The Emptiness of Emptiness
The Emptiness of Emptiness
The Emptiness of Emptiness
·--·-
_._...
1
141040
THE EMPTINESS :+
OF EMPTINESS
AN INTRODUCTION TO EARLY
INDIAN MADHYAMIKA
C. W. HUNTINGTON, JR.
WITH
GESHE NAMGYAL WANGCHEN
ISBN: 81~208-0814-2
PlliNUD IN INDIA
BY JAINENDRA PRAKASH JAIN AT SHRI JAINENDRA PRESS, A-45 NARAINA
INDUSTRIAL AREA, PHASE I, NEW DELHI 110 028 AND PUBUSHED BY
NARENDRA PRAKASH JAI!Ii FOR MOTILAL BANARSIDASS PUBLISHERS
PVT. LTD., BUNGALOW ROAD, JAWAHAR NAGAR, DELHI 110 007
,,
~', -,
TO MY MOTHER AND FATHER.
WITHOUT WHOSE LOVE AND ENCOURAGEMENT
THIS BOOK WOULD NEVER HAVE BEEN WRJITEN
..
CONTENTS
Preface X
Acknowledgments X\
Methodological Considerations 5
2 Candraklrti's Historical and Doctrinal Context 17
2.1 The Entry into the Middle Way as a Mahayana text 17
2.2 The bodhisattva ideal and the thought of awakening 19
2.3 The stages in the path to full awakening 20
2.4 The perfections of the bodhisattva's path 22
3 The Philosophical Language of the Madhyamika 25
3.1 Sources for the study of Madhyamika thought 25
3.2 Major figures in the development ofMadhyamika
thought 32
3.3 History and doctrine of the Middle Way 36
3.4 Major philosophical themes of The Entry into the
Middle Way 40
3.4.1 Dependent origination 41
3. 4. 2 Dependent designation so
3.4.3 Emptiness 55
I
.' >·:~
3.5 The debate with the Yogacara
3.5.1 Sources for the study ofYogacara thought
3.5.2 The Yogacar~ doctrine of "the three marks"
60
60
61
3.5.3 The Prasangika critique 62
4 The Ten Perfections of the Bodhisattva Path
69
vii
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viii Contents
4. 1
4.2
4.3
4.4
The perfection of generosity
The perfection of morality
The perfection of patience
The perfection of energy
69
70
72
73
-i j --
Conclusion 194
Epilogue 196
Notes 199
Bibliography 269
Index 281
PREFACE
This book contains a study and a translation of The Entry into the Middle
Way, a philosophical and religious text composed in Iridia sometime
during the first half of the seventh century A.D. by a Buddhist monk
named Candrakirti. It was a treatise of critical importance to the devel-
opment of Buddhism in Tibet and, presumably, in its native India as
well. As the title implies, Candrakirti's text is essentially an introduc-
tory manual for those wishing to study and practice the soteriological
philosophy known as the Madhyamika (middle way) or Sunyavada
(doctrine of emptiness). But it would be best to acknowledge from the
very start that this "primer" was never intended to serve the needs of an
audience like the one to which it is now being presented in its English
translation. The first part of the book is therefore aimed at discovering
what meaning The Entry into the Middle Way might have for us. It is
designed to be read both as a commentary on Candrak1rti's treatise and
as an introduction to early Indian Madhyamika.
Part 2 began years ago with Geshe Wangchen's intention to produce
an unembellished translation of Candrakirti's Madhyamakavatiira, as an
introductory text for Madhyamika studies. Before long, however, it
became evident that the treatise's extremely terse and cryptic style
demanded some sort of annotation if our translation was to be useful to
anyone not already familiar with early Indian Buddhist 'literature.
Eventually even extensive annotation proved insufficient. In surveying
modern publications dealing with the Madhyamika, we began to see
that the maze of interpretations could be sorted into a few distinct
themes which seemed to preserve, with only superficial variations, the
vocabulary and attitudes critiqued by Nagarjuna and Candrakirti. The
single exception to this pattern appears to be what I call the "linguistic
interpretation." In the face of this mass of Western scholarship, the plan
to present a bare translation of the text seemed more inadequate than
ever, and yet it was obvious that references to even recent studies had to
xi
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xii Preface
-C . W . H .
Sarnath, India
I
ACKNOWLEDGMENTS
The roots of this book stretch back to an idyllic summer in the Hima-
layan village of Musoorie, where Geshe Namgyal Wangchen and I
passed the mornings together carefully working out a first draft of our
translation ofCandrakirti's text. But it was not only the translation that
began that summer. The issues that laid a foundation for my continuing
interest in Miidhyamika also first presented themselves during our long
afternoon walks. I soon discovered that Geshe Wangchen is a natural
philosopher, that for him no question is irrelevant, no area of experi-
ence outside the range of legitimate philosophical concerns. It was cer-
tainly then, in the course of our wonderful, timeless conversations, that
I began to understand how philosophy can be much more than a system
of concepts. For Geshe Wangchen and so many of his countrymen, phi-
losophy is very definiely a way oflife, and philosophical questions must
always relate, in one way or another, to the problems of living. No
doubt this attitude toward philosophy left its mark on me and guided
my approach to the texts throughout the years that this book was taking
shape. Since that time many people have contributed to my thinking,
and each has influenced my efforts to preserve the spirit of what I
learned that summer. I am particularly grateful to Luis 0. Gomez for
his careful reading of the first draft of the translation and notes, for his
criticisms and suggestions at that crucial stage, and, most of all, for the
example he provides-a rare combination of unexcelled scholarship
with a deep, personal concern for the responsibilities of teaching. The
many hours we spent over coffee paralleled those I had shared with
Geshe Wangchen in India, for once again the discussion took place in
an atmosphere where the greatest attention could be given to the need
for bringing philosophy to bear on the problems of everyday life.
Among those who have had the most profound impact on my thought I
rnust also mention Bob Sharf, with whom I have had innumerable fasci-
xvi Acknowledgments
I i
'·
s E c T 0 N 0 N
METHODOLOGICAL CONSIDERATIONS
The study of Asian religions in the West has its roots in nineteenth-cen-
tury European (largely German) philology, and it has retained to a
remarkable degree the imprint of its origins as a branch of the study of
Indo-European linguistics. This is especially true for the study of Bud-
dhist literature, where research in the primary Indo-European source
languages must be combined with research involving Chinese and
Tibetan translations of Indian texts. Although the philological model
has been the only approved academic methodology in European and
American universities, it has in fact existed alongside a4other approach
to the study of the Buddhist tradition-one that claims to be much more
interested in Asian religious texts from an "insider's" point of view.
Each of these models has displayed its strengths and weaknesses, and
yet both of them are to some extent anachronistic vestiges of a style of
scholarship that has come under fire from a number of quarters outside
the province of Asian cultural studies. The failure of many Asian area
specialists to recognize this fact is, I am afraid, a strong indication of the
insularity of the field.' This insularity is supposed to preserve the integ-
rity of the discipline as a legitimate, autonomous Fach, but by now it has
become dear that both the concept of an isolated discipline and the tech-
niques used to define it (the guarantors of purity) are no longer neces-
sary or desirable. The imposition of such boundaries has led only to fur-
ther isolation and to the sort of quaint philosophizing which provokes an
equally unself-critical and often caustic response from philologists who
insist that the texts be allowed to speak for themselves, in their own
~oice. Before I go on to expand these claims a bit, and to sketch the out-
hne of an approach that seeks to turn the study of Asian religious philos-
ophy in a more promising direction, it will be useful to characterize the
existing research models in somewhat greater detail.
The philological or text-critical model draws its strength from a rigor-
6 Candrak1rti and Early Indian Miidhyamikc;,
This is precisely the lead I have followed in breaking the closed circle of
dogmatic adherence to methodological presuppositions:
It seems all the more appropriate and legitimate for us to consider the
rejection of a praty.iiii in terms of a pragmatic rather than of an exclusively
propositional analysis of assertion and its negation since, from the earliest
time, the Madhyamaka-and indeed the Mahayana as a whole-has
engaged in the analysis and deconstruction of ordinary language with its
conceptual categories. 7
The notion ofesthetic depth may not seem perfectly suited to the spe-
cialized set of problems relevant to the study of Buddhist technical liter-
ature, but it is an especially valuable concept here, because it draws
attention to the fact that in approaching such a work as this we must
make a strong effort to uncover "the fundamental concern that moti-
vates the text-the question that it seeks to answer and that it poses
again and again to its interpreters." 9 I most certainly do not suggest
that we should strive to interpret the text through reference to any sup-
posed mens auctoris. As Gadamer and others have argued, meaning is
always meaning in the context of history, and history includes both the
text and its various interpreters. 10 Yet to the extent that we are unable to
appreciate the "particularity" of this treatise within the full context of
Candrakirti's writing, not only in its intellectual but also in its ethical
and practical dimensions, we may all too easily devalue or misinterpret
one or a number of vital Madhyamika concepts. The following example
illustrates my point.
The Miidhyamika philosopher rejects our most fundamental empiri-
cal propositions and the matrix of rationality in which they are cast as
matters of strictly normative and ultimately groundless belief. More
specifically, according to the Miidhyamika, concepts of logic, and theo-
retical as well as practical concepts dealing with empirical" phenomena
like causation, are all grounded in a particular way of life which is itself
groundless. Everyday experience is empty of a fixed substratum for the
justification of any type of knowledge or belief, and precisely this lack of
justification-this being empty even of "emptiness" -is itself the truth
of the highest meaning.
With what sort of critical apparatus should we approach such a claim,
if indeed it is a claim. It would be inadequate to attempt an investiga-
tion with the single question "How would you verify that?" We must
also learn to ask such questions as "How would you teach someone
what it says?" "How would you hint at its truth?" "What is it like to
wonder whether it is true?" These same questions have been phrased
elsewhere, in an essay on Ludwig Wittgenstein, 12 and the issues
explored in that article are significant for the present attempt at engag-
ing with the Miidhyamika. I suggest that Miidhyamika philosophers
can best be understood by entirely disposing of the idea that they are
presenting a'series of arguments against one set of claims and in favor of
another. Rather, as Rorty has said about the pragmatists: "They would
simply like to change the subject."" Like Wittgenstein and the pragma-
tists, with whom they have much in common, the Miidhyamikas "keep
trying to find ways of making anti philosophical points in nonphilosophi-
callanguage."H In some ways both Wittgenstein and the modern prag-
matists have been more successful than Nagiirjuna or Candrakirti at
Methodological Considerations II
accomplishing this, but in other ways, given the nature of their sote-
riological aim (which differs considerably from the aim of any modern
Western philosopher), the ancient Madhyamikas were surprisingly
ingenious in their use of "propaganda, emotion, ad hoc hypotheses, and
appeal to prejudices of all kinds" 15 to discredit the views of their con-
temporaries.
We, however, are not living in seventh-century India, nor do we
share the presuppositions and prejudices of medieval Hindu society. We
have our ownways of thinking and speaking, our own ideas, interests,
and aims, our own form of life, shot through with the presuppositions
and prejudices of neo-Kantian scientific rationalism. 16 Thus we cannot
expect on our own terms to engage in effortless conversation with the
Madhyamika, as though it were simply a matter of matching the words
and concepts of a seventh-century Sanskrit text with their counterparts
in twentieth-century North American English. It is necessary to invest
some real energy in preparing to meet these distant texts, and for this
project we must be willing from the very beginning .to reassess what we
most take for granted. In moving from the vocabulary and topics which
monopolize our present conversation to a new vocabulary and a new set
of topics suggested by the Madhyamika philosopher, we might begin by
considering a number of problems also raised in the article on Wittgen-
stein cited just above, problems outlined in the following questions:
"Why do we feel we cannot know something in a situation in which
there is nothing it makes sense to say we do not know?"; "What is the
nature of this illusion?"; "What makes us dissatisfied with our knowl-
edge as a whole?"; "What is the nature and power of a 'conceptualiza-
tion of the world'?"; "Why do we conceptualize the world as we do?";
"What would alternative conceptualizations look like?"; "How might
they be arrived at?" 17 These last two questions are especially germane
to our present purposes, for unlike Wittgenstein, the Madhyamika goes
so far as to develop his own alternative conceptualization of the world-
a "conceptualization" which is "no conceptualization," but rather an
alternative "form oflife" 1 ~-and to suggest a specific path by means of
which it might be actualized. In part 1 I pave the way for our reading of
Candrakirti's text by attempting to establish the relevance of his writing
to problems crucial to our own time and place.
Madhyamika scholarship in the West has made considerable progress
during the past century. In spite of this progress or, perhaps more accu-
/' rately, because of it, many of the basic themes of the Madhyamika are
now subject to more than one interpretation. There is, of course, no
,, fault in this. On the contrary, the presence of this controversy should be
taken as a sign that the issues involved are not of interest only to the phi-
.. lologist and the text-critical scholar, who are methodologically indis-
12 CandrakTrti and Early Indian Modhyamika
Let me emphasize from the outset that the philosophical side cannot
usually be divorced and treated entirely separately from the religious
without a certain more or less arbitrary compartmentalization, for no hard
and fast dividing line can normally be drawn between the philosophical
and the religious in either India or Tibet. Indeed, the Sanskrit word
dharma (Tibetan chos) covers a whole complex of ideas belonging to the
philosophical, religious and sociological domains which can only be sepa-
rated one from the other for the particular purposes of a given specialized
analysis.
It is, I think, correct to say that Buddhism was never exclusively either a
purely moral teaching or some more or less "aristocratic" doctrine des-
tined, in the framework of a satiated or pessimistic world view, to provide
an escape from the ills and suffering of the world. It is rather a compre-
hensive soteriological teaching necessarily involving a philosophical foun-
dation-which has a number of featurc;:s in common with other Indian
systems-and including an elaborate cosmology closely linked with the
stages of meditation. In short, Buddhism is what is commonly referred to
as a philosophy and a religion. 23
"
I entirely agree with Ruegg here, though I think it necessary to call
into question the presuppositions underlying any arbitrary separation
of religious, philosophical, and sociological domains in the study of
Buddhism. What kind of results can we expect from this sort of "spe-
cialized analysis," which by its nature is a distortion of the tradition it
claims to interpret? This introduction to the Madhyamika is predicated
on a conviction that any attempt at understanding the texts must pro-
ceed through an effort to uncover our own presuppositions as well as
Methodological Considerations 15
those of the Indian and Tibetan authors. Any other approach is guaran-
teed to fail through not taking into account "the interest that is bound
together with knowledge." 24
Candrakirti has made it quite clear that the sole purpose of the doc-
trine of emptiness and the entire Madhyamika critique lies in its func-
tion as a means through which all sentient beings can find release from
fear and suffering. The great significance this "purpose" or "applica-
tion" (prayojana) holds for him is both explicit, insofar as he has stated it
in several places, and implicit, in that the overall structure of his treatise
reflects the ethical and practical aspects of Mahayana Buddhism. This
is not, however, simply a matter of apologetics, for independent ofCan-
drakirti 's isolated remarks and the claims of the Mahayana tradition, a
case can be made for the centrality of soteriological concerns strictly on
the basis of an analysis of the Madhyamika's approach to the problem of
language and conceptual thought. 25 It will become apparent as we pro-
ceed that the Madhyamika is a philosophy which relates ideas to action
in a particularly subtle fashion. This is not accomplished by arguing
against one view as "wrong" and in favor of another as "right," but by
demonstrating through any available means that the very fact of hold-
ing a view-arry view-keeps one enmeshed in an endless cycle of cling-
ing, antipathy, and delusion. 26 If the Madhyamika cannot be under-
stood in this way-if we insist on interpreting these texts as a set of
answers to epistemological or ontological questions-then we have
missed the point. We shall produce a vast and solemn technical litera-
ture on the categories of truth, the ontology of dream states, and so
forth, but we shall never appreciate the Madhyamika's attempt to
release us from our obsession with the search for one Truth and one
Reality. 27 · "Whoever makes a philosophical view out of emptiness is
indeed lost"; held captive within the bonds of his own imagination, he
forgets-or never begins to realize-that "a knot made by space is
released only by space." 2 B
,
1:"
s E c T 0 N T w 0
17
18 CandrakTrti and Early Indian Madhyamika
uest for individual liberation. Its ideal is expressed in the figure of the
~rhat (including both the sravaka and the-pratyekabuddha), 10 who has
transcended all possibility of rebirth, and in the concept of nirvar;1a, the
final cessation of fear and suffering. Once again, the Mahayana posi-
tion is perhaps most easily understood as a critique of the Hinayana
ideal. The highest aim is here embodied in the career of the bodhi-
sattva, who is motivated not from a desire to escape his own malaise,,
but from his immense compassion for the suffering of all living beings.
Nirviii;la, or individual salvation, is set aside as unworthy of the bodhi-
sattva. The goal is now nothing short of full awakening-to become a
buddha oneself-for the welfare of all sentient beings.
ara ]qtaka, 14 at some time in the very r~mote past a certain monk
20 Candrak1rti and Early Indian Madhyamika
All of the essential features of the bodhisattva ideal are present in this
earlyjataka story, and each one is encountered again in Candrakirti's
Entry into the Middle Wtry, where the entire development of the bodhisatt-
of
va's career is viewed as a series of progressive stages in the generation
the thought of awakening. In order to set Candrakirti's work into the
larger context of the literature which deals with this topic, I will give a
short review of the general characteristics of this path, which leads from
the state of an ordinary, worldly person (prthagjana) to the most sublime
station of a perfect buddha. The bodhisattva ideal rests upon the prem-
ise that every living being has within it the potential of becoming a bud-
dha, and this same premise underlies the entire edifice of Madhyamika
thought. According to what seem to be "the most ancient systematic
doctrines concerning the career of a bodhisattva," 15 we can speak of
three major gradations in the generation of the thought of awakening.
The first of these precedes the actual bodhisattva vow, for at this
point the future bodhisattva has not yet even conceived of becoming a
buddha. Nevertheless, long before his formal vow to attain awakening,
he belongs, in some sense, to the "family" (gotra) of the bodhisattvas.
He is kind and considerate, and he embodies a certain predisposition
toward compassion, which has been acquired over the course of count-
l-listoricol and Doctrinal Context 21
less previous births .16 During this preliminary stage he lives in such a
way as to accumulate the merit that will eventually lead him to conceive
of the possibility ofrescuing all living beings from suffering. Because of
his naturally compassionate nature, he will not be likely to commit any
act rooted in antipathy or hatred (dve~a), but he is not immune to the
influence of clinging or greed (riiga). It would seem that such an individ-
ual, with his innate concern for others, would not be inclined to pursue
the goal of liberation for himself alone, as had the future buddha
Sumedha in the Diparikara]iitaka. In some texts there is a suggestion that
the bodhisattva is never seriously disposed to follow the path to arhat-
ship; but he is not initially directed toward any particular spiritual goal
(aniyatagotra). 11
The second step is characterized by the first faint glimmerings of
aspiration toward full awakening. The common person is still quite
unrefined, but he is now anxious to be on his way, for he has first
entered the vehicle of the bodhisattvas. His natural predisposition
toward compassion is beginning to ripen into a self-conscious aspiration
truly to serve all living beings, although at this point his thought of
awakening is so faint that it can well be c9mpletely lost unless it is nur-
tured and encouraged to grow in the proper manner. This is accom-
plished in four ways: ( 1) by contemplating the example of the buddhas;
(2) by reflecting on the faults and affiictions inherent in a life governed
by strictly self-centered concerns; (3) by closely observing the miserable
conditions in which all living beings are immersed; and (4) by cultivat-
ing a strong aspiration toward the attainment of the virtues of a bud-
dha.18 During this period he must concetltrate on doing good, for
despite his great feelings of compassion, his basic tendency is still
directed toward self-aggrandizement at the expense of others. The rea-
son for this is that his realization of emptiness is very slight, growing out
of a mere inferential understanding of the teachings derived from study
and careful reflection. He has yet to actualize this understanding
through meditation and practice of the perfections.
Only a very few pass beyond this, but eventually some do succeed in
purifying their aspirations so that they enter the first actual stage of the
bodhisattva path, called "The Stage of Pure Aspiration" (suddha.saya-
bhiimi), or simply "The Joyous" (pramuditii). Candrakirti's account
begins here.
With his ascent to The Joyous, the wayfarer on the path is no longer a
common person, for the transition has been made to the status of a saint
(iirya), from which there can be no retrogression. Preparation for
becoming a bodhisattva is now complete, and the vow is taken to attain
full awakening for the sake of all creatures. As Suzuki has indicated,
"vow" is rather a weak term to convey the fprce of the Sanskrit
~~fs.)~1e~
ID&C~~;Q C)~~C}<;lSaC.o (~ O•fSl)E>)
22 CandrakTrti and Early Indian Modhyamika
Both Candrakirti and Nagarjuna are quite emphatic about the dangers
of an incorrect understanding of the concept of emptiness, 20 and Bud-
dhist teachers often remind their students that while mistaken beliefs
concerning the intrinsic nature of empirical things are relatively easy to
correct, like dousing a fire with water, if one begins to grasp at some
sort of reified notion of emptiness, then it is as if the water intended to
extinguish the blaze has itself caught fire. The chances of developing
this sort of fatal misconception of emptiness as either "absolute being"
or "unmitigated nothingness" are substantially enhanced if one relies
en~rely on intellectual powers of discrimination, and it is generally
accepted that the most effective means to combat this danger is to culti-
vate an attitude of nonclinging from the very start, by following the full
length of the path in all its theoretical and practical aspects.
As we shall discover in discussion ofthe two truths, reified concepts of
intrinsic being (svabhiiva) associated with the apprehension of an "I" or
any other conceivable subjective or objective phenomenon must be
unqualifiedly rejected. However, the "I" and all other empirical
pheonomena are to be accepted or rejected solely on the basis of their
Historical and Doctrinal Context 23
The classical sources for study of the Madhyamika philosophy are, for
the most part, awaiting translation into English, although several of the
more important treatises have been carefully edited and translated into
either French or German. 1 The principal text of the school, Niigiir-
juna's Madhyamakaiiistra (MS), has been the subject of valuable studies
by several distinguished Western scholars. Candrakirti's famous com-
mentary on this text has also been edited and partially translated into
English, French, and German. 2 Aside from the corpus of Niigiirjuna's
work, which is traditionally accepted as the authoritative source for all
later Miidhyamika developments, 3 we also have a vast repository of
technical writings in Sanskrit, Tibetan, and Chinese composed by later
classical authors. So far these remain largely unedited and untranslated
into any European language. Our two primary classical sources of his-
torical information about the school are those of the Tibetan historians
Bu ston and Tiiraniitha. +
As for modern studies, it would be nearly impossible to list all the
books and articles that have been published during the past hundred
years by Western Madhyamika scholars, but many of the most valuable
of these are cited in the bibliographies mentioned in note 1 to this sec-
tion. For our purposes we need refer to only a few of these studies.
The history of Madhyamika scholarship in the West can be viewed as
a progression through three phases, each, it appears in retrospect, more
sophisticated and sensitive than its predecessor. 5 The first was charac-
terized by a nihilistic interpretation of emptiness and other key Madhy-
amika concepts, a reading adopted by such prominent orientalists as
A. B. Keith and Hendrick Kern. 6 These men were among the earliest
Western scholars to attempt a systematic study of Buddhist philosophi-
25
26 CandrakTrti and Early Indian Modhyamika
into the words of the Vedantic/Kantian language game. But is the lack
of any such epistemological justification actually acknowledged as a
fault anywhere in the Madhyamika texts? In the Vigrahavyiivartanl, the
Naiyayika interlocutor 14 insists that the Madhyamika's negation of the
intrinsic nature of all things is an instance of petitio principii, 15 because
his proposition would negate itself. Murti's only possible response to
this charge-the only response consistent with his interpretation of the
Madhyamika-has already been noted. He must reject the accusation
with a firm counterproposition, "Negation itself is significant because
there is an underlying reality-the subjacent ground." Compare the
response actually given by Nagarjuna: "If I had any proposition
(pratiJnii), then this fallacy would be mine. I have, however, no proposi-
tion, and therefore I have no fallacy." 16
Concern with justification for epistemological and ontological claims
is part and parcel of the language game that Murti and the Naiyayika
realist cannot stop playing. Nagarjuna, however, refuses to be coerced
into joining the game, and he is therefore not constrained by its rules.
I do not wish to argue that Murti's interpretation is wrong, and that
the Madhyamika's language does not presuppose the Vedantic absolute
he finds there-1 leave this, perhaps, to those who favor the nihilistic
interpretation referred to above. My point is that it would be best if we
simply ceased to talk about these texts in this way, for it leads nowhere.
One cannot forge a meaningful link between this sort of language and
the language and concerns relevant to every other dimension of our
present intellectual and spiritual life. To use Kant as a hermeneutic for
interpreting the Madhyamika is perhaps the surest way to isolate
Nagarjuna's thought in a quaint Asian backwater, as fit for little more
than historical and philological study and with nothing of importance t<
say to a culture that is struggling to free itself from a Kantian epistemol-
ogy that has not led to any new or interesting insights for some time.
Murti and other epistemologists (who need not, of course, refer explic-
itly to Kant) are suggesting that we go back to a period before Nietzsche
and Heidegger, and their successors, whose work presents us with the
possibility of understanding the Miidhyamika in a radically different
way. In discussing James and Dewey, Rorty turns us in a more promis-
ing dilrection:
They asked us to liberate our new civilization by giving up the notion of
"grounding" our culture, our moral lives, our politics, our religious
beliefs, upon "philosophical bases." They asked us to give up the neurotic
Cartesian quest for certainty which had been one result ofGalileo's fright-
ening new cosmology, the quest for "enduring spiritual values" which had
been one reaction to Darwin, and the aspiration of academic philosophy to
form a tribunal of pure reason which had been the neo-Kantian response
Philosophical Language of the Modhyamika 29
If one abandons the Kantian distinctions, one will not think of philosophy
as a matter of solving philosophical problems (for example, of having a
theory of the relation between sense-experience and theoretical knowledge
which will reconcile rationalists and empiricists, or a theory of the relation
between mind and body which will reconcile materialists and panpsy-
chists). One will think of it as a matter of putting aside the distinctions that
permitted the formulation of the problems in the first place. 18
141040
standing these two fine achievements, the authorship of the Mahiiprajiiii-
piiramitiifiistra is a matte~ that r~mains u~settled .. Two other figures are
associated with the earliest penod of Madhyamrka development. The
first of these, Aryadeva, probably lived toward the end of the third cen-
tury A.D. and on into the fourth; he is said to have been Nagarjuna's
disciple and the cofounder of the Madhyamika. 35 Not one of his works
seems to have survived completely in its original Sanskrit version, but
all are apparently preserved in Tibetan translation. One of them, the
Catuhiataka (CS), is a long philosophical tract of great interest for its
ar~ments against contemporary non"Buddhist philosophers, aug-
mented by a lengthy commentary attributed to Candraklrti. The other
legendary personage of this period is a rather shadowy figure, Rahu-
labhadra, known to us through traditional accounts variously as the
teacher or the pupil of Nagarjuna. Only fragments of his writings are
presently available, as citations in other Madhyamika texts. 36
The next period of significant development for the Madhyamika is
dominated by Candraklrti himself, and by references to another monk-
scholar named Buddhapalita (ca. 500 A.D.), 37 who is unanimously
attributed with only one work, a lengthy commentary on Nagarjuna's
MS entitled Miilamadhyamakavrtti (MMV). 38
Very little is actually known about the life of Candrakirti. He was
doubtless the major force behind consolidation of what was much later
identified as the Prasarigika-madhyamika, although tradition accords to
his predecessor Buddhapalita the status of founder of this subschool of
Madhyamika thought. 39 At any rate, it was through the medium of
Candrakirti 's writings that the Prasarigika-madhyamika received its\
classical statement. The Tibetan historian Taranatha writes that Can-
drakirti was born "in Samanta in the south of India ... during the
reign of King Sila, son of Sriharsa,"io which would indicate that he was
active during the late sixth or early seventh· century. Most modern
scholars are willing to accept this estimate. Perhaps the most precis~
dates that can he assigned on the basis of the rather scanty avai!able evi-
dence-are those suggested by Ruegg, ca. 600-650. 41
Candrakirti is supposed to have been a contemporary of the famous
Sanskrit grammarian Candragomin, and Taranatha tells us that the
two scholat"s were in constant competition with each other. ~ 2 It would
s:em that Candaraklrti was not only a brilliant philosopher but a rather
drfficult personality as well, for Candragomin apparently had a great
deal of trouble with him. According to one account, the goddess Tara
went so far as to confide in Candragomin that Candrakirti's work would
be of limited use to others, since he was so proud of his scholarship. 43
~other rather curious report has been handed down to us concerning a
S«;cond Candrakirti" who was supposed to have been a disciple of a
34 Candrai<Trti and Early Indian Miidhyamika
Candrakirti's text is called The Entry into the Middle Way, and the Madhy-
amika philosophy is itself a mean (madhyama) between all extremes, a
middle path (madhyamamiirga), or a moderate course of action (madhyamii
pratipad). 55
The Middle Way represents first of all a characteristic attitude,
rooted in a certain set of individual and social concerns, which shapes
the motivation for one's actions in the world. Secondarily, it is indica-
tive of a particular sort of deconstructive philosophy which endows the
Madhyamika with its paradoxical "non-position." This notion of a
Middle Way is fundamental to all Buddhist teachings-it is in no sense
the exclusive property of the Madhyamika-yet it was given priority by
Nagarjuna and his followers, who applied it in a singularly relentless
fashion to all problems of ontology, epistemology, and soteriology.
There is little question that the concept underwent a gradual evolu-
tion within the early history of Buddhist thought, and it received two
important applications in Hinayana literature. Perhaps one of the best-
known references to a Middle Way is found in the record of the bud-
dha's first sermon at the Deer Park outside Varanasi, in the plains of
northern India:
Then the Blessed One addressed the group of five religious mendicants:
"Mendicants, there are two extremes which should not be practiced by
any person who has left society to find salvation. What are these extremes?
On the one hand there is the realm of desire and the pursuit of pleasure
which is in accord with desire-it is a base pursuit, boorish, profane,
crude and without profit. On the other hand, there is the pursuit of self-
mortifiration which is sheer misery, as well as crude and without profit.
~~~~'CeO
CltCt:f? .~ ~\S!"t;~'ll'JI!~" (~ ~·~'E:l)
Philosophical Language of thlM&tfr~~lfflko 37
Mendicants, passing through these two extremes and avoiding them both
is the Middle Way, object of the tathii.gata's perfect awakening, opening
the eyes and the mind, leading to peace, to omniscience, to complete
awakening, and to nirvarza. " 56
Kii.tyiiyana, everyday experience relies on the duality of "it is" and "it is
not." But for one who relies on the Dharma and on wisdom, and thereby
directly perceives how the things of the world arise and pass away, for him,
there is no " it is" and no " it is not." " Everything exists" is simply one
extreme, Kii.tyii.yana, and "nothing exists" is the other extreme. The
Tathii.gata relics on neither of these two extremes, Kii.tyiiyana; he teaches
the Dharma as a Middle Way. 57
The purpose of knowing, ... the presentation of the two truths is as fol-
lows. Since it is utterly necessary to be involved with these appearances
which bring about varieties of good and bad effects, it is necessary to know
the two natures, superficial and deep, of these objects to which we are
related. For example, there may be a cunning and deceptive neighbor
with whom it is always necessary for us to interact and to whom we have
related by way of an estimation of him that accords only with his [pleas-
ant] external appearance. The various losses that we have sustained in this
relationship are not due to the fault of our merely having interacted with
that man. Rather, the fault lies with our mistaken manner of relation to
him. Further, because of not knowing the man's nature, we have not
estimated him properly and have thereby been deceived. Therefore, if that
man's external appearance and his fundamental nature had both been
well known, we would have related to him with a reserve appropriate to
his nature and with whatever corresponded to his capacities, and so forth.
Had we done this, we would not have sustained any losses. 63
objects that populate our mental and material world renders meaning-
less any search for a transcendental ground behind these phenomena.
But paradoxically, by stripping away the tendency to reify the screen of ·
everyday affairs, this same recognition simultaneously lays bare the ~·
intrinsic nature of all things, which is their "suchness" (tathatii), their ( . . . ..
quality of being just as they are in reciprocal dependence. What is .
immediately given in everyday experience is indeed all that there is, for
the inherently interdependent nature of the components of this experi-
ence is the truth of the highest meaning: both the means to the goal
(marga; upiiya) and the goal itself (nirviirza). 71
In this way a holistic interpretation of conventional truth provides the
necessary means for the actualization of emptiness. As intellectual
appreciation of the Miidhyamika's approach to language and concep-
tual thought grows deeper and begins to take root in experience, it
becomes manifest in an attitude of nonclinging, which is by definition
in complete accord with the soteriological aim of the truth of the highest
meaning. The academic study of philosophy plays a critical role in
developing this immediate awareness of things "as they are," but ac-
cording to the textual tradition, any study of deconstructive philosophy
is significant only to the extent that it contributes to formation of an atti-
tude of nonclinging, and such an attitude is both cultivated and
revealed in the most unpretentious or obviously ritualistic activities.
Nagarjuna, the master dialectician of the Madhyamika, himself com-
posed very moving devotional poetry, and legend has it that the entire
Far Eastern traditions ofCh'an and Zen are founded on one sermon of
the buddha, in which he did nothing but silently offer a single flower to
the assembly of monks.
3.4 Major philosophical themes of The Entry into the Middle Way
I have discussed the broader context of Candrakirti's work and the sig-
nificance of his writing within the Miidhyamika tradition. The Miidhy-
amika, or Middle Way, has its roots in a very ancient Buddhist doctrine.
Before going on to review the contents of The Entry into the Middle Way in
greater detail, there are three important themes which should be
explained, /since they act as a sort of leitmotif for Candrakfrti 's text. All
three ofthem are introduced in the following passage from the Prasanna-
padii:
........
Philosophical Language of the Modhyamika 41
Only seven years later William james published The Meaning of Truth,
in which he completely sidestepped the philosophical problem of causal-
ity with his "pragmatic" definition of truth:
•
44 Candrak1rti and Early Indian Modhyamika
James was well aware of the obstacles his pragmatism would encoun-
ter in the prevailing rationalist belief "that experience as immediately
given is all disjunction and no conjunction, and that to make one world
out of this separateness, a higher unifying principle must be there." 80
The necessity for "categories of relationship" is built into the rationalis-
tic/idealistic way of looking at things that James wanted ·to leave
behind, and the prototypical category the archetype of all relation-
ships is the truth-relation, "which connects parts of reality in pairs,
making of one of them a knower, of the. other a thing known, yet which
is itself contentless experientially, neither describable, explicable, nor
reduceable to lower terms, and denotable only by uttering the name
'truth.' " 81
I have cited James at length here because his pragmatic definition is
to · a very great extent compatible with the Madhyamika's analysis of
truth as a function of what can be put into practice what can be
embodied in the thoughts, words, and actions that go to make up a form
of life. I shall have more to say about this Buddhist concept of truth in a
moment, but first we need to examine more closely the Madhyamika's
own approach to the riddle posed by causality, as expressed in the words
of the fourteenth Dalai Lama: · ·
--
Philosophical Language of the Madhyamika 45
world many discrepancies are well known between what appears and what
actually is. Therefore, although beginninglessly everything has appeared
as if it were inherently existent to the mind that is contaminated with the
errors of ignorance, if those objects were indeed inherently existent, their
inner basis would be just as they appear. In that case, when the conscious-
ness searching for the inner basis of a phenomenon performed analysis,
that inner basis would definitely become clearer. Where does the fault lie,
that when sought, phenomena are not found and seemingly disappear? 82
( 1) The truth of the highest meaning: That which exists within a nexus of
cause and effect cannot be real in and of itself (that is, its individual
existence cannot be grounded outside the context of everyday expe-
rience).
(2) Conventional truth: The sole criterion for empirical reality is existence
within the nexus of cause and effect which defines our shared
sociolinguistic experience, constituted by all the states of affairs that
have already come to pass or may at any time in the future come to
pass.
Over the course of the next few pages I shall expand on these two
principles of dependent origination and examine some of their implica-
tions for Madhyamika thought.
( 1) That which exists within a nexus of cause and effect cannot be real in and of
itself (that is, its individual existence cannot be grounded outside the context of
everyday experience).
This first principle has very subtle and far-reaching ramifications within
the Madhyamika system, where it is bound up with the particularly
abstruse concept of svabluiva. 92 Candrak1rti defines svabhava as follows:
"Whatever is possessed by fire or anything else that is never produced
because it is 11ot dependent on anything other than itself and because it
is not artificially fabricated, that is svabhiiva. " 93 Within the Madhy-
amika system, the word svabhiiva denotes the fundamental natural inter-
pretation that finds expression in both the conception and the percep-
tion of individuality. As used by the authors of Madhyamika texts the
term has two distinct but related connotations: intrinsic being, and
intrinsic nature.
Svabhiiva as intrinsic being. The concept of intrinsic being is, according
to Candrakirti, the reified concept of "relative being," which is itself
nothing more than "being as opposed to nonbeing." The concept of rel-
ative being accords with the practical demands of everyday experience,
where the absence of, for example, a pot implies its presence in some
other time or place. The reified concept of intrinsic being is, however,
an abstraction, a metaconcept extrapolated from these practical de-
mands and then laid b~ck over them as an interpretive grid. Thus the
same natural interpretation is capable of simultaneously generating two
very different sets of concepts and perceptions, each of which is colored
with its own emotional and volitional force. Whereas the first of these,
associated with the concept of relative being, is spiritually benign, the
concept of intrinsic being is associated with a form of life contaminated
-
Philosophical Language of the Madhyamika 49
(2) The sole criterion for empirical reality is existence within the nexus of cause and
iffect which defines our shared sociolinguistic experience, constituted by all the
states of affairs that have already come to pass or may at any time in the future
come to pass.
The nexus of cause and effect is itself what is denoted by the expression
dependent origination. Any conventionally real "thing" (that is, any
dharma, either a concept or an external sense object) is necessarily an
effect, with reference to its cause, and a cause, with reference to its
effect(s). Nothing can possibly escape this configuration . Where there is
a cause, there must be an effect, and where there is an effect, there must
in turn be a cause . 94 This is true in both an ontological and an epistemo-
logical sense, for the concepts of "cause" and "effect" could themselves
have no meaning outside their relationship with each other, and this
naturally holds for any other pairs of concepts as well. In this way the
Madhyamika finds that both ontological and epistemological problems
can be meaningfully defined only in a context of reciprocal dependence.
A~d as the implications of this very nontranscendental, pragmatic anal-
ysis begin to seep downward into the level of natural interpretations,
w~ere they absorb their own emotional and volitional significance, the
t?mgs of the world are revealed as they are in the totality of their rela-
tions with each other. 95 The way in which this is accomplished can be
ap~reciated only by taking into account the entire system of the Madhy-
arm~a's soteriological philosophy in its intellectual, prat.:tical, and ethi-
cal dimensions.
-
SO CandrakTrti and Early Indian Madhyamika
_ .......
Philosophical Language of the Modhyamil<a 51
Not all concepts are associated with valid sense perceptions, however,
and certain of them are effectively stillborn, by their nature unassoci-
ated with any percept. A concept is defined as invalid by any one of
three criteria. 99 ( 1) It is formally inapplicable. Such a concept is invalid
because it necessarily entails a logical contradiction, as , for example,
"the son of a barren woman." (2) It is misapplied. Any concept asso-
ciated with faulty sense perception is circumstantially invalid. (3) It is
empirically inapplicable. Concepts that do not suggest any possible
application are invalid. "In short, it is said that though there is no phe-
nomenon that is not posited by the mind, whatever the mind posits is
not necessarily existent." 100
The third category mentioned above can be further divided into two
subcategories. In the first subcategory, a possible application is absent
because of extraneous factors such as an apparent lack of material or
means. The second subcategory contains concepts that exclude any pos-
sible application by virtue of their inner constitution . Such concepts are
not only invalid but spiritually harmful, because they contribute
directly to the formation and maintenance of a profoundly impractical
attitude toward everyday experience that must invariably result in frus-
tration and despair. The inherent tendency of the mind to generate such
concepts is referred to as "conceptual diffusion" (prapaii.ca), and, as
Candrakirti tells us, the sole purpose of the Madhyamika analysis is
"the calming of all conceptual diffusion " (prapaiicopafama). 101
When conceptual thought is temporarily set free from the immediate
pragmatic concerns of everyday activities (as in daydreaming or philos-
ophizing), one concept provides access to another, this other to a third,
and so the process continues, on and on without any mechanism to reg-
ulate or halt it. For this reason, Buddhist texts compare the mind to a
young and playful monkey that climbs a tree by grasping at one branch
after another, rising farther and farther from the solid ground of every-
day, practical concerns until it sways precariously among the fragile
~wigs of its imagination, frightened, confused, and certain to be injured
Ill the inevitable fall. 102 In conventional, day-to-day situations, whether
D
52 CandrakTrti and Early Indian Madhyamika
but equally pragmatic sense of real lies in its reference to "actual exis-
tence," as opposed to "merely possible, apparent, or imaginary exis-
tence." In addition to these two meanings-or more specifically,
through a very subtle process of extrapolation from them-the word real
has also assumed an essentially metaphysical import which has nothing
whatever to do with its concrete application in any actual or possible
state of affairs in the world. This tertiary meaning is the one most likely
to emerge when rationalist or idealist philosophers enter into conversa-
tion with each other. In this case, when one of them states that a given
carriage is real, his colleagues understand by this assertion that the car-
riage is in possession of an essence or quality of intrinsic being that in
some way transcends its function within the context of everyday life. We
may naturally be quite curious as to the exact location of this "essence,"
and about its relationship to the carriage which stands before us, loaded
and ready to go, but no matter how or where we may search, no such
essence will ever be found. This may or may not bother a philosopher
(some are bothered, some not), but it is a matter of consternation for
those of us who are less inclined to speculation and more inclined to feel
that this sort of language is at best superfluous, as one would certainly
be no worse off without it. 103
The essence of the carriage is not revealed through any examination
of the parts, for each of them is itself merely a composite of other parts,
and these as well dissolve under closer inspection. Candrakirti summa-
rizes the Madhyamika's conclusions: "Even though [the existence of
the carriage] must remain unproven ... in the context of everyday
experience, nevertheless for everyday purposes it is designated in
dependence on its parts-without analysis. 104 This very [carriage] is a
possessor of parts and pieces, it is referred to in the world as an 'agent.'
... Do not lose touch with the 'screen' taken for granted in the context
of everyday experience." 105
The concept "carriage" is valid when its objective referent is real,
and any object is real (actually existent) only insofar as it performs its
requisite function. A valid concept naturally expresses its application,
just as a real or existent object naturally expresses its function. The
nature of an object's existence cannot be meaningfully expressed as an
independently valid or entirely objective "fact," for any object is
defined as existent only in dependence on its being conceived and desig-
nated in an essentially linguistic act. Thus there are genuine carriages
and there are artificial carriages-there are even imaginary carriages
that may forever exist only in the mind-but there can be no such thing
as a metaphysical carriage, because a metaphysical carriage could not
perform a function within any actual or possible state of affairs. It is
excluded by definition from the sociolinguistic matrix of everyday life
Philosophical Language of the Modhyamika 53
that can neither be avoided, nor justified, nor interpreted in any intelli-
gible manner. According to the Madhyamika, propositions incorporat-
ing concepts of this sort-the paradigmatic form of rationalist discourse
-are associated with a pattern of behavior that is out of touch with the
pragmatic ground of everyday experience.
I cannot emphasize too much how important it is to understand that
the rationalistic/idealistic way of thinking and speaking is not con-
demned because it fails to connect with reality; this would imply the
possibility of an alternative language that could take up the same pro-
ject more successfully. 108 The Madhyamika philosopher is actually in
favor of something much more radical. He is suggesting that we alto-
gether give up the search for truth in the project of trying to establish a
necessary connection between language and reality, for this way of
thinking and speaking is itself the problem to be solved. We can see this
very clearly throughout most of the Vigrahavyavartani", and in The Entry
into the Middle Way, 6.171-178, where the real topic of discussion is the
Madhyamika's use of language. The opponent is naturally put off by
what he sees as the Madhyamika's refusal to take a position on impor-
tant epistemological and ontological problems and defend it: "Is there
or is there not any connection between your refutation and the proposi-
tions it claims to refute? In speaking as you do, you defeat your own
position and are incapable of defeating the position of another. Your
irrational denial of the very possibility of holding any position is like a
double-edged sword."
Candrakirti responds:
proposition?" 110 The way of thinking and speaking that finds expres-
sion in propositions embodying epistemological and ontological claims
is diagnosed as symptomatic of an extremely serious "mental affliction"
(klefa), the generative force behind an inordinate and ultimately painful
clinging to the "I" and to the objects used to insure the continued well-
being of this "I." The Miidhyamika maintains, moreover, that philoso-
phers are not the only ones. bound up so tightly in the web of reified
thinking. In articulating these ideas of "necessary connection" and the
like they merely reveal to public scrutiny what is for the average person
a clandestine, unconscious, and deeply engrained tendency of concep-
tual thought, that both generates and sustains an attitude and a pattern
of behavior tainted by clinging, antipathy, and delusion. This tendency
is rooted in the natural interpretations that are passed from one genera-
tion to the next, and it draws from them powerful emotional and voli-
tional associations that can only be broken down through a radical
transformation of personal experience, and consequently, of one's entire
form of life: "Through insight, the meditator realizes that all afflictions
and misfortunes are associated with the philosophical view of a real,
substantial 'I,' and once he has identified the [cons<;ious and uncon-
scious concept of an intrinsically existent] self (iitman) as the focal point
of this view, he uproots [the reified concept of] 'self.' " 111
It is not [the concept of) emptiness that makes things empty; rather, they are
simply empty. It is not [the concept of) the absence of any ultimate cause
that makes things lack such a cause, rather, they simply lack an ultimate
cause. It is not [the concept of) the absence of an ultimate purpose that
makes things lack an ultimate purpose; rather, they simply lack an ultimate
purpose . Kasyapa, I call this careful reflection the Middle Way, truly careful
~eflection. Kasyapa, I say that those who refer to emptiness as "the mental
•mage (upalambha) of emptiness" are the most lost of the lost .. .. Indeed,
Kasyapa, it would be better to hold a philosophical view of the ultimate
reality of the individual person the size of Mount Sumeru, than to be
attached to this view of emptiness as "nonbeing." Why is that?- Because,
58 CandrakTrti and Early Indian Mlidhyamika
entirely outside the language game that can be played only by holding
onto propositions (pratlj"fiiis) and views (dntis). In taking this step he
makes the first critical move away from a form of life caught up in the
anxious and generally manipulative attitude associated with this way of
thinking and acting.
This is a very subtle point, and it lies at the heart of the Madhyamika
philosophy for, as Candrakirti and others have often indicated , no mat-
ter what ingenious things may be written or said about emptiness by the
cleverest philosopher, ultimately it must be "seen by nonseeing" and
"realized by nonrealization." 123 It is not an epistemic or ontic fact disso-
ciated from everyday life , ensconced "out there" somewhere waiting to
be discovered and possessed through the power of critical rationalism.
"Emptiness" is a conventional designation (prajii.apti), an ordinary word
used, like all words, to accomplish a specific purpose registered in the
intention of the speaker. In accordance with what the texts say, it is per-
haps best understood as a way of being, a way of existing, knowing, and
acting with complete freedom from clinging and antipathy. In the direct
(noninferential) realization of emptiness, the claims of the part or indi-
vidual are immediately experienced as harmonious with the claims of
the whole world of sentient and insentient being. The direct realization
of emptiness, what I call the "actualization" of emptiness , 12 • is the
source of the bodhisattva's uni~ersal compassion .
Soteriology is built into Madhyamika philosophy, where any concept
must bear an inherently correct application. Just as the very idea of a
carriage implies that one is somehow engaged with the world, so the
concept of emptiness functions as an exhortation to act in a certain way,
with a certain attitude of nonclinging. This is an aspect of Buddhist
thought taken for granted in the writings of classical Madhyamika phi-
losophers, and one which many Western interpreters may have tacitly
branded as mere apologetics . This is certainly unfortunate, for the
Madhyamika is straining at just this point to say something of consider-
able philosophical import about the nature of understanding. "Empti-
ness ," the central concept of Madhyamika philosophy, is amenable to
interpretation only as the expression of an entire form of life. The task
is , then, to interpret it in this manner. To accomplish this we must begin
by listening carefully to what the Madhyamika authors have to say in
the total context of their writings. Nothing of significance will come
from attempts to understand the texts by basing our analysis on prede-
termined categories of philosophy, religion, sociology, psychology, and
~o forth . This could have the effect only of more firmly entrenching us
In a preexisting network of unexamined presuppositions about what can
legitimately be considered a problem.
-
60 Condrokirti and Early Indian Madhyomika
I am inclined to agree with Willis here, and this is a defense that does
not seem to violate the spirit of Asariga's position. But at the sam_e time,
I am convinced that her interpretation tends to distract our attention
from a much more useful point that can be understood only by learning
to appreciate the Madhyamika-Yogaciira controversy from the perspec-
tive of the Madhyamika-that is, not as an epistemological or ontologi-
cal problem, but as a problem of skillful means (upii.yakaufalya). Cer-
tainly both Asariga and N agarjuna agree that siinyatii. is nothing more
than a conventional designation (a prajiiapt1), and yet for both of them it
is also the most effective means to liberation. The critical difference is
that for Asa:riga words derive their meaning through reference to "what
remains" -to the transcendental basis or substrate (ii.Sr.aya) of the desig-
nation; whereas for the Madhyamika this view oflanguage-a view that
is built into the idea of paratantrasvabhiiva-is unacceptable because it
militates against the soteriological purpose of the word iiinyatii. by pro-
viding a rarefied conceptual ground for clinging. Once again, it is
important to see that, from the Madhyamika's perspective, at least, the
Yogacara is not wrong because this ground does not exist. He is simply
unskillful because in his use of language he defeats the soteriological aim
that is the only real justification for all the pages and pages of mere
words. Compare Nagarjuna's recommendation for the use of the word
iiinya: "Nothing is to be called empty (siinya) or not empty, nor is any-
thing to be called both empty and not empty, or neither empty nor not
empty; [the word emptiness] is, however, used in conversation as a con-
ventional designation." 151 In commenting on this stanza, Candraklrti
takes special care not to use a vocabulary with any epistemic or antic
associations, no matter how rarefied or abstract they might be:
On your own authority, you maintain within your system that dependent
being is realized in the knowledge of the saints; but according to us this is
not the case for the [conventional objects referred to as] screened (sariwrta).
Then what exactly do we say? Even th~ugh they do not.exist (from the
perspective ofthe truth of the highest meaning], because they are taken for
Philosophical Language of the Madhyamika 67
69
70 CandrakTrti and Early Indian Miidhyamika
r
sionate nonclinging that is the predominant theme of Madhyamika phi-
losophy: "When one fares by seizing, by clinging, then [in one's case]
the world would be a mass of perversion; but when one fares free from
clinging, then [the world itself] is nirva!'lfl. " 4
At the sixth stage of the path the bodhisattva learns not only to cease
clinging to material things, but also to identify and surrender all partial-
ity for even the subtlest objects of reified notions concerning the intrin-
sic nature of sentient beings and insentient things. By coordinating the
development of wisdom and compassion, even in its causal aspect the
practice of giving fosters a frame of mind conducive to a soteriologically
effective interpretation of emptiness; and as a supramundane perfection
it becomes a pure expression of deep insight into the selflessness of all
things: "Bodhi (awakening) is not realized by seeing or hearing or
understanding, nor is it realized by the [mere] observance of morals;
nor is it realized by abandoning hearing and seeing, and it is [definitely]
not realized by giving up morals. Thus what one should abandon is dis-
putation as well as [false] notions of 'I' and 'mine': one should not cling
to the diverse natures of things." 5
For the Madhyamika philosopher the perfection of generosity is
equated with this spirit ofnonclinging. Generosity here means action in
the world coupled with wisdom, and action and thought that are in har-
mony with the concept of emptiness. In its most developed expression
generosity grows out of a direct and unqualified rejection of any reified
concept of giver, gift, or recipient. Rooted in compassion as well as in
wisdom, generosity is born from a fracture of the ego which renders it
especially vulnerable to the suffering of other beings.
Within the Madhyamika system the doctrine of selflessness (nairat-
mya) is a philosophical concept, an ethical principle, and a soteriological
device of the highest order. It is considered the source of wisdom and
compassion, and nonclinging is taken as a mark of the most profound
insight into selflessness. For all these reasons, perhaps, in the Mahaya-
na scriptures it is written that "giving is the bodhisattva's awakening." 6
Close attention to all aspects of his behavior is the central feature of the
bodhisattva's career at the second stage of the path. He has already
begun to attend to the practice of generosity, and the moral conduct pre-
Ten Perfections of the Bodhisattva Path 71
The perfection associated with the third stage of the path is bound up
with an ambiguous and problematic concept. K~iinti, here translated as
"patience," expresses much more than passive acceptance of frustration
or pain. Like all the practices cultivated along the path, in its causal
aspect patience is recommended as a spiritually healthy, creative
response to everyday situations and problems, while as a supramun-
dane perfection, it is regarded as a direct manifestation of compassion
and wisdom. In attempting to gain some appreciation of the broad spec- •"!~
trum of meaning conveyed by the Mahayana concept of k~iinti, accord- 1 .
ing to what the texts tell us, it is necessary to develop a t;nuch deeper
appreciation of the value and efficacy of patience not only as a common
virtue, but also as a characteristically Buddhist form of mental disci-
pline which becomes more and more pronounced during the advanced
states of the bodhisattva's career.
The Bodhisattvabhiimi designates three particular varieties of k~iinti. 9 ~
The first two are defined primarily in terms of a lack of antipathy, as the
patience to forgive those who inflict injury and the patience to bear nec-
essary and unavoidable suffering. In this context, of course, "injury"
must be understood as a reference to any sort of mental cruelty, either
intentional or unintentional, as well as to physical violence. These first
two kinds of patience should be practiced as social virtues, with the
understanding that although the concepts of "self' and "other" are
entirely suitable and harmless enough for practical purposes, they
become pernicious and destructive when U:sed to justify anger and
resentment. 10
Both of these types merge into a third sort of "patience," which is
described in the texts as a mental discipline of the most refined order.
.- Patience in this sense is not practiced as a social virtue, but with the spe-
cific aim of cultivating one's intellectual appreciation of doctrinal and
philosophical issues to the point where soteriological application of the
concept of emptiness finally becomes a real possibility. This third kind
of patience is defined as a quality of stamina in conjunction with a
proper attitude of mental flexibility ~r sensitivity. Both are considered
necessary in order that the bodhisattva conduct a meaningful analysis of
the various aspects and ramifications of the doctrine of the four noble
truths. It is further subdivided into three categories: 11 ( 1) patience in
studying the principles of doctrine and philosophy; (2) resolution in crit-
ically reflecting on and practicing what is learned through study; and
(3) "intellectual flexibility," which culminates in a deep, noninferential
understanding that all things are, from the perspective of the truth of
the highest meaning, entirely unproduced (anutpattikadharma-qanti).
The last of these three subdivisions is discussed in some detail by the
Yogacara philosopher Asanga, who informs us that it is traditionally
regarded as "a most esse~tial factor in the awakening of a bodhi-
sattva."12 He goes on to provide an annotated list of doctrinal and philo-
sophical issues, each of which represents a particular opportunity for
application of the concept of patience. 13 The final item mentioned there
is ~anti with regard to the buddha's body of the Dharma. 14
Much of this is obscure, but it should be clear that ~iinti is associated
with a great deal more than what is normally expressed in the notion of
patience. In the early stages of practice it constitutes simple nonsuscep-
tibility to anger, but as a supramundane perfection the humble quality
of patience evolves into an attitude characterized by equanimity and
alertness and a heightening of intellectual flexibility, an attitude diamet-
rically opposed to the push-and-pull of dualistic, reified thought.
"Patience" is the cornerstone of a way oflife based on insight and atten-
tion rather than on manipulation and control.
assurance which guarantees that the bodhisattva does not fall subject to
doubt or hesitation in his journey, even though he will certainly find
himself alone and in apparent opposition to the concerns of those who
do not ';lPPreciate the nature of his spiritual aspiration . Again, accord-
ing to Santideva, he must cultivate this confidence in three areas: (1)
confidence in the ability to act on his own initiative, which must grow
directly from the Buddhist teachings; (2) self-respect as a deterrent to
the afflictions of clinging, antipathy, and delusion; and (3) the power of
self-assurance which is not worn down or swayed by the opinion of
others. 17
These three types of confidence outlined by Santideva in his Bodhi-
carytivatara may well have been incorporated into the Tibetan tradition
as the three "diamondlike convictions" of the bKa gdams lineage
founded by the famous Indian scholar AtiSa. They are: (1) the
diamondlike conviction to be unmoved by the weeping, pleas, or
demands of friends or relatives who oppose the decision to renounce
worldly concerns; (2) the diamondlike conviction firmly to guard one's
practice against the degenerative effects of the mental afflictions ; and
(3) the diamondlike conviction to disregard the opinion of worldly peo-
ple:18 "As one is going off to a cave or some other suitable place for
Dharma practice, if others are filled with anger and derision, saying,
' You're just a miserable beggar,' and so forth, one should think, 'If they
call me a blessed saint-fine. If they call me a rotten scoundrel-fine. It
makes no difference to me. So many problems arise from attaching a
high value to the opinions of worldly people that it is an obstacle to
Dharma practice.' " 19
These diamondlike convictions are a part of the "ten innermost jew-
els of the bKa gdams lineage.'' Besides them there are also four
"entrustments" and three "changes in living status," all of which have
to do with the cultivation of energy on a grand scale, as they are
designed to meet the needs of a solitary ascetic who must live for some
time entirely outside the claims of society. The first of the four entrust-
ments involves the total devotion of one 's mind and thoughts to pursuit
of the path, which means that one must remain constantly aware of the
opportunity provided by life as a human being, and of the fact that
death may steal the opportunity away at any moment . Second, one
must "entrust" the practice of the Buddhist teachings to a life of pov-
erty. And third, even if renunciation of the world entails starvation, one
must develop the energy to accept such a destiny : "In any of my count-
less past lives, have I ever sacrificed my life for the sake of the Dharma?
Now, if I must die for the sake of my Dharma practice, so be it. The
causes of death of both the rich and the poor are basically the same. The
rich die after spending their lives committing non-virtue for the sake of
Ten Perfections of the Bodhisattva Path 75
This, Aggivesana, occurred to me: "I know that while my father, the
Sakyan, was ploughing, I was sitting in the cool shade of the rose-apple
tree, alooffrom pleasures ofthe senses, alooffrom unskilled states of
mind, entering on the first meditation, which is accompanied by initial
76 Candrak1rti and Early Indian Madhyamika
as they are grouped under the generic title of fila (good character). So
we are told: "From the growing interaction between good character and
balanced concentration (samiidhi), the action of the mind is purified. A
bodhisattva's training is simply this-the purification of the mind, for a
purified mind is the principal generative cause of the welfare of all living
beings." 24
The action of the mind is purified through the combined practice of
the first four perfections in conjunction with meditation, which is in this
context referred to as samatha, or "calming of the mind." The Bodhisait-
vabhiimi provides a definition:
•• •
~
object or thing which is not to be expressed in words . ~nd being released
from all specific supports through fixed concentration on this mental
image, devoid of all conceptual diffusion and restless mental states, he sets
up and firmly plants his innermost thought among the instrumental
causes of balanced concentration . This is to be accomplished for quite
some time, until (his mind] is sharply focused and stabilized. This is
referred to as "calming."25
Dhyana is actually a generic term, and famatha is only the first of two
broad divisions of meditation which have played a critical role in the
development of Buddhist thought. Samatha itself includes a wide variety
of meditation practices which are not the sole property of the Buddhist
tradition. Sakyamuni-the buddha of our historical period-:-is said to
have learned about many of these techniques from his early teachers,
and throughout the centuries during which Buddhism developed in
India , meditative tools continued to be expropriated from a vast reposi-
tory of yogic teachings and adapted to the specific needs of various Bud-
dhist masters . Within the general category of famatha we find the exer-
cises known as the four brahmavihiiras, all the trance states of the form
and formless realms, and of course, the endless types of samadhi that
result in the acquisition of parapsychological powers to be used for' the
benefit of all.
Purification of the mind (as referred to in the passage quoted above)
is not accomplished solely through the practice of famatha, however, for
within the Buddhist tradition meditative stabilization of the mind is
only a foundation for the practice of vipafyanii 'insight' , 26 which devel-
oped as a uniquely Buddhist technique closely associated with the culti-
vation of perfect wisdom at the sixth level of the path. There is no doubt
that the history of Buddhist thought is saturated with the influence of
D
78 CandrakTrti and E.arly Indian Madhyamika
Hindu practices like some of those just mentioned, but within this sec-
ond broad division of meditative techniques we may fmd a key to the
direct relationship between philosophy and meditation in the Buddhist
tradition .
When the mind is calm and focused it can be used as an instrument of
tremendous power of insight, allowing the meditator to experience
directly the central concepts of Buddhist philosophical systems. Gimello
explains the relationship between theory and practice in the follow-
ing way:
To start with, we must become clear about the nature of the total phe-
nomenon: appearance plus statement. There are not two acts-one, notic-
ing a phenomenon; the other, expressing it with the help of the appropri-
ate statement-but only one . ... We may, of course, abstractly subdivide
this process into parts, and we may also try to create a situation where
statement and phenomenon seem to be psychologically apart and waiting
to be related. (This is rather difficult to achieve and is perhaps entirely
impossible.) But under normal circumstances such a division does not
occur; describing a familiar situation is, for the speaker, an event in which
statement and phenomenon are firmly glued together.
This unity is the result of a process oflearning that starts in one's child-
hood. From our very early days we learn to react to situations with the
appropriate responses, linguistic or otherwise. The teaching procedures
both shape the 'appearance', or 'phenomenon', and establish a firm connec-
tion with words, so that finally the phenomena seem to speak for them-
selves without outside help or extraneous knowledge. They are what the
associated statements assert them to be. The language they 'speak' is, of
course, influenced by the beliefs of earlier generations which have been
held for so long that they no longer appear as separate principles, but
enter the terms of everday discourse, and, after the prescribed training,
seem to emerge from the things themselves. 29
cause and effect, and the like-which Buddhists are wont to call vikalpa or
samjilii. Conventional concepts are regarded by Mahayana Buddhists as
the flawed instruments of unstilled minds and they are thought to be too
readily susceptible to dangerous misuse. First of all, they imply false dis-
criminations and are therefore held simply to be in error. But, even more
serious is the assumed likelihood of their becoming mental fixations,
objects of a kind of intellectual craving that is far more difficult to extin-
guish than emotional craving. Such concepts as are used in meditative
discernment, are not at all the deceptively safe harbors or lulling abodes of
thought which Buddhists, in their "homeless" wisdom, must avoid ....
Their validity is ajunction especially of the sort of use to which they can be put. They
are not used, as conventional vikalpa or samjilii are, in such spiritually
inexpedient activities as differentiation or dichotomous discrimination.
They produce instead, as we have seen, visions of coalescence and mutual
permeability. They are so defined as to actually "disarm" themselves, as
they are being used, of the snares of craving and delusion with which
conventional concepts are equipped. . . . They therefore do not tether the
mind to ignorant views but propel it further along its liberating course. 30
a1 samsaric form oflife that is permeated with fear and suffering. The
fnability to escape one's obsession with the observational language in
which these questions are embedded-not only to "stop philosophiz-
ing," as Wittgenst~in puts it, ~ut simul.taneously to see and see ~hrough the
natural interpretatiOns that gtve meanmg and structure to this and any
picture of the world-is to be held tightly, with "a knot made by SJ>Ii'ce,"
to the wheel of becoming (bluuJacalaa), continually turning rounq. and
round under the force of clinging, antipathy, and delusion.
The previous five stages of the path have dealt with tM practices of gen-
erosity, morality, patience, energy, and meditation. The first four work
to foster a structure or harmony within physical and verbal actions, so
that external affairs are brought into order, and feelings o( anxiety and
depression are reduced to a minimum. These virtues are initially culti-
vated as an effective means to discipline the mind and so to lead it
toward a sustained condition of relative calm and stability, and t()
heighten one 's capacity for sensitivity to the feelings and needs 'of
others.
An early scholastic treatise informs us that virtue "is either coordinat-
ing, meaning non-inconsistency of bodily action, etc., due to virtuous~
ness; or it is upholding, meaning a state of basis owing to its serving as
the foundation for profitable states [ot' mind)." 36 Just as there are many
colors, yet all are characterized by "visibility," so there are many vir-
tues, each of which provides a basis for order or composition. 37 Under
these circumstances meditation first becomes possible as the practice of
mental purification (cittaoiiuddhi)-a natural extension of the previous
four virtues, leading to a .. profitable unification of mind." 38 The mind
is said to be briefly purified during any moral action, and immediately x
~rior to entering a period of meditapon there OC<turs ~ further stabiliza-
t~on and unification of mental processes called- "~~ximity purifica-
tiOn." Complete purification of the mind, according to this tradition,
~ccurs only in deep med~tation, which should be practiced in conjunc- ,.
tl~n with the study of philosophy and the cultivation of perfect ., ·
Wisdom.39
to this pattern of behavior and to the attitude underlying it, for one
develops wisdom by not taking for granted this self-centered view of the
world and by deconstructing the grid of prejudices and presuppositions
that give shape to all our experience.
Mental processes, or faculties of the mind, are divided by early
Abhidharmika scholastics into three distinct categories identified as (1)
perception (samjiiii); (2) conceptualization or ideation (vijfiiina); and (3)
discernment or wisdom (prajfiii). H Perception accounts for our aware-
ness of one object as distinct from another in terms of sensible qualities
like color and shape, while conceptualization apprehends the intrinsic
characteristics of the object-those not accessible to the five senses. In
this literature, prajiia is distinguished from these two as a particular
innate faculty of the mind which reveals the nature of everyday experi-
ence as it is, divorced from any preconceived notions about its reality or
value. This faculty is illustrated by the following. 42
Imagine for a moment that some unscrupulous fellow is trying to pass
a counterfeit bill to an unsuspecting victim. Let us further suppose that
there is a third individual involved, a child of three or four, who chances
to observe the whole event. Now we must ask ourselves what each of
those present knows about the counterfeit note. The child clearly per-
ceives the existence of the bill. He can see its shape and color, he can
touch it (or even smell it, if given the opportunity), but he is totally
unaware of the fact that it is money, and he is entirely incapable of inter-
preting the numbers printed on it, even though he can easily see them.
The unsuspecting victim is only slightly better off. He knows how to
count and how to read numbers, so that his knowledge of the bill
encompasses the child's perception and augments it with the ability to
interpret abstract numerical symbols. It is immediately evident, how-
ever, that his knowledge is incomplete in one very crucial respect, for
unlike the criminal, he is unable to judge the way in which the bill is
both genuine and false-both "real" and "illusory." His acquired con-
ceptual knowledge, in this instance, represents only a margin~ gain
over the child's untutored perception. The counterfeiter has a distinct
advantage over them, for he knows all that needs to be known in order
to behave most effectively in this situation. He knows that the n~te is
present-that it exists, and is real to this extent at least. He can under-
stand and interpret its cha~acteristic marks-the numbers printed-on
:ach side. And he knows that it is in one very important respect false or
Illusory, not because it does not exist at all, but simply because it is not
what it appears to be to the naive. The bill is not entirely unreal, but
~nderstanding how it is deceptive is an advantage to the criminal
:cause it allows him to adjust his attitude and expectations. He sees
t e note with perfect clarity, as it is; his knowledge is complete in every
86 CandrokH and Early Indian Modhyamika
respect, and his attitude toward the bill is in accord with its relative
value.
The untutored perception of the child is superficial, and the efficacy
of rational thought and conceptualization limited. They generate an
analytic comprehension of the object which can be of great pragmatic
value but is still incomplete. Furthermore, where perception and con-
ceptualization are exclusively relied upon without any· awareness of
their limitations, one is very likely to develop an unrealistic set of expec-
tations which inevitably leads to frustration and despair. Therefore the
texts conclude that it is absolutely necessary that this third faculty of the
mind, prajiia, be cultivated and pressed into service wherever possible,
in order that we not be deceived by our past conditioning.
The Hlnayana literature, and particularly the Abhidharma, is most
concerned with the illusion of a sentient "self," and they would unravel
my example as follows. Our concept of a "self'' is founded upon two
sorts of information: (1) perceptual data, for example, the physical body
in all its material aspects; and (2) conceptual data, which include infer-
ences of abstract characteristics like "consciousness," personality traits,
and prenatal dispositions, in addition to the conceptual component of
perception. According to the Hinayana Abhidharma "systems, if we rely
entirely on perceptual and conceptual evidence for information about
the self we are in danger of committing a serious blunder, for we would
be inclined to attempt to purchase lasting s<J.tisfaction by grasping at the
currency of this "self'' as though it were a substantial , enduring entity,
when closer inspection reveals that the self is nothing more than a com-
posite of perceptual and conceptual elements-a counterfeit of the
reified self that (ironically enough) exists only in the imagination.
The critical distinction between the reified concept of "self" and the
conventional notion of "agent" has been described by a modern Bud-
dhist teacher in the following words:
The prison of one's character is painstakingly built to deny one thing and
one thing alone: one's creatureliness. The creatureliness is the terror.
Once admit that you are a defecating creature and you invite the primeval
ocean of creature anxiety to flood over you. But it is more than creature
anxiety, it is also man's anxiety, the anxiety that results from the human
paradox that man is an animal who is conscious of his animal limitation.
Anxiety is the result of the perception of the truth of one's condition. What
does it mean to be a self-conscious aniTTIIll? The idea is ludicrous, if it is not
monstrous. It means to know that one is food for worms. This is the ter-
ror: to have emerged from nothing, to have a name, consciousness of self,
deep inner feelings, an excruciating inner yearning for life and self-expres-
sion-and with all this yet to die. It seems a hoax, which is why one type
of cultural man rebels openly against the idea of God. What kind of deity
would create such complex and fancy worm food? Cynical deities, said the
Greeks, who use man's torments for their own amusement. H
ing is so basic and all-pervasive that if one ceases even for a moment to
ignore or depreciate its significance, the normal state of worldly affairs
-"business as usual" (including the business of academic philosophy)
-is experienced as inherently unsatisfactory. Something is terribly
wrong with our entire form of life, from the Buddhist point of view, and
in the presence of acute fear and suffering one is most urgently aware of
this flaw, which permeates even the most apparently benign experi-
ences. A major Hinayana scholastic treatise, the Abhidharmakofa of
Vasabandhu, provides a metaphorical illustration of the severity of the
problem: "No man even feels a thread lying in the palm of his hand,
but if this same thread should get caught in his eye it would produce
great discomfort and pain. Like the palm of the hand, a spiritually igno-
rant person is completely insensitive to the thread of suffering that runs
through all things in life; for the wise person, however, as for the eye,
this same thread is a source ofterrible affiiction." 51
Becker has graphically described the more obvious manifestations of
this thread of suffering:
What are we to make of a creation in which the routine activity is for
organisms to be tearing others apart with teeth of all types-biting, grind-
ing flesh, plant stalks, bones between molars, pushing the pulp down the
gullet with delight, incorporating its essence into one's own organization,
and then excreting with foul stench and gasses the residue. Everyone
reaching out to incorporate others who are edible to him. The mosquitoes
bloating themselves on blood, the maggots, the killer-bees attacking with a
fury and a demonism, sharks continuing to tear and swallow while their
own innards are being torn out-not to mention the daily dismemberment
and slaughter in "natural" accidents of all types: an earthquake buries
alive seventy thousand bodies in Peru, automobiles make a pyramid heap
of over fifty thousand a year in the U.S. alone, a tidal wave washes over a
quarter of a million in the Indian Ocean. Creation is a nightmare spectac-
ular taking place on a planet that has been soaked for hundreds of millions
of years in the blood of all its creatures. The soberest conclusion that we
could make about what has actually been taking place on the planet for
about three billion years is that it is being turned into a vast pit of fertil-
izer. 52
At least in part, to be wise means to have come face to face with the
suffering that is bound up with every aspect of our lives. This can never
be accomplished by ignoring the problem or by explaining it away. One
has to become much more sensitive,· not less. Buddhist teachings often
thought of as unnecessarily pessimistic are actually designed gradually
to heighten our sensitivity until it reaches· a crescendo of desperation
that will not be diminished by anything short of a complete redefinition
of one's form oflife .
94 CandrakTrti and Early Indian Miidhyamika
sality). These two forms of truth are not mutually exclusive (6.27), but
a greater value is placed on the "highest" truth because of its soteriolog-
ical efficacy, which can be realized only through a steadfast refusal to
step outside everyday experience by an appeal to some a priori author-
ity (6. 31 ). Application of deconstructive analysis to conventional expe-
rience neither creates nor destroys anything. It merely reveals the con-
textual, ''dependently originated" nature of this experience.
In 6.37-44 Candrakirti gives a brief outline of the essential interde-
pendence of all conventional things, equated with their intrinsic empti-
ness. After having dismantled every available rationalistic explanation
of causality, Candrakirti goes on to show how it is possible to replace
these reified concepts, using an alternative approach to language and
conceptual thought that does not lead to either absolutism or nihilism.
Cause and effect are merely pragmatic terms expressing one aspect of
the contextual richness of everyday experience. One need not assume
that the things of the world are individually existent in order to account
for their interrelationships. In fact, the reality of this network of cause
and effect can be appreciated only by seeing it as an integral feature of
our present form of life that is; as a natural interpretation that cannot
be stripped away from experience and justified or explained through
recourse to any supposedly objective, neutral vocabulary a vocabu-
lary which would have to be entirely disconnected from the intellectual,
emotional, and volitional interests that are necessarily associated with
any search for meaning or structure. The endeavor to discover and use
such a vocabulary is misguided from the start, not only because lan-
guage is inextricably bound up in the total context of life, but also
because such a project is soteriologically disastrous: it leads deeper and
deeper into the convoluted recesses of conceptual diffusion. A person
does not find liberation by completely throwing off all the natural inter-
pretations that define his form of life. But by developing an apprecia-
tion of both their legitimate power and their inherent limitations he is
gradually released from his painful obsession with the narrow picture of
life that they present.
Most of the criticism made during discussion.. of the second alterna-
tive in the tetralemma (production from another = cause and effect as
intrinsically different) is directed against the Yogacara, particularly
against their concept of a "repository consciousness" (alayaviJnana) and
i
the associated ·doctrine of the three types of intrinsic nature. The !
•
'
Madhyamika attempts to defuse these terms by calling them into ques-
tion on pragmatic and soteriological grounds. Each one of the Prasarigi-
ka's criticisms is explicitly directed against a particular Yogacara claim
which can be fully appreciated only by going back to the te~s where
these doctrines appear.
-
Ten Perfections of the Bodhisattva Path 97
these two categories in the course of his discussion, he deals with both of
them at various intervals. He conducts his examination with reference
to seven alternatives, which are intended to comprise every possible
epistemological and ontological account of the sentient self. The seven
alternatives are first presented as they would apply to the analysis of a
carriage, so that later we simply subsiitute the self for the carriage and
the psychophysical aggregates of the individual for its parts. At the close
of this presentation, Candrakirti briefly refutes the reified concepts of
production and causality, in a final clarification of the doctrine of depen-
dent origination.
The Prasarigika defends his style of reductio ad absurdum argumen-
tation in 6.171-178. His strict refusal to resort to any specific view or
proposition is in total harmony with the Madhyamika's soteriological
concept of emptiness. Not only must the ontological status of any thing
be discussed only in terms of its association with some thing(s) other
than itself, but the epistemological problem of meaning can as well be
defined only by viewing any proposition in the full context determined
by its usage. Both existence and meaning (or knowledge) are grounded
in a contextual matrix which is essentially a function of certain rela-
tions, and yet that a word or concept has nothing but this sort of contin-
gent significance does not, for the Prasarigika, detract from its useful-
ness-quite the contrary. He holds no fixed position and lays claim to
no objective, value-free vocabulary. Because of this it is impossible to
engage with him on any such terms. The emptiness of his arguments is
the guarantee of their success. As Nagarjuna's immediate disciple, Ar-
yadeva, wrote: "If one makes no claim to existence, nonexistence, or
both, it will never be possible to defeat him." 55
Although the Prasarigika has no fixed position, it does not follow that
he argues arbitrarily and without any purpose, as his opponents have
accused. Every statement is tailored to suit the demands of a particular
situation, as a response to some specific view or idea or proposition. His
use of language is entirely consonant with the soteriological purpose of
the Madhyamika's philosophy. In his comments on 6.172, Candrakirti
explains the critical distinction between "no position at all" and "no
fixed position":
For example: A position may set out to refute the singularity, plurality,
length, circularity, or blackness-whatever the qualities that might be
ascribed to the hair apprehended by a person with ophthalmia, but such a
position is of no possible consequence to those not infected with ophthal-
mia. Likewise, the refutation developed. by you who apprehend both
[cause and effect as intrinsically existent] is of no possible consequence to
one who analyzes cause and effect as being without any intrinsic being.
F
You have strayed fro.m the direct path free from [reified concepts of]
in·t;insic being, and wandered down the wrong path of strict rationalism.
And as you apply yourself to the labors of your own imagination, the
obstructions to the correct path mount ever higher. What do you derive
from this constant accumulation of words?~ 6
The perfections of this and the three following stages of the path are tra-
ditionally assigned a subordinate role, as auxiliaries of perfect wisdom,
and as such they are not always enumerated separately. All of them may
well have been tacked on to an original nucleus of six perfections as
scholastic accretions to a much older doctr.ine . 58 Of the four, skillful
means, which is particularly associated with the seventh stage, is a pre-
dominant feature ofthe bodhisattva's practice .
At the sixth stage of the path, the bodhisattva attains a clarity of
vision which allows him direct insight into the contextual nature of the
world . His perceptions of insentient things, living beings, and the
events in which they participate are not clouded over by reified concepts
or associated emotional and volitional disorders, and for this reason he
is said to be capable of acting spontaneously and in perfect accord with
the demands of every situation. 59 Skillful means is especially connected
with propagation of the Buddhist teachings (the Dharma), and it entails
complete fulfillment of the practical elements of the path.
. Traditionally there are three groups of items distinguished in con-
JUnction with the perfection of skillful means. First are the four "ele-
ments of attraction" (samgrahava.stus). These aspects of the bodhisattva's
c~aracter act to insure that his dealin&s in the world will be effective.
Ftrst is generosity, which in this instance refers specifically to the giving
of the gift of the Dharma (considered the best of gifts because it provides
a ~eans for the eradication of all desires). Second is pleasing speech
(przya.viida), which helps guarantee that others will be drawn to the
hodhts~ttva's words and find meaning in them. The third element of
attraction is purposeful behavior (arthacaryii.), meaning that the bodhi-
:att~a d~es not waste time or energy in fruitless activity, but always
PP tes htmself completely to the task at hand . This should not be taken
100 CandrakTrti and Early Indian Miidhyamika
With his ascent to the eighth stage of the path the bodhisattva has
actualized his philosophical understanding, and the world appears to
him not as a random collection of discrete, isolated entities and eventS
surrounding a similarly isolated, alientated "I" but as a multilayered
pz
wisdom that does not ignore but incorporates and transcends the claims
of reason.
According to the early Buddhist doctrine of the four noble truths, what
is the nature of our present life, and how might it be transmuted into
something entirely different? Filtered through a veil of inherited.~atural
interpretations, reified thought, and attachments, one's relationships in
the world become a source of frustration and sorrow, for every aspect of
experience is ephemeral and devoid of stable identity or essence. This is
the first noble truth of Buddhism, the bedrock on which stands the
entire superstructure of Buddhist theory and practice.
In the form of physical pain and disease, suffering is an immediate
and undeniable factor in the experience of all living beings. There is,
however, as defined in the writings of later scholastics, a second, more
subtle, but equally all-pervasive form of pain concealed within ostensi-
bly pleasant experiences. Like a stomachache produced from overindul-
105
106 Candraklrti and Early Indian Madhyamika
Here one point must again be especially stressed: When the Madhy-
amika argues that the world as perceived through the veil of reified
thought is similar to an illusion, this does not imply that conventional
affairs should (or could) be cast aside, as though they were insignificant
o_r adventitious. On the contrary, patient observation of everyday expe-
nence is absolutely necessary, for the problematic natmc of one's atti-
110 Candrakirti and Early Indian Madhyamika
Here is the crux of the paradox that the Madhyamika asks us to accept.
The soteriological truth of the highest meaning, as dependent origina-
tion and emptiness, is itself the illusory, conventional truth, because it
necessarily appears in a self-contradictory, misleading form. In other
words, everyday experience is, for the bodhisattva, a necessary fiction.
The doctrine of dependent origination, a fundamental Madhyamika
Philosophy as Propaganda Ill
Suppose that a man with diseased eyes is holding a bone-white vase in his
hand, and under the influence of an optical defect he sees what appear to
be clusters of hair on the surface of the vase. He wants to remove the hairs
and so begins to shake the vase when a second man with normal vision
happens to pass by. Puzzled as to this odd behavior, the second man
approaches and begins to stare at the place where the hairs should appear.
Naturally, he apprehends no such hairs, and consequently he forms no
conception of existence or nonexistence, of hair or non-hair, nor even of
darkness or any other attribute with respect to these hairs. When the man
with an optical defect tells the second man about his idea that he sees
hairs, then the second man may desire to clarify this misconception by
stating that the hairs do not exist. This is indeed a statement of negation;
however, the speaker has not in this case rejected [any conventionally real
entity). The man without any optical defect sees the reality of the hairs,
while the other man does not. In just the same way, there are those who
are stricken with the optical defect of spiritual ignorance so that they are
incapable of perceiving the reality [expressed in the truth of the highest
meaning). The intrinsic being 6f[ conventional things) apprehended by
them is itself nothing more than [illusory] conventional form. The blessed
buddhas, however, are without any trace of spiritual ignorance, so that
they perceive the hairs in the manner of one who is not affiicted with an
optical defect; that is, the intrinsic nature of[ conventional things] seen by
them is itself the truth of the highest meaning. One may ask how it is that
they are capable of seeing an intrinsic nature like this, which is invisible.
-True, it is invisible, but they "see" it by means of "non-seeing." 11
What is called for is a new form of life, one in which people are able to
r~spond to sensory stimulation b;• seeing it as an instantiation ofdependent origina-
tzon and emptiness, without ho.ving to make an intervening inference. 12 The first
property of wisdom therefore acts as an introduction to the concept of
emptiness, and it is rooted in what could accurately be called philosoph-
112 Candrak.Trti and Early Indian Modhyamik.a
It may help to clarify matters at this point if we note that much of the
present discussion turns on a single issue: How is a concept-arry con-
cept-understood? We have already seen that from the Madhyamika's
perspective the meaning of a word or concept invariably derives from its
application within a context of sociolinguistic relations and not through
reference to any self-sufficient, independently real object. Meaning is
ever and always couched within an undulating matrix of natural inter-
pretations that conditions concepts and perceptions, emotional and
int~ectual needs and desires, and ultimately, conscious and precon-
scious attitudes toward all of everyday experience. Moreover, it is evi-
dent on this account that meaning is flexible and subject to constant,
subtle revision. Altogether novel concepts evolve out of the cru~ible of
familiar patterns of thought ~nd perception, altering and amplifying old
concepts so that they assume new and various nuances of meaning.
~earning occurs neither as an act of will nor through any dramatic
Intellectual tour de force, nor does it come about spontaneously and
entirely without cause . Rather, knowledge evolves through the individ-
ual's participation in a process of theoretical and practical training,
wh~ch enables the adept to perceive directly every aspect of experience
as. Involved in new and pnprecedented modes of relationship-both
With each other, and with the perceiving consciousness itself. This has
been called both a "nonreferential" and a "nonegocentrist" theory of
meaning:
Th us It
· IS
· precisely the reaffirmation oflanguage, free of any suppl)sed
absolute substratum, as a practical, conventional process, an ordinary
114 CandrakTrti and Early Indian Modhyamika
activity of human beings, a "form oflife" (Ltbensform) that sets the non-
egocentrist philosopher apart from the skeptic and the mystic, who make
the classic absolutist mistake of thinking that lack of an absolute basis is no
basis at all, lack of an absolute process is no process at all, lack of an abso-
lutistic, privately grounded language is no language at all, lack of a math-
ematically absolute, perfect logic is no logic at all, and so on. 14
pretations that give shape not only to the quest for knowledge, but to
knowledge itself, and ultimately to all forms of experience.
The problem of rationalism-its inability to break free from its self-
imposed demands-is an issue that lies at the heart of the Prasangika's
quarrel with rival Buddhist theoreticians, and it is equally relevant to
anyone trying to find meaning in the central concepts of the Madhy-
amika, for the role of rational thought in the process of understanding is
a matter subjected to the most intense scrutiny by Nagarjuna and Can-
drakirti: "Although this exposition of the reality [expressed in the truth
of the highest meaning] is profound and frightening, it will certainly be
understood by a person who has previously cultivated [his textual study
in the practice of meditation]. Any others will never comprehend it,
despite the breadth of their learning. One must clearly perceive that all
other philosophical systems are composed simply as justification for
their own unstated presuppositions." 16
The . Madhyamika leaves open the possibility that philosophical
uncertainty, confusion, and doubt can be resolved once and for all, yet
he insists that this happens-that one obtains "true," functional knowl-
edge of the concept of emptiness-only upon mastering its application.
In application the concept of emptiness is no different from any other
mundane notion (for example, causality or production). Rationalism
flounders in paradox and contradiction that need pose no obstacle to
·practice. The farmer does not question whether or not a sprout is pro-
duced from a seed but perceives that it happens through experience
unmediated by theory and inference, and he acts accordingly. He plants
the seeds so that he and his family can enjoy an autumn harvest. Simi-
larly, the bodhisattva well trained in study and practice of the Madhy-
amika's soteriological philosophy no longer questions whether or not all
things are in and of themselves "unreal"-he simply perceives this and
acts in accordance with what he perceives.
The concept of emptiness is distorted when forced to serve as the
object of an inferential judgment, for it cannot be effectively taught
through the inculcation of a new system of beliefs or a new set of expec-
tations about the world. On the contrary, one must learn the meaning of
emptiness through a meticulous deconstruction of all present beliefs and
the entire form of life from which they spring, and this can only be
accomplished by engaging in a specific training designed to cultivate an
unwavering mindfulness with respect to the most trivial details of day-
to-day affairs. An alternative form oflife is not necessarily a function of
believing or expecting different things about the world in which we live.
Liberation from old and deeply en grained patterns of thinking and per-
ceiving need be neither a supernatural nor a miraculous phenomenon,
but rather a very mundane affair. Dreams of magic and talk of mystical
p
intuition are all too often merely alternative, slightly more pleasant
ways of masking the old destructive patterns of clinging and manipula-
tion. As Gregory Bateson has written, "A miracle is a materialist's idea
of how to escape from his materialism . . . . And like applied science, it
always proposes the possibility of control. So you don't get away from all
that way of thought by sequences into which that way of thinking is
already built in." 17 Compare Nagarjuna: "Everyday life (samsara) is not
the slightest bit different from salvation (nirvarza), nor is salvation the
slightest bit different from everyday life." 18 And Candraklrti: "The
Lord of the world taught that no salvation is itself salvation. A knot
made by space is released only by space." 19
In Candrakirti's writing, the analysis of the Madhyamika's soterio-
logical philosophy is presented as a revolutionary deconstruction of all
views and beliefs which seek justification through reference to a set of
presuppositions discoverable a priori, regardless of how rational or vir-
tuous or sublime these views and beliefs may seem to those who hold
them. 20 Ultimately, given the Madhyamika's notion of the task of phi-
losophy, the change engendered through rigorous training in applica-
tion of the concept of emptiness is no abstract matter of cultivating
another, alternative view or belief. To actualize emptiness is to affirm
one's membership in the universal context of interpenetrating relations
which gives meaning and structure to human activity. And this affirma-
tion of membership is registered in a transformation of behavior which
simultaneously fosters and is fostered by a change 1in the nature of one's
experience of the everyday world-a world which no longer appears
as a collection of intrinsically real, compartmentalized objects, each
one dissociated from the others and from a similarly isolated, frag-
mented "1."
For present purposes, however, the essential point is not whether onf
in fact endeavors to actualize the concept of emptiness through practict·
of meditation and the other perfections, but rather that one appreciate ~
how the Madhyamika's approach to language and conceptual thought i~
c~uched in a particular philosophical paradigm. This alternative para·
dlgm defines the task of philosophy in precise tffms, through the syste·
m~tic working out of a way to integrate theoretical understanding con·
sclously and harmoniously with everyday life. I have said that
~~eriology is built into the philosophy of the Madhyamika, and that
agarjuna's thought is invariably distorted by any speciali~ed analysis
that
. .rests on unexamme . d presuppositions
. . '" .
en,orcmg an ar b"ltrary d.lS-
hnctlOn between " religion" and "philosophy." This claim can now be
~xpanded as follows : First, there is no question that the Madhyamika
lterature .
d . ·lncorporates .
a vanety o f responses to t h e vanous
. onto Iog1c
. al
an epistemological problems of "normal philosophy'' (in the sense of
118 CandrakTrti and Early Indian Madhyamika
~~
'
~I
'
Philosophy as Propaganda 121
~J~; Is this a perspectival drawing of a cube from above, or from below? Per-
haps it is something else entirely-a polygonally cut gem, or a two-
dimensional set of lines. One is tempted to say that it is all these things
and more, but no amount of effort will allow us to see them simultane-
ously. Dualistic, conceptual thought influences perception in such a way
that any of these possibilities can only be seen individually, as a self-suf-
ficient , discrete image, but at .the same time we are aware of the inti-
mate relations that obtain between the various figures in this drawing.
According to the Madhyamika, a similar but much more convoluted
and subtle relationship holds between any two dichotomies of concep-
tual thought, whether expressed in ontological, epistemological, ethical,
or any other terms: Cause/effect, subject/object, substrate/predicate,
absolute/relative, truth/error, good/evil, and all other dualistic concepts
find their meaning in the context of their elusive relationship with each
other and with an interrelated network of other such concepts. The
structure that they give to all experience-a structure that seems "to
emerge from the things themselves" -is also dependent on an illusion
similar to the Necker cube , where each image finds its meaning and
existence only in the context of its relationship to partners that must
always remain out of sight. The critical difference is only that the con-
text of everyday life in which these other relationships are embedded is
infinitely more complex, for it embodies an indeterminate number of
historical and circumstantial factors shared by the sociolinguistic com-
munity in which this vocabulary is used and thought and perception
take place. Nevertheless, a cause can no more be detached from its
effect than one image from the other, and neither can the "self' .be
extracted from the context of its relar'ionship with the "others" that
make up all of the sentient and insentient world . Moreover, just as there
is no objective, neutral or uninterpreted image available to the subject
viewing the drawing above, so it is pointless to refer our concepts and
perceptions back to any a priori, uninterpreted ground.
The nature of rational thought and perception is such that it necessar-
ily focuses on one or the other aspect of any dichotomy, as though each
was significant in and of itself, entirely apart from its hidden partners.
Nondualistic knowledge derives from a noninferential awareness of the
total context in which all experience is immersed, and through which it
finds its meaning and reality. This context is the constantly fluctuating
collocation of elements comprising one's whole form of life. It is neces-
sarily recognized as a constantly fluctuating "state of affairs " and not as
~static "thing," so that once the attention is brought to bear unremit-
tingly on the contextual nature of experience, the possibility of reified
thought disappears. When we focus our attention on the total context of
the Necker cube we still see either one figure or another, but we also see
through them , for we do not see them as solitary, fragmented images
122 CandrakTrti and Early Indian Modhyamika
One who has set out on the career of a bodhisattva should reflect in the
following way: '' However many living beings there are gathered together
in the univer~ of beings-egg-born, or born from an embryo, or mois-
ture-born, or miraculously born, with or without form, with ideation,
without ideation, with neither ideation nor nonideation-to whatever
extent a universe of beings can be designated-all these must be led to
release from suffering, to the realm ofnirval)a which leaves no remain-
der." Yet although an infinite number of beings may thus be led to nir-
vaQa, no being at all is ever led to nirvaQa. And why is this? If in a bodhi-
sattva the idea of a "being" should occur, then he would r.ot be called a
bodhisattva. He is not to be called a bodhisattva in whom the idea of a
being should occur or the idea of a sentient creature, or the idea of a real
person. 25
124 CandrakTrti and Early Indian Madhyamika
valid grounds for justification of the form of life manifest in the bodhi-
sattva ideal. All the rhetoric (which, taken as a whole, is internally
inconsistent) is aimed toward gradually convincing us that freedom is to
be found in the Buddhist way of life. But such conviction must ulti-
mately give way to training and practice. Philosophy as a methodologi-
cal exercise in pure rationalism (a sophisticated version of ostensive def-
inition) is incapable of providing an objective foundation for this way of
life or any transcendental justification for the ethical ideals of the Bud-
dhist. The rationalist component of the Madhyamika is merely one of a
wide range of propagandistic devices referred to, generically, as "skillful
means"; yet the tremendous significance of this fact can easily be
underestimated or forgotten when the arguments of the Madhyamika
are divorced, even for the purposes of a "specialized analysis," from the
tradition of ritual practice and meditation. The problem is a particu-
larly thorny one, since abject refusal to comply with the vocabulary and
propositional structure of epistemologically oriented philosophy cannot
but appear highly suspect in a community of intellectuals steeped in the
tradition that proceeded from Descartes through Locke and Kant to
where it presently endows the scientific, rational world view with its
exclusive right to all adjudication in matters of meaning and structure.
A number of modern studies demonstrate an awareness-of the difficul-
ties involved, and several commentators have begun to recognize this
propagandistic element in the Madhyamika's approach to language and
conceptual thought. But so far no one seems to have remarked that the
Prasarigika technique is paralleled in the work of modern pragmatist
and deconstructive philosophers. When efforts to force Nagarjuna's
work into a neo-Kantian mold fail, as they must, talk almost invariably
turns in equally unpromising directions, suggesting that the Miidhy-
amika is not to be read as philosophy after all, and thus cannot be prop-
erly judged by "philosophical" standards. We are told, for example,
that Nagiirjuna "had no interest at all in 'objectivity' as Western philos-
ophers define that word." 31 This sort of comment could be made only
by someone who has not given adequate consideration to the writings of
James, Gadamer, Wittgenstein, and all the others whose work I have
been referring to at intervals throughout these pages. This is the sort of
confusion we can continue to expect when the best scholars of Buddhist
literature isolate themselves behind the walls of a discipline that is
defined almost exclusively in terms of a philologically based methodol-
ogy. Clearly, the concept of objectivity is no longer taken for granted in
intellectual circles, and Western philosophers are at present far from
reaching any consensus as to its meaning and implications as a method·
ological strategy. It is therefore important to see how this same article'!
central thesis, that Niigarjuna's thought is essentially mystical and con·
Philosophy as Propaganda 127
The classical, older notion of objectivity stressed that truth was the prod-
uct of applying specific methods to particular intellectual tasks and data. Its
focal assumption was that truth was produced essentially by an individual
scholar and the approved method. But what grounds were there for a
confidence in the scholar's motives for conformity to the right method?
What was defocalized here was the social aspect of the process: namely,
that the scholar as a scholar was the product of a social system that had
trained and awarded him his credentials; that as a mature scholar he
worked as a member of a scholarly community; that he had to convince its
members of the warrantability of his assertions, and that he sought to do
so by employing the rules, methods and criteria that his community sanc-
tioned, as a rhetoric. 37
that reached its climax in the scriptures dealing with perfect wisdom
(prajno.piiramitiisutras). Although it arose out of a culture remote from our
own and was harnessed to the soteriological interests of Indian philoso-
phy, the Madhyamika's critique seems to have anticipated many of the
concerns of twentieth-century philosophers rebelling against the estab-
lished authority of neo-Kantian scientific rationalism. Consider, for
example, what Rorty characterizes as the "existentialist" view of objec-
tivity:
has. The reason relativism is talked about so much among Platonic and
Kantian philosophers is that they think being relativistic about philosophi-
cal theories-attempts to "ground" first-level theories-leads to being
relativistic about the first-level theories themselves. If anyone really
believed that the worth of a theory depends upon the worth of its philo-
sophical grounding, then indeed they would be dubious about physics, or
democracy, until relativism 1n respect to philosophical theories had been
overcome. Fortunately, almost nobody believes anything of the sort. 50
Here we find the well-known problem that Heidegger analyzed under the
title of the hermeneutical circle. The problem concerns the astounding
naivete of the subjective consciousness that, in trying to understand a text,
says "But that is what is written here!" Heidegger showed that this reac-
tion is quite natural, and often enough a reaction of the highest self-critical
value. But in truth there is nothing that is simply "there". Everything that
is said and is there in the text stands under anticipations. This means,
positively, that only what stands under anticipations can be understood at
all, and not what one simply confronts as something unintelligible. The
fact that erroneous interpretations also arise from anticipations and,
therefore, that the prejudices which make understanding possible also
entail possibilities of misunderstanding could be one of the ways in which
the finitude of human nature operates. A necessarily circular movement is
involved in the fact that we read or understand what is there, but nonethe-
less see what is there with our own eyes ('}nd our own thoughts). 54
spectacle out of what was once a truly majestic literature. Both text-crit-
ical rigor and devotion have their rightful place among the concerns of
certain groups of individuals within this society, and each has its own
valuable contribution to make in the Western encounter with Bud-
dhism. But the challenge of coming to terms with the Madhyamika
demands a greater capacity for self-critical awareness than either model
has yet been able to demonstrate.
Perhaps one major problem that faces us in any attempt to form a
clear concept of Buddhist philosophy is, in the end, the sociological cir-
cumstance that we have no cultural role model which embodies the
range of concerns proper to the traditional Indian philosopher (either
the darfanika or the frama!UJ), whose needs and interests were principally
governed neither by the exclusively intellectual disposition of the
scholar, nor by the pious faith of the devotee, but by the willingness to
use any resource in the search for a form of truth that would do justice
to both the intellect and the spirit. Without any well-defined context for
such an activity, there is naturally no legitimate arena for dealing with
the special problems generated by a text like The Entry into the Middle
Way. Any attempt to discover or define a viable hermeneutic for this lit-
erature must come up against social as well as intellectual barriers. And
yet Western philosophers may be trapped at an impasse, for according
to the Madhyamika no entirely rational solution will ever be ·able to
escape the dichotomy between objectivity and relativism. One hundred
years ago Nietzsche wrote, "We enter into a realm of crude fetishism
when we summon before consciousness the basic presuppositions of the
metaphysics oflanguage, in plain talk, the presuppositions ofreason." 59
Since Wittgenstein there has been a growing concern with the transfor-
mation or "end" of philosophy. If we are involved in something similar
to the paradigm shift described by Kuhn, then there is a good possibility
that reason may have to be assigned a significantly different role in any
new conception of philosophy. Derrida, for example, has already con-
siderably broadened the parameters within which rational discourse can
take place. Rorty's idea of philosophy as a conversation may go far
enough to avoid the impasse, but in any case the Madhyamika offers us
an ·interesting alternative in its radically pragmatic approach to the
problem of objectivity and relativism. Here philosophy is conceived of
neither as an attempt to define an ahistorical ground, nor as a continu-
ing intellectual conversation, but as the working out of a "justified prej-
udice" productive of knowledge grounded in a new form of life. Of
course a great deal of work remains to be done before any concept of the
Madhyamika's philosophical project will become completely intelligi-
ble, for at present even our translations of the texts are for the most part
suffused with presuppositions of method and objectivity. The opposition
--
Philosophy as Propaganda 139
We may now confidently add Nagarjuna's name to the list of those who
are not afraid of hitting ground.
Philosophy as Propaganda 141
What is the "best" iiiusion under which to live? Or, what is the most
legitimate foolishness? If you are going to talk about life-enhancing illu-
sion, then you can truly try to answer the question of which is "best." You
will have to define "best" in terms that are directly meaningful to man,
related to his basic condition and his needs. I think the whole question
would be answered in terms of how much freedom, dignity, and hope a
given illusion provides. These three things absorb the problem of natural
neurosis and turn it into creative living. 64
goal] certainly do exist, but not in the form of both [soteriological and
conventional truths]. Sariputra, both the goal and its full realization are
simply everyday realities. [All of the various levels of spiritual attainment
including] the bodhisattva are mere conventional realities. From the per-
spective of the highest meaning, however, there is no goal and no full
realization. " 65
The Entry into the Middle Way (Skt. Madhyamakiivatiira) was originally
composed in 330 metered stanzas of Sanskrit verse, of which only 43
have thus far been recovered in full or part as citations in various other
extant Sanskrit treatises. Neither the original Sanskrit of Candrakirti's
text nor his autocommentary is presently available, so we must rely on a
Tibetan translation of both done by the Tibetan scholar Pa tshab Nyi
rna grags in collaboration with an Indian Pandit named Tilakakalasa
sometime during the eleventh century A.D. This translation was proba-
bly produced between 1070 and 1080 or thereabouts (cr.' Naudou 1968,
172), and may be found in four editions of the Tibetan canon: C 217b1-
350a7; D (3862) 220b1-348a7; N (3254) 266a5-415a2; P [98] (5263)
264b8-411 b 1. There is also a translation of the stanzas (kiin"kiis) alone,
done by the same team: C 198a1-216a7; D (3861) 201b1-219a7; N
(3253) 246b1-266a5; P [98] (5262) 245a2-264b8; and finally, a second
translation of the kiirikiis alone, by Nag tsho Tshul khrims rgyal ba and
Kr~Qapal)c;lita, found in only two editions of the canon: N (3252) 227a3-
246b1; P [98] (5261) 225b7-245a2. For our English translation Geshe
Wangchen and I used the edition of the Tibetan provided by La Vallee
Poussin, which was based on a comparison of P and N. He also utilized
a non canonical edition provided for him by Stcherbatsky, as well as Ja-
yananda's Madhyamakiivatiira.tika (P 5271) (see Tauscher 1983, 293). I
have referred to the partial translations of the kiirikas and commentary
listed in the bibliography under "Primary Sources, MA."
145
T
r
(1) Both the sravakas and the middling buddhas 1 are produced from
the [teachings of the] most excellent sage (munindra), and every buddha
is himself born from a bodhisattva. The generative causes of the sons of
the conquerors (or bodhisattvas) are the thought of compassion, non-
dualistic knowledge, 2 and the thought of awakening.
(2) Before all else I praise compassion; for this sympathy is regarded
as the seed of the precious harvest [which is] the conquerors, as the
water that nourishes [this crop], and as the ripening process that yields
mature fruit after some time.
(3) I bow down to this compassion 3 arising for all living beings who
have first generated self-infatuation through the thought "I," and then
attachment to objects through the thought "This is mine," so that like a
paddlewheel they wander round and round devoid of self-determina-
tion.4
( 4-5) The sons of the conquerors see these creatures as fluctuating
and empty of intrinsic being like the reflection of the moon in shimmer-
ing water. The first [stage in generation of the thought of awakening] is
dominated by compassion directed toward the liberation of all living
beings, and fixed in happiness that grows 5 from the vow of universal
good. 6 Because he has obtained [the thought of awakening], from this
moment on he is designated by the title bodhisattva.
(6)1 He is born into the family of the tathagatas8 and rids himself
completely of the three bonds; 9 the bodhisattva fosters a sublime joy,
and is capable of shaking10 a hundred world systems.
(7) Mounting from stage to stage he will make his ascent, [but even]
at this time 11 he will have eradicated the paths leading to rebirth in bad
migrations. 12 For him [any possibility of] life as a common man is now
absolutely exhausted, and he is assigned the same [status] as a saint of
the eighth rank. 13
(8) 14 Even [a bodhisattva] who has reached no further than this first
[stage in the] vision of the thought of perfect awakening excels by the
force of his merit, and triumphs over both the pratyekabuddhas and the
149
ISO The Entry into the Middle Way
[sravakas] born from the words of the most excellent sage; and at the
stage [called] "Far Advanced" (Drirangamii), he will surpass them in
intelligence (dhi) as well.
(9) During this time generosity predominates in [the bodhisattva] as
the initial cause of perfect awakening; and because this generosity
insures devotion even in giving one's own flesh, so it furnishes an
inferential sign of [qualities J that can not become manifest [at this
stage ]. 15
(10) All living beings yearn for comfort, but men are not even com-
fortable without some object of pleasure. 16 The sage established gener-
osity at the head [of the path] since he understood how objects of plea-
sure originate from it.
( 11) The objects of pleasure possessed by livmg beings with little
compassion, those who are filled with hostility and totally devoted to
selfish purposes, have themselves arisen from generosity, which causes
the alleviation of all suffering.
(12) Furthermore, before long, on some occasion when they are prac-
ticing generosity such men will meet with a saint; 17 after this the stream
of existence will be severed and they will attain [true] peace, which has
[generosity] for its cause.
( 13) Those who carry in their hearts the resolution to act for the bene-
fit of all living beings obtain, through [the practice of] generosity, imme-
diate happiness. Therefore these words on generosity are essential,
because they are designed for compassionate as well as uncompassion-
ate people.
( 14) Even the happiness that comes from entering into the peace [of
nirval)ajl 8 is unlike that happiness experienced by a son of the conquer-
ors when he thinks about hearing the word give. What can be said of [the
joy that arises] from abandoning all [inner and outer possessions]? 19
( 15) Through his pain in donating [the flesh] cut from his own body
[the bodhisattva] knows firsthand of the agony endured by others in hell
and the various [bad migrations], and he straightaway puts forth a
supreme effort that these sufferings may be eradicated.
( 16) That act of generosity which is empty of giver, giving, and recip-
ient is called a supramundane perfection; and that which is attached to
[concepts of] these three is taught as a mundane perfection. 20
( 17) In this way the joy abiding in the heart of the son of the conquer-
ors infuses its pure receptacle with a beautifully radiant light, and like
the precious liquid crystal of the moon, it conquers and dispels the
bl~ckest darkness. 21
b
THE SECOND STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
lSI
152 The Entry into the Middle Way
L
THE THIRD STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
153
b
154 The Entry into the Middle Way
1
(8) Patience beautifies and leads to association with noble people, it is
the knowledge involved in distinguishing between right and wrong can-
duct. Moreover, it brings about the disintegration of sin, and birth as a
god ora man.
(9) When the common man and the son of the conquerors have
understood the faults of anger and the good qualities of patience, and so
abandoned impatience, they ought to practice at once and forever
patience which is praised by the saints.
(10) Even as applied toward the awakening of a perfect buddha,
when [patience is associated with] attachment to reified concepts con-
cerning the existence of the three supports, it remains a mundane per-
fection. That [patience] which is devoid of any support was taught by
the buddha as a supramundane perfection.
( 11) At this stage the son of the conquerors experiences, along with
his practice of meditation ( dhyiina) and higher mental faculties, 5 the
complete exhaustion of craving and hostility. He is also capable at any
time of vanquishing the passionate craving of the world.
(12) The sugatas6 commonly recommend these three principles-gen-
erosity, [morality, and patience]-to laypeople. These same principles
constitute the provision of merit, and are the cause of the buddha's body
ofform. 7
(13) When it has completely dispelled the darkness of the son of the
conquerors within whom it resides, [the thought of awakening asso-
ciated with] this luminous [stage] brings with it a longing for total vic-
tory over the darkness of all living beings. At this stage, even though he
has become extremely zealous (ti~rw), [the bodhisattva] is never subject
to anger.
155
THE FIFTH STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
~·
.·....;
1
(1) At the stage called "The Unconquerable," the mighty one can-
not be subdued even by all the forces of Miira. 2 [Perfection of] medita- .
tion predominates, and (the bodhisattva] gains extreme skill in compre-
hension of the profound intrinsic nature of the [four] truths of the
noble-minded.
' 156
THE SIXTH STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
[Introduction]
I .
.
.·
(1) (At the stage called] "The Directly Facing," 1 fixed in balanced
concentration (samiidhi) and directly facing the Dharma of a perfect
buddha, (the bodhisattva] who perceives the nature of conditionality
(idampratyayata)2 abides in perfect wisdom and thereby attains cessa-
tion.3
(2) Just as an entire group of blind men is easily conducted to its des-
tination by a single person gifted with sight, so in this case also (perfect
wisdom J goes on to the [stage of] the conquerors, taking along with it
the (previous five J qualities that are without the eye of discrimination. 4
(3) The approach to be explained here is established in accordance
with the original way of the noble Nagarjuna, because he compre-
hended the profound nature of things through reason as well as through
scripture. 5
(4) 6 Even as a common man one may hear about emptiness and
experience an inward joy again and again-his eyes moistened with
tears born from that joy, and the hair on his body standing erect.
(5)1 The seed of a perfect buddha's discrimination lies within such a
person . This person is a proper vessel for teachings on reality, it is to
him that the truth of the highest meaning is to be taught, and he pos-
sesses the qualitieswhich must accompany that [instruction].
(6) 8 Always he lives morally, gives offerings, practices compassion,
and fosters patience. He applies the merit from these [virtues] toward
his awakening for the liberation of all living beings.
(7) He is devoted to the perfect bodhisattvas. A person who is expert
in this profound and vast way, who has by degrees obtained the stage
called "The joyous," and who is intent on this [stage]-he alone should
attend to this path. 9
157
•
158 The Entry into the Middle Way
(11) If, as you maintain, the seed associated with a particular sprout
is not different from that sprout, then either that which is termed the
sprout, like the seed, would never be perceived, 17 or the s~ed would look
just like the sprout because the two would be identical. It follows that
this [thesis] is unacceptable.
( 12) 18 Insofar as its effect is visible only when the cause has disap-
peared, the identity of the two is also unacceptable even in the context
of everyday experience. Therefore, this conception of an .entity arising
out of itself is unreasonable both in terms of the reality [expressed in the
truth of the highest meaning] and from the perspeci:'lve of everyday
experience. 19
(13) If one maintains this notion of self-production, then it follows
that cause ljanaka) and effect ljanya), or agent (kartr) and action (karma)
would [by the same criterion] be identical. They are obviously not iden-
tical, however, and therefore self-production is not an acceptable thesis,
for it entails these erroneous consequences which have been explained
in even greater detail [in the Madli.yamakafiistra ].
anything could arise from anything, because it is not simply [the cause]
which is different from (its effect]-all non-causes as well are different
(from that effect]. 23
(15) 24 [Objection] That which is capable of being produced is thereby
designated as the effect, and that which is capable of engendering it-
even though it is different (from this effect)-is the cause. (And further-
more, because] a thing is produced from [some other thing) which
belongs to the same continuum and which is itself a producer, therefore
it is not the case that a rice sprout grows from a barley seed, for exam-
ple.25
(16) (Response] You do not assume that a barley seed, or a seed of the
Kesara, the Kimsuka, or any other flower seed produces a rice sprout,
because they do not possess the capability to do so, because they are not
included in the same continuum [with the rice sprout], and because
they are not similar to it. In just the same way, because of the fact that it
is different [from the sprout), the grain of rice lacks [the characteristic
features of that sprout J. 26
( 17) 27 Granted that the sprout and the seed do not exist simultane-
ously, how then can the seed be different [from the sprout) when there is
[no existing sprout] for it to be contrasted with? It follows that [accord-
ing to your own analysis] the sprout cannot be produced from the seed.
This thesis of production from another must then be rejected . 28
(18) One may assert that just as we can see that the ascent and
descent of the two ends of a scale's balance occur simultaneously, in
much the same way the production of an effect and the destruction of its
cause (can also be said to occur simultaneously). 29 However, even if[ the
movements of a scale's balance) are simultaneous, in the case [of causal-
ity] there is no such simultaneity. The example is consequently inappro-
priate.
(19) 30 [Objection] What is being produced is "turned toward" produc-
tion and does not yet exist, while what is being destroyed is "t:.trned
toward" destruction although it still does exist. [Response] How is this
similar to the example of the scale? 31 And furthermore, this sort of pro-
duction in the absence of an agent is entirely illogical. 32
(20) If there is a difference between visual cognition and its own
simultaneously existing generators-the eye, the perception, and the
other coappearing factors, and [visual cognition itself already) exists,
then what is the necessity for its [repeated) arising? And if you say that
it does not already exist, then the fault entailed by this (thesis] has been
previously explained above. 33
(21) Let us suppose that the producer is a cause that produces an
effect different [from itself}. In this case, are we to believe that it
produces something which exists, which does not exist, which both
exists and does not exist, or which neither exists nor does not exist? If
160 The Entry into the Middle Way
[the effect already] exists, then what need is there for a producer? If it
does not exist, then what could a producer do to it? 34 And in either of
the last two cases the same question arises. 35
what is real. [The distinction between the two truths] must be under-
stood in an analogous fashion. 49
(30) If everyday experience were authoritative, then common people
would perceive the reality [expressed in the truth of the highest mean-
ing]. What necessity would there be for those others, the saints? And
what would be accomplished by following their path? It is unreasonable
for such foolishness to be accepted as entirely authoritative.
(31) Everyday experience is not authoritative in every respect, and
therefore it does not contradict the reality [expressed in the truth of the
highest meaning]. However, the obj~cts encountered in everyday expe-
rience are taken for granted on the consensus of that experience, and
any attempt to negate them may be etTectively countered by relying on
the testimony of just that everyday experience. 5°
(32) Worldly people merely sow the seed, and yet they claim, "I pro-
duced that boy," or they imagine, "That tree was planted [by me]."
Therefore production from another is not viable even by the standards
of mundane experience. 51
(33) The seed is not destroyed at the time when the sprout [is pro-
duced], because the sprout is not different from the seed; and yet,
because the two are not identical, so it may not be asserted that the seed
exists at the time when the sprout [is produced] .52
(34) If [an entity exists] in dependence on an intrinsic distinguishing
characteristic, then through negation of that [distinguishing characteris-
tic] the entity would be destroyed, and emptiness would be the cause of
its destruction. This is not the case, however, because entities do not
[intrinsically] exist. 53
(35) When the entities [taken for granted in the context of everyday
experience] are examined, they are found to have no intrinsic distin·
guishing characteristic other than the mark of the reality [expressed in
the truth of the highest meaning]. Therefore the conventional truth of
everyday experience is not to be critically examined. 54
(36)."Self-production" and "production from another" [have been
demonstrated as] untenable when dealing with the reality [expressed in
the truth of the highest meaning], and according to the same reasoning
these [two alternatives J are untenable for conventional purposes as well.
Through what sort of proof will you defend your [concept of] produc-
tion?
(46) 67 Just as waves stirred by the breeze rise up from a vast ocean, so
mind alone becomes manifest through its own potentiality, from the
seed of all [things}. This is referred to as" repository [consciousness] ." 68
(47) 69 "Dependent form" (paratantrariipa) acts as the foundation of
any designated existent entity (prajiliiptisadvastu) [in the following ways]:
( 1) It appeafs even in th~7 absence of any apprehended external object;
(2) it actually exists; and (3) its intrinsic nature is not within the range of
conceptual diffusion . 70
(48)1 1 [The Priisatigika respond5] Is there anywhere such a thing as
thought in the absence of an external object? If you intend to use the
example of a dream, then consider the following: From our perspective,
even in a dream there is no thought [in the absence of an object} , 72 and
therefore your example is unacceptable. 73
( 49) 14 If the existence of mind [in the dream is to be proven] through
reference to memory of the dream during waking hours, then the exis-
tence of the external object [in the dream is also established] by the
same criterion; for just as you remember "I saw," so there is also a
memory of the external object [seen]. 75
(50)1 6 You may suppose that during sleep visual cognition is not pos-
sible, and therefore only mental cognition is present in the absence of
[any external objectJ. According to this supposition, in a dream [the
dream er] attributes externality to this [mental cognition}, and here in
waking life [the process of perception is to be understood} in an analo-
gous fashion.
(51 )1 7 [On the contrary, we Prasangikas maintain the following]Just
as according to you no external object is produced in a dream, so
[according to us] the mental [cognition] as well is not produced: The
eye, the visual object, and the thought produced from them are all three
false. 78
(52) The remaining triads-the auditory, [olfactory, gustatory, tac-
tile , ~nd mental)1 9-are also not produced. Waking life is in this respect
similar to a dream. All things are false, there is no thought jin the
absence of an objective referent J, and deprived of a sphere of operations
sense organs as well do not [ultimately] exist. 80
(53) He who wakes from the sleep of spiritual ignorance is as one
awakening from a dream. So long as he does not awaken, the triad
remains, but when he wakes it no longer exists .
(54) Both the hair perceived under the influence of ophthalmia and
the cognition associated with the infected sense organ are real, relative
to that cognition. However, for one who clearly sees the object, the two
of them are fictitious. 81
- (55) If cognition were to exist in the absence of any object of knowl-
edge , then when the eye w~s directed toward the place where the hairs
164 The Entry into the Middle Way
[were seen], even a person not afflicted with ophthalmia should perceive
1
them. This is not what actually happens, though, and therefore this
[thesis] is untenable. 82
blue, for example, arises from its own seed without any externally
apprehended object, and on this account he assumes that such an object
is present. 91
(64) [However, this is not the case.] As in a dream the mental image
of a discrete objective form arises from its own ripened potentiality in
the absence of any such [actual form), so it is here in waking life also-
mind exists in the absence of any external object.
(65) [The Priisangika responds-) Since in a dream the mental cognition
appearing as blue, for example, arises in the absence of an eye, then why
is [such a mental cognition] not similarly produced from its own seed here
[in\wakinglife as well] to a blind man without any visual organ?
(66} According to you, in the dream [of a blind man] there is ripened
potentiality for the sixth [sense of mental cognition], while in waking
life there is none. If this is so, then why would it be unreasonable to sup-
pose that in the same way [the blind man possesses] no ripened potenti-
ality for the sixth [sense] here [in waking life], he also has no such
(potentiality] during the dream?
(67) The absence of eyes [in a blind man] furnishes no cause {for
vision in waking life]. Similarly, sleep also cannot be posited as a cause
[for vision] in the dream. 92 It follows that in a dream as well as in [wak-
ing life], the [perceived) object and the eye provide [coefficient] causes
for conceptualization of a fictitious entity.
t
166 The Entry into the Middle Way
1
(79) 107 There is no means of finding peace for those walking outside
the path trodden by the master Nagiirjuna. Such people have strayed
The Directly Facing 167
from the truth of the screen and from the reality [expressed in the truth
of the highest meaning], and on account of this they will never be free.
(80) 108 Conventional truth is the means, the truth of the highest
meaning is the goal, and one who does not appreciate the distinction
between these two treads a wrong path through his reified concepts. 109
(81) We [Madhyamikas] do not have the same attitude toward our
[concept of] the screen as you [Yogadirins] have toward :·our [concept
of] dependent being (paratantrabhiiva). With reference to the nature of
everyday experience, we say: "Even though things do not exist, they
exist" -and this is done for a specific purpose. 110
(82) [The things of the world] do not exist for the saints who have
abandoned the psychophysical aggregates and found peace. If, in a simi-
lar manner, they did not exist in the context of everyday experience, then
we would not maintain that they do-even in this qualified sense. 111
(83) If everyday experience poses no threat to you, then you may per-
sist in this denial of the evidence provided by such experience. Quarrel
with the evidence of everyday experience, and afterward we will rely on
the winner.
(84) At [the stage called] "The Directly Facing," the bodhisattva who
is turned toward [the truth of the highest meaning] realizes that "the tri-
ple world is mind alone." 112 [This teaching] is intended to refute (philo-
sophical views of the conventional] agent as an eternal self by demon-
strating th~t the agent is mind alone. 113
(85) Like a lightning bolt shattering the lofty mountain peak of the
outsiders, the omniscient one spoke these words from the Lankiivatiirasii-
tra with the aim of increasing the wisdom of the wise.
(86) Each one of the non-Buddhist philosophers 114 speaks in his own
texts about [the agent as J a "person" (pudgala), or as some other [per-
manent entity]. The conqueror did not agree with these [definitions of]
the agent, and so he taught that the agent within the context of everyday
affairs is "mind alone." 115
(87) Just as "he [whose knowledge of] reality is expansive" is
referred to as "buddha," so the [Lankiivatiira]siitra substitutes "mind
alone" for [the full expression J "mind alone is preeminent in the con-
text of everyday experience." The meaning of this sutra is not to be
understood as a denial ofform (riipa). 116
(88) 117 If he intended to deny [the existence of] form when he said
that (the triple world] is mind alone, then why would the mahiitman pro-
. ceed to state, in the same sutra, thaLI1lind alone is produced from delu-
sion (moha) and volitional action? 118
(89) 119 Mind alone fabricates all the diversity of sentient and insen-
tient worlds. (The buddha] declared that the entire universe is produced
L
from volitional action, but there can be no such action without mind. 120
(90) Even though form does indeed exist, it do;s not, like mind, func-
168 The Entry into the Middle Way
duction nor production from [another] has been proven, and this [third
alternative] is unacceptable both from the perspective of the truth [of
the highest meaning] and within the context of everyday experience.
like "God," for example, [which are nothing more than reified con-
cepts] . Nor are they produced from out of themselves, nor from
another, nor from both [self and other). They are produced in mutual
dependence.
(115) Reified concepts cannot stand up under analysis simply be-
cause entities are produced in mutual dependence. The logic of depen-
dent origination rips to shreds the net of philosophical views.
(116) If entities did [intrinsically] exist, then reified concepts would
be in order. [However,) upon critical investigation the entity as such
proves to be nonexistent, and in the absence of an [intrinsically existent]
entity, these reified concepts are inappropriate. 142 There will be no fire
in the absence of fuel.
+
172 The Entry into the Middle Way
follow that at the moment when the meditator realizes the absence of an
[ultimately real] self, [all conventionally real] things as well would cer-
tainly [be perceived as totally] nonexistent. l(in defense of this position
we assume that he has abandoned [only the concept of) the eternal self,
then in that event the self could not be mind or the psychophysical
aggregates. 158
( 131) The meditator who realized the absence of a self [simply as the
nonexistence of an eternal self) would not comprehend the reality of
form and the other [aggregates as expressed in the truth of the highest
meaning]. On this account, clinging and the other [affiictions] would
still be produced, for they arise through the [mis ]apprehension of form,
and he would not have comprehended the nature(= emptiness) of form
[and the other aggregates]. 159
(132) If [our opponent] considers the self to be the psychophysical
aggregates because the master taught that "the aggregates are the self,"
[then he should be made aware that] this is simply [to be construed as] a
refutation of the self as something different from the aggregates. In
other siitras it was taught that the self is not form [or any of the other
aggregates].l 60 ·
(133) In another siitra it is stated that the self is neither form (riipa)
nor feeling (vedanii), nor apperception (samjiiii), nor the prenatal disposi-
tions (samskiiras), nor consciousness (vy"iiiina). Therefore one cannot
assert that the siitra defines the self as [identical to] the psychophysical
aggregates. 161
I
174 The Entry into the Middle Way
sor and possessed] as, for example, [in the statement] "[Devadatta] pos-
sesses a cow." Or [it also applies] where there is no difference as, for
instance, [in the statement] "[Devadatta] possesses a body (riipa)." The
self, however, is neither different from nor identical with form. 173
( 144) 174 The self is not form, nor does the self possess form. The self
is not "in" form, and form is not "in" the self. All [five] aggregates are
to be understood according to just these four alternatives: [The cumula-
tive total of permutations] is regarded as a composite of the twenty
aspects of the philosophical view of a self (iitmo.dnti). 175
(145) 176 These [aspects] are the towering peaks situated on the enor-
mous mountain of the philosophical view of a real, substantial "I."
They and the self are shattered and completely destroyed by the light-
ning bolt of the comprehension of selflessness.
dhadhiira), 181 and it does not possess them. [The self, which is the basis of
clinging to an "I,"J is established in dependence on the aggregates. 182
(151) [The self is, in this respect, similar to a carriage.) One does not
consider a carriage to be different from its own parts, nor to be identi-
cal, nor to be in possession of them, nor is it "in" the parts, nor are they
"in" it, nor is it the mere composite [of its parts); nor is it the shape [of
those parts). 183
( 152) If the carriage were simply the composite [of its parts), then it
would exist even when [the parts) were disassembled. Also, it is unrea-
sonable [to assume that] the carriage is the mere shape [of the parts],
since in that event there would be no possessor of the parts (arigin) and
consequently no parts. 184
(153) According to our opponent, even when included in the car-
riage, the shape of each part is the same as it was previously, [at the time
when the carriage was not yet assembled). It follows that the carriage no
more exists after assembly than it did among the disassembled parts. 185
(154) If, within the assembled carriage, the shape of the wheels and
other parts is different [from the way it was before assembly,] then this
[difference] should be evident. It is not, however, and therefore the car-
riage is not simply its shape. 186 ,
(155) Again, according to our opponent, there is no real "compos-
ite." In this case, the [carriage] could not be the shape of the composite
of its parts, for how could there be any "shape" associated with that
which is nonexistent? 187
(156) It is just as you, our opponent, have maintained: 188 The image
of an effect, with an unreal quality of intrinsic being, [arises] in depen-
dence on an unreal cause. One must realize that all things are produced
in exactly this way. 189
(157) As a consequence, it would be unreasonable to assert that cog-
nition of a jug [is founded) on the form of the jug, for example, which is
analogous [to the parts of the carriage]. Form and the other aggregates
do not exist, because they are not produced, and therefore it is illogical
[to suppose] that they possess any shape. 190
a
--
The Directly Facing 177
hand, they do exist insofar as they are taken for granted in the context
of everyday experience.
(168) If a cause produces its requisite effect, then on that very
account it is a cause. If no effect is produced, then, in the absence [of
any effect], the cause does not exist. It follows that when the cause
exists, the effect will necessarily be produced [from it]. [If you, our
opponent, wish to maintain that both of them are established as intrinsi-
cally existent, then] please state which will emerge from which, and
which [of the two] will emerge first. 202
(169) If, according to our opponent, the cause produces its effect
through connection [with it], then in that event, since both of them
would have the same potentiality, there would be no difference between
the agent of production and the effect. If, on the other hand, [the. cause
and its effect are absolutely] discrete, then the cause would not be dis-
tinguishable from any non-cause. And apart from these two, there is no
other conception [of the cause-effect relationship]. 203
(170) If you say that the cause does not produce the effect, then [we
respond as follows:] There is in that case nothing to be referred to as
"the effect"; [moreover,] a cause divorced from any effect becomes a
non-cause, and such a thing simply does not exist. 204 Because we main-
tain that both [cause and effect] are like magical illusions, therefore we
are subject to no [logical] fallacy, and the elements of everyday experi-
ence are left intact. 205
L
180 The Entry into the Middle Way
not exist. These are not apprehended, so they are referred to as "th(
unapprehended."
(217) The unapprehended is devoid of any intrinsic essence, neithe1
does it endure eternally nor is it subject to decay, and this is (called]
"the emptiness of the unapprehended" (anupalamhhafrlnyatii).
(218) [XVI] Entities are without any essential quality of co!flposi·
tion, because they originate from (causes and) conditions. The empti·
ness of this quality of composition is [called) "the emptiness of the non·
entity" (abhD.vo.Srlnyatii). 219
[Conclusion]
(224) (The bodhisattva] radiates light through the brilliant ray of wis-
dom. He realizes that this triple world is like a medicinal herb lying in
the palm of his own hand, since it is from the beginning unproduced.
And through the power of conventional truth he goes on to cessation. 221
(225) Even though his mind rests perpetually in cessation, still he
generates compassion for all living beings that are without any protec-
f'
tor. Later, through his wisdom, he will triumph over the sravaka and
the pratyekabuddha.
(226) With his broad white wings of the screen and of the reality
[expressed in the truth of the highest meaning), the king of the swans
soars a:head of the common flock. 222 Held aloft by the strong wind of
184 The Entry into the Middle Way
185
THE EIGHTH STAGE
IN THE GENERATION Of THE THOUGHT OF AWAKENING
186
THE NINTH STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
(4c-d) At the ninth [stage] each and every power is fully purified,
and likewise, [the bodhisattva) also obtains the (four] completely pure
intrinsic qualities (svagurwsY of analytic knowledge.
187
THE TENTH STAGE
IN THE GENERATION OF THE THOUGHT OF AWAKENING
(5) At the tenth [stage, the bodhisattva] receives from all the buddhas
the most sacred investiture, and his wisdom as well reaches its zenith. '
Like the shower falling from a thundercloud, the rain of the Dharma
falls spontaneously from the son of the conquerors to ripen the crop of l
virtue in all living beings. l
So ends the tenth [stage in the] generation of the thought of awaken-
ing called "The Cloud of Dharma" (Dharmamegha), according to the
exposition given in The Entry into the Middle Way.
188
THE QUALITIES AND FRUITS OF THE TEN STAGES
189
L
190 The Entry into the Middle Way
[stages] far exceed the range of speech, for ithey are as vast as the total
number of atoms [in the cosmos]-an inexpressible figure.
(9) Moment by moment, in the pores o( the bodhisattva's body, i
countle~s fully awakened buddhas are displayed, along with gods, L
demons', men, and other living beings. ~
[The qualities associated with the stage of\a fully awakened buddha]
(1) 1 The moon shines brightly only in a stainless sky, and therefore,
at this point you [the bodhisattva] must once again exert yourself in
order to reach the stage where the ten powers [of a buddha] are pro-
duced.2 You must attain the highest [stage of a buddha], the place of
most excellent peace, the incomparable limit to all [buddha] qualities.
'
(7) Similarly, [the buddha] puts forth no effort whatsoever as he
abides in his body of the Dharina, and yet his totally inconceivable
deeds are accomplished through the virtue he acquired [previously] as a
living being, 7 and in particular through his vow [to lead all living beings
to awakening].
[Conclusion]
(32) A bird does not turn back because it has reached the limit of the
sky-rather, it will return because its strength has been depleted. In the
same way, the sravakas [and pratyekabuddhas], along with the sons of
the conquerors, turn back from the boundless sky of inexpressible bud-
dha qualities.
(33) In this case, how can one like me even know of your qualities-
much less describe them? Nevertheless, because the noble Nagarjuna
explained them, I also have said a very little here to aid in the removal
ofdoubt. 16
(34) Emptiness is profound, and the other' qualities are extensive:
[All the qualities of a buddha] are realized only through comprehension
of a way profound and extensive.
(35) You who are of unmoving form descend incarnate into the triple
world, and through [your body of] transformation you exhibit birth and
passing away, as well as the wheel of the peace of awakening. Through
your compassion you lead worldly people of various sorts of behavior-
all those bound by the many snares of desire-to the transcendence of
suffering (nirva~a).
(36) Without knowledge of the reality [expressed in the truth of the
highest meaning], no amount of exertion will dispel all stains. The real-
ity of all things is independent of any division, and the wisdom which
has this reality as its object is also undifferentiated. Therefore, you
taught all living beings that the [ostensibly] dissimilar vehicles 17 are
[ultimately] without any distinction. ,/
(37) As the result of impurities which produce faults in living
beings, 18 the world does not penetrate to the profound level of a bud-
dha's practice. 0 Tathagata, because you possess wisdom along with
skillful means which arise from compassion, and because you vowed to
liberate all living beings-
(38) Therefore, like the wise [captain] who created en route a delight-
ful city in order to allay the fatigue of his crew journeying to the isle of J
gems, you created the vehicles [of the sravaka and the pratyekabuddha]"
in order to direct the mind of the disciples toward a way culminating in
.,
T
Qualities and Fruits of the Ten Stages 195
'
-.. .
EPILOGUE
(1) This approach has been set forth by the monk Candrakirti,
according to both treatises drawn from the Madhyamika texts them-
selves and to the scriptural tradition. ·
(2) Wise men affirm that the doctrine of emptiness is not found in
any philosophy other than [the Madhyamika] and, similarly, that this
particular approach as well is not found anywhere else [besides this
text], although it is firmly based on [the Madhyamika teachings].
(3) There are those who have abandoned the beneficial philosophy
[of the Madhyamika) without even trying to understand it, simply
because of fear arising from the [deep] color of the wide ocean [ol
Nagarjuna's profound wisdom]. Candrakirti has now fulfilled their
wishes through this [treatise which explains] the chapters of [Nagar-
juna's Madhyamakafiistra], like the dew which coaxes into bloom the buds
of an evening lotus.
( 4) Although the exposition of the reality [expressed in the truth ol
the highest meaning) is profound and frightening, it will certainly be
understood by a person who has previously cultivated [his textual study
in the practice of meditation]. 1 Any others will never comprehend it,
despite the breadth of their learning. One must clearly perceive that all
other philosophical systems are composed simply as justification fm
their own unstated presuppositions-as, for instance, in the case ol
those systems which postulate the existence of an [ultimately real] self.
And once this has been done, all fascination for theses proposed outsidt
this treatise should be relinquished.
(5) Now that this presentation of Master Nagarjuna's most beneficia
philosophy is complete, let whatever merit I have so acquired spreac
into every recess of the mind darkened by afflictions, like the white ligh1
of stars scattered across the blue autumn sky; or let it become a treasun
held in the heart, like a jewel set into the expanded hood of a might)
cobra, so that all the worlds [of living beings] may come to understanc
the truth [of the highest meaning] and quickly arrive at the [final desti·
nation of the path ]-the stage of a tathagata.
196
NOTES
BIBLIOGRAPHY
INDEX
..
NOTES
SECTION ONE
199
200 Notes to Pages I0-1 ~
ted text in its own way, for the text is part of the whole of the tradition in whid
the age takes an objective interest and in which it seeks to understand itself. Tht
real meaning of a text, as it speaks to the interpreter, does not depend on tht
contingencies of the author and whom he originally wrote for. It certainly is no
identical with them, for it is always partly determined also by the historical situ·
ation of the interpreter and hence by the totality of the objective course of his
tory. . . . Not occasionally only, but always, the meaning of a text goes beyonc
its author. That is why understanding is not merely a reproductive, but alway:
a productive attitude as well . . . . It is enough to say that we understand in <
different way, if we understand at all."
11. Webster's Ninth New Collegiate Dictionary defines empirical as "relying or
experience or observation alone often without due regard for system and the
ory." The very idea of such raw experience is highly questionable, and tht
Madhyamika philosopher is of course not alone in calling attention to the inti
mate bond between one's concepts and one's experience in the world. Com
pare, e.g., Feyerabend 1975, 76 and passim, on the subject of natural interpre
tations, and Rorty 1982, 4ff.
12. Cavell1966, 164-165.
13. Rorty 1982, xiv.
14. Ibid.; cf. also Feyerabend 1975, 189, where he characterizes the "episte-
mological anarchist" in similar terms: "His favorite pastime is to confuse
rationalists by inventing compelling reasons for unreasonable doctrines."
rJ
15. Cf. Feyerabend 1975, 154fT., for a discussion of how these same tactic~
have been used throughout modern history in the service of all revolutionar~
ideas.
16. The possibility of communication is not as remote as it might seem, how
ever. The subjects of conversation in medieval India, though dominated by
Hindu preoccupations with metaphysical problems, were not all that different
from the concerns of many twentieth-century Western philosophers dominated
by Kantian epistemological preoccupations with subject and object, representa-
tion and the real, and so forth.
17. See Cavell1966, 176-177, where Cavell quotes from Wittgenstein's lec-
tures as reported in Moore 1955, 26.
18. Cf. PSP, 373: yadii tu timiropaghiityaviparltaiiinyatiidariananjananjitabuddhi-
nayanii/1 santa~ samutpannatattvajnana bhavanti tadii tat tattvam anadhigamanayogena
svayam adhigacchantlti I (When, however, their eye of awakening is anointed with
the salve of the direct vision of emptiness, which cures any optical defect, and
[nondualistic 1 knowledge of reality has arisen [within them 1, then these people
realize for themselves the reality of that [which had been previously misunder-
stood1-by not realizing it!) (All translations are the author's unless otherwise
indicated.) It is extremely important to see that the Madhyamika does not take
for granted an epistemology that preserves all the old presuppositions about
knowledge as representation, as a relationship between an independent subjec-
tive presence and its objective referents. What must, in the beginning, be
characterized as a new conceptualization of the world turns out, in the end, tc;>
be a modified observational language incorporating its own set of natural obser-
vations. Also see Rorty 1982, 4ff., and §4.5, below .
. 19. Gadamer 1976, 27, and 1988, 270.
Notes to Pages I 3- I 7 201
20. My major regret in this respect is that I have been unable to include here
a complete translation of Candraklrti's own commentary on The Entry into the
Middle Way, which would have greatly facilitated understanding of the text.
This project is presently under way, but it will not be ready for some time, and
it seemed best to go ahead with publication of a translation of the stanzas. Only
a very small percentage of the Miidhyamika literature is available in Western
languages. We do not yet even have a complete translation of any one commen-
tary on Niigiirjuna's Madhyamakafii.stra, the most fundamental of all Miidhy-
amika sources!
21. Here is the force of the claim embodied in proselytic scholarship, for the
entire deconstructive project of the Miidhyamika needs to be read as a response
to the question: How can all living beings find happiness, peace, and liberation
from every form of fear and suffering? But mere reconstruction does not suffice
to make this a real question for us.
22. Jong 1974, 26.
23. Ruegg 1967, 5.
24. Gadamer 1976, 92 .
25 . Demieville (1973, 247) seems to find a similar stress on purpose or appli-
cation in the early Chinese understanding of the Buddhist "absolute" :
"L'idealisme naif qui nie !'existence des choses exclurait une telle activite
(desinteresse] et fausserait le rapport entre !'esprit et les choses en y intro-
duisant un dualisme, une relativite qui doit etre neutralisee en un absolu,
absolu con.;u du reste en ses consequences pratiques ."
26 . Cf. MA 6.119: I rang gi Ita Ia chags dang de bzhin du II gzhan gyi Ita Ia 'khrug
gang rtog pa nyid II de'i phyir 'dod chags khong khro mam bsal te II mam dpyod pa na
myur du grol bar 'gyur I (Attachment to one's own view and likewise aversion to
the view of another is itself evidence of reified thinking. When one sets aside
attachment and aversion and conducts an analysis [of all views), he will soon
find liberation .)
27. Cf. Rorty's (1982, 35) concerns about Pears's interpretation ofWittgen-
stein.
28. The first quota:tion isMS 13.8cd: ymim tu siinyatiidntis tiin asii.dhyiin babhii-
~ire; the second appears in PSP, 540, where it is cited by Candraklrti from an
unidentified source. The entire verse reads, "The lord of the world taught that
no salvation is itself salvation-a knot made by space is released only by space"
(anirvii"(lam hi nirvii"(lam lokaniithena desitam I iikiiiena krto granthir iikiiienaiva moci-
tafz/1). Cf. Wittgenstein : "Why is philosophy so complicated? It ought to be
entirely simple . Philosophy unties the knots in our thinking that we have, in a
senseless way, put there . To do this it must make movements as complicated as
these knots are . Although the results of philosophy are simple, its method cannot
be, if it is to succeed. The complexity of philosophy is not its subject matter, but
our knotted understanding" (cited in Fann 1969, 103 n . 4).
SECTION TWO
was almost certainly directed against only one of at least eighteen early Indian
Hinayana sects, the Sarvastivada: see Lamotte 1944-1980, 3:xvff., for a dis-
cussion of the Sarvastivadin literature.
2. Stcherbatsky 1923 still provides the best introductory survey of the Hina-
yana concept of a dharma. The most recent interpretation of the Mahayana cri-
tique of this concept is Gudmunsen 1977.
3. The English word reality is misleading here: Sanskrit tattva is composed of
two grammatical elements: tat 'that' or 'it,' and tva '-ness,' a suffix used to form
abstract nouns. Tattva is etymologically "that-ness" or "it-ness."
4. In fact, as Daye (1975, 84) has suggested, "emptiness" is a "non-referring
term," a "third-order capstone reflexive concept."
5. Runes 1942, 210, defines nihilism as follows: "The doctrine that nothing,
or nothing of a specified and very general class, exists, or is knowable, or is
valuable. Thus Gorgias held that (1) nothing exists; (2) Even if something did
exist it could not be known; (3) Even if it were known this knowledge could not
be communicated." This would certainly represent the philosophical view of
"nonbeing" (abhii.va). --
6. See§3.4.1.
7. Candrakirti's position on this issue is clearly stated in PSP, 75: satsu pra-
mii.rze~u prameyii.rthii.b satsu prameye~v arthe~u pramii.rzii.ni I no tu khalu svii.bhii.vikl
pramii.rzaprameyayob siddhib (Insofar as there are means of knowledge, there are
objects of knowledge; and insofar as there are objects of knowledge, there are
means of knowledge. It is certain that neither the means nor the object of
knowledge can be established in and of itself.) Cf. Gadamer 1976, 50-51: "Just
as the relation between the speaker and what is spoken points to a dynamic pro-
cess that does not have a firm basis in either member of the relation, so the rela-
tion between the understanding and what is understood has a priority over its
relational terms. Understanding is not self-understanding in the sense of the
self-evident certainty idealism asserted it to have, nor is it exhausted in the rev-
olutionary criticism of idealism that thinks of the concept of self-understanding
as something that happens to the self, something through which it becomes an
authentic self. Rather, I believe that understanding involves a moment of 'loss
of self that is relevant to theological hermeneutics and should be investigated in
terms of the structure of the game."
8. See §1, n. 18.
9. Kuhn's and Feyerabend's concept of "incommensurability" is especially
relevant in this context. See, e.g., Feyerabend 1975, 229: "Should we welcome
the fact, if it is a fact, that an adult is stuck with a stable perceptual world and
an accompanying stable conceptual system, which he can modify in many ways
but whose general outlines have forever become immobilized? Or is it not more
realistic to assume that fundamental changes, entailing incommensurability,
are still possible and that they should be encouraged lest we remain forever
excluded from what might be a higher stage of knowledge and consciousness?
. . . The attempt to break through the boundaries of a given conceptual sys-
tem ... involves much more than a prolonged 'critical discussion' as some rel-
ics of the enlightenment would have us believe. One must be able to produce and
to grasp new perceptual and conceptual relations, including relations which are
1
Notes to Pages 19-25 203
SECTION THREE
L
204 Notes to Pages 25-27
vyavartanl, (3) Suhrllekha, (4) Ratnava/1, (5) Siinyatiisaptati, and (6) Vaida.lyasiitrapra -
kararuz. Cf. Lindtner 1982 for a detailed review of the evidence, and Williams
1984 for further consideration of this material .
4. For an English translation of Bu ston, see Obermiller 1931-1932 ; for
Taraniitha, see Chimpa and Chattopadhyaya 1970.
5. What follows is no more than a cursory review of the major trends in
Buddhist studies in the West. Several very competent and useful studies do not
fall easily into any category, but these three phases are certainly the only tho-
roughgoing attempts at interpretation of the Madhyamika thus far proposed in
the West.
6. Keith 1923 represents the Madhyamika as a doctrine based on a concep-
tion of reality as "absolute nothingness" (237, 239, 247, 267); and Kern 1896
calls it "complete and pure nihilism" (126).
7. See, e .g., MS 14. 7 and PSP, 490: sa bhavan svavikalpanayaiva niistitvam iiin-
yatartha iry evam viparitam adhyaropya . . , upalambham bruvarzo 'smasu (You, sir,
falsely impute to emptiness a nihilistic meaning-your own reified concept
I
. . . vilifying us with this insulting accusation .) cr. n. 24, below.
8. RV 1. 79 ab, d: I sdig da.ng bsod nams bya ba 'das II zab mo bkrol ba 'i don dang
lda.n II [mu stegs gzhan dang rang giyang I] I gnas med 'Jigs pas ma myangs pa 'o I
9. Stcherbatsky 1927, 207 . Cf. ibid., 217 : "This is a purely Mahayanistic
doctrine, viz. that Buddha, as soon as he became a real Buddha, did not speak,
because human speech is not adapted to express, and human knowledge incap-
able to realize conceptually, that unique Substance of the Universe with which
the Buddha himself is identified."
10. It may be objected that Murti is, after all , an Indian author, and there-
fore his work ought not to be considered in this review of Western scholarship.
In response to this objection I would point out that his book has had a profound
influence on the way the Madhyamika is understood in the West, and it is
routinely cited as an authoritative source. See, e .g., Sprung 1979 and Bhatta-
charya, johnston, and Kunst 1978.
11. Murti 1960, 235. Examples of this sort of language can be multiplied
indefinitely. But Murti's book is inconsistent , for elsewhere he seems con-
sciously to avoid references to a "transcendent ground" or a "thing in itself'-
e.g. , ibid., 162-163 and 140.
12. Reference to a "transcendent ground" must, however, be defended
against charges that concepts ofsuch an underlying reality would be nothing
more than references to the fourth member of the tetralemma (catu~ko.ti). Cf.
Ruegg 1983, 223-224: "Thus, according to mKhas grub rje and his school, the
Madhyamika's refraining from asserting a thesis (da.m bca'; pratijiia) or tenet
(khas len; abhyupagama) is [not] to be interpreted .. . as a quasi-thesis (which
would in effect be comparable to position 4 of the 'tetralemma' [catu~ko.ti]where
an indeterminate entity 'x' is posited and defined as being without the predi-
cates 'A' and 'A'-in terms, perhaps, of a logic which is not two-valued and
based on the principle of bivalence, or in terms of some 'logic of mysticism' pos-
tulating an ineffable entity) ." Cf. also ibid ., 206 n . 2, and MA 6. 146, where
Candrakirti rejects the concept of an ineffable reality. The same criticisms apply
to the claim that the Madhyamika is not philosophy but mysticism (see§ 5.6) .
••
Notes to Pages 27-32 205
13. MS 18.8: sarvam tathyam na vii tathyam tathyam ciitathyam eva ca I naiviitathyam
naiva tathyam etad buddhiinufiisanam II
14. The N aiyayikas were a strict empiricist school of philosophy in ancient
India.
15. I use the expression here as the nearest equivalent for the Sanskrit siidhy-
asama, with due regard for the information provided by Bhattacharya, John-
ston, and Kunst 1978, 22-23 n. 3. Also cf. Bhattacharya 1974, 225-230; and
Matilal1974, 221-224.
16. VV 29: yadi kiicana prati:fii.ii syiin me tata efa me bhaved dofah I niisti ca mama
pratijii.ii tasman naiviisti me dofah II
17. Rorty 1982,161.
18. Ibid., 86.
19. See, e.g. , MS 15. 10: astlti fiiJvatagriiho niistlty ucchedadarfanam I tasmiid
astitvaniistitue niiJrlyeta uicakfartah II(" Existence" is grasping at the eternal,
"nonexistence" is the philosophy of nihilism: Therefore the wise man does not
rely on "existence" or "nonexistence.") Candraklrti comments (PSP, 273):
"These teachings of 'existence' and 'nonexistence' create obstacles [even] on
the path to heaven and cause great misfortune."\
20. PSP, 247-248: yo na kim cid api te parzyam diisyiimlty uktal; saced dehi bhos
tadeua mahyam na kim cin niima pa7JJam iti briiyiit . . . I
21. See, e.g., MS 15.7~11 (especially v. 10), and Candraklrti's comments in
PSP, 269-279. Also see §3.3: "History and doctrine of the Middle Way."
22. See §2, n. 5, above.
23. MS 24.1: yadi fiinyam idam saruam sarvam udayo niisti na uyayal; I catiirrziim
iiryasatyiiniim abhiiuas te prasajyate I I
24. MS 24 .Sed: euam tr17J.Y api ratniini bruuiirziih pratibiidhase II
25. See MS 24.7 and Candraklrti's comments (PSP, 491): ato nirauafefa-
prapaiicopafamiirtham fiinyatopadifyate I tasmiit sarvaprapaiicopafamal; fiinyatiiyiim pra-
yojanam I bhauiims tu niistituam fiinyatiirtham parikalpayan prapaii.cajiilam eva samuar-
dhayamiino na fiinyatiiyiim prayojanam uetti II (Emptiness is taught in order ~o calm
conceptual diffusion completely; therefore, its purPQse is the calming of all
conceptual diffusion. You, however, in imagining that the meaning of empti-
ness is nonexistence, actually reinforce the net of conceptual diffusion. On this
account you do not understand the purpose of emptiness.) Sprung's translation
is particularly unreliable here and can be compared with this one as an example
of the absolutist interpretation at work.
26. See his comments at PSP, 490, where he cites MS 18.5.
27. Gimello 1976a, 8-9.
28. This synopsis of Gudmunsen's argument parallels the one offered in
Huntington 1983a.
29. Gudmunsen 1977,8.
30. Ibid.
31. See Ruegg 1981, 4-5 n. 11, on the problem of dating Nagarjuna.
32. Ibid.,6.
33. The small amount of biographical information is discussed in Walleser
1922 and Murti 1960, 88-91. See the reference to Ruegg in n. 31 above for
other available sources.
206 Notes to Pages 32-37
34. See in particular Huntington 1986 for an edition and text-critical study of
the Akutobhayii.
35. On the date of Aryadeva, see Lamotte 1944-1980, 3:1373. For general
information on his life and writings, see Ruegg 1981, 50-54, and May 1979,
4 79ff.
36. Ruegg 1981,54-56.
37. Ibid., 60.
38. See Saito 1984 for an edition and partial English translation of this text.
39. Cf. Obermiller 1931-1932, 135. The immensely influential taxonomic
labels that 'gyur ba (priisangika) and rang rgyud pa (sviitantrika) probably originated
in the writings ofPa tshab Nyi rna grags (see Mimaki 1982, 45).
40. Chimpa and Chattopadhyaya 1970, 197.
41. Ruegg 1981, 71 n. 228.
42. Chimpa and Chattopadhyaya 1970, 206.
43. Ibid. Could this explain the lack of interest in Candraklrti's writings on
the part of the Chinese? In fairness to him, see MAB, 218 (translated in part 2,
note to 6.108).
44. Cf. Ruegg 1971, 453 n. 25. The positing oftantric masters supposed to
be identical with early Indian teachers is quite common in late Indian and Tibe-
tan Buddhist literature.
45. The most comprehensive bibliography ofCandraklrti's works appears in
Lindtner 1979, 87-90.
46. There is good reason to suspect that the tantric texts are mistakenly
attributed to the Candraklrti who wrote MAB, PSP, and so forth: cf. Lindtner
1979, 87 n. 12.
47. Ruegg 1981, 61; and May 1979,482.
48. For studies of Bhavaviveka and his philosophy, see Lopez 1987, Iida
1980, and Ruegg 1981, 61-63. Kajiyama 195 7 presents an interesting analysis
of the Svatantrika-Prasangika debate. Also see Mookerjee 1975 for a discussion
of the prasanga technique and its historical roots as a rhetorical device.
49. From the time of Bhavaviveka on, the Madhyamika became more and
more preoccupied with logical and epistemological problems and much les1
concerned with pragmatics ( cf. Ruegg 1983, 239).
50. See PSP, 16: na ca miidhyamikasya svata~ svatantram anumiinam kartum yuktari
pakfiintariibhyupagamiibhiiviit I (It is not suitable for a Madhyamika, because he
does not accept the premises of his opponent, to present his own independently
valid inferential judgment.)
51. Cf. §1, n. 11, above. _ _
52. See §3.4: "Major philosophical themes of The Entry into the Middle Way."
. 53. Modern Western scholars who see th~. Madhyamik,a as mysticism rather
than philosophy are similar in this regard to Bhavavive~a. Cf. Betty 1983.
54. PSP, 24: na hi fabdii diirrdapiisikii iva vaktiiram asvatantrayanti I kim tarhi saryiim
faktau vaktur vivakfiim anuvidhiyante I tataf ca parapratijniipratiftdhamiitraphalatviit
prasangiipiidanasya niisti prasangaviparitiirthiipatti~ I
55. See Ruegg 1981, 1-3, on the name "Madhyamaka" (Madhyamika).
56. Vl, 10-17(1. B. Horner'stranslation).
57. SN3, 134.30-135.19;andSN2, 17.8-30.
Notes to Pages 3 7-41 207
t sponds with the sensory impression. The point here is that the word emptiness
does not derive its meaning from the interaction between a mental image and
its objective referent.
120. TKP, 139.13-140.1, in particular: rtog pas bzhag pa de la rang rang gi bya
byed 'thad pa ni . . . dbu ma 'i lta ba mthar thug pa 'i dka' sa yang 'di nyid do I The
entire passage is translated and discussed in Huntington 1983a, 331. I have
translated ita ba here as "philosophy," taking into account the fact that the Tibe-
tan serves as a translation for both darfana (as in the present instance) and dr~.ti
(cf. Ruegg 1983, 206).
121. Cf. Matilal 1971, 162-165; Kajiyama 1966, 38-39; and Ruegg 1981,
78ff. and 1983, esp. 225-227.
122. Cf. the citation from Wittgenstein at n. 66 above, and nn. 66 and 67.
123. Cf. PSP, 3 73: tatra ntismin parapratyayo 'stlty aparapratyayam paropadefiiga·
"!)lam svayam eviidhigantavyam ity artha/1 I yathii hi taimirikii vitatham kefama.Saka·
~ikii.diriipam pa.Syanto vitimiropadeieniipi na faknuvanti keiiiniim yathiivad avasthitam
svariipam adarfananyiiyeniidhiganlavyam alaimirikii ivii.dhigantum kim tarhy ataimirikopa-
desiin mithyaitad ity etiivanmiilrakam eva pratipadyante I yadii tu timiropaghiityavipanta-
fiinyatiidarfanii~janiinjitabuddhinayanii/1 santa~ samutpannatattvajniinii bhavanli tadii tal
lattvam anadhigamanayogena svayam adhigacchantiti I (That reality is "not depen-
dent on anything else" means that it can only be realized personally, and not by
relying on instruction from another source. Those with an optical defect see the
forms of hairs, flies, gnats, and other such things which are not real, but even
with instruction from someone with healthy eyes they are not capable of realiz-
ing the intrinsic nature of these hairs-that is, they are incapable of not seeing
them as a person with healthy eyes docs not see them. Rather, they only reflect,
on the basis of instruction from those with healthy eyes, that [the hairs] are illu-
sory. When they are treated with the medicine of direct perception of emptiness,
which reverses the damage of their optical defect, and they acquire the eyes of a
buddha, then they realize for themselves the reality of [those hairs, etc.)-by
non realization.) Also Mtl/3, 109- t 10 (translated and discussed in §5.2, below),
and BCA, 364.
124. See in particular §4.6.2: "The relationship of perfect wisdom to the
other perfections."
125. Several of the earliest Yogacara texts are ascribed to a mysterious Mai-
treyanatha. An ancient Indian tradition tells us that th«Se texts were dictated to
212 Notes to Pages 60-63
Asanga by the bodhisattva Maitreya, who is responsible for their content. The
opinion of modern scholars is divided as to whether or not Maitreya[natha] is
an historical figure (see Willis 1979, 3-12). For information on the various edi-
tions and translations ofYogacara texts, see Conze 1962, 3.3, and the biblio-
graphies in Anacker 1984, Kochumuttom 1982, and Willis 1979. And for a dis-
cussion of the historical development of Yogiiciira thought, see Frauwallner
1976, 255-407.
126. The Yogiiciira doctrine of reflexive awareness is discussed in Mookerjee
1975, 319-336. Candrakirti devotes quite a few stanzas to criticism of this con-
cept.
127. DP 1-2: manopubbangamii dhammii manose.t.thii manomayii, manasii ce padu.t-
_thena bhiisati vii karoti vii tato nam dukkham anveti cakkam va vahato padam . . . manasii
ce pasannena bhiisati vii karoti vii tato nam sukham anveti chiiyii va anapiiyinl.
128. TSNhas been discussed in a number of places. See in particular Kochu-
muttom 1982, 90-126, and Anacker 1984, 287-298. Scriptural authority for
the doctrine is found in SN, chaps. 6 and 7 and LA §55.
129. TSN 37ab: dvayor anupalambhena dharmadhiitiipalambhatii I and TSN 4cd:
tasya kii niistitii tena yii tatriidvayadharmatii I (What is it that is brought about by the
nonexistence of[duality]?-There is the nondual dharmatii.) Cf. MAB, 132-133
(translated in part 2, note to 6.43) and ibid., 161-162 (part 2, note to 6.68),
where Candrakirti uses this same expression in a different context.
130. TSN 4ab: tatra kim khyiity asatkalpa~ katham khyiiti dvayiitmanii I and 35a, d:
viruddhadhlkiirarratviid . . . mok;iipatter ayatnat~ I
131. Ibid., 23a: kalpito vyavahiiriitmii and 33: dvayasyiinupalambhena dvayiikiiro
vigacchati I vigamiit tasya ni!panno dvayiibhiivo 'dhigamyate I
132. Ibid., 23cd: vyavahiirasamuccheda/1 svabhiivaf ciinya i~yate I
133. Ibid., 16: dvayiibhiivasvabhiivatviid advayaikasvabhiivata~ I svabhiiva~ parini!-
panno dvayaikatviitmako ma~ I and 37: dvayor anupalambhena dharmadhiitiipalam-
bhatii I dharmadhiitiipalambhena syiid vibhutvopalambhatii I
134. Ibid., 2: yat khyiiti paratantro 'sau yathii khyati sa kalpit~ I pratyayiidhlna-
v.rttitviit kalpaniimiitrabhiiva~ I
135. Ibid.
136. Ibid., 4ab {cf. n. 130, above).
137. Ibid., 5a: asatkalpo 'Ira koicittam.
138. MVK 1.2: abhiitaparikalpo 'sti.
139. MVKB 1.2: tatriibhiitaparikalpo griihyagriihakavikalpa~ I; MVK 1.2: dvayam
tatra na vidyate I; MVKB 1.2: dvayam griihyam griihakam ca I Cf. TSN 26: trayo 'py
ete svabhiivii hi advayiilambha~a~ I abhiiviid atathiibhiiviit tad abhiivawabhiivat~ I
140. TSN 27-30: miiyiikrtam mantravoiiit khyiiti hastyiitmanii yathd I iikiiramiitra1J1
tatriisti hast! niisti tu sarvathii II svabhiiv~ kalpito hastl paratantras tadiikrti~ I yas tatra
hastyabhiivo 'sau parini!panna ~yate II asatkalpas tathii khyiiti miilacittiid dvayiitmanii I
dvayam atyantato niisti tatriisty iikrtimiitrakam II mantravan miilavijiiiinam kii$.thaval
tathatii matii I hastyiikiiravad e!.tavyo vikalpo hastivad dvayam II (Here and below I use
Kochumuttom's translation, with minor alterations.)
141. TSN 34: hastino 'nupalambhoi ca vigarnaf ca tadiikrte~ I upalambhaf ca k~.tha·
.rya miiyiiyii1J1 yugapadyathii II .
142. See Kochumuttom 1982, 198-200, where he gives several examples ol
Notes to Pages 64-67 213
yang med par bzhed do zhes gsungs pa ita bu 'o I Candraklrti is quoting SN 22,
64.103; cf. also PSP, 370.
SECTION FOUR
1. The dates here are proposed by May (1979, 483). Siintideva's biography
was written by Pezzali (1968) and reviewed by Jong (1975). His most famous
work, the Bodhicaryiivatiira, was translated into English by Matics (1970) and by
Bachelor (1979) . See the "Liste des sources indiennes" in Mimaki 1982 for
other translations. Siintideva's other main composition, the Silqiisamuccaya (SS),
was translated into English by Bendall and Rouse (1922).
2. BCA 7.25 .
3. ss, 16.6-7 .
4. MPPS644c; cf. Ramanan 1966, 97.
5. MPPS63c; translated in Ramanan 1966, 132.
6. ss, 22.26.
7. BB, 140.
8. ss, 66.27-30.
9. BB, 189.
10. SS, 104. 10.
11. DB, 60, 64; SS, 212; BB, 20.
12. MSA, 49.
13. Ibid., 68.
14. See part 2, 3.12, n . 7, for the three bodies of a buddha.
15. BB, 200ff.
16. BCA 7.2 .
17. BCA 7.49.
18. Cf. Dhargyey 1974, 46-48.
19. Ibid., 47,
20. Ibid.
21. AK6 .29.
22. Horner 1954, 301.
23. BCA 5.4-6.
24. ss, 68.25-26.
25. BB, 109. 11-17.
26. Sometimes translated "discernment."
27. Gimello 1976a, 33.
28. :feyerabend 1975, 168.
29. Ibid., 72 .
30. Gimello 1976b, 132-133; cf. idem 1976a, 34-35. Italics are mine.
31. VM 14. Also cf. Nyanatiloka 1972, 122.
32. BB, 109 .18-22.
33. The conceptual scheme behind this use of meditation and the other per
fections is discussed in greater detail below in §5 .
34. SS, 67 .24.
35. Ibid., 67 .22.
..
Notes to Pages 83-99 215
b·
216 Notes to Pages I 00-1 I I
cally misleading situation. As Conze has written , " The reader should always
bear in mind that false views are not merely wrong knowledge, but wrong
knowledge on the part of a viewer who is in a false position and surrounded by
distorted objects" (1967, 234) .
60. Cf., e.g., BCA 5.99.
61. ss, 15.12-15.
62. See part 2, 6.211, n. 218 .
63 . BB, 43 .1-:-22.
64. Evans-Wentz 1951,271.
65 . SS, 15. 12-15.
66 . Cf. Dayall932 , 148fT.
67 . DB, 49 .8-9.
68 . Ibid ., 52-53.
69 . Ibid ., 55.22-23.
70. It is difficult to distinguish clearly between the conceptsjnana and prajnii
primarily because there seems to be some ambiguity in the use of these terms in
the Mahayana literature (see, e .g., LA, §66). Many modern Western scholars
are conient to identify the two of them (e. g., Dayal1932, 269). Lindtner 1982,
268fT. , gives a more sensitive analysis , with useful references. Guenther 1958,
20 n . 9, offers a dissenting opinion and an interesting discussion of alternative
meanings of the wordjnana in Buddhist philosophy.
SECTION FIVE
[from Aristotle's 'constrained fall' to Galileo's 'pendulum'] than the fact that
people became able to respond to sensory stimulations by remarks about pen-
dulums, without having to make an intervening inference."
13. Cf. MS 14.7 and §3.1: "Sources for the study ofMadhyamika thought."
14. Thurman 1980,327.
15. See the citation from Cavell in § 1, at n. 17.
16. MA 11, epilogue, v. 4. "Previous cultivation" (Tib. sngongoms; Skt. piir-
vabhiivani.i) refers first to "the wisdom composed of meditative cultivation"
(bhiivaniimayi-prajiiii), and secondarily to practice of the other perfections.
17. Bateson 1980, 232.
18. MS 25.19: na samsiirasya nirviiruit kim cid asti vife~artam Ina nirviirtasya sam-
siiriit kim cid asti vife~artam II
19. Cf. §1, n. 24.
20. Cf. Rorty 1979, 8-9: "It is the notion that human activity (and inquiry,
the search for knowledge, in particular) takes place within a framework which
can be isolated prior to the conclusion of inquiry-a set of presuppositions dis-
coverable a priori-which links contemporary philosophy to the Descartes-
Locke-Kant tradition."
21. Cf. once again PSP, 24, cited at the close of §3. 2.
22. Compare VV 29, where Nagarjuna denies the possibility of any fallacy
accruing to his arguments, because he has no proposition.
23. MA 6.35: I gang phyir dngos po 'di dag mam dpyad na II de nyid bdag can dngos
las tshu rol tu II gnas myed ma yin de phyir 'jig rten gyi II tha snyad bden la mam bar
dpyad mi bya I See the accompanying note to this verse and to 6.158.
24. MA 6.112a-c: I de phyir 'di ltar ston pas chos mams kun II gdod nas zhi zhing
skye bral rang bzhin gyis II yongs su mya ngan 'das pa gsungs gyur pa I
25. VP, §3, pp. 28-29.
26. In this area we can expect to learn much from the work of later Indian
and Tibetan philosophers who strove to integrate the Yogacara and the Madhy-
amika so as to recognize and reflect the centrality of this interaction between
consciousness and its objects. Owen Barfield provides an interesting discussion
of this and related issues from a non-Buddhist perspective (see the bibliog-
raphy).
27. Cf. MS 24.14ab: "One who is in harmony with emptiness is in harmony
with all things."
28. Rorty 1979, 12; also cf. his chap. 8 on the distinction between "edifying"
and "systematic" philosophy.
29. Cf. BCA, chap. 9, where Santideva describes his concept of "the same-
ness of self and other" (pariitmasamatii), which forms the theoretical foundation
for a meditation practice called "the substitution of one's self for another"
(pariitmaparivartanii).
30. Cavell1966, 167 n.
31. Betty 1983, 134.
32. Ibid., 131.
33. The mystical interpretation of the Madhyamika is closely aligned with
references to an ineffable dimension. Cf. §3, n. 12.
34. Rorty 1981, 165 .
__
..... .
218 Notes to Pages I 2 7- I 49
35. MS 24.7: atra briiTTUJl,l fiinyatayam na tvam vetsi prayoJanam I . .. tata~ roam
vihanyase I
36. Wittgenstein 1965, 28.
37. Gouldner 1973, 2.
38. Ibid.
39. Ibid., 3. Cf. my discussion of the Priisangika-Sviitantrika debate above
in §3.2.
40. Gouldner 1973, 10-11.
41. Rorty 1979, 361.
42. MS 15 .6: svabhavam parabhiivam ca bhavam cabhavam eva ca I ye paiyanti na
paiyanti te tattvam buddhafrisane II
43. The same kind of comph::xity and tension is present in the advaitavedii.nta
of Saii.kariiciirya and his followers. Early medieval Indian philosophers had
clearly begun to sense that talk of an absolute in rationalist or idealist terms was
soteriologically ineffective . In the modern West, a growing disillusionment with
neo-Kantian scientific rationalism has made the use of this vocabulary similarly
inefficacious.
44. M. C . Taylor 1978, 53-54.
45. Ibid. , 45.
46. Ibid.
47 . Cf. MA 6. 186andMS22 .11.
48. The charge of relativism is brought against the Priisaii.gika in MA 6.171 .
49. The attempt to escape these charges by retreating into a mystical inter-
pretation has already been discussed above.
50. Rorty 1982, 168.
51. Ibid., 171-173.
52. Rorty 1979, 346.
53. Gadamer 1976, 101.
54. Ibid., 121.
55. SeeJong's remarks, cited above in §1.
56. Rorty 1979, 371-372. The Miidhyamika, of course, reduces this claim as
well to emptiness: The meditator sees the intrinsic nature of things "as it is" by
not seeing it (cf. §3, n. 123).
57. RV4.94-96(see §3, n. 116).
58. Hamilton 1950, 151.
59. Twilight of the Idols: translated in Kaufmann 1968, 482-483.
60. Gadamer 1988, 244 .
61. Culler 1983, 150-151.
62. Ibid., 149.
63. Becker1973, 189.
64. Ibid., 202.
65. PV, 260-261. Cf. the note to 6.173.
STAGE ONE
..
Notes to Page 149 219
of liberation for himself alone, (3) renunciation of the world, (4) extinction of
the mental affiictions, and (5) eventual attainment of escape from fear and suf-
fering. When he learns of the emptiness of the self and hears the four noble
truths, the sravaka feels contempt for old age, disease, and death, and he fol-
lows a path of aversion leading toward escape from his own suffering. He seizes
on the teaching of impermanence as an objective, ultimate truth and fails to
penetrate to the soteriological truth of emptiness revealed in the scriptures of
the Prajii.iiparamitii and the Madhyamika treatises. The pratyekabuddha (solitary
buddha), referred to here as the "middling buddha," differs from the sravaka
insofar as his understanding of emptiness is greater, though it is still meager in
comparison with the nondualistic knowledge of a fully awakened buddha (cf.
TKP, 7). Also, his merit is less, and he is born only during an epoch when there
is no incarnate buddha (MS 18.12). Both the sriivaka and the pratyekabuddha
-·are followers of the Hlnayiina. They contrast with the Mahayanists in their lack
of universal compassion and in their failure to develop skillful means, yet they
can enter the bodhisattva path by deepening their appreciation of emptiness.
_2, "Knowledge" (Tib. blo; Skt. mati, buddhi, orjiiana) could also be translated
as.:'intelligence," but in any case the reference to advayajiiiina is clear.
3. Candraklrti mentions three types of compassion (MAB, 10): (1) compas-
sion which has for its object all sentient beings; (2) compassion which has for its
object all sentient and insentient beings; and (3) compassion devoid of object.
This last type is alluded to in MA 1.4 .
4. Cf. TKP, 19: "Like buckets traveling round and round on a paddlewheel,
so sentient beings wander without self-determination back and forth between
the highest heaven and the lowest hell." The generation of the thought of awak-
ening represents striving for freedom from bondage to volitional action (karma).
5. "Grows" (Tib. rab bsngos; Skt. pari'(liimita) is also used as a technical term
referring to the transfer of merit.
6. Tib. kun tu bzang po 'i smon pa; Skt. samantabhadrapra'(lidhiina: This must be
read as a reference to the vow taken by the bodhisattva Samantabhadra in the
presence of the buddha. The description of this vow, given in SP, chap. 26, enu-
merates the ways in which the bodhisattva resolves to serve for the good of all
living beings .
7. Tathii coktam candraklrtinii: ;ata/1 kule bhavati cai!a tatluigatanam samyojanatrayam
api k!atam asya sarvam I modam bibharti ca param sa hi bodhisattva{! syallokadhiitufatake
Parijataiakti~ II (See La Vallee Poussin 1907, 264 n. 2, where this Sanskrit is
cited from a commentary on the Namasamglti.)
8. "Tathagata" (Tib. dt bzhin gshegs pa) is an epithet commonly applied to
any buddha, meaning "thus come" or "thus gone." It can be understood as a
reference to the doctrine that all buddhas travel the same path to awakening.
For the Madhyamika, "tathagata" refers to the harmony between the buddha
and the "thusness" or "suchness" of the world. Cf. MS 22.16: "The intrinsic
nature of the tathagata is the same as that of the world: just as the tathagata is
devoid of intrinsic being, so is the world"; AS, 154.18-19: "This is the thusness
~rough which the bodhisattva, the Great Being, comes to absolute realization
In perfect and unsurpassable awakening, and thereby obtains the title 'tatha-
gata.' "
9. Tib. kun tu sbyor ba; Skt. samyojana: These are: (1) attachment to philosoph-
220 Notes to Pages 149-150
ical views (Tib. Ita ba mchog 'dzin; Skt. dr~#pariimaria); (2) attachment to conven-
tional standards of morality, custom, and ritual practices (Tib. tshul khrims brtul
zhugs mchog 'dzin; Skt. illavratapariimaria); (3) doubt or confusion about the possi-
bility of attaining awakening (Tib. the tshom; Skt. vicikitsii).
10. The Tibetan gyo bar nus par gyur ba is quite clear in itself, but it does not
seem to concur with the Sanskrit parijiitaiakti!J,. The Sanskrit, however, is
obscure, and there is no adequate evidence about its meaning or the reason for
the Tibetan translation.
11. During the first stage ( cf. TKP, 40).
12. A "bad migration" (Tib. ngan 'gro; Skt. durgat1) includes birth in any of
the hell regions and birth as an animal or a hungry ghost (preta). Bad migrations
are also realms of experience accessible through meditation as well as states of
mind occurring spontaneously when the requisite conditions are present. With
reference to this last aspect in relation to all six realms of samsiira, cf. Conze
1962, 256: "One and the same object, say a river, leads to a transformation of
inward thought, a 'pure fantasy' as we might say, and that for all practical pur-
poses the external object does not exist. The hungry ghosts, by way of retribu-
tion of their past deeds, see nothing but pus, urine and excrement; the fishes
find there a home; men see fresh and pure water which can be used for washing
,..
I
and drinking; and the gods of the station of infinite space see only space."
13. Tib. 'phags pa brgyad pa; Skt. ~.tamaka iirya: Both Candrakirti (MAB, 17)
and Tsong kha pa ( TKP, 41) identify this as a reference to the irotiipanna (stream
enterer), who would normally be assigned the first (lowest) rank in the series of
iiryapudgalas, or Buddhist saints.
14. Cf. PSP, 353: (MA 1.8d) diirati.gamiiyiim tu dhlyiidhika!J, I
15. The reference here is to severaljiitaka tales, stories of the buddha's pre-
vious incarnations, when on occasion he is said to have sacrificed even his own
flesh as an act of generosity. Candrakirti explains this passage in MAB, 24, by
pointing out that just as one infers fire from smoke, so the bodhisattva's insight
into the emptiness of all things can be inferred from his generosity.
16. An "object of pleasure" (Skt. bhoga) is food or material property of any
kind, or anything that can be possessed and enjoyed.
17. Here and in 1. 7 we have followed the translation suggested by La Vallee
Poussin. The idea expressed in this verse is that by giving offerings to Buddhist
monks, the donor will eventually find a suitable teacher for himself.
18. See MAB, 28, where the reference to nirviiQa is made specific.
19. "Inner (subjective) and outer (objective) possessions" are thoughts, feel-
ings, and concepts, and external objects of all kinds, sentient and insentient.
20. Here is the critical distinction between generosity as a mundane perfec-
tion (laulcikii piiramitii) and generosity practiced as a supramundane perfection
(lokottarii piiramitii). Each perfection is divided in this way. For a bodhisattva
practicing supramundane generosity, every aspect of the circumstances sur-
rounding the act of giving is perceived in the full context of its active relations.
This is technically referred to as trimarz(iala-pariiodhana "purification of the three
spheres," which is the recognition that the three aspects of any practice-the
actor, the action, and the object or recipient of that action-are interdependent
and have no independent meaning or existence (ni!J,svabhiiva). An attitude of
nonclinging is cultivated on the basis of this understanding.
Notes to Pages 150-151 221
21. "Joy" (muditti) is the source from which this first stage takes its name, as
the initial phase in the generation of the thought of awakening. Cf. TKP, 82:
"That thought of the truth of the highest meaning, associated with this first
stage, is itself most pure; and the heart (or mind) in which it abides is an excel-
lent receptacle, because just as the moon makes beautiful through its white light
the sky which is its receptacle, so this [heart or mind) is made beautiful with the
radiant light of wisdom." "Receptacle" (iifraya) refers to the intellectual, emo-
tional, and volitional elements of the bodhisattva and to his physical body.
,.r~~,eee
tete€f?~ ecsr~~~'-'oeco (~ e·~ael)
STAGE TWO
~te~~.
1. The "ten paths of pure conduct" involve abstention from killing, stealing,
and sexual misconduct (three physical acts); lying, causing dissension among
others by means of slander, abusive language, and idle or senseless speech (four
verbal acts); and covetousness, thoughts of harming others, and attachment to
beliefs and philosophical views (three mental acts). Cf. R V 1. 8-9.
,..
I
2 . Cf. MAB, 37: "By 'peace' is meant restraint of the senses (indriyasariwara),
and 'radiant light' means that his body has a luminous appearance." The peace
of mind associated with restraint of the senses is considered prerequisite to the
practice of meditation at the fifth stage.
3. Cf. MAB, 37-38: "In theAryaratnakutasutra [the buddha gave the following
teaching to Kiisyapa]: Kiisyapa, if there is any monk practicing morality, bound
to regular discipline, whose conduct in religious rites and observances is most
distinguished, who sees danger in the smallest faults, who correctly practices
the fundamental teachings he has learned, who through purification of the
action of body, speech, and mind has completely purified his life, and yet he
holds some doctrine of a real self, this, Kasyapa, is a transgression of the moral
code (vinaya), and the primary type of hypocrisy among those who are possessed
of morality. 0 Kii.Syapa, the rest are as follows: If there is any monk who cor-
rectly assumes the twelve practices of an ascetic, and yet he holds some philo-
sophical view of the objective supports [of his practice as possessing indepen-
dent meaning or existence] and continues seizing at 'I' and 'mine,' this,
Kiisyapa, is a transgression of the moral code, and completes the four types of
hypocrisy among those who practice morality." Regarding the "objective sup-
ports" (Tib. dmigs pa; Skt. iilambana) of the bodhisattva's practice, cf. MAB, 39:
"He is without any dualistic thinking about the 'existence' or 'nonexistence,'
etc., of the objective supports of his morality : viz. , the being with respect to
which he abstains [from immoral action), the act [of abstinence], and the actor"
(i.e., himself) . This same point was made with reference to the practice of gen-
erosity (see stage 1, n. 20). Morality is not considered pure, as long as there is
any thought of individual gain or loss .
4. Cf. MAB, 40: "If he is independent and lives in a divine or human or
sorne such migration like a brave man freed from bondage and living in some
agreeable country, and if he does not then take a firm hold of himself, then like a
~rave rnan bound and cast over a steep precipice he will fall into a bad migra-
hon . Once this has happened, who can pull him up? From then on he will be
entrenched in this bad migration where he must suffer inju•y, and later, if he
222 Notes to Pages 151-152
r
I
should be born among humans, he will have to endure the double ripening [of
his immoral behavior)" (i.e., short life and frequent illness). Buddhist teachers
continually stress the importance of recognizing the unusual opportunity pre-
sented by life as a human being.
5. Tib. rang byang chub la bdag nyid nges; Skt. pratyekabuddhtiyiitmanlya: La Vallee
a
Poussin 1907-1911, pt. 1, 289, translates: "les predestines I' illumination des
pratyekabuddhas."
6. "Incomparable bliss" (nai/.zireyasasukha) or "awakening" (bodhz) is realized
only when reified thought and the associated mental afflictions end. "Tempo-
rary happiness" (abhyudayasamsiirasukha) refers to the enjoyment of privileged
birth-that is, birth as either a human being or a god. Birth in divine realms
insures continual happiness for the duration of that particular lifespan, until the
results of previous volitional action (karma) are exhausted. Because in life like
this there is no immediate dissatisfaction with circumstances, Buddhist teachers
point out that there is also no incentive, and consequently no opportunity, to
work toward liberation from the cycle of reified thought, volitional action, and
I
suffering. Even the bliss of the gods is not eternal, though, and reentry into
states of misery is only a matter of time: "One person experiences pleasure for b
hundreds of years during a dream, and then he awakens; another experiences
pleasure for a single moment only, then he also awakens. For both of them,
when they have awakened, the pleasure is gone, and just this is the similarity, at
the time of death, between a person whose life is long and one whose life is
short" (BCA 6.57-58). The greatest physical suffering in the whole of cyclic
existence is said to be inflicted in the lowest realm of hell; but the most acute
mental anguish is experienced by the gods of the highest heaven at the moment
when it first becomes evident that they will soon fall from what had appeared to
be eternal bliss. For this reason, birth as a human being is considered preferable
to birth as a god. The human experience of constant vacillation between pain
and pleasure provides the impetus to search for a radical solution to the prob-
lem offear and suffering.
7. See CV, 301 (Horner's translation): "And the Blessed One said to the
Bhikkhus: "There are, 0 Bhikkhus, in the great ocean, then, eight astonishing
and curious qualities, by the constant perception of which the mighty creatures
take delight in the great ocean. And what are the eight? ... 0 Bhikkhus, the
great ocean will not brook association with a dead corpse. Whatsoever dead
corpse there be in the sea, that will it-and quickly-draw to the shore, and cast
it out on the dry ground. This is the third [of such qualities)." Cf. the third of
the eight "marvelous, wonderful things" (acchariyii abbhutti dhammii) of the ocean
(A 4, 197fT; V 2, 236fT.; U 53ff.): "As the ocean rejects a corpse, so the
monkhood rejects evildoers." Tsong kha pa attributes this quality of the ocean
to the "extremely pure divine serpents" who live in its waters (TKP, 91). Can-
drakirti makes no mention of this particular expression in his autocommentary,
and La Vallee Poussin 1907-1911, pt. 1, 292, seems to have misunderstood it:
"de meme qu'il y a incompatibilite entre I' ocean et Ia saveurdouce."
8. See above, stage I, note 20.
9. Cf. AfAB, 45-46: " 'Immaculate' (vimalii), because it is made stainleso
through the tenfold path of virtuous conduct; this name is in accordance with
the meaning attributed to the second stage of the bodhisattva. Just as the
r I
Notes to Page I 53 223
immaculate light from the autumn moon dispels the heat that torments living
beings, so this [stage called) ' Immaculate' radiates from that moon which is the
bodhisattva and dispels the heat kindled by immorality that burns in [their)
hearts . Even though it is not entangled in cyclic existence and so is not worldly,
still it is the glory (in) of the world because all the most excellent qualities are
associated with it, and because it engenders the majesty of a sovereign of the
four quarters (ciiturdvlpaka-iivara-sampad). "
STAGE THREE
1. Cf. TKP, 92: "Why is it called 'Luminous'? This is in conformity with the
symbolic character [of the name), because at the moment that the third stage is
attained there appears a light which is capable of stabilizing and tranquilizing
all the conceptual diffusion of dualistic appearances-[ the light of) the fire of
I (nondualistic) knowledge which burns away without remainder its fuel, the
object(s) of knowledge."
h 2. Candrakirti points out (MAB, 48) that the bodhisattva's patience is in part
based on his understanding of the horrible consequences that such an act of
mutilation will bring down upon its perpetrator at some future time.
3. La Vallee Poussin seems to have misinterpreted the ji /tar gcod (Skt. yathii
chidyate) in the second line of this stanza. It is probable that this line must be
read in accord with our translation here, that is, as a reference to the "three
aspects" of the act of mutilation. This example is often used to illustrate the vir-
tue of patience. (See BCA, chap. 6, which · contains a number of similar
instances of patience.)
4. Any action produces two consequences. The immediate and gross suffer-
ing endured in bad migrations is the first and most severe, called the "ripened
consequence" (vipiilcaphala). The secondary consequence (ni!Yflndaphala) is man-
ifest in afflictions (kleias) like clinging, antipathy, and so forth, which function as
the provocation for acts like the one described above in 3.2. By patiently endur-
ing the suffering of this life(= world), which is the latest and most benign of the
vipiilcaphala, a person can finally eradicate the nifyandaphala that would otherwise
cause further misery. Cf. MAB, 50~ "The suffering inflicted on the body by the
worst enemies through the use of a razor-sharp blade is the final consequence
(of murder) . One who has previously committed the act of murder must (first)
suffer the horrible ripened consequence in hell, or under the conditions of an
animal birth, or in the realm ofYama. (This ripened consequence) results in the
elimination of unpleasant consequences for beings who still must endure the
remaining secondary consequences, that is, the mental afflictions . Why should
one give way to anger, injuring another being so that this ripened consequence
(already being experienced) is transformed all over again into the cause for the
appearance of further consequences that in turn result in even greater suffer-
ing? It is as though (a patient) were to [transform) the last swallow of medicine
intended to cure his sickness (into the cause of a still more serious disease).
Therefore it is only reasonable to exercise extreme patience with the cause of
immediate suffering, just as one would behave toward a doctor who resorts to
the use of a razor-sharp scalpel in order to cure a disease."
+
224 Notes to Pages 154-155
STAGE FOUR
1. Cf. MAB, 64: "He who lacks enthusiasm for good action is completely
incapable of engaging in [the practice of] generosity [and the other perfections),
and therefore these other qualities are never produced."
Notes to Pages 155-156 225
2. " Discernment" is Tib. blo gros [kyiJ tslwgs, Skt. matisambhiira or dhlsambhiira.
Here blo gros is synonymous with ye shes(= [advaya).jnana).
3. Cf. MAB, 68 : "At this stage, within [the bodhisattva) the philosophical
view of a real, substantial 'I' is eradicated. So it is said: 'Sons of the conquer·
ors, situated at this bodhisattva stage [called] "The Radiant," the bodhisattva i1
devoid of all arising and descending concepts, reflections, notions of perma·
nence , notions of mine-ness, and notions of property-that is, any [idea] fol·
lowing from belief in a real, substantial self which is founded on strong clingin~
to the [conventional] "1," to a sentient being, to a life force, a nourisher, a mar
[not in DB), a person, or to the psychophysical aggregates, the dhatus, or th<
ayatanas. ' " (Cf. DB, chap . 4, p. 25: tasya khalu punar bhavantojinaputra bodhisat-
tvasyiisyam arci~matyam bodhisattvabhtimau sthitasya yanlmlini satkiiyadr~.tiptirvangamlin;
atmasattvajlvapo~apudgalaskandhadhiitvayataniibhinivtiasamucchritany unmiiijitani ni·
miiijitani vicintitani vitarkitani keltiyitiini mamliyitiini dhaniiyitiini niketasthiiniini tan
sarvarzi vigatani bhavanti sma I For kelayita MAB has brtan pa (= sthira, drdha , nitya):
the Sanskrit is also sometimes translated as bstsal pa.) For "arising and descend·
ing concepts ," see La Vallee Poussin 1907, 311 n . 2: "Je pense que unmiiijita,
nimiiijita sont de simples variantes de samaropa, apaviida, ou iivytiha, nirvy tiha, et
signifient: affirmation, negation." "The philosophical view of a real , substan-
tial self" (Tib. 'jig tshogs Ia Ita ba = raT!g du Ita ba; Skt. satkayadntz) is a technical
expression specific_ally denoting the concept of a personal (subjective) self; that
is , the concept of an "I" as opposed to the apprehension of any other sentiem
self external to the conceptualizing "L" The expanded form of the expression
reads: 'jig tshogs Ia Ita ba 'i ri 'i rise mo nyi su mtho ba; in Sanskrit, vimiatifikhara-
samudgatab satkayadr~.tifailiib . Although there is a slight discrepancy between the
Tibetan gloss and the Sanskrit original, both refer to the "twenty towering
peaks of the mountain, which is the belief in a real, substantial (abiding) 'I'
within transitory, composite things." The twenty aspects of the reified concept
of a self are discussed in MA 6.144-145 ; actually these aspects are four types of
reified ·concepts applied to each of the five psychophysical aggregates. The four
basic types, as associated with the first of the aggregates, form (rtipa), are ( 1) the
self is form, like a sovereign ; (2) form qualifies the self, like an ornament; (3)
form is possessed by the self, like a slave ; and (4) form contains the self, like aves-
sel (cf. MVP 208) . Also see MAB 5. 7 (commentary), and Lamotte (1944-1980) ,
2:737 n . 3; and 4:15-17, for his lengthy note on the expression.
STAGE FIVE
1. Cf. MSA 20.35 : "Bringing living beings to [spiritual] maturity and guard-
ing their own thoughts , the wise conquer suffering [at this stage), and therefore
it is called 'The Unconquerable' " (sattviinam paripiikai ca svacittasya ca rak~arza
dhlmadbhir jfyate du!zkham durjaya lena kathyate !).
2 · Cf. MAB, 69 : "A bodhisattva abiding at the fifth bodhisattva stage cannot
be subdued even by the devaputramaras found in all world systems , to say nothing
of their servants and minions . Because of that, this stage is called 'The Uncon-
~uerable. ' " All evil is rooted in spiritual ignorance (auidya), which is manifest
In innately occurring patterns of reilied thought. Cf. BCA , 177: . "All intellec-
226 Notes to Page I 57
tual processes have the intrinsic nature of reified thought, because their objec-
tive supports are [themselves) without any objective support. And all reified
thought whatsoever has the intrinsic nature of spiritual ignorance, because it
grasps at nonentities. So it is said: 'Reified thought itself takes the form of spir-
itual ignorance' " (sarva hi buddhir alambananiralambanataya vikalpasvabhfiva vikalpa
ca sarva evavidyasvabhfiva/1 avastugrfihitvat yad aha I vikalpab svayam evayam avidya-
nlpatam gata/1 iti 1). Spiritual ignorance in the form of reified thought is one of
several mental afflictions (kksas) that are associated with the experience of evil,
usually subdivided into four principal types: ( 1) klesamfira: evil experienced
through the mental afflictions of clinging, antipathy, pride, attachment to philo-
sophical views, and doubt or incurable cynicism; (2) skandhamfira: evil that
comes from the reified concept of a real, substantial self felt to abide within or
among the psychophysical aggregates; (3) mrtyumfira: the transient nature of all
things, experienced most dramatically as death; and (4) devaputramfira: the
anthropomorphic personification of evil.
STAGE SIX
1. MAB, 73: "This stage is [called] 'The Directly Facing' because [the bodhi-
sattva J directly faces the Dharma of a perfect buddha."
2. Conditionality is the same as dependent origination (pratityasamutpada).
"Things are by nature similar to a reflection" (MAB, 73) .
3. The reference here to "cessation" (nirodha) is multifaceted. The reader
should consult Conze 1962, 113-116 and 236, for a brief discussion of the
meaning of this concept in VM and AK.
4. "Discrimination" (Tib. blo; Skt. matz) is here synonymous with "wisdom"
(Tib. shes rab; Skt. prajna). The same simile is used in BCA 9.1 and AS, 87 .3.
5. MAB, 77: "This treatise, which bears the fruit of teachings in perfect
accord with [the concept of] dependent origination, should be revealed only to
one who has through previous meditative cultivation planted the seeds of empti-
ness in his [psychophysical) continuum-it is not for any others. This is because
even though they may hear about emptiness, these others [derive from such
teachings] the most meaningless noti(lns stemming from misconceptions about
emptiness. On the one hand, those who are relatively unintelligent [simply]
abandon the teachings on emptiness and travel on to bad mig1ations; while on
the other hand, [strict rationalists) imagine that emptiness means nonexistence.
Relying on this erroneous interpretation, they develop and propagate nihilistic
philosophical views."
6. Cf. SBS, fol. 14 (p. 387): prthagjanatve 'pi nisamya siinyatiim pramodam antar
labhate muhur muhub I prasfitio:jasriivallipata-(pramodajiisravinayata-) locana/1 taniir-
uhotphullatanui ca jiiyate II Here and in following citations from SBS, the paren-
theses contain La Vallee Poussin's reading where it differs from the one adopted
by Bendall.
7. Ibid ., )I<JI tasya sambuddhadhiyo 'sti hijam tattvopadesasya ca bhajanam sa/1 I iikhy'
~am asmai paramarlhasatyam tadanvayiis tasya gurza bhavanti II
8 . Ibid .• fol. 15 (p. 387): si1arn samiidiiya sadaiva vartate dadD.ti danam karorzam ca
seva~ I titi~·ate tatkuialam ca hodhayc pra(fmri-?)rzfimayaty evajagadvimuktaye II
T-
Notes to Pages 157-158 227
9. MAB, 81: "That is to say, he who desires the stage [called] 'The joyous.'
This [path] has the characteristics that are about to be explained. Now, in order
to furnish information on the nature of the right view of things there are [pas-
sages] in the sutras, as for example the words of the Aryadafabhiimilca (DB, 31 ):
'Sons ofthe conquerors, the bodhisattva who has completely fulfilled the path at
the fifth bodhisattva stage passes on to the sixth bodhisattva stage by virtue of
[his comprehension of] the ten [types of] sameness of all things. What are these
ten? (1) All things are the same insofar as they lack any causal sign (nimitta); (2)
all things are the same insofar as they lack any distinguishing characteristic
(la/qarza); (3) likewise they are unoriginat~d; (4) unborn; (5) isolated; (6) pure
from the beginning; (7) devoid of conceptual diffusion; (8) neither accepted nor
rejected (cf. La Vallee Poussin 1907, 278 n. 2, about iivyiiha and nirvyiihii); (9) all
things are the same insofar as they are like a mirage, a dream, an optical illu-
sion, an echo, the moon in water, a reflection, or a magical creation; and (10)
all things are the same insofar as they are exempt from the duality of existence
and nonexistence. Comprehending in this way the intrinsic nature of all things,
he [develops] great patience (TTUJhii/qiint1) in accord [with his understanding] and
so reaches the sixth bodhisattva stage, "The Directly Facing." Therefore, the
master [Nagarjuna] determined in this connection that through rational
instruction in the sameness of things as regards their non-origination, the other
[types of] sameness would easily follow, and so he placed [the following verse] at
the beginning of his Miidhyamikaiiistra: 'Neither from itself, nor from another,
nor from both, and certainly not devoid of cause; no things whatsoever are pro-
duced at any time or in any place.' "MS 1.1 is here cited by Candrakirti as an
introduction to MA 6.8. After presenting the four alternatives, he proceeds to
analyze the implications of each one in greater detail.
10. Cf. PSP, 13: tasrruid dhi tasya bhavane na gu~o 'sti kai &ijjiitasya janma punar eva
&a naiva yuktam I
11. MAB, 82: " 'An (entity]' refers to that which is being produced or that
which accomplishes the action of production, that is, to the sprout. 'From itself
means from the individual essence of just that [entity) which is being produced.
Therefore the sense of the statement is as follows: 'This sprout's own individu-
ality is not produced from its own individuality.' Why is this? Because there is
nothing to be gained from an existing sprout's own individuality arising from
the same existing individuality, just because [this individuality] has already-
previously-come into existence.''
12. 'jig rten 'dir is supplied in TKP, 152. In other words, such an assumption
would contradict direct perception .
13. MAB, 83: "If one asserts that the seed already produced is produced ,_
again, [then in this event] what obstacle would there be to its being born all
over again? And yet, the continual reproduction [of the seed] must be stopped
somehow so that the sprout can be produced.'' Cf. TKP, 152: "Just this seed
would be reproduced without interruption until the end of all existence ."
. 14. MAB, 83: "It may be supposed that the contributing conditions asso-
Ciated with the production of the sprout-the water, time, and so forth-trans-
form the seed and give birth to the sprout; and this sprout [then] destroys the
s~ed, since it would be contradictory for it to exist simultaneously along with
[ns] creator. hi this way the abovementioned fallacy would be avoided, and
228 Notes to Pages 158-159
because the seed and the sprout would still be different [from each other], pro-
duction from self would indeed be possible . .. . This [argument] also is inad-
missible, however. . . . Because the seed and the sprout are not different, it is
unreasonable that the sprout should destroy the [seed], which would be tanta-
mount to its destroying its own individuality."
15. Tib. nus; Skt. vi:rya. La Vallee Poussin 1907-1911, pt. 2, 281 n. 5, calls
the term problematic, and suggests that it is some kind of medico-magical
potential for healing. "Flavor" (rasa) and "ripening" (vipiika) are also medical
terms:
16. If a cause and its effect are absolutely identical, then on what grounds are
we to distinguish between the two of them, and how is it that they appear to be
different?
17 . MAB, 85: "Since, appearing as the sprout, the individuality of the seed
would not be perceived as it is in its essence, so, because of its not being differ-
ent from the seed, the individuality of the sprout should also not be perceived-
just as the seed's individuality [is not perceived]."
18. Cf. SBS, fols. 18-19 (p. 390): loko 'pi caikyam anayor iti niibhyupaiti n~.te 'pi
pafyati yata~ phalam e$a hetau I tasmiin na tattvata idam na tu lokataf ca yuktam svato
bhavati bhiiva iti prahJlpyam II
19. MAB, 86: "For just that [reason], the master [Nagarjuna] made a dis-
tinction [between soteriological and conventional perspectives in this matter]
and repudiated production in a general way, stating that it is not from self."
20. MAB, 87: "It may be said that entities do not arise out of themselves :
This is certainly the case, and the [first) alternative is reasonable. But you have
[also] said: 'How can it [arise] from others?' (6.8a), and that is not reasonable."
Candrakfrti devotes more space to this second alternative than to any other,
probably because it most closely conforms to common sense and empirical
observation (see 6.22). The Prasangika directs these arguments toward the fol-
lowing Buddhist schools: the Svatantrika-madhyamika, the Yogacara, the
Sautantrika, and the Vaibha~ika. With the exception of the Samkhya (included
under the first alternative), the Jain (the third alternative), and the Carvaka
(the fourth alternative), all non-Buddhists are included in this category.
21. Cf. SBS, fols. 19-20 (p. 390) and PSP, 36: anyat prati:tya yadi niima paro
'bhavi$yajjiiyet[a] tarhi bahul~ iikhino 'ndhakiir~ I sarvasyajanma ca bhavet khalu sar-
vataf ca tulyam paratvam akhile janake ( 'janake) 'pi yasmiit II
22. MAB, 89 : "That is, because of[ its] quality of being other."
23 . MAB, 90 : "Just as the grain of rice, because it is the producer, is different
from the rice sprout, its result, so fire, coal, a barley seed, and so forth-which
are not producers [of a rice sprout]-are also [different from the rice sprout).
And just as the rice sprout is produced from the grain of rice which is different
[from it], so it would be produced from fire, coal, a barley seed, and so forth.
And just as the rice sprout which is different [from it] arises from the grain of
rice, so a jug and cloth will also [arise from the rice grain]. This is, however, not
perceived, and therefore there is no [production from another]." According to
this second alternative, a cause and its effect are absolutely separate or self-suf-
ficient. If this were true, the Prasanglka argues, the gap between the two could
never be bridged, there could be no possible context for a relationship, and the
Notes to Page 159 229
distinction between a cause and a non-cause of any given effect would be alto-
gether negated. The flame, for example, is different from darkness : By what
criteria are the two not related as cause and effect?
24. Cf. SBS, Col. 20 (p. 390): iakyam prakartum iti kiiryam ato niruktam iaktamyad
asya janaru sa para 'pi hetu~ I janmaikasamtatigataj janakiic ca yasma1 cJ chalyamkurasya
ca tathii [pi na kodraviide~ J II La Vallee Poussin has janakiic ca tasmiic chalyamkurasya
na tatha --- --II and the following note . "Le manuscrit porte ... yasmiit cha-
lyamkurasya ca. -On peut lire : na tathajananam yaviide~."
25 . MAE, 91 : "The nature [of the relationship between] cause and effect
rests upon a particular mode of 'otherness,' and not on otherness in general."
The opponent here is attempting, through the use of his notion of a continuum,
to reestablish the normal context of relationship that must exist between two
things he has previously defined as completely separate. The continuum would
seem to make it possible for cause and effect to be simultaneously different and
yet not different.
26. The flower seeds are by definition different from the rice sprout simply
because they do not possess its characteristic qualities; and if the grain of rice is
designated as "other" than the rice sprout, then it must be so designated for the
same reason.
27 . Cf. ibid.: asry amkurai ca na hi bijasamiinakiilo (na samiinakiilo) bijam kut~
paratayiistu vina paratvam I janmamkurasya na hi sidhyati tena bljiit samryajyatiim parata
udbhavatiti p~~ II
28 . MAB, 92-93 : "One can see that {two individuals named] Maitreya and
Upagupta (cf. n. 89, below) are interdependent and different [from each other]
only because they exist simultaneously, but the seed and its sprout are not such
that they can be imagined as simultaneously [existent], since until the seed has
been altered the sprout does not exist . When, in this way, the seed and the
sprout do not exist simultaneously, then the seed can possess no {quality of]
'otherness' with respect to the sprout. And if this {quality of] otherness is not
present, then it is false to say that the sprout is produced from another."
29. MAB, 94: "The above claim that the seed and the sprout do not exist
simultaneously may be challenged as unreasonable, as follows : Just as the
ascent and descent of [the two ends of] a scale's balance occur simultaneously,
so it is at the moment when a seed is being destroyed and the sprout being pro-
duced . This comes about in such a way that at exactly the moment when the
seed is destroyed, at precisely that moment-simultaneously-the sprout is
produced ."
30. Cf. PSP, 545: janmonmukham na sad idam yadijiiyamiinam niiionmukham sad
~pi niima nirudhyamiinam I i~_tam tatM katham idam tulayii samiinam kartrii vinii janir
zyam na ca yuktariipii II
31 . Candrakirti provides the following explanation (MAE, 95): "In this case,
'what is being produced' inclines in the direction of production {and is not yet
actually produced], therefore it belongs to the future; while 'what is being de-
stroyed' inclines in the direction of destruction [and is not yet actually de-
stroyed], and so it belongs to the present. In this way, that which does not exist
because it is not yet produced is produced ; and that which does exist because it
Is already present is destroyed. Given this state of affairs, what possible resem-
230 Notes to Page I 59
blance is there to the circumstances surrounding the operation ofthe scale? The
two ends of the scale's balance are actually present, and therefore the ascending
and descending movements can [logically be said to] occur simultaneously;
however, the seed belongs to the present and the sprout to the future, and on
this account [one cannot logically assert that] they exist simultaneously. The
[problem with the seed and the sprout] is therefore not in any way analogous to
the example of the scale. And if our opponent should happen to believe that
even though two things do not in fact exist simultaneously, still their actions can
take place simultaneously-then [we must object] : This also is untenable, for it
cannot be admitted that the actions of things are independent of the things
themselves."
32 . MAB, 96 : "The agent (kartr) of the impending action of being produced,
that is to say, the sprout, belongs to the future, and so does not [yet] exist.
Granted that [the sprout] does not exist, there is then no basis (tifraya).[for its
action], and that [action], does not exist [either]. And since no [action] exists,
how can it be simultaneous with the destruction [of the seed]? On this account it
is illogical [to assume] that the two actions [of production and destruction) are
simultaneous. As [Niigiirjuna] has written (MS 7 .17): 'If any unproduced entity
whatsoever existed anywhere, then it would be produced; [but] why would an
entity be produced when it is nonexistent? ' The meaning of this [verse) is as fol-
lows: If any entity, as, for example, a sprout, were to exist unproduced prior to
production, then it would [eventually) be produced. However, prior to produc-
tion nothing whatsoever or wheresoever can be established as existent, because
it is unproduced . Therefore, prior to being produced, the entity that furnishes
the basis for the action of production does not exist, and without this [basis),
what will be produced?" The argument is summarized (CSt 1.18): " Because
the sprout arises neither from a destroyed seed nor from an undestroyed seed,
you declare that all production is like the manifestation of a magical illusion."
33 . MAB, 97: "[An opponent might propose the following:] The seed and
the sprout do not exist simultaneously. Consequently there is no 'otherness'
(paratva), and production is illogical [under such circumstances] (according to
the terms of the second alternative) . However, when there is simultaneity, then
in that event, because 'otherness' would be present, production also would be
feasible . As for example the eye and form, and so on, along with feeling (vedo.nii)
and the other coappearing [factors, are causes which] act to produce the simul-
taneous [and related effect of] visual cognition." (Visual perception is produced
from a simultaneously existing array of causal factors.) The response to this
claim is (MAB, 98): "If you assert that the eye and so on and perception (sam -
jnii), etc., exist simultaneously [along with visual cognition J and serve as the
conditions for that visual cognition, then they most certainly are 'other' with
respect to the [existing visual cognition]. However, because there is absolutely
no need for the arising of that which [already) exists, so there would be no pro-
duction; and if you want to avoid the negation of production by asserting that
[visual cognition) does not exist, then in that case the eye <~.nd so forth would not
be different from a nonexistent visual cognition . The fallacy entailed in this
[thesis] has already been explained . Therefore, if you insist on production from
another, then even when 'otherness' is possible, production is impossible, and
J
Notes to Page 160 231
L
nature of] the screened (samvrta); and (that of) the highest meaning (paramartha).
232 Notes to Page 160
The highest meaning is that nature [of all things] revealed through being the
specific object of the wisdom that entails accurate perception. However, [this
highest meaning] is in no way established through any intrinsic quality of self.
This is one nature of all things. The other is the intrinsic nature obtained on the
strength of false perceptions made by common people in whom the eye of intel-
ligence has been completely covered by the cataract of spiritual ignorance. This
intrinsic nature is as well not established in itself, but is simply the object
[revealed] through the perception of naive people. In this way all things bear a
dual intrinsic nature."
39. Both of these are, however, illusory from the perspective of the truth of
the highest meaning. ·
40. BCA, 171: vinopaghiitena yad indriyiirtiirh !artrtiim api griihyam avaiti loka/.! I
satyam hi tallokata evam ie!arh vikalpitam lokata eva mithyii II
I
41. Defects of the five senses can be either internal or external. Internal
defects are constituted by disease or by any malfunction of the sense organ.
External defects are magical or optical illusions of any sort, reflections, echoes,
and so forth. Defects of the sixth faculty (mind) come about not only by false
cognition grounded in any of the above problems, but also by faulty reasoning
or misconceptions that may or may not be bound up with particular philosophi- t
cal views. Dreams fall into this category.
42. MAB, 105-106: "These non-Buddhist [philosophers] want to penetrate
to Reality, they want to ascend ever upward toward perfection in determining
accurately and without confusion matters concerning production and destruc-
tion-things taken for granted even by impure people like cowherds and
women. Consequently, they are like someone climbing a tree, first letting go of
one branch and then clinging to another, until they take a mighty fall into the
abyss of philosophical views. Then, because they are deprived of perception of
the two truths, they will not obtain the result [of liberation, for which they
strive]. Those/things conceptualized by them [as for instance] the three qualities
(gurtas) [of the Saritkhya system], and so on, are nonexistent even within the
context of the screened [truth] of everyday experience."
43. Cf. BCA, 178: na biidhatejfiiinam ataimiriirtiimyathopalabdham timire/qartiiniim
I tathiimalaJfi.iinatiraskrtiiniim dhiyiisti biidhii na dhiyo 'maliiyii/.! II
44. MAB, 106: "Exposition of the refutation of production from another is
not [accomplished] by confining oneself to the perspective of everyday experi-
ence. How is it [accomplished] then? By accepting the vision of the Buddhist
saint." Cf. the discussion of incommensurability in part 1, §5.1. The percep-
tion of emptiness characteristic of stainless knowledge (amalqjiiiina) does not con-
tradict everyday experience, but only the various forms of conscious (philo-
sophically contrived) and unconscious (innately occurring) reified concepts
imputed over and above the consensus of everyday practice. These ideas are
referred to as "conceptual diffusion" (prapaiica).
45. BCA, 171: moho/.! svabhiiviivarartiid dhi samvrti/.! satyam tayii khyiiti yad eva krtri-
mam I jagiida tat samvrtisatyam ity asau muni/.! padiirtham krtakam ca samvrtim II
46. Here svabhiiva is used as a synonym for iiinyatii.
47. MAB, 107-109: "Here 'delusion' is that which causes sentient beings to
become muddled in the view of entities as they are [in the full context of every-
r
Notes to Pages /60- 161 233
truth of the highest meaning, and unborn things cannot be described by unborn
things." Under the influence of spiritual ignorance and clinging even the ques-
tions one asks turn back on themselves in a spiral of reified thought and confu-
sion. The movement to a radically different form oflife must be made by grad-
ually learning to abandon the old questions and the entire way of thinking that
endowed them with significance.
50. Candrakirti is concerned here with what Tsong kha pa has called "the
most profound and subtle matter within the Madhyamika system" (TKP, 139)
-the concept of causal efficacy as the sole criterion for conventional validity.
Essentially, the point here is that soteriological and conventional truths do not
interfere with each other because they are set in a hierarchical structure (as
opposed to a mutually exclusive relationship). They are incommensurable, not
contradictory, because they deal with different realms of experience and entirely
different needs. Causal efficacy is sufficient evidence of conventional reality
despite the circumstance that, from a "higher" perspective, both cause and
effect are interrelated in such a way that neither exists in and of itself. Accord-
ing to the Madhyamika, any attempt to justify everyday experience through
something other than consensus leads to spiritual and intellectual problems.
51. This intuition of a direct relationship between cause and effect is the basis
of reified concepts of ''necessary connection" and the like.
52. MAB, 116: "The actual meaning here is this: If both the seed and the
sprout did possess some intrinsic being, then they would have to be either iden-
tical or different. But when neither one of them has any intrinsic being, then as
with the seed and the sprout apprehended in a dream-how can there be [any
question of] identity or otherness?" Cf. MS 18.10: "That which exists in depen-
dence on [something else] is to that extent not identical with that thing nor dif-
ferent from it; on this account there is no annihilation and no permanence."
53. MAB, 11 7: "If an intrinsic distinguishing characteristic of things [like]
form, feeling, and so forth-an individual essence or intrinsic being-was pro-
duced by causes and conditions, then when the yogi perceived things as empty
of any intrinsic being and [so] understood that all things are without intrinsic
being, emptiness would certainly be understood through negation of this intrin-
sic being which had been produced. Emptiness would then be the cause of nega-
tion of this intrinsic being just as surely as a hammer is the cause of the destruc-
tion of a jug." In this context, an ''intrinsic distinguishing characteristic"
(svalak~arza) is a logical mark posited in order to define the single quality that
endows an entity with intrinsically valid existence: this would be the individual
essence of intrinsic being of the entity as defined by the Madhyamika's oppo-
nent. The Madhyamika responds that things are without any intrinsic being
whatsoever, and consequently there is for him no question of the production or
destruction of such a being, or of any logical mark indicating its presence. The
concept of existence through an intrinsic distinguishing characteristic (sva-
l~arzasiddha) is grounded in the writings of Vasubandhu as interpreted by the
two famous Yogacara epistemologists Diimaga and Dharmakirti. It is a concept
that had far-reaching and subtle implications for later Madhyamika develop-
ments in India and Tibet. See Kochumuttom 1982, 25-26, for a brief discus-
sion of the concept with reference to the relevant classical sources.
Notes to Pages 161-162 235
sically valid existence, and the network itself is nothing more than the matrix of
1
day-to-day reality. The postulation of an epistemologically or ontologically iso-
lated " truth" or "reality" set entirely apart from this fabric is both arbitrary
and meaningless for the Madhyamika philosopher, because from his perspec-
tive truth and reality can be defined only through relationship. Cf. MAB, 126:
"From the point of view of one for whom action is not produced through an
intrinsic quality of self, in this case neither is [any action] terminated . It is cer-
tainly not impossible for the result to arise from an undestroyed action; [and
because] the action is not destroyed, the relationship [through time] between
cause and effect is perfectly justifiable."
58. MAB, 127-129 (citing from the Bh(U)asamkriintisiitra) : " 'Mighty king, it is
(to be understood)like this: Suppose for example that some man is sleeping and
dreams that he is in the company of a beautiful woman . She is [simply] an
object in his dream, [yet] when he has awakened he becomes [obsessed with]
the memory of her. Mighty king, what do you think?: Would an intelligent man
[behave in this way]?' 'No he would not, blessed one. Why not? Because,
blessed one , this beautiful woman in the dream does not exist and is not appre-
hended [in waking life]. What chance would there be for him to engage in any
activity with her? Therefore he is a poor and unfortunate man.' The blessed one
then said: ' Mighty king, in just this way, naive and spiritually ignorant people
perceive forms with their eyes and devdop a strong craving for those [forms)
that are agreeable, and having developed this craving they become attached [to
them] . Once attached they go on to perform acts of body, mind, and speech that
arise out of clinging, antipathy, or delusion. Once performed, these actions are
terminated; and once terminated, for some interval they remain neither in the
east . ,.. nor toward any cardinal point . But some time later this person will
draw near to the moment of death, and the activity that was his destiny [in that
life] will have been exhausted. When the terminal moment in the last phase of
consciousness has arrived, then his mind will directly confront that very activ-
ity, [which is] just like the beautiful woman who served as the object for that
[other] person even after his having awakened. And so, mighty king, once the
last phase of consciousness has terminated, the first phase of consciousness asso-
ciated with birth will arise among the gods, or the hungry ghosts, [or in what-
ever appropriate realm]. And in the interval immediately following the termi-
nation of that first phase of consciousness, there issues forth a mental
continuum in accordance with his immediate destiny, wherein he will experi-
ence the ripening [of that former activity which confronted him during the ter-
minal phase of consciousness in his previous existence]. Mighty king, termina-
tion of the last phase of consciousness is called death/transmigration, and
arising of the first phase of consciousness is called birth. Mighty king, even at
its terminal moment, the last phase of consciousness does not go anywhere ; and
when the phase of consciousness associated with birth arises, it does not come
from anywhere. Why is this? Because [they are] devoid of intrinsic being.
Mighty king, the last phase of consciousness is empty of death/transmigration .
Action is empty of action. Birth is empty of birth. Even so, it is a matter of
direct experience that actions are inexhaustible.' "
59 . There is no ultimately valid reason for a diseased eye's seeing drifting
1 Notes to Page I 62
disease, and a matter of direct experience for the person with ophthalmia. Simi-
larly, within the context of daily life a given action produces its own result, and
when this result has been produced, that action will have realized its full poten-
tial. A single blow from a single hammer breaks a single specific jug, and once
the blow has been struck and the jug broken, there will be no other jug in any
other time or place broken through that blow. From the perspective of the truth
of the highest meaning, the result produced no more exists than any number of
other nonsensical consequences that have not and never will take place (e.g. ,
the destruction of a jug not present when the blow was struck). Both results are
equally void of any noncircumstantial reality. Both are empty. However, at the
level of conventional truth it is simply a matter of direct experience that the first
result is accepted as true, while the second is imaginary.
60. MAE, 131: "The blessed one thought: 'Common people who become
excessively rational will denounce both action and its consequences and so
negate the screen [of conventional truth .' Therefore he declared that] the ripen-
ing of the consequences of action is incomprehensible, and he rejected [rationa-
·~·
~'f! . listic] thinking leading to [philosophical views concerning) action and its conse-
quences ."
61. Cf. SES, fol. 25 (pp. 393-394): evam hi gambhlrataran padarthan na vetti yas
tam prati ddaneyam I asry alaya~ pudgala eva ciisti skandha ime va khalu dhatavai ca II
62. "Bases of consciousness" (dhatus) is not in the Tibetan text.
63. MAE, 132-133: "The disciples who have cultivated non-Buddhist philo-
sophical views for quite some time are unable to penetrate to the profound
meaning of the dharmata. When they hear about the dharmata as taught in the
words [of the Prajnaparamitiisutras]-'There is no self,' 'There is no production'
-they are at the beginning simply frighteqed . They consider the teachings on
emptiness like an abyss, and having turned their backs they find no meaning [in
such teachings. However, if] through having been previously taught about
repository consciousness they have rejected these non-Buddhist systems, they
will then find great meaning [in the concept of emptiness]. Later on when they
have correctly understood the significance of the siitras, these [notions of reposi-
tory consciousness and so on] will be spontaneously abandoned. Consequently,
[in such teachings) there is only advantage, and no fault need arise. As Ary-
adeva has written (CS 5.10): 'In the beginning one should practice that which is
agreeable, for he who is broken can never be a vessel for [teachings on] the true
Dharma (saddharma).' "
64. Cf. SES, fol. 25 (p. 394): aham mamery evayad iidideia satkayadnter vigame 'pi
buddha~ I tathiisvabhavan api sarvabhavii.n astfti neyarthatayiidideia II
65. On the problem of using language to break free of unexamined presup-
positions, cf. Whorf 1956, 121 : "The background linguistic system of each lan-
guage is not merely a reproducing system for voicing ideas, but rather is itself a
shaper of ideas, the programme and guide for the individual's mental activity,
for his analysis of impressions, for his synthesis of his mental stock in trade."
Nevertheless, in order to teach anything at all, even a buddha must use lan-
guage and the conceptual presuppositions embodied in it, and in order to
explain the most profound and subtle meaning of emptiness it is necessary to
238 Notes to Pages /62-163
I
67 . Cf. ibid.: yathii tarangii mahato 'mburiiie/1 samirar~aprerar~ayodbhavanti I tathiila-
yiikhyiid api sarvabijiid vijiiiinamatral'fl bhavati svafakte/1 II
68. MAB, 137-138: "Just as one knows that when a breeze stirs across the
ocean , [which is the aggregate of) the particles of water that constitute the sub-
stratum of waves, and the waves which were apparently sleeping are propelled
through the intervention of this merely circumstantial wind so that they obtain
r
individual corporeal being and disperse in every [direction); in this case as well,
from the ripening of traces [formed through) coming together of the apprehen-
der and the apprehended-[traces which) have been deposited since beginning-
less time in a serial continuum-consciousness obtains existence [as) individual
entities which [subsequently) perish . A particular trace is then deposited in the
repository consciousness, (a trace) that becomes the cause of production of
another phase of consciousness in accordance with the representation of the
[previous phase). And when this [trace) has progressively attained maturity
through the intervention of its own ripening conditions, it then produces a
'dependent [form)' which is impure . Although naive people conceptualize the
mental abstractions of 'apprehended' and 'apprehender,' still no such 'appre-
hended' [object) whatsoever exists in isolation from consciousness ... . Just as
those who assert a cause such as God, and so forth, [also) assert that this God is
the creator of all beings, so those who assert the repository consciousness main-
tain that this repository consciousness is [itself) all seeds, because it is the recep-
tacle of the seeds associated with apprehension of all entities. The distinction is
simply that while God is called eternal , the repository consciousness is not."
69. Cf. SBS, fol. 23 (p. 392): samvidyate 'ta/1 paratantrariipam prajiiaptisiddhis tu
(prajiiaptisadvastu-) nibandhanam yat (sac) I biihyam vinii griihyam udeti sac ca sarva-
prapaiiciivi~ayasvariipam II
70. See "The Yogidi.ra doctrine of the three marks," §3.5.2 , above . These
characteristics are reinterpreted by the Prii.sangika-midhyamika. First, the dis-
tinguishing characteristic of the perfectly accomplished (parinifpannal~ar~a) is,
for the Yogii.cii.rin, the ultimate absence of any distinction between mind and its
object. According to the Prisangika, however, it is the ultimate absence of any
1 Notes to Page 163 239
quality of intrinsic being-that is, the lack of any transcendent ground underly-
ing everyday experience. It is the emptiness of the highest meaning (paramiirtha-
ni/lsvabhavata). Second, the distinguishing characteristic of that which is depen-
dent (paratantrala/qa7J.a) characterizes entities as the objects of relative, dualistic
knowledge and as unique, discrete entities dependent on a particular colloca-
tion of causes and conditions. For the Yogiiciirin, discrete entities exist intrinsi-
cally, each arising out of repository consciousness through its own potentiality.
The Priisangika recognizes this characteristic as the mark of the absence of any
quality of intrinsic being within manifest phenomena. It is the logical mark
which designates their relational nature, their emptiness through being pro-
duced in dependence on each other (pratityasamutpanna). Third is the distin-
guishing characteristic of that which is imagined (parikalpitala/qa7J.a). While the
first two characteristics have to do with the truth of the highest meaning, this is
the mark of the purely imaginary character of all things, imputed through
assigning them names. For the Yogiiciirin, names contribute to the mistaken
I
belief that things are independent of the perceiving mind, but the Priisangika
I
~
identifies the mistaken impression fostered by conceptual labels as the belief in
intrinsically valid existence.
71. Cf. SBS, fol. 23 (pp. 392-393): vinaiva bahyam na (bahyam vina kva (?])
yathiisti cittam svapne yatha ced idam eva cintyam I svapne 'pi me naiva hi cittam asti yadii
1
tada niisti nidO.iJIJnam te II
72. Or simply: "there is no thought." Because thought has no intrinsic
being, it is not produced, nor does it pass away. Cf. 6.52, below.
73. The Prasangika maintains that the opposition between consciousness and
its object is upheld even in dream states. One must, of course, distinguish an
object perceived while dreaming from a similar object perceived while awake.
However, such a distinction is relevant only from the point of view of conven-
tional truth. From the perspective of the highest truth, according to the Prii-
sangika, neither consciousness nor its objective referent is produced, and there-
fore both are nonexistent (cf. MAB, 140).
74. Cf. SBS, fol. 23 (p. 393): svapnasya bodhe smarapatmano (smarapan mano) 'sti
yady asti bahyo vi!ayo 'pi tadvat I yatha maya dr!.lam iti smrte tu bahyeti (smrtis te bahye
'pi) tadvat smrtisambhavo 'sti II
75. Cf. MAB, 141: "Just as thought is [established as] existent from memory
of what was experienced in the dream, there is also a memory of the object
experienced in the dream, and so it too exists, or else it is necessary to conclude
that consciousness as well does not exist [in the dream]."
76. Cf. SBS, fol. 24 (p. 393): ca/qurdhiya/1 sambhava (cak,urdhiyo 'sambhava) eva
svapne niisty asti vai manasam eva etta/! I tada/crtau bahyataya niveia(/1] svapne yathehapi
tatha matam cet II
77. Cf. SBS, fol. 24 (p. 393): bahyo yatha te vi,ayo najata/1 svapne tatha naiva mano
'pi jatam I ca/qui ca ca/qurvi$ayai ca tajjam riipam (cittam) ca sarvam trayam apy
alilcam II
78. MAB, 142: "Just as, when a form is seen [in waking life], the eye, the
form, and the mind are all three present. so during a dream, when an object is
discerned, the full ensemble of these three must be apprehended; and just as
there [in the dream] the eye and the form do not [intrinsically] exist, likewise
240 Notes to Pages 163-164
visual cognition does not [intrinsically] exist. And it is the same for all other
types of cognition."
79. The "mental triad" includes mind (manas), the mental object which acts
as its objective referent (dharma), and mental cognition (manovy·nana).
80. MAB, 144: "As in a dream the object, the sense organ, and the cognition
are not real, so it is in waking life also. Thus one must understand, and there-
fore it has been clearly stated [in the siitras]: 'Just as magical creations appear
to be apprehended, while actually they are not real, so all things are like magi-
cal [creations], or like a dream, according to the teaching of the sugata.' And
similarly: 'The [various] migrations of existence are like a dream, here no one
is born and no one dies, there are no sentient beings, no names, and no life:
these thi~gs are like bubbles, [empty]like a banana tree.' "
81. MAB, 145: "This is just like the [example of the] dream. With respect to
the vision of the person affiicted with ophthalmia, the appearance of the hair
also exists [and not simply the cognition of that hair]; while with respect to the
vision of a person not so affiicted, both of the two are unproduced [and not
merely the appearance of the hair]. Therefore it is difficult to discern conscious-
ness in the absence of any object.''
82. MAB, 146: "If awareness ofthe appearance of hair is produced in a per-
son affiicted with ophthalmia when no hairs exist, then it follows that, when a
person not so affiicted looks toward the place where the person with ophthalmia
sees the hair, he also should have a cognition of hair ... because the absence of
the object is common [to both the healthy and the diseased eye]."
83. MAB, 146: "If the existence of an object is the cause for production of a
cognition, then [the situation] will be just as [described above]. However, it
may be that ripening or nonripening of a previously deposited cognitive trace
(vy·nanaviisanii) is the cause [respectively] of the production or nonproduction of
the cognition. Consequently, that [particular] image would be manifest only to
him in whom the trace [previously] deposited by a different knowledge of the
hair would [already] have completely ripened, and it would not be [manifest] to
anyone else.''
84. MAB, 147-148: "In this case, if there is to be any awareness of the poten-
tiality, then it must occur in association with present, past, or future cognition;
and for each of these, the potentiality to produce a cognition is impossible. In
the event that the potentiality is involved in a genitive relationship [with the
cognition-that is, the cognition is possessed by or contained by its potential-
ity], then it is illogical to say that the cognition, having the nature of an effect,
also exists as the cause. If this were the case, then the effect would have no
cause, and even when the sprout had been produced, still the seed would not be
destroyed. Therefore, potentiality is impossible for a cognition [already] pro-
duced. In the event that the potentiality is involved in ari ablative relationship
[with the cognition-that is, the cognition proceeds out of its potentiality), then
it is illogical to say that the cognition [already] produced becomes manifest for
the potentiality-because it exists, as was explained above (in 6.8cd). In this
way, no potentiality exists for a [cognition already] produced.'' Either way, for
there to be any relation between a cognition and its potentiality, both of them
must already exist.
Notes to Page 164 241
85. MAE, 148: "In the absence of a qualification, that which is to be quali-
fied does not exist. Why is this? [In the expression] 'potentiality of a cognition'
(vijniinasya fakti~) 'cognition' is the qualifier of 'potentiality,' and 'potentiality' is
the base of the qualifier. But one cannot cogently demonstrate anything by
refuting or affirming an unproduced entity, [designating it] either 'cognition' or
'noncognition.' When such is the state of affairs concerning [the unproduced),
then in stating 'this is the potentiality of this' (the genitive relationship), what is
[intended) to qualify the potentiality? And likewise, when the qualifier does not
exist, the statement 'this becomes manifest from this' demonstrates nothing
whatsoever, because it fails to mention a qualifier. Furthermore, if one
attributes potentiality to the unproduced, then it must also be attributed even to
the son of a barren woman."
86. MAE, 149: "Anything that will come to be at any time whatsoever might
indeed be called 'imminent.' However, that which most certainly never will
become manifest, like the son of a barren woman, or space, cannot be [immi-
nent). Therefore, in this case, if the potentiality did exist then the cognition
might be imminent; but when the potentiality does not exist on account of the
nonexistence of the future cognition (as in the present proposition), then, like
the son of a barren woman, for want of potentiality the [cognition] cannot be
imminent."
87. MAE, 150: "When the existence of the cognition is" [necessary to) the
potentiality for that [same cognition], and the cognition is manifest from that
potentiality, then [we have an instance of] 'dependence on a reciprocal object.'
If such is indeed the case, then it must be admitted that cognition does not exist
through any intrinsic being. For example: Just as the existence of long is
[dependent] on short, while the existence of short is [dependent] on long; or the
existence of the far bank is (dependent] on the near bank, while the existence of
the near bank is [dependent) on the far bank -so it is that what is designated in
this way does not have existence through any intrinsic being. And if such is the
state of affairs, then this is in complete agreement with what we ourselves have
been saying." Cf. MS 10.10: "That entity which exists in dependence does so in
dependence on [another entity, and) if that which is to be depended upon would
also exist-then what is dependent on what?" and MS 10.11: "When that
entity which exists in dependence is [not yet) existent, then how is it dependent?
Even when it [already) exists in dependence, its dependence is not logical." A
nonexistent entity cannot logically be said to "depend" on anything, and if
entities have anything other than purely conventional existence, then they must
exist independently of one another, for if the existence of x rests entirely on the
existence of y, and vice versa, then both are like unreal phantoms produced
from nowhere.
88. MAE, 152: "If the future cognition arises, as an effect, through [the force
of] a cognition that has been produced and terminated-that is, from the rip-
ened potentiality of a terminated cognition which deposited [that) particular
potentiality in the repository consciousness-then one [cognition] would arise
from the potentiality of a different [cognition]."
89. Our translation here is based on Tsong kha pa, since the autocommen-
tary did not provide any help in interpreting the two names. TKP, 268, shows
242 Notes to Pages 164-165
nyer sbas for La Vallee Poussin's nyer spras, and adds "because they are two sepa-
rate persons" (gang zag so so'i gzang nyidyin pa'i phyir na /). La Vallee Poussin
1907-1911, pt. 2, 340, translates byams pa rryer spras La as "de !'affection et de
I' aversion."
90. MAB, 155: "The trace of visual cognition is deposited in reJ?Ository con-
sciousness by a different cognition that is in the process of terminating: Subse-
quently, from the ripened trace is produced a cognition that assumes its image.
That immediate moment associated with the potentiality which is the source [of
the cognition] is understood to be the physical organ of the eye by spiritually
ignorant people. However, there is no organ of the eye apart from cognition;
and the other organs are just the same in this respect."
91. MAB, 156: "The [flowers of the] Bandhujivaka, Kimsuka, and so on an
produced with a red image which does not rely on shifting external colors a!
does a gem; on the contrary, one apprehends the continuum of the sprout and
so forth produced as a particular image in accordance with the potentiality pro·
jected [into repository consciousness] by its own seed. Likewise, in the absenct
of an external form [colored] blue or the like, a cognition arises appearing a1
blue, etc.; and common people are persuaded that this appearance ... is oftht
nature of an external object." The autocommentary goes on to draw the anal·
ogy of a ruby reflected in clear water. The reflection, like the appearance of<
cognition, is perceived as a genuine external object by those who are unawan
of the nature of the illusion.
92. MAB, 158: "Vision in a dream-just as in the case of a blind man who is
awake-is without [its] instrument (the eye), which is the source of [visual] cog-
nition; [however,] it affects the image that rests in a cognition associated with
the ripened potentiality of the visual organ, and not [the image that rests in] a
mental cognition that develops from the ripened potentiality of a [previous]
mental cognition. Therefore, as in [the case of] the blind man who is awake,
where absence of the eye is not sufficient cause for [a mental cognition as
vision], so sleep during a dream is no cause for the ripening of a trace belonging
to [such a] cognition." Tsong kha pa adds the following comments (TKP, 270):
"In a dream mental cognition appearing as blue and so on arises in the absence
of a visual organ: Why is it, then, that vision of form and the like, such as that
enjoyed by a man with good eyes, is not produced as [in the dream] to the blind
man who is awake, since the absence of a visual organ is common to both the
dream and waking [states of the blind man]? And furthermore, if production of
cognition is established through intrinsic being without any external form, then
it is so [established] in both waking life and sleep through some unspecified and
mysterious quality. [The Yogiiciirin] may think: 'In a blind man who is awake
there is cause for the non-arising of clearly appearing mental cognition of forms
like that in the dream. However, this is not due to the absence of the eye, but
rather to the unripened potentiality for the arising of such mental cognition.
Consequently, where there exists a ripened potentiality, it is [a cause of] the
arising of a similar mental cognition. And [such potentiality] exists in sleep, in
dream OQly, and not in waking life.' This. is unreasonable. If according to [the
Yogiciirin] the ripened potentiality for the sixth mental [sense] cognition exists
in a dream but not in waking life; then [we ask], why is it unreasonable [to
Notes to Poge 165 243
assert as follows J: As here in waking life there is for a blind man no ripenec
potentiality clearly appearing as form and so forth, so, in the same way, durin~
a dream it should not exist. [Such an assertion] would be reasonable (i.e., i1
would be in accord with the Yogadirin's premises)." ·
93. "Unsubstantiated thesis" (Tib. dam bca ';here most likely for Skt. stitlhya.
the major term [probandum] of the syllogism). As Niigiirjuna has no proposi·
tion (pratiJna) of his own and therefore no fallacy ( VV 29), so Candrakirti reject:
the theoretical claims of the Yogiiciira as misguided attempts to provide a tran·
scendental ground for the sociolinguistic matrix of everyday experience. MAB,
158: "If you maintain [such arguments] merely on the authority of words .. .
then we [Madhyamikas] must also be allowed to maintain [our arguments:
strictly on the strength of words."
94. MAB, 161-162 (cited from an unidentified source): "Blessed one, it i:
through entry into the sense faculties that one enters into the dharmadhiitu.
There are twenty-two faculties (here follows a list of the six faculties, includin~
the faculty of conceptualization, and sixteen others drawn from the Abhi·
dharma, including such "faculties" as pleasure and pain). The visual faculty i:
not apprehended in any of the three times, and that which is not apprehendec
in any of the three times is not a visual faculty. How is it, then, that what is no1
the visual faculty actively manifests [itself) as a conventional reality? As, f01
example, an empty clenched fist, which is deceptive and actually does not exis1
[as perceived] (i.e. , it does not actually contain anything) . Despite their bein~
imputed in name, neither emptiness nor the fist is apprehended in any ultimat«
sense (piiramartika{l.). Like this empty fist, the visual faculty is deceptive and doe:
not actually exist [as apprehended]; it possesses a false and seductive nature
that deceives naive people. It does not exist, it is not real, and although it i:
imputed in name, nevertheless the visual faculty is not apprehended in any ulti·
mate sense. When the blessed one attained spiritual omniscience, for the pur·
pose of winning over in some measure sentient creatures dwelling in error, he
acknowledged the visual faculty [as a conventional reality], but it does not exis·
in any ultimate sense. The faculty is without intrinsic being, empty of any qual·
ity of being a faculty; the eye does not exist through the quality of being an eye
the faculty does not exist through the quality of being a faculty. How is this!
The eye is without any intrinsic being. That thing which has no intrinsic beint
is not a real entity, and [when erroneously perceived] what is not a real entity i:
not perfected (aparinifpanna, not of the highest, soteriological truth). [In the
highest, soteriological sense] it neither arises nor passes away, nor can it be
imputed as past, (present,] or future .. . . Faculties are like a dream, and simi·
larly all things whatsoever are not apprehended through any essence. Therefore
they are inexpressible."
95 . This is a visualization performed as a meditation on impurity (afubhabhii.
vanii), specifically intended to counter inordinate passion and attachment tha
may interfere with other study or practice .
96. The three factors of sensation are the object, the sense organ, and the
cognition associated with these two .
97. Rive rs flowing in the realm of the hungry ghosts are said to be filled wit!
pus.
244 Notes to Pages 165-166
98. That is to say, the cognition and its object exist only in the context of their
relations with each other, and whether or not they are "real" is a matter to be
decided on conventional, pragmatic grounds. A meditator or a hungry ghost
may well perceive and be affected by objects that are fictitious by everyday stan-
dards.
99. "Dependent entity" (paratantrauastu) is a synonym for "dependent form"
(paratantrariipa). MAB, 165: "Having demonstrated the impossibility of cogni-
tion in the absence :>fan external [object, these lines] are intended to refute the
existence of the entity alone."
100. MAB, 166: "If the dependent exists empty of both the 'apprehended
[object]' and the 'apprehender,' then according to you, what knower would
apprehend the existence [of such an entity]? It is illogical that it should appre-
hend itself, because there is an implicit contradiction in [the notion of] introcep-
tive activity (svlitmanivrtti): a sword edge does not cut itself; the tip of a finger
does not touch itself; even a well-trained and expert acrobat cannot climb up on
his own shoulders; fire does not burn itself; and the eye is not visible to itself.
(For the Yogacarin,J neither is the [entity] apprehended by another awareness,
because this would contradict his own tenets, for it would entail [the following
consequence]: If one cognition is the object of another cognition, then this
would [describe] the conditions of 'mind alone'; therefore, the apprehender [of
the entity] would be totally nonexistent, and that which is not apprehended [by
anything] has no claim to existence." But the Yogacarin asserts that "mind
alone" is the apprehender of all objects, and that it, and not the objects, is ulti-
mately existent.
101. The Yogacarin wants to establish his doctrine of reflexive awareness in
the following way (summarized from MAB, 167-168): "The memory of a given
event is simply 'memory of an object' and not 'memory of the experience of an
object.' Why is this so? If memory included 'memory of an experience,' then a
second 'experiential cognition' .would be required to experience the memory
itself, and a third to experience this second 'experiential cognition.' ... This
would involve the fallacy of eternal regression. Furthermore, the cognition
must experience itself, because otherwise one cognition must experience
another, discrete cognition, which would require a third cognition, and so on
and on. The same fault would be applicable. (The Prasangika's rejoinder] If
this is supposed to be proven from the ultimate point of view, that is, by postu-
lating the presence of intrinsically existent realities referred to as 'cognition,'
'memory,' and 'object,' then we suggest that our opponent consult our previous
arguments concerning this issue. If, however, it is to be proven from the per-
spective of everyday experience, then there is a logical fallacy in such an argu-
ment which must be acknowledged. Reflexive awareness is taken as the proof of
memory, while at the same time memory is used as the proof of reflexive aware-
ness. The argument is circular and therefore invalid.''
102. MAB, 169: "In this case, if such a claim can be made on the strength of
each and every [entity's] having been established as a real substance, then pro-
duction from self and from another are [both] untenable, and consequently
memory itself is an impossiblity: How could the unsubstantiated [concept of]
reflexive awareness be proven by the unsubstantiated [concept oil memory?
l
Notes to Page 166 245
L
(Yogacarin) has developed strong attachment to a mere part of the body of
[explanation of] the dependent, as though (this part] were the (highest] truth.
l
hundreds of miseries. Whoever comprehends with a clear mind [the truth of the
screen] taught for the benefit of the world will pass beyond all desire, like a
snake shedding an old skin. 'All things are without intrinsic being, empty, and
devoid of any distinguishing characteristic': [This is the truth of) the highest
meaning. He who hears this and becomes happy will obtain unsurpassed awak-
ening . . . . Teachings on conventional truth are the means, and so it is written
(PSP, 264): 'What hearing and what teaching is there of a Dharma without
words? Yet what is without words is taught and heard, through a process of met-·
aphorical imputation (samiiropiid). ' "
110. Cf. §3.5.3, "The Prasarigika critique," for the concept of paratan-
trabhiiva. Tsong kha pa explains what is meant here by "for a specific purpose"
(TKP, 308): "First, because it is necessary; second, in order to persuade stu-
dents of the Miidhyamika to reject philosophical views; and third, as the means
of gradually engendering an appreciation of the reality [expressed in the truth
of the highest meaning]."
111. MAE, 180: "The screen is to be accepted strictly in dependence on the
consensus of others, and not on our own authority. Thus it is accepted only with
reference to everyday experience. Consequently, if the refutation [of any ele-
ment of conventional experience J is accomplished for the benefit of one who
[normally] accepts it, then this is indeed a proper refutation-but not [if such a
refutation J is attempted for the benefit of anyone else."
112. LA, 50.32: cittadriyavikalpamiitram idamyaduta traidhiitukam I Also cf. DB,
32.9: cittamiitram idam yaduta traidhiitukam I
113. If the Yogacarin intends to use these words in support of his argument,
then the Madhyamika offers an extract from the Yogacarin's own scriptural
authority in response (DB, 6, 31-32): "The bodhisattva completely compre-
hends dependent origination according to its form . . . . He realizes that this
mass of suffering, this tree of suffering alone is present, devoid of anyone who
acts or feels. He realizes that 'the object of action' (karman) is defined through
clinging to [the reified concept of) 'agent.' Where no agent exists, there the
object of action as well is not apprehended in an ultimate sense. The triple
world is mind only. The twelve limbs of existence distinguished and proclaimed
by the tathiigata all rest on mind alone."
114. MAE, 184-185: "The expression 'non-Buddhist philosophers' (tirthikas)
is used in a generic sense, as it must also include any Buddhists ( dhiirmikas) who
postulate a 'person' or the like. In a manner of speaking, these Buddhists are
not Buddhists at all, since like the non-Buddhists they have not correctly pene-
trated the meaning of the teaching [on emptiness]. Therefore this designation
applies to all of them."
115. Concerning the definition of "mind alone" provided here cf. LA, 34.2-
3: "The person, the continuum, the psychophysical aggregates, conditions and j
atoms, a creator god, the high lord, and the 'agent'-these are [all] simply
mind alone" (pudgala~ samtati~ skandh~ pratyayii ar'avas tathii I pradhiinam iiviira~
kartii cittamiitram vikalpyate I/).
116. The argument here is based on a bit of scholastic exegisis. La Vallee
Poussin's translation of the first line differs from ours. He has, "De meme que,
bien que le mot buddha n'apparaisse pas devant [les mots] tattva, vistara, il y est
I
248 Notes to Page 16 7
Consequently, mind alone is the preeminent cause of the creation of the uni-
verse ." The relationship between mind (or 'thought,' citta) and volitional action
(ko."rma) described here and in 6.88 should not be thought of as linear or chrono-
logical. Mind and action are interdependent, since one does not exist without
the other. Of the two, however, mind is primary, because it alone provides the
"intent" or "will" (cetanii) which distinguishes the purposive action of living
beings from the random movements of insentient things. Cf. MS 17.2-3, where
action is defined as either cetanii 'mental' or cetayitvii 'physical' or 'verbal .' The
force of such action is said to function as the cause of retribution either in the
same or in some future life .
121. Among the various philosophical schools which make up the Prasangi-
ka 's opponents, there is a considerable difference of opinion as to the identity of
the agent. Some maintain that the only real agent is God , some say that it is a
"principle of action," and still others assert that it is "mind." According to the
Prasangika, in identifying the agent as "mind alone" (cittamiitram), ·the siitras
do not negate the external, objective world, since it was never competing for the
title of" agent." Cf. MAB, 192: "If two kings desire power in a single land, and
one of the two rivals is expelled, while the other assumes control of the country,
still the citizens would not be harmed in any case, because they are inc;!ispens-
able to both kings. It is the same here, because material form (riipa) is indispens-
able to both [mind and any other possible agent) . Form remains unscathed [by
the debate over the nature of the agent), and therefore one can unqualifiedly
maintain that form exists."
122 . "Them" (de dag) refers specifically to form and mind, but it also , ac-
cording to Candraklrti, includes all the psychophysical aggregates.
123 . Cf. LA, 22: "Just as a physician prescribes medicine for various dis-
eases, so the buddhas taught to sentient beings [the doctrine of] ' mind alone.' "
Also ibid . , 33: "Mahamati the great bodhisattva addressed the blessed one in
these words: 'In the teachings of the highest scriptures the tathiigatagarbha is
described by the blessed one . It was described by you as being naturally bril-
liant , pure from the start with [all) purities, bearing the thirty-two marks [of a
realized buddha], immanent in the bodies of all creatures. It was described as a
jewel of immense value wra_pped in soiled cloth: wrapped in the cloth of the psy-
chophysical aggregates, of the elements of sensation ( dhatus), of the sense organs
along with their objects (iiyatanas); dominated by clinging, antipathy, and delu-
sion; soiled by the fllth of conceptualization; [but] permanent , firm , and eter-
nal . How is it, blessed one, that this talk of a tathiigatagarbha is not equivalent to
the talk of the non-Buddhist philosophers concerning a self (iitman)? Non-Bud-
dhist philosophers as well, blessed one, teach about the self as permanent, as a
non-agent, without qualities, all-powerful, and devoid of parts.' The blessed
one responded: 'Mahamati, my teachings on the tathiigatagarbha are not at all
equivalent to the talk of non-Buddhist philosophers concerning a self. But why
is thi~, Mahamati? The fully awakened saints, the tathagatas, teach about the
lathagatagarbha as emptiness, as the limit of existence (bhiitak.o.ti), as nirviil)a, as
unborn , uncaused, unceasing, and as other such things . Although the supreme
lathiigatagarbha is not susceptible to reification (nirvikalpa) and devoid of any
irnage (niriibhiisa), [still] they teach about it in this way so as to mitigate the
..,
250 Notes to Pages 168-169
object of terror of those naive people [who are afraid of] selflessness. And yet
here there is no clinging to this self, Mahamati, on the part of present or future
bodhisattvas. Just as, Mahiimati, a potter fashions a variety of pots from one
mound of clay particles through applying a hand, technique, a stick, water, a
string, and effort; so, Mahamati, the same selflessness of phenomena which is
absolutely free from all conceptualized distinguishing characteristics is taught
by the tathagatas by a variety of synonymous words and phrases, either through
instruction on the tathtigatagarbha or on selflessness-and as with the potter,
through application of diverse forms of wisdom or skillful means. Thus, Maha-
mati, they teach about the tathtigatagarbha [for the purpose of attracting those
who are attached to some reified concept of self]. The most profound knowledge
of the scriptures of all the buddhas is characterized by emptiness, by nonpro-
duction, by nonduality, and by the lack of any distinguishing characteristic."
124. MAB, 199: "The blessed buddhas introduce the disciples into the
absence of intrinsic being by degrees. Just as giving and the other [perfections]
are extolled from the beginning as means toward entering into the dharmatti,
because those who have practiced giving and so forth easily enter into the dhar-
matti, so also refutation of the object of knowledge is a means toward penetra-
tion into selflessness. Therefore the blessed one initially taught the refutation of
the object of knowledge. Those who comprehend the selflessness of the object of
knowledge will easily penetrate to the selflessness of the knower. Among those
who comprehend the absence of intrinsic being of the object of knowledge,
some will arrive unaided at an understanding of the absence of intrinsic being
of the knower, and some will arrive there with a little supplementary instruc-
tion. Therefore the buddhas initially taught about negation of the object of
knowledge." "Refutation of the object of knowledge" refers to the Madhyami-
ka's rejection of any concept of an intrinsically existent entity, an entity sup-
posed to exist entirely outside the context of its relationship with other entities
and with the consciousness through which it is known. Once this refutation is
appreciated, one can proceed to examine the relationship between the empty
entity and the mind which takes it as an object of knowledge.
125. MAB, 206: "If entities were produced fortuitously, then just as the
Panasa tree would not be the cause of its own fruit, so [that fruit] could just as
well be produced from the Nimba, the Amra, and so forth, since all of them
would be the same insofar as they have the quality of not being a cause. And
just as [a fruit] would be produced from the Panasa tree even though [the
Panasa tree] would not be the cause [of that fruit], so the same fruit might just
as well be produced at any time in the past, present, or future. Fruit produced
from the ripening of the Amra, the Lakura, and the rest, which appears at fixed
times in dependence on the seasons, would exist perpetually, because it would
not be dependent on the seasons. Likewise, because the peacock would not be
the cause for its own feathers, such eyes might be found on the raven as well;
and the peacock might just as well be born with the feathers of a parrot! In this
way all the things of the world would be produced perpetually, or else they
would not exist at all. On this account talk of spontaneous (svabhtivena) [produc-
tion] is unreasonable."
Notes to Pages 169-1 70 251
126. Cf. PSP, 38: (6 . 100ab) grhyeta naiva cajagadyadi hetuiiinyam syadyadvad eva
gaganotpalavarrwgandhau I
127 . The argument there is directed against the Carviika or the Lokayata.
The discussion about the afterlife (paraloka 'another world') is with reference to
transmigration. Candrakirti characterizes the position of these philosophers as
follows (MAB, 212) : "[These philosophers] have two positions: (1) the position
entailing belief in a form of intrinsic being associated with the material elements
(bhiitasvabhiiva) (that the self or mind originates within one or a combination of
the material elements); and (2) the position entailing negation of any possibility
of an afterlife (a denial of transmigration)."
128. "Object of knowledge" =the material elements.
129. According to Candrakfrti, when one negates the possibility of transmi-
gration and assumes that the present material world is the only reality, he ele-
vates the physical body to the status of an ultimately real entity. If the material
elements of the body are intrinsically existent, and consciousness has its origin
in these elements, then this is simply another way of positing the existence of a
real (transcendental) self. The philosophical view which negates the possibility
of an afterlife has, in this case , its foundation in the concept of intrinsic being
associated with the material elements. Therefore, in holding such a view one
tacitly postulates the existence of a real, intrinsically existent self within the ele-
ments of the physical body. Strict materialism (or rationalism) is in this impor-
tant respect no different from idealism , for both positions are founded on pre-
suppositions of an essence (iitman) supposed to provide everyday experience
with meaning and structure, and both have failed to see through the constraints
of our natural interpretations and associated observational languages .
130. Cf. SBS, fol. 21 (p. 391 ): bhiitiini tiini na hi santi yathii tathoktam siimiinyatalz
svaparato dvayataf ca janma I ahetukam ca khalu yena purii ni#ddham bhiitiiny amuni
anuditiini na santi tasmiit II
131. Cf. SBS, fol. 22 (pp . 391-392): bhiivii~ svabhiivarahitii/1 svaparobhayasmiij
janmiisti hetum anapelcyya ca naiva yasmiit I mohas tu yena bahulo ghanavrndatulyo loka-
sya te na (tena) vi1ay~ khalu bhiinti mithyii II
132. MAB, 216: "The clouds of a profound delusion cover over perception of
the intrinsic nature of [everyday things like the colors) blue and so forth, pre-
venting naive common people from perceiving this intrinsic nature (emptiness) .
In its place they mistakenly cling to an individual essence that appears a reality
to them."
133. Cf. SBS, fol. 22 (p. 392): kaicid yathaiva vitatham timiraprabhiiviit keiadvi-
candraiikhicandrakamalcyikadi I grh'(liiti tadvad abudha~ khalu mohado!iid buddhyii vici-
tram avagacchati samskrtam hi II
134. TKP, 342: "[The Madhyamika] philosophy makes it clear that voli-
tional action stemming from prenatal dispositions arises from the foundation of
delusion or spiritual ignorance, and without delusion that volitional action
would not arise. Ordinary people should certainly know this and be governed
by it, but when particularly adept people hear that the problem of spiritual
ignorance itself [creates] the prenatal dispositions [to volitional action], they not
only penetrate the emptiness of the absence of an intrinsic being within prenatal
252 Notes to Page 170
dispositions, but they also clear away and abandon the profound delusion of
spiritual ignorance with the sun of their noble minds-the comprehension of
dependent origination. They no longer engage in volitional action stemming
from prenatal dispositions because they have eliminated such action, and they
are thereby released from the cycle of existence."
135. MAB, 218: "For now, this objection should be raised only against those
whose eyes are afflicted with ophthalmia: 'Why is it that although you see non-
existent objects lih floating hairs, still [you do not see] the son of a barren
woman?' Later on, those whose eye of wisdom is clouded over with the ophthal-
mia of spiritual ignorance can also be questioned as follows: 'Why is it that
although you see the [psychophysical aggregates of] form and so forth, which
have an unproduced intrinsic nature, still [you do not see] the son of a barren
woman?' We ourselves ought not to be questioned in this way. The yogis have
directly perceived entities as [empty], and we~ others who desire to obtain the
wisdom of the yogis have our highest aspiration directed toward those words
that explain the intrinsic nature of all things. Although we do endeavor to
explain the absence of any intrinsic being within entities, still this is done
through the medium of philosophical treatises like this one, which are infused
with the wisdom of the yogis. [These words] do not represent my own personal
opinion, for in fact my eyes are still clouded by the ophthalmia of spiritual igno-
rance . . . . Nor are the yogis to be questioned about these things, for they do
not perceive any intrinsic being within things either from the perspective of the
screen, or from the perspective of the highest meaning."
136. The following objection has been raised: If material forms, including all
their attributes such as color and shape, are not actually produced, then why
should they still be perceived, while such other unproduced things as "the son
of a barren woman" are not? That is, why should some nonexistent things be
perceived, while other equally nonexistent things are not? The Madhyamika's
response is that such a problem cannot in fact be solved, but can only be dis-
posed of by moving beyond the presuppositions responsible for it. This is
accomplished by acquiring facility in using the contrasting set of presupposi-
tions embodied in the soteriological truth of the highest meaning. In making the
transition to an incommensurable, alternative set of presuppositions, one grad-
ually comes to appreciate the depth of the conditioning that gives meaning and
structure to our normal, everyday experience, and at the same time the built-in
limitations of this conditioning also become more and more apparent. As Rorty
and others have pointed out, questions of conventional reality have never been
adjudicated through reference to philosophical concepts of production and non-
production, but rather through recourse to the consensus of everyday, prag-
matic experience. Chairs and tables are "objectively real" simply because most
people perceive them and make use of them, while other objects that appear in
dreams, mirages, and magic are only "subjectively real." They are perceived,
but only under extraordinary conditions, such that they are generally consid-
ered to be deceptive and of little or no use to the community at large. The son of
a barren woman, however, is completely unreal, because he is unproduced and
inefficacious both in terms of the higher, soteriological truth and within the con-
text defined by everyday concerns.
Notes to Page I 70 253
137. MAB, 202-221: "As the blessed one said (cited from an unidentified
siitra): 'The things of the world are like a dream , for in the reality [expressed in
the truth of the highest meaning] they are not grounded . And yet the deluded
mind becomes attached even to a dream where nothing exists. Although fairy
cities may appear, they do not exist in any of the ten directions or anywhere
else . A fairy city is established in name only, and the sugata perceives the entire
world in just this way. There is no water in a mirage, even though it is seen
there by someone who has the perception (samjnii) of water. In the same man-
ner, one who is misled by his imagination conceives of the disagreeable as
agreeable. Just as in a highly polished mirror a reflection appears without any
intrinsic being, so one must understand all other things as well. Even paradise
itself[is not grounded in any intrinsic reality].' "
138. La Vallee Poussin's translation differs substantially from the one
adopted here. He has: "De meme toutes chases ne naissent pas en substance au
point de vue de ce meme monde [ou: de Ia realite du monde] ." Candraklrti
offers no clue in his autocommentary, but Tsong kha pa interprets the stanza as
it appears in our translation (TKP, 342): gzugs sogs kyi dngos po 'di kun 'jig rten gyi
tha snyad dang I de kho na nyid gnyis kar rang gi ngo bo nyid kyis ma skyes so II
139. Tib. rang gyis yongs su nrya ngan las 'das pa; Skt. svabhiivena parinirvrtta. In
their innermost nature, all things [already] participate in complete nirviiJ;Ia.
140. MAB, 223 : "The word ii.di (from the beginning) indicates that [things]
are unproduced not only as they occur in the [nondualistic] knowledge of the
yogi (yogijnii.niivasthiiyiim), but even before this. Things are not produced by vir-
tue of any quality of individuality even as they occur in the context of everyday
convention ( lokavyavahii.riivasthiiyiim).
141. MAB, 224-225: " Objection: If the foundation of a designation (prajnap-
tyii.iraya) exists, as must be the case with for example, earth , water, fire and
wind, form, odor, flavor, and tangible [objects], then it is reasonable to say that
the designation has a cause . But in the event that things are mere designations
(prajnaptimii.tra), and there is no real substance serving as the foundation for the
designation, then the conclusion that they are like the son of a barren woman is
incontrovertible. Response: This also is unreasonable, because it is impossible to
establish any real substance as the foundation for the designation . ... As it has
been said : 'Earth, water, fire, and wind do not exist as separate essences. Any
one is nonexistent without the other three, and without that one the other three
also do not exist. And when each of them does not itself exist, how is the com-
posite produced?' Just as one does not assert that the impermanent is produced
from the permanent, so an unreal substance is not produced from a real sub-
stance . As it has been sa·id, once again: 'How is the impermanent produced
from the permanent? One never perceives any disparity between the distin-
guishing characteristics of a cause and [its] effect.' Therefore, in a similar man-
ner, a reflection, for example, that is a mere designation is nevertheless appre-
hended in a mirror, being founded on a collocation [of causes and conditions]
including a face and other things which themselves exist as mere designations.
A house is designated as dependent on its beams and other structural compo-
nents which are also mere designations. And a forest is similarly designated as
dependent on trees . Just as in a dream one apprehends a sprout that is unpro-
254 Notes to Pages I 71-1 72
with the connection between action and its effect, because at that time no other
self is possible, and [in this particular case self) implies 'aggregates.' But when i
is a matter of the realization of selflessness, then it implies the real, internai
agent imagined by others (i.e., non-Buddhists). Therefore when he realize~
selflessness [the meditator] realizes that there are only prenatal disposition:
devoid of any real, internal agent, and he does not consequently realize tht
nonexistence of [all] entities . ... If (our opponent] fears the consequence tha·
there would be realization of the nonexistence of [all] entities, and so takes tht
term self to mean 'eternal self,' then he does not consider the self to be either
mind or the aggregates, and he has in this case strayed from [his own original:
proposition ."
159. If selflessness is understood as " the absence of an eternal self," ther
realization of selflessness affords no necessity for abandoning clinging and tht
other affiictions which take material form (riipa 'the body') as their object
According to the Priisangika, however, the meditator actually perceives selfless·
ness as the absence of intrinsic being(= dependent origination, and emptiness) .
160. Cf. SN22, 85.30; and MV 1, 6.38.
161. MAR, 255-256: "This siitra holds that the correct view is expressed in
the thought of the self as [dependent] on the five aggregates, and it certainly i~
intended as a rejection of any 'self [supposed to be] different from the aggre·
gates . (Cf. MA 6.135.) One needs to appreciate how it rejects the [supposition
that] form and the other aggregates are themselves the self, and from this, thai
the dependently designated self-the (actual] object of the philosophical view ot
a real, substantial self-does not take the aggregates as its appropriated substra·
turn . This is meant to be conducive to awareness of reality [as expressed in tht
truth of the highest meaning]. If no subject (upadatr 'appropriator') is appre·
hended , then its object (upiidiina 'the appropriated substratum') is also nonexist·
ent, and so there is no clinging to form and the other [aggregates]."
162. MAB, 256: "Just as when one says, for example, 'The forest is the
trees,' [this implies that] the forest is the composite of trees, and not that it is the
nature of (each individual] tree, since this would entail the consequence that
every tree is a forest."
163 . "The protector," "the one to be subdued," and "the witness" are three
expressions traditionally used to characterize the strictly conventional self. Cf.,
e.g., DP, 157, 159-160.
164. CF. MAB, 258-259: "[The self) is not the mere composite of parts that
are the appropriated substratum of the designation ['self], that on which the
designation is founded, precisely because it is designated in dependence on
them, like something fashioned from the material elements. Even though a
color like blue and the visual organ of the eye [associated with color perception]
are "caused" by the material elements , still neither is simply the composite of
these elements. Likewise, even though the self is a designation taking the psy-
chophysical aggregates as its cause, still it would be unreasonable to maintain
that it is simply the composite of these aggregates." In the example of the car-
riage , we can define the Miidhyamika's terms in this way : (I) "Carriage" is the
name , or designation (prajiiapti), which is also referred to as the " appropriator"
(upiidiitr); (2) the composite parts (axles , wheels, etc.) are that which . is desig-
nated, or "appropriated," hence the term "approptiated substratum" (upa-
Notes to Page I 74 257
diina). A sort of reciprocity obtains, then, between the appropriator and the
appropriated substratum . In the context defined by such a relationship, we
must further acknowledge the formal existence of at least two distinct but mutu-
ally dependent participants.
165. Karma is both '(volitional) action' and 'the object of action.'
166. MAB, 259-260: "Here 'the appropriator' is that which performs the
function of appropriating, hence 'the agent'; and 'the appropriating substra-
tum' is that which is taken up, hence 'the object of action.' The appropriator is
the self, and the appropriated substratum is any of the five aggregates. In this
case, if the composite of form and so on were equivalent to the self, then the
agent and the object of action would be identical. This also is undesirable,
because it would entail the consequence that the material elements and the
forms which take [these elements] as their cause, for example, potter's clay and
ajug, would be identical. As it has been said (MS 10.1): 'If the fire is the fuel,
then the agent and the action are identical.' And further (ibid., 10.15): 'The
whole relationship between the self and the appropriated substratum is com-
pletely explained through [the analogy of] fire and fuel, as well as [all other rela-
tionships like those between] fabric [and its thread], or the jug [and its clay].' "
167. MAE, 260-261: "This could not be the case. If one does not assert an
agent, then without its cause one also cannot assert an action . . .. Therefore,
just as one designates action in dependence on an agent, and the agent in
dependence on action, likewise one designates the appropriator in dependence
on the appropriated substratum, and the appropriated substratum in depen-
dence on the appropriator. Also (MS 27 .8): 'The self is not different from the
appropriated substratum, nor is it just that same appropriated substratum; it is
not [present in] the absence of the appropriated substratum, and it is certainly
not the case that it does not exist.' Consequently, it must be understood that in
the absence of the agent, action also does not exist. Moreover, those scriptures
that teach that although the agent is not apprhended, still the action and the rip-
ening [of that action] does exist, must be understood as [intended to] refute the
existence of the agent through any intrinsic being. One must not understand
this as a refutation [of the self], which does exist as a conventional part desig·
nated in dependence [on other such parts)."
168. That is, because none of these things is actually the self, the concept of
an "I" which becomes the object of clinging cannot be based on the aggregates
themselves. Cf. MAB, 263: "The aggregates are not the 'I' which is the object
of [this clinging], nor does this 'I' exist apart from the aggregates. Therefore,
because no such 'I' exists to serve as the object , the meditator realizes that the
self is unapprehended, and from there [he goes on to realize that] 'mine-ness'
also is devoid of substance . Once he has so exposed all composite things as
devoid of any appropriated substratum, he attains nirval)a. Therefore this anal-
ysis is extremely beneficial." ("Mine-ness" refers to all objects of clinging
external to the "I.")
169. Cf. SBS, fol. 26 (p. 394): pai_}\ 11111 ahitn chidragatam svagehe gajo 'tra 11iistiti
nirastaiamka!z l.fahiiti sarpiid api nama bhilim aho hi niimarjat•atii parasya II
170. Cf. PSP, 434: skandht!IJ iitmii t•irlyate naiva tami santi ,·kandhii niitmanitiha yas·
mat I sary anyat/Je syiid ryam kalpanii t•ai lac ciinyalt•am niis~y atah kalpanaisii II
171. MAR, 265: "When there is a dillerencc (bctwl'en the two], then it is rea-
r
I
'}
sonable that there be a container and a contained entity. For example, one can
say, 'There is yogurt in the bowl,' The bowl and the yogurt are distinct in the
context of everyday experience, ~d are perceived as container and contained
entity. However, the psychophysical aggregates are not different from the self,
nor is the self different from them, so there is in this case no [relationship analo-
gous to that which obtains between] 'container' and 'contained entity.' "
172. Cf. PSP, 434-435: if.to niitmii riipaviin niisti yasmiid iitmii mattviirthopayogo hi
niitaft I bhede gomiin riipaviin apy abhede tattviinyatve riipato niitmana~ sta~ II
173. Cf. MAB, 266: "Any identity or difference between the self and the
aggregates has already been refuted. The suffix which marks the genitive (mat-
or vat-pratyaya) is applied in the case of 'identity,' for example, 'Devadatta pos-
sesses form' (riipaviin devadat~); or in the case of 'difference,' for example,
'(Devadatta] possesses a cow' (gomiin devadatt~). But there is neither identity
nor difference between form and the self, and therefore it is not possible to
assert reasonably that the self is in possession ofform."
174. Cf. SBS, fol. 26 (pp. 394-395): riipam niitmii riipaviin naiva ciitmii riipe niitmii
riipam iitmany asac ca I skandhiin evam viddhi sarviims caturdhii vimiatyamsii eta i~.tii~
svadr~.te~ II
175. See stage 4, n. 3.
176. Cf. SBS, fols. 26-27 (p. 395): etiini tiini iikhariirzi samudgatiini satkiiyadnti-
vipuliicalasamsthitiini I nairiitmyabodhakuliiena vidiiritiitmii bhedam prayiiti sahasaiva tu
(saha yair. - J dr~.tiiaila~ II
177. The argument here is directed against the Sammitlyas, or Pudgalava-
dins, an early Buddhist sect which, according to Candrakirti, claimed as one of
their essential doctrines the view that the self is a "transcendental substance"
not susceptible to expression in language or conceptual thought. The same
argument could be used against the absolutist interpretation discussed in the
first part of §3. For a more sympathetic presentation of this doctrine, see Conze
1962, 122-134.
178. La Vallee Poussin seems to have had some trouble with this stanza. He
translated this pada as "il soutiennent qu'il est la connaissance des six vijitiinas
(?)(sic.)." He could apparendy make no sense of his interpretation.
179. This and the following three stanzas are crucial to the Prasangika's con-
cept of emptiness. According to the Prasangika, it makes no sense to speak of a
"real entity" that does not exist in a context defined by its identity with its char-
acteristic qualities and its difference from other similarly real entities. This
means that all entities are real only insofar as they participate in the relation-
ships that make up everyday experience (the truth of the scr.:en: samv.rtisatya).
From the perspective of the truth of the highest meaning there is only the empti-
ness of this maze of interpenetrating reflections, and so it must be stressed that
the concept of emptiness has not4ing to do with an epistemological or ontologi-
cal monism.
180. MAB, 269: "Like the jug, one must also think of the self as existing
[merely) as a designation."
181. MAB, 271: "In order to clarify both positions, that is, that [the self] as
both container (iidhiira) and contained (iidheya), the compound skandhiidhiira sub-
sumes the two (meani11gs) .•.. Therefore, when one properly considers the
r
I
self a [mere] designation, unapprehended, then one should not accept the self
by means of any of the alternatives which have been discussed."
182. MAB, 271: "There is no production without a cause, [nor is there sponta-
neous production, nor is there production from another, nor from both 'self and
'other,') yet we accept the statement 'this originates in dependence on that' so as
not to fall into conflict with what is given in the context defined by the truth of the
screen. Similarly, in this case as well (the sel~ is entirely dependent on [another
such] dependently designated entity. (All other alternatives for explaining the
relationship between the self and the aggregates] must be relinquished, because
they are marked by the fallacies that have been described in the preceding stan-
zas. One must accept the conclusion that the self is simply designated in depen-
dence on the psychophysical aggregates. By doing this, one conforms to conven-
tion, for the self is designated as a matter of conventional practice."
183 . Candrakirti has already discussed the first five alternatives listed here,
so that only the theses concerning the composite and the shape remain to be
dealt with .
184. The carriage cannot be the composite of its parts or the shape divorced
from its parts, for if we cease to postulate the existence of the carriage (the pos-
sessor of the parts, or the possessor of the shape of the assembled parts), then
the "parts" are parts of what? Just as there is no carriage without carriage
parts, so there are no carriage parts without a carriage. (For another argument
dealing with shape, cf. 6.136 .)
185. MAB, 273: "If within the carriage the particular shape of the wheel and
so on is exactly the same as it was before [assembly o~ the carriage, then it is
certain that, as it was nonexistent in the midst of the disassembled parts, so the
carriage does not exist even when it [is assembled), because the shape of the
[individual] parts is no different (from what it was before assembly] ."
186. MAB, 274: "If within the carriage any difference at all has been pro-
duced in the shape of the (parts] as compared with the previous width, length,
circularity, and so forth of such things as the wheels, axles, and bolts, then it
should be apprehended-but no difference is apprehended. The [individual]
wheel possesses a particular shape composed of its spokes, rim, hub, [and the
other parts], and when the carriage is [assembled), no difference at all can be
perceived. Likewise the width and so on of the axle and [other parts) does not
change, and therefore it is unreasonable to say that the carriage is [merely) the
shape of its parts."
187 . MAB, 275 : "If any entity whatsoever called 'the composite' did in fact
exist, then one might legitimately designate a shape as dependent on it. The so-
called composite , however, does not exist in any sense, and how could [the car-
riage] be designated as a shape dependent on that which does not even exist?
According to [our opponent), a designation can be founded only on a real sub-
stance ." For both the Prasangika and his opponent, the composite is not real
because it is only a composite-an assemblage of real parts. The shape of this
I "composite" is like "the scent of a flower growing in midair."
I, 188. Th'lt is, just as your reasoning leads inevitably to the conclusion that the
shape is merely a conventional designation dependent on another designation
(the composite) dependent on yet another designation . .
260 Notes to Pages I 76-1 77
plumbs the depths of the reality [expressed in the truth of the highest
meaning]."
194. MAB, 280: "Although one who conceptualizes does indeed conceive of
the wheel and so forth as a carriage simply through knowing them in conjunc-
tion with each other, another person [who is not entirely dependent on concep-
tualization] does not do this. The [first person] conceives of a 'possessor' of
parts like the wheel, which is dependent on it own parts. But if the wheel and
the other parts are completely disassembled and scattered about, then they will
not be thought of as parts of a carriage."
195. MAB, 281: "For example, when a carriage-the possessor of parts-is
burned, its parts as well will certainly be burned. Similarly, when the fire of dis-
crimination springs from the friction caused by rubbing together the wood of
analysis, and the carriage is completely burned by this fire, which has nonap-
prehension as its flame, then the parts also become fuel for wisdom, and they
inflict no harm (through being conceptualized as possessing some] quality of
self, because they too are incinerated."
196. MAB, 281-282: "Just as the carriage is designated in dependence on the
wheels and so forth-the wheels and other parts serving as the appropriated
substratum (upiidiina) and the carriage as the appropriator (upadiitr), likewise, in
accord with the truth of the screen, so as not to destroy everyday convention
completely, the self is considered an appropriator. The five psychophysical
aggregates, the six elements, and the six sense organs with their particular
objective referents constitute the appropriated substratum of the self, and the
self is conceptualized in dependence on these aggregates, and so on. As the
wheels and other parts make up the appropriated substratum of the carriage, so
the psychophysical aggregates make up the appropriated substratum of the
self."
197. Upiidiina 'appropriation'= 'the appropriated substratum,' just as karma
'action' = 'the object of the action.'
198. MAB, 282: "In the same way that this relationship between 'appro-
priated substratum' and 'appropriator' is ordered according to convention, [in
the case of the self] the relationship-between 'object of the action' and 'agent' is
to be accepted as, for example, with the carriage . . . . The so-called appro-
priated substratum of the psychophysical aggregates is the object of the action,
while the self is the agent. This is the [conventional] relationship. The self,
which is entirely dependent on [other] dependent designations (upiidiiyaprajii.apti-
samiifrita), provides no basis for concepts of absolutism or nihilism, or any other
(such extreme views]. Consequently, concepts like permanence and imperma-
nence are easily refuted."
199. MAB, 285-286: "ObJection: But why is it that concepts like imperma-
nence and so on do not properly apply to the self? Response: Because [in terms of
the truth of the highest meaning] there is no such entity. If there were any self
whatsoever with the intrinsic nature of an entity, then concepts of imperma-
nence would be applicable, but no such self exists, and because it does not exist
(these concepts and any others do not apply to it] . . . . When searched for
through the seven alternatives, a permanent or impermanent ['I'] is impossi-
. ble. He who does not perceive [its] unreality, who is attached to [its] existence
I
~
T
through the force of spiritual ignorance and clings to the notion 'This is the self
because of his philosophical view of a real, substantial '1'-he transmigrates
from one life to the next."
200. MAE, 286-287: "One should know the 'self as that with reference to
which the idea of an 'I' becomes manifest to numberless creatures wrapped in
spiritual ignorance and dwelling in various migrations: humans, hungry
ghosts, animals, [gods, demons, and those tormented in the hell regions]. The
cognition of 'mine' appears with reference to the internal [things J sharing in the
quality of self, like the eye and so forth, which are the foundation of the designa-
tion [of a self], as well as the external [possessions of the self]. That is, anything
there may be with reference to which [the self] becomes a 'possessor.' This self is
established through spiritual ignorance, and not through any intrinsic essence.
Although it does not exist, it is conventionally so designated through spiritual
ignorance. The meditators, however, do not apprehend it in any way; and
when it is not apprehended, the eye and so forth which constitute its appro-
priated substratum also do not appear. The meditator apprehends no essence in
any entity, and he is liberated from the round oftransmigration."
201. MAE, 287-288: "Just as a jug is impossible without potter's clay, so in
the absence of the self there is also nothing to be called 'mine.' Consequently
the meditator apprehends neither 'I' nor 'mine.' He perceives no round of
transmigration and is liberated. When form and the [psychophysical aggre-
gates] are not apprehended, then [affiictions]like clinging and the rest which
depend on them also do not arise. [Having perceived] no appropriated substra-
tum, the pratyekabuddhas and sriivakas abide in nirviiQa. But the bodhisattvas
are dominated by compassion, and even though they have already perceived
selflessness they remain in the current of existence until [all beings have
attained] awakening. On this account, those who are skillful should strive
toward [perception of] selflessness as it has been explained here." La Vallee
Poussin's sred pa'i (1907-1912, 288.7) iserroneous, as he surmises. Cf. TKP,
406.13, for srid pa'i 'current of existence' on which we have based our transla-
tion.
202. TKP, 408: "Not only are parts and so forth interdependently estab-
lished, but cause and effect as well are interdependent. ... Accordingly, in the
event that they are established through an intrinsic being, then: (1) It would be
unreasonable [to suppose that] the cause is primary, since when the cause exists
the effect is established in dependence on it; and (2) it would be unreasonable to
suppose that the effect is primary, since it would [in that case] emerge without
any cause. Therefore, it must be understood that, like the carriage, cause and
effect are designations dependent on each other, and not intrinsically existing."
203. MAE, 291: "In this case, if the cause produces the effect through con-
nection with it, then as there is no difference between a river and the water of
the ocean with which it merges, the merged [cause and effect] would be identi-
cal. Consequently there would be no difference between saying 'This is the
cause' and 'This is the effect.' ... If there is production without connection,
then just as something else which is not the effect does not connect [with the
J
cause, the effect would not connect with it cause] and would not be produced.
T
.
'
reified concepts, without [further] reflection. [Given this understanding,] the
previously discussed fallacies do not apply to us. Also, insofar as the things of
everyday experience are established without analysis, .they are established."
206. MAB, 293-294: "Here is why we say that you negate all things without
any reason. Indeed, what is reasonable about [your claim] that a cause uncon-
nected with its effect does not produce [that effect)? Without connection a mag-
net attracts the iron which is its proper object, whiie it does not attract every-
thing. Similarly, without connection the eye perceives form, which is its proper
object, while it does not [perceive] anything (i.e., it does not perceive sounds or
other nonmaterial things). In this same way, (1) a cause lacks any connection
[with the effect] it produces; but (2) a cause does not produce just anything that
is not connected [with it]-it produces only its proper effect. Therefore noble
men would never agree with you, because you unreasonably negate all things.
Moreovet·, in arguing you resort to any refutation at all. Without any cogent
position of your own, you argue just to destroy your opponent's position ."
207. TKP, 412 (cf. MAB, 294-295): "The opponent's thesis presupposes
'existence'; that is, it presupposes the assertion of an ultimate meaning estab-
lished through reference to [a concept of] intrinsic being. But we hold no such
thesis, and therefore the fallacy implicit in both 'connection' and 'nonconnec-
tion,' and the consequences thereof, do not apply to us . . . . As it has been said
(PV, 260-261): ' "Subhiiti, does something (dhamw.) unproduced attain an
unproduced goal?" Subhiiti responds: "Honorable Siiriputra, I would not con-
sider an unproduced attainment to be attained by somethin~ produced , nor
would I consider it to be attained by something unproduced." Siiriputra contin-
ues: "Honorable Subhiiti, is there no goal and no full realization (abhisamaya)
(of that goal]?" Subhiiti responds : "Honorable Sariputra, the goal and full
realization [of that goal) certainly do exist, but not in the form of both [sote-
riological and conventional truths] . Sariputra, both the goal and full realization
are simply everyday realities. [All of the various levels of spiritual attainment
l
including] the bodhisattva are mere conventional realities. From the perspec-
264 Notes to Pages I 79-183
tive of the highest meaning, however, there is no goal and no full realiza-
tion.",,,
208. "Objective fact" (Tib. dngos grub) is an atemporal, noncontextualized
truth, as opposed to a statement designed to suit the needs of a particular time
and place.
209. See the discussion ofthese stanzas in §3.4.2, "Dependent designation,"
and at the close of"The perfection of wisdom," in §4.6.3.
210. The same list of sixteen examples is given in MVP §933-957,
211. "Being" (bhiiva) is the object of reified concepts of intrinsic existence.
Cf. MS 22 .11 : translated and discussed in § 3, n. 69.
212. MAB, 313: " 'Extreme' refers to the extremes of absolutism and
nihilism ."
213. The eighteen elements are the six senses, with their respective objects
and the cognitions associated with them.
214. The various types of meditation are discussed in the context of the rele-
vant classical sources in Dayal 1932, 229fT; see also Lamotte 1944-1980 for
extended discussion of the dhyiinas and other special powers referred to in these
closing stanzas of stage 6.
215. The "gateways to deliverance" (vimok$amiikhas}are a series of medita- 1~
tions on three aspects of emptiness. They lead to the recognition that everyday
experience (samsara) is the freedom of nirv~a. The first of these, "deliverance [
through emptiness" (iiinyatiiuimok$a), is associated with composite things and
their absence of a self (aruitman). The second, "deliverance through signless-
ness" (animittavimok$a), relates to the absence in conventional things of any
"sign" or logical mark which could be seized upon and held by the mind . This
is the recognition of any discrete thing's inability to provide lasting satisfaction
to the craving that comes from ignorance of their deeper nature. The third,
"deliverance through wishlessness" (aprarzihitavimok$a), is the cessation of all
hope and fear previously connected with the idea that enduring security could
be found in any composite thing. This is the renunciation of desire for nirv~a,
because the possibility of nirv~a is seen to be present not in some form of secu-
rity that can be desired, but here and now in the world as it is. For a more
detailed discussion of these three, see Conze 1962, 59-64.
216. La Vallee Poussin 1907-1912 numbers 6.209 as 6.210.
217 . La Vallee Poussin 1907-1912 numbers both this stanza and the next
6.211.
218 . These four types are: (1) knowledge of the teachings arrived at through
analysis and logic; {2) knowledge of their meaning; (3) knowledge of the ety-
mology of the words used in the texts; and (4) confidence in one's grasp of the
first three types. See Dayal 1932, 259fT., for a brief discussion of the pratisamvids
with references to classical sources.
219. Or "the emptiness ofnonbeing."
220. Or "the emptiness of being."
221 . See stage 6, n. 3 above, for "cessation."
222. The "common flock" is a reference to the sravakas. The two wings are .
skillful' means, which has to do with conventional truth, and wisdom, which has
to do with the truth of the highest meaning.
·.~
Notes to Pages 185-190 265
STAGE SEVEN
1. La Vallee Poussin numbers the five stanzas which describe stages 7-10
across chapter boundaries. His decision to group these last four stages together
probably reflects their common concern with the development of skillful means.
2. Cf. TKP, 442: "It is called 'cessation in suchness' because at the time of
[his J noble balanced concentration (tifyasamiidhi) all conceptual diffusion asso-
ciated with the appearance of dualism ceases in ' suchness.' "
STAGE EIGHT
1. That is, the buddhas turn the bodhisattva away from reified concepts of
isolated, individual liberation and direct him back into the stream of everyday
life, where his resolution to act for the benefit of all living beings is reaffirmed
and brought to perfection. The event is discussed in DB, 43 .
STAGE NINE
1. Meaning unclear.
the following objection]. When one asserts that reality is intrinsically the peace
of nonproduction, then it must also be accepted [as a consequence] that the
intellect-that is, wisdom (prajna)-would in no way penetrate to such an
object. And on this account, if one goes on to maintain that the intellect does
indeed penetrate to a reality intrinsically devoid of production, then what image
of an object will that intellect (cognition) possess? No image at all, it would
seem. Therefore, in the absence of any object whatsoever, the intellect cannot
penetrate to reality." The Prasangika offers the following cryptic response to
this objection (cf. MAE, 358): "It is not that there is some knowledge or another
of a given object such that reality is understood through the medium of a reified
concept. This is the case simply because both knowledge and the object of
knowledge are unproduced." Perhaps the argument here is that the intellect can
conceive of reality only indirectly, through the concepts and sensory impres-
sions which act as its objects. It must always function in the context of conven-
tional truth, recognizing distinctions between things in time and space and
defining their relationships to one another. The nondualistic knowledge of a
buddha, however, is immersed both in conventional truth and in the truth of
the highest meaning, where all such distinctions are perceived as interdepen-
dent features of everyday experience. See the remarks on nondualistic knowl-
edge in §4.10 and in §5.4: "Nondualistic knowledge." Dualistic knowledge
divides; nondualistic knowledge contextualizes. TKP, 459: "Like water mixed
with water, this [nondualistic] knowledge is fixed in sameness."
6. The most obvious "sound" is the voice of a buddha.
7. The deeds of a buddha are accomplished without any effort, since the
body of a buddha, as well as any acts that he may perform, are all produced
through the merit gained during his time as a bodhisattva.
8. This last line is not entirely clear. An alternative translation is "this
[peace] is directly experienced as the body [of the buddha]."
9. A wish-fulfilling crystal (cintiimarzi) is able to grant any wish to the person
who possesses it. Even though the gem is responsive to the thoughts and feelings
of its owner, it is devoid of any conceptual mechanism.
10. That is, it is realized through the body of bliss (cf. TKP, 466).
11. Jambudvipa is the southernmost continent of the four which surround
the mythological mount Meru. It includes (or is equivalent to) India.
12. It is unclear here whether khams (Skt. dhiitu) refers to material elements or
to the realms governed by the buddhas.
13. "Intentions" or "motivations" are of two broad types. MAE, 378:
" 'Intentions' are misleading doubts that remain, and these intentions are 'fac-
ulties' in the sense that they facilitate production of clinging and so on. The
word 'various' alludes to intentions [of a second type] which are the causes of
virtues like conviction, and so forth."
14. This refers to the twenty-two faculties enumerated in MVP, § 108.
15. See note to 6.207.
16. Cf. RV5.61-64; also CS.
17. The Inferior Vehicle {Hinayana) and the Great Vehicle (Mahayana).
18. There are five "impurities" (paiicakG.!iiyas) enumerated in MVP, §124.
First is ayu!zkG.!iiya, the decrease in lifespan in this epoch, then dr~.tikG.!iiya, dog-
Notes to Pages 195-197 267
EPILOGUE
- I
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r
I
I
BIBLIOGRAPHY
i
This is a select bibliography; the works included here are only those
cited within the text and notes of this book. For more information on
particular topics, the reader should consult the bibliographies men-
p tioned in §3, n. 1.
!
PRIMARY SOURCES
PALl
References are to Pali Text Society editions and translations unless specified
otherwise.
A Anguttara Nikiiya
U Udiina
CV Cullavagga
D Dfttha Nikiiya
DP Dhammapada
Piilied., Eng. trans., Radhakrishnan 1950.
MV Mahiivagga
VVinaya
VM Buddhaghosa. Visuddhimagga
Eng. trans., Nanamoli 1976.
S Samyutta Nikiiya
SANSKRIT
AK Abhidharmakoia ofVasubandhu
Skt. ed., Pradhan 1975 (with Vasubandhu 's bhii$ya).
Fr. trans., La Vallee Poussin 1971.
269
270 Bibliograph)
AS A~_tasiihasri!caprajiiiipiiram£tii
Skt. ed., Vaidya 1960a.
Eng. trans., Conze 1975.
CS Catu!lfataka of Aryadeva
Tib. ed. with Skt. fragments, Lang 1986.
CSt Catu!tstava of N agarjuna
Skt./Tib. ed., Eng. trans., Lindtner 1982.
TSN Trisvabhiivanirdefa ofVasubandhu
Skt./Tib. ed., Fr. trans., La Vallee Poussin 1932-1933.
Eng. trans., Kochumuttom 1982, 90-126; Anacker 1984, 287-298.
DB Dafabhiimika
Skt. ed., Vaidya 1967.
PV Paiicavimsatisiihasrikiiprajiiiipiiramitii
Skt. ed., Dutt 1934.
PSP Prasannapadii ofCandraklrti
Skt. ed., see under MS.
Eng. trans., Sprung 1979 (chaps. 1-10, 13, 15, 18, 19, 22-25); Stcherbatsky
1927, 79-212 (chaps. 1 and 25).
(Fr. trans.,)Jong 1949, 1-86 (chaps. 18-22); May 1959,51-298 (chaps. 2-4,
6-9, 11' 23-24, 26-27).
Ger. trans., Schayer 1931a (chaps. 5 and 12-16) and 1931b (chap. 10).
BCA Bodhicaryiivatiira of Siintideva, with the paiijilca of Prajiiakaramati
Skt. ed., Vaidya 1960b.
Eng. trans., Matics 1970; Batchelor 1979.
Fr. trans., La Vallee Poussin 1907.
BB Bodhisattvabhiimi
Skt. ed., Wogihara 1971.
Eng. trans. (ofpart 1:4 Tattviirthapa.talam), Willis 1979.
MA Madhyamakiivatiirakiirilca ofCandraklrti
Tib. ed. ,La Vallee Poussin 1907-1912 (with Candrakirti's bhif.!ya).
Eng. trans. of 1-5, Hopkins 1980; and of6, Rabten & Batchelor 1983.
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INDEX
Abhidharma: and correspondence theory ophy, 34-35; and Yogii.cara, 61. See also
of truth, 31; ideation in, 85-86; percep- Svatantrika
tion in, 85-86; as soteriological philoso- Bloom, H., 8
phy, 84 Bodhisattva: central characteristics of, 19;
Abhidha1711JJkoia on suffering, 93 etymology of the name, 19; literature
Absolutism (iaivaliiviida), Madhyamika's on, 19
rejection of, 29 Bodies of the buddha, three, 224n. 7
~
Absolutist interpretation: conflict with Bonds (samyojanas), three, 149; definition
classical Mii.dhyamika, 26; history of, of, 219n. 9
26-30; limitations of, 28 Brahman and emptiness, 26
Action (nonvolitional), bodhisattva's Buddhapalita, life and works of, 33
commitment to, 103 Bu stan, 25
I
281
282 Index
existentialist view of, 130; lack of, 105; 88-89, 91; in Yogacira, 61-62. See also
as a metaphysical concept, 52. &e also Causality; Cultural illusion
Intrinsic being Imagination of the unreal ( abhiitapari-
Evil: roots of all (akuialamU/4s), 71; types lcalpita), 62
of, 225-226n. 2 Imagined, the (parilcalpita), 61. &e also
Example ( dn_tiinta) in Svatantrika syllo- Intrinsic nature, three types of
gism, 34 Impartiality (samiiniirtha) as an element of
Existence: association with conceptualiza- attraction, 100
tion and perception, 50; and illusion, Impurities, five (pancalcaiiiyas), 266-
56-57; and language, 52 267n _18 ·
Incommensurability, 132, 202n. 9; of the
Faith as a source of energy, 75 two truths, 108
Feyerabend, P., 46, 78, 132; on incom- Inexpressibles (avyiikrtavastus), 255 n. 157
mensurability, 202 n. 9; on prejudice, Insight (vipaiyanii), 142; characteristics of,
107 81; and wisdom, 77. &ealso Meditation
Form, body of, 154. See also Bodies of the Intellectual flexibility as a quality of
buddha, three patience, 73
Form oflife; of a bodhisattva, 122; and Interdependence in the text of MA, 96. &e
understanding, 59 also Dependent origination
Foucault, M., 7 Intrinsic being (svabhiiva): definition of,
48; in Mahayana ontology, 18. &e also
Gadamer, H .: criticism of objectivism, 7; Essence; Intrinsic nature
on understanding, 202 n ..7 Intrinsic distinguishing characteristic
Gateways to deliverance (vimok,amiikhas), (svalak!a!lll), 161, 181; emptiness of,
182, 264n. 215 182; significance of the concept,
Generosity as an element of attraction, 99 234n. 53, 238-239n. 70. &ealso Distin-
Gimello, R . M., 79; on the linguistic guishing characteristics, three
interpretation, 30-31; on meditation, 78 Intrinsic nature (svabhiiva): definition of,
Giving, emptiness of, 181 49; emptiness of, 183; as perceived by
Goal: relationship with path, 94 wisdom, 91; three types of, 61-62. &e
Gouldner, A., on objectivity, 128-130 also Essence; Intrinsic being
Gudmunsen, C., and the linguistic inter- lntroceptive activity (sviitmanivrttz),
pretation, 31-3·2 244n.100
Irrationalism, 132, 133
Hearer (friivalca), characteristics of, 218-
219n. 1 James, W., 7; on causality, 43; on truth,
Heidegger, M ., 7, 134 43-44
Hermeneutical circle, 134 Jong, J . W. de, 14
Hinayana: as a genre ofliterature, 17-19; Justification: and causality, 42, 45; in
literature, and the Middle Way, 36-37 Madhyamika, 138, 139
Human life, significance of, 222 n . 6 Justified prejudice, 138, 139
Hume, D., and Candrakirti, 42
Kant, I., 115; abandoning his distinc-
Idealism: presuppositions of, 49; and tions, 29; and Murti, 28; and Yogacara,
reality, 52; in Yogacara, 63 63-64
Ideation (vi.fti6na) in Abhidharma, 85-86 Kasyapa, 57, 221 n . 3
Illusion, 141, 211 n. 123; of all spiritual Katyayana and the Middle Way, 37
practice, 192; clinging to, 87, Keith, A. B., 25
253n.l37; and existence, 56-57; Kern, H., 25
ground in language of, 110; and lan- Knowledge, nature of, 113. See also Non-
guage, 57; in Madhyamika, 55-57; and dualistic knowledge
the Necker cube, 121; no transcent Kochumuttom, T . , 63
ground of, 142; of personal liberation, Kuhn, T. S., 117, 132, 138, 202n . 9
101-105; and philosophical views, 57; of
production, 230n . 32 ; of self, in Hina- Language : antiphilosophical, 130; connec-
yana, 86; of self, reason for clinging to, tion with reality, 54; and existence , 52;
87; in the text of MA, 95; and wisdom, and illusion, 57 ; Madhyamika's use of,
284 Index
Nonclinging: and emptiness, 22, 59, 84; Philosophy: early Buddhist, 84; role of, in
and generosity, 69-70; and study of Miidhyamika, 47
philosophy, 40 Pleasing speech (prlyaviida), 99
Nondualistic knowledge (advayajnaM), Position, rejection of, 178. See also Proposi-
149; and balanced concentration, 103; tion; Thesis; View, philosophical
and Mahayana epistemology, 18; and Practice and theory, 78, 81
sameness, 266n. 5; and wisdom, 90, 104 Pragmatism, relevance to Miidhyamika
Nondual unity in Yogiiciira, 64 of, 10-11
Nonrealization, 211 n. 123 Prasruigika: debate with Sviitantrika, 34-
Nonseeing, 111, 211n.123 36; origin of name, 33, 206n·. 39
Prejudice: inescapability of, 139; justified,
Object, discovery or creation of, 50 . 138, 139; and natural interpretations,
Objective support (iilambaM), 151, 221 n. 3 107; and observational languages, I 07.
Objectivity, 126, 128-130; and alienation, See also Presuppositions
13; and epistemological philosophy, Prenatal dispositions (samskiiras ), dispel-
127; as a metaphysical view, 107; and ling of, 91
method, criticism of, 7; problem of, Presuppositions: as basis of views and
138; and relativism, circle of, 136; and beliefs, 117; and language, 237-
the urge to transcend conventional 238n.65
experience, 39. See also Conceptual Private object: and clinging, 39; and
diffusion referential meaning, 32
Observational language: and meditation, Propaganda: as cause for the actualization
78; power of, 84; and prejudice, 107; of emptiness, 111-112; and the empti-
relation with natural interpretation, 46; ness of emptiness, 132; reason for using
significance of, 140 --- the term, 125-126; third noble truth as,
Occular metaphor, 131 94; use of, 11
Ontology: and causality, 41, 45; Hinayana Proposition (pratijna): and negation, 59;
and Mahayana, 17-18 and privileged vocabulary, 8; in Sviitan-
Ophthalmia, 162, 163, 164, 165, 169-170, trika, 34. See also Thesis; View, philo-
252n.135 sophical
Optical defect (= ophthalmia), 111, Psychophysical aggregates (skandhas), list
211n.123 of, 173
Ostensive definition, 118, 126; insuffi- Pudgalaviida, 258 n. 177
ciency of, 92 Purification of the three spheres (trimart-
Ostensive train_ing, 118 (lala-pansodluma), 220 n. 20
Purpose (prayojaM), !5, 30, 47, 127,
Pain: ontological status of, 119; types of, 205n. 25, 247 n.110; of the expression
90. See also Suffering "mind alone," 66; fulfilling of, 136; and
Path: relationship with goal, 94; signifi- meaning, xiii; and truth, 50. See also
cance of, 94 Application; Use
Patience, emptiness of, 181 Purposeful behavior (arthacaryii), 99-100
Perception (samjna): in Abhidharma, 85-
86; correct (= veridical), 160; direct Riihulabhadra, life and works of, 33
(pratyalqa), 182; incorrect(= nonveridi- Rationalism: presuppositions of, 49; as a
cal), 160; veridical, 50, 160 problem, 116; and reality, 52; roots of,
Perfection (piiramitii): mundane (laulci- 115. See also Reason
lcii-), 220n. 20; supramundane (lokotld- Rationalist discourse, paradigmatic form
rii-), 220n. 20 of, 54
Perfectly accomplished, the (parini~panM), Rational thinking: importance of, 107; as
61. See also Intrinsic nature, three types a tool, 112
of Real: metaphysical import, 51-52; prag-
Person (pwigala), 167 matic definition of, 51
Petitio principii, 28 Reality: and causal efficacy, 58; and
Philosophical hermeneutics as critique of language, 54, 57; nature of, 122; nega-
method, 7 tion of the concept, 58; as a translation
Philosophical paradigm, 117 for /attva, 202 n. 3
Philosophical view. See View, philosophi- Reason: legitimate demands of, 137;
cal limitations of, 129, 139; necessity for,
286 Index
160; presuppositions of, 138; as the struction, 129; and generosity, 70; of the
second type of wisdom (cintamayi-prajfiii), knower, 250n. 124; and the Middle
80; and soteriology, 35; and tradition, Way, 37; and morality, 71; of the object
139 of knowledge, 250n.124; of the person
Reductio ad absurdum (prasangaviikya): (pudgala-), 97, 179; of things (dharma-),
defense of, 98; description of, 34-35; 97' 179
and edifying philosophy, xiii. Su also Shape (samsthiina- in discussion of self,
Deconstructive analysis; Deconstructive 173,176
critique Skillful means (upiiyakaufalya): philosophy
Reflexive awareness (svasariwitti; svasariwe- as, 129; and propaganda, 126; and
dana), 166, 244-245n.101; as Yogacara Yogacara use oflanguage, 65
doctrine, 60 Socialization and understanding, 114
Reified concept (vikalpa), 160; rejection of, Sociolinguistic community, 125
70; and wisdom, 90 Solitary buddha (pratyekabuddha), charac-
Reified thought: archetypal form of, 203; teristics of, 219 n. I
and associated presuppositions, 106; Soteriology: as application of philosophy,
freedom from, 115; as a mental afflic- 58, 59; Hlnayiina and Mahayana, 18-
tion, 55 19; importance for Madhyamika, 13-
Relation, philosophical problem of, 124 14; and reason, 35
Relativism, 131-133; and objectivity, 136,
138
Renunciation and generosity, 69
Specialized analysis, 14,117, 126
Spiritual ignorance (avidyii), 160; and
causality, 45; and clinging, 123; defini-
j
Repository consciousness (iilayavijfiiina),
96, 163; characteristics of, 238n. 68
Rorty, R., 10, 131, 138; on a priori pre-
tion of, 97; as ophthalmia, 170; as origin
of suffering, 94; and volitional action,
251-252n.134
'
suppositions, 217 n. 20; on edifying Stamina: as a quality of energy, 73; as a
philosophy, 125; on existentialist objec- quality of patience, 72
tivity, 130; on gestault switch, 216n. 12; Stcherbatsky, T., and absolutism, 27
on idealization and grounding, 28; on Study as the first type of wisdom (iriita-
not holding a view, 135; on the strong mayl-prajfiii), 80
textualist, 8 Subjacent ground, 27. See also Transcen-
Ruegg, D. S., 14; indiscussionofprag- dent ground
matics and deconstruction, 8-9 Subject/object dichotomy in Yogacara,
61-62,64
Saint (iirya), 150; transition to, 21 Substrate (iiiraya) in Yogacara, 64:-65
Sameness (samata), 265 n. 3; and non- Suchness (tathllta): cessation in, 265 n. 2;
dualistic knowledge, 266n. 5; ten types realization of, 82; and the two truths, 40
of, 227 n. 9 Suffering (du{lkhll): in the Abhidharmakoia,
Santideva: on confidence, 74; on energy, 93; and impermanence, 87; origins of,
73; on generosity, 69; on wisdom, 89 94; and philosophical views, 15; signifi-
Scholarship: on the Madhyamika, 25-32; cance of, 92-94; three types of, 105-
philological/text-critical, 139; prose- 106; transformation of, 124; and wis-
lytic, 139. SeealsoMethodology dom, 106. See also Clinging; Conceptual
Scientific rationalism and our form oflife, diffusion; Consciousness; Pain
II Supporting reason (hetu) in Sviitantrika
Self: according to non- Buddhist philoso- syllogism, 34
phers, 171; analysis of, in seven alterna- Sviitantrika: characteristics of, 34; origin
tives, 98; cognitive basis of, 254n.148; ofthe name, 206n. 39; and Yogiicara,
concept of, in Hlnayiina, 86; as a con- 61. See also Bhavaviveka
ventional designation, 259n.182; as it Syllogism in Sviitantrika, 34
appears in meditation, 262 n. 200; Syllogistic reasoning and the Madhya-
reified, as distinguished from "agent," mika, 35-36
86-87; two categories of, 97-98; view of Systematic philosophy: characteristics of,
(satkiiyadnti), 225 n. 3. See also View, xiii; and philosophical views, xiii
philosophical
Self-determination, 149 Taraniitha, 25
Selflessness (nairiilmya): as absence of Tathagata: meaning of the epithet,
intrinsic being, 256n. 159; and decon- 219n. 8
'
Index 287