Notes On ILO
Notes On ILO
Notes On ILO
Key facts
Headquarters:
Geneva
Members:
185 countries
Mandate:
to recommend to members regulations for the safety and health of
workers.
Key structure:
plenary organization includes representatives of government, unions,
and employers and issues recommendations (“conventions”) to states.
Key obligations:
member states must consider ILO conventions for adoption, but are not
required to adopt them.
Enforcement:
the Governing Body can recommend punishments against countries that
fail in their obligations under the conventions.
Key legal clauses of the ILO Constitution:
Article 19(2) on voting for new conventions and recommendations.
Article 19(5) on states’ obligations to consider ratifying a convention.
Article 19(6) on states’ obligations toward recommendations.
Article 22 on states’ obligations to report each year on each convention
it has ratified.
Article 33 on enforcement.
It is a perpetual dilemma in market capitalism that firms face insatiable
incentives to reduce their costs in order to increase their profits. A capitalist
inter-state system enhances these incentives. The International Labor
Organization was created during an earlier period of “globalization” to limit
the damage this pressure can do to the working conditions of citizens in the
international economy. The organization produces labor regulations which
member governments are encouraged to adopt as domestic laws. Its structure
and authority are highly peculiar, reflecting the highly political nature of its
subject matter. It includes representatives of labor and employer groups from
each member country alongside representatives of their governments. It also
has no authority to impose rules on members, relying instead on the process
of deliberation to generate rules that will be appealing to states’ self-interests.
At the end of World War I, the architects of the Versailles Treaty believed
that future wars could arise from economic inequalities between states or
from hyper-competitive race-to-the-bottom among national labor regulations.
They felt there was a connection between the mistreatment of workers
domestically and the tendency for international conflict, via either domestic
social unrest or friction with trading partners. This link between labor
standards and international peace and prosperity was widely accepted as
conventional wisdom in 1919 and it has returned to the forefront of thinking
about the effects of globalization in recent years. The issues at the heart of the
International Labor Organization are very current again today. Both the
contemporary and historical versions of this thinking are based on the same
insight: that global capitalism produces an incentive for exporting countries
to lower their labor standards to gain a competitive advantage in international
trade, and this incentive (when allowed to operate unchecked) is bad for
workers, bad for social stability, and bad for international peace and order.
This chapter examines the structure of the ILO, which includes non-state
actors in an unprecedented way, and the unique system it creates by which
members can choose on a case-by-case basis which decisions of the
organization they will accept as binding. It uses the rules against forced labor
to present a case study of Myanmar/Burma that illustrates both the power of
and the gaps in this enforcement system.
The International Labor Organization was created at the Versailles peace
conference in 1919 and was given the mandate of coordinating labor
standards across countries. This was thought at the time to be an important
contribution both to the dignity and rights of working people around the
world and to the long-term peace and stability of the post-war order. Despite,
or perhaps because of, the dramatic process of the globalization of
production, the ILO’s goals and operation remain largely the same today as
they were almost 100 years ago, and so do the concerns regarding the
destabilizing possibilities of unlimited competition.
The tripartite delegations of the ILO are not copied in any other major
international organization, and indeed even within the ILO their existence is
limited to the deliberative processes in the ILC and the Governing Body. This
opens up an intriguing potential for tension in the organization: while labor
and employer representatives have a voice and a vote in formulating new
labor standards, those standards create obligations only on the governments
of member states. In cases where the labor or employer groups are really
independent of the government, their interests can shape the outputs of the
ILO. In general, though, governments exert a great deal of influence over
which labor and employer groups are allowed to participate in the ILO.
Despite this innovative representation structure, the ILO’s legal powers are
in fact quite conventional in the sense that the obligations that it monitors and
enforces are obligations of states and states alone. The organization’s
Conventions are standard instruments of public international law, binding
only on the nation-states that sign them; they break no new legal or
conceptual ground in terms of creating obligations for non-state actors. As we
consider those obligations in this chapter, as well as the practice of
compliance and the ILO’s powers of enforcement, it is interesting to see how
the tripartism of the organization is absent from the substantive legal outputs
that it produces, and the opening this creates for a possible future where
international law might impinge directly on firms’ treatment of their workers.
Figure 7.1 A meeting of the ILO in 1998 included a demonstration over
child labor. © ILO Photo
Obligations
The substantive work of the ILO comes when it adopts new labor standards.
These come in the form of “Conventions” and “Recommendations” and must
be approved by a two-thirds majority vote in the ILC. The former include
legally binding policy changes that must be made by states and the latter are
merely hortatory. Excerpts of one convention are included below (C.105 on
forced labor). On its own, a newly passed convention (or recommendation)
has no authority or power. It exists in a form that is just like any new
international legal treaty which can be signed and ratified by any country that
chooses to adopt it, but also can be left aside by any state that chooses not to
adopt it. To become legally binding on a state, a new convention must be
adopted and ratified through the normal treaty-ratifying process in the state’s
domestic political institutions.
This second stage in the legal life of the document is crucial: only once it
has been ratified by a state is the convention legally binding on it. States
therefore have an entirely legal way to avoid taking on new obligations as the
ILC passes new conventions. The existing corpus of ILO conventions makes
up a global web of labor standards but it applies to states only in a piecemeal
fashion, depending on which conventions have been formally adopted by
which states. There are 189 conventions in force today, of which eight are
considered by the ILO to be of fundamental importance.2 Of these eight
fundamental conventions, about two-thirds of the ILO’s member states have
adopted all eight.
Also, states may find themselves held to account down the road for
statements that they had not thought at the time were particularly serious. Part
of the insight of Margaret Keck and Kathryn Sikkink’s work on the politics
of human rights is that official statements are never cost-free: in the hands of
activists, they often take on great political significance which governments
had not anticipated.3 The potential for what Frank Schimmelfennig and
others have called “rhetorical entrapment” raises a key question about the
ILO’s place in world politics: should we interpret a state’s refusal to be
bound by a convention as evidence of an obligation to give a public and legal
rationale for that refusal, or is refusal simply the absence of obligation? To
the extent that one believes that reasoned public discourse makes up an
important aspect of world politics, these reporting requirements may
themselves be influential levers by which the ILO shapes state policy and the
broader international environment.4
Aside from the general obligations set out in the Constitution, the ILO then
creates new legal obligations by passing conventions that contain specific
requirements for public policy. The convention on forced labor, for instance,
requires that states “take effective measures to secure the immediate and
complete abolition of forced or compulsory labor” (C.105, reproduced in
Appendix 7B). The convention defines the key term (“forced labor”) and then
invites ILO member states to ratify the convention through their domestic
legal systems. The convention on discrimination in employment (C.111) says
that states must “pursue a national policy designed to promote, by methods
appropriate to national conditions and practice, equality of opportunity and
treatment in respect of employment and occupation.” Similar to C.105, C.111
defines the term “discrimination” and attempts to specify what is and is not a
forbidden form of discrimination in employment. It says, for instance, that
the claim of “discrimination” is not available to individuals who are
“justifiably suspected of, or engaged in, activities prejudicial to the security
of the State,” thus carving out a large space for states to use national security
as a justification for what might otherwise look like discrimination. The
convention on forced labor also includes language common to many ILO
conventions regarding their entry into force (Articles 3 and 4), denunciation
(Article 5), and the possibility of a superseding convention (Article 9). These
are now included in all new conventions.
There is some flexibility built in so that states with more strict rules on a
subject are not required by an ILO convention to weaken them. Article 19(8)
says that conventions and recommendations cannot be used to lessen existing
labor regulations that “ensure more favorable conditions to the workers
concerned than those provided for in the Convention or Recommendation.”
In opening this possibility, the ILO system acknowledges the reality that
these are subjects of great national variation, and it is in essence conceding
that it does not provide the last word when it comes to labor regulation.
Rather than insist on uniformity across its membership, it aims to encourage
countries whose standards are considered insufficient to bring them to a
broadly agreed upon minimum, while allowing those that are already higher
to remain as they choose.
Compliance
Voluntarism: The second device is the two-stage approval process for new
conventions, described above. Because states must explicitly consent to each
convention for it to be binding on them, those that are consented to are
presumably likely to be acceptable to the governments. This is a process of
self-selection. The ILO’s internal logic rests on the assumption that states
which strongly disagree with a given standard are free to declare themselves
to be not governed by it. Those who oppose it drop out, and the overall
measured rate of compliance with ILO conventions will be higher than it
would otherwise be. Of course, this relies on measuring only compliance by
states with those conventions they have ratified, and sets aside the behavior
of all those states that refused to accept the obligation in the first place. In
strictly legal terms, this is a reasonable move because states that do not ratify
a treaty are under no obligation to comply with it and therefore cannot be said
to be in violation. But from the broader perspective of spreading labor
standards as widely as possible, this trade-off shows one way in which the
ILO aims low in the pursuit of its objectives. It will accept a lower rate of
adoption by states in order to get a higher rate of compliance by those that do
adopt.
That said, to the extent that there is a “peer pressure” effect motivating
states to adopt conventions that they otherwise do not agree with, then this
logic of self-selection for compliance will not work very well. Do states feel
social pressure to adopt labor standards which they have no intention of
implementing? The ILO clearly believes that inter-state peer pressure is
powerful in some settings, since it is at the heart of the effort to promote the
eight “core” human rights conventions as basic standards of legitimate
conduct. In branding these as something like the markers of civilized
statehood, the ILO hopes that states will see signing them as valuable signals
to others about their legitimacy. If this induces cynical states to ratify these
conventions for public relations reasons without a genuine commitment to
following them, then self-motivated compliance is unlikely to follow. The
enforcement regime in the ILO Constitution, discussed below, would then
become more relevant.
Enforcement
The ILO has some capacity to enforce its conventions against states that have
ratified but not complied with them. These rules are primarily described in
Articles 24, 26, and 33 of the ILO Constitution. The system works on the
basis of complaints about the failure of a member to fulfill its obligations
under a convention. These can be investigated by a committee of member
states from the ILO and may lead to censure or expulsion from the
organization.
A complaint in the ILO context takes the form of what the ILO calls a
“representation” that a member state has failed to implement an ILO
Convention which that member has accepted. This is defined in Articles 24
and 26. Once such a claim is made, the state in question is usually given an
opportunity to respond (though in Article 26 it is not mandatory that the
target be given a chance to answer the charges) and then the Governing Body
makes a judgment about whether the matter should be further investigated by
a committee of the ILC known as a “Commission of Inquiry.”
These investigations are governed by Article 28, which says that the
Commission “shall prepare a report embodying its findings on all questions
of fact . . . and containing such recommendations as it may think proper as to
the steps which should be taken” and the report is then made public and the
parties to the dispute are asked to respond (Art. 29). If the report substantiates
a complaint against a member, that state can be asked to change its policies,
and its behavior is then monitored by the Governing Body and ultimately by
the general membership of the ILO sitting in the International Labor
Conference. The Governing Body can “recommend to the Conference such
action as it may deem wise and expedient to secure compliance” with the
report’s recommendations. This process has been used only once, as we shall
see in the Myanmar case below.
Despite this enforcement structure, the logic of the ILO in general rests on
encouraging self-motivated compliance rather than centralized coercive
enforcement. The ILO’s history of enforcement is thin. The working premise
behind the organization is that states can be induced to improve their
conditions for workers by recognizing their self-interests and by the subtle
play of international norms and adverse publicity to sway those who fall
below the standards. This is entirely different than a coercive model in which
an international organization strives to force recalcitrant states to adopt
positions to which they object. The coercive model sets up a power struggle
between the organization and its members and presumes that progress will
come through the process of confrontation. International organizations are, in
general, poorly equipped to win such direct contests of political power with
their members, and the ILO has tried it only once in its history (Myanmar),
with limited success.
CASE: Myanmar
The long-running dispute between the ILO and Myanmar shows the working
of its enforcement system, in both its strengths and weaknesses. The military
government of Myanmar has been the target of repeated ILO enforcement
action since the mid-1990s. The dispute stems from the government’s
practice of using forced labor despite having signed ILO Convention 29
which outlaws “the use of forced or compulsory labor in all its forms.” The
government of Myanmar, also known as Burma, is a military dictatorship that
has for many years relied on “the basic tactics of violence, censorship, fear,
poverty, privation, and isolation to remain in power.”6 It commonly relies on
forced labor both as a means of punishment and as a source of workers for
government projects.
The Forced Labor Convention (C.29) is one of the eight conventions which
the ILO considers to make up the set of fundamental human rights. It was
adopted in 1930 and was signed by Myanmar in 1955. Myanmar at the time
was known as the Union of Burma and had been independent from British
colonial control since 1948. After a coup in 1962, Myanmar has spent
decades sinking further into an oppressive military dictatorship and, as a
result, into extreme poverty. However, under the international law of state
succession, the treaties and other obligations entered into by a predecessor
state remain in force for the successor state, and so the Union of Burma’s
commitment to suppressing forced labor in 1955 remains as a treaty
obligation of the current military government. Myanmar has never adopted
Convention 105 (1957, Appendix 7B below), which includes a ban on forced
labor as a political tool, and so it is not bound by the more recent rules
contained in that convention.
Art. 2(1) For the purposes of this Convention the term forced or
compulsory labor shall mean all work or service which is exacted from
any person under the menace of any penalty and for which the said
person has not offered himself voluntarily.
Art. 2(2) Nevertheless, for the purposes of this Convention, the term
forced or compulsory labor shall not include–
This process was carried out vis-à-vis Myanmar in the 1990s, and the
Commission of Inquiry issued a report in 1998 that found that there was
“widespread and systematic” use of forced labor in the country in violation of
Convention 29.7 It said that “Myanmar authorities, including the local and
regional administration, the military and various militias, forced the
population of Myanmar to carry out a wide range of tasks. Labor was
extracted from men, women and children, some of a very young age.
Workers were not paid or compensated in any way for providing their labor,
other than in exceptional circumstances, and were commonly subjected to
various forms of verbal and physical abuse including rape, torture and
killing.”8 It found that this forced labor was widely used across all aspects of
society controlled by the government, including to support the military, for
infrastructure projects, and to manufacture goods for export. It estimated that
between 1992 and 1995 alone, two million people had been forced to work
on road, bridge, and railway construction projects without pay.9 The military
work included walking in minefields to ensure a path for soldiers.10 Village
leaders were required to maintain information about all villagers to make it
easier to find people to put to work, and each household would generally be
required to send a member, even where it meant sending children, the elderly,
and pregnant women. The village leader would be the first to be punished if
recruits failed to appear, though recruits and their families were often
terrorized as well with torture, rape, and murder. People with money could
generally pay a bribe to avoid being recruited. The basic legal question for
the Commission of Inquiry was whether the government had lived up to its
specific commitments under Convention 29.
The Commission explored both the laws of Myanmar and its practices.
Two laws, from 1908 and 1909, required that citizens be available to assist
the military as porters, guides, and general labor, without their consent and
without pay. These clearly violated the obligations under the Convention.
Moreover, the practice of forced labor was far more extensive and systematic
than even these laws allowed. The Commission found a series of government
memos from 1995 that prohibited unpaid labor in national development
projects, but the Commission appears to have given them little credence, in
part because they were labeled “secret” and so had never been communicated
with local officials and in part because there was no evidence that they had
been applied in practice.11 They also found that forced labor had been made
illegal under Myanmar’s national laws, which is an important part of the
state’s obligations in Article 1 of the Forced Labor Convention, but again the
Commission saw no evidence that this was ever followed in practice. All of
this information came at the initiative of the Commission as the government
of Myanmar never chose to participate in the Commission’s work. Overall,
the final report amounted to a detailed indictment of the national practices of
Myanmar, and a wholesale critique of its underperformance with respect to
Convention 29 in particular and human rights in general. It therefore provides
a usefully extreme case of non-compliance with which to assess the
enforcement capacity of the ILO and of international organizations more
broadly.
Article 33 of the ILO Constitution says that the Governing Body can
recommend “such action as it may deem wise and expedient to secure
compliance” with the recommendations of a Commission of Inquiry. The
Myanmar case has been tangled up in Article 33 since the Commission issued
its report in 1998. Looking for an effective strategy to change the
government’s practice, and with the open-ended language of Article 33 in
hand, the ILO has chosen to negotiate with the Myanmar government over
the forced labor issue, rather than to punish or expel it. After another scathing
ILO report in 2001, the two parties agreed in 2002 that the ILO should install
a “liaison officer” in the country to “assist the government to ensure the
prompt and effective elimination of forced labor.” When this person found
himself marginalized in the country and learned that citizens lodging
complaints were being arrested, a new agreement was negotiated that was
meant to guarantee the safety of people making complaints. By 2008, the
situation had not improved.13 A new “joint strategy for the elimination of
forced labor” was agreed to between the ILO and the government in 2011
after the regime began a series of quite fundamental changes in its mode of
governance. There are indications that the conditions for labor in Myanmar
are improving, and consequently that the relationship between the ILO and
Myanmar is becoming less antagonistic. The organization in 2012 allowed
Myanmar to return to some of the regular business of the ILC, from which it
had long been suspended.
The obligations that the ILO imposes on members are relatively strong and
unambiguous compared with those of many other international organizations.
There are few ways to dodge out of the duties imposed by the ILO and, in the
sense of having a clear mandate of legal authority that trumps the sovereignty
of its members, the organization is among the most authoritative in world
politics. However, its authority extends only to the procedural matters of
requiring that members consider adopting certain labor standards; it does not
require that they actually adopt anything. The net result is either a very strong
or a very weak organization depending on whether one is looking at the legal
superiority of the organization above its members or at the organization’s
substantive power over actual labor conditions. The ILO is in absolute
control of an instrument of governance which is not actually attached to the
broader machine of government.