LLB Paper Code: 210 Administrative Law: Unit - I: Evolution and Scope of Administrative Law
LLB Paper Code: 210 Administrative Law: Unit - I: Evolution and Scope of Administrative Law
LLB Paper Code: 210 Administrative Law: Unit - I: Evolution and Scope of Administrative Law
i. Introduction
ii. Court as the final authority to determine the legality of administrative action
iii. Exhaustion of Administrative remedies
iv. Locus standi
v. Laches
vi. Res judicata
vii. Judicial review and its extent
i. Statutory appeals
ii. Writs
iii. Declaratory judgment and injunctions
iv. Civil Suits for Compensation
According to him, "administrative law is the law relating to the administrative authorities".
This is the most widely accepted definition, but there are two difficulties in this definition.
(1) It is very wide definition, for the law which determines the power and functions of
administrative authorities may also deal with the substantive aspects of such powers.
For example:- Legislation relation to public health services, houses, town and country planning
etc.. But these are not included within the scope and ambit of administrative law, and
Definition by K. C. Davis
According to K. C. Davis, "Administrative law as the law concerns the powers and procedures of
administrative agencies, including especially the law governing judicial review of administrative
action".
Again, there are some difficulties with this definition also. It falls to distinguish administrative
law from constitutional law Like Jennings definition mentioned above; this is also very wide
definition. It includes the entire legal field except the legislature and the Judiciary. It also
includes the law of local government. It is also said that it is not possible to divide completely
and definitely the functions of legislative, executive and judiciary.
It is very difficult to say precisely where legislation ends and administrative begins. Though
enacting a law is functioning of the legislature the administrative authorities, legislate under the
powers delegated to them by the legislature and this delegated legislation is certainly a part of
administrative law.
Administrative law was existent in India even in ancient times. Under the Mauryas and Guptas,
several centuries before christ, there was well organised and centralise Administration in India.
The rule of "Dharma" was observed by kings and Administrators and nobody claimed any
exemption from it. The basic principle of natural justice and fair play were followed by the kings
and officers as the administration could be run only on those principles accepted by Dharma,
which was even a wider word than "Rule of Law" or "Due process of Law", Yet, there was no
Administrative law is existence in the sense in which we study it today.
With the establishment of East India company (EIC) and event of the British Rule in India. The
powers of the government had increased. Many Acts, statutes and Legislation were passed by the
British government regulating public safety, health, morality transport and labour relations.
Practice of granting Administrative licence began with the State Carriage Act 1861. The first
public corporation was established under the Bombay Port Trust Act 1879. Delegated legislation
was accepted by the Northrn India Canal and Drainage Act, 1873 and Opium Act 1878 proper
and effective steps were taken to regulate the trade and traffic in explosives by the Indian
Explosives by the Indian Explosives Act 1884.
In many, statutes, provisions were made with regard to holding of permits and licences and for
the settlement of disputes by the Administrative authorities and Tribunals.
During the Second World War, the executive powers tremendously increased Defence of India
Act, 1939 and the rules made there under conferred ample powers on the property of an
individual with little or no judicial control over them, In addition to this, the government issued
many orders and ordinances, covering several matters by way of Administrative instructions.
Since independence, the activities and the functions of the government have further increased.
Under the Industrial Disputes Act 1947, the Minimum Wages Act 1948 important social security
measures have been taken for those employed in Industries.
The philosophy of a welfare state has been specifically embodied in the constitution of India. In
the constitution itself, the provisions are made to secure to all citizens social, economic and
political justice, equality of status and opportunity. The ownership and control of material
resources of the society should be so distributed as best to sub serve the common good. The
operation of the economic system should not result in the concentration of all these objects.
The state is given power to impose reasonable restrictions even on the Fundamental Rights
guaranteed by the constitution.
In Fact, to secure those objects, several steps have been taken by the parliament by passing many
Acts, e.g. the Industrial (Development and Regulation) Act 1951, the Requisitioning and
Acquisition of Immovable Property Act 1952, the Essential Commodities Act, 1955. The
Companies Act 1956, the Banking Companies (Acquisition and Transfer of undertakings) Act,
1969. The Maternity Benefits Act, 1961, The Payment of Bonus Act 1965, The Equal
Remuneration Act 1976, The Urban Land (ceiling and Regulation) Act 1976, The Beedi
Worker's Welfare Fund Act, 1976 etc.
Even, while interpreting all these Acts and the provisions of the constitution, the judiciary started
taking into consideration the objects and ideals social welfare. Thus, in Vellunkunnel Vs.
Reserve Bank of India AIR) 1962 SC137), the Supreme Court held that under the Banking
Companies Act, 1949 the Reserve Bank was the sole judge to decide whether the affairs of a
Banking company where being conducted in a manner prejudicial to the depositors, interest and
the court had no option but to pass an order of winding up as prayed for by the Reserve Bank.
Again, in state of Andhra Pradesh Vs. C. V. Rao, (1975) 2 SCC 557 dealing with departmental
inquiry, the Supreme Court held that the jurisdiction to issue a writ of certiorari under Article
226 is supervisory in nature. In is not an appellate court and if there is some evidence or record
on which the tribunal had passed the order, the said findings cannot be challenged on the ground
the evidence for the same is insufficient or inadequate. The adequacy or sufficiency of evidence
is within the exclusive jurisdiction of the tribunal.
Similar view was taken in K. L. Shinde Vs State of Mysore, (AIR 1976 SC 1080) In Shrivastava
Vs Suresh Singh (AIR 1976 SC 1904), The Supreme Court observed that in matters relating to
questions regarding adequacy or sufficiently of training the expert opinion of public service
commission would be generally accepted by the court.
Very Recently, in State of Gujrat Vs. M. I. Haider Bux (AIR 1977 SC 594), The Supreme Court
held that under the provisions of the Land Acquisition Act, 1994, Ordinarily, government is the
best authority to decide whether a particular purpose is a public purpose and whether the land
can be acquired for the purpose or not.
Thus, on the one hand, the activities and powers of the government and administrative authorities
have increased and on the other hand, there is great need for the enforcement of the rule of law
and judicial review over these powers, so that the citizens should be free to enjoy the liberty
guaranteed to them by the constitution. For that purpose, provisions are made in the statutes
giving right of appeal, revision etc. and at the same time extra-ordinary remedies are available to
them under Article 32, 226 and 227 of the constitution of India. The Principle of judicial review
is also accepted in our constitution, and the order passed by the administrative authorities can be
quashed and set aside if they are malafied or ultravires the Act or the provisions of the
constitution.
And if the rules, regulations or orders passed by these authorities are not within their powers,
they can be declared ultravires, unconstitutional, illegal or void.
The basis of Administrative Law is the 'Doctrine of the Rule of Law'. It was expounded for the
first time by Sri Edward Coke, and was developed by Prof. A.V.Diccy in his book 'The law of
the Constitution' published in 1885. According Coke, in a battle against King, he should be under
God and the Lank thereby the Supremacy of Law is established.
Dicey regarded rule of law as the bedrock of the British Legal System:. 'Fins doctrine is accepted
in the constitutions of U.S.A. and India.
According to Prof. Diccy, rules of law contain three principles or it has three meanings as stated
below:
2. Equality before Law or the Second meaning of the Rule of Law: and
1. Supremacy of Law: The First meaning of the Rule of Law is that 'no man is punishable or can
lawfully be made to suffer in body or goods except for a distinct breach of law established in the
ordinary legal manner before the ordinary courts of the land. It implies that a man may be
punished for a breach of law but cannot be punished for anything else. No man can be punished
except for a breach of law. An alleged offence is required to be proved before the ordinary courts
in accordance with the ordinary procedure.
2. Equality before Law: - The Second meaning of the Rule of Law is that no man is above law.
Every man whatever is his rank or condition is subject to the ordinary law of the realm and
amenable to the jurisdiction of the ordinary tribunals.
Prof. Dicey states that, there must be equality before the law or equal subjection of all classes to
the ordinary law of the land. He criticized the French legal system of droit Administrative in
which there were separate administrative tribunals for deciding the cases of State Officials and
citizens separately. He criticizes such system as negation of law
3. Predominance of Legal Spirit: - The Third meaning of the rule of law is that the general
principles of the constitution are the result of juridical decisions determining file rights of private
persons in particular cases brought before the Court.
Dicey states that many constitutions of the states (countries) guarantee their citizens certain
rights (fundamental or human or basic rights) such as right to personal liberty, freedom from
arrest etc. According to him documentary guarantee of such rights is not enough. Such rights can
be made available to the citizens only when they are properly enforceable in the Courts of law,
For Instance, in England there is no written constitution and such rights are the result judicial
decision.
Application of the Doctrine in England: Though, there is no written constitution, the rule of law
is applied in concrete cases. In England, the Courts are the guarantors of the individual rights.
Rule of law establishes an effective control over the executive and administrative power.
However, Dicey's rule of law was not accepted in full in England. In those days, many statutes
allowed priority of administrative power in many cases, and the same was not challenged better c
the Courts. Further sovereign immunity existed on the ground of King can do no wrong'. The
sovereign immunity was abolished by the 'Crown Proceedings Act, 1947. Prof. Dicey could not
distinguish arbitrary power from discretionary power, and failed to understand the merits of
French legal system.
Rule of Law under the Constitution of India: - The doctrine of Rule of Law has been adopted in
Indian Constitution. The ideals of the Constitution, justice, liberty and equality are enshrined
(embodied) in the preamble.
The Constitution of India has been made the supreme law of the country and other laws arc
required to be in conformity with the Constitution. Any law which is found in violation of any
provision of the Constitution is declared invalid.
Part III of the Constitution of India guarantees the Fundamental Rights. Article 13(l) of the
Constitution makes it clear that all laws in force in the territory of India immediately before the
commencement of the Constitution, in so far as they are inconsistent with the provision of Part ill
dealing with the Fundamental Rights, shall, to the extent of such inconsistency, be void. Article
13(2) provides that the State should not make any law which takes away or abridges the
fundamental rights and any law made in contravention of this clause shall, to the extent of the
contravention, be void. The Constitution guarantees equality before law and equal protection of
laws. Article 21 guarantees right to life and personal liberty. It provides that no person shall be
deprived of his life or personal liberty except according to the procedure established by law.
Article 19 (1) (a) guarantees the third principle of rule of law (freedom of such and expression).
Article 19 guarantees six Fundamental Freedoms to the citizens of India -- freedom of speech
and expression, freedom of assembly, freedom to form associations or unions, freedom to live in
any part of the territory of India and freedom of profession, occupation, trade or business. The
right to these freedoms is not absolute, but subject to the reasonable restrictions which may be
imposed by the State.
Article 20(1) provides that no person shall he convicted of any offence except for violation of a
law in force at the time of the commission of the act charged as an offence not be subject to a
penalty greater than that which might have been inflicted tinder the law in for cc at the time of
the commission of the offence. According to Article 20(2), no person shall be prosecuted and
punished for the same offence more than once. Article 20(3) makes it clear that no person
accused of the offence shall be compelled to be witness against himself. In India, Constitution is
supreme and the three organs of the Government viz. Legislature, Executive and judiciary are
subordinate to it. The Constitution provided for encroachment of one organ (E.g.: Judiciary)
upon another (E.g.: Legislature) if its action is mala fide, as the citizen (individual) can challenge
under Article 32 of the Constitution.
In India, the meaning of rule of law has been much expanded. It is regarded as a part of the basic
structure of the Constitution and, therefore, it cannot be abrogated or destroyed even by
Parliament. It is also regarded as a part of natural justice.
In Kesavanda Bharti vs. State of Kerala (1973) - The Supreme Court enunciated the rule of law
as one of the most important aspects of the doctrine of basic structure.
In Menaka Gandhi vs. Union of India, AIR 1978 SC 597 - The Supreme Court declared that
Article 14 strikes against arbitrariness.
In Indira Gandhi Nehru vs. Raj Narahr, Alit 1975 SC 2299 - Article 329-A was inserted in the
Constitution under 39th amendment, which provided certain immunities to the election of office
of Prime Minister from judicial review. The Supreme Court declared Article 329-A as invalid
since it abridges the basic structure of the Constitution.
In A.D.M Jabalpur vs.,Shivakant Shukla (1976) 2 SCC 521 AIR 1976 SC 1207 - This case is
popularly known as Habeas Corpus Case.
On 25th June, emergency was proclaimed under Article 359. Large number of persons was
arrested under N11SA (Maintenance of Internal Security Act. 1971) without informing the
grounds for arrest. Some of their filed petition in various high Courts for writ of Heabeas Corpus.
The petitioners contend that their detention is violation of Article 21. It was argued on the other
side that the protection tinder Article 21 is not available (suspended) during emergency. The
preliminary objection (not to file writ petitions during emergency). The Preliminary objection
(not to file writ petitions during emergence) was rejected by various High Courts. The Madhya
Pradesh Government through Additional District Magistrate. Jabalpur and Government of India
filed appeals before Supreme Court.
The question before Supreme Court was, whether there was any rule of law in India apart front
Article 21 of the Constitution. The Supreme Court by majority held that there is no rule of law
other than the constitutional rule of law. Article 21 is our rule of law. If it is suspended, there is
not rule of law.
Introduction: Rule of law is classical principle of administrative law. As a matter of fact this
principle was one of the principles that acted as impediment development of Administrative Law
principles. The irony further is that the rule of law is now an important part of modern
Administrative Law. Whereas the rule of law is still the one of the very important principles
regulating in common law countries and common law derived countries modern laws has denied
some of the important parts of rule of law as proposed by Dicey at the start of 19th Century.
Dicey Rule of Law: The concept of rule of law backs to the time of Aristotle. Aristotle ruled out
the concept of rule under discretion by all means and tried to convey his followers that given the
choice it is always rule of law that scores over rule of discretion.
In Modern times the rule of law was propounded by the Albert Dicey, a British jurist and
Philosopher. He gave following three postulates of rule of law: 1. Everyone is equal before the
law. 2. Sanctions have to be backed by law. 3. Courts are the ultimate body and supremacy of
court is ambivalent in civilized society.
He was firm proponent of the concept and very influential thinker of his times.
Though the first two principles are still in almost every legal system of world, the third principle
was protested many of jurists of that time. The Dicey in particular opposed the principle of
French system of Droit Administratif. England at that time was in fact propounding some quasi
legislative and quasi judicial processes which were taken cognizance of English thinkers of that
time; still the whole common law system of country was blindfolded with the Dicey's philosophy
of “rule of law.”
Dicey's Rule of Law and Modern Administrative Law: Dicey's view and proposition of rule of
law has succeeded in part and wasn’t sustainable on other. Most of the modern legal system
implements the principles of judicial review and similar principles of proportionality and
legitimate expectations. Dicey's views on written and unwritten constitutions are subject to much
debate and discussion.
What can be said is that some written constitutions (e.g. the U.S. Constitution) have been quite
successful at providing a framework within which individual rights are protected while others
(e.g. some of the Soviet blocks constitutions) have been near total failures.
The modern administrative law is fine mixture of Droit Administratif, the French law system and
Dicey rule of law. The sophisticated combination of the two principles has given rise to powerful
and vast body of executive. In fact the development of modern Administrative law is
consequence of development of administration and its side effects.
Objective of Paper: In this paper I am going to critically examine the pros and cons of modern
administrative law in terms of balance of efficiency and bureaucracy. This paper shall also
discuss the constitutional provisions all over the world and compare the implementation part of it
in governance.
1. INTRODUCTION
1.1. Concept of Separations of Powers
In the context of separation of powers, judicial review is crucial and important. We have three
wings of the state, judiciary, Legislature and Executive with their function clearly chalked out in
our Constitutions. Article 13 of the constitution mandates that the “state shall make no law,
which violates, abridges or takes away rights conferred under part III”. This implies that both the
Legislature and judiciary in the spirit of the words can make a law, but under the theory of
checks and balances, the judiciary is also vested with the power to keep a check on the laws
made by the Legislature. Montesquieu: The foundations of theory of separation of powers were
laid by the French Jurist Baron De Montesquieu (1689-1755) in his great work Espirt De Lois
(the spirit of Laws) published in 1748. The conclusions of Montesquieu are summarized in the
following quoted passage.“When the legislative and executive powers are united in the same
persons or body there can be no liberty because apprehensions may arise lest the same monarch
or senate should enact tyrannical laws to enforce them in a tyrannical manner...were the powers
of judging joined with the legislature the life and liberty of the subject would be exposed to
arbitrary control. For the judge would then be the legislator. Were it joined to the executive
power, the judge might be have with all the violence of an oppressors” To obviate the danger of
arbitrary government and tyranny Montesquieu advocated a separation of governmental
functions. The decline of separation of powers requires that the functions of legislations,
administration and adjudications should not be placed in the hand of one body of persons but
should be distributed among the district or separate bodies of persons.
5. INDEPENDENCE OF JUDICIARY
“Judiciary is unlimited”- an unelected judiciary which is not accountable to anyone except its
own temperament has taken over significant powers of Indian Governance. The courts have gone
well beyond ensuring that laws are implemented. Now, the Supreme court has invented its own
laws and methods of implementation, gained control of bureaucracy and threatened officers with
contempt of court if its instructions are not complied with. The question is not whether some
good has come out of the all this. The issue is whether the courts have arrogated vase and
uncontrolled powers of themselves which undermine both Democracy and Rule of law, including
the question is no undermine both Democracy and Rule of Law including the powers exercised
under the doctrine of separation of powers.
6. CONCLUSION
Administration of justice is a divine function. In fact a nation’s rank in the civilization is
generally determined according to the degree in which s justice is actually administrated. This
sacred functions to be an institutions manned by men of high efficiency, honesty and integrity.
As the old adages goes, “Justice delayed is Justice denied”. This phrase seems to be tune in so far
as the administration of justice in India is concerned. While the people have reasons to feel
disappointed with functioning of the legislatures and the executive, they have over the years
clung to the belief that they can go to the courts for help. But unfortunately, the judiciary is fast
losing its credibility in the eyes of the people for one of the main reasons that justice delivery
systems have become costlier and highly time consuming. It is needless to say that the ultimate
success of a democratic system is measured in terms of the effectiveness and efficiency of its
administration of justice system. More rightly observed by Lord Bryce, “There is no better test of
the excellence of a Government than the efficiency of its judicial system”.
However, in countries that have a written constitution, their difference is not so blurred as it is in
England. One typical difference is related to their scope. While constitutional law deals, in
general, with the power and structures of government, i.e. the legislative, the executive and the
judiciary, administrative law in its scope of study is limited to the exercise of power by the
executive branch of government. The legislative and the judicial branches are relevant for the
study of administrative law only when they exercise their controlling function on administrative
power.
Constitutional law, being the supreme law of the land, formulates fundamental rights which are
inviolable and inalienable. Hence, it supersedes all other laws including administrative law.
Administrative law does not provide rights. Its purpose is providing principles, rules and
procedures and remedies to protect and safeguard fundamental rights. This point, although
relevant to their differences, can also be taken as a common ground shared by constitutional and
administrative law. To put it in simple terms, administrative law is a tool for implementing the
constitution. Constitutional law lays down principles like separation of power and the rule of
law. An effective system of administrative law actually implements and gives life to these
principles. By providing rules as to the manner of exercising power by the executive, and
simultaneously effective controlling mechanisms and remedies, administrative law becomes a
pragmatic tool in ensuring the protection of fundamental rights. In the absence of an effective
system of administrative law, it is inconceivable to have a constitution which actually exists in
practical terms.
Similarly, the interdependence between these two subjects can be analyzed in light of the role of
administrative law to implement basic principles of good administration enshrined in the
F.D.R.E. constitution. The constitution in Articles 8(3), 12(1) and 12(2), respectively provides
the principles of public participation, transparency and accountability in government
administration. As explained above, the presence of a developed system of administrative law is
sine qua non for the practical realization of these principles.
Lastly, administrative and constitutional law shares a common ground, and supplements each
other in their mission to bring about administrative justice. Concern for the rights of the
individual has been identified as a fundamental concern of administrative law. It ultimately tries
to attain administrative justice. Sometimes, the constitution may clearly provide right to
administrative justice. Recognition of the principles of administrative justice is given in few bills
of rights or constitutional documents. Australia and South Africa may be mentioned in this
respect.
Constitutional law needs to be understood to include more than the jurisprudence surrounding
the express and implied provisions of any constitution. In its broader sense, constitutional law
connotes the laws and legal principles that determine the allocation of decision-making functions
amongst the legislative, executive and judicial branches of government, and that define the
essential elements of the relationship between the individual and agencies of the state. Wade has
observed that administrative law is a branch of constitutional law and that the connecting thread
is the quest for administrative justice.
INTRODUCTION
Privatization policies have become dominant in a manner that cuts through borders and cultures
motivated by complex factors, partially ideological and partially economic. In many countries all
over the world privatization leads to the creation of new forms of government action. As a result,
it should serve as a major focus of interest for public law - including both constitutional and
administrative law. With this consciousness in mind, the current article discusses the challenges
posed by privatization initiatives to public law.1 Privatization is indeed a matter of public policy,
but it is important to unfold the relevance of law to its discussion as well. Interestingly, the
opposite phenomenon – of nationalization – has always been discussed not only as a matter of
public policy but also as a matter of law (due to its clear impact on property rights). This
understanding should serve as a catalyst for a further study of what has been so far neglected.
It is worth adding that the focus on privatization is still important despite the tendency to adopt
certain nationalization initiatives against the background of the economic crisis which started in
2008. Nationalization is still perceived as an exception and such initiatives are considered
provisional steps, with the long term intent to return to privatization when the time is ripe.
Moreover, this crisis is yet another illuminating example of the necessity for regulation of private
activities; one of the focuses of the proposed analysis of the implications of privatization for
public law.
Indeed, legal scholarship has already started to discuss the implications of privatization for
public law. However, so far, the discussion did not profess to offer a general framework for
addressing privatization as a central component for the understanding of public law. In contrast,
the view offered here is that privatization is not only a phenomenon that merits some doctrinal
adjustments, but rather a central process that calls for a re-evaluation of area of public law, which
would lead to the development of a new sub-area focusing on the public law of privatization.
Accordingly, the article offers an initial outline for the development of the public law of
privatization. More concretely, the article offers a model for analyzing questions of privatization
from a public law perspective. This model is intended to reflect the complexity of the social and
economic challenges posed by privatization policies. It is aimed at dealing with the various
implications of privatization decisions which have to be considered not only with regard to their
managerial utilitarian aspects, but also with regard to their social and distributive implications, as
well as their potential effect on human rights. The approach suggested is based on distinguishing
between three different questions raised by privatization decisions. The first question considers
the boundaries of privatization: are there any limitations on the types of actions or types of
powers that can be privatized? The second question relates to the administrative process of
privatization: what are the constraints that should apply to the implementation of a privatization
decision (for example, is there a duty to set a privatization policy before proceeding with a
concrete privatization initiative, or is there a duty to disclose information regarding privatization
initiatives)? The third question refers to the outcomes of privatization and its regulation: which
legal regime should apply to privatized activities, and will they be subject to special regulation or
special duties?
The article does not present a normative viewpoint on the proper scope of the privatization
phenomenon. As explained later, this is usually determined by ideology and political philosophy.
Accordingly, the decisions on the scope of privatization will usually be left to the public arena.
In other words, it is important to maintain the distinguishing line between presenting a policy
view on operations that should not be privatized and a legal view on this matter. However, as
explained below, this deferral to the political arena may also have its limits.
Following this introduction, Part I of the article will present the different patterns of
privatization. Part II will present the traditional approach of the public law to privatization. This
approach has indeed recognized that privatization might raise specific legal questions, but mainly
sided with limited judicial intervention in decisions in the area, while focusing principally on the
aspect of equality in competition for business opportunities created by privatization. Part III
points out the ‘blind spot’ of the traditional discussion in this subject, while referring to
additional juridical questions that need to be examined regarding privatization initiatives. The
article will conclude by offering directions for developing the public law of privatization.
ADMINISTRATIVE DISCRETION:
In Layman’s language, discretion means choosing from amongst the various available alternatives
without reference to nay predetermined criterion, no matter how fanciful that choice may be. A person in
his will has discretion to dispose his property in any manner, no matter how arbitrary and fanciful that
may be. But when the word discretion is qualified by the word ‘administrative’ has somewhat different
overtones. ‘Discretion’ in this sense means choosing from amongst the various available alternatives but
with reference to the rules or reason and justice and not according to personal whims. Such exercise is not
to be arbitrary, vague and fanciful but legal and regular. (Lord Halsbury).
CJ. Coke says- Discretion is a science or understanding to discern between falsity and truth, between right
and wrong and not to do according to will and private affection.
The problem of administrative discretion is complex. It is true that in any intensive form of government
cannot function without the exercise of some discretion by the officials. It is necessary not only for
individualization of the administrative power but also because it is humanly impossible to lay down a rule
for every conceivable eventuality in the complex art of modern government. But it is equally true that
absolute discretion is a ruthless master. It is more destructive of freedom than any of man’s other
inventions (Justice Doglus). There for, there has been a constant conflict between the claims of
administration to an absolute discretion and the claims of subjects to a reasonable exercise of it.
MINISTERIAL ACTION:
Ministerial function is that function of agency which is taken as a matter of duty imposed upon it by the
law devoid of any discretion or judgment. Therefore, a ministerial action involves the performance of a
definite duty I respect of which there is no choice, no wish and no freedom. Here, the high authority
dictates and lower authority carries out. Collection of revenue may be one such ministerial action.
Furthermore, if the statute requires that the agency shall open a bank account in a particular bank or shall
prepare the annual report to be placed on the table of the minister, such action of opening the bank
account and the preparation of the annual report shall be classified as ministerial.
When an administrative agency is acting ministerial it has no power to consult its own wishes but when it
is acting administratively its standards are subjective and it follows its own wishes.
ADMINISTRATIVE INSTRUCTION:
Administrative instruction means power to issue instruction flow from the general executive power of the
administration. In any intensive form of government the desirability and efficacy of administrative
instruction issued by the superior administrative authorities to their subordinates cannot be over
emphasized. ‘Administrative instruction’ is a most efficacious technique for achieving some kind of
uniformity in administrative discretion and to manipulate in an area which is new and dynamic. These
instructions also give a desired flexibility to the administration devoid of technicalities of the rule-making
process.
Administrative instruction may be specific or general and directory or mandatory. Its type depends largely
on the provisions of the statute which authorizes the administrative agencies to issue instructions. The
instructions which are generally issued not under any statutory authority but under the general power of
administration are considered as directory and hence are unenforceable not having the force of law.
If administrative instructions have no force of law but if these are consistently followed for a long time
government cannot depart from it at its own sweet will without rational justification.
The legislature in parliamentary system of government has full control over almost all the spheres of
government.1 activity. The legislature in a unitary govern-ment has both legislative and constituent
functions. The position, scope of authority and functions of the legislature, therefore, depend upon the
form of government. With the growth of democracy the legislature is assuming more and more
importance.
Functions
The various functions performed by the legislature in general may be discussed as follows:
1. Law-Making:
The real and legitimate function of the legislature is to make, amend and repeal laws. It makes new laws
to meet the changed needs of society.
Old laws which are not suitable to the new conditions are amended. Laws which have become obsolete in
character are re-pealed. Modern state is a positive or welfare state.
Consequently the work of the legislature has increased enormously. Its legislative activities have now
been expanded to various fields like education, social welfare and economic regulation and planning. It
may delegate subordinate legisla-tive powers to the executive authorities.
All the legislatures of the world have got an undisputed control over the national purse. It is the crux of
democracy that parliament controls the finance. No money could be spent or raised by the executive
without the previous consent and approval of the parliament.
In fact no money can be withdrawn from the Consolidated Fund of the state without authorization of
parliament. Every year budget containing the estimated expenditure and income of the ensuing year is
placed before it. It passes the budget in two parts—the Appropriation Act and the Finance Act.
It exercises supervision over the financial admini-stration through its two important committees—the
Public Accounts Committee and the Estimates Committee.
Although the legisla-ture is a law making body yet it performs certain other functions as well. It is so
because the government possesses an organic unity and the functions of one organ must overlap the
others.
The legislature under the parliamentary system of government controls the executive through the vote of
no-confidence, interpolation (asking questions) and adjournment motions. Under this system of
government, the executive is responsible to the legislature.
It continues in office so long as it enjoys the confidence of the majority in the legislature. The moment a
Cabinet loses the confidence of the majority, it is thrown out of office by a vote of no- confidence.
Although in theory the legislature controls the executive in a parliamentary system of government yet in
practice the position is reverse. The executive has complete control over the legislature so long as it
enjoys the support of a safe majority in the legislature.
Certain legislatures perform some direct executive functions as well, e.g., the Senate of America shares
with the Parliament the power of making appointments and concluding treaties.
Control over Public Administration:
The Parliament deter-mines the structure and organization of the public administration and provides funds
to maintain it.
It creates different state services, lays down rules and regulations of service, determines the distribution of
powers between various agencies of administration and provides institu-tional devices for recruitment,
and training of personnel of administration.
It asks for appointment of the Commissions like Gorewala Committee and Administrative Reforms
Commission to enquire into the ad-ministrative structure and make recommendations for improvement
and re-organization.
judicial controls
Certain legislatures perform some judicial functions. The House of Lords, for example, is the highest
court of appeal in the U.K. The Senate of America is the highest court of impeachment for high public
officials.
In India, impeachment of the President is to be conducted by the Parliament. It determines the judicial
structure in the country and may affect changes whenever it deems fit.
In India, legislature might confer judicial or semi-judicial functions on the executive. The legislatures try
their own members and decide contested elections.
Judicial Controls
• Administrative agencies are subject to the judicial review of the courts. However, such review is not
automatic. Parties seeking review must show:
– Article lll, Section 2 of the Constitution requires that an actual controversy be at issue.
Ventilation of grievances:
A legislature acts as an agency for ventilation of the grievances of the people. A legislature is a place
where every interest and shade of opinion can have its case presented. Parlia-mentary debates and
discussions throw a flood of light over different issues of public importance.
The proceedings of a legislature are flashed in the newspapers. Thus a legislature on the one hand, acts as
a vehicle for the expression of public opinion, and on the other, acts as an organ for the formation of
public opinion. It secures redress of grievances of the people against the executive.
It secures modification in government policies in accordance with the interests of the common people.
People can make petitions to the Parliament. Every Parliament has a Committee on Petitions of its own to
deal with such petitions from the people.
As Laski says "The opportunity to utter complaint is one of the occasions where the legislature has a
special value."
Electoral Functions:
Many legislatures perform certain elec-toral functions. The Parliament of India, for example elects the
Vice- President of the Indian Republic.
It also takes share in the election of the President. In Switzerland, members of the legislature elect the
Federal Council, the Judges, Chancellor and even the General of the Army.
It makes election laws, determines dates of general elections and mid-term elections.
Constitutional Functions:
Legislatures in different countries of the world have some share in effecting constitutional amendments.
The Parliament of India, for example, has a dominant share in making constitutional amendments.The
U.S. Congress can propose amendments to the Constitution. The British Parliament can singly amend the
consti-tution. It is at once a law making body and a Constituent Assembly.
Planning:
In every Welfare state, legislature adopts plans for economic development. They not only regulate
economy by way of fiscal, financial, banking and tariff policies, but allow the government agencies to
enter into the industrial field.
The Parliaments pass legisla-tion establishing Public Corporations to undertake industrial and
com-mercial activities on behalf of the State. Though these corporations are autonomous, the Parliament
exercises regular control over their working apart from determining their constitution, structure, powers
and function-ing through law.
It is also responsible for providing social utility services to the community. These may be organized
departmentally or through au-tonomous or statutory bodies.
Appointment of Commissions:
Parliament may appoint from time to time commissions and committees of enquiry and investigations. It
may establish research institutes, etc.
Thus the Parliament today performs all those functions which are essential to organize common welfare.
These functions are so numerous and defy enumeration.
c. Control
i. Legislative
Legislative control in India over delegation: In India, the question of control on rule-making
power engaged the attention of the Parliament. Under the Rule of Procedure and Conduct of
Business of the House of the People provision has been made for a Committee which is called
'Committee on Subordinate Legislation'.
Originally, the committee consisted to 10 members of the House and its strength was later raise
to 13 members. It is usually presided over by a member of the Opposition. The Committee
i. scrutinizes the statutory rules, orders. Bye-laws, etc. made by any-making authority, and
ii. report to the House whether the delegated power is being properly exercised within the
limits of the delegated authority, whether under the Constitution or an Act of Parliament.
It further examines whether
iii. The Subordinate legislation is in accord with the general objects of the Constitution or the
Act pursuant to which it is made;
iv. it contains matter which should more properly be dealt with in an Act of Parliament;
v. it contains imposition of any tax;
vi. it, directly or indirectly, ousts the jurisdiction of the courts of law;
vii. it gives retrospective effect to any of the provisions in respect of which the Constitution
or the Act does not expressly confer any such power;
viii. It is constitutional and valid;
ix. it involves expenditure from the Consolidated Fund of India or the Public Revenues;
x. its form or purpose requires any elucidation for any reason;
xi. it appears to make some unusual or unexpected use of the powers conferred by the
Constitution or the Act pursuant to which it is made; and
xii. there appears to have been unjustifiable delay in its publication on its laying before the
Parliament. The Committee of the first House of the People submitted a number of
reports and continues to do useful work. The Committee considered the question of
bringing about uniformity in the provisions of the Acts delegating legislative powers. It
made certain recommendations in its First report (March, 1954) which it later modified in
its Third Report (May, 1955) after noting the existing divergent legislation in India.
The following are the modified recommendations
1. That, in future, the Acts containing provisions for making rules, etc., shall lay down that
such rules shall be laid on the Table as soon as possible.
2. That all these rules shall be laid on the Table for a uniform and total period of 30 days
before the date of their final publication. But it is not deemed expedient to lay any rule on
the Table before the date of publication; such rule may be laid as soon as possible after
publication. An Explanatory Note should, however, accompany such rules at the time
they are so laid, explaining why it was not deemed expedient to lay these rules on the
Table of the House before they were published.
3. On the recommendation of the Committee, the bills are generally accompanied with
Memoranda of Delegated Legislation in which; -.
i) full purpose and effect of the delegation of power to the subordinate authorities,
ii) the points which may be covered by the rules,
iii) the particulars of the subordinate authorities or the persons who are to exercise the
delegated power, and
iv) the manner in which such power has to be exercised, are mentioned. They point out if
the delegation is of normal type or unusual. The usefulness of the Committee lies
more in ensuring that the standards of legislative rule-making are observed that in
merely formulating such standards. It should effectively point out the cases of any
unusual or unexpected use of legislative power by the Executive.
ii. Judicial
iii. Procedural
Prior publicity of proposed rules and regulations:- Another method is antecedent publicity of
statutory rules to inform those likely to be affected by the proposed rules and regulations so as to
enable them to make representation for consideration of the rule-making authority. The rules of
Publication Act, 1893, sec.1. Provided for the use of this method. The Act provided that notice of
proposed 'statutory rules' is given and the representations of suggestions by interested bodies be
considered and acted upon if proper. But the Statutory Instruments Act, 1946 omitted this
practice in spite of the omission, the Committee on Ministers Powers 1932, emphasized the
advantages of such a practice.
d. Sub-Delegation
DELEGATED LEGISLATION
One of the most significant developments of the present century is the growth in the legislative
powers of the executives. The development of the legislative powers of the administrative
authorities in the form of the delegated legislation occupies very important place in the study of
the administrative law. We know that there is no such general power granted to the executive to
make law it only supplements the law under the authority of legislature. This type of activity
namely, the power to supplement legislation been described as delegated legislation or
subordinate legislation.
Why delegated legislation becomes inevitable: The reasons as to why the Parliament alone
cannot perform the jobs of legislation in this changed context are not far to seek. Apart from
other considerations the inability of the Parliament to supply the necessary quantity and quality
legislation to the society may be attributed to the following reasons:
i. Certain emergency situations may arise which necessitate special measures. In such cases
speedy and appropriate action is required. The Parliament cannot act quickly because of
its political nature and because of the time required by the Parliament to enact the law.
ii. The bulk of the business of the Parliament has increased and it has no time for the
consideration of complicated and technical matters. The Parliament cannot provide the
society with the requisite quality and quantity of legislation because of lack of time. Most
of the time of the Parliament is devoted to political matters, matters of policy and
particularly foreign affairs.
iii. Certain matters covered by delegated legislation are of a technical nature which requires
handling by experts. In such cases it is inevitable that powers to deal with such matters is
given to the appropriate administrative agencies to be exercised according to the
requirements of the subject matter. "Parliaments" cannot obviously provide for such
matters as the members are at best politicians and not experts in various spheres of life.
iv. Parliament while deciding upon a certain course of action cannot foresee the difficulties,
which may be encountered in its execution. Accordingly various statutes contain a
'removal of difficulty clause' empowering the administration to remove such difficulties
by exercising the powers of making rules and regulations. These clauses are always so
worded that very wide powers are given to the administration.
v. The practice of delegated legislation introduces flexibility in the law. The rules and
regulations, if found to be defective, can be modified quickly. Experiments can be made
and experience can be profitability utilized. However the attitude of the jurists towards
delegated legislation has not been unanimous. The practice of delegated legislation was
considered a factor, which promoted centralization. Delegated Legislation was
considered a danger to the liberties of the people and a devise to place despotic powers in
few hands. It was said that delegated legislation preserved the outward show of
representative institutions while placing arbitrary and irresponsible power in new hands.
But the tide of delegated legislation was high and these protests remained futile.
A very strong case was made out against the practice of Delegated Legislation by Lord Hewart
who considered increased governmental interference in individual activity and considered this
practice as usurpation of legislative power of the executive. He showed the dangers inherent in
the practice and argued that wide powers of legislation entrusted to the executive lead to tyranny
and absolute despotism. The criticism was so strong and the picture painted was so shocking that
a high power committee to inquire into matter was appointed by the Lord Chancellor. This
committee thoroughly inquired into the problem and to the conclusion that delegated legislation
was valuable and indeed inevitable. The committee observed that with reasonable vigilance and
proper precautions there was nothing to be feared from this practice.
Nature and Scope of delegated legislation: Delegated legislation means legislation by authorities
other than the Legislature, the former acting on express delegated authority and power from the
later. Delegation is considered to be a sound basis for administrative efficiency and it does not by
itself amount to abdication of power if restored to within proper limits. The delegation should
not, in any case, be unguided and uncontrolled. Parliament and State Legislatures cannot
abdicate the legislative power in its essential aspects which is to be exercised by them. It is only
a nonessential legislative function that can be delegated and the moot point always lies in the line
of demarcation between the essential and nonessential legislative functions.
The essential legislative functions consist in making a law. It is to the legislature to formulate the
legislative policy and delegate the formulation of details in implementing that policy. Discretion
as to the formulation of the legislative policy is prerogative and function the legislature and it
cannot be delegated to the executive. Discretion to make notifications and alterations in an Act
while extending it and to effect amendments or repeals in the existing laws is subject to the
condition precedent that essential legislative functions cannot be delegated authority cannot be
precisely defined and each case has to be considered in its setting. In order to avoid the dangers,
the scope of delegation is strictly circumscribed by the Legislature by providing for adequate
safeguards, controls and appeals against the executive orders and decisions.
The power delegated to the Executive to modify any provisions of an Act by an order must be
within the framework of the Act giving such power. The power to make such a modification no
doubt, implies certain amount of discretion but it is a power to be exercised in aid of the
legislative policy of the Act and cannot
i. travel beyond it, or
ii. run counter to it, or
iii. Certainly change the essential features, the identity, structure or the policy of the Act.
Under the constitution of India, articles 245 and 246 provide that the legislative powers shall be
discharged by the Parliament and State legislature. The delegation of legislative power was
conceived to be inevitable and therefore it was not prohibited in the constitution. Further,
Articles 13(3) (a) of the Constitution of India lays down that law includes any ordinances, order
bylaw, rule regulation, notification, etc. Which if found inviolation of fundamental rights would
be void. Besides, there are number of judicial pronouncements by the courts where they have
justified delegated legislation. For e.g. While commenting on indispensability of delegated
legislation JusticeKrishna Iyer has rightly observed in the case of Arvinder Singh v. State of
Punjab, AIR A1979 SC 321, that the complexities of modern administration are so bafflingly
intricate and bristle with details, urgencies, difficulties and need for flexibility that our massive
legislature may not get off to a start if they must directly and comprehensively handle legislative
business in their plentitude, proliferation and particularization Delegation of some part of
legislative power becomes a compulsive necessity for viability. A provision in a statute which
gives an express power to the Executive to amend or repeal any existing law is described in
England as Henry viii Clause because the King came to exercise power to repeal Parliamentary
laws. The said clause has fallen into disuse in England, but in India some traces of it are found
here and there, for example, Article 372 of the Constitution authorizes the president of India to
adopt pro Constitutional laws, and if necessary, to make such adaptations and modifications,
(whether by way of repeal or amendment) so as to bring them in accord with the provisions of
the Constitution. The State Reorganization Act, 1956 and some other Acts similar thereto also
contain such a provision. So long as the modification of a provision of statute by the Executive is
innocuous and immaterial and does not affect any essential change in the matter.
Types of delegation of legislative power in India: There are various types of delegation of
legislative power.
1. Skeleton delegation: In this type of delegation of legislative power, the enabling statutes
set out broad principles and empower the executive authority to make rules for carrying
out the purposes of the Act.
2. A typical example of this kind is the Mines and Minerals (Regulation and Development)
Act, 1948.
3. Machinery type This is the most common type of delegation of legislative power, in
which the Act is supplemented by machinery provisions, that is, the power is conferred
on the concerned department of the Government to prescribe –
i. The kind of forms
ii. The method of publication
iii. The manner of making returns, and
iv. Such other administrative details
In the case of this normal type of delegated legislation, the limits of the delegated power are
clearly defined in the enabling statute and they do not include such exceptional powers as the
power to legislate on matters of principle or to impose taxation or to amend an act of legislature.
The exceptional type covers cases where –
1. the powers mentioned above are given , or
2. the power given is so vast that its limits are almost impossible of definition, or
3. while limits are imposed, the control of the courts is ousted.
Such type of delegation is commonly known as the Henry VIII Clause. An outstanding example
of this kind is Section 7 of the Delhi Laws Act of 1912 by which the Provincial Government was
authorized to extend, with restrictions and modifications as it thought fit any enactment in force
in any part of India to the Province of Delhi. This is the most extreme type of delegation, which
was impugned in the Supreme Court in the Delhi Laws Act case. It was held that the delegation
of this type was invalid if the administrative authorities materially interfered with the policy of
the Act, by the powers of amendment or restriction but the delegation was valid if it did not
affect any essential change in the body or the policy of the Act. That takes us to a term "bye-law"
whether it can be declared ultra vires? If so when? Generally under local laws and regulations the
term bye-law is used such as
I. public bodies of municipal kind
II. public bodies concerned with government, or
III. corporations, or
IV. societies formed for commercial or other purposes.
The bodies are empowered under the Act to frame bye-laws and regulations for carrying on their
administration. There are five main grounds on which any bye-law may be struck down as ultra
vires. They are:
1. That is not made and published in the manner specified by the Act, which authorizes the
making thereof;
2. That is repugnant of the laws of the land;
3. That is repugnant to the Act under which it is framed;
4. That it is uncertain; and
5. That it is unreasonable.
Rule-making action of the administration partakes all the characteristics, which a normal
legislative action possesses. Such characteristics may be generality, prospectively and a behavior
that bases action on policy consideration and gives a right or a disability. These characteristics
are not without exception. In some cases, administrative rule-making action may be
particularized, retroactive and based on evidence.
(ii) Rule-decision action or quasi-judicial action – Today the bulk of the decisions which affect a
private individual come not from courts but from administrative agencies exercising ad
judicatory powers. The reason seems to be that since administrative decision-making is also a
by-product of the intensive form of government; the traditional judicial system cannot give to the
people that quantity of justice, which is required in a welfare State. Administrative decision-
making may be defined, as a power to perform acts administrative in character, but requiring
incidentally some characteristics of judicial traditions. On the basis of this definition, the
following functions of the administration have been held to be quasi-judicial functions:
5. Determination of citizenship.
8. Refusal to grant ‘no objection certificate’ under the Bombay Cinemas (Regulations) Act,
1953.
1) Making a reference to a tribunal for adjudication under the Industrial Disputes Act.
Administrative action may be statutory, having the force of law, or non statutory, devoid of such
legal force. The bulk of the administrative action is statutory because a statute or the Constitution
gives it a legal force but in some cases it may be non-statutory, such as issuing directions to
subordinates not having the force of law, but its violation may be visited with disciplinary action.
Though by and large administrative action is discretionary and is based on subjective
satisfaction, however, the administrative authority must act fairly, impartially and reasonable.
Therefore, at this stage it becomes very important for us to know what exactly is the difference
between Administrative and quasi-judicial Acts. Thus broadly speaking, acts, which are required
to be done on the subjective satisfaction of the administrative authority, are called
‘administrative’ acts, while acts, which are required to be done on objective satisfaction of the
administrative authority, can be termed as quasi-judicial acts. Administrative decisions, which
are founded on pre-determined standards, are called objective decisions whereas decisions which
involve a choice as there is no fixed standard to be applied are so called subjective decisions. The
former is quasi-judicial decision while the latter is administrative decision. In case of the
administrative decision there is no legal obligation upon the person charged with the duty of
reaching the decision to consider and weigh submissions and arguments or to collate any
evidence.The grounds upon which he acts and the means, which he takes to inform himself
before acting, are left entirely to his discretion. The Supreme Court observed, “It is well settled
that the old distinction between a judicial act and administrative act has withered away and we
have been liberated from the pestilent incantation of administrative action.
2. If administrative instructions are not referable to any statutory authority they cannot have the
effect of taking away rights vested in the person governed by the Act.
An Act to provide for the adjudication or trial by Administrative Tribunals of disputes and complaints
with respect to recruitment and conditions of service of persons appointed to public services and posts in
connection with the affairs of the Union or of any State or of any local or other authority within the
territory of India or under the control of the Government of India or of any corporation 1[or society]
owned or controlled by the Government 1[in pursuance of Article 323-A of the Constitution] and for
matters connected therewith or incidental thereto.
Published in the Gazette of India Extraordinary, dated the 27th February, 1985Provisions relating to
Central Administrative Tribunal come into force with effect from the 1st July, 1985 vide GSR No. 527
(E), dated the 1st July, 1985.
1. Inserted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986). Takes effect
from the 22nd January 1986.
CHAPTER I
(1) This Act may be called the Administrative Tribunals Act, 1985.
(2) It extends, -
(a) In so far as it relates to the Central Administrative Tribunal, to the whole of India;
(b) In so far as it relates to Administrative Tribunals for States, to the whole of India, except the State
of Jammu and Kashmir.
(3) The provisions of this Act, in so far as they relate to the Central Administrative Tribunal, shall
come into force on such date as the Central Government may, by notification, appoint.
(4) The provisions of this Act, in so far as they relate to an Administrative Tribunal for a State, shall
come into force in a State on such date as the Central Government may, by notification, appoint.
2. Act not to apply to certain persons. -The provisions of this Act shall not apply to-
(a) Any member of the naval, military or air forces or of any other armed forces of the Union;
(c) Any officer or servant of the Supreme Court or of any High Court 2[or courts subordinate
thereto];
(d) Any person appointed to the secretarial staff of either House of Parliament or to the secretarial
staff of any State Legislature or a House thereof or, in the case of a Union Territory having a Legislature,
of that Legislature.
1. Deleted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986). Deemed to
have been deleted with effect from the Ist of November, 1985.
2. Inserted vide The Administrative Tribunal (Amendment) Act, 1987 (No. 51 of 1987). Takes effect
from the 22nd December, 1987.
1(a) “Administrative Member” means a Member of a Tribunal who is not a judicial member within the
meaning of Clause (i);
2(aa) “Administrative Tribunal”, in relation to a State, means the Administrative Tribunal for the State
or, as the case may be, the Joint Administrative Tribunal for that State and any other State or States;
(c) “Appointed day”, in relation to a Tribunal, means the date with effect from which it is established, by
notification, under Section 4;
(i) In relation to the Central Administrative Tribunal or a Joint Administrative Tribunal, the Central
Government;
(f) “Central Administrative Tribunal” means the Administrative Tribunal established under sub-section
(1) of Section 4;
(h) “Joint Administrative Tribunal” means an Administrative Tribunal for two or more States
established under sub-section (3) of Section 4;
1(j) “Judicial Member” means a Member of a Tribunal appointed as such under this Act, and includes
the Chairman or a Vice-Chairman who possesses any of the qualifications specified in sub-section (3) of
Section 6;
3(ia) “Member” means a Member (whether Judicial or Administrative) of a Tribunal and includes the
Chairman and a Vice-Chairman;
4(n) Deleted;
(q) “Service matters”, in relation to a person, means all matters relating to the conditions of his service in
connection with the affairs of the Union or of any State or of any local or other authority within the
territory of India or under the control of the Government of India, or as the case may be, of any
corporation 5[or society] owned or controlled by the Government, as respects-
(ii) Tenure including confirmation, seniority, promotion, reversion, premature retirement and
superannuation;
3(rr) “Society” means a society registered under the Societies Registration Act, 1860 (21 of 1960), or
under any corresponding law for the time being in force in a State];
(t) “Tribunal” means the Central Administrative Tribunal or a State administrative Tribunal or a Joint
Administrative Tribunal;
EXPLANATION.-In the case of a Tribunal having two or more Vice-Chairmen, references to the Vice-
Chairman in this Act shall be construed as a reference to each of those Vice-Chairmen.
2. Renumbered (No. 19 of 1986). Takes effect from the 22nd January, 1986.
4. Deleted of 1986) and takes effect from the 22nd January, 1986.
(1) ‘Appointed day’ under Sec. 3 (c), 1-11-1985.-In exercise of the powers conferred by sub-section
(1) of Section 4 of the Administrative Tribunals Act, 1985 (13 of 1985) and in supersession of the
Notification No. GSR 667 (E), dated the 20th August, 1985, the Central Government hereby establishes
the Central Administrative Tribunal with effect from the 1st day of November, 1985, which shall be the
‘appointed day’ within the meaning of clause (c) of Section 3 of the Act.
(2) Delhi, Allahabad, Bombay, Calcutta and Madras Benches.-In exercise of the powers conferred by
sub-section (7) of Section 5 of the Administrative Tribunals Act, 1985 (13 of 1985) and in supersession of
the Notification of the Government of India in the Ministry of Personnel and Training, Administrative
Reforms and Public Grievances and Pension f Department of Personnel and Training, Notification No.
GSR 609 (E), dated the 26th July, 1985], Central Government hereby specifies-
(1) Delhi as the place at which the Principal Bench and the Additional Bench I and Additional Bench
11 of the Central Administrative Tribunal shall ordinarily sit; and
(2) Allahabad, Bombay, Calcutta and Madras as the places at which the other Additional Benches of
the Central Administrative Tribunal shall ordinarily sit.
(3) Bangalore, Chandigarh and Guwahati Benches.-In exercise of the powers conferred by sub-
section (7) of Section 5 of the Administrative Tribunal Act, 1985 (13 of 1985) and in continuation of the
Notification of the Government of India in the Ministry of Personnel and Training, Administrative
Reforms and Public Grievances and Pension (Department of Personnel and Training), GSR No. 823 (E),
dated the 31st October, 1985, the Central Government hereby specifies Bangalore, Chandigarh and
Guwahati as the places at which the Benches of the Central Administrative Tribunal shall ordinarily sit
with effect from the 3rd March, 1986.
(4) Cuttack, Jabalpur, Jodhpur and Patna Benches.-In exercise of the powers conferred by sub-section (7)
of Section 5 of the Administrative Tribunals Act, 1985 (13 of 1985) and in continuation of the
notification of the Government of India in the Ministry of Personnel, Public Grievances and Pensions
(Department of Personnel and Training), GSR No. 309 (E), dated the 20th February, 1986, the Central
Government hereby specifies Cuttack, Jabalpur, Jodhpur and Patna as the places at which the Benches of
the Central Administrative Tribunal shall ordinarily sit with effect from the 30th June, 1986.
(5) Ahmedabad and Hyderabad Benches.-In exercise of the powers conferred by sub-section (7) of
Section 5 of the Administrative Tribunals Act, 1985 (13 of 1985) and in continuation of the notification
of the Government of India in the Ministry of Personnel, Public Grievances and Pensions (Department of
Personnel and Training), GSR No. 908 (E), dated the 25th June, 1986, the Central Government hereby
specifies Ahmedabad and Hyderabad as the places at which the Benches of the Central Administrative
Tribunal shall ordinarily sit with effect from the 30th June, 1986.
(6) Ernakulam Bench.-In exercise of the powers conferred by sub section (7) of Section 5 of the
Administrative Tribunals Act, 1985 (13 o 1985) and in continuation of the notification of the Government
of India in the Ministry of Personnel, Public Grievances and Pensions (Department of Personnel and
Training), GSR No. 920 (E), dated the 27th June 1986, the Central Government hereby specifies
Ernakulam as the place at which the Bench of the Central Administrative Tribunal shall ordinary sit with
effect from the 1st September, 1988.
(7) Lucknow and Jaipur Benches. -In exercise of the powers conferred by sub-section (7) of Section 5 of
the Administrative Tribunals Ac 1985 (13 of 1985) and in continuation of the notification of the
Government of India in the Ministry of Personnel, Public Grievances and Pensions (Department of
Personnel and Training), No. 11019/31 (i)/85-A dated the Ist September, 1988, the Central Government
hereby specifies Lucknow and Jaipur as the places at which the Bench of the Central Administrative
Tribunal shall ordinarily sit.
(1) The Central Government shall, by notification, establish an Administrative Tribune to be known
as the Central Administrative Tribunal, to exercise jurisdiction, powers and authority conferred on the
Central Administrative Tribune by or under this Act.
(2) The Central Government may, on receipt of a request in this behalf from any State Government,
establish, by notification, an Administrative Tribunal for the State to be known as the (Name of the State)
Administrative Tribunal to exercise the jurisdiction, powers and authority conferred on the Administrative
Tribunal for the State by or under this Act.
(3) Two or more States may, notwithstanding anything contained in sub-section (2) and
notwithstanding that any or all of those States has or have Tribunals established under that sub-section,
enter into an agreement that the same Administrative Tribunal shall be the Administrative Tribunal for
each of the States participating in the agreement, and if the agreement is approved by the Central
Government and published in the Gazette of India and the Official Gazette of each of those States, the
Central Government may, by notification, establish a Joint Administrative Tribunal to exercise the
jurisdiction, powers and authority conferred on the Administrative Tribunals for those States by or under
this Act.
(4) An agreement under sub-section (3) shall contain provisions as to the name of the Joint
Administrative Tribunal, the manner in which the participating States may be associated in the selection
of the Chairman, Vice-Chairman and other Members of the Joint Administrative Tribunal, the places at
which the Bench or Benches of the Tribunal shall sit, the apportionment among the participating States of
the expenditure in connection with the Joint Administrative Tribunal and may also contain such other
supplemental, incidental and consequential provisions not inconsistent with this Act as may be deemed
necessary or expedient for giving effect to the agreement.
1[(5) notwithstanding anything contained in the foregoing provisions of this section, or sub-section (1)
of Section 5, the Central Government may, -
(a) With the concurrence of any State Government, designate, by notification, all or any of the
Members of the Bench or Benches of the State Administrative Tribunal established for that State under
sub-section (2) as members of the Bench or Benches of the Central Administrative Tribunal in respect of
that State and the same shall exercise the jurisdiction, powers and authority conferred on the Central
Administrative Tribunal by or under this Act;
(b) On receipt of a request in this behalf from any State Government, designate, by notification, all or
any of the Members of the Bench or Benches of the Central Administrative Tribunal functioning in that
State as the Members of the Bench or Benches of the State Administrative Tribunal for that State and the
same shall exercise the jurisdiction, powers and authority conferred on the Administrative Tribunal for
that State by or under this Act.
And upon such designation, the Bench or Benches of the State Administrative Tribunal or, as the case
may be, the Bench or Benches of the Central Administrative Tribunal shall be deemed, in all respects, to
be the Central Administrative Tribunal, or the State Administrative Tribunal for that State established
under the provisions of Article 323-A of the Constitution and this Act.
(6) Every notification under sub-section (5) shall also provide for the apportionment between the
State concerned and the Central Government of the expenditure in connection with the Members common
to the Central Administrative Tribunal and State Administrative Tribunal and such other incidental and
consequential provisions not inconsistent with this Act as may be deemed necessary or expedient. ]
1. Inserted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986) and takes
effect from the 22nd January, 1986.
(1) Each Tribunal shall consist of a Chairman and such number of Vice-Chairmen 1[and Judicial and
Administrative Members] as the appropriate Government may deem fit and, subject to the other
provisions of this Act, the jurisdiction, powers and authority of the Tribunal may be exercised by Benches
thereof.
1(2) Subject to the other provisions of this Act, a Bench shall consist of one Judicial Member and one
Administrative Member.
1[(a) May, in addition to discharging the functions of the Judicial Member or the Administrative
Member of the Bench to which he is appointed, discharge the functions of the Judicial Member or, as the
case may be, the Administrative Member, of any other Bench];
(b) May transfer the Vice-Chairman or other Member from one Bench to another Bench;
1[(c) May authorize the Vice-Chairman or the Judicial Member or the Administrative Member
appointed to one Bench to discharge also the functions of the Vice-Chairman, or as the case may be, the
Judicial Member or the Administrative Member of another Bench]; and
(d) May, for the purpose of securing that any case or cases which, having regard to the nature of the
questions involved, requires or require, in his opinion or under the rules made by the Central Government
in this behalf, to be decided by a Bench composed of more than 1[two members] issue such general or
special orders, as he may deem fit:
3[Provided that every Bench constituted in pursuance of this clause shall include at least one Judicial
Member and one Administrative Member.]
(6) Notwithstanding anything contained in the foregoing provisions of this section, it shall be competent
for the Chairman or any other Member authorized by the Chairman in this behalf to function as 3[a
Bench] consisting of a single Member and exercise the jurisdiction, powers and authority of the Tribunal
in respect of such classes of cases or such matters pertaining to such classes of cases as the Chairman may
by general or special order specify:
Provided that if at any stage of the hearing of any such case or matter it appears to the Chairman or such
Member that the case or matter is of such a nature that it ought to be heard by a Bench consisting of 3[two
Members] the case or matter may be transferred by the Chairman or, as the case may be, referred to him
for transfer to, such Bench as the Chairman may deem fit.
5[(7) Subject to the other provisions of this Act, the Benches of the Central Administrative Tribunal shall
ordinarily sit at New Delhi (which shall be known as the Principal Bench), Allahabad, Calcutta, Madras,
New Bombay and at such other places as the Central Government may, by notification, specify.
(8) Subject to the other provisions of this Act, the places at which the Principal Bench and other Benches
of a State Administrative Tribunal shall ordinarily sit shall be such as the State Government may, by
notification, specify. ]
1. Substituted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986). Takes
effect from the 1st November, 1985.
onstitution of Single Member Bench of the Tribunal to dispose of specified cases.-In exercise of the
powers conferred by sub-section (6) of Section 5 of the Administrative Tribunals Act, 1985, I, K.
Madhava Reddy, Chairman, Central Administrative Tribunal, hereby authorise all the members of the
Central Administrative Tribunal, to function as a Bench consisting of Single Member and to exercise the
jurisdiction, powers and authority of the Tribunal in respect of such cases or class of cases as are specified
below with effect from Ist May, 1988-
(b) Posting/transfers;
(c) Entry(s) in character rolls made otherwise than as a measure of penalty under Central Civil
Services (Classification, Control and Appeal) Rules, 1965;
(f) Claims of medical reimbursement, leave, Joining Time, Leave Travel Concession and Overtime;
3. All urgent matters for admission and interim orders which are moved for hearing during vacation
shall be heard by a Vacation Bench which shall ordinarily consist of a Single Member. The Chairman
may constitute a Bench of two Members also as a Vacation Bench. However, if the Single Member sitting
as a Vacation Bench is of the view that any case is not fit for admission, he shall order such a matter to be
posted before a Bench of two Members, immediately after the vacation.
4. Where for any reason, a Bench of more than two Members cannot be constituted all urgent matters
for admission and interim orders which are moved for hearing shall be heard by a Bench consisting of a
Single Member. If the Single Member is of the view that any case is not fit for admission he shall make
such interim orders, as he may deem fit and post, as soon as may be, the case before a Bench of two
Members.
5. Notwithstanding anything contained in paras.1 to 4 above, if at any stage of hearing of any such
case or matter, it appears to the Chairman or such Single Member that the case or matter is of such nature
that it ought to be heard by a Bench consisting of two Members, they may refer the case or the matter to a
Bench consisting of two Members subject to the proviso to sub-section (6) of Section 5 of the
Administrative Tribunals Act, 1985.
6. Bench of a Single Member or a Bench of more than one Member, as the case may be, shall be
constituted in the case of Principal Bench by the Chairman and in his absence by the Vice-Chairman of
the Principal Bench and in case of other Benches by the Vice-Chairman of the respective Benches and in
their absence by the Chairman.
(1) A person shall not be qualified for appointment as the Chairman unless he-
(b) Has, for at least two years, held the office of Vice-Chairman 1
(2) A person shall not be qualified for appointment as the Vice-Chairman unless he-
(a) Is, or has been, 2[or is qualified to be, j a Judge of a High Court; or
(b) Has, for at least two years, held the post of a Secretary to the Government of India or any other
post under the Central or a State Government carrying a scale of pay which is not less than that of a
Secretary to the Government of India; or
3[(bb) Has, for at least five years, held the post of an Additional Secretary to the Government of India or
any other post under the Central or a State Government carrying a scale of pay which is not less than that
of an Additional Secretary to the Government of India; or]
(c) Has, for a period of not less than three years, held office as 3[a Judicial Member or an
Administrative Member].
4[(3) A person shall not be qualified for appointment as a Judicial Member unless he-
(b) Has been a member of the Indian Legal Service and has held a post in Grade I of that Service for
at least three years.
(3-A) A person shall not be qualified for appointment as an Administrative Member unless he-
(a) Has, for at least two years, held the post of an Additional Secretary to the Government of India or
any other post under the Central or a State Government carrying a scale of pay which is not less than that
of an Additional Secretary to the Government of India; or
(b) Has, for at least three years, held the post of a Joint Secretary to the Government of India or any
other post under the Central or a State Government carrying a scale of pay which is not less than that of a
Joint Secretary to the Government of India,
(4) 5[Subject to the provisions of sub-section (7), the Chairman, Vice-Chairman and every other
Member of the Central Administrative Tribunal shall be appointed by the President.
(5) 5[Subject to the provisions of sub-section (7), the Chairman, Vice-Chairman and every other
Member of an Administrative Tribunal for a State shall be appointed by the President after consultation
with the Governor of the concerned State.
(6) The Chairman, Vice-Chairman and every other Member of a Joint Administrative Tribunal shall,
subject to the terms of the agreement between the participating State Governments published under sub-
section (3) of Section 4, 6[and subject to the provisions of sub-section (7)] be appointed by the President
after consultation with the Governors of the concerned States.7[(7) No appointment of a person
possessing the qualifications specified in this section as the Chairman, a Vice-Chairman or a Member
shall be made except after consultation with the Chief Justice of India.]
EXPLANATION -In computing for the purposes of this section, the period during which a person has
held any post under the Central or a State Government, there shall be included the period during which he
has held any other post under the Central or a State Government (including an office under this Act)
carrying the same scale of pay as that of the first mentioned post or a higher scale of pay.
1. Omitted vide The Administrative Tribunals (Amendment) Act, 1987 (No. 51 of 1987). Takes
effect from the 22nd December, 1987.
2. Inserted
3. Inserted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986). Takes
effect from the 22nd January, 1986.
4. Substituted
5. Substituted vide The Administrative Tribunals (Amendment) Act, 1986 (No. 19 of 1986). Takes
effect from the 22nd January, 1986.
6. Inserted
7. Substituted vide The Administrative Tribunals (Amendment) Act, 1987 (No. 51 of 1987). Takes
effect from the 22nd December, 1987.
(1) In the event of the occurrence of any vacancy in the office of the Chairman by reason of his death,
resignation or otherwise, the Vice-Chairman or, as the case may be, such one of the Vice-Chairmen as the
appropriate Government may, by notification, authorize in this behalf, shall act as the Chairman until the
date on which a new Chairman, appointed in accordance with the provisions of this Act to fill such
vacancy enters upon his office.
(2) When the Chairman is unable to discharge his functions owing to absence, illness or any other cause,
the Vice-Chairman, or, as the case may be, such one of the Vice-Chairmen as the appropriate Government
may, by notification, authorize in this behalf, shall discharge the functions of the Chairman until the date
on which the Chairman resumes his duties.
8. Term of office. -1[The Chairman, Vice-Chairman or other Member shall hold office as such for a
term of five years from the date on which he enters upon his office, but shall be eligible for re-
appointment for another term of five years:
Provided that no Chairman, Vice-Chairman or other Member shall hold office as such after he has
attained, -
(a) In the case of the Chairman or Vice-Chairman, the age of sixty five years, and
(b) In the case of any other Member, the age of sixty-two years.
c. Administrative Tribunals
Among the many innovative provisions adopted by the Forty-second Amendment of the Constitution
(1976) a measure of far-reaching importance was the provision for the setting up of Administrative
Tribunals. Part XIV-A which consists of two Articles 323A and 323B deals with these Tribunals.
Section (1) of Article 323-A provides for the adjudication or trial by administrative tribunals of disputes
and complaints with respect to recruitment and conditions of service of persons appointed to public
services and posts in connection with the affairs of the Union or of any State or of any local or other
authority within the territory of India. The power to constitute such Tribunals is vested exclusively in
Parliament.
Section (2) of the same Article provides that a law made by Parliament under section (1) may:
(i) Provide for the establishment of an Administrative Tribunal for the Union and a separate
Administrative Tribunal for each State or for two or more States;
(ii) Specify the jurisdiction, powers and authority which may be exercised by such tribunals;
(iv)Exclude the jurisdiction of all courts except the special jurisdiction of the Supreme Court under
Article 136.
Article 323-B empowers Parliament or State Legislatures to set up tribunals for matters other than those
covered by clause (2) of Article 323-A. The matters to be covered by such tribunals are as follows:
(vii) Production, procurement, supply and distribution of food-stuffs or other essential goods.
A law made under the above provisions may provide for the establishment of a hierarchy of tribunals and
specify the jurisdiction, powers and authority which may be exercised by each of them. Such law may
also provide for the procedure to be followed by these tribunals and exclude the jurisdiction of all courts
except the Supreme Court of India.
The Scheme of Administrative Tribunals envisaged by Part XIV-A of the Constitution as several other
provisions of the Forty-second Amendment of the Constitution was looked upon with suspicion and
misgivings by certain sections of political and public opinion in the country and that was reflected in the
attempt of the Janata Government (1977-79) to abolish these provisions.
The Forty-fourth Amendment (1978) among other things sought to abolish Part XIV-An altogether.
However, this attempt of the Janata Government was unsuccessful as it could not muster adequate support
in Parliament.
The basic objective of administrative tribunals is to take out of the purview of the regular courts of law
certain matters of dispute between the citizen and government agencies and make the judicial process
quick and less expensive.
The fact that there has been a phenomenal increase in the number of disputes in which administrative
authorities are involved has to be recognized. If all these disputes go to the ordinary judicial system where
there is provision for appeals to successive higher courts one after another, there will be no speedy
settlement of such disputes and they might linger for years or decades.
Inordinate delay and enormous cost are the two distinguishing features of the ordinary judicial system.
The number of cases that are pending before the High Courts and the Supreme Court today is legion. No
one can normally expect any speedy disposal of most of them. At the same time, there are matters of
social concern which require reasonably quick disposal. Administrative tribunals facilitate this and that is
the strongest argument in their favor.
Administrative tribunals are not an original invention of the Indian political system. Such tribunals are
now well established in all democratic countries of Europe as well as the United States of America.
Britain which until a few decades ago looked upon administrative tribunals with suspicion has, in recent
times, recognized their beneficial role and therefore has set up many of them.
The experience of India during the past two decades and more has demonstrated that administrative
tribunals have an effective role to play in a country which has embarked upon a programme of rapid
socioeconomic change.
In India there is no statute laying down the minimum procedure which administrative agencies
must follow while exercising decision-making powers. This minimum fair procedure refers to
the principles of natural justice Natural justice is a concept of common law and represents higher
procedural principles developed by the courts, which every judicial, quasi-judicial and
administrative agency must follow while taking any decision adversely affecting the rights of a
private individual. Natural justice implies fairness, equity and equality. In a welfare state like
India, the role and jurisdiction of administrative agencies is increasing at a rapid pace. The
concept of Rule of Law would lose its validity if the instrumentalities of the State are not
charged with the duty of discharging these functions in a fair and just manner.
In India, the principles of natural justice are firmly grounded in Article 14 & 21 of the
Constitution. With the introduction of concept of substantive and procedural due process in
Article 21, all that fairness which is included in the principles of natural justice can be read into
Art. 21. The violation of principles of natural justice results in arbitrariness; therefore, violation
of natural justice is a violation of Equality clause of Art. 14.
As per the latest amendment, Section 309 of the Cr.P.C. has been inserted with an explanation to its sub-
clause. With an aim to speed-up trials, the amendment states that no adjournment should be granted at the
party’s request, nor can the party’s lawyer being engaged in another court be ground for adjournment.
Section 309 contains a mandatory provision that in every inquiry or trial the proceedings shall be held as
expeditiously as possible and in particular when the examination of witnesses has once begun the same
shall be continued from day to day until all witnesses in attendance have been examined unless the court
finds the adjournment of the case beyond the following day to be necessary for reasons to be recorded.
When the enquiry or trial relates to an offence under Section 376 to 376D IPC, the same shall be
completed within a period of two months from the date of commencement of the examination of
witnesses. The introduction of Plea Bargaining included under sections 265A to 265L of the Code of
Criminal Procedure has also been noticed very effectively. Judicial Officers must be aware of “offences
affecting the socioeconomic condition of the country” for the purpose of Section 265A. A judge should be
well versed with the latest amendments and further developments which take place in law and put them
into practice to give effect to the intent of the legislature which is to speed up the process of delivering
justice. Section 165 of the Indian Evidence Act grants sweeping powers to the Judge to put questions. The
rationale for giving such sweeping powers is to discover the truth and indicative evidence. Counsel seeks
only client’s success; but the Judge must watch justice triumphs. If criminal court is to be an effective
instrument in dispensing justice, Presiding Officer must cease to be a spectator and mere a recording
machine. He must become an active participant in the trial evincing intelligence and active interest by
putting questions to witness in order to ascertain the truth. The Code of Criminal Procedure delineates the
powers and functions of judicial magistrates at every stage both pre-trial, during trial and post trial and the
same require no repetition. However, I wish to remind you that these powers and functions bestowed
upon you are to be exercised as public trust in full compliance with the Constitutional mandates of fair
and speedy trial for both the accused and the complainant. Criminal system to be truly just must be free of
bias. There should be judicial fairness otherwise the public faith in rule of law would be broken.
One of the cardinal principles of criminal law is that everyone is presumed to be innocent unless his guilt
is proved beyond reasonable doubt in a trial before an impartial and competent court. Justice requires that
no one be punished without a fair trial and judicial officers play their part in ensuring the same.
It is well settled today that the accused has fundamental right to know the grounds of his arrest, right to
legal aid in case he is indigent, right to consult his lawyer and such other rights guaranteed by
Constitution and equivalent safeguards incorporated in CrPC. Let’s pause here and dwell more on the
corresponding duties of a magistrate in ensuring fair trial to the accused. Article 22(2) provides that every
person who is arrested and detained in custody shall be produced before the nearest magistrate within a
period of 24 hours of such arrest and no one shall be detained in custody beyond the said period without
the authority of a magistrate. The magistrate can pass order of remand to authorise the detention of the
accused in such custody as such magistrate thinks fit, for a term not exceeding 15 days in the whole.
Justice Bhagwati summed up the purpose of these safeguards in Khatri II vs State of Bihar (1981) 1 SCC
627 “This healthy provision enables the magistrates to keep check over the police investigation and it is
necessary that the magistrates should try enforcing this requirement and where it is found disobeyed,
come down heavily upon the police... There is however, no obligation on the part of the magistrate to
grant remand as a matter of course. The police have to make out a case for that. It can’t be a mechanical
order”. Right to know the ground of arrest is conferred the status of fundamental right under article 22(1).
It is reasonable to expect that grounds of arrest communicated in language understood by the accused.
Further, the accused has right to inform his friend or relative of his arrest.
Arrest of a person is a denial of an individual’s liberty which is fundamental to one’s existence. The
fundamental rights will remain mere promise if Magistrates do not ensure compliance of the same. Hence,
magistrates have been given the fundamental duty under amended section 50A of the Criminal Procedure
to satisfy that the police has informed the arrested person of his rights and made an entry of the fact in
book to be maintained in the police station. There have been frequent complaints about the police’s
noncompliance of the above mentioned requirements. The magistrates are empowered under section 97 to
issue search warrant which is in the nature of a writ of habeas corpus for rescue of a wrongfully confined
person by intervention of police directed by a magisterial order. If magistrate has reason to believe that
any person is confined under circumstances that amounts to an offence, he may issue a search warrant and
person if found shall be immediately taken before a magistrate. The accused has a right to be medically
examined and if such a request is made, the Magistrate shall direct examination of the body unless he
considers it is made for purpose of delay or defeating the ends of justice. In Sheela Barse vs State of
Maharashtra (1983) 2 SCC 96, it was held by the Hon’ble Supreme Court that the arrested accused
person must be informed by the magistrate about his right to be medically examined in terms of section
section 54. In this case, High court directed magistrates to ask the arrested person as to whether he has
any complaint of torture or maltreatment in police custody. The state under constitutional mandate is
required to provide free legal aid to an indigent accused person and this arises not only when the trial
commences but when the accused is for the first time produced before the magistrate, as also when he is
remanded from time to time. In Anil Yadav v State of Bihar 1982 (2) SCC 195 commonly referred to as
Bhagalpur Blinding case, the judicial magistrates failed in their duties to inform blinded prisoners of their
rights. As a result, the Supreme Court had to cast a duty on all magistrates and courts to promptly and
duly inform the indigent accused about his right to get free legal aid as without this the right may prove to
be illusory. The right to legal aid today is enshrined in Article 39A and further institutionalized with the
coming into force of the Legal Services Authorities Act, 1986. This assumes more significance as denial
of the same may even vitiate the trial at later stage. Further, in Hussainara Khatoon V Case (1980) 1 SCC
108 it was held that it is the duty of the magistrate to inform the accused that he has a right to be released
on bail on expiry of statutory period of 90 or 60 days as the case may be. Suffice is to say that magistrates
are the best persons to oversee that the accused is not denied his rights. We must not forget that ensuring
criminal justice requires cooperation of the two arms of the state directly involved i.e. the judiciary and
the police machinery. While direct interference is not desirable in investigation process, the magistrate is
kept in the picture at all the stages of the police investigation. On a conjoint reading of section 57 and 167
of the Code, it is clear that the legislative intention was to ensure speedy investigation after a person has
been taken in custody. It is expected that investigation is completed within 24 hours and if not possible
within 15 days. The role of magistrate is to oversee the course of investigation and prevent abuse of law
by investigating agency. However, you must understand that your role is complementary to that of police.
In doing so, you must preside without fear or favor.
Confessions and dying declarations recorded by magistrate constitute valuable evidence as they may form
the basis of conviction of the accused. Although there is no hard and fast rule as to proper manner of
recording the same, the Magistrate must follow certain broad guidelines to ensure that the document
inspires confidence of the court assessing it. Just as the FIR recorded is of great importance because it is
the earliest information given soon after the commission of a cognisable offence before there is time to
forget, fabricate or embellish. Similarly the confession made to magistrate is highly valuable evidence.
Section 164 empowers magistrate to record even when he has no jurisdiction in the case. Before recording
any such confession, the magistrate is required to explain to the person making confession that
These provisions must be administered in their proper spirit lest they become mere formalities. The
magistrate must have reason to believe that it is being made voluntarily. You must exercise your judicial
knowledge and wisdom to find out whether it is voluntary confession or not. The magistrate must see that
the warning is brought home to the mind of the person making the confession. If the recording continues
on another day, a fresh warning is necessary before a confession is recorded on the other day. After giving
warnings, the magistrate should give him adequate time to think and reflect. There is no hard and fast rule
but the person must be completely free from possible police influence. Normally such a person is sent to
jail custody at least for a day before his confession is recorded. How much time for reflection should be
allowed depends on circumstances in each case. The act of recording confession is a solemn act and in
discharging such duties the magistrate must take care to see that the requirements of law are fully
satisfied. The magistrate recording the confession must appreciate his function as one of a judicial officer
and he must apply his judicial mind to the task of ascertaining that the statement the accused is going to
make is of his own accord and not on account of any influence on him.
A dying declaration is an admissible piece of evidence under section 32 of Indian Evidence Act as it is the
first hand knowledge of facts of a case by the victim himself. I myself have held in Surinder Kumar vs.
State of Haryana (2011) 10 SCC 173, a case relating to wife burning, that if the dying declaration is true
and voluntary, it can be basis of conviction without corroboration. Thus, proper recording of the dying
declaration by the magistrates assumes significance. There is no exhaustive list of procedures to be
followed rather depends on case to case basis. It may be recorded in the form of question and answers in
the language of the deceased as far as practicable. Before proceeding to record the dying declaration, the
magistrate shall satisfy himself that the declarant is in a fit condition to make a statement and if medical
officer is present, a fitness certificate should be obtained. It is the duty of the magistrate to ensure the
making of a free and spontaneous statement by the declarant without any prompting, suggestion or aid
from any other justice. If possible, at the conclusion of recording, the declaration must be read out to the
declarant and signature must be obtained symbolic of correctness of the same.
The proliferation of computers, the social influence of information technology and the ability to store
information in digital form have all required Indian law to be amended to include provisions on the
appreciation of digital evidence. In the year 2000 Parliament enacted the Information Technology (IT)
Act 2000, which amended the existing Indian statutes to allow for the admissibility of digital evidence.
The IT Act is based on the United Nations Commission on International Trade Law which adopted the
Model Law on Electronic Commerce together with providing amendments to the Indian Evidence Act
1872, the Indian Penal Code 1860 and the Banker’s Book Evidence Act 1891, recognizing transactions
that are carried out through electronic data interchange and other means of electronic communication.
Digital knowledge has become prerequisite for effective judgeship.
(a) Give directions making it clear to the accused that he could make an application for compounding of
the offences at the first or second hearing of the case and that if such an application is made,
compounding may be allowed by the court without imposing any costs on the accused.
(b) If the accused does not make an application for compounding as aforesaid, then if an application for
compounding is made before the Magistrate at a subsequent stage, compounding can be allowed subject
to the condition that the accused will be required to pay 10% of the cheque amount to be deposited as a
condition for compounding with the Legal Services Authority, or such authority as the Court deems fit.
The court further observed that: “Complaints are being increasingly filed in multiple jurisdictions in a
vexatious manner which causes tremendous harassment and prejudice to the drawers of the cheque. We
direct that it should be mandatory for the complainant to disclose that no other complaint has been filed in
any other court in respect of the same transaction. Such a disclosure should be made on a sworn affidavit
which should accompany the complaint filed under Section 200 of the CrPC” section 143 of the Act and
above-mentioned guidelines so that you comprehend the significance of summary trial procedure as a tool
in your hands, which you must utilize to deliver swift justice. The responsibility is cast on you to act in a
fair, judicious and yet balanced way to ensure that the accused also gets a fair opportunity of defending
the case and, at the same time, also to ensure that this provision is not misused by the accused only for the
purpose of protracting the trial or to defeat the ends of justice.
CROSS CASE
In a recent case Dr. Mohammad Khalil Chisti vs. State of Rajasthan involving free fight where there was
cross case, I myself observed with regret the duplication of proceedings in the same case which should
have been ideally heard and disposed of together at both trial and appellate stage. You may come across
similar circumstances where there are allegations and counter allegation. Where there are two different
versions of same incident resulting into two criminal cases are described as “case and counter case” In
such a scenario, you must try the two cases together. Trial of cross cases presents a variety of ticklish
practical issues and challenges. Under section 319 of the Code, if a magistrate upon hearing a case against
certain accused finds from the evidence that some person, other than the accused before him, is also
concerned in that very offence or in connected offence he should hold trial together. In State Of M.P vs
Mishrilal (2003) 9 SCC 426, both the parties lodged an FIR against each other in respect of the same
incident. The Supreme Court while giving guidance as to the procedure to be adopted in such cases has
observed as follows: - “The cross- cases should be tried together by the same court irrespective of the
nature of the offence involved. The rationale behind this is to avoid the conflicting judgments over the
same incident because if cross cases are allowed to be tried by two courts separately there is likelihood of
conflicting judgments.”
f. Institutional Decision
Based on a preponderance of the evidence, the institution’s deciding official usually makes the final
determination whether to accept the investigation report, its findings, and the recommended institutional
actions. If this determination varies from that of the investigation committee, the deciding official needs
to explain in detail the basis for rendering a decision different from that of the investigation committee in
the institution's letter transmitting the report to ORI. The explanation should be consistent with the PHS
definition of research misconduct, the institution's policies and procedures, and the evidence reviewed and
analyzed by the investigation committee. The deciding official may also return the report to the
investigation committee with a request for further fact-finding or analysis. The deciding official's
determination, together with the investigation committee's report, constitutes the final investigation report
for purposes of ORI review.
When a final decision on the case has been reached, the institution needs to notify both the respondent
and the whistleblower in writing. In addition, the deciding official will determine whether law
enforcement agencies, professional societies, professional licensing boards, editors of journals in which
falsified reports may have been published, collaborators of the respondent in the work, or other relevant
parties should be notified of the outcome of the case. The institution is also responsible for ensuring
compliance with all notification requirements of funding or sponsoring agencies.
In addition, the institutional policy may permit an appeal. If so, the policy should specify the grounds for
an appeal and the procedures for filing an appeal.
A. Administrative Discretion
Introduction: Rule of law is classical principle of administrative law. As a matter of fact this
principle was one of the principles that acted as impediment development of Administrative Law
principles. The irony further is that the rule of law is now an important part of modern
Administrative Law. Whereas the rule of law is still the one of the very important principles
regulating in common law countries and common law derived countries modern laws has denied
some of the important parts of rule of law as proposed by Dicey at the start of 19th Century.
Dicey Rule of Law: The concept of rule of law backs to the time of Aristotle. Aristotle ruled out
the concept of rule under discretion by all means and tried to convey his followers that given the
choice it is always rule of law that scores over rule of discretion.
In Modern times the rule of law was propounded by the Albert Dicey, a British jurist and
Philosopher. He gave following three postulates of rule of law: 1. Everyone is equal before the
law. 2. Sanctions have to be backed by law. 3. Courts are the ultimate body and supremacy of
court is ambivalent in civilized society. He was firm proponent of the concept and very
influential thinker of his times.
Though the first two principles are still in almost every legal system of world, the third principle
was protested many of jurists of that time. The Dicey in particular opposed the principle of
French system of Droit Administratif. England at that time was in fact propounding some quasi
legislative and quasi judicial processes which were taken cognizance of English thinkers of that
time; still the whole common law system of country was blindfolded with the Dicey's philosophy
of “rule of law.”
Dicey's Rule of Law and Modern Administrative Law: Dicey's view and proposition of rule of
law has succeeded in part and wasn’t sustainable on other. Most of the modern legal system
implements the principles of judicial review and similar principles of proportionality and
legitimate expectations. Dicey's views on written and unwritten constitutions are subject to much
debate and discussion.
What can be said is that some written constitutions (e.g. the U.S. Constitution) have been quite
successful at providing a framework within which individual rights are protected while others
(e.g. some of the Soviet blocks constitutions) have been near total failures.
The modern administrative law is fine mixture of Droit Administratif, the French law system and
Dicey rule of law. The sophisticated combination of the two principles has given rise to powerful
and vast body of executive. In fact the development of modern Administrative law is
consequence of development of administration and its side effects.
Objective of Paper: In this paper I am going to critically examine the pros and cons of modern
administrative law in terms of balance of efficiency and bureaucracy. This paper shall also
discuss the constitutional provisions all over the world and compare the implementation part of it
in governance.
Administrative Discretion and fundamental rights: No law can clothe administrative discretion
with a complete finality, for the courts always examine the ambit and even the mode of its
exercise for the angle of its conformity with fundamental rights. The fundamental rights thus
provide a basis to the judiciary in India to control administrative discretion to a large extent.
There have been a number of cases in which a law, conferring discretionary powers, has been
held violative of a fundamental right. The following discussion will illustrate the cases of judicial
restraints on the exercise of discretion in India.
Administrative Discretion and Article 14: Article14 prevents arbitrary discretion being vested in
the executive. Equality is antithetic to arbitrariness. Article 14 strikes at arbitrariness in State
action and ensures fairness and equality of treatment. Right to equality affords protection not
only against discretionary laws passed by legislature but also prevents arbitrary discretion being
vested in the executive. Often executive or administrative officer or Government is given wide
discretionary power. In a number of cases, the Statute has been challenged on the ground that it
conferred on an administrative authority wide discretionary powers of selecting persons or
objects discriminately and therefore, it violated Article 14. The Court in determining the question
of validity of such statute will examine whether the statute has laid down any principle or policy
for the guidance of the exercise of discretion by the Government in the matter of selection or
classification. The Court will not tolerate the delegation of uncontrolled power in the hands of
the Executive to such an extent as to enable it to discriminate. In State of West Bengal v. Anwar
Ali, AIR 1952 SC 75. It was held that in so far as the Act empowered the Government to have cases
or class of offences tried by special courts, it violated Article 14 of the Constitution. The court
further held the Act invalid as it laid down “no yardstick or measure for the grouping either of
persons or of cases or of offences” so as to distinguish them from others outside the purview of
the Act. Moreover, the necessity of “speedier trial” was held to be too vague, uncertain and
indefinite criterion to form the basis of a valid and reasonable classification.
Under Article 19: Article 19 guarantees certain freedoms to the citizens of India, but they are not
absolute. Reasonable restrictions can be imposed on these freedoms under the authority of law.
They cannot be contended merely on executive action. The reasonableness of the restrictions is
open to judicial review. These freedoms can also be afflicted by administrative discretion. Such
cases can be examined below. A number of cases have come up involving the question of
validity of law conferring discretion on the Executive to restrict the right under Article 19(1) (b)
and (e). The State has conferred powers on the Executive to extern a person from a particular
area in the interest of peace and safety in a number of statutes. In Dr. Ram Manohar v. State of
Delhi, AIR 1950 SC 211, where the D.M. was empowered under East Punjab Safety Act, 1949, to
make an order of internment from an area in case he was satisfied that such an order was
necessary to prevent a person from acting in any way prejudicial to public peace and order, the
Supreme Court upheld the law conferring such discretion on the execution on the grounds, inter
alia, that the law in the instant case was of temporary nature and it gave a right to the externee to
receive the grounds of his internment from the Executive. In Hari v. Deputy Commissioner of
Police, AIR 1956 SC 559, the Supreme Court upheld the validity of section 57 of the Bombay Police
Act authorizing any of the officers specified therein to extern convicted persons from the area of
his jurisdiction if he had reasons to believe that they are likely to commit any offence similar to
that of which they were convicted. This provision of law, which apparently appears to be a
violation of the residence, was upheld by court mainly on the considerations that certain
safeguards are available to the externee, i.e., the right of hearing and the right to file an appeal to
the State Government against the order. In a large number of cases, the question as to how much
discretion can be conferred on the Executive to control and regulate trade and business has been
raised. The general principle laid down in that the power conferred on the Executive should not
be arbitrary, and that it should not be left entirely to the discretion of any authority to do
anything it likes without any check or control by any higher authority.” “Any law or order which
confers arbitrary and uncontrolled power upon the Executive in the matter of the regulating trade
or business is normally available in commodities control cannot but be held to be unreasonable.”
and no provisions to ensure a proper execution of the power and to operate as a check against
injustice resulting from its improper exercise. The Supreme Court in H.R. Banthis v. Union of
India (1979 1 SCC 166) declared a licensing provision invalid as it conferred an uncontrolled and
unguided power on the Executive. The Gold (Control) Act, 1968, provided for licensing of
dealers in gold ornaments. The Administrator was empowered under the Act to grant or renew
licenses having regard to the matters, inter alia, the number of dealers existing in a region,
anticipated demand, suitability of the applicant and public interest. The Supreme Court held that
all these factors were vague and unintelligible. The term ‘region’ was nowhere defined in the
Act. The expression ‘anticipated demand was vague one. The expression ‘suitability of the
applicant and ‘public interest’ did not contain any objective standards or norms. Where the Act
provides some general principles to guide the exercise of the discretion and thus saves it from
being arbitrary and unbridled, the court will uphold it, but where the Executive has been granted
‘unfettered power to interfere with the freedom of property or trade and business, the court will
strike down such provision of law.
Under Article 31(2): Article 31(2) of the Constitution provided for acquisition of private
property by the Government under the authority of law. It laid down two conditions, subject to
which the property could be requisitioned _1) that the law provided for an amount (after 25th
Amendment) to be given to the persons affected, which was non-justifiable; and (2) that the
property was to be acquired for a public purpose. In an early case, where the law vested the
administrative officer with the power to acquire estates of food grains at any price, it was held to
be void on the grounds, inter alia, that it failed to fix the amount of compensation or specify the
principles, on which it could be determined. Since the matter was entirely left to the discretion of
the officer concerned to fix any compensation it liked, it violated Article 31(2). The property
under Article 31(2) could be acquisitioned for a public purpose only. The Executive could be
made the sole judge to decide a public purpose. No doubt, the Government is in best position to
judge as to whether a public purpose could be achieved by issuing an acquisition order, but it is a
justifiable issue and the final decision is with the courts in this matter. In West Bengal Settlement
Kanungo Co-operative Credit Society Ltd. V. Bela Bannerjee,(AIR 1954 SC 170) the provision that a
Government’s declaration as to its necessity to acquire certain land for public purpose shall be
conclusive evidence thereof was held to be void. The Supreme Court observed that as Article
31(2) made the existence of a public purpose a necessary condition of acquisition, it is, therefore,
necessary that the existence of such a purpose as a fact must be established objectively and the
provision relating to the conclusiveness of the declaration of then Government as to the nature of
the purpose of the acquisition must be held unconstitutional. The Courts have, however,
attempted to construe the term public purpose rather broadly; the judicial test adopted for the
purpose being that whatever furthers the general interests of the community as opposed to the
particular interests of the individual is a public purpose. The general tendency of the Legislature
is to confer the power of acquisition on the Executive in an undefined way by using vague
expressions such as “purposes of the State” or “purposes of the Union”, so as to give wider
latitude to the courts to uphold it. Thus, we have seen in the above illustrations how the courts
have used the mechanism of fundamental rights to control the administrative discretion. In fact
fundamental rights are very potential instruments by which the Judiciary in India can go a long
way in warding off the dangers of administrative discretion.
In India the administrative discretion, thus, may be reviewed by the court on the following
grounds.
I. Abuse of Discretion
Now a day, the administrative authorities are conferred wide discretionary powers. There is a
great need of their control so that they may not be misused. The discretionary power is required
to be exercised according to law. When the mode of exercising a valid power is improper or
unreasonable there is an abuse of power. In the following conditions the abuse of the
discretionary power is inferred: -
i) Use for improper purpose: - The discretionary power is required to be used for the purpose for
which it has been given. If it is given for one purpose and used for another purpose. It will
amount to abuse of power.
ii) Malafide or Bad faith: - If the discretionary power is exercised by the authority with bad faith
or dishonest intention, the action is quashed by the court. Malafide exercise of discretionary
power is always bad and taken as abuse of discretion. Malafide (bad faith) may be taken to mean
dishonest intention or corrupt motive. In relation to the exercise of statutory powers it may be
said to comprise dishonesty (or fraud) and malice. A power is exercised fraudulently. If its
repository intends to achieve an object other than that for which he believes the power to have
been conferred. The intention may be to promote another public interest or private interest.
iii) Irrelevant consideration: - The decision of the administrative authority is declared void if it is
not based on relevant and germane considerations. The considerations will be irrelevant if there
is no reasonable connection between the facts and the grounds.
iv) Leaving out relevant considerations:- The administrative authority exercising the
discretionary power is required to take into account all the relevant facts. If it leaves out relevant
consideration, its action will be invalid.
vii) Colourable Exercise of Power: - Where the discretionary power is exercised by the authority
on which it has been conferred ostensibly for the purpose for which it has been given but in
reality for some other purpose, it is taken as colorable exercise of the discretionary power and it
is declared invalid.
viii) Non-compliance with procedural requirements and principles of natural justice: - If the
procedural requirement laid down in the statute is mandatory and it is not complied, the exercise
of power will be bad. Whether the procedural requirement is mandatory or directory is decided
by the court. Principles of natural justice are also required to be observed.
ix) Exceeding jurisdiction: - The authority is required to exercise the power within the limits or
the statute. Consequently, if the authority exceeds this limit, its action will be held to be ultra
vires and, therefore, void.
ii) Acting under Dictation: - Where the authority exercises its discretionary power under the
instructions or dictation from superior authority. It is taken, as non-exercise of power by the
authority and its decision or action is bad. In such condition the authority purports to act on its
own but in substance the power is not exercised by it but by the other authority. The authority
entrusted with the powers does not take action on its own judgment and does not apply its mind.
For example in Commissioner of Police v. Gordhandas the Police Commissioner empowered to
grant license for construction of cinema theatres granted the license but later cancelled it on the
discretion of the Government. The cancellation order was declared bad as the Police
Commissioner did not apply his mind and acted under the dictation of the Government.
III) Imposing fetters on the exercise of discretionary powers: - If the authority imposes fetters on
its discretion by announcing rules of policy to be applied by it rigidly to all cases coming before
it for decision, its action or decision will be bad. The authority entrusted with the discretionary
power is required to exercise it after considering the individual cases and if the authority imposes
fetters on its discretion by adopting fixed rule of policy to be applied rigidly to all cases coming
before it, it will be taken as failure to exercise discretion and its action or decision or order will
be bad.
Legitimate expectation gives the applicant sufficient locus standi for judicial review. The
doctrine of legitimate expectation is to be confined mostly to right of fair hearing before a
decision, which results in negative a promise, or withdrawing an undertaking is taken. The
doctrine does not give scope to claim relief straightaway from the administrative authorities as
no crystallized right as such is involved. The protection of such legitimate does not require the
fulfillment of the expectation where an overriding public interest requires otherwise. A case of
legitimate expectation would arise when a body by representation or by past practice aroused
expectation, which it would be within its powers to fulfill. The protection is limited to that extent
and a judicial review can be within those limits. A person, who bases his claim on the doctrine of
legitimate expectation, in the first instance, must satisfy that there is foundation and thus he has
locus standi to make such a claim. There are stronger reasons as to why the legitimate
expectation should not be substantively protected than the reason as to why it should be
protected. If a denial of legitimate expectation in a given case amounts to denial of right
guaranteed or arbitrary, discriminatory unfair or biased, gross abuse of power or violation of
principles of natural justice, the same can be questioned on the well known grounds attracting
Article 14 but a claim based on mere legitimate expectation without anything more cannot ipso
facto give a right to invoke these principles. It can be one of the grounds to consider but the court
must lift the veil and see whether the decision is violative of these principles warranting
interference. It depends very much on the facts and the concept of legitimate expectation which
is the latest recruit to a long list of concepts fashioned by the courts for the review of
administrative action, must be restricted to the general legal limitations applicable and binding
the manner of the future exercise of administrative power in a particular case. It follows that the
concept of legitimate expectation is “ not the key which unlocks the treasury of natural justice
and it ought not to unlock the gate which shuts, the court out of review on the merits”,
particularly when the element of speculation and uncertainly is inherent in that very concept. The
courts should restrain themselves and restrict such claims duly to the legal limitations.
Further in Food Corporation of India v. M/s. Kamdhenu Cattle Seed Industries AIR 1993 SC 1601.
The doctrine of legitimate expectation gets assimilated in the rule of law and operates in our
legal system in this manner and this extent. The Court observed: “The mere reasonable or
legitimate expectation of a citizen, in such a situation, may not by itself be a distinct enforceable
right, but failure to consider and give due weight to it may render the decision arbitrary, and this
is how the requirement of due consideration of a legitimate expectation forms part of the
principle of non-arbitrariness, a necessary concomitant of the rule of law. Every legitimate
expectation is a relevant factor requiring due consideration in a fair decision-making process.” In
Lala Sachinder Kumar v. Patna Regional Development Authority, (AIR 1994 PATNA 128) the court
again applied the doctrine of legitimate expectation and held the order of allotment of residential
plots issued by the Patna Regional Development Authority as bad. In the instant case Regional
Development Authority issued an advertisement inviting applications for the allotment of
residential plots. In this process preference was given to the employees of the Patna Regional
Development Authority without considering the case of applicant petitioner, whereas Rules did
not provide for any such preferential allotment. The court held that allotment in favor of
employees is arbitrary. The applicant petitioner has legitimate expectations to be considered for
allotment.
i. Introduction
There has been tremendous expansion in the administrative process. This is natural in a welfare state as a
welfare state is basically an administrative state. So expansion in the administrative power is a
consequence of the concept of welfare state. All legal power, according to H.W.R. Wade, 'as opposed to
duty, is inevitably discretionary to a greater or lesser extent…' Therefore, in order to maintain rule of law
it is absolutely necessary to control this discretionary element in the administrative power. Justice
Douglas of the U.S. Supreme Court has rightly remarked that it is the majesty of the administrative law
that it has been able to control absolute discretion on the part of the government or any ruler or official
because absolute discretion is a ruthless master. It is more destructive of freedom than any of man's
inventions.
Therefore, the judicial control over the administrative action becomes imperative. There are two types of
remedies against the administrative wrongs – private law remedy of suit and judicial review through
writs. Civil law remedy could be effective if the procedure is simple cheap and expeditious, which is not
so in India. Therefore, this remedy is not effective against the administration. There is tremendous scope
for this remedy in administrative matters since it lies at the door-step of a litigant. It is the public law
remedy of judicial review through writs which is very effective and expeditious, though it is costly as
only High Courts and the Supreme Court have the power to issue these writs. The power of judicial
review is a supervisory power and not a normal appellate power against the decisions of administrative
authorities. The recurring theme of the apex court's decision relating to nature and scope of judicial
review is that it is limited to consideration of legality of decision making process and not legality of order
per se. That mere possibility of another view cannot be a ground of interference.
ii. Court as the final authority to determine the legality of administrative action
The Power of judicial review is a constitutional power since it is the Constitution which invests these
powers in the Supreme Court and the High Courts in the States. So far the Supreme Court is concerned
the relevant Articles are 32 with Articles 12 and 13 and Article 136. Article 32 empowers the Supreme
Court to issue directions, orders or writs (which are specifically mentioned therein) for the enforcement of
fundamental rights. What is unique about Article 32 is that the right to move the Supreme Court under
this Article is itself a Fundamental Right. Thus the Supreme Court is made guarantor or protector of the
fundamental rights. Dr. Ambedkar called it the soul of the Constitution. The Supreme Court has further
expanded the scope of this Article even in cases where no fundamental right is involved. In Jhumman
Singh v. CBI (1995 (3) SCC 420. Also see M.C.Mehta v. Union of India, A.I.R 1987, SC 965), it was held
that where a person manipulated facts in order to get a decree by a court to defeat the ends of justice, in
such a situation petition was held to be maintainable under Article 32. Though Article 32 is called
cornerstone of the democratic edifice, it becomes inconvenient for the Supreme Court to entertain
petitions under original jurisdiction since it could overload the court. Therefore, sometimes the Supreme
Court suggests that the petitioner should first approach the High Court under Article 226 before coming
to the Supreme Court under Article 32.
Under Article 136, the Supreme Court may grant special leave to appeal against any decision of a
Tribunal. What is a Tribunal is not defined, but the Supreme Court has interpreted it in a liberal way. A
tribunal is a body or authority which is vested, with judicial power to adjudicate on question' of law or
fact, affecting the rights of citizens in a judicial manner. Such authorities or bodies must have been
constituted by the state and vested with judicial as distinguished from administrative or executive
functions.
Article 136 does not confer a right of appeal as such but a discretionary power on the Supreme Court to
grant special leave to appeal. The Supreme Court has held that even in cases where special leave is
granted, the discretionary power continues to remain with the court even at the stage when the appeal
comes up for hearing. Generally, the court does not, grant special leave to appeal, unless it is shown that
exceptional and special circumstance exist, that substantial and grave injustice has been done and the case
in question presents sufficient gravity to warrant a review of the decision appealed against. It confers a
very wide discretion on the Supreme Court to be exercised for satisfying the demands of justice.
In Bharat Coking Coal Co. v. Karam Chand Thapar (2003(1)SCC 6.), the Supreme Court held, Article
136 “has been engrafted by the founding fathers of the Constitution for the purpose of avoiding mischief
of injustice on the wrong assumption of law. The justice delivery system of the country prompts this court
to interfere under Article 136 of the Constitution when the need of the society stands established and the
judgment, if left outstanding, would not only create prejudice but would have otherwise adverse effect
upon the society.”
Article 226 clause (1) empowers the High Courts in the States or Union Territories to issue to any person
or authority including any Government within their territories, directions, orders or writs for the
enforcement of the fundamental rights or for any other purpose.
The power of judicial review of the High Court under Article 226 is wider than that of the Supreme Court
under Article 32 of the Constitution. The expression 'for any other purpose' enables the High Court to
exercise their power of judicial review for the enforcement of ordinary legal rights which are not
fundamental rights. High Court can issue a writ to a person or authority not only when it is within the
territorial jurisdiction of the court but also when it is outside its jurisdiction provided the cause of action
wholly or partly arises within its territorial jurisdiction. This power of the High Court under Article 226 is
concurrent with the power of the Supreme Court under Article 32 of the Constitution.
Article 227 clause (1) confers the power of 'superintendence over all courts and tribunals throughout the
territories in relation to which it exercises jurisdiction. However, this power does not extend, like Article
136, over any court or tribunal constituted under any law relating to the Armed Forces.
This power is in addition to the power conferred upon the High Court under Article 226 which is of a
judicial nature. Is this power of superintendence, administrative or judicial? Under the Government of
India Act, 1935 this power extended only to the courts and was of administrative nature only. Under the
Constitution it is extended to the tribunals and section 224 clause (2) of the Government Of India Act,
1935, which made it of administrative nature, was not retained in Article 227. Therefore, the power of
superintendence under Article 227 is of an administrative as well as judicial nature. The parameters of
this power are well settled and it is exercised on the same grounds as the power of judicial review. They
are:
(i) It can be exercised even in those cases where no appeal or revision lies to the High Court;
(ii) The power should not ordinarily be exercised if any other remedy is available even if it involved
inconvenience or delay.
(iii) The power is available where there is want or excess of jurisdiction, failure to exercise jurisdiction
violation of principles of natural justice and error of law apparent on the face of the record;
(iv) In the exercise of this power the High Court does not act as appellate tribunal.
(v) It does not invest the High Court with an unlimited prerogative to interfere in cases where wrong
decisions have been arrived at by judicial or quasi-judicial tribunals on questions of law or fact. There has
to be grave miscarriage of justice or flagrant violation of law calling for interference.
Tribunal under Article 227 has the same meaning as under Article 136 for the Supreme Court. In Surya
Dev Rai v. Ram Chander Rai (A.I.R 2003 SC 3044; Also see Shiv Shakti Cooperative Housing Society,
Nagpur v. M.S Swaraj Developers A.I.R 2003 SC 2434.), the Supreme Court held that the purpose
underlying vesting of this jurisdiction under Article 227 is “paving the path of justice and removing its
obstacles therein.”Thus a very wide discretionary power is provided to the High Courts under articles 226
and 227. However, it must be exercised according to the principles of judicial review.
The judicial control of administrative action provides a fundamental safeguard against the abuse
of power. Since our Constitution was built upon the deep foundations of rule of law, the framers
of the Constitution made sincere efforts to incorporate certain Articles in the Constitution to
enable the courts to exercise effective control over administrative action. Let us discuss those
articles of the constitution: -
(a) Under article 32, the Supreme Court has been empowered to enforce fundamental rights
guaranteed under Chapter III of the Constitution. Article 32 of the Constitution provides
remedies by way of writs in this country. The Supreme Court has, under Article 32(2)
power to issue appropriate directions, or orders or writs, including writs in the nature of
habeas corpus, certiorari, mandamus, prohibition and quo- warranto The court can issue
not only a writ but can also make any order or give any direction, which it may consider
appropriate in the circumstances. It cannot turn down the petition simply on the ground
that the proper writ or direction has not been prayed for.
(b) Under article 226 concurrent powers have been conferred on the respective High Courts
for the enforcement of fundamental rights or any other legal rights. It empowers every
High Court to issue to any person or authority including any Government, in relation to
which it exercises jurisdictions, directions, orders or writs including writs of habeas
corpus, mandamus, prohibition, quo warranto and certiorari. In a writ petition, High
Court cannot go into the merits of the controversy. For example, in matters of retaining or
pulling down a building the decision is not to be taken by the court as to whether or not it
requires to be pulled down and a new building erected in its place.
(c) Under Article 136 the Supreme Court has been further empowered, in its discretion, to
grant special leave to appeal from any judgment, decree, determination, sentence or order
by any Court or tribunal in India. Article 136 conferred extraordinary powers on the
Supreme Court to review all such administrative decisions, which are taken by the
administrative authority in quasi-judicial capacity. The right to move the Supreme Court
in itself is a guaranteed right, and Gajendragadkar, J., has assessed the significance of this
in the following manner: “The fundamental right to move this Court can therefore be
appropriately described as the cornerstone of the democratic edifice raised by the
Constitution. That is why it is natural that this Court should in the words of Patanjali
Sastri, J., regard itself as the protector and guarantor of fundamental rights and should
declare that it cannot consistently with the responsibility laid upon it, refuse to entertain
applications seeking protection against infringement of such rights. Since Article 32 is
itself fundamental right, it cannot be whittled down by a legislation. It can be invoked
even where an administrative action has been declared as final by the statute. An order
made by a quasi-judicial authority having jurisdiction under an Act which is intra virus is
not liable to be questioned on the sole ground that the provisions of the Act on the terms
of the notification issued there under have been misinterpreted.
The rule of maintainability of petition under Article 32 held above is subject to three exceptions.
First, if the statute for a provision thereof ultra vires any action taken there under by a quasi-
judicial authority which infringes or threatens to infringe a fundamental right, will give rise to
the question of enforcement of that right and petition under Article 32 will lie.
Second, if a quasi-judicial authority acts without jurisdiction or wrongly assumes jurisdiction by
committing error as to a right, the question of enforcement of that arises and a petition under
Article 32 will lie even if the statute is intra vires.
Third, if the action taken by a quasi-judicial authority is procedurally ultra virus, a petition under
Article 32 would be competent.
In law, standing or locus standi is the term for the ability of a party to demonstrate to the court sufficient
connection to and harm from the law or action challenged to support that party's participation in the case.
Standing exists from one of three causes:
1. The party is directly subject to an adverse effect by the statute or action in question, and the harm
suffered will continue unless the court grants relief in the form of damages or a finding that the law either
does not apply to the party or that the law is void or can be nullified. This is called the "something to
lose" doctrine, in which the party has standing because they directly will be harmed by the conditions for
which they are asking the court for relief.
2. The party is not directly harmed by the conditions by which they are petitioning the court for relief but
asks for it because the harm involved has some reasonable relation to their situation, and the continued
existence of the harm may affect others who might not be able to ask a court for relief. In the United
States, this is the grounds for asking for a law to be struck down as violating the First Amendment,
because while the plaintiff might not be directly affected, the law might so adversely affect others that one
might never know what was not done or created by those who fear they would become subject to the law
– the so-called "chilling effects" doctrine.
3. The party is granted automatic standing by act of law. Under some environmental laws in the United
States, a party may sue someone causing pollution to certain waterways without a federal permit, even if
the party suing is not harmed by the pollution being generated. The law allows them to receive a portion
of any fines collected by the government from their violation of law. In some U.S. states, a person who
believes a book, film or other work of art is obscene may sue in their own name to have the work banned
directly without having to ask a District Attorney to do so.
In the United States, the current doctrine is that a person cannot bring a suit challenging the
constitutionality of a law unless the plaintiff can demonstrate that he/she/it is or will "imminently" be
harmed by the law. Otherwise, the court will rule that the plaintiff "lacks standing" to bring the suit, and
will dismiss the case without considering the merits of the claim of unconstitutionality. To have a court
declare a law unconstitutional, there must be a valid reason for the lawsuit. The party suing must have
something to lose in order to sue unless it has automatic standing by action of law.
v. Laches
Failure to do something at the proper time, especially such delay as will bar a party from
bringing a legal proceeding.
Lache as a self-defense: Laches acts as a defense to an equitable action, that bars recovery by the plaintiff
because of the plaintiff's undue delay in seeking relief.
Laches and Statute of Limitation: Laches is the equitable equivalent of statutes of limitations. However,
unlike statutes of limitations, laches leaves it up to the court to determine, based on the unique facts of the
case, whether a plaintiff has waited too long to seek relief.
Elements of Laches: Unreasonable lapse of timeThe concept of Laches is based on the legal maxim
"Equity aids the vigilant, not those who slumber on their rights." Laches recognizes that a party to an
action can lose evidence, witnesses, and a fair chance to defend himself or herself after the passage of
time from the date the wrong was committed. If the defendant can show disadvantages because for a long
time he or she relied on the fact that no lawsuit would be started, then the case should be dismissed in the
interests of justice.
Example: In the event of causing loss of marriage of the defendant the petitioner may not present the
original photographs of the marriage so that the marriage is held null and void. And if the petitioner
comes to know about the same after the lapse of reasonable time it might be the case of laches and the
court may presume the same.
Essentials for res judicata.—The general principle of res judicata is embodied in its different
forms in three different Indian major statutes—Section 11 of the Code of Civil Procedure,
Section 300 of the Code of Criminal Procedure, 1973 and Sections 40 to 43 of the Indian
Evidence Act, yet it is not exhaustive. Here, we are concerned only with Section 11 of the Code
of Civil Procedure. Following conditions must be proved for giving effect to the principles of res
judicata under Section 11—
If any one or more conditions are not proved, the principle of res judicata would not apply.
Where all the four conditions are proved, the Court has no jurisdiction to try the suit thereafter as
it becomes not maintainable and liable to be dismissed. For application of principle of res
judicata, existence of decision finally deciding a right or a claim between parties is necessary.
In Bharat Sanchar Nigam Ltd. V. Union of India (AIR 2006 SC 1383), the apex Court has held
that in a tax matter decision given for one assessment year does not operate as res judicata for
the subsequent years on the premise that res judicata applies to debar Courts from entertaining
issues on the same cause of action whereas the cause of action for each assessment year is
distinct. The Court made it clear that a Court of superior jurisdiction overruling a decision of a
lower authority cited before it, would not operate to upset the binding nature of that decision on
the parties to the case and to whom the principle of res judicata would continue to operate.
CONCLUSION
In the light of the above discussion I have come to the conclusion that the doctrine of res judicata
will not apply unless all four conditions have been proved. The provisions of section 11 of CPC
are not directory but mandatory. The Section does not affect the jurisdiction of the court but
operates as a bar to the trial of the suit or issue. The doctrine of res judicata is ultimately based
on considerations of public policy. One important public consideration of public policy is that
the decisions pronounced by Courts of competent jurisdiction should be final unless they are
modified or reversed by appellate authorities and the other principle is that no one should be
made to face the same kind of litigation twice over because such a process would be contrary to
considerations of fair play and justice. The Doctrine of res Judicata is not only confined to
decisions in a suit and that the doctrine applies even to decisions rendered in proceedings which
are not suits but how far the decision which is rendered in original proceedings will bind the
parties depends upon the considerations. A decision given in proceedings other than a suit may
still operate as res Judicata if substantial rights of the parties are determined. But if the decision
is given in a summary proceeding it does not operate as res Judicata. The principle of res
Judicata does not apply strictly to public interest litigations. The primary object of res Judicata
is to bring an end to litigation, so there is no reason not to extend the doctrine of res judicata.
The judicial review available under article 32, 136 226 and 227 is taken as Constitutional mode
of judicial review, 1.e. the judicial review available under Articles 32, 136, 226, 227 cannot be
excluded by the finality clause contained in the statute and expressed in any languages. Any
statute or ordinary laws cannot take the jurisdiction of the Court under article 32, 136, 226 and
227 as the Constitution of India provides them. Thus, any ordinary law cannot bar the
jurisdiction of the Supreme Court under Article 32 and 136 and of the High Court under Articles
226 and 227. In Keshava Nanda Bharti v. State of Kerala, ( A.I.R. 1973 S.C. 1461) the Supreme Court
has held the Parliament has power to amend the Constitution but it cannot destroy or abrogate the
basic structure or framework of the Constitution. Article 368 does not enable Parliament of
abrogate or take away Fundamental right or to completely alter the fundamental features of the
Constitution so as to destroy its identity. Judicial review therefore it cannot be taken away.
In Indra Nehru Gandhi v. Raj Narain, the validity of Clause (4) of Article 329 – A inserted by
the Constitution (39 the Amendment) Act, 1975 was challenged on the ground that it destroyed
the basic structure of the Constitution. The said Clause (4) provided that notwithstanding any
Court order declaring the election of the Prime Minister or the Speaker of Parliament to be void,
it would continue to be void in all respects and any such order and any finding on which such
order was based would be deemed always to have been void and of no effect. This clause
empowered Parliament to establish by law some authority or body for deciding the dispute
relating to the election of the Prime Minister or Speaker. It provides that the decision of such
authority or body could not be challenged before the Court. This clause was declared
unconstitutional and void as being violation of free and fair election, democracy and rule of law,
which are parts of the basic structure of the Constitution. In case judicial review, democracy, free
and fair election and rule of law were included in the list of the basic features of the Constitution.
Consequently any Constitutional amendment, which takes away, any of them will be
unconstitutional and therefore void. The non-constitutional mode of judicial review is conferred
on the civil Courts by statute and therefore it may be barred or excluded by the statute. S. 9 of the
Civil Procedure Code, 1908 confers a general jurisdiction to Civil Courts to entertain suits except
where its jurisdiction is expressly or impliedly excluded. Implied exclusion of the jurisdiction of
the Civil Courts is usually given effect where the statute containing the exclusion clause is a self
contained Code and provides remedy for the aggrieved person or for the settlement of the
disputes.
When not excluded.
However, it is to be noted that the exclusion clause or ouster clause or finality clause does not
exclude the jurisdiction of the Court in the condition Stated below:
1. Unconstitutionality of the statute: Exclusion clause does not bar the jurisdiction of
the Court to try a suit questioning the constitutionality of an action taken there
under. If the statute, which contains the exclusion clause, is itself unconstitutional,
the bar will not operate. The finality should not be taken to mean that
unconstitutional or void laws be enforced without remedy.
2. Ultra vires Administrative action: The exclusion clause does not bar the
jurisdiction of the Court in case where the action of the authority is ultra vires. If
action is ultra vires the powers of the administrative authority; the exclusion
clause does not bar the jurisdiction of the Courts. The rule is applied not only in
the case of substantive ultra vires but also in the case of procedural ultra vires. If
the authority acts beyond its power or jurisdiction or violates the mandatory
procedure prescribed by the statute, the exclusion or finality clause will not be
taken as final and such a clause does not bar the jurisdiction of the Court.
3. Jurisdictional error: The exclusion or ouster or finality clause does not bar the
jurisdiction of the Court in case the administrative action is challenged on the
ground of the jurisdictional error or lack of jurisdiction. The lack of jurisdiction or
jurisdictional error may arise where the authority assumes jurisdiction, which
never belongs to it or has exceeded its jurisdiction indicating the matter or has
misused or abused its jurisdiction. The lack of jurisdiction also arises where the
authority exercising the jurisdiction is not properly constituted.
4. Non compliance with the provisions of the statute: the exclusion clause will not
bar the jurisdiction of the Court if the statutory provisions are not complied with.
Thus if the provisions of the statute are not complied with, the Court will have
jurisdiction inspite of the exclusion or finality clause.
5. Violation of the Principles of natural Justice: If the order passed by the authority
is challenged on the ground of violation of the principles of natural justice; the
ouster clause or exclusion clause in the statute cannot prevent the Court from
reviewing the order.
6. When finality clause relates to the question of fact and not of law: Where the
finality clause makes the finding of a Tribunal final on question of facts, the
decision of the Tribunal may be reviewed by the Court on the question of law.
i. Statutory appeals
Statutory Review
ii. Writs
The Constitution of India provides various Fundamental rights to all its citizens. The provisions for
proper enforcement of these Fundamental rights are also given in the Constitution. In simple terms,
enforcement of the Fundamental rights is safeguarded with the help of 5 prerogative Writs. Writs are
nothing but written orders of the court ordering a party to whom it is addressed to perform or cease from
performing a specified act. So Article 32 empowers the Supreme Court while Article 226 empowers the
High Courts to issue writs against any authority of the State in order to enforce the Fundamental rights.
The “State” is defined under Article 12 of the Constitution and includes the Government and the
Parliament of India, Government and the Legislatures of the States and all other authorities within the
Indian Territory or under the control of Government of India. “Other authorities” is an expression that
includes business organizations and citizens.
1. WRIT OF HABEAS CORPUS: One of the valuable writs for personal liberty is “Habeas Corpus”
which means “You may have the body”. If any person is detained in prison or a private custody without
legal justification; this writ is issued to the authority confining such person, to produce him/her before the
Court. The Court intervenes here and asks the authority to provide the reasons for such detention and if
there is no justification, the person detained is set free. The applicant for this writ can either be the person
in detention or any person acting on his/her behalf to protect his/her liberty. This writ provides for
immediate relief in case of unlawful detention.
For instance : the first Habeas Corpus casein India was filed in Kerala where P. Rajan, a college student
was arrested by the Kerala police and he died in custody unable to bear the torture. His father Mr T.V.
Eachara Warrier filed a Habeas Corpus writ and it was proved that Rajan died in police custody.
2. WRIT OF CERTIORARI: The meaning of Certiorari is to be certified. This writ is issued when any
lower court or a tribunal exercises a wrongful jurisdiction and decides the case. The party affected can
move this writ to higher courts like the High Court or the Supreme Court. Writ of Certiorari can be
issued to the quasi judicial or subordinate courts when they act:
3. WRIT OF MANDAMUS: The term “Mandamus” in Latin means “We command”. This writ is issued
to a public official who refrains from performing his public duties which he is obliged to do. This writ
can also be issued to any public authority (including the government, corporation and Court) commits an
act which is detrimental to the welfare of the general public. This writ however cannot be issued against
the President and the Governor.
4. WRIT OF QUO-WARRANTO: “By what warrants?” is the literal meaning of the term Quo-Warranto.
The issuance of this writ takes place to restrain a person from acting in public office to which he is not
entitled. In simple words, if a person occupies a public office without being qualified for the office, then
this writ is issued to restrain the concerned authority from discharging his duties. The High Court of that
particular state has the authority to issue this writ and direct the person to vacate the office in question.
The writ of Quo-Warranto is issued in 3 instances when
Apart from the extra-ordinary (Constitutional Remedies) guaranteed as discuss above there are certain
ordinary remedies, which are available to person under specific statutes against the administration.
The ordinary courts in exercise of the power provide the ordinary remedies under the ordinary
law against the administrative authorities. These remedies are also called equitable remedies.
This includes:
i) Injunction
ii) Declaratory Action
iii) Action for damages.
In some cases where wrong has been done to a person by an administrative act, declaratory
judgments and injunction may be appropriate remedies. An action for declaration lies where a
jurisdiction has been wrongly exercised. Or where the authority itself was not properly
constituted. Injunction s issued for restraining a person to act contrary to law or in excess of its
statutory powers. An injunction can be issued to both administrative and quasi-judicial bodies.
Injunction is highly useful remedy to prevent a statutory body from doing an ultra vires act, apart
from the cases where it is available against private individuals e.g. to restrain the commission or
torts, or breach of contract or breach of statutory duty.
Meaning of Equity
Before we discuss equitable remedies, it is necessary for us to know something about equity.
Since the administration of justice has begun on the basis of law in the world, a class of society
has always been against the rigidity of law. This class of society is of the opinion that howsoever
mature and legally skilled men may make the laws, yet they cannot experience the circumstances
which the judges may have to face in future. The circumstances in which the provisions of law
may prove to be unjust for the people if is necessary to make the provisions of law flexible, and
injustice caused by such rigidity of law should be stopped. Equity is based on this consideration.
Equity is a voice against injustice caused by rigidity of low. Equity, which is not a synonym of
natural justice, demands that justice should be made in accordance with the circumstances.
Equities a new and independent system of law which developed in England. It has its own
history and origin. It made an important contribution in the English system of law as a
supplementary of main legal system till 1873, when it was merged in the common law According
to Ashburner. “Equity is a word which has been borrowed by law from morality and which was
acquired in law a strictly technical meaning.”
(1) Injunction
An injunction is a preventive remedy. It is a judicial process by which one who has invaded or is
threatening to invade the rights of another is restrained from continuing or commencing such
wrongful Act. In India, the law with regard to injunctions has been laid down in the specific
Relief Act, 1963. Injunction may be prohibitory or mandatory.
Prohibitory Injunction: Prohibitory injunction forbids the defendant to do a wrongful act, which
would infringe the right of the plaintiff. A prohibitory injunction may be interlocutory or
temporary injunction or perpetual injunction.
Perpetual injunction; A perpetual injunction is granted at the conclusion of the proceedings and
is definitive of the rights of the parties, but it need not be expressed to have perpetual effect, it
may be awarded for a fixed period or for a flexed period with leave to apply for an extension or
for an indefinite period terminable when conditions imposed on the defendant have been
complied with; or its operation may be suspended for a period during which the defendant is
given the opportunity to comply with the conditions imposed on him, the plaintiff being given
leave to reply at the end of that time.
Mandatory injunction: When to present the breach of an obligation, it is necessary to compel the
performance of certain acts which the court in capable of enforcing, the court may in the
discretion grant an injunction to prevent the breach complained of an also to compel performance
of the requisite acts. (S. 39 of the Specific Relief Act.) The mandatory injunction may be taken
as a command to do a particular act to restore things to their former condition or to undo, that
which has been done. It prohibits the defendant from continuing with a wrongful act and also
imposes duty on him to do a positive act. For example construction of the building of the
dependant obstructs the light for which the plaintiff is legally entitled. The plaintiff may obtain
injunction not only for restraining the defendant from the construction of the building but also to
pull down so much of the part of the building, which obstructs the light of the plaintiff.
Declaration may be taken as a judicial order issued by the court declaring rights of the parties
without giving any further relief. Thus a declaratory decree declares the rights of the parties. In
such a decree there is no sanction, which an ordinary judgment prescribes same sanctions against
the defendant. By declaring the rights of the parties it removes the existing doubts about the
rights and secures enjoyment of the property. It is an equitable remedy. Its purpose is to avoid
future litigation by removing the existing doubts with regard to the rights of the parties. It is a
discretionary remedy and cannot be claimed as a matter of right.
A declaratory judgment, also called a declaration, is the legal determination of a court that resolves legal
uncertainty for the litigants. It is a form of legally binding preventive adjudication by which a party
involved in an actual or possible legal matter can ask a court to conclusively rule on and affirm the rights,
duties, or obligations of one or more parties in a civil dispute (subject to any appeal). The declaratory
judgment is generally considered a statutory remedy and not an equitable remedy in the United States,
and is thus not subject to equitable requirements, though there are analogies that can be found in the
remedies granted by courts of equity. A declaratory judgment does not by itself order any action by a
party, or imply damages or an injunction, although it may be accompanied by one or more other remedies.
The declaratory judgment is distinguished from another important non-monetary remedy, the injunction,
in two main ways. First, the injunction has, and the declaratory judgment lacks, a number of devices for
managing the parties. Second, the declaratory judgment is sometimes available at an earlier point in a
dispute, because it is not subject to the equitable ripeness requirement.
A declaratory judgment is generally distinguished from an advisory opinion because the latter does not
resolve an actual case or controversy. Declaratory judgments can provide legal certainty to each party in a
matter when this could resolve or assist in a disagreement. Often an early resolution of legal rights will
resolve some or all of the other issues in a matter.
A declaratory judgment is typically requested when a party is threatened with a lawsuit but the lawsuit
has not yet been filed; or when a party or parties believe that their rights under law and/or contract might
conflict; or as part of a counterclaim to prevent further lawsuits from the same plaintiff (for example,
when only a contract claim is filed, but a copyright claim might also be applicable). In some instances, a
declaratory judgment is filed because the statute of limitations against a potential defendant may pass
before the plaintiff incurs damage (for example, a malpractice statute applicable to a certified public
accountant may be shorter than the time period the IRS has to assess a taxpayer for additional tax due to
bad advice given by the C.P.A.).
Declaratory judgments are authorized by statute in most common-law jurisdictions. In the United States,
the federal government and most states enacted statutes in the 1920s and 1930s authorizing their courts to
issue declaratory judgments
II. Privileges and Immunities under the Civil Procedure Code, 1908.
Section 80 (1) provides that no suit shall be instituted against the Government or against a public
officer in respect of any act purporting to be done by such public officer in his official capacity,
until the expiration of two months next after notice in writing has been delivered in the manner
provided in the section. The section is mandatory and admits of no exception. Thus, the
requirement of notice is mandatory.
However, it is to be noted that if a public officer acts without jurisdiction, the requirement of
notice is not mandatory. Its object appears to provide the Government or the public officer an
opportunity to consider the legal position thereon and settle the claim without litigation. The
Government may waive the requirement of notice; the waiver may be express or implied. The
requirement of notice causes much inconvenience to the litigants especially when they seek
immediate relief against the Government. To minimize the hardships to the litigants a new
Clause (20 was inserted in S.80 of the C.P.C by the Civil Procedure Code Amendment Act,
1970. The clause provides that the Court may grant leave to a person to file a suit against the
Government or a public officer without serving the two-month’s notice in case where relief
claimed is immediate and urgent. Before granting this exemption the Court is required to satisfy
itself about the immediate and urgent need. It is to be noted that S.80 of the C.P.C does not apply
to a suit against a statutory Corporation. Consequently in case the suit is filed against the
statutory Corporation. Consequently, such notice is not required to be given in cases the suit is
filed against statutory Corporation. S.80 does not apply with respect to a claim against the
Government before the claim Tribunal under the Motor Vehicle Act. S.80 of the C.P.C. does not
apply to a writ petition against the Government or a public officer, the requirement of notice as
provided under S.80 of the C.P.C is not required to be complied with. S.82 of the C.P.C. also
provides privilege to the Government. According to this section where in a suit by or against the
Government or the public officer, a time shall be specified in the decreed within which shall be
satisfied and if the decree is not satisfied writhing the time so specified and within three months
from the date of the decree. Where no time is so specified, the Court shall report the case for the
orders of the Government. Thus a decree against the Government or a public officer is not
executable immediately. The Court is required to specify the time within which the decree has to
be satisfied and where no such time has been specified, three months from the date of the decree
will be taken to be the time within which is to be satisfied. If the decree is not satisfied within
such time limit the Court shall report the case for the orders of the Government.
It is to be noted that Estoppel cannot be pleaded against a minor or against statute. Estoppel does
not lie against the Government on the representation or Statement of facts under S. 115 if it is
against the statute or Act of the Legislature but it may be applied in irregular act. The liability of
the Government has been extended by the doctrine of Promissory Estoppel.
Doctrine of Promissory Estoppel is often applied to make the Government liable for its promises
and stopped from going back from the promise made by it. According to this doctrine where a
person by words or conduct and the other person acts on such promise or assurance and changes
his positive to his detriment, the person who gives such promise or assurance cannot be allowed
to revert or deviate from the promise.
Case law
In India, the courts are invoking this doctrine, In Union of India v. Anglo (Indo) – Afghan
Agencies Ltd.(AIR 1968 SC 718)The doctrine of Promissory Estoppel was applied against the
Government. This case developed a new judicial trend. The Court upheld the application of
Promissory Estoppel to the executive acts of the State. The Court negated the plea of executive
necessity. Under the scheme an exporter was entitled to import raw materials equal to the
amount, which was exported. Five lakhs rupees worth goods were exported by the petitioner but
he was given import license for an amount below two lakh rupees. The Court held that the
Government was bound to keep its promise. The scheme was held to be binding on the
Government and the petitioner were entitled to get the benefit of the scheme. The Supreme Court
in Century Spinning and Manufacturing Co. Ltd. V. Ulhasnagar Municipal Council, (AIR 1971
SC 1021)again extended the doctrine of Promissory Estoppel. In this case this doctrine was
applied against public authorities. The Court has made it clear that this Court will not make a
distinction between a private individual and a public body so far as the doctrine of Promissory
Estoppel is concerned. In short, if the Government makes a promise and promisee acts upon it
and changes his position, then the Government will be held bound by the promise and cannot
change its position against the promisee and it is not necessary for the promisee to further show
that he has acted to his detriment. For the application of the doctrine of Promissory Estoppel it is
not necessary that there should be some pre-existing contractual relationship between the parties.
In Delhi Cloth and General Mills v. Union of India, (1988 1 S.C.C. 86) the Supreme Court has
held that for the application of the principle of Promissory Estoppel change in position by acting
on the assurance to the promise is not required to be proved. However, the judicial opinion is that
it cannot be invoked against a statutory provision or to support an ultra vires act or to compel the
Government or a public authority to carry out a promise, which are contrary to law or ultra vires
its powers. The doctrine of Promissory Estoppel is not applied in the following conditions:
1. Public Interest: The doctrine of Promissory Estoppel is an equitable doctrine and
therefore it must yield place to the equity if larger public interest requires. It would not be
enough to say that the public interest requires that the Government would suffer if the
Government were required to honor it. In order to resist its liability the Government
would disclose to the Court the various events insisting its claim to be exempt from
liability and it would be for the Court to decide whether those events are such as to render
it equitable and to enforce the liability against the Government.
2. Representation against law: The doctrine of Promissory Estoppel cannot be applied so as
compel the Government or the public authority to carry out a promise, which does law
prohibit.
3. Ultra vires promise or representation: If the promise or representation made by the officer
is beyond his power, the State cannot be held liable for it on the basis of the Principle of
Promissory Estoppel.
4. Fraud: the doctrine of Promissory Estoppel is not applied in cases where the promise
from the Government is obtained by fraud.
5. Fraud on the Constitution: The doctrine of Promissory Estoppel is not applied in cases
when the promise or representation is obtained to play fraud on the Constitution and
enforcement would defeat or tend to defeat the Constitutional goal.
6.
Liability of State or Government in Contract
Article 298 provides that the executive power of the Union and of each
State shall extend to the carrying on of any trade or business and to the acquisition holding and
disposal property and the making of contracts for any purpose. Article 299 (I) lays down the
manner of formulation of such contract. Article 299 provides that all contracts in the exercise of
the executive power of the union or of a State shall be expressed to be made by the President or
by the Governor of the State, as the case may be, and all such contracts and all assurances of
property made in the exercise of that power shall be executed on behalf of the President or the
Governor by such persons and in such manner as he may direct or authorize. Article 299 (2)
makes it clear that neither the President nor the Governor Shall be personally liable in respect of
any contract or assurance made or executed for the purposes of this Constitution or for the
purposes of any enactment relating or executing any such contract or assurance on behalf of any
of them be personally liable in respect thereof. Subject to the provisions of Article 299 (1), the
other provisions of the general law of contract apply even to the Government contract. A contract
with the Government of the Union or State will be valid and binding only if the following
conditions are followed: -
1. The contract with the Government will not be binding if it is not expressed to be made in
the name of the President or the Governor, as the case may be.
2. The contract must be executed on behalf of the President or the Governor of the State as
the case may be. The word executed indicates that a contract with the Government will
be valid only when it is in writing.
3. A person duly authorized by the President or the Governor of the State, as the case may
be, must execute the contract. The above provisions of Article 299 are mandatory and
the contract made in contravention thereof is void and unenforceable.
The Supreme Court has made it clear that in the case grant of Government contract the Court
should not interfere unless substantial public interest is involved or grant is mala fide when a writ
petition is filed in the High Court challenging the award of a contract by a public authority or the
State, the Court must be satisfied that there is some element of public interest involved in
entertaining such a petition.
Ratification: -The present position is that the contract made in contravention of the provisions of
Article 299 (1) shall be void and therefore cannot be ratified.
The Supreme Court has made it clear that the provisions of Article 299 (1) are mandatory and
therefore the contract made in contravention thereof is void and therefore cannot be ratified and
cannot be enforced even by invoking the doctrine of Estoppel. In such condition the question of
estoppel does not arise. The part to such contract cannot be estoppels from questioning the
validity of the contract because there cannot be estoppel against the mandatory requirement of
Article 299.
The Government cannot exercise its power arbitrarily or capriciously or in an unprincipled
manner. In this case Justice Bhagwati has said “ Every activity of the Government has a public
element in it and it must therefore, be informed with reason and guided by public interest:
Government cannot act arbitrarily and without reason and if it does, its action due consideration
of legitimate expectation of affected party are Court has held that the right to refuse the lowest or
any other tender is always available to the Government but the principles laid down in article 14
of the Constitution have to be kept in view while accepting or refusing a tender. The right to
choose cannot be considered to be an arbitrary power. Of Course, if the said power is exercised
for any collateral purpose the exercise of that power will be struck down. In the case of Shrilekha
Vidyarathi v. State of U.P (1991 S.C .C 212) the Supreme Court has made it clear that the State
has to act justly, fairly and reasonably even in contractual field. In the case of contractual actions
of the State the public element is always present so as to attract article 14. State acts for public
good and in public interest and its public character do not change merely because the statutory or
contractual rights are also available to the other party. The court has held that the state action is
public in nature and therefore it is open to the judicial review even if it pertains to the contractual
field. Thus the contractual action of the state may be questioned as arbitrary in proceedings under
Article 32 or 226 of the Constitution. It is to be noted that the provisions of Sections 73, 74 and
75 of the Indian Contract Act dealing with the determination of the quantum of damages in the
case of breach of contract also applies in the case of Government contract.
Quasi-Contractual Liability
According to section 70 where a person lawfully does anything for another person or delivers
anything to him such other person enjoys the benefit thereof, the latter is bound to make
compensation to the former in respect of or to restore, the thing so done or delivered. If the
requirements of Section 70 of the Indian Contract act are fulfilled, even the Government will be
liable to pay compensation for the work actually done or services rendered by the State. Section
70 is not based on any subsisting contract between the parties but is based on quasi-contract or
restitution. Section 70 enables a person who actually supplies goods or renders some services not
intending to do gratuitously, to claim compensation from the person who enjoys the benefit of
the supply made or services rendered. It is a liability, which arise on equitable grounds even
though express agreement or contract may not be proved.
References:
1. http://en.wikipedia.org/wiki/Administrative_law
2. http://kalyan-city.blogspot.com/2010/10/growth-and-development-of.html
3. http://www.lawnotes.in/Administrative_Law
4. http://kalyan-city.blogspot.com/2010/10/concept-of-administrative-law.html
5. Administrative Law – Wade
6. Lectures on Administrative Law – C.K. Takwani
7. Administrative Law – S.P. Sathe