Formative and Summative Assessment in Online Education
Formative and Summative Assessment in Online Education
Formative and Summative Assessment in Online Education
2014
Jeffry L. Moe
Old Dominion University, [email protected]
Repository Citation
Perera-Diltz, Dilani M. and Moe, Jeffry L., "Formative and Summative Assessment in Online Education" (2014). Counseling & Human
Services Faculty Publications. 37.
https://digitalcommons.odu.edu/chs_pubs/37
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Formative and Summative Assessment in Online Education
Dilani M. Perera-Diltz
Jeffry L. Moe
Abstract
Assessment is an integral part of both traditional and online education, especially when determining student learning
outcomes. In the online learning environment, both formative and summative assessment practices require an
understanding of the features and tools inherent to the electronic medium. Creating assessments for online
education, either formative or summative, also requires application of constructivist learning principles to our
collective understanding of the educational process and related goals. In this paper, we offer an overview of
formative and summative assessment approaches suited to the online education environment.
Key Words
Formative assessment, summative assessment, online education
Assessment may occur in two forms (i.e., formative and summative) in the learning environment.
Formative assessment provides on-going evaluation (Perera-Diltz, 2009) of a student’s learning.
This type of assessment requires evaluation of student learning outcomes several times during a
semester and facilitates the evaluation of different content areas, skills, and the progress of
learning within specific knowledge domains. Formative assessment could occur with repeated
use of the same assessment form (e.g., a quiz four times in a semester) or with the use of multiple
assessment forms (e.g., a quiz, an essay, and an experiential activity). Summative assessment is a
measure of an end product (Perera-Diltz, 2009), and at best represents a holistic and qualitative
appraisal of whether specified learning outcomes were achieved. Measures such as a capstone
final project or a comprehensive final exam are examples of common summative assessment
tools. However, there are times that formative assessment could serve summative purposes
(Gikandi, Morrow, & Davis, 2011) when it informs stakeholders regarding a student’s progress
(Smith, 2007). Similarly, summative assessment can serve in a formative role when results are
used for learning in subsequent units (Gikandi et al., 2011).
There are benefits and limitations to both types of assessment, which are sometimes based on
such factors beyond the actual assessment as a sense of virtual community created (Glassmeyer,
Dibbs, & Jensen, 2011) by the assessment task. Formative assessment has been articulated as the
preferred assessment mode in online education, but full implementation of formative assessments
requires careful design, monitoring, and the communication of feedback to learners in a clear and
meaningful timeframe (Rovai, Ponton, Derrick, & Davis, 2006) to augment their overall
education experience (Glassmeyer et al., 2011). Formative assessment provides the advantage of
students’ being able to demonstrate knowledge gained in small sections, which may be easier to
master and express. Formative assessment also allows students to fail an assignment (e.g., 1 of 5
quiz scores), learn from mistakes, and subsequently not suffer penalty in the form of a poor final
grade (Oosterhof, Conrad, & Ely, 2008; Vonderwell, Liang, & Alderman, 2007). Formative
assessment, however, does require students to continuously demonstrate learning and
engagement with the ongoing process of evaluation. The assessment of continuous improvement
can be stressful for students and instructors alike. On the contrary, summative assessment has the
benefit of being a potentially one-time, holistic, and integrated evaluation. If a student is unable
to perform at his or her peak on the chosen summative assessment format (e.g., final projector
test), then student learning is not accurately assessed and students’ feelings of engagement and
empowerment with the learning process may be diminished.
The practice of teaching in higher education’s including counselor education, with the
ascendency of the Internet in the early 1990s, is increasingly facilitated either in whole or in part
with communications technology (Naughton, Smeed, & Roder, 2011). Along with the rise in the
use of technology to improve or provide educational experiences, movements in the theoretical
and philosophical foundations of teaching and learning coincide with public expectations for
increased access, flexibility, and participation in the co-construction of learning, including
evaluation methods and protocols (Leppisaari, Vainio, Herrington, & Im, 2011). Proponents of
constructivist education echo advocates for online learning (Williams, 2006) calling for
instruction that is dynamic, authentic, and practical, and that engages the skills and lived
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experiences of an empowered and technologically capable learner community (Herrington &
Standen, 2000).
While online and blended education presupposes reliable access to appropriate
communications technologies, a condition that makes this practice more adaptable to
Western(-ized) or developed societies, the potential to reach an ever more globalized and diverse
population of students is another motivating factor in the widespread adoption of online learning
as a standard offering for higher and continuing education providers in the United States and
around the globe (Leppisaari et al., 2011). For the purposes of this paper, fully web-based and
blended learning will be referred to as online education that involves education facilitated either
in whole or in part by a web-based learning management system (e.g., Blackboard) via access
through both desktop and laptop computers, smart phones, e-tablets, or other Internet-capable
devices (Perera-Diltz & Moe, 2012).
Eagerness to utilize a potentially dynamic new way of teaching and learning, coupled with
valid concerns over quality assurance and fairness in access to technology, have remained central
to professional dialogue on best practices in online education since its emergence as a
widespread phenomenon in the mid to late 1990s (Bonk & Cummings, 1998). At best, online
learning becomes a space where the principles of constructivist, learner-centered, authenticity-
based, and adult education can be synthesized by instructors to produce meaningful and valid
educational experiences (Lesnick, Cesaitis, Jagtiani, & Miller, 2004) similar to the cognitive
apprentice model (Collins et al., 1989). A key principle of the constructivist learning framework
is that human beings learn best in collaboration and interaction with others (Herrington &
Standen, 2000) or through what is sometimes referred to as legitimate peripheral participation
(Lave & Wenger, 1991). In comparison, behaviorist or instructivist education is based on rote
memorization and on-demand, individual articulation of expert-imparted knowledge content
(Herrington & Standen, 2000). Such teacher-led instruction, also referred to as the banking
model (Freire, 1979/2000), is unsuitable in the online medium, as the learner becomes
uninvolved in and disengaged from learning. Conversely, constructivist education that is learner-
centered relies on the auto-didactic capacity inherent in all people and seeks to engage
individuals in the active co-construction of their own learning experience (Eyal, 2012). In this
way, knowledge becomes emergent as individual learners interact and synthesize previous
learning with both novel experiences and ways of knowing cherished by local communities of
learning and practice (Lepisaari et al., 2011). Hence, online education involves more than
placement of all of or some of the material from a traditional face-to-face course onto the web.
Assessment of student learning in online education, similarly, cannot be merely transferred
from a traditional face-to-face classroom, but must be re-conceptualized to account for the
benefits and drawbacks of the given communication medium (Perera-Diltz & Moe, 2012),
especially given the asynchronous nature of interactivity among the participants (Vonderwell
et al., 2007). The issues of validity, reliability, and dishonesty related to assessment (Hargreaves,
2007) needs to be carefully considered in the design (Oosterhof et al., 2008) and management
phases of online education (Gikandi et al., 2011). Online communication technology allows a
number of assessment tools, such as discussion boards, model answers, electronic feedback
systems, reflections, and online small group discussions (Escudier, Newton, Cox, Reynolds, &
Odell, 2011; Thelwall, 2000), which can all be modified into formative or summative
assessments to document student learning based on the purpose and needs of a course. The
creation of meaningful and effective assessment, both formative and summative, is achievable
through deep familiarity with and use of online education tools. The following is a closer look at
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the available literature on the validity of formative and summative assessments in online
education. We also provide an overview of common assessment tools for online learning,
including adapted tools such as examinations, as well as such tools unique to online education as
discussion boards or wikis. A chart that demonstrates the type of assessment involved with the
various assessment tools is provided in Table 1.
Co-Assessment
Peer (Instructor- Instructor
Assessment Type Assessment Student) Self-Assessment Assessment
The intent of formative assessment is to promote student development during a learning process
through active engagement of the student with various assessment means. Feedback from
formative assessment, when appropriately utilized in the online environment, has been found to
promote learning (Pachler, Daly, Mor, & Mellar, 2010; Wang, Wang, & Huang, 2008) not only
through monitoring progress toward learning outcomes but also by crystalizing learning
strategies in students (Gikandi et al., 2011). As mentioned elsewhere, issues of validity,
reliability, and dishonesty need to be addressed (Gikandi et al., 2011; Hargreaves, 2007) in
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formative assessment, and this entails a prior consideration of both processes and products of
learning (Vonderwell et al., 2007). According to Gikandi et al. (2011), characteristics of validity
in formative assessment include (a) authenticity of assessment activity (i.e, engage student in
decision making and problem solving relevant to real world situations), (b) effective formative
feedback (i.e., useful, timely, ongoing, and easy to understand feedback to student),
(c) multidimensional perspectives (i.e., diverse opportunities for the student), and (d) student
support (i.e., mentoring role of the teacher). Reliability characteristics of formative assessment
(Gikandi et al., 2011) include: (a) opportunities for documenting and monitoring evidence of
learning by teacher and student, (b) multiple evidences of learning while guiding students to
manage tasks without being frustrated (Smith, 2007), and (c) explicit clarity of learning goals
and shared meaning of rubrics (Gikandi et al., 2011). Finally, dishonesty relates to the ability to
verify ownership of work to a specific student (Gikandi et al., 2011) which Oosterhof et al.
(2008) observed may not become an issue in formative assessment if students are provided with
scoring rubrics and model products with assessments. Formative assessments are multifaceted
and could be in the form of peer assessment, co-assessment, self-assessment, and/or feedback
from the instructor. Such formative assessment is said to achieve autonomous and independent
learning (Nicol, 2007).
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Journals
Reflective journaling, where learners articulate knowledge from their reading, collaboration in
discussion, and personal experiences, is one method of formative assessment (Naughton et al.,
2011). The content of this reflection can be requested to include not only text but exploring of
websites and blogging the information with peers, inclusion of interactive video and other media
sources. Concerns for learner privacy are naturally heightened when communicating online, and
the scope and depth of journal entries should be carefully demarcated by instructors in order to
facilitate learner disclosure and ensure that the online classroom is a supportive environment.
Electronic journal entries shared directly and only with instructors may be more unbounded, and
principles of etiquette should be explained, regardless, in syllabi and other locations, to promote
collegiality whenever peer review and collaboration are linked to the assessment of reflective
journals.
Netfolio
The use of an e-portfolio, which aims for metacognition, authentic tasks, contextual feedback,
and student responsibility (Black & Williams, 1998), aims to depict student abilities developed
during a learning process and is a summative assessment. Netfolio is derived from this
e-portfolio concept, in that it is a “set of e-portfolios produced by different students” (Barbera,
2009, p. 344) that offer students the opportunity to better understand learning objectives as well
as to revise self-portfolios through participation of assessment of and feedback to other students’
portfolios (Barbera, 2009). At set intervals, peers provide new content and different perspectives
through online communication. The netfolio is evaluated in a manner similar to the e-portfolio,
with attention given to the presentation of ideas, competency evidenced in communications, and
learner’s ability to engage in self- and other-reflection. The advantages in using a netfolio
assessment are: (a) It promotes collaboration between instructor and learner as well as among
leaners (Barbera, 2009); (b) it provides quick and explicit feedback (Barbera, 2009); (c) it
mitigates feelings of isolation through creating a sense of a virtual community (Glassmeyer et al.,
2011); and (d) it allows learners to view exemplary work samples of other students (Barbera,
2009), improving one’s own work through self-reflection (Wang, 2010). Therefore, netfolio
provides a student opportunity for continuous improvement through reflection on others’ work
and feedback on one’s own work (Barbera, 2009).
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“improved exam performance and presumably learning” (p. 310) when students generated their
questions with a positive correlation with the number of questions generated by a student.
Concept maps (Berry & Chew, 2008) were another method recommended that improved student
performance on MCQs. Another option is to provide long- and short-answer quizzes or exams.
However, this eliminates some of the aforementioned advantages. Finally, the equivalency of
online- versus paper-based MCQs may be another consideration with online tests and
examinations. Researchers Escudier et al. (2011) and Hewson (2012) found that student
performance in online versus traditional forms of MCQ format was similar.
Wikis
An assessment tool unique to the online environment is the wiki. It is a space in which a group of
students can be assigned to create a case study, a treatment plan, or a lesson plan. Each student
can be directed to utilize a different font color with their name within parenthesis for easy
identification of contribution by peers and instructor. This assessment can be designed to be
graded by a combination of peers and/or instructor, and it can be repeated over the course of a
semester or quarter, allowing a student to improve performance through participation, peer
feedback, and self-reflection. Grading of this assignment can be designed as one time at the end
of the term, as more of a summative assessment, or else as a fraction (e.g., 3 of 5 times).
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assessments are created, what they are designed to assess, and why a given set of assessment
practices is valid in terms of supporting over-arching learning themes or objectives.
Summative assessment in online education needs to be based on facilitating and documenting
the learner’s abilities to synthesize his or her own perspective and personal experiences with
novel texts, media content, and other knowledge artifacts. The depiction of achievement, rather
than the appraisal of learners’ capacity for rote memorization and recitation, involves optimizing
the use of assessment tools that focus on problem-solving, critical analysis of media sources, and
articulation of the learner’s voice as an engaged co-creator of the educational experience. A basic
design for summative assessment in online education would represent the instructor’s ability to
competently use learning management systems to approximate face-to-face assessment
strategies, such as a comprehensive exam or final paper. An advanced design for summative
assessment would maximize the potential for learning management systems to engage learners
and facilitate the co-design of capstone projects and assignments based on learners’ input (Levia
& Quiring, 2008). As collaboration is commonly identified as an ideal to incorporate throughout
the online learning process (Eyal, 2012; Lesnick et al., 2004; Swan, Shen, & Hiltz, 2006),
embedding an interactive, peer-based feedback and revision process is considered to be a best
practice in the design and implementation of either formative or summative assessments.
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Elements in an authentic evaluation rubric for case study analysis could include (a) the richness
(in both breadth and depth) of resources upon which analysis is based; (b) the ability to identify
salient and divergent perspectives in best practices relative to presented case material;
(c) articulation of a clear process of analysis that appears to incorporate consideration of
alternative perspectives; and (d) authoritative and or innovative synthesis of all elements of the
learning process into a coherent viewpoint. Case study reports can be designed as interactive and
collaborative assessments, with time periods for peer and instructor commentary (and subsequent
revision of submitted work) incorporated into the design and implementation of this form of
assignment. Degree and quality of collaboration and the ability to integrate critical feedback then
can become another component in the evaluation rubric.
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one way to enrich the assessment process in both a formative and summative sense (Naughton et
al., 2011). Adapting the concept of the reflective journal to the online, collaborative learning
environment, students can be asked to create web links in text to pertinent resources, images,
streaming videos, or other media that help to underscore and contextualize learners’ awareness
and reflection upon their own learning process. Another adaptation would be to frame the
journal, which implies either student-to-instructor or student-to-self-only communication, as a
web-log (i.e., blog) designed for commentary and review by other students (Eyal, 2012). A
rubric for evaluating the blog could be shared with all students, in order for student peer
evaluations then to be incorporated in the overall/summative assessment of student and class-
wide learning. If learners expected to augment their skills at scholarly and critical writing,
instructors can assign students to create collaborative web-pages or wikis (Eyal, 2012). Wikis, as
web-based knowledge resources, typically require detailed referencing and a comprehensive
overview of covered topics. Many elements used to evaluate final term papers can be adapted to
evaluate wikis, with the addition of assessing elements such as other web-based multimedia,
timeliness of revisions, and the professionalism of collaborators and peer reviewers.
Conclusion
In this article, we have provided an overview of formative and summative tools available in the
literature and some of our own ideas that can be adapted for the online education environment,
along with the philosophical foundation for design and evaluation of the now-ubiquitous practice
of online learning. However, due to the speed at which technology advances, it is necessary to be
deliberate in learning about newly available tools. In the digital world, one is limited only by
how far the imagination can stretch. Digital literacy is a key skill for instructors committed to
learner success in online education (Bonk & Cummings, 1998; Eyal, 2012; Herrington &
Standen, 2000), and professional educators in the 21st century need to augment and attend to
their own digital literacy, both individually and by expecting educational institutions to provide
opportunities to develop and maintain this crucial skill set. Along with cultivating digital
literacy, educators need to re-conceptualize commonplace or mundane features of such online
communication as email, in light of these features’ potential to enrich the learning process
beyond what can be expected of even traditional, face-to-face instruction (Lesnick et al., 2004).
Constructivist education practices, such as encouraging collaborative learning and feedback
(Russell et al., 2006), basing assessment on the progressive problem-solving and decision-
making capabilities of learners (Williams, 2006), and authentic depiction of the emergent
learning process (Naughton et al., 2011) are facilitated by deep familiarity with the capabilities
of online learning management systems. One note of caution is that some electronic devices
other than laptop and desktop computers limit the accessibility of all features available on a web-
based learning management system. More empirically based literature on counselor educator
digital literacy, including consideration of the constructive nature of the education process and
best methods of both formative and summative assessments, may contribute to accurately,
efficiently, and productively assess learner knowledge, awareness, and/or skills in online
counselor education.
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Dilani M. Perera-Diltz
PhD, Associate Professor of Counselor Education
Department of Counseling, Administration, Supervision, and Adult Learning
College of Education
Cleveland State University
Cleveland, OH
Email: [email protected]
Research interests: counselor education practice, school counselor practice, assessment
Jeffry L. Moe
PhD, Assistant Professor of Counseling
Department of Counseling & Human Services, Darden College of Education
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Old Dominion University
Norfolk, VA
Email: [email protected]
Research interests: LGBTQ issues in counseling, consultation, counselor education practice, marginalized
populations
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