Vibration Monitoring of Turbomachinery by Alex Lifson: Section Engineer Chandler Evans West Hartford, Connecticut
Vibration Monitoring of Turbomachinery by Alex Lifson: Section Engineer Chandler Evans West Hartford, Connecticut
Vibration Monitoring of Turbomachinery by Alex Lifson: Section Engineer Chandler Evans West Hartford, Connecticut
Chandler Evans
and
Harold R. Simmons
Principal Engineer
ABSTRACT
Alexander Lifson is currently The overall concept of vibration monitoring is presented
employed by Chandler Ev ans Corpora based upon theory and the practical constraints of machinery
tion as a Section E ngineer. In his present construction , transducer characteristics and the cost/benefit
position, he is responsible for directing ratio of available systems. General features of velocity, accelera
analytical research activities in the area tion, and displacement measurements are considered. M achine
of aircraft fuel pump performance. malfunction characteristics , mechanical impedance ratio , and
Prior to joining Chandler Evans, he force versus restraints consideration are assessed \\ith respect
worked for Southwest Research Institute to selecting vibration transducers for measuring housing vibra
in the areas of acoustics, rotordynamics, tion, relative shaft vibration , and absolute shaft vibration . The
compressor flow simulation, fluid me construction , application , limitation s , and comparison of avail
chanics, and vibration/stress analysis of able vibration transducers is discussed.
machine parts and piping components. Typical vibration monitoring protection systems for various
B efore joining Southwest Research Institute, Mr. Lifson was types of rotating machinery (turbines , compressors , pump s ,
employed by Exxon Research and E ngineering Company, where fans , electrical motors and gears) will be discussed . Data acquis
he was responsible for performing rotordynamic studies, for ition, data management and analysis , cost, and general capabil
simulating compressor operation, and for t he acceptance of ities of periodic and computerized on-line vibration monitoring
mechanical and performance tests of compressor trains. systems are analyzed . A presentation of vibration data in the
Mr. Lifson received his B . S. degrees in Mechanical Engineer form of overall vibration, vibration frequency spectrum , bode,
ing and Mathematics from Leningrad Polytechnic Institute waterfall and trend plots is addressed.
( 1978), and his M. S. degree in Mechanical E ngineering from Description and identification of typical sources of vibration
MIT (l981) . such as unbalance , misalignment, rubs , resonance , subsyn
chronous instabilities , and electrical problems is provided . De
tection of blade related problems through the use of advanced
Harold Simmons is a Principal En techniques for defining vibration related machine malfunctions
gineer in the Mechanical and Fluids E n such as modal testing, strain gage , and radio telemetry are
gineering Division of Southwest Research briefly discussed.
Institute where he is responsible for man Vibration severity limits for measurements on both machine
aging machinery v ibration investigations housings and shaft relative to the housing are presented; appro
for power utilities and other industrial priate correction factors are introduced to accommodate differ
clients. Mr. Simmons is also responsible ent machine designs , installations , and vibration sources . The
for developing innovative computer use of these limits , and examples of vibration monitoring succes
aided approaches for machinery diagnos ses , is supported by reviewing the actual field case histories. The
tics such as balancing, modal analysis, significant concepts presented are supported by the actual case
and turbine blade v ibration detection. histories data.
Prior to joining Southwest Research Institute, Mr. Simmons
was employed by Pratt & Whitney Aircraft where he was respon
INTRODUCTION
sible for the design and dynamic analysis of jet engine compo
nents for the SR 71, F14/F15 and other high performance air M odern monitoring systems require three major aspects in
craft. order to effectively protect the machinery from damaging
Mr. Simmons received a B . S. M. E . degree in 1963 from the dynamic actions . The system must bring together in an or
University of Florida and is registered as a Professional E n ganized manner an accurate means for measuring the critical
gineer in the States of Texas and Florida. motions and forces within the machine indicative of its health;
an effective means for collecting, analyzing, condensing, and or
ganizing the signals acquired; and a realistic means for interpret
ing the collected, analyzed data.
M easuring the motions within turbomachinery requires a
considerable extension of our natural s enses . For example, if we
101
102 PROCEEDINGS OF THE NINETEENTH TURBOMACHINERY SYMPOSIUM
only have X-Ray vision , we could see the rotor elements spin
ning inside as illustrated in figure l. \Ve could not, however, see
the very minute motions that are sufficient to cause damage; mo
tions which must be contained within the thickness of one page
(about 4 mils) of this proceedings for most machinery!
Oldtimers often tell of balancing an "Indian Head ='Hekel" on
edge to indicate a good running machine in years past. Although
this remains a cute trick for demonstration purposes , science
and technology have provided us with much better tools for
properly measuring machinery vibration . Accelerometers and
velocity transducers are now relatively inexpensive measure
ment tools for accurately sensing vibration of bearing housings
and cases . Proximity probes or shaft riding velocity sensors have
been readily available for 20 or more years to measure journal
motions that critically affect the life of hydrodynamic bearings .
The journal excursions shown in Figure 1 are examples of the
orbital motions that can be accurately sensed and recorded using
a pair of proximity probe s ; in this cas e , gear box pinion orbits
during a surge event of the compressor train shown in Figure 2 . Figure 2. Rotating Elements Inside a Typical Turbine Driven
The pinion, spinning at about 6000 rpm , is acted upon by Compressor Train.
dynamic forces that are created when the surge momentarily un
loads and then suddenly reloads the gear mesh; whirling out properly process vibration signals to assure adequate precision,
ward the pinion journal momentarily touches the bearing. For fi·eedom from errors , and rapid analyses .
tunately, surge events are rarities in well controlled compressors Interpreting the data is almost always a matter of comparison
and other forces predominate to stabilize journal rub . of recent results and trends with historical data bases collected
internally, with published criteria, or with expert opinion . Data
Note: Journal
Impact• Bearina bases developed , internally, on ones own machinery provides
the real benefit of including the impact of plant operating and
maintenance procedures and can be interpreted with plant pro
duction requirements in mind .
Mechanical Impedance 5
a..
How much motion can be measured at the rotor and how !i
much motion can be measured at the bearing housing is purely
a function of the mechanical impedance characteristics of the
machine . Mechanical impedance (Z) is the ratio ofimposed force 0
divided by velocity and is established by the stiffnes s , mas s , and 0 3
damping characteristics of the rotor, bearings , bearing support "'
systems , machine casing, and foundation . There are two types FREQUENCY RAnG t;;;
of mechanical impedance which are most often associated with
machine vibration: driving point impedance (Z1) and transfer Figure 3. Effects of Resonance and Damping on Mechanical Vi
bration for a Simple System.
impedance (Z2). Z1 relates a forcing function generated by a
machine rotor to absolute shaft velocity displacement, and Z2 re
lates a forcing function to absolute machine housing velocity dis ROTOR ORBITS
placement, or more specifically: ROTOR
MODE SHAPE
/ �
Zz = F/V(housing)
M onitoring systems with basic trip protection are \\idely de for interactions and inherent tradeoffs are issues to be addres
ployed and are essential equipment for large turbomachinery; sed. Also identified are the level of capability available in system
however, the only diagnostic information considered is overall products currently in the marketplace . The full list of capabili
vibration level . Additional information such as spectral charac ties so identified may not be available from any single syste m ,
teristics , phase relationship s , and dependence of these features but the list should assist the reader t o identifY those features
on operating parameters (speed, load, time) are often desirable which are most important and to form a basis for evaluating sys
for diagnostic purposes, trending, and warnings of incipient fail tems which are available . The discussion is not a product com
ure . This information usually requires.a continuous online com parison , but rather an attempt to present some of the considera
puterized system or, at least a periodic vibration monitoring. tions which should influence a choice between products for a
The newest class of protection systems appearing in the mar particular application .
ketplace uses digital electronics to give a level of protection, An important step in the process of selecting a computerized
claiming to be· similar to or better than the generally accepted monitoring capability is to set functional goals for the system .
analog circuitry, while adding the ease and control of digital Goals may be adjusted as specific products are reviewed, and
programmability. In an analog protective system , most parame budget realities are faced, but the follO\.,ing is offered as a useful
ters such as signal detection circuit, trip and alarm levels , voting starting point in initial goal setting. Major functional areas and
logic, delay times, etc. must be hardwired prior to installation . associated features are sho\\ n in Table 1, along with the detailed
The benefit of digital based systems is that these parameters can discussion following the table .
be established on installation , and changed at a later time if con
ditions or experience warrant. With appropriate design and use Table 1. Ov erv iew of Comput erized Vibrat ion Monit oring
of modularity and redundancy, it is usually possible to achieve Functions.
the same degree of reliability presently associated with the
analog protective syste m s . The potential for convenient integra FUNCTIONS FEATURES
tion of such digital protective systems with various types of pre • Signal Conditioning • Precision
dictive monitoring system is clear. Cost per channel of these DATA
�CQUISITION
• Multiplexing
• A ...,.. 0 Conversion
•
�P�.� � r::onts
Sampling Rate
•
The discussion presented hereafter will guide users in select • FFT • Frequency
references [ 1 , 2, 3, 4, 5].
• Spectrum • Waterfall
Computerized Online Vibration Monitoring System DATA
RETRIEVAL
• Waveform
• Orbit
•Trend
• Bar Chart
" • Bode • Tabular
The application of computers to vibration monitoring is a DISPLAY • Polar • Operator Displays
rapidly changing area. Computerization presents both oppor • Comparison • Resonant Parameters
tunities and choices to users ofturbomachinery who desire more • User Access
• Protection System Interfaces
INTERFACES
complete and accurate information about the health of their • Data Ccllector Interface
nominal gap setting of about 50 mils . To handle this , full scale lX, 2X, etc . ) , blade passing frequency, etc . A technique avail
must correspond to at least 80 mils . Therefore , with a 12-bit A able in some systems is a programmable diagnostic matrix into
to D, a vibration component or change of less than 0 . 02 mils is which the inhouse machinery expert can introduce likely caus es
lost. With an 11-bit A to D, anything less than 0 . 04 mils is lost of measured symptoms; causing appropriate messages to appear
and with an 8-bit A to D, anything less than 0 . 32 mils is lost . Be if these symptoms arise.
cause of the potential dynamic ranging problem with A to D con All the major systems on the market today have some degree
version of eddy current probes , one choice is to treat the DC of distributed handling and processing of the data. This may con
gap signal and the vibration signal as separate channels handled sist of a series of satellite data acquisition systems which accord
separately by the system if both items of information are of ing to some schedule acquire and store a series of sets of time
interest. series data, for subsequent transmission to a host computer and
Although systems can provide up to 100 KHz sampling rate FFT analysis . The benefits of distributed processing generally
on any individual channel, 20 kHz is more widely available . In include more flexibility, more throughput, and more responsive
addition, most s ystems provide some user control over the sam nes s . Some large systems allow for data acquisition capability at
pling rate for each channel. Sampling rate influences the highest remote site s , with modem transmission to a central com
vibration frequency which can be m eaningfully covered by a fre puterized monitoring syste m .
quency spectrum (typically 0 . 4X sampling frequency) . With a
Presentation o f Vibration D ata. Useful displays o f vibration
20 kHz sampling rate , an assessment to about 130X running fre
data greatly enhance a monitoring systems value for defining
quency of a 3600 RPM machine is possible . Thus , a vibration at
machinery problems quickly. Some of the options available are
blade passing frequency on a 70 blade compressor stage should
as follows :
be detectable .
Spectrum Display showing amplitude as a function of fre
An important consideration during machine startup or shut
quency (Figure 5 [6, p. 224 ] ) . Typically, this is a 400 line display,
down is the speed increment between successive data sets . The
though some systems provide for fewer spectral lines with bene
factors influencing this increment are the speed of the machine ,
ficial reduction in system cost.
the number of channels to be acquired, the number of parallel
data acquisition channels available , settling and autoranging
time after switching, and FFT processing time . .10
Data Management and Analysis. One of the most important GENERATOR GAS TURBINE
functions of data management and analysis is to transform data (I) .08
from the time domain to the frequency domain . Almost all sys !!:
tems perform this operation on the digitized data using the AIR INJECllON BLOWER
Cooley-Tukey FFT algorithm . The function may be performed � .06
in specially designed hardware (sometimes called firmware), in
a general purpose parallel processor, or in software .
g� .04
To establish the time required to acquire , process and store
spectra data, users must consider storage volume, speed of data
acquisition and computation. For example , with 500 channels , .02
requiring as much as six seconds per channel to switch, acquire ,
and analyze , the minimum time to for all channels is close to one
hour if each channel is acquired sequentially; parallel processing
can greatly reduce this time . 100 200 300
The volume of data for long term monitoring is usually con FREQUENCY Hz
served by increasing the interval between data sets preserved
beyond the most recent 24 hours . S chemes for greatly reducing Figure 5. Spectrum Display of Machine Casing Velocity Signa
data storage volume , while maintaining equivalent information ture [6, p. 224].
may consist of condensing the data to overall vibration, static
(DC) levels , one or more spectral lines (e . g . , lX, 2X, 3X Waveform Display in which vibration is presented as a func
machine orders) , and relevant process variables (speed, flow, tion of time (Figure 6) .
etc) .
The benefits of more frequent data acquisition for a machine
indicating a potential problem are clear. This feature is quite
widespread among available systems although differences may
exist in the frequency of data acquisition after an alarm .
Some systems are capable of capturing and holding samples
of data obtained for a short period of time before a trip occurred.
This capability is very useful as it allows analysis of events lead
ing to the trip . Some form of continuous acquisition and discard
ing (or overwriting) of data is required during normal operation
so that, when the alarm sounds , the discarding operation is dis
abled and all of the last data is held .
Some systems include trend extrapolation which will forecast Figure 6. Waveform Display of Vibration.
the time to alarm or trip, or can alarm on a specified rate of in
crease along \\ith absolute vibratin levels . A further aid to inci To support orbit display, it is necessary to have X-Y displace
pient problem detection is the availability of different alert and ment probes installed and to have the time-series data stored or
alarm levels which correspond to different frequency bands . recreatable . Orbits may be filtered (synchronous) or unfiltered
With this capability, the user can program the system to indicate (Figure 7) . Some systems can show the change in filtered orbits
specific problems corresponding to running speed orders (%X, during startup or coastdown.
106 PROCEEDINGS OF THE NINETEENTH TURBOMACHINERY SYMPOSIUM
I
0
+
5x 10x 15x INTEGRAL ORDERS
10
BODE
2495rpm
0 1KHz 2KHz
Frequency (Hz)
I�
\
Figure 10. Waterfall Plot Used for Analysis of B lade Resonance
Problem.
\
\)
16.0
9.0
M
I
��o---,-ooo
�----�--�z�o=oo�--�----��3 oo�o�--��
3 o 8.0
L
p
SPEED (RPM) 3.0
p
Displays designed for operators including: where full scale is set to trip or alarm level for that channel.
• Machine train configuration showing vibration sensor loca
Periodic Portable Vibration Monitoring
tions (Figure 13) .
• Simulated analog meters which can be viewed at a glance Some machinery often falls into the category for which it is
for conformance with middle of the range nominal values (Fig not possible to justify the installation of a costly, permanently in
ure 14) . stalled, computerized vibration monitoring system . In this case ,
TUTORIAL ON VIBRATION MONITORING OF TURBOMACHINERY 107
Cost of Vibration Monitoring Programs ing housings , are to detect housing high frequency rotor related
To justify a vibration predictive maintenance program for malfunctions which include : ball bearing fatigue , support loose
machinery, it is necessary to demonstrate that the potential sav nes s , casing or foundation resonance , loose parts , and blade or
ings of the program offset the cost of the program . gear problems (Figure 16).
The potential savings of the vibration monitoring program in
clud e : prevention of a catastrophic failure , reduced mainte ,..........
VIBRATION TRANSDUCERS
The installation of vibration measuring devices has become
common practice on critical and costly industrial machine s . The
underlying objective is to detect an increase in vibration level
before mechanical problems occur. To achieve this , it is neces
sary to select a transducer type that will measure the vibration
(machine housing or shaft) most likely to reveal the expected fail
ure characteristics [7, 8] . Shaft measurements are recommended
for rotor related malfunctions which include : imbalance , mis
alignment , shaft bow, and fluid film bearing instability. Velocity
pickups or accelerometers , installed on machine casings or bear- Figure 17. X-Y E ddy Current Probe 1nstallation.
TUTORIAL ON VIBRATION MONITORING OF TURBOMACHINERY 109
Table 3. Comparison of Vibration Transducers. shaft, and its AC component represents the dynamic shaft dis
placement (vibration). Shaft material, changes in cable length,
TRANSDUCER
ADVANTAGES INSTALLATION DISADVANTAGES
and sometimes temperature , influence the probe sensitivity of
TYPE
voltage vs gap.
•Can measwe static
and dynamic shaft
•Mechanical oreleclri
cal nmout DOise.
Popular oo macbioes
with Ouid film bear
To monitor shaft vibration, ideally, two eddy current probes
motioa. •Limited high fre. ings. Usually ooe pai.r are installed 90 degrees apart on each gas turbine bearing. The
•Accurate low fle queocy scositivity. ofX-Yprobes90" apan
EDDY CUilRBNT
queocy....,..... -calibntioo Jeasitive per bearing. two probes together can provide valuable information on vibra
NONCONTACT
DISPLACEMENT
•No wear.
•Small size.
to shaft materials.
•Difficult to install or
tion amplitude levels , shaft orbit, and shaft position. Commonly
PROBPS
•Measures directly in replace. used noncontact high temperature probes are rated up to 350°F
dlspla:emeJltllllits,
•l!asyiOcoli......
• R equires extemal
power source.
(180°C). For higher temperature s , specific probe environmental
limits should be reviewed. The typical probe tip diameter is ei
.Simple to install witb •Tr.msducerteSOIUIDCe Typical on older ma ther 0. 190 in (5 mm) or 0. 300 in (8 mm). By adding two X-Y re
space available. ooise aod pbase Rbift. cbioes. Mou01ed oo
•No exaemal power <ross-axis aoise. machiDecasiagorbear dundant probes at locations which are difficult to access , and op
VELOCITY
""""" ·
•Stroogrespoaseiatbe
oCao be affected by
magocticfielda.
iog bousiog. erate in a harsh environment , the reliability of the monitoring
PICK-UPS mid-liequeocymoge. •Perfonnaocedepada system can be enhanced.
.Can be iDstalled on 1 tioa due to wear.
lemponrybasis. •Difficult to calibn.te. Knowledge of the vibration phase angle enhances diagnosis
of a number of vibration problems. An additional eddy current
•Simple toiDB1all.
•Good bigb liequeocy
•A Jemote dlarge am
plifier requiJed for
Typical oo ain:reft de
rivative ps turbines,
transducer observing a once per revolution event , such as a
...,..... bigb .._fiiUie .... fans, llllial compn:s- notch on the shaft, reliably provides the needed phase refer
•Somemodelssoitable viroomeot (approxi· 1018,aod small pwnps.
forbigblem mlllelyabove260"F). Somelimes added to or ence. For temporary installations , a piece of reflective tape , at
ACCBLER
OMI!TI!RS
eaviroameot. •Possibility of low lie replaced older velocity tached to the shaft surface , observed by an optic sensor, can be
•Small s!... queocy ..... due 10: pict-upo. Occasiooally
•Relalively goochelia iotegratioo to dis addediOexistiogvibra sufficient for a phase angle measurement.
bility. placement, looae coo lioa probes for im
oec:ti.ODS,etc, proveddiagaootics. One of the important parameters obtained with eddy current
probes is a steady state position of the rotor with respect to the
oCombioedadv.,..gea •Combioed disadv��Jw Conunoooosomclaqe bearing clearance. However, this type of measurement should
of eddy cumolprobes tagea of eddy cuneat iDduolrialpiUdlinos.
aod velocity pick-ups probes aod velocity Usually ooe probe per be viewed with caution when applied to high temperature envi
or accelemmeten. pick-ups or acoeler beariq, iusblled iD ronment. Even high temperature probes, which minimize the
�nfluence of temperature on voltage vs displacement curves , can
DUAL PROBPS ·Me- obaft aod omeoen. vertical dire ctioa.
bousias vibration Sometimes two probe&
separaoely, and caD 90" apan perbelllils
measure abs o lute
l .
mtroduce some measurement errors. If the probe gap is set ini
obaft dlsplacemeut. tially with shaft stationary at ambient temperature , the effect of
increasing temperature on these probes makes the apparent gap
rigid bracket so that the tip of the pickup can be brought close less than the true gap. For probe and driver systems which have
to the shaft. The eddy current probe assembly consists of a trans been optimized for high temperature operation the uncertainty
ducer, extension cable, connector, and oscillator-demodulator in gap introduced by increasing temperature can be limited to
(Figure 18). An external oscillator provides a high frequency car 1.0 to 2 . 0 mils at 200°F, and 2. 0 to 5.0 mils at 350°F. These tem
rier signal to a coil in the pickup tip , producing a magnetic field perature optimized probes tend to be of larger diameter (0. 300
radiating from the tip of the displacement probe on to the shaft. in or 8 mm as opposed to 0. 190 in or 5 . 0 mm). Available calibra
The shaft of the machine creates an impedance to carrier signal tion data indicates that the uncertainty can reach 10 mils at
amplitude , and this impedance varies inversely ·with the gap be 200°F if the probes installed are not optimized in high tempera
tween the shaft and pickup tip. As the shaft approaches the ture operation. Because of this temperature sensitivity shaft ab
. solute position signals must be interpreted with considerable
probe tip the magnetic field strength reduces due to generation
of the currents on the shaft with the carrier signal amplitude care and with awarenes s of the effect of temperature on the D C
modulated proportionally to the shaft displacement. Additional signal o f the probe in question. To minimize the uncertainty,
normalization of the carrier signal adjusts its output to a specific calibration curves should be obtained for the specific probe s to
sensitivity usually 100 or 200 mv/mil. The typical linear probe be installed at different temperatures e ncompassing the antici
range extends from 10 mils to 80 mils gap. The signal DC compo pated range; the bearing metal and oil temperature should be
nent represents the average gap between the probe tip and the measured; and the effect of temperature on both level and slope
of the curves should be considered. As an example of the uncer
tainty introduced by temperature sensitivity, under normal
loading conditions , the shaft can appear to be running in the top
half of the bearing. At the same time, properly calibrated and
interpreted probes can give reliable information about shaft
position.
The most common source of noise found in ed dy current
probes is shaft electrical or mechanical runout. Often runout er
rors are created when a journal is flame sprayed or plated to re
build worn surfaces. To prevent the probe signals from becom
ing useless after such an operation, the shaft s urface sensed by
the probe should be properly masked. S urface grinding and rol
ling or shot peening are treatments that improve uncoated
shafts. Alternately, special analysis equipment can subtract the
runout signal. A runout subtractor first records the phase and
the shaft displacement at slow roll when all motion is presumed
to be due to runout and then vectorially subtracts this displace
ment from the displaceme nt readings obtained during machine
Figure 18. Typical E ddy Current Assembly. operation.
110 PROCEEDINGS OF THE NINETEENTH TURBOMACHINERY SYMPOSIUM
PIEZOELECTRIC
CRYSTAL STACK
Figure 21. Installation of a Thread Mounted Accelerometer.
Velocity Transducers-Measurements
-CONNECTOR
of Housing Vibration
Seismic velocity transducers often measure bearing housings
or machine casing vibration. A typical velocity pickup is shovm
Figure 19. Compression 11jpe Piezoelectric Accelerometer [6, p. schematically in Figure 22 [6, p. 35] . A cylindrical coil in the pick
37]. up is attached to a permanent magnet suspended on springs .
The signal is generated by the motion of the coil in the magnetic
field of the magnet. The spring suspension system is designed
to have a very low natural frequency so that the magnet remains
stationary in pace at frequencies above 8 to 10 H z . A damping
medium, typically a synthetic oil, is generally added to damp
critically the natural frequency of the spring mass system and
roll off its response characteristics below approximately 10 H z .
For permanent monitoring the transducer is usually bolted o r
stud mounted directly t o the bearing housing or t h e machine
CONNECTOR
casing . For temporary monitoring or probing s urveys , the pick
ups can be hand held or magnetically secured on the machine
casing .
Figure 20. Shear 11jpe Piezoelectric Accelerometer [6, p. 41].
D ual Probes-Measurements of Absolute and current probe added to the vibration reading from the seismic
Relative Shaft Vibrations probe . Others use the relative shaft displacement data for de
tecting a vibration problem and utilize the vibration information
Some large industrial rotating machinery installations have a
from the seismic probes to assist in identifying the root cause of
dual probe (Figure 23) which combines an eddy current probe
the problem .
and a seismic transducer (usually a velocity pickup) . With this
combination, signals are available for detecting relative shaft ADVANCED METHODS FOR DETECTING
vibration , absolute shaft vibration , or absolute bearing housing BLADE VIBRATION AND TIP CLEARANCE
vibration . Since the signal from an eddy current probe is propor
tional to dynamic shaft displacement relative to the bearing and Several independent industry surveys show that blade re
the signal from a seismic probe s ignal is integrated to the appro lated problems are the leading cause of turbomachinery equip
priate displacement units and added to the shaft relative dis ment failures . The consequences of a lost blade are usually se
placement signal to obtain shaft absolute displacement . vere , and can cause complete destruction of the unit. Several
techniques are now emerging which show promise for diagnosis
of blade failure causes and for detecting incipient blade failure .
The promising techniques include . strain gage telemetry to
monitor dynamic strain, accelerometers to detect the proximity
VELOCITY
ofblade resonances to excitation frequencies , impact tests to de
SEISMOPROBE fine static blade natural frequencies , and noncontact sensors (op
tical, eddy current, capacitive , magnetic, and acoustic-doppler)
to monitor, tip clearance , blade position , and time of arrival.
Some of these techniques are discussed later in more detail.
Strain Gage Measurement
Advanced strain gage technology have resulted in several ex
periments to measure cyclic stress of blades and impellers . Slip
PROBE rings and telemetry systems may serve as the link between the
SLEEVE strain gage and the data analysis system . Slip rings have rela
tively short life span and are prone to signal noise during rota
tion . In telemetry systems , signals from the sensors are encoded
onto a radio frequency carrier by transmitters. The transmitted
signals are received by a stationary antenna and receiver, which
decodes the signal . S train gages are advertised to survive tem
peratures up to 2100°F and centrifugal force fields in excess of
20, 000 gs . Installation of strain gages is a laborious process re
quiring considerable preparation such as surface degreasing,
bead blasting , and the use of special bonding compounds .
Laser- Optical B lade Tip Clearance Measurement System
Laser-optics systems offer the means to make precision di
mensional measurements of rapidly moving rotating objects .
One of the laser-optics system designs currently employed by
Although the use of a single vertical dual probe is quite com one of the jet engine manufacturers uses a laser generated light
mon two dual probes on each bearing 90 degrees apart are desir source , which is focused on a single optical fiber and is imaged
able (Figure 24) . Some companies rely on the measurements of on the target blade tip through a lens and sapphire prism (Figure
absolute shaft vibration , i . e . , vibration readings from the eddy 25) . The reflected light returns through the prism and lens and
is focussed on the output coherent fiber optic bundle . With air
cooling the probe can function up to 2000°F and has been used
in jet engine tests for measuring average blade tip clearance .
With appropriate signal proces sing, this probe appears capable
of measuring not only rotor motion and individual blade tip
clearances , but blade vibration and rotor torsional vibration.
Typical accuracy of this probe is 0 . 003 in or les s . The probe usu
ally provides from 20 to 50 hours of continuous operation before
being removed for cleaning or other repairs .
Capacitance and E ddy Current Proximity
Sensor Tip Clearance Measurements
Capacitance proximity sensors determine the distance be
tween the sensor and the target (blade tip) by measuring the
capacitance reactance of the sensor/target system . A typical
capacitance sensor assembly consists of a sensor surrounded by
an insulated cylindrical guard (Figure 26) . The guard ring is con
nected to the shield and the sensor is wired to the coaxial cable
electrode . Capacitance sensors are linear over a range of 0 . 4
sensor diameters and are accurate t o 0 . 003 i n for typical appli
cations . Capacitance probes have been reportedly used in tern-
Figure 24 . X-Y Dual Probe Installation [2].
112 PROCEEDINGS OF THE NINETEENTH TURBOMACHINERY SYMPOSIUM
1 .0
1-
F
�85 �i
.8
r- D
.6
>d 1-
!� 4
c
�-
.
�i
� <( .2
r-
B
� zs
1- A
0 I I I Ill j_ _l _l_lll I I
100 200 500 1000 2000 5000 10000 20000 50000
SHAFT OPERATING SPEED, RPM
Figure 29. Shaft Vibration Limits Related to B earing Clearance.
�
...... N EA R R U N N I N G S P E E D
B
�1' b-... K, = 0.85 U N F I LTE R E D V I B R ATI O N F O R N EA R R U N N I N G
I; ...... ...... SPEED SOU RCES
r:
A
" �!'- K, = 3.3 A N Y SELF-EXCITED O R U N STA B L E V I B R ATI O N
.......
1- !"--- SOURCE
1- �,....., K, = 1 .4 E Q U I P M E N T R AT E D LESS T H A N 300 H P
K , = 0.7 R I G I D ROTO R M A C H I N ES
Of course , any vibration criteria utilized should be compared Five quality grades for measured vibration are defined f(Jr
with the manufacturer's recommendations and user's experi these charts :
ence with the particular type of machinery. Obviously, the man A No faults (typical new equipment) .
ufacturer's vibration limits should be used , if they are more B Acceptable (correction is not necessary) .
stringent and have a clear basis . C Marginal (correction is recommended to save on future
The housing vibration chart (Figure 27) corresponds to vibra maintenance) .
tion, which is measured on the machine casing or bearing hous D Failure probable (watch closely for changes and prepare to
ing utilizing velocity pickups or accelerometers . For more con shut down or change operating conditions to reduce vibration) .
venient analysis of vibration problems , this chart is divided into F Danger of immediate failure .
regions where velocity or acceleration measurements are most Some important points should be emphasized to assure that
appropriate . these vibration charts (Figures 27, 28) are properly applied
It is important to realize that some subjective judgement is when machine vibration measurements are evaluated:
required in conjunction with these charts . To equitably accom
modate different machine designs , installations, and vibration • Vibration limits for machine housing vibration should be
problems , the charts for housing vibration and shaft relative vib- considered separately from relative shaft motion .
114 PROCEEDINGS OF THE NINETEENTH TURBO MACHINERY SYMPOSIU M
• A n effective vibration value must be obtained b y multiply A filtered bearing housing vibration of 1 . 2 mils was measured
ing the measured vibration value by one or more applicable cor during the resonance period . Multiplying this vibration by the
rection factors listed in Table 4. Correction factors that apply to appropriate correction factor ( 1 . 2 X 3 . 5) yields 4 . 2 mils , which
housing vibration include : rotor rigidity, foundation type, power is in the "F" or immediate failure region of Figure 27 for 2700
rating, casing to rotor weight ratio , high frequency vibration , in cpm . After several days of operation and several startups , the
stabilities , and unfiltered vibration . Shaft vibration service fac vibrations increased suddenly and the fan was tripped off. Sub
tors differentiate running speed vibration from rotor in sequent inspection revealed blade cracks near the welds , which
stabilities , power rating, and unfiltered data. indicated that blade modifications were necessary to avoid exci
tation of transient resonance s .
• If vibration frequencies below running speed are apparent, • I n the third example , bearing housing measurement indi
then one must determine if the source is an instability or forced cated 14 . 5 mils filtered vibration on a 900 rpm induced draft fan .
excitation . If it is an instability, then the factor of 3 . 3 must be A s the rotor critical speed and foundation resonance were found
applied to the measured data and entered in the chart at the run by testing to be 1100 cpm and 720 cpm , respectively, then cor
ning speed frequency. rection factors for rigid rotors (K5) and soft foundations (K6) can
be applied . The effective vibration is calculated by multiplying
• The severity criteria based on unfiltered vibration readings these factors by the measured vibration (14 . 6 X 0 . 7 X 0 . 6) which
is only applicable for excitations near running speed frequency. yields 6 . 1 mils . Entering this effective vibration on the housing
In this cas e , an additional correction factor of 0. 85 is applied and severity chart (Figure 26) indicates the severity level is between
the resultant effective values entered on the charts at shaft rota marginal and probable failure , which is undesirable for longterm
tional speed . operation. Correction of the thermal bow problem and rebalanc
ing reduced the vibration to 2 . 0 mils , or an effective vibration
• To convert filtered vibration displacement in mils to veloc of 0 . 8 mils , which is acceptable .
ity in /sec, and acceleration in "g, " the following formulas should
• A lube oil pump motor for an auxiliary turbine had experi
be used:
enced repeated bearing failures prior to commissioning. An in
5 vestigation of the system dynamics found that 13 mils filtered
v peak = 5 . 23 X 10- Dp-p X N casing vibration occurred at the running speed frequency of
3600 cpm and the applicable correction factors , K4 and K5, es
2
A peak = 1 . 41 X w-s Dp-p X N sentially cancel each other and the effective vibration is well into
the immediate danger region so the pump was shutdown .
where Dp-p - peak-to-peak displacement measurement, mils Further investigation yielded that the motor shaft had excessive
V peak - 0 to peak, velocity measurement, in/sec misalignment and the motor casing resonance existed only 1 . 5
A peak - 0 to peak, acceleration measurement , g percent below running speed . Once the alignment problem was
N - frequency, cpm fixed and the motor support was stiffened to move the case reso
The application of these vibration severity criteria are nance, vibrations were reduced to acceptable level and no
clarified by reviewing the results obtained from field studies of further problems were reported .
actual plant equipment . • An investigation of a 3000 hp steam turbine was conducted
• The first example involved a troubleshooting investigating to determine if it was safe to operate the unit . M aximum vibra
and balancing of two boiler feed pump turbines operating at tion readings of 1 . 5 in/sec bearing housing motion and 1 . 6 mils
4000 to 5800 rpm that had experienced bearing failure . Turbine shaft relative motion were found at running speed frequency of
rotor resonances were found at 2200 and 5800 rpm . For one tur 11, 400 cpm . In evaluating the vibration severity, a service factor
bine , the apparent filtered shaft relative vibration was about 3 . 5 of 1 . 0 was applied as no other factors were appropriate . It was
mils near top speed , but further investigation revealed that 1 . 4 decided to shut the turbine down immediately as the bearing
mils o f the signal was due t o shaft runout. For the remaining 2 . 1 housing was in the "F," or danger, region and shaft vibrations
mils o f actual shaft vibration , a correction factor (K1 ) o f 1 would were in the "D , " or probable failure , region. Inspection revealed
apply. Comparison of this effective vibration with Figure 28 indi some seal rub damage and excessive unbalance , which was 40
cates the level was marginal . times of specified value . Further investigation indicated that
On the adjacent turbine , a filtered bearing housing vibration high unbalance was due to the previous shaft repair which in
of3 . 1 mils was measured at maximum running speed . The struc volved sleeving one of the journals causing shift of the rotor mass
ture was considered soft mounted since a turbine pedestal reso center. Rebalancing at high speed (flexible shaft) using multi
nance of 3400 rpm was present below running spee d . Applying plane balancing techniques and adding weights on both sides of
a correction factor (K6) of 0. 6 yields an effective vibration of 1. 8 the sleeve journal brought the vibration down to the no fault re
mils . Comparison of this effective vibration with Figure 27 indi gion, "A ; " housing vibration was reduced to 0 . 025 in/sec and
cates that failure is probable , which was consistent with experi shaft vibration was reduced to . 5 mils . Subsequently no prob
ence on the turbines . lems have been reported for this turbine .
Balancing reduced vibrations to less than 1 . 0 mil o n housing To summarize major points for applying vibration severity
and shaft . Thu s , after applying the appropriate correction fac criteria to assess machinery condition :
tors , final vibrations were acceptable for both turbines .
• Draft fan blade failures are especially dangerous , as the • First hand experience with a variety o f equipment has
housing cannot restrain the massive parts that might be released shown that the simplified vibration criteria used in the past is
from the impeller. In the second example, an investigation of the less than adequate for many actual rotating components .
original design blade vibrations on a 900 rpm fan revealed a
blade resonance of only about six percent above three times
running speed when the fan was cold. Changes in operational • To equitably accommodate different machine design s , in
temperatures every time the unit was started would cause this stallation s , and vibration problems , an effective vibration value
resonance to match with the excitation frequency at three times must be obtained by multiplying the measured vibration value
running speed for brief periods . by one or more applicable correction factors listed in Table 4 .
TUTORIAL ON VIBRATION MONITORING OF TURBOMACHINERY 115
1 2 3 4
vibration sensor. In one example , a two bearing industrial gas
FREQUENCY x RUNNING SPEED turbine exhibited increasingly higher vibration measured by dis
placement probes during startup [ 19] . Initially, the gas turbine
Figure 33. Spectral Characteristics of Misalignment.
alarmed regularly and tripped occasionally. Inspection showed
that a significant number of compressor blades had moved
Radial Rubs axially in the third stage , causing rubbing against the adjacent
diaphragm . The fact that simple alarm and trip limits on vibra
Radial rubs between a rotor and close clearance stationary
tion level have detected blade migration suggests that more crit
components can cause damage to seals and blade tip s . Rubbing
ical trend monitoring of vibration vector changes (accounting for
is usually undesirable and sometimes catastrophic. The re
both amplitude and phase) should increase the detectability of
ported characteristics of radial rub induced vibration include
blade migration problems should they occur.
fixed rotor subharmonics , subsynchronous vibration at a natural
frequency, supersynchronous vibration at a natural frequency, Foreign Object D amage
time varying synchronous vibrations , and vibration at multiples
of running speed . Thus , it is difficult to make general statements Foreign object damage occurs when a loose object passes
about radial rubs , and the symptoms of rubbing are influenced through a machine. Small amounts of damage may go unde
by the materials in contact, the impedance to motion of the seal tected . Partial or complete loss of blade or blade distortion is
when contacted, location of natural frequencies , etc . Radial rubs likely to show up with sensitive vibration monitoring as a vector
of stainless steel rotors appear particularly damaging and are change in vibration or sometimes a trip . Again, close monitoring
known to cause rapid permanent rotor deformation . H igh per of vibration vectors should detect severe foreign object damage
formance steam turbine s , on the other hand, are designed with in the event that no other operational symptoms are detected.
very tight labyrinth clearances and are almost expected to rub
mildly during the early stages of commissioning. These tempo REFERENCES
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rotor, with associated high unbalance , particularly when the
Technical Information (Oct 1987) .
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(Figure 34) . Monitoring System: Up to 64 Monitor Racks with One
Computer, Orbit, pp . 10-16, (August �_}, __ _
Axial Rubs
3 . GenRad, " Structural Test Products ," Machinery Interac
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118 PROCEEDINGS OF THE NINETEENTH TURBO MACHINERY SYMPOSIU}.I
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