Introduction Regulatory Affairs Introduction Regulatory Affairs
Introduction Regulatory Affairs Introduction Regulatory Affairs
Introduction Regulatory Affairs Introduction Regulatory Affairs
Affairs
Rajib Kumar Baishnab
Head of Regulatory Affairs
Date:04‐01‐2021
1
Outline
• What is Regulatory Affairs & Why Regulatory Affairs
• Role & Job Profile of Regulatory Affairs Professional
• Essential Skills of a Regulatory Affairs Professional
• Regulatory Dossier Management, Preparation & Importance of effective dossier
management
• Types of Dossier
• Important Regulatory Guidelines & Regulatory Authorities
What is Regulatory Affairs
• It is more commonly called as the New Drug Application (NDA) in the USA or
Marketing Authorization Application (MAA) in the European Union (EU) and in
some countries it is called simply “Registration Dossier”.
Importance of effective dossier management
The registration dossier for medicines is an important document which is submitted
for review to regulatory agencies by pharma companies for approval to market
their medicines.
Utmost care should be taken during its compilation and filing as it plays a direct
role in earliest possible availability of medicines in the market which in turn
translates into business for the company.
Of course, regulatory affairs professionals need to ensure the safety, quality and
efficacy of the medicines for which they are filing registration dossier.
• 3 important aspects which play an important role in effective
dossier management‐
Planning aspects
Formatting and compilation aspects
Review aspects
Planning Aspects
Deadline‐
Action Plan should be prepared
Understanding the registration requirements of respective agencies‐
Requirement varies from one Regulatory authority to another
Requirements Listing‐
List down all requirements
Sending the requirements list to respective departments‐
Prepare individual requirement list and send it to respective department
Formatting and compilation Aspects
Format
Paper size (A4/other format),
Font (Times New Roman/Arial),
Margin, pagination, Header /Footer
Compilation
Specific, Clear, precise, accurate
Module arranged in a sequential order
Cross checked the documents
Ensure documents prepared as per ICH/other regulatory guidelines
Review Aspects
Review
Every human being is prone to mistakes
Recheck/Crosscheck
Checklist
Types of Dossier
Common Pharmaceutical Dossier which is widely used in the
Pharmaceutical Industry are:
CTD Dossier
ACTD Dossier
eCTD Dossier
Country Specific Registration Dossier
CTD(Common Technical Documents)
• Common Technical Document Consists of the following Modules
with the number of the required Documents.
Module 1 – Administrative Information & Prescribing Information
Module 2 ‐ Common Technical Documents Summaries
Module 3 –Quality
Module 4 – Non Clinical Study Report
Module 5 – Clinical Study Report
ACTD (Asean Common Technical Documents)
• Asian Common Technical Documents consists of following parts.
Part I – Administrative Data and Product Information
Part II – Quality Documents
Part III – Non Clinical Documents
Part IV – Clinical Documents.
• eCTD Format Dossier
Registration Dossier is an electronic format for CTD Dossier,
The content is based on the Common Technical Document (CTD) format.
It was developed by the International Conference on Harmonization
(ICH) Multidisciplinary Group Expert Working Group (ICH M2 EWG).
Submission in eCTD format should be in accordance with the current
ICH M2 EWG eCTD specification
Electronic files should be in accordance with the Guidance for Industry
on Providing Regulatory Information in Electronic Format.
Country Specific Format Dossier
• This format of Registration Dossier is in accordance with the Specific Country
Regulatory Guidelines.
Compile and write entire dossier of specified modules as per Guidelines provided
by the relevant Government Regulatory Authorities.
The SMART Process for Preparing Submissions
Strategy: Plan ahead, first prepare Summary
Mapping: Prepare outline with key Messages
Authoring: The right authors and Accountability
Reviewing: The right reviewers and Resolution
Training: Sharing knowledge and Teamwork
Important Regulatory Guidelines
ICH (Q, S, E, M)
WHO (WHO TRS)
EMA/EudraLex (EU Legislation)
PICS
USFDA
UKMHRA
Important Regulatory Authorities
USFDA(USA),
MHRA(UK),
TGA(Australia),
CDSCO(India),
HEALTH CANADA(CANADA),
MCC(South Africa),
ANVISA (Brazil) ,
EMEA (European Union),
SFDA (China),
NAFDAC(Nigeria),
MEDSAFE(Newzeland),
MHLW(Japan),
MCAZ(Zimbabwe),
SWISSMEDIC(Switzerland),
KFDA(Korea),
MoH (Sri Lanka) etc.
Professional Organization for RA
REGULATORY AFFAIRS PROFESSIONAL SOCIETY
THE ORGANIZATION FOR PROFESSIONALS IN REGULATORY AFFAIRS
• Regulatory Affairs is a rewarding , intellectually
stimulating and highly regarded profession within
pharmaceutical companies.