EncryptedPassword1"/>
<user
name="UserName2"
password="SHA1EncryptedPassword2"/>
</credentials>
</forms>
</authentication>
</system.web>
</configuration>
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Remediation:
Authentication mode is configurable at the machine.config, root-level web.config, or

application-level web.config:
1. Locate and open the configuration file where the credentials are stored
2. Find the <credentials> element
3. If present, ensure passwordFormat is not set to Clear
4. Change passwordFormat to SHA1
The clear text passwords will need to be replaced with the appropriate hashed version.
References:
1. http://www.iis.net/ConfigReference/system.webServer/management/authenticati
on/credentials
2. http://msdn.microsoft.com/en-us/library/bb422401%28VS.90%29.aspx
Notes:
The default passwordFormat method is SHA1.
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2.8 Ensure 'credentials' are not stored in configuration files (Scored)
Description:
The <credentials> element of the <authentication> element allows optional definitions

of name and password for IIS Manager User accounts within the configuration file. Forms
based authentication also uses these elements to define the users. IIS Manager Users can
use the administration interface to connect to sites and applications in which they've been
granted authorization. Note that the <credentials> element only applies when the default
provider, ConfigurationAuthenticationProvider, is configured as the authentication
provider. It is recommended to avoid storing passwords in the configuration file even
in form of hash.
Rationale:
Authentication credentials should always be protected to reduce the risk of stolen authentication
credentials. For security reasons, it is recommended that user credentials not be stored an any IIS
configuration files.
Audit:
Locate and open the configuration file for the configured application. Verify the credentials
element is not present:
<configuration>
<system.web>
<authentication mode="Forms">
<forms name="SampleApp" loginUrl="/login.aspx">
</forms>
</authentication>
</system.web>
</configuration>
Remediation:
Authentication mode is configurable at the machine.config, root-level web.config, or

application-level web.config:
1. Locate and open the configuration file where the credentials are stored
2. Find the <credentials> element
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3. If present, remove the section
This will remove all references to stored users in the configuration files.
References:
1. http://www.iis.net/ConfigReference/system.webServer/management/authenticati
on/credentials
2. http://msdn.microsoft.com/en-us/library/bb422401%28VS.90%29.aspx
Notes:
The default passwordFormat method is SHA1.
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3 ASP.NET Configuration Recommendations
This section contains recommendations specific to ASP.NET.
3.1 Ensure 'deployment method retail' is set (Scored)

Description:
The <deployment retail> switch is intended for use by production IIS servers. This
switch is used to help applications run with the best possible performance and least
possible security information leakages by disabling the application's ability to generate
trace output on a page, disabling the ability to display detailed error messages to end users,
and disabling the debug switch. Often times, switches and options that are developer-
focused, such as failed request tracing and debugging, are enabled during active
development. It is recommended that the deployment method on any production server be
set to retail.
Rationale:
Utilizing the switch specifically intended for production IIS servers will eliminate the risk
of vital application and system information leakages that would otherwise occur if tracing
or debug were to be left enabled, or customErrors were to be left off.
Audit:
After the next time IIS is restarted, open the machine.config file and verify that
<deployment retail="true" /> remains set to true.
<system.web>
<deployment retail="true" />
</system.web>
Remediation:
1. Open the machine.config file located

in: %systemroot%\Microsoft.NET\Framework<bitness (if not the 32
bit)>\<framework version>\CONFIG
2. Add the line <deployment retail="true" /> within the <system.web> section
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3. If systems are 64-bit, do the same for the machine.config located in:
%systemroot%\Microsoft.NET\Framework<bitness (if not the 32
bit)>\<framework version>\CONFIG
References:
1. http://msdn.microsoft.com/en-US/library/ms228298%28VS.80%29.aspx
Notes:
The <deployment retail> tag is not included in the machine.config by default.
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3.2 Ensure 'debug' is turned off (Scored)
Description:
Developers often enable the debug mode during active ASP.NET development so that they
do not have to continually clear their browsers cache every time they make a change to a
resource handler. The problem would arise from this being left "on" or set to
"true". Compilation debug output is displayed to the end user, allowing malicious persons
to obtain detailed information about applications.
This is a defense in depth recommendation due to the <deployment retail="true" /> in

the machine.config configuration file overriding any debug settings. It is recommended
that debugging still be turned off.
Rationale:
Setting <compilation debug> to false ensures that detailed error information does not
inadvertently display during live application usage, mitigating the risk of application
information leakage falling into unscrupulous hands.
Audit:
Browse to and open the web.config file pertaining to the server or specific application that
has been configured. Locate the <compilation debug>switch and verify it is set to false.
<configuration>
<system.web>
<compilation debug="false" />
</system.web>
</configuration>
Remediation:
To use the UI to make this change:
1. Open IIS Manager and navigate desired server, site, or application

2. In Features View, double-click .NET Compilation
3. On the .NET Compilation page, in the Behavior section, ensure the Debug field is set
to False
4. When finished, click Apply in the Actions pane
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Note: The <compilation debug> switch will not be present in the web.config file unless it
has been added manually, or has previously been configured using the IIS Manager GUI.
References:
Notes:
The compilation of debug binaries is not enabled by default.
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3.3 Ensure custom error messages are not off (Scored)
Description:
When an ASP.NET application fails and causes an HTTP/1.x 500 Internal Server Error, or a
feature configuration (such as Request Filtering) prevents a page from being displayed, an
error message will be generated. Administrators can choose whether or not the
application should display a friendly message to the client, detailed error message to the
client, or detailed error message to localhost only. The <customErrors> tag in the
web.config has three modes:
 On: Specifies that custom errors are enabled. If no defaultRedirect attribute is

specified, users see a generic error. The custom errors are shown to the remote
clients and to the local host
 Off: Specifies that custom errors are disabled. The detailed ASP.NET errors are
shown to the remote clients and to the local host
 RemoteOnly: Specifies that custom errors are shown only to the remote clients, and
that ASP.NET errors are shown to the local host. This is the default value

the machine.config file overriding any settings for customErrors to be turned Off. It is
recommended that customErrors still be turned to On or RemoteOnly.
Rationale:
customErrors can be set to On or RemoteOnly without leaking detailed application

information to the client. Ensuring that customErrors is not set to Off will help mitigate
the risk of malicious persons learning detailed application error and server configuration
information.
Audit:
Find and open the web.config file for the application/site and verify that the tag has either
<customErrors mode="RemoteOnly" /> or <customErrors mode="On" /> defined.
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Remediation:
customErrors may be set for a server, site, or application using the IIS Manager GUI, using
AppCmd.exe commands in a command-line window, directly editing the configuration files,
or by writing WMI scripts. Perform the following to set the customErrors mode to
RemoteOnly or On for a Web Site in the IIS Manager GUI:
1. Open the IIS Manager GUI and navigate to the site to be configured
2. In Features View, find and double-click .NET Error Pages icon
3. In the Actions Pane, click Edit Feature Settings
4. In modal dialog, choose On or Remote Only for Mode settings
5. Click OK
References:
Notes:
The default value is <customErrors mode= “RemoteOnly” />.
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3.4 Ensure IIS HTTP detailed errors are hidden from displaying remotely
(Scored)
Description:
A Web site's error pages are often set to show detailed error information for
troubleshooting purposes during testing or initial deployment. To prevent unauthorized
users from viewing this privileged information, detailed error pages must not be seen by
remote users. This setting can be modified in the errorMode attribute setting for a Web
site's error pages. By default, the errorMode attribute is set in the Web.config file for the
Web site or application and is located in the <httpErrors> element of the
<system.webServer> section. It is recommended that custom errors be prevented from
displaying remotely.
Rationale:
The information contained in custom error messages can provide clues as to how
applications function, opening up unnecessary attack vectors. Ensuring custom errors are
never displayed remotely can help mitigate the risk of malicious persons obtaining
information as to how the application works.
Audit:
The errorMode attribute is set in the Web.config file for the Web site or application in the
<httpErrors> element of the <system.webServer> section. Browse to the web.config and
verify the errorMode is set to DetailedLocalOnly or Custom:
<system.web>
<system.webServer>
<httpErrors errorMode="DetailedLocalOnly">
</httpErrors>
</system.webServer>
</system.web>
Remediation:
The following describes how to change the errorMode attribute to DetailedLocalOnly or

Custom for a Web site by using IIS Manager:
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1. Open IIS Manager with Administrative privileges
2. In the Connections pane on the left, expand the server, then expand the Sites folder
3. Select the Web site or application to be configured
4. In Features View, select Error Pages, in the Actions pane, select Open Feature
5. In the Actions pane, select Edit Feature Settings
6. In the Edit Error Pages Settings dialog, under Error Responses, select either Custom
error pages or Detailed errors for local requests and custom error pages for remote
requests
7. Click OK and exit the Edit Error Pages Settings dialog
References:
2. http://www.iis.net/configreference/system.webserver/httperrors
Notes:
The default errorMode is DetailedLocalOnly.
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3.5 Ensure ASP.NET stack tracing is not enabled (Scored)
Description:
The trace element configures the ASP.NET code tracing service that controls how trace
results are gathered, stored, and displayed. When tracing is enabled, each page request
generates trace messages that can be appended to the page output or stored in an
application trace log.

the machine.config file overriding any settings for ASP.NET stack tracing that are left
on. It is recommended that ASP.NET stack tracing still be turned off.
Rationale:
In an active Web Site, tracing should not be enabled because it can display sensitive
configuration and detailed stack trace information to anyone who views the pages in the
site. If necessary, the localOnly attribute can be set to true to have trace information
displayed only for localhost requests. Ensuring that ASP.NET stack tracing is not on will
help mitigate the risk of malicious persons learning detailed stack trace information.
Audit:
Tracing is configurable at numerous levels:
1. Machine.config
2. Root-level web.config
3. Application-level web.config
4. Virtual or physical directory-level web.config
5. Individual ASP.Net page level
Verify ASP.NET tracing is not turned on, via a per-page basis in the application.
Ensure the trace attribute is not enabled:

Trace="true"
On an application basis like in the web.config ensure that tracing is not enabled like:
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<configuration>
<system.web>
...
<trace enabled="true">
...
</system.web>
</configuration>
Remediation:
1. Ensure <deployment retail="true" /> is enabled in the machine.config.

2. Remove all attribute references to ASP.NET tracing by deleting the trace and trace
enable attributes.
Per Page:
Remove any references to:

Trace="true"
Per Application:
<configuration>
<system.web>
...
<trace enabled="true">
...
</system.web>
</configuration>
Default Value:
The default value for ASP.NET tracing is off.
References:
1. http://msdn.microsoft.com/en-us/library/94c55d08%28v=vs.100%29.aspx
2. http://msdn.microsoft.com/en-us/library/0x5wc973%28v=vs.100%29.aspx
Notes:
ASP.NET stack tracing is not enabled by default.
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3.6 Ensure 'httpcookie' mode is configured for session state (Scored)
Description:
A session cookie associates session information with client information for that session,
which can be the duration of a user's connection to a site. The cookie is passed in a HTTP
header together with all requests between the client and server.
Session information can also be stored in the URL. However, storing session information in
this manner has security implications that can open attack vectors such as session
hijacking. An effective method used to prevent session hijacking attacks is to force web
applications to use cookies to store the session token. This is accomplished by setting the
cookieless attribute of the sessionState node to UseCookies or False which will in
turn keep session state data out of URI. It is recommended that session state be configured
to UseCookies.
Rationale:
Cookies that have been properly configured help mitigate the risk of attacks such as session
hi-jacking attempts by preventing ASP.NET from having to move session information to the
URL; moving session information in URI causes session IDs to show up in proxy logs, and is
accessible to client scripting via document.location.
Audit:
Find and open the web.config file for the application/site and verify that the sessionState
tag is set to use cookies:
<system.web>
<sessionState cookieless="UseCookies" />
</system.web>
Remediation:
SessionState can be set to UseCookies by using the IIS Manager GUI, using AppCmd.exe
commands in a command-line window, directly editing the configuration files, or by writing
WMI scripts. Perform the following to set the cookieless attribute of the sessionState
node to UseCookies in the IIS Manager GUI:
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1. Open the IIS Manager GUI and navigate desired server, site, or application
2. In Features View, find and double-click the Session State icon
3. In the Cookie Settings section, choose Use Cookies from the Mode dropdown
4. In the Actions Pane, click Apply
To use AppCmd.exe to configure sessionState at the server level, the command would look
like this:
%systemroot%\system32\inetsrv\appcmd set config /commit:WEBROOT /section:sessionState
/cookieless:UseCookies /cookieName:ASP.NET_SessionID /timeout:20
When Appcmd.exe is used to configure the <sessionstate> element at the global level in
IIS, the /commit:WEBROOT switch must be included so that configuration changes are made
to the root web.config file instead of ApplicationHost.config.
References:
1. http://www.iis.net/learn/application-frameworks/scenario-build-an-aspnet-
website-on-iis/planning-step-2-plan-asp-net-settings
2. http://msdn.microsoft.com/en-us/library/h6bb9cz9%28VS.71%29.aspx
Notes:
By default, IIS maintains session state data for a managed code application in the worker
process where the application runs e.g. In Process.
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3.7 Ensure 'cookies' are set with HttpOnly attribute (Scored)
Description:
The httpOnlyCookies attribute of the httpCookies node determines if IIS will set the
HttpOnly flag on HTTP cookies it sets. The HttpOnly flag indicates to the user agent that
the cookie must not be accessible by client-side script (i.e document.cookie). It is
recommended that the httpOnlyCookies attribute be set to true.
Rationale:
When cookies are set with the HttpOnly flag, they cannot be accessed by client side
scripting running in the user's browser. Preventing client-side scripting from accessing
cookie content may reduce the probability of a cross site scripting attack materializing into
a successful session hijack.
Audit:
After the next time IIS is restarted, browse to and open the web.config for the application
in which httpOnly cookies have been turned on. Confirm the httpOnlyCookies attribute is
set to true: <httpCookies httpOnlyCookies="true" />.
Remediation:
1. Locate and open the application's web.config file

2. Add the <httpCookies httpOnlyCookies="true" /> tag within <system.web>:
<configuration>
<system.web>
<httpCookies httpOnlyCookies="true" />
</system.web>
</configuration>
Setting the value of the httpOnlyCookies attribute of the httpCookies element to true
will add the HttpOnly flag to all the cookies set by the application. All modern versions of
browsers recognize HttpOnly attribute; older versions will either treat them as normal
cookies or simply ignore them altogether.
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References:
1. https://tools.ietf.org/wg/httpstate/charters
2. https://www.owasp.org/index.php/HTTPOnly#Browsers_Supporting_HttpOnly
3. https://msdn.microsoft.com/en-us/library/ms533046.aspx
Notes:
By default, ASP.NET 2.0 does not force cookies to httpOnly.
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3.8 Ensure 'MachineKey validation method - .Net 3.5' is configured
(Scored)
Description:
The machineKey element of the ASP.NET web.config specifies the algorithm and keys that
ASP.NET will use for encryption. The Machine Key feature can be managed to specify
hashing and encryption settings for application services such as view state, Forms
authentication, membership and roles, and anonymous identification.
The following validation methods are available:
 Advanced Encryption Standard (AES) is relatively easy to implement and requires

little memory. AES has a key size of 128, 192, or 256 bits. This method uses the
same private key to encrypt and decrypt data, whereas a public-key method must
use a pair of keys
 Message Digest 5 (MD5) is used for digital signing of applications. This method
produces a 128-bit message digest, which is a compressed form of the original data
 Secure Hash Algorithm (SHA1) is considered more secure than MD5 because it
produces a 160-bit message digest
 Triple Data Encryption Standard (TripleDES) is a minor variation of Data Encryption
Standard (DES). It is three times slower than regular DES but can be more secure
because it has a key size of 192 bits. If performance is not a primary consideration,
consider using TripleDES
It is recommended that AES or SHA1 methods be configured for use at the global level.
Rationale:
Setting the validation property to AES will provide confidentiality and integrity protection
to the viewstate. AES is the strongest encryption algorithm supported by the validation
property. Setting the validation property to SHA1 will provide integrity protection to the
viewstate. SHA1 is the strongest hashing algorithm supported by the validation property.
Audit:
To verify the Machine Key validation method using IIS Manager:
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1. Open IIS Manager and navigate to the level that was configured, the WEBROOT, or
server in this case
2. In the features view, double click Machine Key
3. On the Machine Key page, verify that SHA1 is selected in the validation method
dropdown
Remediation:
Machine key encryption can be set by using the UI, running appcmd.exe commands, by
editing configuration files directly, or by writing WMI scripts. To set the Machine Key
encryption at the global level using an appcmd.exe command:
%systemroot%\system32\inetsrv\appcmd set config /commit:WEBROOT /section:machineKey

/validation:SHA1
Note: When Appcmd.exe is used to configure the <machineKey> element at the global level
in IIS, the /commit:WEBROOT switch must be included so that configuration changes are
made to the root web.config file instead of ApplicationHost.config.
References:
Notes:
The default Machine Key validation method is SHA1.
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3.9 Ensure 'MachineKey validation method - .Net 4.5' is configured
(Scored)
Description:
The machineKey element of the ASP.NET web.config specifies the algorithm and keys that
ASP.NET will use for encryption. The Machine Key feature can be managed to specify
hashing and encryption settings for application services such as view state, Forms
authentication, membership and roles, and anonymous identification.
The following validation methods are available:
 Advanced Encryption Standard (AES) is relatively easy to implement and requires

little memory. AES has a key size of 128, 192, or 256 bits. This method uses the
same private key to encrypt and decrypt data, whereas a public-key method must
use a pair of keys
 Message Digest 5 (MD5) is used for digital signing of applications. This method
produces a 128-bit message digest, which is a compressed form of the original data
 Secure Hash Algorithm (SHA1) is considered more secure than MD5 because it
produces a 160-bit message digest
 Triple Data Encryption Standard (TripleDES) is a minor variation of Data Encryption
Standard (DES). It is three times slower than regular DES but can be more secure
because it has a key size of 192 bits. If performance is not a primary consideration,
consider using TripleDES
 Secure Hash Algorithm (SHA-2) is a family of two similar hash functions, with
different block sizes known as SHA-256 and SHA-512. They differ in the word size;
SHAS-256 used 32-bit words and SHA-512 uses 64-bit words.
It is recommended that SHA-2 methods be configured for use at the global level.
Rationale:
SHA-2 is the strongest hashing algorithm supported by the validation property so it should
be used as the validation method for the MachineKey in .Net 4.5.
Audit:
To verify the Machine Key validation method using IIS Manager:
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1. Open IIS Manager and navigate to the level that was configured, the WEBROOT, or
server in this case
2. In the features view, double click Machine Key
3. On the Machine Key page, verify that HMACSHA256 is selected in the validation
method dropdown
Remediation:
Machine key encryption can be set by using the UI, running appcmd.exe commands, by
editing configuration files directly, or by writing WMI scripts. To set the Machine Key
encryption at the global level using an appcmd.exe command:
%systemroot%\system32\inetsrv\appcmd set config /commit:WEBROOT /section:machineKey

/validation:HMACSHA256
Note: When Appcmd.exe is used to configure the <machineKey> element at the global level
in IIS, the /commit:WEBROOT switch must be included so that configuration changes are
made to the root web.config file instead of ApplicationHost.config.
References:
1. http://www.iis.net/learn/get-started/whats-new-in-iis-8/iis-80-aspnet-
configuration-management
Notes:
The default Machine Key validation method is SHA256.
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3.10 Ensure global .NET trust level is configured (Scored)
Description:
This only applies to .Net 2.0. Future versions have stopped supporting this feature.
An application's trust level determines the permissions that are granted by the ASP.NET
code access security (CAS) policy. CAS defines two trust categories: full trust and partial
trust. An application that has full trust permissions may access all resource types on a
server and perform privileged operations, while applications that run with partial trust
have varying levels of operating permissions and access to resources.
The possible values for the Level property of the TrustSection class are:
 Full: Specifies unrestricted permissions and grants the ASP.NET application

permissions to access any resource that is subject to operating system security; all
privileged operations are supported
 High: specifies a high level of code access security which limits the application from
doing the following:
o Call unmanaged code
o Call serviced components
o Write to the event log
o Access Microsoft Windows Message Queuing queues
o Access ODBC, OLD DB, or Oracle data sources
 Medium: specifies a medium level of code access security, which means that in
addition to the restrictions for High, the ASP.NET application cannot do any of the
following things:
o Access files outside the application directory
o Access the registry
 Low: specifies a low level of code access security, which means that in addition to
the restrictions for Medium, the application is prevented from performing any of the
following actions:
o Write to the file system
o Call the System.Security.CodeAccessPermission.Assert method to expand
permissions to resources
o Minimal: specifies a minimal level of code access security, which means that
the application has only execute permission
It is recommended that the global .NET Trust Level be set to Medium or lower.
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Rationale:
The CAS determines the permissions that are granted to the application on the
server. Setting a minimal level of trust that is compatible with the applications will limit
the potential harm that a compromised application could cause to a system.
Audit:
To verify the global .NET Trust Level using IIS Manager:
1. Open IIS Manager and navigate to the level that was configured, the server in this
example
2. In the features view, double click .NET Trust Levels
3. On the .NET Trust Levels page, verify that Medium (web_mediumtrust.config) is
selected in the Trust Level dropdown
Remediation:
Trust level can be set by using the UI, running appcmd.exe commands, by editing
configuration files directly, or by writing WMI scripts. To set the .Net Trust Level to
Medium at the server level using an appcmd.exe command:
%systemroot%\system32\inetsrv\appcmd set config /commit:WEBROOT /section:trust

/level:Medium
When Appcmd.exe is used to configure the element at the global level in IIS, the
/commit:WEBROOT switch must be included so that configuration changes are made to the
root web.config file instead of ApplicationHost.config.
References:
1. http://technet.microsoft.com/en-us/library/cc772237(WS.10).aspx
2. http://msdn.microsoft.com/en-us/library/ms691448%28VS.90%29.aspx
3. Professional IIS 7 by Ken Schaefer, Jeff Cochran, Scott Forsyth, Rob Baugh, Mike
Everest, Dennis Glendenning
4. http://support.microsoft.com/kb/2698981
Notes:
By default, ASP.NET web applications run under the full trust setting.
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3.11 Ensure 'encryption providers' are locked down (Scored)
Description:
By default, whenever a property is encrypted, IIS uses the defaultProvider for encryption
defined in machine.config. The IIS local system process (WAS) runs under the context of
LOCALSYSTEM and needs access to the application pool passwords. However, by default the
IIS_IUSRS security group is granted read access. It is recommended that the IIS_IUSRS
group have access to the iisWasKey revoked.
Rationale:
The iisWasKey is intended for access only by Administrators and SYSTEM. Since the
IIS_IUSRS group is granted read access, an attacker compromising an application set to
use a principal in the IIS_IUSRS group could potentially gain access to the encryption
key(s). Revoking this unnecessary privilege will reduce attack surface and help maintain
confidentiality and system/application integrity.
Audit:
To verify the permissions have been removed:
1. Obtain the machine GUID at the Registry Value "MachineGuid" in the Registry Key:
HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Cryptography
2. Next, open a command prompt and run the following icacls command, ensuring
that BUILTIN\IIS_IUSRS(R) has been removed:
icacls
%ALLUSERSPROFILE%\Microsoft\Crypto\RSA\MachineKeys\76944fb33636aeddb9590521c2e8815a_<M
achineGUID>
Remediation:
Removing access to the iisWasKey can be done by using an aspnet_regiis.exe

command. The syntax is as follows, and is dependent on the version of .NET being used:
%systemroot%\Microsoft.NET\Framework<bitness (if not the 32 bit)>\<framework
version>\aspnet_regiis.exe -pr iisWasKey IIS_IUSRS
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To remove read access to the IIS_IUSRS security group on a system using .NET Framework
v2.0:
1. Open an elevated command prompt

2. Run the following aspnet_regiis.exe command:
%systemroot%\Microsoft.NET\Framework\v2.0.50727\aspnet_regiis.exe -pr iisWasKey

IIS_IUSRS
If running a 64-bit system, also run the following:
%systemroot%\Microsoft.NET\Framework64\v2.0.50727\aspnet_regiis.exe -pr iisWasKey
IIS_IUSRS
Note: A unique version of aspnet_regiis.exe is included with each version of the .NET
Framework. Since each version of the tool applies only to its associated version of the .NET
Framework, be sure to use the appropriate version of the tool.
References:
1. http://learn.iis.net/page.aspx/141/using-encryption-to-protect-passwords/
2. http://support.microsoft.com/kb/977754
Notes:
By default, the IIS_IUSRS account has read access to the iisWasKey encryption provider.
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4 Request Filtering and Other Restriction Modules
Introduced in IIS 7.0 for the first time, Request Filtering is a powerful module that provides
a configurable set of rules that enables administrators to allow or reject the types of
requests that they determine should be allowed or rejected at the server, web site, or web
application levels.
Earlier versions of Internet Information Services provided the tool UrlScan, which was
provided as an add-on to enable system administrators to enforce tighter security policies
on their web servers. All of the core features of URLScan have been incorporated into the
Request Filtering module. Due to the close nature of functionality in these two tools,
reference to legacy URLScan settings will be made where applicable.
IIS 8 also introduced modules for Dynamic IP Address Restrictions. This module can be
configured to automatically block web site access based on specific rules.
Note: Request Filtering and IP and Domain Restrictions must be enabled as a role service
under IIS in order to configure any of its features.
4.1 Ensure 'maxAllowedContentLength' is configured (Not Scored)

Description:
The maxAllowedContentLength Request Filter is the maximum size of the http request,
measured in bytes, which can be sent from a client to the server. Configuring this value
enables the total request size to be restricted to a configured value. It is recommended that
the overall size of requests be restricted to a maximum value appropriate for the server,
site, or application.
Rationale:
Setting an appropriate value that has been tested for the maxAllowedContentLength filter
will lower the impact an abnormally large request would otherwise have on IIS and/or web
applications. This helps to ensure availability of web content and services, and may also
help mitigate the risk of buffer overflow type attacks in unmanaged components.
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Audit:
Upon exceeding the configured value set for the Request Filter, IIS will throw a Status Code
404.13.
To manually verify the change, locate and open the web.config for the web site or
application in which the request filter was set. Ensure the value defined for
maxAllowedContentLength is what was set. The 28.6MB max example would show:
<configuration>
<system.webServer>
<security>
<requestFiltering>
<requestLimits
maxAllowedContentLength="30000000" />
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:
The MaxAllowedContentLength Request Filter may be set for a server, website, or

application using the IIS Manager GUI, using AppCmd.exe commands in a command-line
window, and/or directly editing the configuration files. To configure using the IIS Manager
GUI:
1. Open Internet Information Services (IIS) Manager

2. In the Connections pane, click on the server, site, application, or directory to be
configured
3. In the Home pane, double-click Request Filtering
4. Click Edit Feature Settings... in the Actions pane
5. Under the Request Limits section, key the maximum content length in bytes that will
allow applications to retain their intended functionality, such as 30000000 (approx.
28.6 MB)
To set this Request Filter using an AppCmd.exe command, run the following command at an
elevated command prompt:
%systemroot%\system32\inetsrv\appcmd set config /section:requestfiltering
/requestLimits.maxAllowedContentLength:30000000
References:
1. http://www.iis.net/ConfigReference/system.webServer/security/requestFiltering/
requestLimits
2. http://learn.iis.net/page.aspx/143/use-request-filtering/
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Notes:
When request filtering is installed on a system, the default value is:

maxAllowedContentLength=“30000000”, which is approximately 28.6MB.
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4.2 Ensure 'maxURL request filter' is configured (Scored)
Description:
The maxURL attribute of the <requestLimits> property is the maximum length (in Bytes) in
which a requested URL can be (excluding query string) in order for IIS to
accept. Configuring this Request Filter enables administrators to restrict the length of the
requests that the server will accept. It is recommended that a limit be put on the length of
URL.
Rationale:
With a properly configured Request Filter limiting the amount of data accepted in the URL,
chances of undesired application behaviors affecting the availability of content and services
are reduced.
Audit:
IIS will log a 404.14 HTTP status if the requested URL was rejected because it exceeded the
length defined in the filter.
application in which the request filter was set. Verify the value defined for maxURL.
<configuration>
<system.webServer>
<security>
<requestFiltering>
<requestLimits
maxURL="4096" />
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:
The MaxURL Request Filter may be set for a server, website, or application using the IIS
Manager GUI, using AppCmd.exe commands in a command-line window, and/or directly
editing the configuration files. To configure using the IIS Manager GUI:
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2. In the Connections pane, click on the connection, site, application, or directory to be
configured
5. Under the Request Limits section, key the maximum URL length in bytes that has
been tested with web applications
/requestLimits.maxURL:4096
References:
requestLimits
Notes:
When Request Filtering is installed on a system, the default value for maxURL=“4096”.
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4.3 Ensure 'MaxQueryString request filter' is configured (Scored)
Description:
The MaxQueryString Request Filter describes the upper limit on the length of the query
string that the configured IIS server will allow for websites or applications. It is
recommended that values always be established to limit the amount of data will can be
accepted in the query string.
Rationale:
With a properly configured Request Filter limiting the amount of data accepted in the
query string, chances of undesired application behaviors such as app pool failures are
reduced.
Audit:
If a request is rejected because it exceeds the value set in the maxQueryString Request
Filter, a 404.15 HTTP status is logged to the IIS log file.
application in which the filter was set. Ensure the value defined for maxQueryString is
what was configured.
<configuration>
<system.webServer>
<security>
<requestFiltering>
<requestLimits
maxQueryString="2048" />
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:
The MaxQueryString Request Filter may be set for a server, website, or application using
the IIS Manager GUI, using AppCmd.exe commands in a command-line window, and/or
directly editing the configuration files. To configure using the IIS Manager GUI:
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2. In the Connections pane, go to the connection, site, application, or directory to be
configured
5. Under the Request Limits section, key in a safe upper bound in the Maximum query
string (Bytes) textbox
/requestLimits.maxQueryString:2048
References:
requestLimits
Notes:
When request filtering is installed on a system, the default value is

maxQueryString=“2048”.
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4.4 Ensure non-ASCII characters in URLs are not allowed (Scored)
Description:
This feature is used to allow or reject all requests to IIS that contain non-ASCII
characters. When using this feature, Request Filtering will deny the request if high-bit
characters are present in the URL. The UrlScan equivalent is AllowHighBitCharacters. It
is recommended that requests containing non-ASCII characters be rejected, where possible.
Rationale:
This feature can help defend against canonicalization attacks, reducing the potential attack
surface of servers, sites, and/or applications.
Audit:
If a request is rejected because it contains a high-bit character, a 404.12 HTTP status is

logged to the IIS log file.
application in which the request filter was set. Ensure the value defined for the filter is
false, as such:
<configuration>
<system.webServer>
<security>
<requestFiltering
allowHighBitCharacters="false">
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:
The AllowHighBitCharacters Request Filter may be set for a server, website, or

application using the IIS Manager GUI, using AppCmd.exe commands in a command-line
window, and/or directly editing the configuration files. To configure using the IIS Manager
GUI:
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2. In the Connections pane, go to the connection, site, application, or directory to be
configured
5. Under the General section, uncheck Allow high-bit characters
Note: Disallowing high-bit ASCII characters in the URL may negatively impact the
functionality of sites requiring international language support.

/allowHighBitCharacters:false
References:
2. http://learn.iis.net/page.aspx/936/urlscan-1-reference/
3. Professional IIS 7 by Ken Schaefer, Jeff Cochran, Scott Forsyth, Rob Baugh, Mike
Everest, Dennis Glendenning
Notes:
When Request Filtering is installed on a system, the default behavior is to allow high-bit
characters in URI.
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4.5 Ensure Double-Encoded requests will be rejected (Scored)
Description:
This Request Filter feature prevents attacks that rely on double-encoded requests and
applies if an attacker submits a double-encoded request to IIS. When the double-encoded
requests filter is enabled, IIS will go through a two iteration process of normalizing the
request. If the first normalization differs from the second, the request is rejected and the
error code is logged as a 404.11. The double-encoded requests filter was the
VerifyNormalization option in UrlScan. It is recommended that double-encoded requests
be rejected.
Rationale:
This feature will help prevent attacks that rely on URLs that have been crafted to contain
double-encoded request(s).
Audit:
If a request is rejected because it contains a double-encoded request, a 404.11 HTTP status

is logged to the IIS log file.
application in which the request filter was set. Ensure the value defined for
allowDoubleEscaping is false:
<configuration>
<system.webServer>
<security>
<requestFiltering
allowDoubleEscaping="false">
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:
The allowDoubleEscaping Request Filter may be set for a server, website, or application
using the IIS Manager GUI, using AppCmd.exe commands in a command-line window,
and/or directly editing the configuration files. To configure using the IIS Manager GUI:
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2. In the Connections pane, select the site, application, or directory to be configured
5. Under the General section, uncheck Allow double escaping
If a file name in a URL includes "+" then allowDoubleEscaping must be set to true to allow
functionality.
/allowDoubleEscaping:false
References:
requestLimits
Notes:
When Request Filtering is installed on a system, the default behavior is to not allow double-
encoded requests.
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4.6 Ensure 'HTTP Trace Method' is disabled (Scored)
Description:
The HTTP TRACE method returns the contents of client HTTP requests in the entity-body
of the TRACE response. Attackers could leverage this behavior to access sensitive
information, such as authentication data or cookies, contained in the HTTP headers of the
request. One such way to mitigate this is by using the <verbs> element of the
<requestFiltering> collection. The <verbs> element replaces the [AllowVerbs] and
[DenyVerbs] features in UrlScan. It is recommended the HTTP TRACE method be denied.
Rationale:
Attackers may abuse HTTP TRACE functionality to gain access to information in HTTP
headers such as cookies and authentication data. This risk can be mitigated by not allowing
the TRACE verb.
Audit:
IIS will return an HTTP 404.6 error to the client when Request Filtering blocks an HTTP
request because of a denied HTTP verb. To manually verify the change, browse to the
web.config file for which the change was made and verify the below configuration:
<configuration>
<system.webServer>
<security>
<requestFiltering>
<verbs>
<add verb="TRACE" allowed="false" />
</verbs>
</requestFiltering>
</security>
</system.webServer>
</configuration>
Remediation:

2. In the Connections pane, select the site, application, or directory to be configured
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4. In the Request Filtering pane, click the HTTP verbs tab, and then click Deny Verb... in
the Actions pane
5. In the Deny Verb dialog box, enter the TRACE, and then click OK
/+verbs.[verb='TRACE',allowed='false']
References:
1. http://www.kb.cert.org/vuls/id/867593
verbs
Notes:
The TRACE verb is not filtered by default.
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4.7 Ensure Unlisted File Extensions are not allowed (Scored)
Description:
The FileExtensions Request Filter allows administrators to define specific extensions

their web server(s) will allow and disallow. The property allowUnlisted will cover all
other file extensions not explicitly allowed or denied. Often times, extensions such as
.config, .bat, .exe, to name a few, should never be served. The AllowExtensions and
DenyExtensions options are the UrlScan equivalents. It is recommended that all
extensions be unallowed at the most global level possible, with only those necessary being
allowed.
Rationale:
Disallowing all but the necessary file extensions can greatly reduce the attack surface of
applications and servers.
Audit:
When IIS rejects a request based on a file extensions filter, the error code logged is 404.7.
application in which the Request Filter was set. Ensure <fileExtensions
allowUnlisted="false">. The following web.config will disallow any requests for files
that do not have .asp, .aspx, or .html as their extension:
<configuration>
<system.webServer>
<security>
<requestFiltering>
<fileExtensions allowUnlisted="false">
<add fileExtension=".asp" allowed="true" />
<add fileExtension=".aspx" allowed="true" />
<add fileExtension=".html" allowed="true" />
</fileExtensions>
</requestFiltering>
</security>
</system.webServer>
</configuration>
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Remediation:
The allowUnlisted Request Filter may be set for a server, website, or application using
the IIS Manager GUI, using AppCmd.exe commands in a command-line window, and/or
directly editing the configuration files. To configure at the server level using the IIS
Manager GUI:

2. In the Connections pane, select the server
5. Under the General section, uncheck Allow unlisted file name extensions
/fileExtensions.allowunlisted:false
References:
requestLimits
2. http://www.iis.net/learn/manage/configuring-security/configure-request-
filtering-in-iis
Notes:
The default Request Filtering configuration allows all unlisted file extensions to be
requested.
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4.8 Ensure Handler is not granted Write and Script/Execute (Scored)
Description:
Handler mappings can be configured to give permissions to Read, Write, Script, or Execute
depending on what the use is for - reading static content, uploading files, executing scripts,
etc. It is recommended to grant a handler either Execute/Script or Write permissions,
but not both.
Rationale:
By allowing both Execute/Script and Write permissions, a handler can run malicious code
on the target server. Ensuring these two permissions are never together will help lower
the risk of malicious code being executed on the server.
Audit:
Open the ApplicationHost.config file in %systemroot%\system32\inetsrv\config. Find

the <handlers> section and verify that the accessPolicy attribute does not contain Write
when Script or Execute are present. The following is an acceptable example:
<system.webserver>
<handlers accessPolicy="Read, Script">
</handlers>
</system.webserver>
Remediation:
The accessPolicy attribute in the <handlers> section of either the

ApplicationHost.config (server-wide) or web.config (site or application) must not have
Write present when Script or Execute are present. To resolve this issue for a Web
server, the attribute in the <handlers> section of the ApplicationHost.config file for the
server must manually be edited. To edit the ApplicationHost.config file by using Notepad,
perform the following steps:
1. Open Notepad as Administrator

2. Open the ApplicationHost.config file in %systemroot%\system32\inetsrv\config
3. Edit the <handlers> section accessPolicy attribute so that Write is not present
when Script or Execute are present
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%systemroot%\system32\inetsrv\appcmd set config /section:handlers
/accessPolicy:Read,Script
Note: This configuration change cannot be made by using IIS Manager.
References:
2. http://blogs.iis.net/thomad/archive/2006/11/05/quo-vadis-accessflags.aspx
Notes:
The default handlers accessPolicy is Read, Script.
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4.9 Ensure 'notListedIsapisAllowed' is set to false (Scored)
Description:
The notListedIsapisAllowed attribute is a server-level setting that is located in the

ApplicationHost.config file in the <isapiCgiRestriction> element of the
<system.webServer> section under <security>. This element ensures that malicious users
cannot copy unauthorized ISAPI binaries to the Web server and then run them. It is
recommended that notListedIsapisAllowed be set to false.
Rationale:
Restricting this attribute to false will help prevent potentially malicious ISAPI extensions
from being run.
Audit:
Open the applicationHost.config file in

%systemroot%\system32\inetsrv\config. Verify that the notListedIsapisAllowed
attribute in the <isapiCgiRestriction> element is set to false:
<system.webServer>
<security>
<isapiCgiRestriction notListedIsapisAllowed="false">
</isapiCgiRestriction>
</security>
</system.webServer>
Remediation:
To use IIS Manager to set the notListedIsapisAllowed attribute to false:
1. Open IIS Manager as Administrator

2. In the Connections pane on the left, select server to be configured
3. In Features View, select ISAPI and CGI Restrictions; in the Actions pane, select Open
Feature
5. In the Edit ISAPI and CGI Restrictions Settings dialog, clear the Allow unspecified
ISAPI modules check box, if checked
6. Click OK
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%systemroot%\system32\inetsrv\appcmd.exe set config -
section:system.webServer/security/isapiCgiRestriction /notListedIsapisAllowed:false
References:
2. http://www.iis.net/ConfigReference/system.webServer/security/isapiCgiRestrictio
n
Notes:
The default value for notListedIsapisAllowed is false.
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4.10 Ensure 'notListedCgisAllowed' is set to false (Scored)
Description:
The notListedCgisAllowed attribute is a server-level setting that is located in the

ApplicationHost.config file in the <isapiCgiRestriction> element of the
<system.webServer> section under <security>. This element ensures that malicious users
cannot copy unauthorized CGI binaries to the Web server and then run them. It is
recommended that notListedCgisAllowed be set to false.
Rationale:
Restricting this attribute to false will help prevent unlisted CGI extensions, including
potentially malicious CGI scripts from being run.
Audit:
Browse to and open the applicationHost.config file and verify that the
notListedCgisAllowed attribute in the <isapiCgiRestriction> element is set to false:
<system.webServer>
<security>
<isapiCgiRestriction notListedCgisAllowed="false">
</isapiCgiRestriction>
</security>
</system.webServer>
Remediation:
To set the notListedCgisAllowed attribute to false using IIS Manager:
1. Open IIS Manager as Administrator

2. In the Connections pane on the left, select the server to configure
3. In Features View, select ISAPI and CGI Restrictions; in the Actions pane, select Open
Feature
5. In the Edit ISAPI and CGI Restrictions Settings dialog, clear the Allow unspecified
CGI modules check box
6. Click OK
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%systemroot%\system32\inetsrv\appcmd.exe set config -

section:system.webServer/security/isapiCgiRestriction /notListedCgisAllowed:false
References:
Notes:
The default value for notListedCgisAllowed is false.
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4.11 Ensure 'Dynamic IP Address Restrictions' is enabled (Not Scored)
Description:
IIS Dynamic IP Address Restrictions capability can be used to thwart DDos attacks. This is
complimentary to the IP Addresses and Domain names Restrictions lists that can be
manually maintained within IIS. In contrast, Dynamic IP address filtering allows
administrators to configure the server to block access for IPs that exceed the specified
request threshold. The default action Deny action for restrictions is to return a Forbidden
response to the client.
Rationale:
Dynamic IP address filtering allows administrators to configure the server to block access
for IPs that exceed the specified number of requests or requests frequency. Ensure that you
receive the Forbidden page once the block has been enforced.
Audit:
Access the web server enough times to trigger the IP restriction based on the settings
entered.
Remediation:
1. Open IIS Manager.
2. Open the IP Address and Domain Restrictions feature.
3. Click Edit Dynamic Restrictions Settings.
4. Check the Deny IP Address based on the number of concurrent requests and the Deny IP
Address based on the number of requests over a period of time boxes. The values can be
tweaked as needed for your specific environment.
Default Value:
By default Dynamic IP Restrictions are not enabled.
References:
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1. http://www.iis.net/learn/get-started/whats-new-in-iis-8/iis-80-dynamic-ip-
address-restrictions
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5 IIS Logging Recommendations
This section contains recommendations regarding IIS logging that have not been covered in
the Basic Configurations section.
5.1 Ensure Default IIS web log location is moved (Scored)

Description:
IIS will log relatively detailed information on every request. These logs are usually the first
item looked at in a security response, and can be the most valuable. Malicious users are
aware of this, and will often try to remove evidence of their activities. It is therefore
recommended that the default location for IIS log files be changed to a restricted, non-
system drive.
Rationale:
Moving IIS logging to a restricted, non-system drive will help mitigate the risk of logs being
maliciously altered, removed, or lost in the event of system drive failure(s).
Audit:
To verify web logs are being logged to the new location, open Windows Explorer and
browse to the path that was defined. Depending on how the logging was configured, there
will be either:
1. A folder containing .log files or

2. .log files in the root of the specified directory
Remediation:
Moving the default log location can be easily accomplished using the Logging feature in the
IIS Management UI or AppCmd.exe. To change to D:\LogFiles using AppCmd.exe:
%systemroot%\system32\inetsrv\appcmd set config -section:sites -

siteDefaults.logfile.directory:"D:\LogFiles"
Moving log file stores to a non-system drive or partition separate from where web
applications run and/or content is served is preferred. Additionally, folder-level NTFS
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permissions should be set as restrictive as possible; Administrators and SYSTEM are
typically the only principals requiring access.
While standard IIS logs can be moved and edited using IIS Manager, additional
management tool add-ons are required in order to manage logs generated by other IIS
features, such as Request Filtering and IIS Advanced Logging. These add-ons can be
obtained using the Web Platform Installer or from Microsoft's site. The HTTPErr logging
location can be changed by adding a registry key.
References:
1. https://technet.microsoft.com/en-us/library/cc770709(v=ws.10).aspx?
Notes:
The default location for web logs in IIS 8 is: %SystemDrive%\inetpub\logs\LogFiles.
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5.2 Ensure Advanced IIS logging is enabled (Scored)
Description:
IIS Advanced Logging is a module which provides flexibility in logging requests and client
data. It provides controls that allow businesses to specify what fields are important, easily
add additional fields, and provide policies pertaining to log file rollover and Request
Filtering. HTTP request/response headers, server variables, and client-side fields can be
easily logged with minor configuration in the IIS management console. It is recommended
that Advanced Logging be enabled, and the fields which could be of value to the type of
business or application in the event of a security incident, be identified and logged.
Rationale:
Many of the fields available in Advanced Logging many can provide extensive, real-time
data and details not otherwise obtainable. Developers and security professionals can use
this information to identify and remediate application vulnerabilities/attack patterns.
Audit:
Browse to the location of the Advanced Logs and verify .log files are being generated. Note
that logs will be written to disk after a non-determined period of time. They can be written
into their specified directory immediately if, in the Log Definition, the Publish real-time
events and Write to disk options are selected.
Remediation:
IIS Advanced Logging can be configured for servers, Web sites, and directories in IIS
Manager. To enable Advanced Logging using the UI:

2. Click the server in the Connections pane
3. Double-click the Advanced Logging icon on the Home page
4. Click Enable Advanced Logging in the Actions pane
The fields that will be logged need to be configured using the Edit Logging Fields action. As
with IIS's standard log files, their location should be changed.
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Note: There may be performance considerations depending on the extent of the
configuration. Advanced logging requires installation using Web Platform Installer or
manually form the download link in the References section.
References:
1. http://learn.iis.net/page.aspx/579/advanced-logging-for-iis-70---custom-
logging#open
3. https://www.iis.net/downloads/microsoft/advanced-logging
Notes:
IIS Advanced Logging is not enabled by default.
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5.3 Ensure 'ETW Logging' is enabled (Not Scored)
Description:
IIS introduces a new logging method. Administrators can now send logging information to
Event Tracing for Windows (ETW)
Rationale:
IIS flushes log information to disk, therefore prior to IIS, administrators do not have access
to real-time logging information. Text-based log files can also be difficult and time
consuming to process. By enabling ETW, administrators have access to use standard query
tools for viewing real-time logging information.
Audit:
Using Message Analyzer, configure the query for Microsoft-Windows-IIS-Logging. Verify

you see live logging data by accessing the website.
Remediation:
To configure ETW logging:
1. Open IIS Manager

2. Select the server or site to enable ETW
3. Select Logging.
4. Ensure Log file format is W3C.
5. Select Both log file and ETW event
6. Save your settings.
References:
1. http://www.iis.net/learn/get-started/whats-new-in-iis-85/logging-to-etw-in-iis-85
2. http://blogs.technet.com/b/erezs_iis_blog/archive/2013/07/15/hook-me-up.aspx
3. https://blogs.msdn.microsoft.com/dcook/2015/09/30/etw-overview/
4. https://social.msdn.microsoft.com/Forums/en-US/a1aa1350-41a0-4490-9ae3-
9b4520aeb9d4/faq-common-questions-for-etw-and-windows-event-
log?forum=etw
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6 FTP Requests
This section contains a crucial configuration setting for running file transfer protocol (FTP).
6.1 Ensure FTP requests are encrypted (Scored)

Description:
The new FTP Publishing Service for IIS supports adding an SSL certificate to an FTP site.
Using an SSL certificate with an FTP site is also known as FTP-S or FTP over Secure Socket
Layers (SSL). FTP-S is an RFC standard (RFC 4217) where an SSL certificate is added to an
FTP site and thereby making it possible to perform secure file transfers.
Rationale:
By using SSL, the FTP transmission is encrypted and secured from point to point and all
FTP traffic as well as credentials are thereby guarded against interception.
Audit:
The FTP site will now require the use of FTP-S; test this by attempting to use an FTP client
which either does not support FTP-S or is not configured to use FTP-S. If setup was
successful, the request will fail. Conversely, open a command prompt from the server and
type ftp localhost. After entering credentials, the server should return an Access is
Denied message.
Remediation:
To secure an existing FTP site using a SSL Certificate, a certificate must first be installed on
the system. Production systems should always use a third party certificate from a trusted
root, such as VeriSign. Once that certificate is installed for use in IIS, follow the steps below
to configure the FTP site for SSL:
1. Open IIS Manager, select the FTP server and choose FTP SSL Settings in the Features
View pane
2. Under the SSL Certificate dropdown, choose the X.509 certificate to be configured
for use
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3. In the SSL Policy section, click the radio button next to Require SSL connections; it is
important to require SSL, because allow SSL still permits non-SSL FTP
4. Click Apply in the Actions pane
References:
1. http://www.windowsnetworking.com/articles_tutorials/IIS-FTP-Publishing-
Service-Part3.html
2. http://learn.iis.net/page.aspx/304/using-ftp-over-ssl/#03
3. https://tools.ietf.org/html/rfc4217
Notes:
By default, FTP sites are not SSL enabled.
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6.2 Ensure FTP Logon attempt restrictions is enabled (Not Scored)
Description:
IIS introduced a built-in network security feature to automatically block brute force FTP
attacks. This can be used to mitigate a malicious client from attempting a brute-force attack
on a discovered account, such as the local administrator account.
Rationale:
Successful brute force FTP attacks can allow an otherwise unauthorized user to make
changes to data that should not be made. This could allow the unauthorized user to modify
website code by uploading malicious software or even changing functionality for items
such as online payments.
Audit:
Access your FTP server using the administrator account and an invalid password. Verify
after the maximum number of login attempts has been met that you receive a message
'Connection closed by remote host' when trying to access FTP.
Remediation:
1. Open IIS Manager
2. At the server level, open the FTP Logon Attempt Restrictions feature.
3. Check Enable FTP Logon Attempt Restrictions and enter the maximum number of failed
attempts and the time period. Enable Deny IP addresses based on the number of failed
login attempts.
4. Click Apply
Default Value:
By default, this feature is not enabled when FTP is installed.
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References:
1. http://www.iis.net/learn/get-started/whats-new-in-iis-8/iis-80-ftp-logon-attempt-
restrictions
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7 Transport Encryption
This section contains recommendations for configuring IIS protocols and cipher suites.
7.1 Ensure SSLv2 is disabled (Scored)

Description:
This protocol is not considered cryptographically secure. Disabling it is recommended. This

protocol is disabled by default if the registry key is not present. A reboot is required for
these changes to be reflected.
Rationale:
Disabling weak protocols will help ensure the confidentiality and integrity of in-transit
data.
Audit:
Perform the following to verify SSL 2.0 is disabled.
1. If the following key is not present, SSL 2.0 is disabled.

HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0
2. Ensure the following key is set to 0.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL
2.0\Server\Enabled
Remediation:
Perform the following to disable SSL 2.0:
1. If the following key is not present, SSL 2.0 is disabled. You can delete the key to disable
the protocol. If you delete the key, steps 2 and 3 are not necessary.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\SSL 2.0
2. If the key exists, set it to 0.
2.0\Server\Enabled
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Default Value:
Enabled
References:
1. http://technet.microsoft.com/en-us/library/dn786419.aspx
3. http://msdn.microsoft.com/en-us/library/aa374757%28v=vs.85%29.aspx
4. https://www.owasp.org/index.php/Testing_for_SSL-TLS_%28OWASP-CM-001%29
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7.2 Ensure SSLv3 is disabled (Scored)
Description:
This protocol is not considered cryptographically secure. Disabling it is recommended.
Rationale:
Disabling weak protocols will help ensure the confidentiality and integrity of in-transit
data.
Audit:
Perform the following to verify SSL 3.0 is disabled:
1. Ensure the following key is set to 0.
3.0\Server\Enabled
Remediation:
Perform the following to disable SSL 3.0:
1. Set the following keyto 0.
3.0\Server\Enabled
Default Value:
Enabled
References:
1. https://www.openssl.org/~bodo/ssl-poodle.pdf
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7.3 Ensure TLS 1.0 is disabled (Not Scored)
Description:
The PCI Data Security Standard 3.1 recommends disabling "early TLS" along with SSL:
SSL and early TLS are not considered strong cryptography and cannot be used as a security
control after June 30, 2016.
Rationale:
This item is Not Scored for the following reasons:
 Enabling TLS 1.2 is recommended.

 These protocols do not suffer from known practical attacks.
Audit:
Review the following registry locations to verify that TLS 1.0 is configured as expected.
Disabled settings - Enabled to 0.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS
1.0\Server\Enabled
Remediation:
Set the following registry locations to configure TLS 1.0. To disable, set Enabled to 0.
1.0\Server\Enabled
References:
5. https://www.pcisecuritystandards.org/document_library?category=pcidss&docum
ent=pci_dss#agreement
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7.4 Ensure TLS 1.1 is enabled (Not Scored)
Description:
Enabling TLS 1.1 is required for backward compatibility.
Rationale:
 Enabling TLS 1.2 is recommended.

 This protocol does not suffer from known practical attacks.
Audit:
Review the following registry locations to verify that TLS 1.1 is enabled. Enabled settings:
Enabled to 1.
1.1\Server\Enabled
Remediation:
Set the following registry locations to enable TLS 1.1. Set Enabled to 1.
1.1\Server\Enabled
References:
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7.5 Ensure TLS 1.2 is enabled (Scored)
Description:
TLS 1.2 is the most recent and mature protocol for protecting the confidentiality and
integrity of HTTP traffic. Enabling TLS 1.2 is recommended. This protocol is enabled by
default if the registry key is not present. As with any registry changes, a reboot is required
for changes to take effect.
Rationale:
Enabling this protocol will help ensure the confidentiality and integrity of data in transit.
Audit:
Perform the following to verify TLS 1.2 has been enabled:
1. Ensure the following key is not present. If it is present, see step 2.

HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\
2. Ensure the following key is set to 0xFFFFFFFF
1.2\Server\Enabled
Remediation:
Perform the following to enable TLS 1.2:
1. Check to see if the following key exists. If it doesn't, TLS 1.2 is enabled by default. If it
does, you can delete it or follow step 2.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Protocols\TLS 1.2\
2. If the key exists, set the following key to 0xFFFFFFFF
1.2\Server\Enabled
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References:
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7.6 Ensure NULL Cipher Suites is disabled (Scored)
Description:
The NULL cipher does not provide data confidentiality or integrity. It is recommended that
the NULL cipher be disabled.
Rationale:
By disabling the NULL cipher, there is a better chance of maintaining data confidentiality
and integrity.
Audit:
To verify the NULL cipher has been disabled, ensure the following key does not exist or is
set to 0:
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\NULL\Enabled
Remediation:
To disable the NULL cipher, ensure the following key is absent. If the key is present, ensure
it is set to 0.
HKLM System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\NULL\Enabled
References:
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7.7 Ensure DES Cipher Suites is disabled (Scored)
Description:
DES is a weak symmetric-key cipher. It is recommended that it be disabled.
Rationale:
By disabling DES, there is a better chance of maintaining data confidentiality and integrity.
Audit:
To verify the DES 56/56 cipher has been disabled, ensure the following key does not exist
or is set to 0:
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\DES 56/56
Remediation:
To disable DES 56/56, ensure the following key is absent. If the key is present, ensure it is
set to 0.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\DES
56/56\Enabled
References:
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7.8 Ensure RC2 Cipher Suites is disabled (Scored)
Description:
RC2 is a weak symmetric-key block cipher. It is recommended that it be disabled.
Rationale:
By disabling RC2, there is a better chance of maintaining data confidentiality and integrity.
Audit:
To verify the RC2 40/128 cipher has been disabled, ensure the following key does not exist
or is set to0:
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\RC2
40/128\Enabled
or is set to0:
56/128\Enabled
Remediation:
To disable RC2 40/128, ensure the following key is absent. If the key is present, ensure it is
set to 0.
40/128\Enabled
set to 0.
56/128\Enabled
References:
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7.9 Ensure RC4 Cipher Suites is disabled (Scored)
Description:
RC4 is a stream cipher that has known practical attacks. It is recommended that RC4 be
disabled. The only RC4 cipher enabled by default on Server 2012 and 2012 R2 is RC4
128/128.
Rationale:
The use of RC4 may increase an adversaries’ ability to read sensitive information sent over
SSL/TLS.
Audit:
or is set to 0:
40/128\Enabled
or is set to 0:
56/128\Enabled
or is set to 0:
64/128\Enabled
To verify the RC4 128/128 cipher has been disabled, ensure the following key is set to 0:
128/128\Enabled
Remediation:
set to 0.
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40/128\Enabled
set to 0.
56/128\Enabled
set to 0.
64/128\Enabled
To disable RC4 128/128, ensure the following key is set to 0.
128/128\Enabled
References:
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7.10 Ensure Triple DES Cipher Suite is configured (Not Scored)
Description:
Enabling Triple DES Cipher Suites may be required for client compatibility. Enable or
disable this cipher suite accordingly.
Rationale:
 Enabling AES 256/256 is recommended.

 This cipher does not suffer from known practical attacks.
Audit:
To verify the Triple DES 168/168 cipher has been enabled, ensure the following key either
does not exist on is set to 0xFFFFFFFF:
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\Triple DES
168/168\Enabled
Remediation:
To enable Triple DES 168/168, ensure the following key is not present or is set to
0xFFFFFFFF.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\Triple DES
168/168\Enabled
References:
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7.11 Ensure AES 128/128 Cipher Suite is configured (Not Scored)
Description:
Enabling AES 128/128 may be required for client compatibility. Enable or disable this
cipher suite accordingly.
Rationale:
 Enabling AES 256/256 is recommended.

 This cipher does not suffer from known practical attacks.
Audit:
To verify the AES 128/128 cipher has been enabled, ensure the following key is set
to 0xFFFFFFF:
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\AES
128/128\Enabled
Remediation:
To enable the AES 128/128 cipher, ensure the following key is set to 0xFFFFFFFF:
128/128\Enabled
References:
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7.12 Ensure AES 256/256 Cipher Suite is enabled (Scored)
Description:
AES 256/256 is the most recent and mature cipher suite for protecting the confidentiality
and integrity of HTTP traffic. Enabling AES 256/256 is recommended. This is enabled by
default on Server 2012 and 2012 R2.
Rationale:
Enabling this cipher will help ensure the confidentiality and integrity of data in transit.
Audit:
To verify the AES 256/256 cipher has been enabled:
1. Ensure that the following key does not exist. If it does exist, you can either delete the key
or proceed to step 2.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\AES 256/256\
2. If the following key exists, ensure the following is set to 0xFFFFFFFF:
256/256\Enabled
Remediation:
To enable the AES 256/256 cipher:
1. Ensure that the following key does not exist. If it does exist, you can either delete the key
or proceed to step 2.
HKLM\System\CurrentControlSet\Control\SecurityProviders\SCHANNEL\Ciphers\AES 256/256\
2. If the key exists, ensure the following is set to 0xFFFFFFFF.
256/256\Enabled
References:
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7.13 Ensure TLS Cipher Suite ordering is configured (Scored)
Description:
Cipher suites are a named combination of authentication, encryption, message

authentication code, and key exchange algorithms used for the security settings of a
network connection using TLS protocol. Clients send a cipher list and a list of ciphers that it
supports in order of preference to a server. The server then replies with the cipher suite
that it selects from the client cipher suite list.
Rationale:
Cipher suites should be ordered from strongest to weakest in order to ensure that the more
secure configuration is used for encryption between the server and client.
Audit:
To verify the cipher suite order is set correctly, ensure the following key is set to:
TLS_ECDHE_ECDSA_WITH_AES_256_GCM_SHA384_P384
TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA384_P256
TLS_ECDHE_RSA_WITH_AES_256_CBC_SHA_P256
TLS_RSA_WITH_AES_256_GCM_SHA384
TLS_RSA_WITH_AES_256_CBC_SHA256
TLS_RSA_WITH_AES_256_CBC_SHA
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TLS_RSA_WITH_3DES_EDE_CBC_SHA
HKLM\System\CurrentControlSet\Control\Cryptography\Configuration\Local\SSL\00010002\Fu
nctions
Remediation:
To order the cipher suites correctly, ensure the following key is set to:
TLS_RSA_WITH_3DES_EDE_CBC_SHA
HKLM\System\CurrentControlSet\Control\Cryptography\Configuration\Local\SSL\00010002\Fu
nctions
Impact:
Cipher ordering is important to ensure that the most secure ciphers are listed first and will
be applied over weaker ciphers when possible.
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Appendix: Summary Table
Control Set
Correctly
Yes No
1 Basic Configurations
1.1 Ensure web content is on non-system partition (Scored)  
1.2 Ensure 'host headers' are on all sites (Scored)  
1.3 Ensure 'directory browsing' is set to disabled (Scored)  
1.4 Ensure 'application pool identity' is configured for all
 
application pools (Scored)
1.5 Ensure 'unique application pools' is set for sites (Scored)  
1.6 Ensure 'application pool identity' is configured for
 
anonymous user identity (Scored)
1.7 Ensure HSTS Header is set (Not Scored)  
2 Configure Authentication and Authorization
2.1 Ensure 'global authorization rule' is set to restrict access (Not
 
Scored)
2.2 Ensure access to sensitive site features is restricted to
 
authenticated principals only (Not Scored)
2.3 Ensure 'forms authentication' require SSL (Scored)  
2.4 Ensure 'forms authentication' is set to use cookies (Scored)  
2.5 Ensure 'cookie protection mode' is configured for forms
 
authentication (Scored)
2.6 Ensure transport layer security for 'basic authentication' is
 
configured (Scored)
2.7 Ensure 'passwordFormat' is not set to clear (Scored)  
2.8 Ensure 'credentials' are not stored in configuration files
 
(Scored)
3 ASP.NET Configuration Recommendations
3.1 Ensure 'deployment method retail' is set (Scored)  
3.2 Ensure 'debug' is turned off (Scored)  
3.3 Ensure custom error messages are not off (Scored)  
3.4 Ensure IIS HTTP detailed errors are hidden from displaying
 
remotely (Scored)
3.5 Ensure ASP.NET stack tracing is not enabled (Scored)  
3.6 Ensure 'httpcookie' mode is configured for session state
 
(Scored)
3.7 Ensure 'cookies' are set with HttpOnly attribute (Scored)  
3.8 Ensure 'MachineKey validation method - .Net 3.5' is
 
configured (Scored)
3.9 Ensure 'MachineKey validation method - .Net 4.5' is  
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configured (Scored)
3.10 Ensure global .NET trust level is configured (Scored)  
3.11 Ensure 'encryption providers' are locked down (Scored)  
4 Request Filtering and Other Restriction Modules
4.1 Ensure 'maxAllowedContentLength' is configured (Not
 
Scored)
4.2 Ensure 'maxURL request filter' is configured (Scored)  
4.3 Ensure 'MaxQueryString request filter' is configured (Scored)  
4.4 Ensure non-ASCII characters in URLs are not allowed
 
(Scored)
4.5 Ensure Double-Encoded requests will be rejected (Scored)  
4.6 Ensure 'HTTP Trace Method' is disabled (Scored)  
4.7 Ensure Unlisted File Extensions are not allowed (Scored)  
4.8 Ensure Handler is not granted Write and Script/Execute
 
(Scored)
4.9 Ensure 'notListedIsapisAllowed' is set to false (Scored)  
4.10 Ensure 'notListedCgisAllowed' is set to false (Scored)  
4.11 Ensure 'Dynamic IP Address Restrictions' is enabled (Not
 
Scored)
5 IIS Logging Recommendations
5.1 Ensure Default IIS web log location is moved (Scored)  
5.2 Ensure Advanced IIS logging is enabled (Scored)  
5.3 Ensure 'ETW Logging' is enabled (Not Scored)  
6 FTP Requests
6.1 Ensure FTP requests are encrypted (Scored)  
6.2 Ensure FTP Logon attempt restrictions is enabled (Not
 
Scored)
7 Transport Encryption
7.1 Ensure SSLv2 is disabled (Scored)  
7.2 Ensure SSLv3 is disabled (Scored)  
7.3 Ensure TLS 1.0 is disabled (Not Scored)  
7.4 Ensure TLS 1.1 is enabled (Not Scored)  
7.5 Ensure TLS 1.2 is enabled (Scored)  
7.6 Ensure NULL Cipher Suites is disabled (Scored)  
7.7 Ensure DES Cipher Suites is disabled (Scored)  
7.8 Ensure RC2 Cipher Suites is disabled (Scored)  
7.9 Ensure RC4 Cipher Suites is disabled (Scored)  
7.10 Ensure Triple DES Cipher Suite is configured (Not Scored)  
7.11 Ensure AES 128/128 Cipher Suite is configured (Not Scored)  
7.12 Ensure AES 256/256 Cipher Suite is enabled (Scored)  
7.13 Ensure TLS Cipher Suite ordering is configured (Scored)  
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Appendix: Change History
Date Version Changes for this version
09-07-2014 1.1.0 Updated 1.4.7 per Ticket #82
09-07-2014 1.1.0 Updated profiles per Ticket #80
09-07-2014 1.1.0 Updated 1.4.7 Ensure Handler is not

granted Write and Script/Execute per
Ticket #84
09-07-2014 1.1.0 Updated 1.4.10 Disable HTTP Trace

Method per Ticket #91
09-07-2014 1.1.0 Updated 1.1.2 Require Host Headers

on all Sites per Ticket #89
10-31-2014 1.2.0 Disable SSL 3.0 per Ticket #100
10-31-2014 1.2.0 Update profile descriptions per Ticket

#94
10-31-2014 1.2.0 Fix references to “SP2” per Ticket #94
10-31-2014 1.2.0 Break out cipher/protocol

recommendation into individual
recommendations per Tickets #96
and #97
03-02-2015 1.3.0 Updated audit/remediation

procedures in 1.7.1 per Ticket #113
03-02-2015 1.3.0 Updated 1.7.2 to denote that SSLv2 is

disabled by default per Ticket #108
03-02-2015 1.3.0 Update 1.7.6 to denote that TSL 1.2 is

enabled by default per Ticket #109
03-02-2015 1.3.0 Update 1.7.13 to denote that AES

256/256 is enabled by default per
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Ticket #110
03-02-2015 1.3.0 Fixed typo in remediation procedure

of 1.7.13 per Ticket #112
12-30-2016 1.4.0 IIS Benchmark 1.4.0 - scored

benchmarks not assessed by the tool
and vice versa Ticket #137
12-30-2016 1.4.0 1.3.7 (Configure MachineKey

Validation Method) for IIS 8 v1.4.0
Ticket # 141
12-30-2016 1.4.0 Remove incorrect refereneces to IIS

version across the document Ticket
#132
12-30-2016 1.4.0 Consider to recommend against using

TLS 1.0 Ticket #125
12-30-2016 1.4.0 Slow HTTP DoS attacks - Addressed

by defualt values, no changes needed
Ticket #78
12-30-2016 1.4.0 Determine if/how benchmark should

prescribe Strict-Transport-Security
(HSTS) (IIS 7 and 8) Ticket #87
12-30-2016 1.4.0 Replace "SSL" with "TLS" in Titles and

the text Ticket #139
12-30-2016 1.4.0 Replace incorrect reference to IIS7

across the IIS 8 baseline document.
Ticket #140
119 | P a g e

CIS Microsoft IIS 8

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CIS Microsoft IIS 8 Benchmark

Italic font Used to denote the title of a book, article, or other

Note Additional information or caveats

 Level 1 - IIS 8.0

o be practical and prudent;

 Level 2 - IIS 8.0

o are intended for environments or use cases where security is paramount

 Level 1 - IIS 8.5

o be practical and prudent;

 Level 2 - IIS 8.5

o are intended for environments or use cases where security is paramount

1.1 Ensure web content is on non-system partition (Scored)

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

 Web sites/applications exhausting system disk space

%systemroot%\system32\inetsrv\appcmd list vdir

1. Browse to web content in C:\inetpub\wwwroot\

1. Expand the server node

The default location for web content is: %systemdrive%\inetpub\wwwroot.

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

 DNS rebinding attacks successfully compromising or abusing site data or

Obtain a listing of all sites by using the following appcmd.exe command:

%systemroot%\system32\inetsrv\appcmd list sites

1. Open IIS Manager

By default, host headers are not required or set up automatically.

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

1. No specific file is requested in the URL

It is recommended that directory browsing be disabled.

In IIS 8.0 and 8.5, directory browsing is disabled by default.

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

Setting Application Pools to use unique least privilege identities such

Additionally, it will simplify application pools configuration and account management.

1. Open IIS Manager

%systemroot%\system32\inetsrv\appcmd list config /section:applicationPools

1. Open the IIS Manager GUI

To change the ApplicationPool identity to the built-in ApplicationPoolIdentity using

%systemroot%\system32\inetsrv\appcmd set config /section:applicationPools

By Default, the DefaultAppPool in IIS 8 is configured to use the ApplicationPoolIdentity

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

1. Open IIS Manager

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

To use AppCmd.exe to configure anonymousAuthentication at the server level, the

%systemroot%\system32\inetsrv\appcmd set config -section:anonymousAuthentication

 Level 2 - IIS 8.0

 Level 2 - IIS 8.5

1. Open IIS Manager

1. Open IIS Manager

 Level 1 - IIS 8.0

 Level 1 - IIS 8.5

1. Connect to Internet Information Services (IIS Manager)

To configure URL Authorization at the server level using IIS Manager:

1. Connect to Internet Information Services (IIS Manager)

The default server-level setting is to allow all users access.

 Level 1 - IIS 8.0