Review of Near-Field Wireless Power and Communication For Biomedical Applications
Review of Near-Field Wireless Power and Communication For Biomedical Applications
Review of Near-Field Wireless Power and Communication For Biomedical Applications
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Received August 30, 2017, accepted September 13, 2017, date of publication September 27, 2017,
date of current version October 25, 2017.
Digital Object Identifier 10.1109/ACCESS.2017.2757267
INVITED PAPER
ABSTRACT Near-field magnetic wireless systems have distinct advantages over their conventional far-
field counterparts in water-rich environments, such as underwater, underground, and in biological tissues,
due to lower power absorption. This paper presents a comprehensive review of near-field magnetic wireless
power transfer (WPT) and communication technologies in a variety of applications from general free-space
systems, to implantable biomedical devices we find of particular interest. To implement a fully wirelessly-
powered implantable system, both high-efficiency power transfer and high-rate data communication are
essential. This paper first presents the history and the fundamentals of near-field WPT and communication
in free-space systems, followed by technical details for their specific use in implantable biomedical devices.
Finally, this paper reviews recent advances in simultaneous wireless information and power transfer and
highlights their applications in implantable biomedical systems. The knowledge reviewed in the paper could
provide intuition in the design of various wireless and mobile systems such as wireless body area networks,
small-cell 5G cellular, as well as in-body biomedical applications, especially for efficient power and data
management and higher security.
INDEX TERMS Near-field wireless power, near-field wireless communication, biomedical applications,
implantable device.
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H.-J. Kim et al.: Review of Near-Field Wireless Power and Communication for Biomedical Applications
a result of high energy absorption in the medium [5], [6]. such as ultrasonic and optical methods [18], capacitive cou-
The near-field magnetic systems are more efficient than the pling [19], [20], intra-body communication (IBC) [21], and
conventional far-field counterparts for power and information so on. However, these methods have their own limitations,
transmission since they experience much less energy absorp- which can be briefly summarized as follows.
tion in a lossy dielectric medium [7]. 1) The ultrasonic based communication methods can
In the human body, high energy absorption also leads to deliver data to a deep implantation site [18]. However,
more substantial heating in surrounding tissues, similar to they have limited bandwidth below the 10 MHz carrier
the operating mechanism of a microwave oven [8], [9]. For frequency and can only send data over a distance of
this reason, conventional far-field EM technologies and near- a few cm, due to large absorption loss at high fre-
field magnetic systems need to be operated under proper quency [22]. The power reception also shows signif-
guidelines and regulations which limit exposure to radiated icant vulnerability to misalignment between transmit-
power, to ensure human safety [10]. Because of their lower ter (Tx) and receiver (Rx) [23].
path loss, the near-field magnetic systems can transfer power 2) Optical links cannot work deep inside of the body due
and information using less transmission power compared to the high absorption factor [20], and the efficiency of
to conventional far-field EM technologies, while satisfying power delivery is not sufficient to ensure reliable power
specific absorption ratio (SAR) constraints. Since near-field for implantable biomedical devices.
magnetic systems ensure better safety, they are more suitable 3) Capacitive coupling is a good telemetry method
for implantable biomedical devices. for chip-to-chip and implantable biomedical applica-
Furthermore, the near-field magnetic systems are highly tions, but it has an extremely short operating range
reliable in lossy dielectric medium [11]. Conventional far- (a few mm), which is a significant disadvantage [24].
field EM technologies exhibit variable channel conditions 4) IBC is suitable for transmitting data from implantable
and propagation delays due to the inhomogeneous permit- biomedical devices, however it is not appropriate for
tivity of the materials in transmission environments such as power transmission [25].
soil and the human body [12]. In contrast, near-field magnetic Among the various methods, the near-field magnetic
systems experience negligible channel variations even in an systems are the most suitable for wireless power and data
inhomogeneous lossy medium, because these materials have transmission for implantable biomedical devices, since they
similar permeability [13]. can efficiently deliver power and information without causing
Despite the above advantages, there have been signif- harmful effects to the human body. Nonetheless, the near-
icantly fewer works on near-field magnetic transmission field magnetic systems also have a few limitations, such
technologies than those pertaining to conventional far-field as low data rates, short transmission range, and sensitivity
EM technologies, partly because it is more difficult to con- with respect to the relative position of Tx and Rx. These
duct analysis and simulation without the far-field plane wave issues may not be critical in existing applications which only
simplification. To facilitate advances in near-field wireless require low data-rate communications at short range. Fur-
technologies, substantial research is necessary to develop the- thermore, depending on applications, the short transmission
ories, design methodologies, and measurement techniques. range of the magnetic system may not be a disadvantage.
To serve as a comprehensive reference and to inspire future Some researchers have reported the short range characteristic
research, this paper presents an overview of the near-field of the magnetic communication system to be a benefit in
magnetic wireless power and communication technologies. terms of achieving security and frequency reuse [26], [27].
Among other applications, this paper focuses on implantable However, those issues need to be solved to apply near-field
biomedical applications which require simultaneous wire- magnetic technologies to various future applications which
less information and power transfer (SWIPT). According to may require higher data rates, longer transmission distance,
studies in [14], 8 ∼ 10% of the population in America and and mobility support. To overcome these issues, researchers
5 ∼ 6% in industrialized countries have experienced benefits have proposed a number of promising solutions, which are
from implantable biomedical devices. Since the late 1950s presented in the following sections.
and early 1960s, research related to implantable biomedi- To facilitate the design of implantable biomedical devices
cal applications has been active and steadily growing [15]. with both WPT and communication, this paper aims
Compared to wireless technologies in free-space, implantable to present a comprehensive review of both near-field
biomedical devices have additional issues to deal with, WPT and communication technologies, from fundamen-
including miniaturization to allow minimally invasive opera- tal principles to state-of-the-art results, for both free-space
tion, biocompatibility, packaging, and hermeticity, in addition (Sections II and IV) and implantable biomedical applications
to the power absorption limits of the human body and other (Sections III and V), respectively. Furthermore, in Section VI
safety issues [14]–[17]. this paper discusses SWIPT in near-field magnetic systems
It is worth noting that near-field magnetic techniques for implantable biomedical devices. Fig. 1 provides an out-
are not the only methods by which implantable biomedical line of the paper. Table 1 summarizes the review results of
applications can send power and information. Besides far- near-field magnetic communication and/or WPT for free-
field EM technologies, there are other applicable approaches, space and/or implantable biomedical applications. This paper
impedance matching, the MIT scheme was equivalent to B. RELATIONSHIPS AMONG VARIOUS TYPES OF
the commonly used transformer coupling model [50], [51]. NEAR-FIELD MAGNETIC BASED WPT SCHEMES
In ‘‘self-resonant based WPT’’, however, by using self- There are a few types of near-field magnetic WPT schemes
resonant antenna instead of an LC resonator, a high quality- and their relationships are depicted in Fig. 2. The most
factor (Q-factor) was achieved. Q-factor is a dimensionless traditional near-field magnetic WPT scheme works by means
parameter which is defined as stored energy over energy loss of magnetic induction, shown as ‘‘Type 1’’ in Fig. 2. In this
in a period. A high Q-factor can greatly increase the power scheme, a resonant capacitor can be used for power fac-
transfer efficiency (PTE) of a system. Recently, two WPT tor compensation due to leakage flux. However, the load
organizations have proposed WPT standards. The ‘Wireless impedance is determined by the power demand of the load.
Power Consortium’ (WPC) proposed a ‘Qi’ standard which As a result, when the transmission distance increases, the
operates at 100 ∼ 205 kHz [52]. Qi is the most popular transmission efficiency decreases in accordance with the
WPT standard and has been adopted by various companies magnetic coupling coefficient km .
such as Nokia, LG electronics, HTC, SONY, and IKEA. Another type of the near-field magnetic resonant WPTs is
Another standard organization ‘AirFuel Alliance’ was estab- magnetic induction with complex conjugate matching, shown
lished to combine the ‘Power Matters Alliance’ (PMA) and as ‘‘Type 2’’ in Fig. 2. To maximize PTE, an impedance
‘Alliance for Wireless Power’ (A4WP) [53]. The PMA stan- matching network is introduced between the Rx coil and the
dard operates at 277 ∼ 357 kHz which is a frequency range load. Since coils are inductive in nature, resonance can be
similar to Qi. A4WP standardized ‘Rezence’ at 6.78 MHz obtained by inserting a capacitor to form an LC tank, as
with the support of Witricity, Intel, Samsung, Qualcomm, shown in Fig. 3. In practical terms, the separation between
AT&T, and Duracell. Qi and PMA use inductive coupling Type 1 and Type 2 is not clear. For example, consider the
technologies, while Rezence technology is based on the self- near-field magnetic WPT for a moving vehicle [54]. In such
resonant inductor. schemes, the Rx device on the vehicle may have a resonant
FIGURE 3. Lumped circuit model for inductive coupling. The coils can be
shunt tuned by inserting capacitors Cp1 and Cp2 in parallel of series FIGURE 4. Unified resonant-WPT model: (a) unified model, (b) magnetic
tuned with Cs1 and Cs2 . induction with capacitor (Type 2 in Fig. 2), (c) self-resonant based WPT
(Type 3 in Fig. 2).
mechanism. However, the Tx devices under the road may not Resonant WPT systems are based on electric-field
have a resonant mechanism because they commonly exist as (E-field) coupling and magnetic-field (H-field) coupling, and
just a pair of conducting transmission lines. in order to explain them as an integrated system, a unified
Another near-field magnetic resonant WPT is the self- WPT model was proposed [60]. Fig. 4 (a) shows the unified
resonant based WPT [55], which is ‘‘Type 3’’ in Fig. 2. model. The power supply feeds electric power to the Tx
As explained in the previous subsection, achieving a high resonator, and power is extracted from the Rx resonator. Both
Q-factor by using the self-resonant coil can increase PTE. resonators have a coupler and reactance device. The coupler
This technique typically uses four coils, namely, driver, pri- is a device that generates a near-electric and/or magnetic
mary, secondary, and load coils, and its operation was initially field. The coupler includes a coupling coil and a self-resonant
explained by the coupled-mode theory [56] in [47] and [48]. antenna. The reactance device is a device that is not intended
In a self-resonant based power delivery system, extra coils to generate an electric and/or magnetic field. The reactance
on the driver and load side provide a way of tuning the input device includes a resonant capacitor and a matching inductor.
and output coupling, and therefore the input impedance and The coupler has inductive and capacitive reactance com-
the output impedance, respectively. In other words, the extra ponents which are expressed as XCant and XLant , respectively.
coils play the role of an impedance matching network [57]. The reactance device has inductive or capacitive reactance
The PTE can be greatly enhanced because the Q-factor of the component of XCex and XLex , respectively. With regard to the
coils and the impedance matching network can be kept high resonance, the resonant frequency of the system is determined
in order to compensate for small mutual coupling km between so that the reactive impedance of the resonator (i.e., the
the source and the load coils. When extra coils are used for Reactance device and Coupler) becomes zero: XCant +XCex =
impedance matching, self-resonant based power delivery can XLant + XLex . In terms of coupling, E-field coupling occurs
be understood as inductive coupling, since each pair of coils between the capacitive reactance of the Tx and Rx couplers
are coupled through the magnetic field. Therefore, the self- with the electric coupling coefficient kc , and H-field coupling
resonant based system can also be analyzed and optimized occurs between the inductive reactance of the Tx and Rx
using self-inductance and mutual inductance in circuit the- couplers with the magnetic coupling coefficient km .
ory [58], [59], which is generally more familiar to electrical In a WPT system which uses a coupling coil and a resonant
engineers than coupled-mode theory. capacitor, as shown in Fig. 4 (b), the coupler mainly has
inductive reactance, while the capacitive reactance of the have generally been employed: robust structure and electrical
coupler itself is quite small. Therefore, an external form tuning.
of reactance is necessary to realize resonance. During the The first approach utilizes robust structures, which
exchange of energy between the external capacitive reac- can prevent or compensate the efficiency degradation
tance and inductive reactance, energy loss occurs, which caused by an unpredictable position change, by exploiting
reduces the Q-factor of the system, and hence degrades 3-dimensional (3D) coils, antenna arrays, and metamaterials.
the PTE. The 3D coil structure can prevent a reduction in PTE caused
In a WPT system using a self-resonant antenna, as shown by rotation misalignment due to omnidirectional magnetic
in Fig. 4 (c), the antenna itself has both inductive and fields [72], and the Tx coil array structure produces a broader
capacitive reactance capabilities. Therefore, without using a magnetic field, which can provide energy to the Rx coil even
resonant capacitor, resonance can be achieved. By employ- with lateral misalignment on the array structure [73], [74].
ing a self-resonant scheme, a high Q-factor is achieved Asymmetrical Tx and Rx coils can also increase the trans-
because the loss in the resonant capacitor is avoided. In the mission coverage [75]. Array structures are popular and can
magnetic-coupling self-resonant scheme, the electric field is produce a uniform magnetic field in an appointed area using
not negligible because of its resonant nature, as shown in antiparallel resonant loops [76], multi-loops having the same
Fig. 4 (c). Suppressing the electric field coupling by modify- axis [77], and overlapped arrays [78]. Reference [79] consid-
ing the geometry of the self-resonant antenna can improve the ered move-and-charge schemes which were combined with
Q-factor and extend transmission distance [61]. On the other a Tx array structure and omnidirectional Rx coil to prevent
hand, by utilizing electric field coupling, the transmission cases of both lateral and rotation misalignment. Recently,
distance can be extended by using a repeater consisting of some research groups have adopted metamaterials to extend
a single-wire conductor [62]. the operating range of near-field magnetic systems [80] and to
compensate for the losses that occur with misalignment [81].
C. RESEARCH TRENDS IN THEORY AND APPLICATIONS The second approach is based on electrical tuning to adjust
Achieving a maximum PTE is a priority goal in WPT systems the resonant characteristics. Efficiency can be degraded by
where impedance matching and coupling coefficient are the mismatched conditions, such as variable mutual inductance
key parameters of high PTE. Most early studies of WPT depending on relative position, and changing loads. To com-
systems tried to achieve high PTE by assuming that the pensate, its critical to dynamically adapt operating conditions
Tx coil and Rx coil needed to be closely located and perfectly and power transfer ranges to these changes. For example,
aligned. Reference [63] introduced the relationship between methods to dynamically adjust operating frequency, the input
port impedance and coupling coefficient, and the change in and output impedance of the coils, and the load impedances
image impedance patterns, to provide in-depth insight into of the rectifier are discussed in detail in [82] and [83].
system performance. Reference [64] showed the maximum Reference [84] compensated the decreased power efficiency
transmission efficiency of a two-port network, which rep- via displacement using frequency shift with an electrically
resents a pair of couplers. A theoretical analysis based on tuned Class-E inverter. They achieved a nearly constant
an antenna and a matching circuit approach [65], an equiv- PTE within a certain coupling coefficient range. Tuning
alent circuit approach [66], and field theory [35] were also can be also applied using a matching network at a given
conducted. operating frequency. Reference [85] solved PTE degrada-
Besides the studies on high PTE for a given limited trans- tion by frequency splitting with critical coupled systems by
mission range, research groups also attempted to extend adjusting the capacitance of the resonator. They verified the
range and support mobility with maximum PTE. Although proposed method via testbed, by applying offline tuning.
the transmission range of inductive coupling based magnetic Reference [86] presented an automated impedance matching
WPT systems are usually smaller than the Tx coil dimen- system using switching capacitor circuitry although it still
sion, [67] introduced self-resonant based WPT systems for had unsolved issues, such as the power consumption of the
distances longer than the Tx coil dimension using a high feedback loop and high system complexity.
Q-factor. Reference [68] presented a resonant WPT system Magnetic beamforming can simultaneously achieve the
using an intermediate perpendicular resonant coil between goals of both long transmission range and high PTE with
the Tx coil and Rx coil. Reference [69] developed a dipole mobility. To the best of the authors’ knowledge, the stud-
coil resonance system (DCRS) with a ferrite core for a ies about magnetic beamforming techniques are very recent
stronger and wider magnetic field, enabling 209W at 5 m with trends in the communication and WPT area. In the first
a 20 kHz carrier frequency. study on magnetic beamforming in 2014, [87] proposed a
To support mobility, unpredictable loads and changes in the Tx coil array which could efficiently transmit power to a Rx
Rx position have to be addressed. References [70] and [71] about 50 cm away from the Tx device, without alignment by
proposed an analytical model of a near-field inductive cou- phase control. In 2015, a power transfer method for pow-
pling magnetic system and magnetic resonance system to ering up to 6 different devices was proposed by the same
compensate the effect of misalignment. To make near-field research group [88]. Reference [89] conducted a coupling
magnetic WPT systems robust and reliable, two approaches and circuit analysis of the Tx array components to prevent
power leakage. They presented a theoretical analysis and in the tissue, and degrades the overall PTE. c) Safety regula-
well matched measurement results with various coil arrange- tions that address tissue heating by external electromagnetic
ments. Reference [90] proposed a beamforming algorithm for sources place a certain limit on the potential amount of power
maximum PTE with an orthogonal 3D coil based Tx coil that can be delivered [16]. Considering these factors, various
array. The aforementioned studies considered a single Tx design parameters such as operating frequency should be
device and multiple Rx devices. Reference [91] presented revisited for applications with biomedical purposes.
a multi-input single-output (MISO) WPT using signal pro- We first review the mechanisms of inductive coupling and
cessing and optimization methods with perfect parameter magnetic resonance for powering implantable devices. These
information between the Tx coils and Rx coil. They showed a methods are as widely used for the wireless powering of
near-optimal solution using the proposed non-convex system implantable devices as they are in free-space. To make the sur-
mode. This work was later extended to the general setups with vey more comprehensive, this section also introduces another
distributed transmitters with optimized locations and gen- method, mid-field coupling. When the Rx device size is much
eral magnetic multiple-input multiple-output (MIMO) WPT smaller than the separation between the Tx and Rx device,
systems with arbitrary number of transmitters and receivers researchers have proposed operating at higher frequencies, in
in [92] and [93], respectively. the mid-field range, where both reactive and radiative energy
[94] introduced a magnetic beamforming system from a can be utilized [103].
different point of view, which considered the security of the
WPT system to prevent unwanted power transfer to unin- A. INDUCTIVE COUPLING
tended Rx. Issues still remain in the magnetic beamforming The most popular technique for delivering power wirelessly
systems, such as power leakage between the Tx array compo- to biomedical implants is inductive coupling, which was first
nents, the highly complex computations needed to determine used to power an artificial heart [104]. Since then, there
the optimal current of each transmit coil, and estimate the have been several comprehensive analyses of inductive links
system parameters. However, there are clues to solve these over tissues [105]–[108]. Table 2 lists the parameters of the
issues. Reference [89] reported enhanced performance with inductively coupled systems described in the literature [109]
reduced leakage, and [90], [91] mentioned the linear rela- although this list is not exhaustive.
tionship between the optimal current of each Tx coil and
the mutual inductance between each Tx coil and Rx coil TABLE 2. Frequency, Range, and coil size of select implants.
in particular cases. Reference [95] presented a non-coupling
coil pattern to mitigate the power leakage and computation
complexity issues. A non-coupling coil can reduce the power
leakage in the Tx array, since the coil pattern reduces coupling
between the Tx array components. Reducing power leakage
can lead to better PTE and longer transmission distance than
can be obtained with conventional coupling coil pattern sys-
tems. Additionally, reducing coupling can avoid the compli-
cated calculations needed to determine the optimal current
of each Tx coil, by using the linear relationship with mutual
inductance between each Tx coil and Rx coil.
WPT technologies are promising for various applica-
tions including mobile devices, home appliances, sensor To maximize PTE, impedance matching networks and cou-
networks [96]–[98], chip-to-chip applications [99], vehi- pling are as important in implantable biomedical applications
cles [100] and medical applications. To apply WPT tech- as they are in free-space applications. However, the limita-
nologies to these applications, challenging issues still need tions of implantable devices introduce significant obstacles to
to be worked out, such as EMC/EMI issues to meet safety realizing a proper impedance matching network. To compen-
regulations [101], [102], RF-to-DC conversion efficiency, in sate the improper Rx coil inductance resulting from its limited
addition to the issues mentioned in this paper. size, inductance tapping and voltage doubler circuits have
also been considered for impedance matching [106]. In addi-
III. REVIEW OF NEAR-FIELD WIRELSS POWER TRANSFER tion, ferrite cores [39] and efficient rectifying circuits [110]
FOR IMPLANTABLE BIOMEDICAL SYSTEMS have been employed to enhance coupling between the Tx coil
Although methods of powering implantable biomedical and Rx coil. Table 3 lists the different tuning configurations
applications can basically employ the same technologies utilized to achieve high PTE for each application.
employed in free-space systems, they also need to consider Implantable biomedical applications also have misalign-
the following issues. a) To be minimally invasive, the size of ment issues similar to those encountered in free-space, due to
the implant needs to be highly restricted. b) Human tissue, the highly curved anatomical surfaces and relative movement
through which the electromagnetic wave propagates, is a of organs during daily life [131]. Many techniques have also
lossy medium. This leads to additional power losses, as heat been studied to improve the robustness of the link, and these
TABLE 3. Tuning configurations of select studies. are much smaller than the distance from the Tx, it is advan-
tageous to use mid-field coupling, which exploits a higher
frequency range [103], [138]–[140].
C. MID-FIELD COUPLING
Microwave operating frequencies can be used to maximize
PTE. As frequency increases, electromagnetic waves atten-
uate faster in tissue because the skin depth is reduced. The
antenna efficiency of an electrically small Rx, however, gen-
erally increases with frequency. One can therefore expect
an optimal frequency at which PTE is maximized for a
are summarized in [109]. In [123], the dependency of the given Rx structure. Specifically, when the Rx was limited to
efficiency on the coupling coefficient km was reduced by millimeter-size and subjected to the constraints of a realizable
operating at the optimal voltage transfer ratio. A similar idea range of Q-factor, it was shown that the optimal frequency lies
was proposed in [124], where km maximized trans impedance in the low-GHz range [88]. At low-GHz frequency, a power
to desensitize its variation with km . In [107] and [125], the link with a typical source and Rx separation in an implantable
voltage transfer ratio was desensitized to variation in km by system corresponds to mid-field operation, where both reac-
staggered tuning circuits. Using coils with free-running oscil- tive and radiative modes of fields can be utilized to power up
lation, it was shown that the efficiency is independent of the Rx [141].
coupling if km is greater than the inverse of the loaded When the powering system operates at mid-field, the
Q-factor of the Rx coil [126]–[129]. In [130], a circuit source structure can be tuned to maximize efficiency, similar
approach was described to improve the tolerance to coupling to an antenna array concept operating with a far-field antenna.
variation, using coils at self-oscillation. In [132], the design Unlike a far-field operation, however, the purpose is not
parameters for planar spiral coils were optimized to maxi- simply to control the direction of plane wave propagation.
mize PTE. [133] implemented soft and flexible coils using a Instead, the purpose is to produce a field distribution in which
liquid metal alloy for more comfortable implants, with com- the electric field causing the heating of tissue is minimal per
parable system-level performance as metal based counter- given energy delivery to Rx. The source structure generating
parts. In most of these techniques, the idea of using resonant the minimum dissipated power in tissue was analytically
LC tanks on both coils to enhance the efficiency is widely found in [142] and [143].
embraced [47], [83], [134]. The starting point of such an analysis is to model the
human body as a multilayered structure (Fig. 5 (a)), where
B. SELF-RESONANT BASED POWER DELIVERY Green’s function is analytically known. The thickness and
Resonant based power delivery has been applied in the dielectric property of each layer follows the geometry
implantable and wearable devices [71], [135], [136]. Refer- of the human body and the Debye model [144]. The source
ence [71] used multiple inductor coils of a few centimeter size is modeled as a current sheet above the tissue to represent
for coupling and matching purposes. To achieve high PTE an arbitrary source, invoking the equivalence principle in
in a deeply implanted location, a high Q-factor is required electromagnetic theory. Fig. 5 (b)-(e) shows the solution for
in implantable biomedical devices. Since the Q-factor of multilayers approximating the chest wall – skin, fat, muscle,
those coils (a few hundreds) is much higher than that of bone, and cardiac tissue – at a maximum operating point
discrete inductors (a few tens) at corresponding frequencies, (2.6 GHz) compared to a coil source. The optimal current
the efficiency reported in [71] can be much higher than density, shown in Fig. 5 (c), consists of alternating current
that of a system using matching networks made of discrete paths spaced approximately every half wavelength. The cur-
LC components. rent paths propagate inwards, generating fields that exhibit a
Another benefit of using a multi-coil solution is that it pro- focusing effect, as shown in Fig. 5 (e). In contrast, the field
vides designers with more degrees of freedom to optimize the generated by a coil source shows divergent power flow lines,
inductive link [58], [136]. Spacing between the primary and as shown in Fig. 5 (d).
secondary coil can be adjusted to control the input impedance. The feasibility of operating millimeter-sized cardiac
Exploiting this feature, a three-coil link was also proposed implants was verified by experiment in [140]. A source
in [136], to achieve both high efficiency and power delivery. resembling the optimal current distribution was fabricated
However, having extra coils generally requires larger sized with metal slots. Four microwave ports were used to excite
implants and more complex designs, and introduces several the structure. A microelectronic stimulator, about 2 mm in
design constraints on the inductor geometry [137]. Moreover, diameter and 3 mm in length, weighting 70 mg, was fabri-
it is very difficult to fabricate coils with high Q-factors within cated with an Rx coil of about 2 mm diameter attached. The
a scale of a few millimeters. As a consequence, self-resonant device reports the power received based on the pulse rate
based coupling has not been adopted for powering millimeter- of a light emitting diode, which can be calibrated precisely
sized miniature implants. To operate implants whose sizes to the power transferred to the coil [143]. With 500 mW of
FIGURE 5. (a) Multilayer tissue model and a current sheet above it to represent arbitrary source. (b-c) Current distribution of the coil
source (top) and the optimal source (bottom) at 2.6 GHz. (d-e) The magnetic field component aligned with the receiver dipole moment x̂
and the Poynting vector (white) generated by the coil source (top) and the optimal source (bottom) at 2.6 GHz.
output power from the source, 200 µW of power could be In the 1970s, more work on RFID was conducted by many
transferred to the device. Considering that modern pacemak- companies, academic institutions, and government labora-
ers require just 8 µW to operate [144], this is more than tories. In 1975, Alfred Koelle, Steven Depp, and Robert
sufficient to perform various advanced electronic functions. Freyman presented an important result in a paper entitled
The resultant PTE also approached the value derived from ‘‘Short-range radio-telemetry for electronics identification
theory. using modulated backscatter’’ [146], which is the start-
ing point of a completely passive tag with a transmission
IV. REVIEW OF NEAR-FIELD MAGNETIC range of tens of meters. After this paper, General Electric,
COMMUNICATION IN FREE-SPACE Westinghouse, Philips, and Glenayre tested this passive iden-
As previously noted, near-field magnetic communication tification tag system at the Port Authority of New York
technologies, which have the same principles as near-field and New Jersey. Based on an RFID system consisting of a
WPT technologies, are types of short-range communication microwave system and an inductive system, various applica-
technologies based on magnetic fields, such as RFID, NFC, tions became widespread, including animal tracking, vehicle
and payment systems. The main concern of near-field mag- tracking, and factory automation. Further size reductions
netic WPT technologies is the PTE. However, the primary and functional improvements were achieved by utilizing
goals of modern near-field communication technologies are low-voltage and low-power complementary metal-oxide
throughput and reliability. In this section, we present the semiconductor (CMOS) logic circuits in the 1970s.
history of typical near-field magnetic communication In the 1980s, RFID applications were rapidly expanded
schemes, and introduce the principles of near-field mag- with the development of the personal computer (PC), since
netic communication and various related technologies, fol- the PC can provide a convenient and economical means of
lowed by descriptions of technological issues and recent collecting and managing data from RFID systems. At the
trends. same time, various nations became interested in different
applications of RFID. Transportation and personnel access
A. HISTORY OF NEAR-FIELD MAGNETIC applications drew more interest in the United States (US),
COMMUNICATIONS while Europe was more interested in short-range systems
RFID is the oldest standard application to employ near- for animals, industry, business, and electronic toll collection
field magnetic communication technologies. In 1948, Harry applications.
Stockman published the landmark paper ‘‘Communication by In the 1990s, the US installed more than three mil-
means of reflected power’’ enabling communications using lion RFID tags for electronic toll collection purposes in
reflected power [145]. In the 1960s, RFID commercial activ- North America. Europe applied RFID tags for electronic
ities began with a few established companies, and an elec- toll collection, access control, and a wide variety of other
tronic article surveillance system (EAS), the first wide-spread commercial applications using both microwave and induc-
commercial application of RFID, was presented to the world tive technologies. These electronic tolling applications were
to prevent theft. This system, termed a one-bit tag, can only installed in Australia, China, Hong Kong, Philippines,
detect the presence or absence of the tag. Argentina, Brazil, Mexico, Canada, Japan, Malaysia,
21272 VOLUME 5, 2017
H.-J. Kim et al.: Review of Near-Field Wireless Power and Communication for Biomedical Applications
they applied several methods as follows: 1) using a coil efficiency and data recovery depends on the modulation depth
structure with an orthogonal geometry, which can reduce the of ASK. For implantable biomedical applications with power
crosstalk [213]; 2) using FSK modulation, which is more constraints, the modulation depth should be minimized to
robust against noise and interference than ASK; 3) apply- ensure a stable power supply. However, the minimized mod-
ing a higher data carrier frequency five to ten times greater ulation depth makes it difficult to recover the data and clock,
than the power carrier frequency to guarantee enough space and in the backscatter link, adjusting pulse width [219] and
between the carrier harmonic components in the frequency optimal modulating load [220] affect the data rate and energy
domain [196]. Furthermore, this research group recently pre- consumption, respectively.
sented a fully-integrated near-field wireless transceiver which
can support SWIPT using a pulse delay modulation (PDM) 3) CHALLENGING ISSUES OF NEAR-FIELD
scheme. PDM is a low-power carrier-less modulation scheme MAGNETIC BASED SWIPT
which offers a broad bandwidth with robustness against Many research groups have achieved sufficient power effi-
strong interference from the power carrier signal [184]. ciency and high data rates in downlink telemetry. How-
Reference [214] proposed a single-carrier near-field mag- ever, the SWIPT technologies still have challenging issues,
netic system which can support SWIPT in high data-rate especially at the uplink due to an asymmetry of size and
implantable biomedical devices. LSK is usually a popular power consumption between external devices and implanted
modulation in single-carrier near-field magnetic SWIPT sys- devices [214]. Furthermore, to implement near-field
tems [195], [215], [216]. However, LSK may not be capable magnetic based SWIPT systems, it is necessary to consider
of achieving both high efficiency WPT and a high data- various parameters and constraints in addition to carrier
rate, since there is a trade-off between transfer efficiency frequency and link structure, to both achieve performance
and data-rate. To achieve high PTE, implantable systems goals and address safety issues. To design a high-efficiency
require a high Q-factor. However, the data rate of LSK is and high-rate near-field magnetic SWIPT system, we need to
inversely proportional to the Q-factor. Furthermore, an extra take into account tissue effect, coil size, and the geometric
load for LSK leads to impedance mismatching and additional position between the coupled coils to achieve high coupling
power consumption from the real load [217], and the rectifier efficiency and high power conversion efficiency. However,
cannot receive power from the coil during data transmission. this causes large design complexity because of interactions
Reference [218] described a solution involving passive phase between the parameters. For example, high frequency can be
shift keying (PPSK) which can achieve simultaneous power used to obtain size reduction and a high Q-factor in the coils.
and data transmission via a single inductive link without the However, high frequency leads to parasitic value sensitivity,
extra load. The PPSK scheme can reverse the current phase increased source driving requirements, and difficult rectifier
of the secondary coil using half-period switching, where the implementation. In addition, the tissue effect varies depend-
reversed current leads to increased current in the primary coil, ing on the carrier frequency, thus, establishing the optimal
and the primary coil can receive data due to this phenomenon. frequency involves a trade-off between tissue effect and
However, the proposed scheme has additional power losses transmission efficiency [221]. To satisfy the performance and
due to the disruption of resonance. To overcome these prob- safety issues, engineers should have a comprehensive under-
lems, [214] proposed a new backscattering data modulation standing of the system in implantable biomedical devices.
technique, cyclic on-off keying (COOK), which can simulta-
neously support high efficiency power transfer and high-rate VII. CONCLUSION
communication with a small loss. Although COOK shows Implantable biomedical devices are strong candidate appli-
behavior similar to conventional LSK and PPSK, to synchro- cations of near-field wireless systems, due to the advan-
nize the received signal it closes the switch only during a tages of using near-field magnetic technologies inside the
single cycle when the voltage of the secondary coil is zero body. This paper presents a comprehensive review of the
and the current is at its peak. This synchronized switching near-field wireless powering and communication schemes for
does not disturb resonance. Unlike the multi-carrier methods, both free-space and implantable biomedical devices, from
the single-carrier schemes take into account the additional historic development to recent trends. Among the various
power loss resulting from the discontinuous power transfer issues in near-field magnetic systems, we focused on three
and disruption of resonance. However, the issues related to aspects: transmission range, misalignment, and limited chan-
the trade-off between power efficiency and data-rate still nel capacity. Section II provided a detailed history of the WPT
remain. from Maxwell to the present day, and compared different
WPT schemes in terms of coupling performance. Recent
2) MID-FIELD COUPLING BASED SWIPT trends were also introduced, concerning transmission range
The mid-field coupling based SWIPT concept has also and misalignment issues with the maximum PTE in free
been considered for implantable biomedical applications. space. To extend the transmission range, self-resonant cou-
Reference [197] described a wireless power and data pling, relay, and DCRS can be applied, and misalignment
transceiver with sub GHz band for low-power implantable error can be compensated by robust structures, using arrays or
devices. In this system, the downlink trade-off between power metamaterials, while electrical parameter tuning can be
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HAN-JOON KIM (S’15) received the B.S. and RUI ZHANG (S’00–M’07–SM’15–F’17) received
M.S. degrees in information control and instru- the B.Eng. (Hons.) and M.Eng. degrees from the
mentation engineering from Kwangwoon Uni- National University of Singapore, Singapore, in
versity, Seoul, South Korea, in 2011 and 2013, 2000 and 2001, respectively, and the Ph.D. degree
respectively. He is currently pursuing the Ph.D. from Stanford University, Stanford, CA, USA, in
degree in information and communication engi- 2007, all in electrical engineering. From 2007 to
neering with the Daegu Gyeongbuk Institute 2010, he was with the Institute for Infocomm
of Science and Technology, Daegu, Korea. His Research, Agency for Science, Technology and
research interests include magnetic communica- Research, Singapore, where he holds a Senior
tion, wireless power transfer, and transcranial Scientist joint appointment. In 2010, he joined
magnetic stimulation. the Department of Electrical and Computer Engineering, National Univer-
sity of Singapore, where he is currently an Associate Professor. He has
authored over 250 papers. His research interests include energy-efficient and
energy harvesting-enabled wireless communications, wireless information
and power transfer, multiuser MIMO, cognitive radio, UAV-assisted com-
munications, wireless information surveillance, and optimization methods.
HIROSHI HIRAYAMA (S’01–M’03) received He has been listed as a Highly Cited Researcher (also known as the World
the B.E., M.E., and Ph.D. degrees in electri- Most Influential Scientific Minds), by Thomson Reuters, since 2015. He has
cal engineering from the University of Electro- been an elected member of the IEEE Signal Processing Society SPCOM and
Communications, Chofu, Japan, in 1998, 2000, SAM Technical Committees. He was a co-recipient of the Best Paper Award
and 2003, respectively. Since 2003, he has been from the IEEE PIMRC in 2005, the IEEE Marconi Prize Paper Award in
with the Nagoya Institute of Technology, where he Wireless Communications in 2015, and the IEEE Communications Society
is currently an Associate Professor. His research Asia-Pacific Region Outstanding Paper Award in 2016. He was a recipient
interests include antenna technologies, EMC/EMI, of the 6th IEEE Communications Society Asia-Pacific Region Best Young
and wireless power transmission. Researcher Award in 2011 and the Young Researcher Award of the National
University of Singapore in 2015. He served as the Vice-Chair of the IEEE
Communications Society Asia-Pacific Board Technical Affairs Committee.
He has served for over 30 international conferences as a TPC Co-Chair or an
Organizing Committee Member, and as a Guest Editor for eight special issues
in the IEEE and other internationally refereed journals. He has served as an
Editor of the IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS and the IEEE
SANGHOEK KIM received the B.S. degree with JOURNAL ON SELECTED AREAS IN COMMUNICATIONS (Green Communications and
a double major in electrical engineering and math- Networking Series). He is currently an Editor of the IEEE TRANSACTIONS ON
ematical science from Seoul National University, SIGNAL PROCESSING and the IEEE TRANSACTIONS ON GREEN COMMUNICATIONS AND
South Korea, in 2007, and the M.S./Ph.D. degree NETWORKING.
in electrical engineering from Stanford University,
USA, in 2013. He was a recipient of the Kwan-
jeong Scholarship during the study. He was with
Qualcomm Inc., as a Signal/Power Integrity Engi-
neer and with SiBeam Inc., as a mmWave System
Engineer. Since 2016, he has been an Assistant
Professor with the Electronic Engineering Department, Kyung Hee Uni-
versity, South Korea. His current research focuses on the applications of
radiofrequency technology and electromagnetic theory in wireless interface
with bio-implantable devices and biomedicine.