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NATIONAL STOCK EXCHANGE'S CERTIFICATION IN FINANCIAL MARKETS (NCFM)

REGISTRATION FORM
(Please read instructions carefully before filling up the form)
FIRST NAME MIDDLE NAME

LAST NAME

PART-I PERSONAL DETAILS

NAME TO BE PRINTED ON CERTIFICATE

Recent
Passport size
Colour Photograph
DATE OF BIRTH (DD-MMM-YYYY) MALE/FEMALE
- -
ADDRESS
FLAT NO/ H.NAME & NO.
STREET NAME :
VILLAGE/AREA/DISTRICT :
LANDMARK :
STATE : ________________________________________________________ (Candidates Signature- Sign inside the box)

CITY PINCODE (Mandatory) RESIDENCE/MOBILE NO: (WITH STD CODE)

OFFICE NUMBER (WITH STD CODE) E MAIL - (MANDATORY)

QUALIFICATION DETAILS Below Higher Secondary Higher Sec / Technical Diploma Graduate Post Graduate

BELOW HIGHER SECONDARY ONLY Yes No

HIGHER SECONDARY / TECHNICAL DIPLOMA
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

GRADUATION DETAILS
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

POST-GRADUATION DETAILS
MAJOR SUBJECT YR OF PASSING UNIVERSITY / INSTITUTE % / GRADE

OCCUPATIONAL DETAILS

OCCUPATION Student Self Employed Service Others ____________________(pls specify)

IF EMPLOYED, KINDLY PROVIDE CURRENT EMPLOYMENT DETAILS:

NAME OF THE ORGANISATION

DESIGNATION FROM DATE (DD-MMM-YYYY)
- - -

ADDRESS OF THE ORGANISATION

CITY PIN TELEPHONE NO. (WITH STD CODE)

FAX NO. (WITH STD CODE)

 NATIONAL STOCK EXCHANGE'S CERTIFICATION IN FINANCIAL MARKETS (NCFM)
(Please read instructions carefully before filling up the form)
Page 2

PART-II TEST DETAILS

NCFM- (specify registration number, if already registered under NCFM.)

MODULE NAME (Tick the desired Module)

Financial Markets: A Beginners' Module Corporate Governance Module
English Gujarati Hindi Compliance Officers (Brokers) Module

Mutual Funds : A Beginners' Module Compliance Officers (Corporates) Module

Currency Derivatives: A Beginner's Module Information Security Auditors Module (Part-I) For Office Use only
Equity Derivatives: A Beginner's Module Information Security Auditors Module (Part-II) Hand Del/ Courier
Interest Rate Derivatives: A Beginner's Module Commodities Market Module Mails of the Day
Securities Market (Basic) Module NSDL- Depository Operations Module Chkd/Reg./Scanned
Capital Market (Dealers) Module Options Trading Strategies Module Enrollment/DD Entry
English Gujarati Hindi Investment Analysis and Portfolio Management Module SM Issued/SM Sent
Derivatives Market (Dealers) Module Commercial Banking in India: A Beginner's Module

English Gujarati Hindi

FIMMDA-NSE Debt Market (Basic) Module

Surveillance in Stock Exchanges Module

Note: Test in Capital Market (Dealers) Module, Derivatives Market (Dealers) Module, Financial Markets: A Beginners' Module
are available in English, Gujarati and Hindi languages. Please tick the appropriate language.

PREFERRED TEST CENTRE (mandatory)

TEST SCHEDULE
TEST CENTRE TEST DATE TEST TIME
- - :
D D M M M Y Y Y Y H H M M
Once the test details has been specified by the candidate, the test cannot be rescheduled
Fees once paid shall not be refunded. Test fees are valid for 180 days from the date of payment.
Candidates need to enroll for the test(s) within 180 days from payment of fees.

PART-III PAYMENT DETAILS

DD NUMBER 1 DD NUMBER 2 DD NUMBER 3 DD DATE ( DD-MM-YY) TOTAL DD AMOUNT

- -
ISSUING BANK (NAME AND BRANCH)

I certify that the above information provided by me is true and correct to the best of my knowledge, information and belief.
PLACE

DATE - - 2 0
(CANDIDATE'S SIGNATURE)
 INSTRUCTIONS FOR FILLING-UP REGISTRATION FORM
1 Please fill in all details in the entire form only in BLOCK LETTERS. Write only one alphabet in each square provided. Leave one square blank between
words. Please fill in the First Name, Middle Name, Last Name and Date of Birth mandatorily. Fill in your DATE OF BIRTH in the following format :- DD-
MMM-YYYY (e.g. 23 MAR 1974)
2 You are required to paste a recent colour passport size photograph in the space provided. Do not staple the photograph. Do not sign across the
photograph. Sign in the block provided for signature.
3 Please mention full contact details with city, pincode & state. Please specify your telephone no./mobile no. and email.
4 Please fill in the qualification and occupation details as may be applicable.

Fees to be paid by Demand Draft in favour of 'National Stock Exchange of India Limited’, payable at the nearest NSE office. Also keep a photocopy of the
5 demand draft with you, before you send it to NSE. Please write the name of the candidate on the reverse of the demand draft.

6 Fees : (see Module table given in next sheet) Please note that test fees once paid are non-refundable.

7 Scorecard: Scorecard is issued on the spot to the candidate after the completion of test (only if photograph is uploaded). This service is free of charge.
For subsequent requests for scorecard a demand draft of Rs.50/- is payable.
8 On-line registration is also possible on www.nseindia.com. Please visit the website for complete details.
9 Please tick the box of the module you wish to appear. The details of NCFM modules are given in the next sheet

10
Test fees are valid for six months from the date of payment. Candidates need to enroll for the test(s) within six months from payment of fees.
At the time of the test, if it is seen that the photograph has not been uploaded, then you would be allowed to take the test only on furnishing a passport
11 size photograph and an attested copy of a photo-id proof (attestation by Gazetted Officer). The original photo id proof would be required to be shown at
the time of the examination.

In the space provided for TEST DETAILS (Part-II), Please mention Test Center. Test date and time may be submitted as per your choice and as per the
12 availability at each test center. Test date can be informed by e-mail or fax. Please refer the format given on the website under off-line registration
procedure. The list of the candidates who have been enrolled will be displayed on the site.

The study material of all modules (except for Corporate Governance & Compliance Officers Modules) will be sent to you by courier in SEVEN working days
13 from date of payment. Please mark your envelopes as 'To NCFM Department'. Please note that study material will NOT be provided in case of balance
payment being made.

Forms can be sent by courier / post to any of the NSEIL offices. Form submission by hand delivery at all NSEIL offices is on Mon-Fri between 10:00 am to
14 5:00 pm only. (In case of Ahmedabad it is between 10:00 am to 4:00 pm). In case of Mumbai office, the duly filled up form with requisite payment can
also be put in a drop-box kept at the main entrance at the Bandra-Kurla office.

NCDEX distributes the training material of Commodities Market Module free of cost only to their active members and to others at a cost of Rs. 500/- plus
15 courier charges. Kindly contact NCDEX, Akruti Corporate Park, 1st Floor, Near G. E. Garden, LBS Marg, Kanjurmarg (West), Mumbai - 400078 office for this
training material. Tel No: 022-66406789

Study Material for the Corporate Governance module is available for sale at ICSI offices at: A) ICSI-Centre for Corporate Research & Training, Plot No.
101, Sector 15, Institutional Area, CBD Belapur, Navi Mumbai-400614 #022-27577814 - 16 Extn. 406, email: [email protected], [email protected] B) Western
16
Indian Regional Council (WIRC) of the ICSI, 13 Jolly Makers Chambers -II, First Floor, Nariman Point, Mumbai 400021, Tel No: 022-22047569, Contact
Person: Mr. Mani, email: [email protected]

In case of Compliance Officers Modules, candidates are required to refer to the relevant books, circulars, manuals etc., as per the given curriculum, on
17 their own. No study material will be provided for the Compliance Officers Modules.

Please note that the NCFM tests are conducted at NSEIL's offices from Monday to Friday only (at Mumbai-on Sat also). Also once enrolled, tests cannot be
18
rescheduled / postponed. The details of test centres and timings are given below:
Name of Test Centre Time Slots (in hours)

National Stock Exchange of India Ltd., NCFM Test Centre-Mumbai United India Building, 2nd 11:30 to 13:30 to
1 Floor, Near Kashmir Emporium, Opp. Apna Bazaar, Sir Phirozeshah Mehta Road, Fort, 9:30 to 11:30 15:30 to 17:30
Mumbai-400001 (Landmark - Above Indian Bank). E-mail : [email protected] 13:30 15:30

National Stock Exchange of India Ltd., 4th Floor, Jeevan Vihar Building, Parliament Street, 11:45 to 13:45 to
2 New Delhi - 110001 (Landmark - Near Patel Chowk, Metro Station). Tel.: (011) 23344313-27 9:45 to 11:45 13:45 15:45 15:45 to 17:45
Fax: (011) 23366658 e-mail: [email protected]

National Stock Exchange of India Ltd., 1st Floor, Park View Apartments,
99, Rash Behari Avenue, Kolkata – 700029 (Landmark - Deshpriya Park, Near Priya Cinema, 11:40 to 13:40 to
3 Above GKB Opticals). Tel. (033) 24631802/40 400 400 Fax. (033) 40400440; e-mail: 9:40 to 11:40 13:40 15:40 15:40 to 17:40
[email protected]

National Stock Exchange of India Ltd., 2nd Floor, Ispahani Centre, Door No. 123-124,
4 Nungambakkam High Road, Nungambakkam, Chennai - 6000034 (Landmark - Next to Income 9:35 to 11:35 11:35 to 13:35 to 15:35 to 17:35
Tax Office / CA Institute). Tel.: (044) 28332500/01; 28332511; Fax : (044) 28332521 ; e-mail: 13:35 15:35
[email protected]

National Stock Exchange of India Ltd., H No.3-6-322, Mahavir House, IInd Floor, Chamber
no.203 & 204, Basheerbagh, Hyderabad - 500029 (Landmark - Near Police Commissioner's 11:30 to 13:30 to
5 Office, Basheerbagh Square). Tel: (040) 23227084/5 Fax : (040) 23227086. e-mail: 9:30 to 11:30 13:30 15:30 15:30 to 17:30
[email protected]

National Stock Exchange of India Ltd., 406, Sakar II, Near Ellis Bridge, Ahmedabad - 380006 11:30 to 13:30 to
6 (Landmark - Opp. Town Hall, Near Ellisbridge). Tel.: (079) 26580212/3 Fax: (079) 26576123. 9:30 to 11:30 13:30 15:30 15:30 to 17:30
e-mail: [email protected]
7 Any other centre (depending on demand) - visit our website: nseindia.com > ncfm > testing > test at other locations
 LIST OF MODULES
Certificate
Sr. Duration No. of Pass Marks
NAME OF MODULE Max Marks Validity (in Fees (Rs.)
No. (in mins) Questions (%)
yrs)
1 Financial Markets: A Beginners' Module* 120 60 100 50 5 1500
2 Mutual Funds : A Beginners' Module 120 60 100 50 5 1500
3 Currency Derivatives: A Beginner's Module 120 60 100 50 5 1500
4 Equity Derivatives: A Beginner's Module 120 60 100 50 5 1500
5 Interest Rate Derivatives: A Beginner's Module 120 60 100 50 5 1500

6 Commercial Banking in India: A Beginner's Module 120 60 100 50 5 1500

7 Securities Market (Basic) Module 105 60 100 60 5 1500
8 Capital Market (Dealers) Module* 105 60 100 50 5 1500
9 Derivatives Market (Dealers) Module** 120 60 100 60 3 1500
10 FIMMDA-NSE Debt Market (Basic) Module 120 60 100 60 5 1500
11 Investment Analysis and Portfolio Management 120 60 100 60 5 1500
Module
12 NSDL - Depository Operations Module 75 60 100 60# 5 1500
13 Commodities Market Module 120 60 100 50 3 1800
14 Surveillance in Stock Exchanges Module 120 50 100 60 5 1500
15 Corporate Governance Module 90 100 100 60 5 1500
16 Compliance Officers (Brokers) Module 120 60 100 60 5 1500
17 Compliance Officers (Corporates) Module 120 60 100 60 5 1500
Information Security Auditors Module (Part-I) 120 90 100 60 2250
18 2
Information Security Auditors Module (Part-II) 120 90 100 60 2250
19 Options Trading Strategies Module 120 60 100 60 5 1500
* Candidates have the option to take the test in English, Gujarati and Hindi languages.The FMBM & CMDM workbook is available in
ENGLISH ONLY.
** Candidates have the option to take the test in English, Gujarati and Hindi languages.The DMDM workbook is available in all three
languages.

# Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certified as ‘Trainers’.