Kautilya Theory of State
Kautilya Theory of State
Kautilya Theory of State
YORIICHI TSUGIKUNI
Abstract
Kautilya's Arthasastra (4th century B.C.) is one of the most influential treatise
in Political Science in the Indian Civilization. This work deals with virtually all
aspects of governance in a monarchical state. In the Indian philosophy, the
objective of every being is the pursuit of dharma. State, a human artifact, is
constituted to get the human race out of the state of nature. State enables the
citizens to follow their respective dharma and to enjoy private property rights.
King is viewed as a protector of dharma, but not the sole interpreter of it.
There is separation between secular and ecclesiastical power. State has many
autonomous associations and guilds in its jurisdiction and the ensuing
polycentric arrangements checks the rise of absolute power. Arthasastra
visualizes a huge bureaucratic structure, a complex tax structure, and an
intricate intelligence system. This paper distils the kautilya’s theory of state.
INTRODUCTION
Origin of Arthasastra
Kautilya was from 'kutil gotra', hence the name Kautilya. Since he was born at
Chanaka and his father's name was also Chanaka, he came to be known as
Chanakya (Rao, 1958:3).
Kautilya's Arthasastra is a compendium of and commentary on the then
existing texts on polity and statecraft. Kautilya presented them in a coherent
and systematic manner and refined them on the basis of his enormous
experience as the Chief Minister in the court of Chandragupta Maurya.
There is a controversy regarding the authorship of Arthasastra. Many
Occidental scholars have argued that Kautilya could not have authored it as
many of the concepts in the treatise were practiced only in the later epochs. It
has been suggested that Kautilya is merely a pseudo name for a later author(s)
who belonged to the school of thought associated with Kautilya. These
contentions are disputed by Indian scholars who point out that many of the
concepts used by Kautilya are in fact associated with only the fourth century
B.C.
Framework of Arthasastra
Arthasastra means the science (sastra) of wealth/earth/polity (artha). This
treatise is divided into sixteen books dealing with virtually every topic
concerned with the running of a state - taxation, law, diplomacy, military
strategy, economics, bureaucracy etc. Arthasastra advocates rational ethic to
the conduct of the affairs of the state. The emphasis is on codification of law
and uniformity of law throughout the empire.
The basis of good governance is knowledge and Arthasastra classifies
knowledge into four categories (Kautilya: Book 1, Ch. 2,3 & 4; Ghoshal,
1923:128-31).
1. Anvikasi (philosophy). This is considered to be the "lamp of all sciences".
2. Trayi (the three Vedas - Sama, Rig and Yajur). These texts establish the four
classes (varnas), and the four orders (ashrams).
3) Varta (economics, specifically agriculture, cattle breeding, and trade).
4. Dandaniti (science of government and politics).
Types of State
At the time of Kautilya there were some types of state, which are this following
way;
State: Such state in which the rule was based on conflict. Kautilya says that this
conflict is natural because of heredity. In this two persons might be two
brothers or the father and the son. He suggested that the problem could be
solved by the minister’s suggestions.
Vairajya : Such type of state was not appropriate for people, because of in
such conditions a king could exploit the people by ruling on them.
Dualism (sangh rajya) : There was miniature of republic states. These states
had adopted dualism. These were independent and self-reliance but could not
face the larger enemies. In such dualistic states king was not permanent and
used to get together at critical occasions.In his time Mugdh was also a dualistic
state. Therefore, he presented his views formaking strong these states.
Integration method was good for these states. He says that the kingshould
appoint detective for getting information, he (the king) should do everything
with his best approach and ability.
System of law
Kautilya did not view law to be an expression of the free will of the people.
Thus sovereignty - the authority to make laws, did not vest with citizens. Laws
were derived from four sources - dharma (scared law), vyavhara (evidence),
charita (history and custom), and rajasasana (edicts of the King). In case of
conflict amongst the various laws, dharma was supreme. The ordering of the
other laws was case specific (Kautilya:Book 3, Rajasasana ordered the
relationship between the three major social groupings - the citizen, the
association, and the state. The constitutional rules at the state level were
specified in the rajasasana but the constitutional rules at the level of the
association were to be decided by the members of the association. The
collective choice and the operational level rules of the association were also
decided by the members of the association though the state did promulgate
laws to safeguard the individual member from the tyranny of the majority in
the association.
Arthasastra outlines a system of civil, criminal, and mercantile law. For
example the following were codified : a procedure for interrogation, torture,
and trial, the rights of the accused, what constitutes permissible evidence, a
procedure for autopsy in case of death in suspicious circumstances, what
constitutes defamation and procedure for claiming damages, valid and invalid
contracts
Bureaucracy
Kautilya had organized a huge and intricate network of bureaucracy to manage
the Mauryan empire. This also reflected the centralized character of the state.
Bureaucracy had thirty divisions each headed by Adhyakshas (Chiefs).
Reporting relationships were clearly specified.
Kautilya had visualized the necessity of state provision of public goods which
strengthened trade and commerce. The bureaucracy was involved in the
provision of three of such goods - the 'quality control machinery', the system
of currency, and the system of 'weights and measures'. Quality control was a
revolutionary concept for that era. This suggests that Mauryan empire had an
active trading sector and the buyers (domestic and exports) were discerning.
As a mark of quality, merchandise had to be marked with the Abhigyan Mudra
(state stamp) in sindura (vermillion). Counterfeiting was strictly punished (Rao,
1958:218).
Bureaucrats received a fixed pay and were also eligible for state subsidized
housingThis is an example of Kautilya's deep understanding of (Rao,
1958:220).statecraft as even in later centuries (in other empires), officials were
expected to compensate themselves by retaining a part of revenue extracted
from the people (a kind of ad-valorem compensation). The ad-valorem
arrangement provided an incentive for the official to squeeze the tax payer as
much as possible (a short term on the part of the bureaucrat) as the
bureaucratic tenure was not hereditary. Kautilya, given his experience as a
Chief Minister, probably realized the peril of such an (ad valorem) arrangement
and created a fixed pay compensation structure for the bureaucracy.36
Huge bureaucracy invariably result in a principal-agent problem. Kautilya
sought to tackle this issue through three means - elaborately monitored
standard operating procedures (SOPs), spies/intelligence organization, and
decentralization of authority. SOPs minimized the room for subjective
interpretation of the rules by the bureaucrats. The superiors carefully
monitored the performance of the officials under their control.37
However this system of close monitoring must have resulted in enormous
transaction costs. It was therefore supplemented by the intelligence
organization which kept a watch on the corrupt practices of the officials. The
exploits of the spies in catching corrupt officials were given wide publicity and
this made the officials careful in their dealings with the citizens. Another
measure to keep a check on the bureaucracy was decentralized-polycentric
political arrangements which resulted in empowering of the local guilds. Thus
the bureaucrats had to reckon with an effective local power center who were
aware of the royal edicts and prevented the bureaucrat from substituting
his/her objective function for the royal edict. It is interesting that Kautilya did
not take recourse to ideology to discipline the bureaucracy
System of Spies
Kautilya was a product of the age of intrigue. He defeated Alexander of
Macedonia and the Nanda king (most powerful Indian empire of that era) on
the basis of military prowess and political craft. According to Kautilya, the King
has to guard against intrigues from internal and external sources. Internal
sources include the inner cabinet, the autonomous associations/ guilds,
religious orders and the personality of the king himself (atma-dosa). External
sources refers to hostile foreign powers.
The intelligence apparatus was very elaborate and had infiltrated virtually
every institution and profession - especially the institutions of mass
participation like religion. Spies could be under the following guises - kapatika
chhatra (fraudulent discipline), udasthita (recluse), grihapalka (householder),
vaidehaka (merchant), tapas (an ascetic practicing austerities), satri (a
classmate), tikshna (a fireband), rasada (a poisoner) and a bhikshuki (a
mendicant woman) (Kautilya, Book 1, Ch. 11). Monks and the sanghas
(association of monks) were actively used for the purpose of gathering
intelligence. Kautilya even suggested that to assassinate a rival King, weapons
may be kept inside an idol and be used when the King comes for worship. Thus
Kautilya did not hesitate to use the institution of religion for the purpose of
statecraft. For him, the most important condition for the practice of dharma
was not the institution of religion but the institution of the state.
Intelligence operations were greatly aided by the maintenance of a 'national
citizen register' and a system of passport and visa. Register was updated by
regularly conducted censuses and by the compulsory registration of the births
and deaths (Rao, 1958:209).
Conclusion
Arthasastra is a very comprehensive treatise on the governance in a
monarchical Vedic state. Kautilya had a rational approach to governance and
statecraft. He conceptualized the state and the office of the kingship to be
human artifacts. Also his model of the human being was very realistic.
However he expected super human qualities from a 'human' King.
Chandragupta, Bindusar and Ashoka matched this ideal but their successors
could not. Clearly the system of checks and balances amongst the king, the
associations and the citizens worked well as long as the King wanted it to work.
The ideal society of the Arthasastra did last for a couple of centuries. However
the successful Muslims invasion in the 8th century indicated a serious (military)
deficiency in the 'Hindu' society. The vision of Kautilya was a creation of a
strong and prosperous Vedic order so the foreigner invasions (like that of
Alexander) could be repulsed. The success of the Muslim invasion suggested
that either the governance by the 'Hindu' Kings was not according to the tenets
of the Arthasastra or the Arthasastra philosophy itself had become antiquated.
Probably both were true. Kings had certainly deviated from the Vedic ideal of a
'dharmic king' - the 'servant' of the people and the protector of the dharmic
order. Varna system had degenerated into a caste system. The rational and
dharmic order of the Arthasastra had been reduced to only a shadow of its
past glory. Muslim invasion probably found an easy target in a moribund order.
THE END
REFERENCES
1) Aseem Prakash, 11&13.10.1993, State and Statecraft in Kautilya's
Arthasastra, Digital Library of the Commons, retrieved from
State and statecraft in kautilyas arthasastra.pdfdlc.dlib.indiana.edu
2) Dr Jyothi Prabha, 2019, CC- 5 : HISTORY OF IDEAS UNIT- 1: HISTORY OF
IDEAS, ANCIENT AND MEDIEVAL, retrieved from
https://mrmclnmu.ac.in/wp-content/uploads/2020/04/kautilya-
converted.pdf.pdf
3) Rajeev, 1.01.2012, KAUTILYA’S VIEWS ON ORIGIN AND NATURE OF
STATE IN ARTHASASTRA, International Journal of Computing and
Corporate Research (IJCCR) , retrieved from
https://www.ijccr.com/January2012/20.pdf
4) Prakash Menon and Kajari Kamal, 27.06.2020, Viewing Contemporary
India Through the Kautilyan Lens, The wire.com, retrieved from
https://thewire.in/politics/viewing-contemporary-india-through-the-
kautilyan-lens