Why Anything? Why This?: Derek Parfit
Why Anything? Why This?: Derek Parfit
Why Anything? Why This?: Derek Parfit
Derek Parfit
Why does the Universe exist? There are two questions here.
First, why is there a Universe at all? It might have been true
that nothing ever existed: no living beings, no stars, no atoms,
not even space or time. When we think about this possibility,
it can seem astonishing that anything exists. Second, why does
this Universe exist? Things might have been, in countless
ways, different. So why is the Universe as it is?
1
One apparent fact about reality has recently been much
discussed. Many physicists believe that, for life to be possible,
various features of the Universe must be almost precisely as
they are. As one example of such a feature, we can take the
initial conditions in the Big Bang. If these conditions had been
more than very slightly different, these physicists claim, the
Universe would not have had the complexity that allows living
beings to exist. Why were these conditions so precisely
right?1
Some say: ‘If they had not been right, we couldn’t even ask this
question.’ But that is no answer. It could be baffling how we
survived some crash even though, if we hadn’t, we could not
be baffled.
2
Others say: ‘There had to be some initial conditions, and the
conditions that make life possible were as likely as any others.
So there is nothing to be explained.’ To see what is wrong
with this reply, we must distinguish two kinds of case.
Suppose first that, when some radio telescope is aimed at most
points in space, it records a random sequence of incoming
waves. There might be nothing here that needed to be
explained. Suppose next that, when the telescope is aimed in
one direction, it records a sequence of waves whose pulses
match the number π, in binary notation, to the first ten
thousand digits. That particular number is, in one sense, just
as likely as any other. But there would be something here that
needed to be explained. Though each long number is unique,
only a very few are, like π, mathematically special. What
would need to be explained is why this sequence of waves
exactly matched such a special number. Though this
matching might be a coincidence, which had been randomly
produced, that would be most unlikely. We could be almost
certain that these waves had been produced by some kind of
intelligence.
3
also what happened? Though this might be a coincidence, the
chance of that is only one in a thousand. I could be almost
certain that, like Dostoyevsky’s mock execution, this lottery
was rigged.
The Big Bang, it seems, was like this second lottery. For life to
be possible, the initial conditions had to be selected with great
accuracy. This appearance of fine-tuning, as some call it, also
needs to be explained.
4
Others say: ‘The Big Bang was fine-tuned. In creating the
Universe, God chose to make life possible.’ Atheists may reject
this answer, thinking it improbable that God exists. But this is
not as improbable as the view that would require so great a
coincidence. So even atheists should admit that, of these two
answers to our question, the answer that invokes God is more
likely to be true.
5
planets, conditions would be just right for life. Nor is it
surprising that we live on one of these few.
6
And simpler hypotheses, many scientists assume, are more
likely to be true.
2
It will help to distinguish two kinds of possibilities. Cosmic
possibilities cover everything that ever exists, and are the
different ways that the whole of reality might be. Only one
such possibility can be actual, or be the one that obtains.
Local possibilities are the different ways that some part of
reality, or local world, might be. If some local world exists,
that leaves it open whether other worlds exist.
7
exist is between none and all. There are countless of these
possibilities, since there are countless combinations of possible
local worlds.
8
have answers. Thus we can explain why, even if nothing had
ever existed, 9 would still have been divisible by 3. There is
no conceivable alternative. And we can explain why there
would have been no such things as immaterial matter, or
spherical cubes. Such things are logically impossible. But
why would nothing have existed? Why would there have
been no stars or atoms, no philosophers or bluebell woods?
If all these worlds exist, we can ask why they do. But,
compared with most other cosmic possibilities, the All Worlds
Hypothesis may leave less that is unexplained. For example,
9
whatever the number of possible worlds that exist, we have the
question, ‘Why that number?’ That question would have been
least puzzling if the number that existed were none, and the
next least arbitrary possibility seems to be that all these worlds
exist. With every other cosmic possibility, we have a further
question. If ours is the only world, we can ask: ‘Out of all the
possible local worlds, why is this the one that exists?’ On any
version of the Many Worlds Hypothesis, we have a similar
question: ‘Why do just these worlds exist, with these elements
and laws?’ But, if all these worlds exist, there is no such
further question.
3
It is sometimes claimed that God, or the Universe, make
themselves exist. But this cannot be true, since these entities
cannot do anything unless they exist.
10
existed leads to a contradiction. On such a view, though it
may seem conceivable that there might never have been
anything, that is not really logically possible. Some people
even claim that there may be only one coherent cosmic
possibility. Thus Einstein suggested that, if God created our
world, he might have had no choice about which world to
create. If such a view were true, everything might be
explained. Reality might be the way it is because there was no
conceivable alternative. But, for reasons that have been often
given, we can reject such views.
This Axiarchic View can take a theistic form. It can claim that
God exists because his existence is good, and that the rest of the
Universe exists because God caused it to exist. But in that
explanation God, qua Creator, is redundant. If God can exist
because his existence is good, so can the whole Universe. This
may be why some theists reject the Axiarchic View, and insist
that God’s existence is a brute fact, with no explanation.
11
exists. Would it then make sense to claim that this Universe
exists because it is the best?
This view has one advantage over the more familiar theistic
view. An appeal to God cannot explain why the Universe
exists, since God would himself be part of the Universe, or one
of the things that exist. Some theists argue that, since nothing
can exist without some cause, God, who is the First Cause,
must exist. As Schopenhauer objected, this argument’s
premise is not like some cab-driver whom theists are free to
dismiss once they have reached their destination. The
Axiarchic View appeals, not to an existing entity, but to an
explanatory law. Since such a law would not itself be part of
the Universe, it might explain why the Universe exists, and is
as good as it could be. If such a law governed reality, we
could still ask why it did, or why the Axiarchic View was true.
But, in discovering this law, we would have made some
progress.
12
seems, there is much pointless suffering, our world cannot be
part of the best possible Universe.
4
Some Axiarchists claim that, if we reject their view, we must
regard our world’s existence as a brute fact, since no other
explanation could make sense. But that, I believe, is not so. If
we abstract from the optimism of the Axiarchic View, its claims
are these:
Other views can make such claims. This special feature need
not be that of being best. Thus, on the All Worlds Hypothesis,
reality is maximal, or as full as it could be. Similarly, if
nothing had ever existed, reality would have been minimal, or
as empty as it could be. If the possibility that obtained were
either maximal, or minimal, that fact, we might claim, would
be most unlikely to be a coincidence. And that might support
the further claim that this possibility’s having this feature
would be why it obtained.
13
Worlds Hypothesis, for example, could not fail to describe the
fullest way for reality to be.
14
possibility obtain. Its being the simplest or least arbitrary
possibility would have been, directly, why it obtained.
15
Events may be in one sense random, even though they are
causally inevitable. That is how it is random whether a
meteorite strikes the land or the sea. Events are random in a
stronger sense if they have no cause. That is what most
physicists believe about some features of events involving sub-
atomic particles. If it is random what reality is like, the
Universe not only has no cause. It has no explanation of any
kind. This claim we can call the Brute Fact View.
16
cannot rest only on predictions based on established facts and
laws. We need such judgments in trying to decide what these
facts and laws are. And we can justifiably make such
judgments when considering different ways in which the
whole of reality may be, or might have been. Compare two
such cosmic possibilities. In the first, there is a lifeless
Universe consisting only of some spherical iron stars, whose
relative motion is as it would be in our world. In the second,
things are the same, except that the stars move together in the
patterns of a minuet, and they are shaped like either Queen
Victoria or Cary Grant. We would be right to claim that, of
these two possibilities, the first is more likely to obtain.
17
Probabilistic Selectors make some cosmic possibility more
likely to obtain, but leave it open whether it does obtain. On
any plausible view, there are some Selectors of this kind, since
some ways for reality to be are intrinsically more likely than
some others. Thus of our two imagined Universes, the one
consisting of spherical stars is intrinsically more likely than the
one with stars that are shaped like Queen Victoria or Cary
Grant. Besides Probabilistic Selectors, there may also be one
or more Effective Selectors. If some possibility has a certain
feature, this may make this possibility, not merely intrinsically
more likely, but the one that obtains. Thus, if simplicity had
been the Effective Selector, that would have made it true that
nothing ever existed. And, if maximality is the Effective
Selector, as it may be, that is what makes reality as full as it
could be. When I talk of Selectors, these are the kind I mean.
5
There are, then, various cosmic and explanatory possibilities.
In trying to decide which of these obtain, we can in part appeal
to facts about our world. Thus, from the mere fact that our
world exists, we can deduce that the Null Possibility does not
obtain. And, since our world seems to contain pointless evils,
we have reason to reject the Axiarchic View.
18
unarbitrary, as God’s existence is claimed to be. Rather, as I
have just said, we should expect there to be many worlds, none
of which had very special features. Ours may be the kind of
world that, on the Brute Fact View, we should expect to
observe.
19
all worlds exist, or there are very many randomly selected
worlds, we should expect a few worlds to be very good, or
wholly law-governed, or to have very simple laws. But that
would not explain why our world had those features. So we
would have some reason to believe that our world is the way it
is because this way has those features.
Does our world have such features: ones that count against the
unselective views? Our world’s moral character seems not to
count against these views, since it seems the mixture of good
and bad that, on the unselective views, we should expect. But
our world may have the other two features: being wholly law-
governed, and having very simple laws. Neither feature
seems to be required in order for life to be possible. And,
among possible life-containing worlds, a far greater range
would not have these features. Thus, for each law-governed
world, there are countless variants that would fail in different
ways to be wholly law-governed. And, compared with simple
laws, there is a far greater range of complicated laws. So, on
both the unselective views, we should not expect our world to
have these features. If it has them, as physicists might
discover, that would give us reasons to reject both the All
Worlds Hypothesis and the Brute Fact View. We would
have some reason to believe that there are at least two partial
Selectors: being law-governed and having simple laws.
6
Of those who accept the Brute Fact View, many assume that it
must be true. According to these people, though reality
merely happens to be some way, that it merely happens to be
some way does not merely happen to be true. There could
not be an explanation of why reality is the way it is, since there
could not be a causal explanation, and no other explanation
would make sense.
20
This assumption, I have argued, is mistaken. Reality might be
the way it is because this way is the fullest, or the most varied,
or obeys the simplest or most elegant laws, or has some other
special feature. Since the Brute Fact View is not the only
explanatory possibility, we should not assume that it must be
true.
If the Brute Fact View is true, it may have been selected in this
way. Of the explanatory possibilities, this view seems to
describe the simplest, since its claim is only that reality has no
explanation. This possibility’s being the simplest might make
it the one that obtains. Simplicity may be the higher Selector,
determining that there is no Selector between the ways that
reality might be.
21
These alternatives are the different possibilities at yet another,
higher explanatory level. So we have the same two questions:
Which obtains, and Why?
22
necessary? Is it inconceivable that there might have been
some Selector, or highest law, making reality be some way?
The answer, I have claimed, is No. Even if reality is a brute
fact, it might not have been. Thus, if nothing had ever existed,
that might have been no coincidence. Reality might have
been that way because, of the cosmic possibilities, it is the
simplest and least arbitrary. And, as I have also claimed, just
as it is not necessary that the Brute Fact View is true, it is not
necessary that this view’s truth be another brute fact. This
view might be true because it is the simplest of the explanatory
possibilities.
23
nothing else could make that true. So we may have found the
necessity we need. If there is some highest Selector, that, I
suggest, must merely happen to be true.
24
this form. The most that might be true is that such an
explanation is, in a way, merely a better a description.
7
We may never be able to answer these questions, either
because our world is only a small part of reality, or because,
though our world is the whole of reality, we could never know
that to be true, or because of our own limitations. But, as I
have tried to show, we may come to see more clearly what the
possible answers are. Some of the fog that shrouds these
questions may then disappear.
25
This is not a real problem. Of all the possible ways that reality
might be, there must be one that is the way reality actually is.
Since it is logically necessary that reality be some way or other,
it is necessary that one way be picked to be the way that reality
is. Logic ensures that, without any kind of process, a selection
is made. There is no need for hidden machinery.
Suppose next that, as many people assume, the Brute Fact View
must be true. If our world has no very special features, there
would then be nothing that was deeply puzzling. If it were
necessary that some cosmic possibility be randomly selected,
while there would be no explanation of why the selection went
as it did, there would be no mystery in reality’s being as it is.
Reality’s features would be inexplicable, but only in the way in
which it is inexplicable how some particle randomly moves.
If a particle can merely happen to move as it does, reality could
merely happen to be as it is. Randomness may even be less
puzzling at the level of the whole Universe, since we know that
facts at this level could not have been caused.
The Brute Fact View, I have argued, is not necessary, and may
not be true. There may be one or more Selectors between the
ways that reality might be, and one or more Selectors between
such Selectors. But, as I have also claimed, it may be a
necessary truth that it be a brute fact whether there are such
Selectors, and, if so, which the highest Selector is.
26
unarbitrary as it could be. That assumption has, I believe,
great plausibility. But, just as the simplest cosmic possibility is
that nothing ever exists, the simplest explanatory possibility is
that there is no Selector. So we should not expect simplicity at
both the factual and explanatory levels. If there is no Selector,
we should not expect that there would also be no Universe.
That would be an extreme coincidence.2
27