Yang, C. (2011) - The Quality of Narrative Research
Yang, C. (2011) - The Quality of Narrative Research
Yang, C. (2011) - The Quality of Narrative Research
No. 6 pp.195-241
Ching-Jung Yang *
Abstract
*
Ching-Jung Yang, Associate Professor, Applied English Department, Southern Taiwan University
Mail:[email protected]
Manuscript:Sept. 26, 2011,Modified:Nov. 28, 2011,Accepted:Nov. 29, 2011
196 STUT Journal of Humanities and Social Sciences, No.6
南台人文社會學報 2011 年 11 月
第六期 頁 195-241
敘說研究的本質:從理論架構談起
*
楊晴絨
摘要
不論國內外,敘說研究法在研究方法論上已逐漸獲得重視,尤其是
受到越來越多社會科學研究學者的青睞,譬如護理學、藥學、法律學、
組織學、社會工作學、諮商學、心理治療、教學等。儘管如此,敘說研
究法仍屬於非傳統的另類研究法,特別對經驗不足的研究新手而言,單
純的獲得「什麼」是敘說研究法和「什麼」是敘說研究法的步驟是膚淺
的,唯有對其原理有個「整體」的概念,了解「為什麼」要用敘說研究
法,研究者才能更有自信和能力做出優質的敘說性研究。這篇研究報告
即致力於建構出一個全面性的敘說研究理論架構,作者先探討敘說的本
質,接著提出敘說研究理論架構,以建構主義、人文主義、女性主義和
詮釋主義來支撐敘說研究法的宗旨:「人類經驗中敘說性的知」
,並揭露
出以上各主義間之共通元素來闡明實踐敘說研究法時必需掌握的要素:
真相、聲音、對話與詮釋,進而說明評鑑敘說研究時理應採用的規準,
最後探討敘說研究可以如何應用在教學與師資培訓上。
關鍵字:敘說研究法、理論架構、敘說與師資培訓
*
楊晴絨,南台科技大學應用英語系副教授
電子信箱:[email protected]
收稿日期:2011 年 09 月 26 日,修改日期:2011 年 11 月 28 日,接受日期:2011 年 11 月 29 日
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Introduction
Narrative inquiry, or narrative research, is a research methodology that is
growing in acceptance and practice in disciplines such as nursing, medicine,
and law, and especially organizational studies, therapy in health fields, social
work, counselling, psychotherapy, and teaching (Clandinin, 2007, p. xi-xii).
Like other methodologies used by social science researchers, narrative
inquiry “inquires” into or asks questions about and looks for deeper
understanding of particular aspects of life experience. In Taiwan, narrative
inquiry too has been gaining its popularity with researchers since last decade.
By using “narrative inquiry” as the key word to search in the National Digital
Library of Theses and Dissertations in Taiwan, 247 entries were retrieved that
included “narrative inquiry” in the title, key word list, or abstract; 345 entries
were retrieved while using another broader term “narrative research”.
However, the proliferation of narrative research doesn’t mean narrative
inquirers (especially neophytes) are confident enough using still an
“unconventional,” “alternative,” and even in Thomas’s (2011) term
“contested” methodology. Thomas (2011) contends much of the
controversy that remains is the result of naivety about the definition, purpose
and process of, as well as the powerful possibilities offered by, narrative
inquiry as a methodological approach
(http://www.aqr.org.au/conference-2011/135-narrative-inquiry-politics-polem
ics-and-possibilities.html). The dialogue Johncox, Wiebe, and Hoogland
(2009) had about the research potential of storied poems reveals the doubts
and sometimes shocks young narrative researchers have. Likewise, the stance
that narrative inquiry is not a conventional research method and thus suitable
for less scientific research projects doesn’t mean a solid foundation can be
exempted. On the contrary, as narrative inquiry intends to invite the reader to
Ching-Jung Yang The Quality of Narrative Research: On a Theoretical Framework for
Narrative Inquiry 199
Narrative Inquiry
Narrative
To raise the question of the nature of narrative is to invite reflection on
the nature of humanity itself (White, 1981). The following are some basic
features of narrative extending from humanity.
1
「水火有氣而無生,草木有生而無知,禽獸有知而無義,人有氣、有生、有知,亦且
有義,故最為天下貴也。」
《荀子‧王制》。
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2
This is a point particularly supported by feminist theory and will be elaborated in the next
section.
Ching-Jung Yang The Quality of Narrative Research: On a Theoretical Framework for
Narrative Inquiry 205
Data for a narrative study can come from various sources: field notes of
individual or shared experiences, journals, interview transcripts, observations,
storytelling episodes, letter writing, autobiographical writing, documents
such class plans, newsletter, etc. Whatever the data sources are, the data are
diachronic data. “The data describe when events occurred and the effect the
events had on subsequent happenings,” explains Polkinghorne (1995, p. 12).
It is the diachronic data narrative researchers collect that make narrative
inquiry unique and different from other qualitative research in which
synchronic data, short of the historical and developmental dimension, are
used (Polkinghorne, 1995).
To sum up, narrative inquiry is used as a research methodology to allow
the inquirer/researcher and readers to enter into the experiences of others and
serves as a starting point for understanding, interpretation, and imagination.
Constructivist Theory
As a research methodology, narrative inquiry is supported by
constructivist foundations, as suggested by Mildon (1992):
3
Long quotes from respective theorists are intentionally presented to make their “words”
apparent, and to justify the relationally constructed framework.
Ching-Jung Yang The Quality of Narrative Research: On a Theoretical Framework for
Narrative Inquiry 207
From the constructivist view, plural truths or multiple realities are the
result of the telling, retelling, living and reliving of stories. Schafer (1981)
points out that humans are forever telling stories both about themselves and
others that are “life historical” or autobiographical. However, these may not
always reflect events as they actually were. “We change many aspects of
these histories of self and others as we change, for better or worse, the
implied or stated questions to which they are the answers” (p. 31). With this
in mind, therefore, “Narrativist researchers set out their narrative purposes
and set out an appropriate context and then counsel readers to play the
believing game [a process of self-insertion in the other’s story as a way of
coming to know the other’s story and as giving the other voice] to ascertain
the truth of the story. Readers assuming this way of participating in the
narrative experience of another must be prepared to see the possible
meanings there are in the story and, through this process, come to see
possible other ways of telling their own stories” (Clandinin and Connelly,
1989, p. 18). Whether life accounts correspond with external reality or not is,
to a great degree, decided by the individual. Peshkin (1985) asserts,
us true data about something if we have but the wit to interpret it” (p. 205).
After all, a storied construction of reality has less to do with facts and more to
do with meaning. Similarly, Peshkin (1988) contends that it is imperative for
narrative researchers to “assert that their ideal is to achieve objectivity” (p.
17). Therefore, researchers should systematically seek out their subjectivity
while their research is actively in progress, not retrospectively when the data
have been collected and the analysis is complete.
Humanist Theory
I would like to share a story from The Zen Talk #100:
This story elucidates two points. First, truth is in the eyes of the
beholder and is rooted in every individual experience. Second, the ideal of
achieving an objectivity truth as promoted by Peshkin is desirable. The
Master is Master because he has, in Pagano’s (1991) terms, “the desire to
ignore” (p. 201) the objectivity and paradoxically obtains the objective truth.
Narrative truth and intersubjectivity is related to personal knowledge based
on humanist theory.
Humanist learning theorists emphasize that a person’s perceptions
which are centered in their own experiences effect what they think they are
capable of becoming. In the humanist view, knowledge is gained through
experience and is relative to the individual. In his theory of personal
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is this fidelity to persons, to both the researched and the researcher, that
legitimizes the use of narrative inquiry as a research method. It is especially
suitable when a deeper and genuine understanding constitutes the research
purpose, since understanding is a mutual process (even for self-understanding,
such as autobiographical narrative research).
Voices
The translation from knowing into telling emerges as “voice,” which in
Bakhtin’s terms, is “the speaking personality, the speaking consciousness”
(cited in Wertsch, 1991, p. 51). Morris (1994) further explains Bakhtin’s
concept of voice as speech with “a particular ‘intonation’ or ‘accentuation’,
which reflects the values behind the consciousness which speaks. . . . To
listen to other’s voice means to subject that voice to a ‘refraction’, in such a
way that what is produced constitutes a ‘reaccentuation’ of the original
voice” (p. 251-252). Britzman (1990) succinctly defines voice as
In order to hear clearly what is being said, rather than hearing what the
researcher anticipates will be expressed, a narrative researcher withholds
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change our lives” (Noddings, 1991, p. 157). To claim this power, the research
story must have “referential adequacy: the expansion of perception and the
enlargement of understanding” (Eisner, 1991, p. 113). The end result of
narrative research may be “working hypotheses—hypotheses that reflect
situation-specific conditions in a particular context” and “reader or user
generalizability” (Merriam and Simpson, 1995, p. 103). It is not up to the
researcher to speculate how findings can be applied to other settings. It is up
to the consumer of the research. According to Eisner (1991), the aim of
artistic approaches to research, such as narrative inquiry, is to try to locate the
general in the particular and to shed light on what is unique while at the same
time conveying insights beyond the particular. This idea of “particularity”
reveals the unique feature of narrative inquiry. Using research on pedagogy as
an example, Van Manen (1990) states,
their research texts the process by which they chose to foreground particular
stories. Taking a step further, Schon (1991) cautions researchers to be aware
of their “underlying stories”—the fundamental messages or argument they
seek to communicate through the telling of a manifest story. He suggests that
researchers even construct an underlying story to be “as alert to the stories
not told as to those that are” (p. 346), thus avoiding “the Hollywood plot, the
plot where everything works out well in the end” (Connelly and Clandinin,
1990, p. 10). Connelly and Clandinin have never stopped advising
researchers to watch for “narrative smoothing,” which is the process of
leaving some stories out or obscuring others in order to have the narrative
turn out well in the end (1990, 2000). Gomez (2000) also cautions that
researches and readers carefully consider in whose service stories are told,
recorded, and published. In other words, researchers must include the
multiple “I’s” that have been involved in the telling of stories, and the “I’s” of
the various characters who are given voice within the story. I find all these
echo the Master’s wisdom in the Zen story I told earlier: striving for
objectivity by “having the desire” to ignore it!
2) The text needs to be strong. Van Manen (1990) explains when
educational researchers try to gain clarity about a certain notion, they should
use their orientation as a resource for producing pedagogic understandings,
interpretations, and formulations, and strengthen this resource in the very
practice of this research.
3) The text needs to be rich. A rich and thick description is concrete,
exploring a phenomenon in all its experiential ramifications.
4) The text needs to be deep. Rich descriptions which explore the
meaning structures beyond what is immediately experienced gain a
dimension of depth. Van Manen uses Marcel’s idea of “the secret,” of what is
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beyond the ordinary to refer to the notion of depth. He argues that to present
research by way of reflective text is not to present findings, but to do a
reading (as a poet would) of a text that shows what it teaches. One must meet
with it, go through it, encounter it, suffer it, consume it and, as well, be
consumed by it (Van Manen, 1990, p. 151-153).
Since narrative inquiry usually combines with a research design of case
study, the following criteria suggested by Lincoln and Guba to assess the
quality of case study reports can as well be applied to narrative research. I
find they serve as a good synthesis. 1) resonance: reflect the multiple realities
constructed by the respondents in the inquiry, reject generalizability, display
and take account of the value influences, and demonstrate conscious
reflexivity. 2) rhetoric: relevant to assessing the form, structure, and
presentational characteristics of the case study, such as narrative power,
creativity and persuasive force. 3) empowerment: the ability of the case study
to evoke and facilitate action on the part of readers; what action steps are
indicated by the inquiry should be made clear. 4) applicability: the extent to
which the case study facilitates the drawing of inferences by the reader that
may have applicability in his or her own context or situation; the importance
of “thick description” as making clear levels of meaning (cited in Somekh,
1993).
Interpretive work, such as narrative inquiry, is a divergent task, requiring
a style open to exploration and free from the need for specific and certain
answers. It is methodologically open and ambiguous and thus requires a
confidence that one (both the researcher and researched) has done sufficient
exploration to present an understanding of self and of each other. If the work
is to produce succinct and useful findings (such as studies of practitioners),
the inquiry needs to be continually guided and focused toward that which
Ching-Jung Yang The Quality of Narrative Research: On a Theoretical Framework for
Narrative Inquiry 225
will be understood broadly. That is, the study must be strategic as well as
thorough. Wiersman’s (1988) profound insight rings true: it depends on the
researcher’s “wit” to do the work-- to create a work of narrative art.
Narrative Inquiry as A Language of Possibility
in Teaching and Teacher Education
Let me start this section with the story of “The magic triangle” my
elementary math teacher demonstrated. On the blackboard, she first put a dot.
Then she put another dot and showed us two dots make a single line. Then
she added another dot away from the line and connected it with the two dots.
“Ta Da! This is the magic triangle. In this triangle, we have three dots and
three lines. We have ‘dot’ and ‘line’ both!”
A triangle is more impressive than a dot or a line can be. A triangle is a
bigger and more detailed picture—including both dots and lines. The magic
of triangle is also the magic of narrative. They both show a holistic picture
which tells us more, impresses us more deeply, so that we know more. They
both “provide a format into which experienced events can be cast in the
attempt to make them comprehensible, memorable, and sharable” (Olson,
1990, cited in Carter, 1993, p. 7). Furthermore, the recognition that humans
use narrative structure as a way to organize the events of their lives and to
provide a scheme for their own self-identity is of importance for personal
change and growth (Polkinghorne, 1988). Therefore, the use of narrative as
an inquiry tool has important implications for teaching and teacher education.
Storytelling as Curriculum
The “liberation of the narrative genius of humankind” (Rosen, 1987, p.
19) has given rise to educational change toward more learner-centered,
participatory, or Whole language, allowing “the heuristic of narrative [to]
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come into its own and the narrative mode of meaning which runs so freely in
the veins of the vernacular [to] be heard in the classroom” (ibid., p. 18). The
fundamental belief of such change is that learners (adult, children and
adolescents)—their characteristics, aspirations, backgrounds, and
needs—should be at the center of instruction. This belief also implies that the
relationship between the teacher and learners is collaborative. That is, it is a
partnership learning.
Partnership learning, however, often creates more confusion than
understanding, raising such questions as “Does that mean we’re equals?”
“Who’s in control?” “Do we withhold what we know?” “Why don’t you
teach me?” These reactions reveal the depth of mistrust and fear of the power
that we have as learners. Somewhere along the line, many people lose a basic
belief in themselves—that they can and must be active in their own learning
process. Therefore, Simon (1992) advocates “empowerment as a pedagogy of
possibility,”
Conclusion
narrative inquiry, I believe, initiates such criteria search and gives the
researcher confidence in conducting good quality narrative research.
Through the development of a theoretical framework supported by
Constructivist Theory, Humanist Theory, Feminist Theory, and Hermeneutist
Theory, narrative researchers see how such methodology aims to produce
knowledge of the human experience “both that [are] present in and that [are]
hidden from awareness” (Polkinghorne, 1988, p. 159), and while putting
narrative inquiry into practice, researchers see how essential it is to make
narrative research a collaborative process attending to Truths, Voices,
Dialogues, and Interpretations.
To conclude, narrative inquiry is a valuable research method because it
alone acknowledges the inseparability of knowing and telling in human
experience as well as the necessity for a continuous search for meaning.
Applied specifically to teaching and teacher education, narrative inquiry can
contribute to storytelling as curriculum in which how we teach is what we
teach, and to storytelling as a vehicle for critical reflection in which stories
bridge theory and practice and build a learning community.
Ching-Jung Yang The Quality of Narrative Research: On a Theoretical Framework for
Narrative Inquiry 235
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