Nicholas Rescher - Epistemetrics (2006)
Nicholas Rescher - Epistemetrics (2006)
Nicholas Rescher - Epistemetrics (2006)
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Epistemetrics
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Epistemetrics
NICHOLAS RESCHER
University of Pittsburgh
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cambridge university press
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo
Cambridge University Press has no responsibility for the persistence or accuracy of urls
for external or third-party internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.
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To James R. Wible
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Contents
Preface page ix
vii
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viii Contents
Bibliography 107
Index of Names 111
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Preface
When you can measure what you are speaking about, and express it in
numbers, you know something about it; but when you cannot measure
it, when you cannot express it in numbers, your knowledge is of a meager
and unsatisfactory kind: it may be the beginning of knowledge, but you
have scarcely, in your thoughts, advanced to the stage of science.
– William Thomson, Lord Kelvin (1824–1907), English Physicist
ix
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x Preface
Preface xi
Pittsburgh, Pennsylvania
May 2005
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xii
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increasing
s × d = c (constant)
security
( s)
increasing
detail
(d )
display 1.1. Duhem’s Law: the complementarity trade-off between security
and definiteness in estimation. Note: The shaded region inside the curve repre-
sents the parametric range of achievable information, with the curve indicating
the limit of what is realizable. The concurrent achievement of great detail and
security is impracticable.
A law of physics possesses a certainty much less immediate and much more
difficult to estimate than a law of common sense, but it surpasses the latter by
1 It is both common and convenient in matters of learning and science to treat ideas
and principles eponymously. An eponym, however, is a person for whom something is
named, and not necessarily after whom this is done, seeing that eponyms can certainly
be honorific as well as genetic. Here at any rate eponyms are sometimes used to make
the point that the work of the person at issue has suggested rather than originated the
idea or principle at issue.
2 La théorie physique: son objet, et sa structure (Paris: Chevalier and Rivière, 1906); tr.
by Philip P. Wiener, The Aim and Structure of Physical Theory (Princeton: Princeton
University Press, 1954). This principle did not elude Neils Bohr himself, the father of
complementarity theory in physics: “In later years Bohr emphasized the importance of
complementarity for matters far removed from physics. There is a story that Bohr was
once asked in German what is the quality that is complementary to truth (Wahrheit).
After some thought he answered clarity (Klarheit).” Steven Weinberg, Dreams of a Final
Theory (New York: Pantheon Books, 1992), p. 74 footnote 10.
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the minute and detailed precision of its predictions. . . . The laws of physics can
acquire this minuteness of detail only by sacrificing something of the fixed and
absolute certainty of common-sense laws. There is a sort of teeter-totter of balance
between precision and certainty: one cannot be increased except to the detriment of the
other.3
into the claims it stakes regarding the world. It scorns the very idea of
claiming that matters stand roughly thus-wise or that things function
something like such-and-such. Unlike everyday-life communication,
the exact sciences stand committed not just to truth but to accuracy
and exactness as well. And this, their seeming strength, is their Achilles’
heel as well.
By contrast, the situation of ordinary life is very different; when
we assert that “peaches are delicious” we are maintaining something
like “most people will find the eating of suitably grown and duly
matured peaches a rather pleasurable experience.” Such a statement
has all sorts of built-in safeguards on the order of “more or less,” “in
ordinary circumstances,” “by and large,” “normally,” “when all things
are equal,” “rather plausible,” and so on. They are not really laws in
the usual sense, but rules of thumb, a matter of practical lore rather
than scientific rigor. But this enables them to achieve great security.
For there is safety in vagueness: a factual claim can always acquire secu-
rity through inexactness. Take “there are rocks in the world” or “dogs
can bark.” It is virtually absurd to characterize such everyday life cont-
entions as fallible: their security lies in their very indefiniteness and
imprecision.
And there is good reason for adopting this resort to vagueness in
everyday life, for protecting our claims to reliability and trustworthi-
ness becomes crucial in personal interactions. We proceed in cognitive
matters in much the same way that lenders such as banks proceed in
financial matters. We extend credit to others, doing so at first to only
a relatively modest extent. When and if they comport themselves in a
manner that shows that this credit was well deserved and warranted,
we proceed to give them more credit and extend their credit limit.
By responding to trust in a responsible way, one improves one’s credit
rating in cognitive contexts much as in financial contexts. The same
sort of mechanism is at work on both sides of the analogy: creditworthy
comportment engenders a reputation on which further credit can be
based; earned credit is like money in the bank, well worth the measure
needed for its maintenance and for preserving the good name that
is now at stake. Thus we constantly rely on experts in a plethora of
situations, continually placing reliance on doctors, lawyers, architects,
and other professionals. But they, too, must so perform as to estab-
lish credit, not just as individuals but, even more crucially, for their
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Further Ramifications 5
profession as a whole.4 And much the same sort of thing holds for
other sources of information. (The example of our senses is a partic-
ularly important case in point.) In everyday life, in sum, we prioritize
correctness over accuracy.
However, while everyday-life common sense trades definiteness for
security, science does the very reverse, with the result that its claims
become subject to greater insecurity. As Duhem put it:
Further Ramifications
Duhem’s Law of Security/Detail Complementarity has substantial
implications for the modus operandi of inquiry. Thus one of its fun-
damental implications is represented by the following observation:
THESIS 1: Insofar as our thinking is vague, truth is accessible even in the face of error.
Knowledge in Perspective
Duhem’s Law of Cognitive Complementarity means that it is going to
be a fact of life in the general theory of estimation that the harder
we push for certainty – for security of our claims – the vaguer we will
have to make these claims and the more general and imprecise they
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Knowledge in Perspective 7
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(1) Knowledge is not just a matter of information as such, but of information that
is coherently and cohesively systematized. (2) This view of knowledge as properly
systematized information – in effect, information as structured in an idealized
expository treatise – goes back to Immanuel Kant. (3) Cognitive systematization
is hierarchical in structure because a systemic organization of the exposition of
the information at issue into successively subordinate units becomes paramount
here. And, viewed in this light, structure will of course reflect significance with
larger units dominating over subordinate ones.
If we consider in its whole range the knowledge obtained for us by the under-
standing, we find that what is peculiarly distinctive of reason in its attitude
to this body of knowledge, is that it prescribes and seeks to achieve its sys-
tematization, that is, to exhibit the connection of its parts in conformity with
a single principle. . . . This unity of reason always presupposes an idea, (or
plan), namely, that of the form of a whole of knowledge – a whole which is
prior to the determinate knowledge of the parts and which contains the con-
ditions that determine a priori for every part its position and relation to the
other parts. . . . This idea accordingly demands a complete [organic] unity in
the knowledge obtained by understanding by which this knowledge is to be
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The paradigm of system that lay before Kant’s eyes was that of sci-
ence – of Euclid’s systematization of Geometry, Archimedes’ system-
atization of statics, and Newton’s systematization of celestial mechan-
ics. And his model of rational systematization was that exemplified
in the work of the great seventeenth-century rationalist philosophers:
Descartes, Spinoza, and also Leibniz as expounded by the subsequent
members of his school, especially Christian Wolff.1
As Kant saw it, adequate understanding can be achieved only
through the systemic interrelating of facts. The mission of human
reason is to furnish a basis for the rational comprehension of what
we know and this can be accomplished only by positioning these facts
as integral parts of an organic whole. Kant developed his biological
analogy of system in the following terms:
[O]nly after we have spent much time in the collection of materials in some-
what random fashion at the suggestion of an idea lying hidden in our minds,
and after we have, indeed, over a long period assembled the materials in a
merely technical manner, does it first become possible for us to discern the
idea in a clearer light, and to devise a whole architectonically in accordance
with the ends of reason. Systems seem to be formed in the manner of lowly
organisms, through a generatio aequivoca from the mere confluence of assem-
bled concepts, at first imperfect, and only gradually attaining to completeness,
although they one and all have had their schema, as a original germ, in the
sheer self-development of reason. Hence, not only is each system articulated
in accordance with an idea, but they are one and all organically united in a
system of human knowledge, as members of one whole.
(Critique of Pure Reason, A834 = B862)
In reasoning along these lines, Kant put us on the right tack regard-
ing the nature of cognitive systematization. Here completeness and
comprehensiveness become paramount desiderata, and a body of
information constitutes systemic knowledge when its articulation is
characterized by such organic unity. Thus as Kant sensibly saw it, only a
body of information coherently systematized on principles of organic
interlinkage can be regarded as constituting knowledge. Authentic
knowledge must form part of a coherently integrated system, and
every part of such a system must serve in the role of a contribu-
tory sub-system: an organ of the overall organism. And so, despite
various historical anticipations, this idea – that to qualify as authen-
tic, cognitively significant knowledge, informative contentions must be
part of a system – deserves to be called Kant’s Principle of Cognitive
Systematicity thanks to the prominence and centrality that he gave to
this idea in insisting that knowledge, in its qualitative and honorific
sense, is a matter of the extent to which information is coherently
systematized.
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2 Kant had in view not only Euclid’s Elements and Newton’s Principia but also the philo-
sophical systematizations of the scholastic and neo-scholastic eras of Aquinas, Scotus,
Suarez and Wolff. For further details on these matters see the author’s Cognitive Sys-
tematization (Oxford: Basil Blackwell, 1979).
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display 2.2. The systemic structure of a domain via units of successive expos-
itory subordination.
1 Herbert Spencer, First Principles, 7th ed. (London: Appleton’s, 1889); see sect. 14–17
of Part II, “The Law of Evolution.”
2 On the process in general see John H. Holland, Hidden Order: How Adaptation
Builds Complexity (Reading, MA: Addison Wesley, 1995). Regarding the specifically
15
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evolutionary aspect of the process see Robert N. Brandon, Adaptation and Environment
(Princeton: Princeton University Press, 1990).
3 On the issues of this paragraph compare Stuart Kaufmann, At Home in the Universe:
To Search for the Laws of Self-Organization and Complexity (New York: Oxford University
Press, 1995).
4 For further details see the author’s Induction (Oxford: Basil Blackwell, 1980).
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5 An interesting illustration of the extent to which lessons in the school of bitter expe-
rience have accustomed us to expect complexity is provided by the contrast between
the pairs: rudimentary/nuanced; unsophisticated/sophisticated; plain/elaborate;
simple/intricate. Note that in each case the second, complexity-reflective alterna-
tive has a distinctly more positive (or less negative) connotation than its opposite
counterpart.
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6 On the structure of dialectical reasoning see the author’s Dialectics (Albany: State
University of New York Press, 1977), and for the analogous role of such reason-
ing in philosophy see The Strife of Systems (Pittsburgh: University of Pittsburgh Press,
1985).
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At the time of Auguste Comte, the sciences could be classified in six of seven
main categories known as disciplines, ranging from mathematics to sociology.
Since then, during the nineteenth century and at the beginning of the twenti-
eth, there has been what might be described as an intro-disciplinary dismem-
berment, each of the main categories splitting up into increasingly specialized
fields, each of which rapidly assumed comparable importance to that of the
actual disciplines from which it sprang. Chemistry, for example, in the days of
Lavoisier formed a reasonably homogeneous entity, but chemists were soon
obliged to choose between inorganic and organic chemistry; within the latter,
a distinction arose during the second half of the nineteenth century between
the chemistry of aromatic compounds and that of aliphatic compounds, the
latter shortly being further subdivided into the study of saturated compounds
and that of unsaturated compounds. Finally, at the present time, a chemist
can devote a most useful research career entirely to a single chemical family.
The same process can be discerned in physics and in biology.8
7 The scientific study of the taxonomy and morphology of science itself is a virtually
nonexistent enterprise. Philosophers used to deal with these matters, but they aban-
doned them after the late 19th century, when science began to change too fast for
those concerned to look at truth sub specie aeternitatis. (A good survey of the historical
situation is given in Robert Flint, Philosophy as Scientia Scientiarum: A History of Classi-
fications of the Sciences [Edinburgh and London: W. Blackwood and Sons, 1904].) In
more recent days the subject has been left to bibliographers. For the older, “classical”
attempts see Ernest Cushing Richardson, Classification: Theoretical and Practical, 3rd
ed. (New York: H. W. Wilson, 1930).
8 Pierre Auger, Current Trends in Scientific Research (Paris: UNESCO Publications, 1961),
pp. 15–16.
9 See Joseph Mariétan on Problème de la classification des sciences d’Aristote à St. Thomas
(St. Maurice: Fribourg, 1901).
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10 See B. W. Petley, The Fundamental Physical Constants and the Frontiers of Measurement
(Bristol: Hilger, 1985).
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Astronomy
—Astrophysics
—Celestial Mechanics
Acoustics
Optics
—Theoretical Optics
—Spectroscopy
Mechanics
Heat
—Calorimetry
—Theory of Radiation
—Thermodynamics
—Thermometry
Electricity and Magnetism
—Electrochemistry
—Electrokinetics
—Electrometallurgy
—Electrostatics
—Thermoelectricity
—Diamagnetism
—Electromagnetism
Pneumatics
Energetics
Instrumentation
display 3.1. The taxonomy of physics in the 11th edition of the Encyclopedia
Britannica (1911). Note : Adapted from the Classified List of Articles at the end
of Vol. XXIX (index volume).
1954 1970
11 The better older surveys of the historical situation are Julius Pelzholdt, Bibliotheca
Bibliographica (Leipzig: W. Engelmann, 1866). Charles W. Shields, Philosophia Ultima,
vol. II, The History of the Sciences and the Logic of the Sciences or the Science of the Sciences (New
York: Scribner’s, 1888–1905), 3. vols; Robert Flint, Philosophy as Scientia Scientiarum
and History of the Classification of the Sciences (Edinburgh and London: Blackwood,
1904); and Ernest C. Richardson, Classification: Theoretical and Practical, 3rd ed. (New
York: H.W. Wilson, 1930).
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Evolving Complexity
The ongoing refinement in the division of cognitive labor as the infor-
mation explosion continues has resulted in a literal dis-integration of
knowledge. The “progress of knowledge” has been marked by a prolif-
eration of increasingly narrow specialties – and no single person can
keep up with it. A person’s understanding of matters outside his or
her immediate bailiwick is bound to become superficial. No counting
scientist now has a detailed understanding of his or her own field
beyond the boundaries of a narrow subspecialty. At their home base
scientists know the details, nearby they have an understanding of gen-
eralities, but at a greater remove they can be no more than informed
amateurs.
The “unity of science” to which many theorists aspire may possibly
come to be realized at the level of highly general concepts and theories
Evolving Complexity 25
All the same, for every conceptual commonality and shared element
a dozen differentiations and distinctions will emerge.
The increasing complexity of our world picture is a striking phe-
nomenon throughout the development of modern science. Whatever
information the sciences achieve is bought dearly through the prolif-
eration of complexity. It is, of course, possible that the development of
physics may eventually carry us to theoretical unification where every-
thing that we class among the “laws of nature” belongs to one grand
unified theory – one all-encompassing deductive systematization inte-
grated even more tightly than that Newton’s Principia Mathematica.15
But on all discernible indications the covers of this elegantly contrived
“book of nature” will have to encompass a mass of ever more elaborate
diversity and variety. And this integration, on the principle of a pyra-
mid, will cover further down an endlessly expansive range of the most
variegated components.
The lesson of such considerations is clear. In the course of scientific
progress our knowledge grows not just in extent but also in complexity.
The history of science tells an ongoing story of taxonomic complexifi-
cation, and in modern science extensive specialization and division of
labor continue inexorably. The years of apprenticeship that separate
master from novice increase. A science that moves continually from
an over-simple picture of the world to one that is more complex must
have more elaborate processes for its effective cultivation. And as the
14 Pierre Auger, Current Trends in Scientific Research (Paris: UNESCO Publications, 1961),
pp. 15–16.
15 See Steven Weinberg, Dreams of a Final Theory (New York: Pantheon, 1992). See
also Edoardo Amaldi, “The Unity of Physics,” Physics Today, 261 (September, 1973),
p. 23–29. Compare also C. F. von Weizsäcker, “The Unity of Physics,” in Ted Bastin
(ed.), Quantum Theory and Beyond (Cambridge: Cambridge University Press, 1971).
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A Quantitative Perspective
As we examine the cognitive complexity reflected in the heterogeneity
and diversification of relevant information, at what pace does it grow
as inquiry proceeds? Here it seems sensible to go back to basics.
16 For variations on this theme see the author’s The Limits of Science (Berkeley: University
of California Press, 1984).
17 On further issues relevant to these ideas see also the author’s Scientific Progress
(Oxford: Basil Blackwell, 1978).
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A Quantitative Perspective 27
sentences 10,000,000,000
paragraphs 1,000,000,000
sections 100,000,000
chapters 10,000,000
volumes 1,000,000
shelves 100,000
cabinets 10,000
rooms 1,000
libraries 100
library complexes 10
library systems 1
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Thus the hierarchic depth of body of our million volumes is 10, that
is to say, log 10,000,000,000. And more generally, we can say that the
hierarchic depth of a body of information can be measured by the
logarithm of its textual volume.
Now on the basis of Spencer’s Law we would expect that the cog-
nitive sophistication that reflects actual knowledge would be faithfully
reflected in the taxonomic complexity of the information at issue.
Spencer’s Law is thus the pathway to determining the relation of
knowledge to mere information, enabling us at the same time to quan-
tify the assessment of knowledge. And on this basis, the complex and
sophisticated information – the premium information that constitutes
actual knowledge – will increase in proportion not with the mere bulk
of our body of information as such, but only with its logarithm.
A look at the process of knowledge development indicates the plau-
sibility of this perspective. By all indications, the taxonomy needed
for the cognitive accommodation of a body of information (I ) – and
correspondingly the complexity of that information – grows in inverse
proportion to the volume of that body of information (#I ); the larger
a body of information already is, the more sedately its taxonomy
expands. Accordingly we have the relation
d 1
compl (I ) ≈ .
dI #I
And on this basis we have
d#I
compl (I ) ≈ ∝ log #I.
#I
For on its basis the complexity of a body of information as reflected
in its taxonomic depth stands not as its volume but merely as the
logarithm thereof. This relationship gives a quantitative expression
to Spencer’s Law, that with the quantitative growth of information
there indeed is a natural increase in heterogeneity (in taxonomic
diversification) – albeit at a decelerating pace. With the expansion
of information, its complexity does increase, but only at a decreasing
(logarithmic) rate. And in this quantified form, Spencer’s Law of Loga-
rithmic Development has profound implications for the development
of knowledge.
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With (1) we learn that the wrong answer has been given to an old
question: we uncover an error of commission in our previous question-
answering endeavors. With (2) we discover that there are certain ques-
tions that have not heretofore been posed at all: we uncover an error of
omission in our former question-asking endeavors. Finally, with (3) we
29
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3 What concerns us here is emphatically not the “information” at issue in the theory
of communication, which has nothing to do with the informative content of a mes-
sage but only addresses its presentational complexity irrespective of the scope of its
substantive content.
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I II III IV
Proportionality Asymptotic Accelerating Decelerating
Growth Growth Growth
K K K K
I I I I
display 4.1. The growth of knowledge in the wake of expanding information.
value continues to decrease till the last sands are shaken out [of the
hour-glass measure of our lifespan] by the hand of death.”5 On this
basis, knowledge development is a matter of adding a given percentage
increment to what has gone before. Thus fresh experience superadds its
additional increment E to the preexisting total E in such a way that its
effective import is measured by the proportion that movement bears to
the total: E /E . And cumulatively we of course have it that this comes
to the logarithm of E: E /E = log E . On such an approach, an incre-
ment to one’s lifetime has a cognitive value determined on strict analogy
with Daniel Bernoulli’s famous proposal to measure the utility value of
incremental economic resources by means of a logarithmic yardstick.
Derek Price designated a “scholar’s solidness” – his stature as a con-
tributor to his field – as the logarithm of his life’s total of publications.6
But, as he himself suggests in passing, we might just as well expand this
from the individual to the community, and use it to measure not just the
productivity of a person but also the aggregate of total contributions
in a field. And in taking this step, we once again reach a logarithmic
measure of “cognitive solidarity” that would – as already noted – qualify
as a measure of the overall knowledge that the field encompasses.
To be sure, a devotee of Thomas Kuhn’s The Structure of Scientific
Revolutions7 might suggest that logarithmic retardation occurs only
within the routine (“normal”) phases of scientific development
whereas the revolutions that periodically lift science to a new level
see a sprint forward with new findings rushing in. But this view is over-
optimistic in ignoring the increasingly vast labor need to lift the sci-
ence from one level to the next. For a realistic picture see Display 4.2,
which conveys some idea of how such a process would proceed. And
it shows graphically that a Kuhnian view of spirit-penetrated scientific
progress is nowise at odds with the logarithmic retardation inherent
in Gibbon’s Law. The Kuhnian picture of new paradigms of scientific
K(I)
(linear)
I
(logarithmic)
display 4.2. A Kuhnian Perspective.
K[I ] = log #I. One good reason for such a K[I]/#I imbalance may
lie in the efficiency of intelligence in securing a view of the modus
operandi of a world whose law-structure is sufficiently simple to be
learner friendly – at least in part. For then one can extract a dispro-
portionate amount of general fact from a modest amount of infor-
mation. (Note that whenever an infinite series of 0’s and 1’s, as per
01010101 . . . , is generated – as this sample series indeed is – by a rel-
atively simple law, then this circumstance can be gleaned from a com-
paratively short initial segment of this series.) In rational inquiry we
try the simple solutions first, and when they cease to work – when they
are ruled out by further findings (by some further influx of coordi-
nating information) – we move on to the more complex. Things go
along smoothly until an over-simple solution becomes destabilized by
enlarged experience. We get by with the comparatively simpler options
until we have to do otherwise by the expanding information about the
world’s modus operandi made possible through enhanced new means
of observation and experimentation. But with the expansion of knowl-
edge, new accessions mean new demands. At bottom, then, there are
two closely interrelated reasons for that disparity between K[I ] and #I.
For one thing, where order exists in the world, intelligence is rather
efficient in finding it. And for another, if the world were not orderly –
were not amenable to the probes of intelligence – then intelligent
beings would not and could not have emerged in it through evolu-
tionary mechanisms.
The circumstance that ample information yields only modest knowl-
edge must not be invoked as an argument for skepticism as this doc-
trine is usually understood. For, of course, skepticism as usually con-
ceived maintains that the realization of knowledge is infeasible, whereas
the line of thought that is presently at issue hold that it is difficult and
challenging. What is at issue here is that the obstacles to knowledge are
substantial, not that they are insurmountable.
there is room for variation here according as one sets the quality level of entry
qualification and the domain higher or lower.)
(2) The significance of additional information is determined by its impact
on preexisting information. Significance in this sense is a matter of the relative
(percentage-wise) increase that the new acquisitions effect upon the body of
preexisting information (I), which may – to reiterate – be estimated in the
first instance by the sheer volume of the relevant body of information: the
literature of the subject.
Planck’s Principle
In the ongoing course of scientific progress, the earlier investigations
in the various departments of inquiry are able to skim the cream,
so to speak: they take the “easy pickings,” and later achievements of
comparable significance require deeper forays into complexity and
call for much larger bodies of information. (It is important to realize
that this cost-increase is not because latter-day workers are doing better
science, but simply because it is harder to achieve the same level of
science: one must dig deeper or search wider to achieve results of
the same significance as before.) This situation is reflected in Max
Planck’s appraisal of the problems of scientific progress. He wrote
that “with every advance [in science] the difficulty of the task is increased; ever
larger demands are made on the achievements of researchers, and the need
for a suitable division of labor becomes more pressing.”12 The Law
of Logarithmic Returns would at once characterize and explain this
circumstance of what can be termed Planck’s Principle of Increasing
Effort to the effect that substantial findings are easier to come by in
the earlier phase of a new discipline and become more difficult in the
natural course of progress.
A great deal of impressionistic and anecdotal evidence certainly
points toward the increasing costs of high-level science. Scientists fre-
quently complain that “all the easy research has been done.”13 The
need for increasing specialization and division of labor is but one indi-
cation of this. A devotee of scientific biography cannot help noting
the disparity between the immense output and diversified fertility in
Planck’s Principle 43
the productive careers of the scientific collosi of earlier days and the
more modest scope of the achievements of their successors. As science
progresses within any of its established branches, there is a marked
increase in the overall resource-cost of realizing scientific findings of a
given level of intrinsic significance (by essentially absolutistic standards
of importance).14 At first one can skim the cream, so to speak: take
the “easy pickings.” But later achievements of comparable significance
require deeper forays into complexity and an ever-greater investment
of effort and material resources.15
The idea that science is not only subject to a principle of esca-
lating costs but also to a law of diminishing returns is due to the
nineteenth-century American philosopher of science Charles Sanders
Peirce (1839–1914). In his pioneering 1878 essay on “Economy of
Research” Peirce put the issue in the following terms:
We thus see that when an investigation is commenced, after the initial expenses
are once paid, at little cost we improve our knowledge, and improvement
then is especially valuable; but as the investigation goes on, additions to our
knowledge cost more and more, and, at the same time, are of less and less
worth. All the sciences exhibit the same phenomenon, and so does the course
of life. At first we learn very easily, and the interest of experience is very great;
but it becomes harder and harder, and less and less worthwhile.
(Collected Papers, Vol. VII [Cambridge, MA, 1958], sect. 7.144)
14 The following passage offers a clear token of the operation of this principle specif-
ically with respect to chemistry: Over the past ten years the expenditures for basic
chemical research in universities have increased at a rate of about 15 per cent per
annum; much of the increase has gone for superior instrumentation, [and] for the
staff needed to service such instruments. . . . Because of the expansion in research
opportunities, the increased cost of the instrumentation required to capitalize on
these opportunities, and the more highly skilled supporting personnel needed for
the solution of more difficult problems, the cost of each individual research prob-
lem in chemistry is rising rapidly. (F. H. Wertheimer et al., Chemistry: Opportunities
and Needs [Washington, DC, 1965; National Academy of Sciences/National Research
Council], p. 17.)
15 The talented amateur has virtually been driven out of science. In 1881 the Royal
Society included many fellows in this category (with Darwin, Joule, and Spottis-
woode among the more distinguished of them). Today there are no amateurs. See
D. S. C. Cardwell, “The Professional Society” in Norman Kaplan (ed.), Science and
Society (Chicago: University of Chicago Press, 1965), pp. 86–91 (see p. 87).
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16 One might ask: “Why should a mere accretion in scientific ‘information’ – in mere
belief – be taken to constitute progress, seeing that those later beliefs are not necessarily
true (even as the earlier ones were not)?” The answer is that they are in any case better
substantiated – that they are “improvements” on the earlier ones by the elimination
of shortcomings. For a more detailed consideration of the relevant issues, see the
author’s Scientific Realism (Dordrecht: D. Reidel, 1987).
17 We are caught up here in the usual cyclic pattern of all hypothetico-deductive rea-
soning, in addition to explaining the various phenomena we have been canvassing
that projected K/I relationship is in turn substantiated by them. This is not a vicious
circularity but simply a matter of the systemic coherence that lies at the basis of
inductive reasonings. Of course the crux is that there should also be some predictive
power, which is exactly what our discussion of deceleration is designed to exhibit.
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(1) There should, of course, be sure empirical confirmation for Gibbon’s Law.
(2) And this can be found in the observation of Henry Adams that recent his-
tory has seen an exponential growth in scientific activity – and correlatively
in information as well. (3) This phenomenon is substantiated on many sides.
(4) However, there is also good reason to think that the expansion of scientific
knowledge has proceeded throughout this period at a merely linear (rather than
exponential) rate. (5) It emerges on this basis that knowledge stands not as the
volume of information but merely as its logarithm. So viewed in this light, the
development of modern science amply substantiates Gibbon’s Law of Logarithmic
Returns. (Appendix) A conspectus of relevant literature.
Scientific Progress
It is instructive also to consider the information/knowledge relation-
ship from the angle of history. In developmental perspective, there is
good reason to suppose that our body of bare information will increase
more or less in proportion with our resource investment in informa-
tion gathering. Accordingly, since this investment grows exponentially
over time (as has historically been the case in the recent period), we
have it that
d
#I(t) ∝ c t and correspondingly also #I (t) ≈ c t .
dt
(Note that here x ≈ y means that x = c y for some constant c, and
x ∝ c y + y for constants c and k.) Given Gibbon’s Law of Logarithmic
45
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and consequently
d
K [I (t)] = constant.
dt
It follows on this basis that, since exponential growth in I is coordinated
with a merely linear growth in K[I ], the rate of scientific progress in
point of knowledge during the information-exploding past has actually
remained essentially constant.
But do the observed facts bear this out? The preceding discussion
has argued for Gibbon’s Law K [I ] = log #I on the basis of general
principles. But will the historical data provide empirical substantiation
for it? Let us examine the issue.
Adams’s Thesis
Knowledge is an unusual resource; it is one of those very rare
commodities that are not diminished but rather amplified through
consumption. This makes the growth of knowledge a potentially
explosive process, and by the end of the nineteenth century no
clear-eyed observer could fail to remark the striking pace of scien-
tific advance. Among the first to detail this phenomenon in exact
terms by endeavoring to give it mathematical formulation was Henry
Brooks Adams (1838–1918), the American scholar, historian, and stu-
dent of cultural affairs. (He was a grandson of John Adams, George
Washington’s successor as president.) Noting that scientific work
increased at a rate fixed by a constant doubling time – so that sci-
ence has an exponential growth-rate – Adams characterized this cir-
cumstance as a “law of acceleration” governing the progress of science.
He wrote:
Laplace would have found it child’s play to fix a ratio in the progres-
sion in mathematical science between Descartes, Leibnitz, Newton and him-
self. . . . Pending agreement between. . . . authorities, theory may assume what
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Adams’s Thesis 47
1 The Education of Henry Adams (Boston, 1918; privately printed in 1907), chapter 34
(see p. 491). This chapter was written in 1904.
2 See Kelvin’s address in G. Basalla, William Coleman, and R. H. Kargon (eds.), Victorian
Science: A Self-Portrait through the Presidential Addresses of the British Association for the
Advancement of Science (New York: New York Academy of Science, 1970), pp. 101–28
(see p. 114, and compare p. 488). The idea also occurs in embryonic form in A. Conan
Doyle’s 1894 short story The Great Keinplatz Experiment, which claims that “knowledge
begets knowledge as money bears interest.”
3 The exponential growth of a quantity – its growth at “compound interest” – is governed
by the principle that at any time the rate of growth is proportional to the (then extant)
volume. It produces fixed doubling times (or tripling times, etc.), and sequential
fixed-period augmentations that increase in a geometric ratio.
4 The Education of Henry Adams, p. 493. For an interesting discussion of Adams’s numer-
ous, complex, and changing ideas regarding scientific and intellectual progress see
Ernest Samuels, Henry Adams: The Major Phase (Cambridge, MA: Harvard University
Press, 1964).
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The historical facts bear Adams out in this regard. For irrespective of
whether S represents scientific literature or manpower or information,
the growth of the enterprise has been exponential. Throughout recent
history it transpires that5
S ∝ e t or equivalently logS ∝ t.
Manpower
In 1875 the American Association for the Advancement of Science
had 807 members. Since then its membership has increased by leaps
and bounds into the tens of thousands. The register of American Men
of Science commenced publication in 1903 and exhibits a comparable
history of exponential growth. During most of the present century the
number of doctrinal scientists in the United States has been increasing
at around 6 percent yearly to yield an exponential growth rate with
a doubling time of roughly 12 years.7 (In the U.K. the comparable
figures stand at some 4 percent and 18 years, respectively.)8 A startling
consideration that is often but deservedly repeated is that well over
80 percent of ever-existing scientists (in even the oldest specialties,
5 We here use the notation x ≈ y for x = cy and x ∝ y for x = cy + k. The former represents
a relation of strictly linear proportionality; the latter represents the same apart from
the positioning of the origin.
6 For details regarding the literature see the Bibliographic Appendix to this chapter.
7 See, e.g., Derek J. Price, Little Science, Big Science, p. 11. This holds in virtually every
field of exact natural science.
8 Statistics of Science and Technology (London: HMSO, 1970), p. 115.
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e.g., mathematics, physics, and medicine) are alive and active at the
present time.
9 Cf. Derek J. Price, Science since Babylon, 2nd ed. (New Haven, CT: Yale University
Press, 1975), and also Characteristics of Doctrinal Scientists and Engineers in the Univer-
sity System, 1991 (Arlington, VA: National Science Foundation, 1994), Document
No. 94–307.
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1,000,000
100,000
number of journals
10,000
Scientific Journals
1,000
(200) (200)
100
10
Abstract Journals
(1665)
1700 1800 1900 2000
date
display 5.1. The number of scientific journals and abstract journals founded,
as a function of date. Source : Derek J. Solla Price, Science since Babylon (New
Haven: Yale University Press, 1961).
from around 130,000 to over 270,000,10 and science has had its full
share of this literature explosion. The result is a veritable flood of
scientific literature. It is reliably estimated that, from the start, about
10 million scientific papers have been published, and currently some
30,000 journals publish some 600,000 new papers each year.
10 Data from An International Survey of Book Production during the Last Decades (Paris:
UNESCO, 1985).
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physics laboratories in the British Isles; by the mid 1930s there were
more than 300; today there are several thousand.)11 And, of course,
the scale of activities in these laboratories has also expanded vastly. The
immense cost in resources of the research equipment of contemporary
science is well known; even large organizations can hardly continue to
keep pace with the rising levels of research expenditures.12 Radiotele-
scopic observatories, low-temperature physics, research hospitals, and
lunar geology all involve outlays on a scale that requires the funding
support of national governments – sometimes even consortia thereof.
Science has become a vastly expensive undertaking. In a prophetic
voice, Alvin M. Weinberg (then Director of the Oak Ridge National
Laboratory) wrote:
When history looks at the 20th century, she will see science and technology as
its theme; she will find in the monuments of Big Science – the huge rockets,
the high-energy accelerators, the high flux research reactors – symbols of our
time just as surely as she finds in Notre Dame a symbol of the Middle Ages.13
11 Data from William George, The Scientist in Action (London: Williams & Norgate,
1938).
12 Du Pont’s outlays for research stood at $1 million per annum during World War I
(1915–1918), $6 million in 1930, $38 million in 1950, and $96 million in 1960.
(Data from Fritz Machlup, The Production and Distribution of Knowledge in the United
States [Princeton: Princeton University Press, 1962], pp. 158–59; and see pp. 159–60
for the relevant data on a larger scale.) Overall expenditures for scientific research
and its technological development (R&D) in the United States stood at $.11×109 in
1920, $.13×109 in 1930, $.38×109 in 1940, $2.9×109 in 1950, $5.1×109 in 1953–54,
$10.0×109 in 1957–58, $11.1×109 in 1958–59, and ca. $14.0×109 in 1960–61 (ibid.,
pp. 155 and 187). Machlup thinks it a not unreasonable conjecture that no other
industry or economic activity in the United States has grown as fast as R&D (ibid.,
p. 155).
13 “The Impact of Large-Scale Science on the United States,” Science, 134 (1961; 21 July
issue), 161–64 (see p. 161).
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16 For the data that substantiate this line of reasoning, see Price, Little Science, Big Science,
pp. 79–80.
17 Recall that in speaking of accumulation here, we have in mind enlargement in the
number of “significant results” whose contents may be in no sense cumulative.
18 For further detail see Price, Little Science, Big Science.
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The Lesson
At this point a significant conclusion comes into view. Let us put the
pieces together. The situation represented by Adams’s Thesis indicates
an exponential growth of scientific information in recent times. On
the other hand, a closer look at scientific understanding in terms of
the knowledge that represents our depth of understanding indicates a
merely constant growth throughout this recent period. And this com-
bination tells the story. If an exponential growth in information stands
propositional to a merely linear growth of the correlative knowledge,
then it indeed follows that #K = log #I, just as specified by Gibbon’s
Law. This of course means that as an information domain expands
exponentially – as is the case during an Adams’s Law era exponen-
tial scientific expansion – those top-quality findings that represent the
growth of knowledge will increase merely linearly. Thus there is, as we
have seen, good reason to think that this is actually the case, and the
available data do indeed substantiate the Gibbon’s Law relationship
between information and knowledge.19
Bibliographic Appendix
The first to take up Adams’s Thesis in a serious way on the basis of sta-
tistical data was F. K. Richtmyer, who, on analyzing the review literature
in physics, concluded that “since its beginning physics has increased,
with each generation, in a geometrical ratio.”20 In due course, the idea
became commonplace:
The time scale of human progress is certainly not linear. Technical progress
grows more rapid as time goes on, and perhaps the best chronological scale
for the history of science and technology would be one in which the divisions
of the scale were proportional to the logarithms of their distance from the
present time.21
Bibliographic Appendix 55
56
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Quality Retardation
(1) The issue of importance is obviously a crucial factor for the utilization of
information. (2) This, however, is something subject to decidedly different degrees,
ranging from the pedestrianly routine to the uncontestably first-rate. (3) The
phenomenon of quality retardation so functions that as our information grows,
the rate of growth at increasingly higher quality is ever diminished. (4) Higher
quality elites are not just increasingly exclusive but slower growing as well. (5)
The quality of information is reflected in the structural constitution of texts and
in the taxonomies that such structural divisions reflect. (6) In approximation,
at least, importance can also be assessed in terms of citations that reflect the
utilization of texts in the literature of their subject.
58 Quality Retardation
1 See M. V. Parat, The Information Economy: Definition and Measurement (Washington, DC:
U.S. Department of Commerce, May 1977; OT Special Publication 77–12 (1) p. 133.
See also Derek J. Price, Little Science, Big Science (New York: Columbia University Press,
1963).
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2 Larry Laudan, Progress and Its Problems (Berkeley: University of California Press, 1971).
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60 Quality Retardation
#(I )
#Kλ[I ]
(logarithmic)
0
∈ λ→ 1
Quality level
display 6.2. The fundamental principle of quality.
62 Quality Retardation
And there is good reason to think that this is how matters stand in
many contexts.4 Thus, for example, Francis Galton found that at a
time when the adult male population of England was some 9,000,000,
there were about 3,000 really eminent individuals (persons qualifying
as noteworthy by a variety of criteria on the order of featuring in the
obituary notices of the Times). Also, the square root of the population
of a country – or of a profession or other category – yields (to within a
reasonable approximation) the number of listings in a head count of
the top elite for the constituency at issue.5 Or, there are in the United
States roughly 1,600 educational institutions that grant a baccalaureate
√
degree, but only some 40(= 1,600) of them comprise the really
“major universities,” which produce three-quarters of the Ph.D.s and
the vast majority of scholarly books and papers.
These observations situate three particularly significant levels
of informative quality within the overall spectrum presented in
Display 6.1.
On the basis of these considerations, quality can be assessed straight-
forwardly in terms of quantity: more is less. But of course what is at
issue here is not so much a discovery about quality as a definition of
those K λ -quality levels. In putting a number to the volume of high-
quality findings, the question remains: which is the dependent and
which the independent variable? Do we have standards first and then
numbers or the other way round? And here our present approach is
essentially that of the second alternative.
Quality Retardation
It is obvious that information of high quality will always be less in
quantity than information at large. But what is far from obvious – and
perhaps surprising – is that the growth of high-quality information is not
proportional to that of information at large, but is distinctly slower; moreover,
this rate of growth decelerates as the bar of qualification at issue with “high
quality” is raised. This quantitative slowing of growth in the wake of
4 Derek J. Price, Little Science, Big Science (New York: Columbia University Press, 1963),
pp. 33–36, provides a sketch of Galton’s findings.
5 However, the 2003–04 Who’s Who in America lists 79,000 individuals at a time when
the population of the country stands at some 280 million (with a square root of ca.
5,300). This exaggeration by a factor of 15 the Rousseau’s law standard is typical of
national Who’s Whos. No doubt, the editors of such works are inclined for commercial
reasons to exaggerate who is a who.
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Quality Retardation 63
Cumulative number of
Quality level (K λ ) items of at least Doubling time Per annum
that level growth rate
λ = 1: “routine” I = I 15 years 5%
.75
λ = .75: “significant” I 20 years 2.75%
.5
√
λ = .5: “important” I = I 30 years 2.5%
display 6.3. The principle of quality retardation: The decreasing rate growth
of scientific information at increasing quality levels. Note: This relation between
quantity and quality is predicated on taking I as the scientific literature at large
which has been growing at a doubling time of some 15 years throughout the
modern era.
#K λ [2 × I ] = #(2 × I )2 = K λ [I ] × 2λ .
6 On the general situation see the author’s Scientific Progress (Oxford: Basil Blackwell,
1978), especially Chapter 6, “The Quantity of Quantity,” pp. 95–111. For the empir-
ical substantiation of this effect see Roland Wagner–Döbler, “Rescher’s Principle
of Decreasing Marginal Returns for Scientific Research,” Scientometrics, 50 (2001),
pp. 419–36.
7 Bentley Glass, “Milestones and Rates of Growth in the Development of Biology,”
Quarterly Review of Biology, 54 (March 1979), pp. 31–53.
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64 Quality Retardation
Elites
All of the standards of the “knowledge” at issue with quality informa-
tion, with λ > 0 are elitist in a manner suggestive of “lion’s share”
possession. We often hear that the richest 5 percent of the American
population owns 70 percent of the nation’s privately held wealth; or
again, that the top 25 percent of university libraries account for 50 per-
cent of all university library holdings in the United States. In this vein,
consider the eliteness function defined by the following condition:
E(x) = y iff x% of the overall population at issue accounts for y% of the whole
of some parameter.
Elites 65
an elitist distribution
100
% of the 50 an egalitarian
whole distribution
0 50 100
% of P
display 6.4. An elitist distribution. Note: The straight line represents a perfect
egalitarianism, while the curve represents an elitist distribution of sorts.
In this regard, the idea of rank importance paves the way to what
may be called the Proportional Law of Elites. The guiding idea here is
that the comparative size of an elite (at a certain level of exclusivity)
is to be determined by a specified proportion or percentage of the
population at issue. Thus with an overall population of size P and
an elitism proportion of 10 percent we would have the sizes for the
nested sequence of successively higher, “more exclusive” elites given in
Display 6.5. Here every step onward in the eliteness sequence reduces
the group at issue by an order of magnitude. And this is only to be
expected since diminished quantity and increased quality go hand in
hand.
The situation depicted in Display 6.5 leads to the Proportional Law
of Elites (as we shall call it), which specifies the overall size of succes-
sively “exclusive” elites. In general, with a population of size P there
will be a series of logP one-tenth proportionality eliteness levels, with
each such level E i containing (.1) i × P members. Overall, elitist hier-
archies are by nature reflective of an exponential decay. (An army
will always have far fewer generals than privates.) And with any elitist
66 Quality Retardation
68 Quality Retardation
P
% of
articles
70 Quality Retardation
12 For the empirical substantiation of this general pattern see the already cited publica-
tions of Derek Price as well as William Shockley, “On the Statistics of Productivity in
Research,” Proceedings of the Institute of Radio Engineeers, 45 (1957), pp. 279–90, and
William Goffin and Kenneth S. Warren, Scientific Information Systems and the Principle
of Solidarity (New York: Praeger, 1981).
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log s
display 6.10. Zipf’s law of rank order. Note: s = the size of an object #(s) =
the object’s place in the rank-order of size.
13 A starting point is provided by the books of Derek J. Price, Science since Babylon (New
Haven: Yale University Press, 1975), and Little Science, Big Science (New York: Columbia
University Press, 1963). An updated source is H. W. Holub, Gottfried Tappeiner, and
Veronica Eberharter, “The Iron Law of Important Articles,” Southern Economic Journal,
58 (1991), pp. 317–28. The journal Scientometrics has published a great deal of relevant
material in recent years.
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72
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1 To be sure, there lurks in the background the question of whether having mere
information is to count as having knowledge. With regard to this quantitative issue it
has been argued here that authentic knowledge does not increase propositionally
with the amount of information as such, but only proportionally with its logarithm.
This would suggest that the actual knowledge within the Library of Congress’s many
volumes could be encompassed telegraphically in some far more modest collection,
so that our Herculean reader could access about half of the actual knowledge afforded
by the LC’s vast collection.
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Thus if one could set an upper limit to the volume of printed matter
accessible to inquiring humans, then one could map out by combina-
torial means the whole manifold of accessible verbal material – true,
false, or gibberish – in just the manner that Leibniz contemplated.
Any alphabet devisable by man will have only a limited number of
letters (Leibniz here supposes the Latin alphabet of 24 which takes
w and W ). So even if we allow a word to become very long indeed
5 The longest word I have seen in actual use is the 34-letter absurdity supercalifragilistic-
expialidocious from the musical Mary Poppins.
6 G. W. Leibniz, De l’horizon, p. 11. This of course long antedates the (possibly apoc-
ryphal) story about the Huxley-Wilberforce debate, which has Huxley arguing that
sensible meaning could result from chance process because a team of monkeys typ-
ing at random would eventually produce the works of Shakespeare – or (on some
account) all the books in the British Library, including not only Shakespeare’s works
but the Bible as well. (The story – also found in Sir Arthur Eddington’s The Nature of
the Physical World [London: McMillan, 1929], pp. 72–73 – is doubtless fictitious since
the Huxley-Wilberforce debate of 1860 antedated the emergence of the typewriter.)
However, the basic idea goes back at least to Cicero: “If a countless number of the
twenty-one letters of the alphabet . . . were mixed together it is possible that when cast
on the ground they should make up the Annals of Ennius, able to be read in good
order” (De natura deorum, II, 27). The story launched an immense discussion that
continues actively on the contemporary scene as is readily attested by a Google or
Yahoo search for “typing monkeys.” It has also had significant literary repercussions
as is exemplified by Jorge Luis Borges’s well-known story of “The Library of Babel,”
which contains all possible books.
7 Louis Couturat, La logique de Leibniz (Paris: Alcan, 1901) is still the best overall account
of this Leibnizian project.
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365 × 16 × 60 × 20 ∼
= 7 × 106 .
So, subject to the hypotheses at issue, this is how much material one
would need if he were to replicate in print the stream of consciousness
thought–life of a person for an entire year. Once again, this number
of seven million, though not small, is nevertheless limited. And these
limits will again finitize the combinatorial possibilities. A person can
manage only so much thinking. And in the context of a finite species,
these limits of language mean that there are only so many thoughts
to go around – only so many manageable sentences to be formulated.
Once again we are in the grip of finitude.
Now as Leibniz saw it, matters can be carried much further. For
the finitude at issue here has highly significant implications. Con-
sider an analogy. Only a finite number of hairs will fit on a person’s
head – say 1,000. So when there are enough individuals in a group
(say 1,001 of them) then two of them must have exactly the same num-
ber of hairs on their heads. And so also with thoughts. Even as laws
have to fit within the available dermatology, so they will have to fit
within the available textuality. If there are sufficiently many thinking
intelligences in the aeons of cosmic history while yet the number of
thoughts – and thus also thought-days and thought-lives – are finite,
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9 Ibid., p. 54.
10 This of course leads back to the Borges Library of footnote 10 of Chapter 6.
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11 Compare Philip Hugly and Charles Sayward, “Can a Language Have Indenumerably
Many Expressions?” History and Philosophy of Logic, 4, 1983, pp. 98–117.
12 This supposes an upper limit to the length of intelligible statements. And even if this
restriction were waived, the number of statements will still be no more than countably
infinite.
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Thesis 2: The Denumerability of Truth. While the manifold of the truth cannot
be finitely inventoried, nevertheless, truths are no more than denumerably
infinite in number.
13 Our position thus takes no issue with P. F. Strawson’s precept that “facts are what
statements (when true) state.” (“Truth,” Proceedings of the Aristotelian Society, Supple-
mentary Vol. 24, 1950, pp. 129–56; see p. 136.) Difficulty would ensue with Strawson’s
thesis only if an “only” were added.
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Thesis 3: The Inexhaustibility of Fact. Facts are infinite in number. The domain
of fact is inexhaustible: there is no limit to facts about the real.
15 This also explains why the dispute over mathematical realism (Platonism) has little
bearing on the issue of physical realism. Mathematical entities are akin to fictional
entities in this – that we can only say about them what we can extract by deductive
means from what we have explicitly put into their defining characterization. These
abstract entities do not have nongeneric properties since each is a “lowest species”
unto itself.
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F : f1 , f2 , f3 , . . .
Z = fk .
Accordingly, Z itself will occupy the k-th place on the F listing, so that
f1 , f2 , f3 . . .
will itself exhibit, as a whole, certain features that none of its individual
members can encompass. Once those individual entries are fixed and
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the series is defined, there will be further facts about that series-as-a-
whole that its members themselves cannot articulate.
Moreover, the point at issue can also be made via an analogue of the
diagonal argument that is standardly used to show that no list of real
numbers can manage to include all of them, thereby establishing the
transdenumerability of the reals. Let us begin by imagining a suppos-
edly complete inventory of independent facts, using logic to streamline
the purported fact inventory into a condition of greater informative
tidiness through the elimination of inferential redundancies, so that
every remaining item adds some information to what has gone before.
The argument for the transdenumerability of fact can now be devel-
oped as follows. Let us suppose (for the sake of reductio ad absurdum
argumentation) that the inventory
f1 , f2 , f3 , . . .
Thesis 5. There are quantitatively more facts than truths seeing that the facts are
too numerous for enumerabilty.
The basic reason the domain of fact is ampler than that of truth is
that language cannot capture the entirety of fact. It is not only possi-
ble but (apparently) likely that we live in a world that is not digital but
analogue and whose manifold of states of affairs is simply too rich to be
fully comprehended by our linguistically digital means. To all visible
appearances the domain of fact transcends the limits of our capacity to
express it, and a fortiori those of our capacity to canvass it. In confronting
any landscape in nature, our representation of it in propositional dis-
course or thought – our description-scape, so to speak – is invariably
far less complex than the real scene and inevitably suppresses a vast
amount of detail. (Even the physics of discrete quanta requires con-
tinuous – and thus nondiscrete – parameters for its characterization.)
Truth is to fact what film is to reality – a merely discretized approx-
imation. Cognition, being bound to language, is digital and sequen-
tially linear. Reality, by contrast, is analogue and replete with feedback
loops and nonsequentially systemic interrelations. It should thus not
be seen as all that surprising that the two cannot be brought into
smooth alignment. The comparative limitedness of truth that can
Yet while there undoubtedly are such items, they of course cannot
possibly be instantiated. Accordingly, the corresponding example-
demanding questions are inherently unanswerable insolubilia.
In all such cases, the particular items that would render a contention
of the format (∃u)Fu true are referentially inaccessible : to indicate any of
them individually and specifically as instantiations of the predicate at
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issue is ipso facto to unravel them as so-characterized items. And so, non-
instantiability itself is certainly not something that is noninstantiable:
many instances are available along the following lines:
F is a vagrant predicate if (∃u)Fu is true while nevertheless Fu0 is false for every
specifically identified u0 .
apply, while nevertheless one can also establish that no such items can
ever be concretely identified.17
The existence of vagrant predicates shows that applicability and
instantiability do not amount to the same thing. By definition, vagrant
predicates will be applicable: there indeed are items to which they
apply. However, this circumstance will always have to be something
that must be claimed on the basis of general principles; doing
so by means of concretely identified instances is, by hypothesis,
infeasible.
While vagrant predicates are by nature noninstantiable, we can
nevertheless use them to individuate items that we can never identify.
For instance, with regard to “the youngest unknown (i.e., never-to-be-
identified) victim of the eruption of Krakatoa,” one can make various
true claims about the so-individuated person – for example that he
or she was alive at the time of Krakatoa’s eruption. One can certainly
discuss that individual as such – that is, as an individual – even though,
by hypothesis, we cannot manage to identify him or her. Predicative
vagrancy thus reinforces the distinction between mere individuation
and actual identification.
If F is a variant predicate, then Fix has no true substitution instances:
Fa is in fact false for every specifiable value of a. But nevertheless (∃x)Fx
is going to be true. (The logic of vagrant predicates is emphatically not
“intuitionistic,” and the substitutional interpretation of the quantifiers
is certainly not going to work.)
It will not have escaped the acute reader that all of the demonstrably
unanswerable questions and unknowable facts at issue in the present
discussion relate to issues of cognition and knowledge themselves.
Clearly if this is the best that can be done in this direction an interesting
conclusion follows – namely, that unknowability automatically arises
with the emergence of knowers. In a universe without them there
could possibly be a total absence of in-principle unknowable facts. But
once finitely intelligent beings emerge in the world, unanswerable
questions and unknowable facts emerge inexorably in their wake. All
of those vagrant predicates involve some limitation of knowledge. For
18 Wittgenstein writes “logic is not a body of doctrine, but a mirror-image of the world”
(Tractatus, 6.13). This surely gets it wrong: logic is one instrumentality (among others)
for organizing our thought about the world, and this thought is (at best and at most)
a venture in describing or conceiving the world and its modus operandi in a way that –
life being what it is – will inevitably be imperfect, and incomplete. And so any talk of
mirroring is a totally unrealistic exaggeration here.
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Chairs need be strange and different. What makes for the unsayability
of these things is not their inherent ineffability but merely that there
just are too many of them. No doubt reality is stranger than we think.
But the ground of this circumstance will ultimately lie in the nature of
reality and not in the limitedness of language.
The same disproportion between the verbal and the ontological realm
occurs throughout. While in each case the former is a verbalized place-
holder for the latter, there just are not enough of the former to go
around.
In particular, consider names. Of course everything is capable
of being named. Nothing is name resistant. We could (as someone
has quipped) simply name everything Charlie. The real question is
whether everything could have a unique name characteristic of itself
alone: an identifying name.
Now everything that has actually been identified could be named
via the specification: “the item identified in such and such a way.”
Or at least this would work if the identification process answered to
some verbalized formula. But even supposing this to be the case, the
question remains: Are there enough verbal/textual identifiers to go
around? Can everything that has an identity be individuated by verbal-
ized formulas?
And the answer is categorically negative. Select any language you
please – take your pick. As long as it – like any other human language –
is produced recursively it will only have countably many expressions
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(words, sentences, texts). But we know full well that the number of
objects is transdenumerable: uncountably infinite. (Think of the real
numbers, for example.) So there just are not enough names to encom-
pass everything. In musical chairs not everybody gets to be seated. In
reality not everything gets to be named.
Of course, things will stand differently if we radically revise the
concept of language. Thus if we are prepared to countenance a thing
language (rather than a word language) we could adopt the rule that
everything names itself. And then of course everything is at once nam-
able and named. But this sort of thing is clearly cheating.
And so while nothing is textually name-resistant and everything
is namable in the sense of being able, in principle, to bear a verbal
name, the possibility of realizing this prospect across the board – with
everything whatsoever actually bearing a name – is precluded by the
general principles of the situation.19
Limits of Knowledge
The cognitive beings that will concern us here are language-dependent
finite intelligences. These by their very nature are bound to be imper-
fect knowers. For the factual information at their disposal by way of
propositional knowledge that something or other is the case will –
unlike practical how-to knowledge – have to be verbally formulated.
And language-encompassed textuality is – as we have seen – outdis-
tanced by the facts themselves. Just what is one to make of the numer-
ical disparity between facts and truths, between what is knowable in
theory and what our finite intelligences can actually manage to know?
Just what does this disproportion portend?
It means that our knowledge of fact is incomplete – and inevitably
so! – because we finite intelligences lack the means for reality’s compre-
hensive characterization. Reality in all its blooming buzzing complexity
is too rich for faithful representation by the recursive and enumerable
95
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Cognitive Finitude 97
Using Kxf to abbreviate “the individual x knows the fact f,” there will
clearly be two rather different ways in which the existence of an inher-
ently unknowable fact can be claimed, namely “Some fact is necessarily
unknown.”
(∃ f ) (∀x) ∼K x f or equivalently ∼(∀ f )♦(∃x)K x f
Cognitive Finitude
First the good news. Generalizations can of course refer to every-
thing. Bishop Butler’s “Everything is what it is and not another thing”
holds with unrestricted universality. And once continuous quantities
2 This discussion has profited from the constructive comments of several Pittsburgh
colleagues, including Jason Dickinson, Mickey Perloff, and Laura Ruetsche.
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S = {1, 3, 17}.
but not that it will at any point find completion in its internal progress. . . .
[T]he possibility of new discoveries is infinite: and the same is the case with the
discovery of new properties of nature, of new powers and laws by continued
experience and its rational combination.4
4 Prolegomena to any Future Metaphysics, sect. 57. Compare the following passage from
Charles Sanders Peirce: “For my part, I cannot admit the proposition of Kant – that
there are certain impassable bounds to human knowledge. . . . The history of science
affords illustrations enough of the folly of saying that this, that, or the other can
never be found out. Auguste Comte said that it was clearly impossible for man ever to
learn anything of the chemical constitution of the fixed stars, but before his book had
reached its readers the discovery which he had announced as impossible had been
made. Legendre said of a certain proposition in the theory of numbers that, while
it appeared to be true, it was most likely beyond the powers of the human mind to
prove it; yet the next writer on the subject gave six independent demonstrations of
the theorem.” (Collected Papers [Cambridge, MA: Harvard University Press, 1931–58],
2nd ed., vol. VI, sect. 6.556.)
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What is at issue might be called Isaiah’s Law on the basis of the verse:
“For as the heavens are higher than the earth, so are my ways higher
than your ways, and my thoughts than your thoughts.”5 A fundamental
law of epistemology is at work here – to wit, that a mind of lesser power
is for this very reason unable to understand adequately the workings of a mind
of greater power. To be sure, the weaker mind can doubtless realize that
the stronger can solve problems that the lesser cannot. But it cannot
understand how it is able to do so. An intellect that can only just manage
to do well at tic-tac-toe cannot possibly comprehend the ways of one
that is expert at chess.
Consider in this light the vast disparity of computational power
between a mathematical tyro like most of us and a mathematical
prodigy like Ramanujan. Not only cannot our tyro manage to answer
the number-theoretic question that such a genius resolves in the blink
of an eye, but the tyro cannot even begin to understand the processes
and procedures that the Indian genius employs. As far as the tyro is
concerned, it is all sheer wizardry. No doubt once an answer is given
he can check its correctness. But actually finding the answer is some-
thing that lesser intellect cannot manage – the how of the business
lies beyond its grasp. And for much the same sort of reason, a mind
of lesser power cannot discover what the question-resolving limits of a
mind of greater power are. It can never say with warranted assurance
where the limits of question-resolving power lie. (In some instances it
may be able to say what’s in and what’s out, but never map the dividing
boundary.)
It is not simply that a more powerful mind will know more facts
than a less powerful one, but that its conceptual machinery is ampler
in encompassing ideas and issues that lie altogether outside the con-
ceptual horizon of its less powerful compeers.
Now insofar as the relation of a lesser toward a higher intelligence
is substantially analogous to the relation between an earlier state of
science and a later state, some instructive lessons emerge. It is not
that Aristotle could not have comprehended quantum theory; he was
a very smart fellow and could certainly have learned. But what he
could not have done was to formulate quantum theory within his own
conceptual framework, his own familiar terms of reference. The very
5 Isaiah, 58:9.
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Conclusion
105
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106 Conclusion
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Index of Names
111
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