Ed Offshore Inspection Guide Marine Operations
Ed Offshore Inspection Guide Marine Operations
Ed Offshore Inspection Guide Marine Operations
Guide
Open Government Status: Fully Open
Review History
Date Changes Approved
28/10/2019 First approved issue Howard Harte
Regulation of marine operations is undertaken by the Maritime and Coastguard Agency (MCA),
the Marine Accident Investigation Branch (MAIB), and HSE.
MCA is responsible for enforcing all merchant shipping regulations in respect of occupational
health and safety, the safety of vessels, safe navigation and operation (including staffing levels
and crew competency). Merchant shipping health and safety regulations extend to all those
working on the ship, and any work activities undertaken on board.
MAIB is responsible for investigating accidents related to ships and crew in the territorial sea and
involving UK registered vessels worldwide, to determine their circumstances and causes with the
sole objective of preventing similar accidents in the future.
HSE leads on the regulation of activities taking place on, or under the control of the operator of:
The content of this inspection guide has been determined to be within the jurisdiction of HSE.
Sometimes the jurisdiction of the HSE, MCA and MAIB can overlap. The HSE/MCA/MAIB
Operational Working Agreement details the process followed to determine the correct regulatory
authority.
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NOTE - This guide does not address Evacuation, Escape and Rescue, or Aviation
Operations, which also form part of the remit of ED3.3. These topics are subject of a
separate Inspection Guide.
Introduction
The aim of this Inspection Guide (IG) is to provide information and guidance to offshore inspectors
to support the delivery of consistent and effective marine operations inspections. It does this by
highlighting current key areas to be covered during inspections, providing a framework for
inspectors to judge compliance, assign performance ratings, and decide what enforcement action
to take should they find legislative breaches. In doing so, it complements HSE’s Enforcement
Policy Statement (EPS) and Enforcement Management Model (EMM).
This operational guidance outlines HSE’s current marine operations inspection practices
undertaken offshore. The topic breaks down into six core areas as follows:
1. Marine Assurance
2. Collision Risk Management
3. Transfer of Cargo between Offshore Supply Vessels and Installations
4. Rig Moving
5. Walk-To-Work Operations
6. Emergency Response and Rescue (ERRV)
An overview of each of the above is provided in the appendices. This guidance is to promote a
consistent approach to the inspection of the core sub topic of Marine Operations.
Relevant Legislation
Health and Safety At Work etc. Act 1974 (Application outside Great Britain) Order 2013
(AOGBO) applies the Health and Safety at Work etc. Act (HSWA) to offshore installations and any
activity in connection with an offshore installation, or any activity which is immediately preparatory
thereto from a vessel or in any other manner, other than towing the installation (see MAR Reg 4),
or an ERRV.
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Offshore installations and Pipeline Works (Management, and Administration) Regulations
1995 (MAR) adds some more detailed requirements for the management of offshore operations to
HSWA. The AOGBO Order 2001 extended the definition of ‘offshore installation’ to include
supplementary units which provide support services to offshore installations on the UK Continental
Shelf (UKCS). As a result, the definition of ‘Offshore Installation’ contained in MAR was also
amended.
The Prevention of Fire, Explosion and Emergency Response Regulations 1995 (PFEER)
specifies the goals for the preventative and protective measures to manage fire and explosion,
and to secure emergency response, and recognises that the responsibility to put into place
measures necessary to achieve these goals is best placed with one person – the dutyholder.
• Regulation 4 places a general duty on a duty holder to take appropriate measures with a
view to protecting persons on the installation from fire and explosion; and to securing
effective emergency response.
• Regulation 5 requires the dutyholder to identify events which could give rise to a major
accident and establish appropriate standards of performance to be attained.
• Regulation 10 requires the duty holder to take appropriate measures with a view to
detecting fire and other events which may require emergency response.
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• Regulation 12 requires the duty holder to take appropriate measures to be able to limit the
impact of an emergency.
Action
Inspection of this topic should include not only the six core areas themselves but also an overview
of the operator’s Marine Operations procedures to ensure a consistent and complete assessment
of control measures.
There should be in place suitable Performance Standards, Verification Schemes and, where
necessary, Written Schemes of Examination for the systems and equipment that falls within the
scope of the Marine Operations topic.
Success criteria for each core inspection area are contained in the Appendices to this guide. In
some instances, certain success criteria will not be applicable, and inspectors should make a
judgement regarding which are relevant in each case. If success criteria are not met, inspectors
should assess how serious the consequences of failure to comply could be. This will inform their
decision making in terms of the performance ratings that they assign and the enforcement action
they take.
Where occupational health, safety and welfare concerns are encountered during an inspection,
deal with such issues as a matter of routine and apply existing standards to determine what action
to take in each case according to HSE's EPS and EMM.
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Background
The management of marine operations is a specialist subject that is often overlooked as a major
accident hazard. A collision between a vessel and an installation has the potential to result in a
major accident with a large number of casualties.
There is little oil and gas legislation that deals specifically with marine operations and the industry
draws heavily on guidance documents and the expertise of marine personnel.
Organisation
Targeting
Inspections should be planned within the timescales set out by ED divisional management.
Although inspections may be carried out at any installation it is particularly important to carry this
out where there are known issues regarding marine operations. It is essential to ensure that duty
holders are robust in their assessment of the implications of these factors, that suitable mitigations
are in place, and that cumulative risk factors have been considered.
Timing
Inspectors should undertake Marine Operations inspections as part of the agreed ED offshore
intervention plan, when intelligence indicates intervention is necessary or when investigation due
to incident is required.
Resources
ED3.3 (Emergency Response, Marine Operations and Aviation Specialism) has overall ownership
of the Guide and takes the topic lead on inspecting Marine Operations. Resource for the
undertaking of Marine Operations interventions will come from ED3.3 discipline specialist
inspectors supported by Inspection Management Team inspectors as appropriate.
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Appendix 1 - Marine Assurance
Fundamental Requirement
The dutyholder should have in place suitable arrangements to ensure suitable vessels are
selected for the intended operation. They should have in place arrangements to ensure all vessels
meet minimum standards for safe operations and station keeping before engaging in offshore
operations.
Success Criteria
The dutyholder should demonstrate that their vessel assurance policy is sufficiently robust to
ensure that all vessels undergo a suitable assessment prior to commencing offshore operations,
and the assessment is based on the specific activities to be undertaken. The assessment should
cover all aspects of the operation including crew competence, condition of equipment, vessel
operator safety management, and compliance with other marine rules, codes and practices. The
marine assurance policy should include a process of regular audits and inspections of vessels
throughout the period they are on charter to the dutyholder.
During combined operations it is not necessary for all dutyholders to inspect and audit vessels,
this is usually undertaken by the charterer of the vessels. Our expectation is for the operator of
any installation to have defined the minimum standard of vessel permissible at that installation,
and have a process in place to ensure and verify the vessel meets that standard and will be
operated in accordance with industry good practice and the standards set by the operator.
However, in the case of a drilling unit or flotel operating at a fixed installation, for example, the
operator of the mobile unit is not expected to duplicate the audits and inspections undertaken by
the operator of the fixed installation, and vice versa. The results of the audits and inspection
should be shared between both operators so that both are able to make an informed decision as
to the suitability of the vessel.
For some operations, such as seismic survey flybys, it may not be practicable to perform the full
suite of vessel audits and inspections. The vessel operator or survey company should provide
sufficient information to assure the duty holder the vessel is in good condition and being operated
in a safe manner.
Onshore
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• Confirm the duty holder has a marine assurance process that, as a minimum, identifies the
following:
o The vessel is adequately maintained, and critical systems are verified as fit for
purpose.
o Suitable and sufficient procedures are in place for the safe operation of the vessel and
that these procedures are compatible with the operating policies of the duty holder.
o The vessel has in place all Class, Flag and Port State certificates and surveys and the
duty holder has a process for reviewing any issues raised by certifying authorities
(Flag, Class, Port State).
o The operating envelope of the vessel is suitable for the specific location of the
installation in relation to station keeping and the likely meteorological and oceanic
conditions.
• Does the process require the vessel to undergo a more detailed industry accepted
inspection (commonly an OVID or CMID inspection) within the previous 12 months and
were any findings properly addressed by the vessel operator?
• Does the process require the vessel to undergo an operation specific audit (commonly
referred to as an ‘on-hire inspection’ or ‘suitability inspection’) by a competent person on
behalf of the duty holder to confirm it meets minimum safety and station keeping standards,
(mandatory and dutyholder specific standards) and is staffed by an experienced and
competent crew?
• Does the dutyholder have a policy of reviewing the results of marine assurance audits and
inspections for third party vessels operating with their 500m zones, such as those vessels
operating under a proximity agreement, to ensure the vessel meets, and is being operated
in accordance, with their own standards?
• For DP vessels, does the marine assurance process include a review of the ASOG/CAM to
ensure it reflects the dutyholder expectations with regard to the manner in which the vessel
will be operated?
• Does the assurance process include a review of vessel specific and vessel operator safety
statistics?
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• During the marine assurance process, was the operating displacements of the vessel
considered against the installation maximum impact energy?
• For DP vessels, does the marine assurance process include a review of recent proving
trials? Is there a system in place for managing category A findings?
• For DP vessels, does the marine assurance process include a review of the DP FMEA?
Key Regulations
HSWA Sections 2 and 3 – Require (as a minimum) that risks be eliminated SFAIRP (equivalent of
ALARP)
IMCA M103 - Guidelines for the design and operation of dynamically positioned vessels
IMCA M182 International guidelines for the safe operation of dynamically positioned offshore
supply vessels
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Appendix 2 - Collision Risk Management
Fundamental Requirement
The dutyholder should have in place suitable arrangements to detect a vessel on collision course
with the installation at an adequate distance to intervene. The arrangements should include a
means to identify and communicate with the vessel, which may include specific actions to be
performed by the standby vessel. Equipment used to detect vessels should be considered safety
critical.
The duty holder should also have in place suitable arrangements to monitor and control vessel
activity inside the installation 500m zone.
Success Criteria
The dutyholder should have in place a dutyholder and installation specific Collision Risk
Management (CRM) System to ensure the risk of collision has been adequately assessed and the
equipment and systems in place to detect or prevent the collision are sufficient and are considered
safety critical. The CRM system should include a means of verifying the performance of
associated equipment and ensuring the equipment is maintained to the required standard.
Adequate monitoring and control of vessel activities within the installation 500m zone should
include a means of ensuring the vessel is operated in accordance with dutyholder policy and
procedures, and operations are only undertaken in suitable weather conditions.
Onshore
• Does the dutyholder have a Collision Risk Management System in place which:
o Has assessed, and continues to assess, the probability of a vessel colliding with the
installation and the consequences likely to result from such a collision?
o Includes the means of identifying passing vessels which may collide with the
installation in sufficient time to take appropriate action?
• Was the specification of the detection system based on location-specific factors such as
traffic characteristics (e.g. speed, density, routes, etc.), warning time required by
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installation, standby vessel availability, and foreseeable weather conditions, and has the
limitations of the equipment selected been taken into account?
• Does the CRM cover the following key elements (as described in OGUK guidance Collision
Risk Management Systems, Issue 2):
o Include clear corporate policies
• Are the detection and assessment systems treated as safety critical and is there a means of
monitoring performance of vessel detection systems?
• Has the dutyholder undertaken a location specific hazard identification and risk assessment
for each of their installations?
• Can the dutyholder demonstrate that the alerting measures adopted to warn off an
approaching vessel are likely to be effective, and that they are undertaken early enough to
provide a realistic chance that the vessel can act to avoid a collision?
• Does the emergency response plan for the installation address the management of collision
risk from passing vessels?
• Do the installation emergency procedures (for vessel collision) address the time needed for
the installation to prepare for collision? Are there time-based performance standards?
• On installations where collision detection is performed by the ERRV is there a process for
ensuring radar blind sectors are regularly covered, particularly during periods of close
standby or ERRV value added services within the 500m zone?
• When collision detection is provided by the ERRV at shared installations can the ERRV
cover the required range when located at the extremity of the shared location?
Offshore
• Do relevant offshore personnel understand the dutyholder collision risk and collision
avoidance policies and procedures?
• Is the OIM kept informed of planned vessel activity within the installation 500m zone
including duty holder managed vessels and third-party vessels?
• Can relevant persons on the installation describe industry guidance and good practice with
regard to vessels manoeuvring within the 500m zone?
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• How does the OIM ensure that DP reflectors are not inadvertently moved by installation
personnel?
Onshore
• In connection with marine operations around the installation, has the dutyholder ensured
that a clear weather working policy has been established with respect to the cessation of
marine operations in adverse weather, and that no undue pressure can be brought to bear
on the master of the visiting vessel to start and/or continue operations if they consider it
unsafe to do so?
• Does the adverse weather working policy cover all marine operations that are or may be
undertaken at the installation?
Offshore
• Are personnel aware of the contents of the adverse weather working policy and is the policy
followed?
Key Regulations
PFEER Reg. 10 (a) and (b)
PFEER Reg. 19 (a) and (b)
Paragraph 123 of the PFEER Guidance refers to detection arrangements specific to certain types
of incident.
PFEER Reg.19 ACoP Section 258 refers to the need for performance standards.
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Appendix 3 - Transfer of Cargo Between Offshore Supply Vessels and Installations
Fundamental Requirement
The dutyholder should have in place suitable arrangements to ensure risk to personnel during
transfer of all cargo types between attendant vessel and installation is ALARP.
Success Criteria
The dutyholder should demonstrate that the risks associated with cargo operations between an
attendant vessel and the installation have been properly assessed and suitable mitigation is in
place to ensure the risks are reduced so far as is reasonably practicable. Some aspects of cargo
transfer, such as cargo hose management, will overlap with OPRED (BEIS).
• Has the activity been risk assessed and does the assessment include risk to personnel on
the attendant vessel?
• Has the activity been planned such that there is sufficient empty deck space on the vessel
for backload without the need to make intra-deck movements of cargo?
• Do the control measures in place include lines of communication, weather limitations,
agreed stop points, day / night operations?
• Is there clear communication between installation and deck crew? This may be via the
vessel bridge but in any event the deck crew must be clearly informed when it is safe to
approach the crane hook.
• Does the control measure include a check for loose items and defective equipment prior to
any load being lifted either from the installation or from the attendant vessel?
• Has the attendant vessel master been provided with a cargo manifest or similar before the
first lift is backloaded to enable them to plan for hazardous cargo and heavy lift placement
• Is there a process for inspecting and testing bulk transfer hoses and hose flotation devices?
• Does the transfer procedure include particular precautions for transfer of methanol,
including no other simultaneous cargo operations and no transfer when there is risk of
lightning strikes?
Key Regulations
HSWA S2 and 3
MAR Reg. 8
MHSWR Reg 11
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Supporting Standards/ACoP or Guidance
MAR Reg 8 guidance paragraph 62 to 64 clearly describes the relationship between installation
and attendant vessel.
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Appendix 4 - Rig Moving
Fundamental Requirement
The dutyholder should have in place suitable arrangements to ensure a rig move operation can be
performed in a safe and controlled manner with minimal risk to those involved.
Success Criteria
Dutyholders should demonstrate that rig move operations are planned and undertaken in a
manner that ensures, so far as is reasonably practicable, the safety and welfare of those involved
in the operation and those who may be affected by the undertaking.
• Has the entire rig move operation been subject to an operation specific risk assessment,
and was the risk assessment attended by people with suitable skills and knowledge?
• If the rig move is in deep water (>300m) or an area subject to high currents, has this been
identified during the risk assessment and have sufficient measures been included in the
procedures, such as cross track distances and actions, use of J-hooks or other load sharing
arrangements?
• Has a satisfactory mooring analysis been prepared in accordance with national / industry
requirements?
• Does the rig move procedure or scope of work include key trigger points for cessation of the
operation, such as maximum sea states, reduced visibility, high or unexpected loads and
technical faults?
• Does the rig move procedure or scope of work include key hold points such as recovery of
secondary moorings, recovery of primary moorings, moving alongside another structure,
and commencement of SIMOPS?
• Have all vessels involved in the operation been subject to the duty holder marine assurance
process and did this include a calculation of anticipated stability requirements at every
stage of the operation based on expected loads as described in the rig move procedure?
• Has a pre-operation meeting been held on the installation, and was it attended by all
relevant parties?
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• Are the towmaster and marine rep roles performed by different persons independent of
each other?
• Are changes to the procedure properly managed, and is the company management of
change process followed?
• Are hold points properly observed?
Key Regulations
HSWA Sect 2 and 3
MAR Reg. 4 and 8
MHSWR Reg 11
During the investigation into the Bourbon Dolphin incident it was determined by HSE that anchor
handling activities were considered a “connected activity” as the activities of the vessel were
controlled and directed under an overall system of work managed on the rig, despite the fact the
vessel was outside the installation 500m zone.
For this reason, the undertaking of running moorings for the installation was a “connected activity”
in the following ways:
• Physical connection – the anchor handling vessel was physically linked to the installation by
mooring chain and wire which imposed a load on the vessel and the installation. This load
imposed associated risks which needed to be controlled.
• Hazard and risk connection – as well as a physical link, the AHV and installation were
mutually connected by the potential for acts or omissions on-board one to create significant
hazards to the other.
• Command and control connection – the AHV was connected to the installation by a regime
under which instructions were issued from the installation to the AHVs about when and how
tasks were to be done, courses to be followed and locations to be reached.
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Appendix 5 - Walk-to-Work Operations
Fundamental Requirement
The dutyholder shall demonstrate an acceptable system of managing walk-to-work (W2W)
operations such that they do not impede on existing emergency response arrangements and all
additional risks are sufficiently managed to ALARP levels.
Success Criteria
The dutyholder should have sufficient, effective management systems in place to ensure the safe
transfer of persons to and from the installation, including dealing with emergencies on the
gangway. Dutyholders should take into account the size of the vessel being used compared to the
structural integrity of the installation, as W2W vessels are often considerably larger than other
vessels that may operate at the same location.
• Have the W2W vessels, gangways and all associated equipment been subject to
mandatory approval and certification? Dutyholders should have a system to ensure
approval and certification is in place prior to any offshore operations.
• Is the specialist W2W equipment only operated by competent personnel?
• Have the W2W operations been subject to risk assessment, and has a WTW procedure
been written which includes all measure identified in the risk assessment? The procedure
must clearly state the limitations of the operation.
• Does the risk assessment include emergencies that may occur on the gangway or rescue
of persons from the gangway to the deck if the operation of the gangway fails?
• Dutyholders who wish to combine W2W and response and rescue on a single vessel must
ensure the following:
o The vessel must meet current response and rescue performance standards up to the
maximum sea states in which the platform will be attended. In the case of non-
standard vessels (such as windcats, purpose-built vessels or vessels significantly
larger than regular ERRVs) the method of demonstrating performance standards in
higher sea states using mathematical extrapolation of trials data must be based on
sound mathematical principle.
o Dutyholders may nominate the W2W vessel to cover some, but not all, ERRV duties.
HSE requirements for W2W vessels covering overside work for example will be less
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stringent than those for W2W vessels covering abandonment and helicopter ditching
scenarios. In order to demonstrate W2W vessels are capable of covering overside
work the following must be considered:
o Dutyholders must include in their assessment the likelihood that the W2W vessel
would not be able to approach and connect to the installation in the event of any of the
major hazards being realised. This must include such things as the effects of reduced
visibility due to smoke and the effects on the vessel of a gas release.
o Dutyholders must demonstrate use of vessels which are not certified as ERRV have
undergone a gap analyses against current industry standards to demonstrate the
equipment and systems are equivalent to or better than existing ERRV standards.
Key Regulations
HSWA Sections 2 and 3 – Require (as a minimum) that risks be eliminated SFAIRP (equivalent of
ALARP)
Supporting Standards/ACoP or Guidance
HSE OIS 1/2019 Consideration for Walk-to-Work and Multi-Operation Vessels – Regulatory
Guidance
DNV-GL Gangway Access to Offshore Facilities – Walk-to-Work (W2W) Industry Guidance
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Appendix 6 – Multi-Role Emergency Response and Rescue Vessels (ERRV) Operations
Fundamental Requirement
The dutyholder should have in place suitable arrangements to provide a means of response and
rescue of persons in the water (up to maximum installation POB), and facilities to provide care and
medical treatment to survivors. Any other services provided by the ERRV, such as collision
detection, tanker offload assist and cargo transfers, should not impede the ability of the vessel
from performing its response and rescue role.
Success Criteria
Dutyholders should have adequate arrangements in place to ensure ERRV are properly crewed,
equipped and meet the mandatory requirements for them to perform their role. Additional multi-
purpose services provided by the ERRV should be managed and coordinated to ensure the
operations are safe and do not impact on the primary role of the ERRV.
• Has the vessel been subject to the dutyholder marine assurance process, including full
MCA ERRV certification?
• Has the vessel undergone Response and Rescue Validation trials within last 12 months?
Were validation trials performed by both regular crews and were they location specific?
• If the ERRV is supporting more than one installation is there a suitable sharing agreement
in place? The dutyholder must be able to demonstrate effective management of ERRV
between installations and sharing arrangements must not impact response and rescue
capabilities.
Key Regulations
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PFEER Reg 17
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Appendix 7 - Application of EMM and Duty Holder Performance Assessment
When inspecting marine operations, the aspects considered need to be judged against the relevant
success criteria.
These criteria have been determined from specific regulatory requirements, defined standards,
established standards or interpretative standards.
This assessment will determine the: EMM Risk Gap, the associated topic performance score
together with the Initial Enforcement Expectation as shown in the table below.
• the Inspection Guide and hence the allocated scores may not cover all the matters that were
considered during the intervention.
• the intervention may not necessarily have used every part of the inspection guide –
consequently the score only reflects what was inspected.
• the allocated performance score only reflects regulatory judgements about a dutyholder’s
degree of compliance at a particular point in time.
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• HSE uses the performances scores as one among many inputs to target, prioritise and plan
regulatory interventions.
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