Beam Management (5G RAN3.1 - 02)
Beam Management (5G RAN3.1 - 02)
Beam Management (5G RAN3.1 - 02)
Issue 02
Date 2020-05-21
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Contents
1 Change History.........................................................................................................................1
1.1 5G RAN3.1 02 (2020-05-21)............................................................................................................................................... 1
1.2 5G RAN3.1 01 (2020-04-07)............................................................................................................................................... 2
1.3 5G RAN3.1 Draft B (2020-03-09)...................................................................................................................................... 2
1.4 5G RAN3.1 Draft A (2020-01-20)...................................................................................................................................... 2
3 Overview....................................................................................................................................8
4 Basic Beam Management (Low-Frequency TDD)..........................................................11
4.1 Principles.................................................................................................................................................................................. 11
4.1.1 Management of Broadcast Beams.............................................................................................................................. 11
4.1.1.1 TDD 32T/64T Cell........................................................................................................................................................... 12
4.1.1.2 TDD 2T/4T/8T Cell......................................................................................................................................................... 13
4.1.2 Management of Control Beams................................................................................................................................... 16
4.2 Network Analysis.................................................................................................................................................................. 16
4.2.1 Benefits................................................................................................................................................................................. 16
4.2.2 Impacts.................................................................................................................................................................................. 17
4.3 Requirements......................................................................................................................................................................... 17
4.3.1 Licenses................................................................................................................................................................................. 17
4.3.2 Software................................................................................................................................................................................17
4.3.3 Hardware.............................................................................................................................................................................. 17
4.3.4 Others.................................................................................................................................................................................... 18
4.4 Operation and Maintenance............................................................................................................................................. 18
4.4.1 Data Configuration........................................................................................................................................................... 18
4.4.1.1 Data Preparation............................................................................................................................................................ 18
4.4.1.2 Using MML Commands............................................................................................................................................... 19
4.4.1.3 Using the MAE-Deployment...................................................................................................................................... 19
4.4.2 Activation Verification..................................................................................................................................................... 19
7.1 Principles.................................................................................................................................................................................. 36
7.2 Network Analysis.................................................................................................................................................................. 37
7.2.1 Benefits................................................................................................................................................................................. 37
7.2.2 Impacts.................................................................................................................................................................................. 37
7.3 Requirements......................................................................................................................................................................... 37
7.3.1 Licenses................................................................................................................................................................................. 37
7.3.2 Software................................................................................................................................................................................37
7.3.3 Hardware.............................................................................................................................................................................. 38
7.3.4 Others.................................................................................................................................................................................... 38
7.4 Operation and Maintenance............................................................................................................................................. 38
7.4.1 Precautions.......................................................................................................................................................................... 38
7.4.2 Data Configuration........................................................................................................................................................... 38
7.4.2.1 Data Preparation............................................................................................................................................................ 38
7.4.2.2 Using MML Commands............................................................................................................................................... 39
7.4.2.3 Using the MAE-Deployment...................................................................................................................................... 39
7.4.3 Activation Verification..................................................................................................................................................... 39
7.4.4 Network Monitoring......................................................................................................................................................... 40
8 Parameters.............................................................................................................................. 41
9 Counters.................................................................................................................................. 42
10 Glossary................................................................................................................................. 43
11 Reference Documents........................................................................................................ 44
1 Change History
Technical Changes
Change Description Parameter Change RAT Base Station Model
Enabled the Easy Macro None Low- 3900 and 5900 series
AAU5243 to support Basic frequency base stations
Beam Management only. TDD
For details, see 4.1.1.2 TDD
2T/4T/8T Cell.
Enabled the AAU5339 and None Low- 3900 and 5900 series
AAU5649 to support Basic frequency base stations
Beam Management and 3D TDD
Coverage Pattern. For
details, see 4.1.1.1 TDD
32T/64T Cell and 5.1.2
Coverage Scenarios
Supported by Different RF
Modules.
Editorial Changes
Revised descriptions in this document.
Technical Changes
Change Description Parameter Change RAT Base Station Model
Editorial Changes
Revised descriptions in this document.
Technical Changes
None
Editorial Changes
Revised descriptions in this document.
Technical Changes
Change Description Parameter Change RAT Base Station Model
Added support for only the None Low- 3900 and 5900 series
default coverage scenario frequency base stations
when the synchronization TDD
signal and PBCH block
(SSB) subcarrier spacing is
15 kHz and the frequency
band is set to n38 or n40.
For details, see 5.1.2
Coverage Scenarios
Supported by Different RF
Modules.
Added support for 3D Added parameters: FDD 3900 and 5900 series
Coverage Pattern by FDD. All parameters in the base stations
For details, see 7 3D NRDUFddCellTrpBeam
Coverage Pattern (FDD). MO
Changed the name of CME None FDD 3900 and 5900 series
to MAE-Deployment. Low- base stations
frequency DBS3900 LampSite
TDD and DBS5900
LampSite
Editorial Changes
Optimized the document structure, in which functions are separately described in
FDD and TDD.
Revised descriptions of Basic Beam Management (Low-Frequency TDD). For
example, the description of broadcast beam management in different cells is
optimized based on the number of antennas.
Revised descriptions of Basic Beam Management (FDD).
This document only provides guidance for feature activation. Feature deployment and
feature gains depend on the specifics of the network scenario where the feature is
deployed. To achieve the desired gains, contact Huawei professional service engineers.
Software Interfaces
Any parameters, alarms, counters, or managed objects (MOs) described in Feature
Parameter Description documents apply only to the corresponding software
release. For future software releases, refer to the corresponding updated product
documentation.
3 Overview
The New Radio (NR) system uses the beamforming technology to allow all types
of channels and signals to use narrow beams with higher energy density and
better directivity. Unlike a wide beam (such as an LTE beam), a narrow beam
provides limited coverage and is unable to cover all UEs in a cell. It also cannot
direct the maximal signal energy for each UE, as shown in Figure 3-1. Beam
management has therefore been introduced to enable the gNodeB to separately
manage beams for each type of channel and signal based on their respective
characteristics, and select the best beams for UEs. This improves both the coverage
performance of each type of channel and signal and user experience.
The NR system supports beam management in both high and low frequency
bands. This document describes beam management only in low frequency bands.
For details about beam management in high frequency bands, see mmWave Beam
Management (High-Frequency TDD).
Beams can be divided into the following two types based on the weight policy
used for beamforming:
● Static beams: Static beams use predefined weights for beamforming to ensure
that characteristics, such as quantity, widths, and directions are fixed. The best
beam set is then selected for each type of channel and signal according to
information such as cell coverage, UE distribution, and system load. The
following sections mainly describe management for static beams.
● Dynamic beams: Dynamic beams use weights calculated based on channel
quality for beamforming to adapt widths and directions to factors such as UE
positions and channel status. For details about how to calculate dynamic
beam weights, see sections describing downlink beamforming in MIMO.
Table 3-1 describes beam classification.
Note: For details about channels and signals, see Channel Management.
Broadcast Broadcast beams are beams for For details about the default
beam cell-level channels or signals. To coverage scenario in TDD, see
extend the coverage area of 4.1.1 Management of
broadcast channels and Broadcast Beams.
synchronization signals in a cell, For details about the default
provide better cell coverage, coverage scenario in FDD, see 6
and suit the UE distribution, Basic Beam Management
various coverage scenarios are (FDD).
developed for broadcast beams.
4.1 Principles
A UE receives signals from all beams and selects the beam with the best signal
quality for synchronization messages and system information demodulation.
Table 4-1 lists the maximum number of broadcast beams in line with section 4.1
"Cell search" in 3GPP TS 38.213.
Table 4-2 lists the related coverage scope for AAUs with different antenna
element arrangements and hardware capabilities. The beamwidth is determined,
and the optimal digital tilt can be specified using the NRDUCellTrpBeam.Tilt
parameter, and the azimuth can be specified using the
NRDUCellTrpBeam.Azimuth parameter, if required.
Table 4-2 Beamwidths, tilts, and azimuths in the default coverage scenario of
broadcast beams
● Wide beam mode: Used when different tilts are configured for two arrays of
an Easy Macro AAU. The following are MML command examples:
MOD RETSUBUNIT:DEVICENO=1,SUBUNITNO=1,TILT=-30;
MOD RETSUBUNIT:DEVICENO=2,SUBUNITNO=1,TILT=30;
Table 4-5 Broadcast beams for cells served by Easy Macro AAUs
RF Num Management Methods of Broadcast Beams
Module ber
of
Ante
nnas
4.2.1 Benefits
Broadcast Beam Management
Broadcast beam management uses beam sweeping to select the best beams for
UEs to direct the transmit energy at target UEs, which increases demodulation
signal-to-noise ratios (SNRs) of target UEs and improves the transmission success
rate. This also extends the coverage area of the broadcast channels and
synchronization signals, thereby increasing the cell coverage radius.
4.2.2 Impacts
Network Impacts
None
Function Impacts
None
4.3 Requirements
4.3.1 Licenses
None
4.3.2 Software
Prerequisite Functions
None
4.3.3 Hardware
Base Station Models
3900 and 5900 series base stations. 3900 series base stations must be configured
with the BBU3910.
DBS3900 LampSite and DBS5900 LampSite. DBS3900 LampSite must be
configured with the BBU3910.
Boards
All NR-capable main control boards and NR TDD-capable baseband processing
units support this function. To learn which main control boards are NR-capable
and baseband processing units are NR TDD-capable, see the related BBU technical
specifications in 3900 & 5900 Series Base Station Product Documentation.
RF Modules
All NR TDD-capable RF modules that work in low frequency bands support this
function. For details about such RF modules, see the technical specifications of the
related RF modules in 3900 & 5900 Series Base Station Product Documentation.
4.3.4 Others
None
NOTICE
//(Optional) Configuring the antenna polarization mode only for TDD 2T, 4T, or 8T cells
MOD NRDUCELLTRP: NrDuCellTrpId=1, TxRxMode=2T2R, AntPolarization=DEFAULT;
5.1 Principles
3D Coverage Pattern applies only to broadcast beams. With this function, the
gNodeB supports beams for multiple coverage scenarios, to extend the coverage
area of broadcast channels and synchronization signals in different networking
scenarios and better match the cell coverage scope and UE distribution. Operators
can select the beam configuration best suited to their own coverage requirements
to resolve issues such as limited cell coverage and neighboring cell interference.
All RF modules support basic beam management. This section describes only 3D
Coverage Pattern.
Note:
● If better horizontal coverage is required, SCENARIO_1, SCENARIO_6, or
SCENARIO_12 is recommended to improve beam gains and coverage at the
cell edge.
● If any fixed interference sources are present at the cell edge, SCENARIO_2,
SCENARIO_3, SCENARIO_7, SCENARIO_8, or SCENARIO_13 is
recommended to narrow down the horizontal coverage area and reduce the
interference.
● If there are only isolated buildings, SCENARIO_4, SCENARIO_5,
SCENARIO_9, SCENARIO_10, SCENARIO_11, SCENARIO_14, SCENARIO_15,
or SCENARIO_16 is recommended to provide small horizontal coverage.
Step 3 Based on the intersection of scenario choices in Step 1 and Step 2, conclude that
SCENARIO_15 can meet both horizontal and vertical coverage requirements.
----End
If the preceding scenarios cannot meet coverage requirements, 64T AAUs support
a customized broadcast beam coverage scenario, which is characterized as follows:
● The number of beams is fixed.
– When the NRDUCell.SlotAssignment parameter indicating the slot
assignment of a cell is set to 8_2_DDDDDDDSUU, eight beams must be
configured.
– When the NRDUCell.SlotAssignment parameter indicating the slot
assignment of a cell is set to 8_2_DDDSUUDDDD, six beams must be
configured.
– Under other slot assignments, seven beams must be configured.
Note:
● RF modules that are not listed in the table do not support 3D Coverage
Pattern, that is, do not support any coverage scenario among SCENARIO_1 to
SCENARIO_16 and CUSTOMIZED_BEAM_SCENARIO.
● When multiple cells are configured on an RF module that supports an RET
system, these cells must meet the following conditions for successful cell
establishment:
– The NRDUCellTrpBeam.Tilt parameter must be set to the same value for
all cells.
– Coverage scenarios of all cells must be within the same ranges: either all
inside SCENARIO_12 to SCENARIO_16 or all outside SCENARIO_12 to
SCENARIO_16. That is, the following configurations are not allowed:
SCENARIO_12 for cell A and DEFAULT for cell B.
The RF modules that support an RET system are those with the presence of
section "AAU RET System" in the related hardware description. For more
information, see the hardware description of the related AAUs in 3900 &
5900 Series Base Station Product Documentation.
Table 5-3 lists the tilt and azimuth adjustment ranges supported by AAUs in each
coverage scenario.
Table 5-3 Tilt and azimuth adjustment ranges in each coverage scenario
Scenario ID Tilt Adjustment Range Azimuth Adjustment
Range
SCENARIO_12 ● AAU5612: 3° 0°
● Other AAUs: 6°
5.2.1 Benefits
Different broadcast beam scenarios can be selected based on network conditions
and UE distribution to ensure maximum coverage gains. The tilt and azimuth
adjustments can reduce overshoot coverage, reduce inter-cell interference, and
improve coverage gains in multiple scenarios, such as public squares or high-rise
buildings.
5.2.2 Impacts
Network Impacts
None
Function Impacts
Function Function Reference Description
Name Switch
5.3 Requirements
5.3.1 Licenses
Feature ID Feature Name Model Sales Unit
5.3.2 Software
Before activating this function, ensure that its prerequisite functions have been
activated and mutually exclusive functions have been deactivated. For detailed
operations, see the relevant feature documents.
Prerequisite Functions
None
5.3.3 Hardware
Boards
All NR-capable main control boards and NR TDD-capable baseband processing
units support this function. To learn which main control boards are NR-capable
and baseband processing units are NR TDD-capable, see the related BBU technical
specifications in 3900 & 5900 Series Base Station Product Documentation.
RF Modules
For details about the RF modules that support this function and the coverage
scenarios supported by these RF modules, see 5.1.2 Coverage Scenarios
Supported by Different RF Modules.
5.3.4 Others
None
5.4.1 Precautions
Before this function is enabled, only the default coverage scenario is supported, for
which the NRDUCellTrpBeam.CoverageScenario parameter is set to DEFAULT.
Before this function is enabled, record the RSRP value in the default coverage
scenario. This value will be compared with the RSRP value in the same position for
coverage performance observation after this function is enabled and the coverage
scenario is changed.
NOTICE
6.1 Principles
For broadcast beams, the PBCH and SS share one Synchronization Signal and
PBCH block (SSB) beam. SSB beams are cell-level beams. The gNodeB periodically
transmits SSB beams to broadcast synchronization messages and system
information within an SSB period (specified by the NRDUCell.SsbPeriod
parameter).
For control beams, each type of control channel or signal is processed as follows:
6.2.1 Benefits
None
6.2.2 Impacts
Network Impacts
None
Function Impacts
None
6.3 Requirements
6.3.1 Licenses
None
6.3.2 Software
Prerequisite Functions
None
6.3.3 Hardware
Base Station Models
3900 and 5900 series base stations. 3900 series base stations must be configured
with the BBU3910.
Boards
All NR-capable main control boards and NR FDD-capable baseband processing
units support this function. To learn which main control boards are NR-capable
and baseband processing units are NR FDD-capable, see the related BBU technical
specifications in 3900 & 5900 Series Base Station Product Documentation.
RF Modules
All NR FDD-capable RF modules that work in low frequency bands support this
function. For details about such RF modules, see the technical specifications of the
related RF modules in 3900 & 5900 Series Base Station Product Documentation.
6.3.4 Others
None
NOTICE
7.1 Principles
For broadcast beams, FDD cells support the following coverage scenario (specified
by the NRDUFddCellTrpBeam.CoverageScenario parameter) to improve
coverage.
7.2.1 Benefits
This scenario provides better coverage and allows for more admitted UEs than the
default coverage scenario in which one SSB beam is transmitted. However, this
scenario slightly decreases cell capacity and user-perceived rates while consuming
more resources.
7.2.2 Impacts
Network Impacts
None
Function Impacts
Function Function Reference Description
Name Switch
7.3 Requirements
7.3.1 Licenses
Feature ID Feature Model Sales Unit
Name
7.3.2 Software
Before activating this function, ensure that its prerequisite functions have been
activated and mutually exclusive functions have been deactivated. For detailed
operations, see the relevant feature documents.
Prerequisite Functions
None
7.3.3 Hardware
Boards
All NR-capable main control boards and baseband processing units support this
function. To learn which main control boards and baseband processing units are
NR-capable, see the related BBU technical specifications in 3900 & 5900 Series
Base Station Product Documentation.
RF Modules
For FDD cells, only 4T RF modules support this function.
7.3.4 Others
None
7.4.1 Precautions
Before this function is enabled, only the default coverage scenario is supported, for
which the NRDUFddCellTrpBeam.CoverageScenario parameter is set to
DEFAULT.
Before this function is enabled, record the RSRP value in the default coverage
scenario. Then, observe the RSRP changes in the same position in different
coverage scenarios before and after this function is enabled to check coverage
performance.
NOTICE
value is different from that before the function is enabled, this function has
taken effect.
The coverage scenarios of FDD cells are specified by the
NRDUFddCellTrpBeam.CoverageScenario parameter.
8 Parameters
The following hyperlinked EXCEL files of parameter reference match the software
version with which this document is released.
● Node Parameter Reference: contains device and transport parameters.
● gNodeBFunction Parameter Reference: contains all parameters related to
radio access functions, including air interface management, access control,
mobility control, and radio resource management.
You can find the EXCEL files of parameter reference for the software version used on the
live network from the product documentation delivered with that version.
----End
9 Counters
The following hyperlinked EXCEL files of performance counter reference match the
software version with which this document is released.
● Node Performance Counter Summary: contains device and transport counters.
● gNodeBFunction Performance Counter Summary: contains all counters related
to radio access functions, including air interface management, access control,
mobility control, and radio resource management.
You can find the EXCEL files of performance counter reference for the software version used
on the live network from the product documentation delivered with that version.
----End
10 Glossary
11 Reference Documents
● 3GPP TS 38.104: "NR; Base Station (BS) radio transmission and reception"
● mmWave Beam Management (High-Frequency TDD)
● MIMO
● Channel Management
● 3GPP TS 38.331: "NR; Radio Resource Control (RRC) protocol specification"
● Hyper Cell (Low-Frequency TDD)
● Scheduling
● Remote Interference Management (Low-Frequency TDD)
● Energy Conservation and Emission Reduction
● Technical Specifications in 3900 & 5900 Series Base Station Product
Documentation