Postconcussion Syndrome
Postconcussion Syndrome
Postconcussion Syndrome
Chapter 17
Postconcussion syndrome
BRIGID DWYER AND DOUGLAS I. KATZ*
Department of Neurology, Boston University School of Medicine, Boston, MA, United States
Abstract
Postconcussion syndrome (PCS) is a heterogeneous condition comprised of a set of signs and symptoms in
somatic, cognitive, and emotional domains. PCS is a controversial concept because of differing consensus
criteria, variability in presentation, and lack of specificity to concussion. Whereas symptoms of concussion
resolve in most individuals over days to weeks, a minority of individuals experience symptoms persisting
months to years. The clinical consequences of concussion may be best conceptualized as two multidimen-
sional disorders: (1) a constellation of acute symptoms termed early-phase posttraumatic disorder (com-
monly headache, dizziness, imbalance, fatigue, sleep disruption, impaired cognition, photo- and
phonophobia); and (2) late-phase posttraumatic disorder, consisting of somatic, emotional, and cognitive
symptoms. This phase is highly influenced by various psychosocial factors and is much less specific to the
brain injury itself. Risk factors for development of a late-phase disorder include a high early symptom
burden (e.g., headache, fatigue), a history of multiple concussions, psychiatric conditions (anxiety, depres-
sion), longer duration of unconsciousness or amnesia, and younger age. Successful treatment requires
thoughtful differential diagnosis, including consideration of comorbid and premorbid conditions and other
possible contributing factors. Treatment should include a hierarchic, sequential approach to management
of treatable symptoms that impact functioning, such as depression, anxiety, insomnia, headache, muscu-
loskeletal pain, and vertigo. A guided prescription of aerobic exercise is beneficial for early- and late-phase
disorders after concussion.
*Correspondence to: Douglas I. Katz, MD, Department of Neurology, Boston University School of Medicine, 72 E Concord St C3,
Boston MA 02118, United States. Tel: +1-781-348-2500, E-mail: [email protected]
164 B. DWYER AND D.I. KATZ
Table 17.1
Definitions for postconcussion syndrome and related disorders
5th International
Consensus Conference
ICD-10 DSM-IV DSM-V on Concussion in Sport
DSM-IV, Diagnostic and Statistical Manual of Mental Disorders, fourth edition; DSM-V, Diagnostic and Statistical Manual of Mental Disorders,
fifth edition; ICD-10, International Statistical Classification of Diseases and Related Health Problems, 10th revision.
The International Statistical Classification of in this definition, as it is for the Diagnostic and Statistical
Diseases and Related Health Problems (ICD-10) clinical Manual of Mental Disorders (DSM)-IV definition
criteria for postconcussional syndrome proposed in 1992 (American Psychiatric Association, 2000).
(World Health Organization, 1992) require that a head The DSM-IV criteria for PCS also require a history
trauma is sufficiently severe to cause loss of conscious- of head injury and stipulate: that relative attention or
ness, and is followed within 4 weeks by at least three of memory impairment be present on neuropsychologic
the following features: (1) complaints of unpleasant testing; that symptoms cause clinically significant
sensation and pains such as headache, dizziness, general impairment in social or occupational functioning; and
malaise and excessive fatigue, or noise intolerance; (2) that the duration of these symptoms exceeds 3 months.
emotional changes such as irritability, emotional lability, At least three of the following must be present, either
or some degree of depression and/or anxiety; (3) subjec- as new-onset symptoms or as a substantial clinical wors-
tive complaints of difficulty in concentration and in ening following head injury (although no maximum
performing mental tasks, and of memory problems with- delay in onset is stipulated): becoming fatigued easily;
out clear objective evidence; (4) insomnia; (5) reduced disordered sleep; headache; vertigo or dizziness; irrita-
tolerance to alcohol; and (6) preoccupation with the bility or aggression with little or no provocation; anxiety,
above symptoms and fear of permanent brain damage, depression, or affective lability; changes in personality
to the extent of hypochondria and adoption of a sick role. (e.g., social or sexual inappropriateness); and apathy or
The lack of specificity of these symptoms to TBI is lack of spontaneity (American Psychiatric Association,
problematic, and the vague requirement of loss of con- 2000). The definition of head injury is more detailed than
sciousness challenges inclusion of the large majority of in the ICD-10, and is described as “significant cerebral
mild brain injuries without complete unconsciousness. concussion.” Although it is pointed out that there is
Objective evidence of cognitive deficits is not included insufficient evidence to establish a definitive threshold,
POSTCONCUSSION SYNDROME 165
suggested criteria are loss of consciousness greater than The consensus statement from the 5th International
5 minutes, posttraumatic amnesia greater than 12 hours, Conference on Concussion in Sport (McCrory et al.,
or posttraumatic onset of seizures. As with ICD-10, 2017) describes the symptoms and signs after sports-
this definition excludes the majority of concussed related concussion (SRC) that “evolve over minutes
patients for whom there is no loss of consciousness. to hours” and “may or may not involve loss of con-
ICD-10 criteria have been criticized for their focus sciousness.” Symptoms are described among somatic,
on the presence of symptoms independent of cause, pos- cognitive, and/or emotional categories. Problems in
sibly resulting in misdiagnosis of PCS in patients other clinical domains may include physical signs
without a TBI-related disorder. The DSM-IV criteria (e.g., loss of consciousness, amnesia, neurologic defi-
are similarly criticized, although estimated rates of cit), balance impairment, behavioral changes, cognitive
PCS in TBI populations according to this definition are impairment, and sleep/wake disturbance. The statement
much lower. The 3-month minimum time threshold describes resolution of clinical and cognitive problems
of the DSM-IV criteria excludes many individuals with that “typically follows a sequential course” but “in some
similar symptoms that resolve more quickly. Boake cases symptoms may be prolonged.” The statement
and colleagues (2004) applied diagnostic criteria to147 also emphasizes that the term “persistent symptoms”
patients with mild or moderate TBI; 64% were diagnosed should only be used clinically when an individual does
with PCS according to ICD-10 criteria, versus 11% not recover within the usual recovery time of 10–14
according to DSM-IV criteria. Forty percent of controls days for adults and 4 weeks for children. There is a
with extracranial trauma but no TBI also met ICD-10 cri- caveat that a “single physiologic time window for
teria for PCS. At 6 months postinjury, no significant dif- SRC recovery” is not established. Persistent postcon-
ferences were found between ICD-10 and DSM-IV cussive symptoms are described as a “constellation
definitions (McCauley et al., 2005). A World Health of non-specific post-traumatic symptoms.” It is not
Organization task force review found no empiric support required that these symptoms share a common cause,
for either set of criteria due to their lack of specificity and the consensus statement encourages consideration
(Carroll et al., 2004). A recent study of nonconcussed of confounding factors. These criteria are still in the
college athletes demonstrated that 16.3% had baseline early stages of being applied to clinical and research
symptoms meeting criteria for the ICD-10 definition of settings.
PCS, further demonstrating the lack of specificity of Not surprisingly, a notable lack of consensus
these criteria (Asken et al., 2017). remains among practicing clinicians regarding the
The latest version of the DSM (DSM-V), published in numbers of symptoms and their duration required to
2013, abandons the label “postconcussion syndrome” define PCS. In 2015, Rose et al. surveyed 597 physi-
and instead refers to “major or mild neurocognitive dis- cians regarding the minimum duration of symptoms
order due to traumatic brain injury” within the spectrum needed to diagnose PCS; 26.6% of responders indicated
of other neurocognitive disorders (American Psychiatric that less than 2 weeks was required, 20.4% required
Association, 2013). This definition requires evidence of 2 weeks to 1 month, 33% required 1–3 months, and
TBI, described as an “impact to the head or other mech- 11.1% required more than 3 months. Those seeing more
anisms of rapid movement or displacement of the brain patients with concussion in their practice, or for whom
within the skull.” One or more associated findings are over 50% of their concussion patients were pediatric,
also necessary, including loss of consciousness, posttrau- were more likely to require at least a month of symp-
matic amnesia, “disorientation and confusion,” or neuro- toms ( p < 0.001). Regarding the number of symptoms
logic signs either detected clinically (“new onset of required, 55.9% required only one symptom, 17.6%
seizures; a marked worsening of a preexisting seizure dis- required two, 14.6% required three, and 3.2% required
order; visual field cuts; anosmia; hemiparesis”) or evident at least four symptoms. It should be noted that this
on neuroimaging. The disorder must develop immedi- survey took place prior to the 5th International Confer-
ately after injury or upon recovery of consciousness ence on Concussion in Sport (McCrory et al., 2017),
and should “persist past the acute post-injury period.” and so it is unknown if similar findings would still
These criteria are more in keeping with other widely used occur.
clinical and research concepts of the spectrum of neuro- One of the main ambiguities among these definitions
cognitive problems across the range of severity of TBI and in clinical use is when to apply the term PCS after
from mild to severe. The criteria specify immediate onset mTBI. Does it cover the immediate symptoms after
of neurocognitive disorder immediately after injury or mTBI? Should it be reserved for symptoms that are pre-
recovery of consciousness with postacute time durations sent after the acute period? Should there be a minimal
that more clearly depict the expected recovery after differ- time threshold such as included in the DSM-IV defini-
ent severities of TBI, usually up to 3 months after mTBI. tion? The term persistent PCS is often used for those with
166 B. DWYER AND D.I. KATZ
longer-lasting symptoms, although there is no consensus 1996; Lew et al., 2006, Lucas and Blume, 2017). Other
of when to apply the term – 3 months, 6 months, 1 year. headache types may be related to musculoskeletal inju-
Symptom profiles usually vary over time as recovery ries, such as cervical whiplash and craniomandibular
evolves. Although most persons experiencing PCS after injury (Horn et al., 2013); some patients may have a
SRC and other causes of injury recover fully, persistent mix of headache types (Couch and Bearss, 2001). Other
and sometimes severe residual symptoms occur in a posttraumatic headache syndromes include: localized
minority of individuals after mTBI. The causes of symp- pain at the site of scalp trauma or laceration that may
toms may be more or less directly related to the brain persist for months; occipital neuralgia from direct
injury or may be a consequence of other associated occipital nerve injury or entrapment with pain from the
injuries and conditions. Further, the causes of symptoms nuchal-occipital area radiating to parietal, temporal and
may vary over time. Thus, it may be more meaningful to frontal, periorbital areas; and trigeminal nerve injury
consider PCS as having two phases: an early-phase post- with constant or paroxysmal facial pain in one or more
traumatic disorder, occurring in the days to weeks after of the trigeminal nerve distributions. Other headache
injury, which may be more closely linked to the brain types are less common after trauma. These include
injury and associated injuries; and a less common late- trigeminal autonomic cephalalgias, such as cluster head-
phase posttraumatic disorder, which may persist months ache, hemicrania continua, short-lasting unilateral neur-
or more, and likely has a more complex etiology of algiform headache with conjunctival injection and
multiple interacting factors (Katz et al., 2015). It might tearing, short-lasting unilateral headache, and paroxys-
be argued that we should abandon the term PCS entirely, mal hemicrania (Matharu and Goadsby, 2001; Putzki
because of the ambiguities of symptom profile, etiology, et al., 2005; Jacob et al., 2008). Additional uncommon
and time duration in the use of this diagnostic label. posttraumatic causes of headache include traumatic
dissection of carotid or vertebral arteries and low cere-
CLINICAL FEATURES brospinal fluid pressure. These are characterized by
prominent exacerbation with upright position, usually
The most common symptoms of PCS are headache,
caused by cribiform plate fracture or dural root sleeve
dizziness, fatigue, irritability, anxiety, sleep disorder,
tear (Siavoshi et al., 2016).
impaired attention and memory, and sensitivity to noise
Common cervical injuries accompanying mTBI
and light. Symptoms associated with PCS in both early-
include myofascial pain in the cervical musculature
and late-phase disorders are often divided into somatic,
following whiplash injury; associated symptoms can
cognitive, and emotional domains, mostly for conve-
include vertigo, tinnitus, a sense of fullness in the ear,
nience. Symptoms in each domain may overlap and have
and even external ear pain (Horn et al., 2013). It is
multiple interacting etiologies that can change over time.
thought that the proximity of sensory afferents from
After confusion clears, the early phase may include
cranial nerves V, VII, IX, and X may play a role in this
headache, dizziness, nausea, sleep disruption, mental
connection, referred to as the convergence projection
fogginess, anxiety, light sensitivity, noise sensitivity,
theory (Arendt-Nielsen et al., 2000). Cervical afferents
fatigue, emotional lability, and irritability. At least 80%
also contribute to vestibular integrations of head, neck,
of those with mTBI report one or more symptoms in this
and eye movement, further adding to the plausibility of
early phase, but there is no pathognomonic or mandatory
whiplash-induced symptoms (including dizziness), sep-
set of symptoms. Up to 20% of those with mTBI report
arate from those more directly related to TBI. Temporo-
no symptoms after a brief period of altered consciousness
mandibular joint disorder is another possible contributor
(Levin et al., 1987; Dikmen et al., 2010). Symptoms
that should be assessed.
improve in the vast majority of patients within 1–3 weeks
Dizziness occurs in about half of individuals with
after SRC and 1–3 months after other causes of mTBI
mTBI; it may result from a variety of injuries affecting
(Levin et al., 1987; Ponsford et al., 2000; McCrea
vestibular function, or may have a nonvestibular etiol-
et al., 2003; Bleiberg et al., 2004).
ogy. Some complaints of dizziness are nonspecific and
difficult to characterize clinically. Dizziness after sports
Somatic symptoms of mTBI
injury may be a predictor of more prolonged recovery
Somatic symptoms after mTBI include headache, dizzi- (De Kruiijk et al., 2002; Lau et al., 2011).
ness, fatigue, insomnia, photophobia, phonophobia, and Some individuals with mTBI report true vertigo,
tinnitus. Headache and dizziness are the most common – which may be caused by benign paroxysmal positional
headache may occur in up to 90% of those with mTBI vertigo (BPPV), labyrinthine concussion, perilymphatic
(Guskiewicz et al., 2000; Kraus et al., 2005; Faux and fistula, or migraines (Swartz and Longwell, 2005). Lab-
Sheedy, 2008). Headache types include, most com- yrinthine concussion can cause both auditory and vestib-
monly, tension and migraine-type headache (Haas, ular symptoms. BPPV, caused by otolith displacement
POSTCONCUSSION SYNDROME 167
into the semicircular canals, is associated with episodic At 5 days postinjury, neuropsychologic testing results
vestibular symptoms maximal in particular positions were similar after concussion in persons with or without
and triggered by movement. Posttraumatic endolym- cognitive complaints (Meares et al., 2006). In a meta-
phatic hydrops (or Menière syndrome) presents with ver- analysis of several studies of cognitive dysfunction after
tigo, a sense of aural fullness, unilateral low-frequency mTBI, the effect size of neuropsychologic test scores
hearing loss, and tinnitus. BPPV is the most common diminished to very small levels, below one standard
of these complications after concussion (Shepard deviation after 24 hours and well below a half standard
et al., 2013). deviation compared to controls after 6 days postinjury
Autonomic nervous system dysfunction has also been (Iverson et al., 2013). Dikmen and colleagues (2017)
suggested as a contributor to PCS pathophysiology in reported on 421 adults followed prospectively, divided
cases where somatic symptoms are exacerbated by exer- into groups based on initial Glasgow Coma Scale score
cise (Ellis et al., 2016). For example, patients with PCS between 13 and 15 or positive computed tomography
have higher resting heart rates (King et al., 1997; Gall (CT) findings, and compared them to non-TBI trauma
et al., 2004; Leddy et al., 2007) and abnormal cerebral controls. They demonstrated differences on a neuropsy-
blood flow regulation (Clausen et al., 2016) during chologic battery only in those with positive CT findings
exercise. In cases of PCS associated with cervicogenic at 1 month postinjury, and no differences at 1 year in
complaints, the sympathetic nervous system also has a any group with mTBI.
proposed role via multiple mechanisms, including mod-
ulation of the contractility of muscle fibers and of both
proprioceptive and nociceptive inputs (Passatore and
Emotional symptoms of mTBI
Roatta, 2006).
Emotional symptoms after mTBI include irritability,
anxiety, depression, or emotional lability. Irritability
Cognitive symptoms of mTBI
and anxiety may be early-phase symptoms, but depres-
Cognitive symptoms include difficulty with concentra- sion tends to occur later. In all cases of mTBI, rates of
tion, decreased attention, impaired memory, and reduced depression are between 11% and 44% within the first
processing speed. In the early phase after concussion, 3 months postinjury (Mooney and Speed, 2001; Levin
typical complaints are feelings of fogginess, losing et al., 2005). In a retrospective review of pediatric
track of thoughts and conversations, slowed thinking, patients referred to a sports concussion program, half
forgetfulness, word-finding problems, and distractibility. the group reported at least one emotional symptom
In SRC, a number of tools and measures are used to char- and 11.5% were diagnosed with a psychiatric disorder,
acterize impairments and track recovery, such as the either new since injury or exacerbation of a premorbid
Immediate Post-concussion Assessment and Cognitive condition (Ellis et al., 2015). Female sex, a higher initial
Test (ImPACT: Lovell and Maroon, 2000). Studies using concussion symptom score, a higher emotional early
this tool show recovery of cognitive signs (including postconcussion symptom subscore, presence of a prein-
verbal and visual memory, visual motor processing speed, jury psychiatric history, and presence of a family history
and reaction times) in most athletes within 4 weeks after of psychiatric illness were significantly associated with
injury (Henry et al., 2016). However, early ImPACT psychiatric outcomes.
scores (24–48 hours after injury) do not necessarily There is substantial overlap between common symp-
predict scores at a week postinjury (Sufrinko et al., 2017). toms of depression, such as fatigue, insomnia, and cog-
A recent systematic review of ImPACT showed that nitive complaints, and symptoms attributed to PCS. Over
reliability for most ImPACT composite scores was poor 85% of patients with depression without a history of head
to moderate, and might therefore be of limited utility in trauma endorse postconcussion-like symptoms (Iverson,
concussion assessment and management. In individuals 2006). Depression also has a significant effect on PCS
without a history of concussion, 22–46% experienced symptom reporting, as demonstrated in a study compar-
what was considered a reliable change on at least one ing patients with or without depression after mTBI and a
ImPACT subscore on serial assessments, and 40–80% group with depression without trauma (Suhr and
of all participants were misclassified on at least two of Gunstad, 2002; Lange et al., 2011). There is also consid-
three serial ImPACT testings for any given ImPACT erable overlap of symptoms of PCS and posttraumatic
composite. ImPACT should not be used as a stand-alone stress disorder (Lagarde et al, 2014). Although posttrau-
tool in assessing postconcussive status (Alsalaheen matic stress disorder occurs in mTBI not caused by
et al., 2016). sports, especially in the military (Gil et al., 2005; Hoge
Neuropsychologic testing may not correlate well et al., 2008), it is probably very uncommon after sports
with self-reported cognitive symptoms after concussion. concussion.
168 B. DWYER AND D.I. KATZ
CLINICAL ASSESSMENT the SAC does not differ between concussed and noncon-
cussed athletes at 1 week postinjury. The BESS has been
Clinical evaluation of mTBI and PCS in sports is increas-
a popular clinical tool for measuring recovery after SRC,
ingly occurring earlier at the sidelines (see Chapter 8),
but it has shown poor sensitivity after 3 days postinjury
immediately following injury, but often occurs later in
(Finnoff et al., 2009; King et al., 2014; Murray
emergency rooms (see Chapter 9), primary care offices,
et al., 2014).
or specialty clinics (see Chapters 10 and 11). Early iden-
The PCSS is often used in serial assessments. It is a
tification of concussion and proper protocol-driven
22-item tool reflecting commonly encountered cogni-
management, including clearance to return to sports and
tive, physical, and affective symptoms in PCS, rated
other activities, increases the likelihood of a more rapid,
on a seven-point Likert scale (Pardini et al., 2004). This
uncomplicated recovery (Paniak et al., 2000; Mittenberg
instrument is part of the ImPACT test mentioned above
et al., 2001; Lane and Arciniegas, 2002; Ponsford et al.,
(Lovell and Maroon, 2000). In 2013 Meehan et al. dem-
2002; Willer and Leddy, 2006; Leddy et al., 2012). Those
onstrated that total PCSS score was independently asso-
with delayed diagnosis, inadequate management, and
ciated with symptoms persisting at least 28 days after
associated comorbidities make up a significant proportion
concussion in 182 pediatric sports concussion patients
of the group with more prolonged symptoms who present
of mean age 15.2 3.04 years. A 2014 study by Meehan
for later clinical evaluation. Accurate evaluation and
et al. showed that the majority of pediatric SRC patients
effective management of this late-phase posttraumatic dis-
(86%; 95% confidence interval 80–90%) with an initial
order can be a more complex, multidisciplinary process.
PCSS score of <13 experienced resolution of their
The first challenge in evaluating symptomatic
symptoms within 28 days of injury.
patients is determining the nature and severity of con-
The Rivermead Post-Concussion Symptom Ques-
cussion or brain injury, if one occurred at all. Subconcus-
tionnaire (Crawford et al., 1996) has also been widely
sive head injuries or other soft-tissue injuries, such as
used; if administered in the acute period, it can predict
cranial impact injuries and cervical injuries after whip-
endorsement of at least one PCS symptom in early
lash, can produce similar symptoms without brain injury
follow-up at 3–15 days (Ganti et al., 2016). The Pediatric
(Horn et al., 2013). A history of the injury, obtained not
Quality of Life Inventory and PedsQL Cognitive Func-
only from the patient but also from available bystanders,
tioning scale were recently studied in adolescent athletes
emergency responders, and other acute care providers, is
with concussion. Those who developed PCS had signif-
important. If available, videos of the event can be useful
icantly worse physical and cognitive performance at
in characterizing the injury and early consequences.
initial consultation (median of 6.5 days postinjury)
and a slower rate of recovery in these domains, compared
with those who recovered in less than 30 days (Russell
Screening tools
et al., 2017).
An increasing number of screening and diagnostic tools Saccadic eye movements, vergence, and smooth
are available for sideline and office assessment of post- pursuit are commonly negatively affected after mTBI,
concussive symptoms. These tests are described and but methods of assessment and clinical management
reviewed in greater detail in Chapters 10 and 11. Some have not yet been established (Hunt et al, 2016a). There
of the tools that are utilized in the assessment of uncom- is no widely accepted test that can universally identify all
plicated mTBI without PCS are also used for patients concussion-related vestibulo-ocular or related impair-
with presumed PCS. The acute diagnostic tests identified ments (Heinmiller and Gunton, 2016).
by the American Academy of Neurology (AAN) in its Aerobic treadmill testing, usually administered dur-
guidelines on the evaluation and management of concus- ing physical therapy evaluation, can also be incorporated
sion in sports include the Post-Concussion Symptom into clinical assessment of PCS symptom thresholds and
Scale (PCSS) and Graded Symptom Checklist, Standard- recovery. It may play a role in classifying sports-related
ized Assessment of Concussion (SAC), the Balance PCS into operational subtypes, as proposed by Ellis and
Error Scoring System (BESS), and the Sensory Organi- colleagues (2016).
zation Test (SOT) and formal neuropsychologic testing.
Both the BESS and SOT have low to moderate sensitivity
Clinical assessment and pathophysiologic
for concussion, while the remainder have better sensi-
subtypes of PCS
tivity and specificity (Giza et al., 2013).
These assessments have been studied in the early In the approach described by Ellis et al. (2016), clinical
phase of recovery, but their validity as clinical monitor- history, a systematic neurologic examination and aerobic
ing tools is more questionable. For example, McCrea and treadmill testing suggest pathophysiologic underpin-
colleagues (2003, 2005) concluded that performance on nings of persisting PCS symptoms defined in three or
POSTCONCUSSION SYNDROME 169
more postconcussion disorders. Diagnosis of these Although this approach will need further validation
subtypes of PCS can inform clinical management of and support with diagnostic biomarkers and outcome
patients with a late-phase disorder. This conceptualiza- research, it represents a principled clinical protocol that
tion is largely empiric and the authors suggest a research may be useful for differential diagnosis and treatment.
agenda to evaluate this diagnostic schema.
The physiologic postconcussion disorder includes
NATURAL HISTORY AND PROGNOSIS
symptoms characteristic of acute concussion and is
worsened by physical or cognitive activity. It may be Following a brief period of unconsciousness or, at least,
mediated by a mismatch between the brain’s metabolic partially altered awareness, early-phase postinjury
needs and energy delivery capacity. In this group, a sub- disorder symptoms usually arise immediately or within
maximal exercise program could help to improve symp- hours. In a 2016 study by Henry and colleagues of
toms. Those with the physiologic subtype of mTBI 66 adolescents and young adults with SRC (age range
demonstrated worsened symptoms on graded exercise 14–23 years; 64% male), most postconcussion symp-
assessments such as the Buffalo Concussion Treadmill toms improved in the 2 weeks postinjury but in some
Test usually within 5–15 minutes of initial testing cases took up to 28 days to resolve fully as measured
(Leddy et al., 2013, 2015, 2016; Ellis et al., 2016). Those by ImPACT testing, PCSS, a modified Dizziness Hand-
with persisting PCS symptoms who are not symptomatic icap Inventory, and vestibulo-ocular examination and
with treadmill testing are assessed for vestibulo-ocular or were slower to improve after week 2. Males were more-
cervicogenic disorders. likely than females to be symptom-free by 4 weeks
The vestibulo-ocular postconcussion disorder may postinjury. The population studied was notable in that
represent pathologic functioning of both the vestibular all pre-existing neurologic or psychiatric diagnoses
and oculomotor systems for maintenance of balance, except migraine served as exclusion criteria.
postural control, and gaze stability. There may be objec- In a study by Iverson and colleagues (2015), adoles-
tive evidence of dysfunction in convergence, accommo- cent athletes reported symptoms of PCS at substantial
dation, smooth pursuits, saccades or vestubulo-ocular rates, even without a history of recent concussion.
reflexes, and BPPV. Patients may complain of dizziness, Gender and pre-existing conditions predicted PCS
gait instability, headaches triggered or worsened by symptoms in these uninjured high school athletes.
visually challenging activities, difficulty focusing, and Symptoms associated with PCS were reported in 19%
intermittent blurred vision or diplopia. Vestibular or of boys and 28% of girls in the absence of concussion,
vision-based physical therapy may be of benefit depend- with much higher rates in those with pre-existing
ing on the underlying etiology (Ellis et al., 2016). conditions – 60–82% of boys and 73–97% of girls –
The cervicogenic postconcussion disorder may derive including depression, preinjury migraines, substance
from dysfunction of the complex sensory and autonomic use, and attention deficit-hyperactivity disorder (Iverson
interconnections between the spinal cord, brainstem, et al., 2015).
and cerebellum as they mediate dynamic head, neck, The usual trajectory of recovery of symptoms after
and eye positions. Cervical muscle spasm may also play mTBI evolves over days to weeks and the vast majority
a role in symptoms such as cervicogenic headaches and recover from the early-phase postinjury disorder by
occipital neuralgia. Associated symptoms include neck 3 months (Kashluba et al., 2004). A small subset have
pain, neck stiffness, dizziness with activity, occipital persisting symptoms and a late-phase postinjury disorder
headaches (even occipital neuralgia), and fatigue or (Ruff, 2011). One often-cited prospective study by
fogginess. Evaluation of paraspinal and suboccipital Rutherford et al. (1979) reported that 15% of patients
muscles, cervical range of motion, cervical dizziness, hospitalized with mTBI had persisting PCS symptoms
and palpation of the greater and lesser occipital nerves at 1 year or more. Although 15% had one symptom
should be incorporated into the examiner’s assessment. or more at 1 year, the percentage dropped to less than
Cervical spine rehabilitation is recommended for this 5% in those with multiple (four or more) symptoms.
group (Ellis et al., 2016). A recent study by Dikmen and colleagues (2017)
New-onset or worsened migraine headaches after reported three or more symptoms at 1 year in 53–55%
concussion characterize a fourth group, which may of 336 patients with mTBI of all etiologies, compared
benefit from a submaximal exercise regimen and tradi- to 27% in non-TBI trauma controls. However, inclusion
tional pharmacologic treatments for migraine. Among criteria requiring a period of loss of consciousness, post-
members of this subgroup, both graded aerobic treadmill traumatic amnesia over 1 hour, or CT abnormalities
testing and formal neuropsychologic testing were recom- describe more severe injuries than is typical among those
mended by Ellis et al. (2016) in determining medical with SRC. In a series of 64 adults with sports concussion
clearance. followed prospectively, the mean duration of symptoms
170 B. DWYER AND D.I. KATZ
was 32 days ( 48 days) and early PCSS score predicted more important than the brain injury in explaining the
more prolonged symptoms (Meehan et al., 2016). Over- clinical symptoms as they extend from days and weeks
all, the proportion with persistent PCS symptoms and a to months and years postinjury. The lack of specificity
late-phase posttraumatic disorder after sports concussion of concussion to persisting symptoms of PCS has been
is probably very low, but further prospective studies are reported in a number of studies, including some demon-
necessary to clarify the risk. strating that late symptoms attributed to PCS are simi-
In general, SRC confers a better outcome than mTBI larly prevalent after mTBI and trauma without brain
associated with motor vehicle accidents or other injury (such as mild orthopedic injuries), especially
mechanisms (Ponsford et al., 2000). This may relate to when eliminating other confounds such as litigation
a number of factors. including younger age, better condi- (Mickeviciene et al., 2004).
tioning, better health status and, perhaps, more incentive
to achieve baseline functional status. SRC is less likely
Differential diagnosis and factors
associated with multiple concomitant orthopedic, skin,
contributing to late-phase posttraumatic
and soft-tissue injuries predisposing to chronic pain
disorder
and loss of physical functioning. SRCs also tend to lack
the life-threatening aspects of injury causes such as com- For any set of ongoing late-phase symptoms and loss
bat, assault, or motor vehicle accidents that predispose to of function, the clinician should assess for multiple
posttraumatic stress disorder and other psychologic potential etiologies, including contributions from coex-
traumas (Carroll et al., 2004; Stulemeijer et al., 2006, isting mood disorders, chronic pain syndromes, vestibu-
2008; Jacobs et al., 2010). lar dysfunction, musculoskeletal injuries, psychosocial
stressors, and personality factors such as resilience.
A comprehensive medical, surgical, family, and social
Transition from early- to late-phase
history, including a detailed description of preinjury
posttraumatic disorder
social, occupational, and academic functioning, is criti-
The transition from early- to late-phase posttraumatic cal to account for multiple potential contributing factors.
disorder is not clearly defined in timing or symptom Mood and anxiety disorders are among the most
profiles (Katz et al., 2015). Although there is consider- common contributors to late-phase symptoms. Any his-
able overlap, early- and late-phase symptom profiles tory of depressed mood, anxiety, irritability, attention or
after mTBI probably have different characteristics concentration difficulties, fatigue, and sleep disturbance
(Rees, 2003). Physical symptoms, most commonly head- should be explored. These could all indicate a diagnosis
ache and dizziness, are predominant in the early phase of depression, anxiety disorder, adjustment disorder,
(1–2 weeks) and emotional disturbances are more likely posttraumatic stress disorder, or other psychiatric disor-
in the later phase (4–8 weeks) (Yang et al., 2007). ders. A history of mood disturbance may precede the
Dischinger et al. (2009) evaluated mTBI admissions to injury, or emerge as a consequence. Athletes can have
a trauma service at 3–10 days and at 90 days after injury; particular psychosocial stressors during concussion
prevalence of physical symptoms declined more rapidly recovery, such as alienation from desired social experi-
than emotional and cognitive symptoms. ences, interruption of roles as player and teammate,
Symptoms associated with a late-phase posttraumatic and deterioration in academic performance. Prolonged
disorder should evolve from an early-phase postinjury disability after concussion can lead to adjustment
disorder to be considered related at all to the injury. It difficulties and mood disorder associated with a di-
is a common diagnostic pitfall to misattribute symptoms minished sense of self and identity (Charmaz, 2002;
after injury to PCS even if symptom onset occurs after a Fenech, 2013). Depression can influence multiple
considerable gap in time postinjury. As the Berlin and symptoms attributed to PCS (Trahan et al., 2001; Suhr
Zurich consensus conferences emphasize, PCS after and Gunstad, 2002; Garden and Sullivan, 2010), in-
sports injury is a graded set of clinical symptoms follow- cluding deficits on neuropsychologic testing (Zakzanis
ing a “sequential course,” prolonged in a small percent- et al., 1998; Austin et al., 1999; McDermott and
age (McCrory et al., 2017), not a course associated with Ebmeier, 2009). Symptoms and neuropsychologic
late onset of symptoms. impairments can be clinically indistinguishable between
Although the early-phase symptoms after concussion depression and mTBI.
have a closer link to the injury, the later-phase symptoms Factitious disorder and malingering should be consid-
are less clearly directly associated with the concussion ered with any neurologic complaints that may lack objec-
and concomitant injuries. The concussion itself may no tive signs or atypical symptoms, and in persons who
longer be a factor causing the prolongation of PCS symp- display exaggeration of symptoms, inconsistent neuro-
toms. Other comorbid and premorbid factors tend to be logic examination findings, and a discrepancy between
POSTCONCUSSION SYNDROME 171
reported distress and objective findings. Factitious not be directly related to the injury. The timing of
disorders involve the deliberate reporting of false symp- early-phase symptoms should be considered in attribut-
toms, exaggeration of minor symptoms, or even the sur- ing etiology. Chronic pain from musculoskeletal injuries
reptitious induction of self-harm (“making oneself or other disorders is a common factor that may prolong
sick”). There is little or no reward other than the attention other PCS symptoms such as insomnia, irritability,
and sympathy of others and administration of symptom- fatigue, and cognitive disturbance. Vestibular symptoms,
relevant treatment. Malingering involves similar behav- potentially from disorders of the inner ear, cervical
iors, but the reward is not intrinsic to having an ill injuries, or migraines, may also worsen and prolong late
or injured status and instead relates to rewards such as symptoms. Endocrine disorders such as hypothyroidism
monetary gain and freedom from work, school, or finan- can mimic many of the somatic, mood, and cognitive
cial responsibilities. The DSM-IV (American Psychiatric symptoms of both TBI and depression (Davis and
Association, 2000) describes the distinction as follows: Tremont, 2007). Concurrent use of illicit substances or
“Malingering differs from factitious disorder [by proxy] alcohol abuse can mimic and exacerbate the cognitive,
in that motivation for the symptom production in mood, and behavioral disturbances attributed to PCS.
Malingering is an external incentive, whereas in Facti- Undiagnosed structural lesions, or a more severe brain
tious Disorder external incentives are absent.” The risk injury than initially diagnosed, are possible consider-
of encountering a malingering patient is increased in a ations in those with prolonged symptoms. Structural
medicolegal context, poor compliance with evaluation lesions on routine neuroimaging are uncommon after
and treatment, or a history of antisocial personality concussion. Focal findings on examination and persis-
disorder (Guilmette, 2013). tent symptoms such as headache are a frequent justifica-
Efforts are currently underway to efficiently identify tion for brain imaging such as magnetic resonance
patients who are manipulating symptom reporting, imaging (MRI) in the postacute setting, but reveal a very
especially in military populations (Dretsch et al., 2017; low incidence of abnormalities and an even lower
Lippa et al., 2017). As baseline neurocognitive testing incidence of abnormalities for which an intervention
becomes more routine within athletic programs, clini- would be indicated (Morgan et al., 2015). Brain MRI
cians and researchers have also examined the notion should be considered in PCS patients who present with
that athletes could paradoxically attempt to underper- a history of abnormal CT findings, focal neurologic
form on baseline testing for the purposes of being cleared deficits, or seizures. Other brain imaging techniques such
to return to play sooner, despite the presence of ongoing as diffusion tensor imaging, functional MRI, quantitative
postconcussive signs and symptoms. Systems can be cerebral blood flow sequences, and cerebrovascular
developed to detect such purposeful underperformance. reactivity mapping are important research tools, but
A study by Siedlik et al. in 2016 examined the perfor- currently are not a part of routine clinical management
mance of 20 male collegiate rugby players who were of PCS (Ellis et al., 2016).
instructed to intentionally underperform on ImPACT
without making their attempts to score poorly obvious.
Risk factors for developing a late-phase
ImPACT detected 70% of malingering attempts using
disorder
internal validation measures, and clinician reviewers
identified 80% of malingering attempts. Underreporting A number of risk factors may prolong PCS symptoms,
of concussive events or symptoms after concussion including: older age of injury (King, 2014), high school
is another problem that defies detection in athletes. age of play or younger, female sex, attention deficit-
McCrea et al. (2004) studied a group of Wisconsin hyperactivity disorder, learning disabilities, and spe-
varsity high school football players who reported con- cific symptoms such as cognitive deficits, headaches,
cussions only 47.3% of the time. A significant dizziness and disequilibrium, mood disorders, and
proportion (41%) with identified concussion failed to disturbances of oculomotor functioning (Table 17.2).
report symptoms in an effort to avoid being withheld GRIN2A promotor polymorphisms (McDevitt et al.,
from competition. 2015), and SLC17A7 promotor variations (Madura
Differential diagnosis of the clinical features associ- et al., 2016) have been shown in prospective cohort
ated with PCS should include a number of consider- studies to be associated with longer recovery times after
ations. Headache is a common symptom and a primary SRC. ApoE4 genotype (Merritt et al., 2016) has been
headache disorder is a possibility, both as a premorbid associated with more severe symptom reporting after
condition, exacerbated by injury, and as a headache SRC. Early headache and dizziness increased the
condition of new onset. New onset of migraine and other chance of symptoms at 1 month postinjury in a general
primary headache disorders is particularly common mTBI sample (Savola and Hillbom, 2003). Significant
among adolescents and young adults, and may or may symptoms at 6 months postinjury correlated with
172 B. DWYER AND D.I. KATZ
Table 17.2
Factors mediating risk of posttraumatic disorder (early and late phase)
Prior traumatic brain injury Early symptom burden Adjustment (psychosocial, personality factors)
Psychiatric disease Nonsports-related context Malingering
Personality disorder Factitious disorder
Headache disorder Treatment compliance
Attention deficit-hyperactivity disorder Litigation
Genetics Employment status
Younger age
Female gender
complaints of headache, dizziness, and nausea in the Although a history of prior mTBI was a risk factor for
emergency room following an mTBI of all causes longer PCS in some studies, the extent of the influence of
(De Kruijk et al., 2002). A multivariate analysis identi- prior injury is unclear among athletes and in the general
fied postinjury anxiety, noise sensitivity, and female population. Apart from the risk of so-called second-
gender as a cluster of predictors with the highest proba- impact syndrome, the occurrence of a repeat concussion
bility of later symptoms (Dischinger et al., 2009). shortly after a previous concussion may be particularly
The 5th International Conference of Concussion in problematic in worsening and extending symptoms
Sport concluded that the severity of symptoms in the (Guskiewicz et al., 2000, 2003; Giza et al., 2013). The
first or initial few days after SRC is the “strongest and recent 5th International Conference acknowledged that
most consistent predictor” of slowed recovery, while multiple past mTBIs are associated with increased
minimal symptoms on the first day conferred a favor- “physical, cognitive and emotional symptoms” before
able prognosis (McCrory et al., 2017). In line with this participation in a sporting season, although the specific
statement, several studies of athletes presenting to sports symptoms most suggestive of poor outcome or pro-
concussion clinics found that early symptom burden longed recovery are still a subject of debate (McCrory
predicted more prolonged symptoms after SRC (Lau et al., 2017).
et al., 2009; Meehan et al., 2014). Lau et al. (2009), using Pre-existing and postinjury psychiatric conditions are
computerized cognitive testing in male high school associated with a higher risk of prolonged PCS symp-
football players, also found that those with symptoms toms (Greiffenstein and Baker, 2001; Mooney and
lasting over 10 days were more likely to show relative Speed, 2001; Evered et al., 2003; Meares et al., 2006).
deficits with visual memory and processing speed. In a Anxiety in particular may increase the likelihood of
later study, longer recovery occurred in those with reporting of PCS symptoms (Ponsford et al., 2000;
primarily migrainous complaints associated with slowed Mooney and Speed, 2001; Snell et al., 2010; Cooper
reaction times and increased visual and/or verbal et al., 2011; King and Kirwilliam, 2011), which may in
memory impairment (Lau et al., 2011). Risk factors for turn increase an individual’s degree of anxiety (Kay
more prolonged symptoms included unconsciousness, et al., 1992; Bay and de-Leon, 2011). A history of psy-
posttraumatic amnesia, and more severe acute symptoms chiatric conditions or headaches is an important risk
in a prospectively studied group of 570 high school factor for >1 month of symptoms among youth with
and college athletes, who experienced concussion and SRC (McCrory et al., 2017). Personality features such
took longer to recover (10% of the group) (McCrea as histrionic, narcissistic, and compulsive personality
et al., 2013). disorders appear to increase the risk (Evered et al.,
The AAN guidelines on the evaluation and manage- 2003). Psychosocial stress factors also play an important
ment of concussion in sports concluded that a prior role in symptom prolongation (Kay et al., 1992; Ruff
history of concussion is likely associated with more et al., 1996; Evered et al., 2003; Wood, 2004).
severe and longer-lasting symptoms (Giza et al., 2013). Those with symptoms lasting beyond 3 months are
The AAN guidelines identified probable risk factors more likely to plateau in their trajectory of improvement
for prolonged recovery, including younger age of play, (Kashluba et al., 2008; McLean et al., 2009; Snell et al.,
early posttraumatic headache, fatigue, early amnesia, 2010). Although patients may demonstrate recovery in
alteration in mental status, and disorientation. Possible the 3–12-month postinjury period, if symptoms persist
risk factors included dizziness, playing the position of beyond 1 year, total remission is much less likely among
quarterback in American football, and wearing a half- patients who continue to present for care, even when
face shield in ice hockey. confounding factors such as litigation are no longer
POSTCONCUSSION SYNDROME 173
involved (Fee and Rutherford, 1988; Packard, 1992). can facilitate recovery. For patients with persistent symp-
Tiersky et al. (2005) reported that clinical improvement toms, the consensus statement recommends a “detailed,
with cognitive behavioral therapy was less significant multimodal clinical assessment” aimed at the identifica-
between 3 and 6 months than between 1 and 3 months tion of both primary and secondary pathologies that may
on a prospectively followed group of 20 adults with be underlying the persisting symptoms. There is early
mTBI; however, only one member of this group had evidence to support the use of several therapies, includ-
an SRC. ing aerobic exercise in patients with persistent PCS who
In 2010 Barlow et al. prospectively followed 670 are thought to have clinically significant deconditioning
children (mean ages 7.62 and 9.44 years) in a consecutive or autonomic instability. If there is cervical spine pathol-
controlled cohort study of patients presenting to an ogy or vestibular dysfunction, physical therapy targeting
emergency department with concussion or extracranial these specific pathologies may be of benefit. Finally, if
injury. Approximately 25% of the mTBI group was mood or behavioral issues are prominent, psychotherapy,
injured while playing sports. Nine percent of children particularly cognitive behavioral therapy, may be benefi-
with mTBI met ICD criteria for PCS at 3 months; approx- cial (Al-Sayegh et al., 2010; McCrory et al., 2017). How-
imately 21% remained symptomatic at 1 year. ever, the statement underscores that there is limited
evidence to support use of pharmacotherapy and warns
that pharmacotherapy should be considered carefully
TREATMENT
in athletes who are returning to play.
Successful treatment of PCS involves early postconcus-
sion management and includes assessment, recognition
CONCLUSIONS
of early complications, education about symptoms
and expectations for recovery, recommendations for PCS remains controversial because of its lack of specific-
activity modifications, and follow-up assessment. These ity to concussion, particularly at times more remote from
interventions are key to successful recovery and mini- the injury. There is no consensus for its definition, and
mizing the risk of early-phase symptoms evolving to limited understanding of its epidemiology, pathophysiol-
a late-phase disorder with more prolonged symptoms. ogy, time course, and prognosis. It may be more useful to
Treatment of persisting symptoms in a late-phase divide postconcussion symptoms into early- and late-
disorder involves thoughtful differential diagnosis, con- phase posttraumatic disorders. The early-phase disorder
sideration of comorbid and premorbid conditions, and is more clearly causally linked to TBI, whereas late-
other factors that may impact symptoms. A hierarchic, phase symptoms lack specificity and are often driven
sequential approach to symptom management should by comorbid or noninjury conditions. Early-phase symp-
be undertaken, emphasizing problems with a signifi- toms are more commonly somatic or cognitive and
cant impact on the late-phase symptom profile and those include dizziness, headache, imbalance, fatigue, sleep
with available, effective treatments (e.g., depression, disruption, impaired cognition, photophobia, and phono-
anxiety, insomnia, headache, and vertigo). A program phobia. Autonomic dysfunction likely contributes to
of exercise, avoiding levels above the symptom thresh- early-phase symptoms and exacerbations with activity
old, is of benefit for those with both early- and late-phase and exertion. Late-phase symptoms feature a greater
disorders after concussion (Willer and Leddy, 2006; impact of emotional factors on the symptom profile,
Leddy et al., 2010, 2013; Baker et al., 2012). but chronic headaches, other pain problems, vestibular
Recent literature reviews examining interventions for problems, and disequilibrium are also common factors.
PCS meant to speed recovery or ameliorate prolonged Cognitive problems more likely emerge as a result
PCS symptoms concluded that there is no evidence to of these other factors in the late-phase disorder. The tran-
support the use of any particular treatment (Burke sition between early- and late-phase disorders is not well
et al., 2015). However, the recent consensus statement defined temporally or symptomatically. Risk factors for
on concussion in sport (McCrory et al., 2017) describes developing a late-phase disorder include elevated early
a clinical approach capturing emerging, evidence-based symptom burden, a history of multiple concussions,
support for multimodal, symptom-guided plans of care. comorbid or premorbid psychiatric conditions, longer
Recognizing that SRC can cause a number of symptoms duration of unconsciousness or amnesia, and younger
and problems, including injury to the cervical spine age of play.
and vestibular system, they argue that existing data Treating providers should construct a thoughtful
provide support for specific interventions, including differential diagnosis, mindful of potentially coexisting
cervical and vestibular rehabilitation, as well as psycho- mood, sleep, and primary headache disorders; musculo-
logic treatment. In contrast to previous statements, the skeletal injuries, vestibular pathology; undiagnosed
authors now report that data indicate that controlled, structural lesions; and other complications, especially
subsymptom-threshold, submaximal exercise programs when evaluating individuals with a late-phase disorder.
174 B. DWYER AND D.I. KATZ
Successful early-phase treatment should include educa- American Psychiatric Association (2000). Diagnostic and sta-
tion about symptoms and recovery, recommendations tistical manual of mental disorders, 4th ed.American
for activity modifications, graded return to activities Psychiatric Association, Washington DC.
(including a program of subsymptom threshold exer- American Psychiatric Association (2013). The diagnostic and
statistical manual of mental disorders, 5th ed.American
cise), and follow-up assessment. In those with late-phase
Psychiatric Association, Arlington, VA.
disorder, clinicians should institute a hierarchic, sequen-
Arendt-Nielsen L, Laursen RJ, Drewes AM (2000). Referred
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functioning after graded exercise assessment and progres-
of axonal damage) and CNPase (as a marker of oligoden-
sive exercise treatment of postconcussion syndrome.
drocyte activity) show promise as correlates of chronic
Rehabil Res Pract 2012: 705309.
postconcussive symptomatology (Broglio et al., 2017). Barlow KM, Crawford S, Stevenson A et al. (2010).
Another protein biomarker study that merits further Epidemiology of postconcussion syndrome in pediatric
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