Open Classroom - Herbert Kohl
Open Classroom - Herbert Kohl
Open Classroom - Herbert Kohl
HERBERT R. KOHL
Introduction
When I began teaching I felt isolated in a hostile environment. The structure of
authority in my school was clear: the principal was at the top and the students were at the
bottom. Somewhere in the middle was the teacher, whose role it was to impose orders
from textbooks or supervisors upon the students. The teacher’s only protection was that if
students failed to obey instructions they could legitimately be punished or, if they were
defiant, suspended or kicked out of school. There was no way for students to question the
teachers* decisions or for teachers to question the decisions of their supervisors or
authors of textbooks and teachers’ manuals.
My school happened to be hi a black ghetto in New York City, and I thought for a
while that it was a pathological case. Inline last few years I have spoken with many
teachers throughout the country and visited many schools—urban, suburban, black,
white, integrated, segregated, elementary, secondary. There is the same obsession with
power and discipline everywhere; for most American children there is essentially one
public school system in the United States and it is authoritarian and oppressive. Students
everywhere are deprived of the right to make choices concerning their own destinies. My
experiences in a Harlem elementary school were not special, and I think the discoveries I
made about myself and, my students apply to most schools.
The authoritarian environment of the school I taught at encouraged a collusive
atmosphere in which everyone except the students pretended that the school was
functioning smoothly and effectively and that the teachers were “doing a good job.” It
was not proper to talk about troubles or admit failures.
There was no one for me to talk with, to share my despair and confusion. I was having
troubles with the curriculum, with my students, with bureaucratic details, with other
teachers, and, most of all, with ray-self. I was bewildered and angered by what was ex-
pected of me, and overwhelmed by ray contact with students. I was supposed to teach the
fifth-grade curriculum, no matter who my students were or what they cared about. I was
also supposed to take attendance; sign circulars; contribute to a fund for purchasing
birthday presents for colleagues who refused to acknowledge my existence; take my turn
at yard duty, hall duty, and lunchroom duty. The demands were as frequent as they were
senseless. Yet they were insignificant when compared with the pressure to fulfill the
function considered most essential to a teacher’s success—controlling the children.
The entire staff of the school was obsessed by “control,” and beneath the rhetoric of
faculty meetings was the clear implication that students were a reckless, unpredictable,
immoral, and dangerous enemy.
I found myself following the usual methods. The textbooks bored me, yet I went along
and tried to impose them upon my students. The clerical work seemed to me absurd, yet
with my students I tried to make it seem important. They weren’t impressed, and because
I didn’t have the heart to harass them, they mocked and harassed me. My students hated
school and let me know it by running about the room, screaming, falling out of their
seats. There were a few times when something developed in the classroom that led the
students to become absorbed in learning. Yet for the most part I was having trouble, and -
I wanted to talk to someone about it. In the authoritarian atmosphere of the school no one
wanted to hear about my troubles—if the system didn’t work in-my case, I probably
wasn’t suited to the job.
After a few months of teaching, however, I met another teacher in my school who
spoke honestly about teaching. His class was a wonder to me—the atmosphere was open,
there was a casual and friendly exchange between him and his pupils. This absence of
hostility was accompanied by the intense involvement of the students in things they
seemed to care “about. What he had achieved seemed unattainable for me, given the state
of my class. I couldn’t believe that he had ever confronted problems with students or bad
ever been uncertain about, his role in the classroom. But we talked about my problems
and he told me of his own difficulties during his early years as a teacher. Knowing that he
had similar problems made me, somewhat more hopeful. He helped me to locate the
source of my difficulties in myself and in the pathology of the classroom instead of in the
students. He also showed me the need to find alternatives to textbooks and to the
domination of the teacher.
That first six months I just managed to survive. The next year was much better and I
learned how to make the classroom more interesting for my pupils. I also learned how to
give up ray power as a teacher, (not delegate it but abrogate it) and how to help my pupils
as well as become someone they could talk with. I learned to listen to them, to be led by
their interests and needs. In turn I became involved in creating teachings in the
classroom—in doing research on myths and numbers, in learning from the experience of
the students. My students and I resembled a community much more than a class, and I en-
joyed being with them. We worked together in an open environment which often spilled
out of the school building into the streets, the neighborhood, and the city itself.
Yet these things didn’t happen magically or quickly. I needed a great deal of help, and
very little was available. I did learn to function in a non-authoritarian way within an
authoritarian institution, though I had little impact on the school, and ultimately quit. Still
I gradually found ways of teaching that were not based on compulsion but on
participation; not on grades or tests or curriculum, but on pursuing what interested the
children.
Other teachers are going through the same process of yielding some of their authority
and freeing themselves to teach without using compulsion. Many have been fired for
trying -to teach in non-authoritarian ways; others have been trying to change and finding
themselves confused or impatient. It is difficult to yield power and develop a sense of
community with young people (or even with one’s peers, for that matter).
This book is a handbook for teachers who want to work in an open environment. It is
difficult to say exactly what an open classroom is. One almost has to have been in one,
and feel what it is. However there are certain things that it is not. It is important not to
equate an open classroom with a “permissive” environment. In an open classroom the
teacher must be as much himself as the pupils are themselves. This means that if the
teacher is angry he ought to express his anger, and if he is annoyed at someone’s
behavior he ought to express that, too. In an authoritarian classroom annoying behavior is
legislated out of existence. In a “permissive” classroom the teacher pretends it isn’t
annoying. He also permits students to behave only in certain ways, thereby retaining the
authority over their behavior he pretends to be giving up. In an open situation the teacher
tries to express what he feels and to deal with each situation as a „ communal problem.
This book is based upon the experience of teachers: their problems, failures, and
frustrations, as well as their successes. It is about the battles with self and system that
teachers encounter in the schools. But it is not a handbook that gives teachers a step-by-
step account of how to change their classrooms and themselves. Each teacher must
obviously go through the process of change in ways consistent with his own personality.
This handbook does, however, try to anticipate problems, to present possibilities and
make suggestions. It presents some strategies for change, for dealing with the
administration and other teachers, for creating different kinds of textbooks, lesson plans,
etc. It can and I hope will be used by different people in different ways.
This book is primarily addressed to public school teachers. However, much is I think
relevant to other teachers in community schools, in private schools, and at colleges and
universities. Power is a problem for all of us. The development of open, democratic
modes of existence is essentially the problem of abandoning the authoritarian use of
power and of providing workable alternatives. That is a problem that must be faced by all
individuals and institutions that presume to teach.
I
Beginning the School Year
Expectations
Teachers begin the school year burdened with expectations and re-conceptions that
often interfere with the development of open classrooms. Classes are “tracked” and
students are placed together according to academic achievement. Reading achievement or
I.Q, scores are usually used to decide which track a student “belongs” in, though
sometimes teachers’ judgments about their students’ potential count too. There are top,
middle, and bottom classes; A, B, C, and D “streams.” No matter how schools try to
conceal this grouping, the pupils know where they are placed. Bottom classes, the C and
0 streams, often tell their teachers at the beginning of the school year, “You can’t expect
much from us. We’re dumb.” Teachers know the type of class they are expected to be
teaching. Before the teacher has even met his students his expectations of bright,
mediocre, or dull individuals are set.
Even in schools which have abandoned tracking, the teacher is given a set of record
cards by his supervisor which documents the child’s school life as perceived by his
previous teachers. These cards usually contain achievement and I.Q. scores, personality
evaluations, descriptions of conferences with the students’ parents, judgments about his
behavior in class and “study habits. Difficult pupils are identified as well as good (i.e.,
conforming and performing) ones. The record cards are probably designed not only as
analyses of their pupils’ careers at school, but as warnings to teachers on what to expect.
When the teacher meets his class on the first day of the school year, he is armed with
all of this “professional” knowledge. Anticipating a dull class, for example, a teacher may
have spent several weeks preparing simple exercises to keep his students busy. On the
other hand, faced with the prospect of teaching a bright class, be may have found a new
and challenging textbook or devised some ingenious scientific experiments.
If the record cards indicate that several pupils are particularly troublesome or, what is
more threatening, “disturbed,” the teacher will single them out as soon as they enter the
room and treat them differently from the other pupils. He may do the same with bright
students or ones rumored to be wise, funny, lazy, violent, scheming, deceitful. . . . The
students will sense this and act in the manner expected of them. Thus the teacher traps
both himself and his pupils into repeating patterns that have been set for years.
Expectations influence behavior in subtle ways: a successful though nervous and
unhappy student may try to relax. His teacher says, “What’s the matter? You’re not
yourself this week. This may produce feelings of guilt in the student, who then drives
himself to succeed in spite of feeling that the price he is paying for academic
achievement may be excessive.
A “difficult” student tries to make a new start and is quiet and obedient. His teacher
responds to this behavior by saying, “You’re off to a good start this year,” and so informs
the student that a bad start was expected of him. The student becomes angry and defiant
A supposedly dull student gives a correct answer in class and is praised excessively.
He is embarrassed and becomes withdrawn.
Even in kindergarten a teacher will have expectations. Some children are
“disadvantaged,” others have language problems. The teacher anticipates that they may
not do well. Others come from intellectual or privileged homes and if they don’t perform
well something must be wrong.
Teachers’ expectations have a tendency to become self-fulfilling. “Bad” classes tend
to act badly, and “gifted” classes tend to respond to the special consideration that they
expect to be given to them if they perform in a “superior” way.
All of this is inimical to an open classroom, where the role of the teacher is not to
control his pupils but rather to enable them to make choices and pursue what interests
them. In, an open classroom a pupil functions according to his sense of himself-rather
than what he is expected to be. It is not that the teacher should expect the same of all his
pupils. On the contrary, the teacher must learn to perceive differences, but these should
emerge from what actually happens hi the classroom during the school year, and not from
preconceptions.
I remember an incident where the effect of a teacher’s expectations in one of my
classes was pernicious. I have always been unable to avoid having favorites in my
classes. I like defiant, independent, and humorous people, and my preferences naturally
come out in my teaching. One year, several students were puzzled by my choice of
favorites. The class had been together for three years and each year teachers chose the
same four children as their favorite students. However, I had chosen different students
and this upset most of the class, especially the ones who had been favorites in the past.
All the students were black. It took me several months to realize that the former favorites
were all the lightest-skinned pupils in the class—in other words, the whitest were (by
their white teachers) expected to be the nicest and most intelligent.
A teacher in an open classroom needs to cultivate a state of suspended expectations. It
is not easy. It is easy to believe that a dull class is dull, or a bright class is bright. The
words “emotionally disturbed” conjure up frightening images. And it is sometimes a
relief to discover that there are good pupils in the class that is waiting for you. Not
reading the record cards or ignoring the standing of the class is an act of self-denial; it
involves casting aside a crutch when one still believes one can’t walk without it. Yet if
one wants to develop an open classroom within the setting of a school which is
essentially totalitarian, such acts of will are necessary.
What does it mean to suspend expectations when one is told that the class one will be
teaching is slow, or bright, or ordinary? At the least it means not preparing to teach in any
special way or deciding beforehand on the complexity of the materials to be used during
a school year. It means that planning does not consist of finding the class’s achievement
level according to the record cards and tailoring the material to that level, but rather
preparing diverse materials and subjects and discovering from the students as the year
unfolds what is relevant to them and what isn’t
Particularly it means not reading I.Q. scores or achievement scores, not discovering
who may be a source of trouble and who a solace or even a joy. It means giving your
pupils a fresh chance to develop in new ways hi your classroom, freed from the roles they
may have adopted during their previous school careers. It means allowing children to
become who they care to become, and freeing the teacher from the standards by which
new pupils had been measured in the past.
There are no simple ways to give up deeply rooted expectations. There are some
suggestions, however:
—talk to students outside class
—watch them play and watch them live with other young people
—play with them—joking games and serious games
—talk to them about yourself, what you care about
—listen
In these situations the kids may surprise you and reveal rather than conceal, as is usual
in the classroom, their feelings, playfulness, and intelligence.
II
Planning and Lesson Plans
In most schoolrooms the use of time is as rigidly planned as the use of space. The
usual device for allotting time is the lesson plan. Before discussing planning I think it
may be useful to look at examples of two quite different types of lesson plans. The first is
common in most schools. Publishers produce pre-ruled plan, books for teachers, and
administrators often require that a plan be entered in one of these books and submitted
the first day of the week, before classes meet.
The second lesson plan is more anecdotal. It consists of a teacher’s notes to himself on
the way things might develop in his classroom; it is also a diary of events in the
classroom as the teacher perceives them.
PLANNING AND LESSON
PLANS
Lesson Plan II
Sunday: O. Henry’s story, The Retrieved Reformation
I liked it as a kid, seems artificial, phony now. Wonder what the kids will think?
Perhaps can talk about other O. Henry endings? Or maybe about prisons, or safecracking
tools? Or about what being a criminal means — right and wrong seem so simple in the
story. The banker’s daughter and family seem too good, too positive — aren’t they
thieves, too? Is O.K. at all ironic? — Don’t know, maybe the kids can bring something
fresh to the story which seems so tired and empty to me. Ought to read more O.H. and
perhaps more stories about fugitives and about transformations — would Kafka make
sense here, or maybe— Have to wait and see . bow things develop.
Does it make sense to talk about “the short story” first, since I can’t put it all together
myself and have read enough to know the text’s summary is worthless? When we all get
together I’ll start talking about short stories and see what develops.
Monday: The kids were bored with my pieties about O. Henry and wanted to read the
story. My cracks about a safecracker fascinated them. They went through the whole story
reading aloud. I don’t like that way too much but was swept away. While reading, the
kids started talking about a lot of things — mostly about what it must feel like to be
liberated from prison. Brenda suggested that it probably isn’t much different from what
she feels at 3:00 in the afternoon. The bell rang somewhere near the end of the story.
Tuesday: The kids raced through the story and were upset fey the ending—a few
refused to read beyond the point-where the heroine was locked in the safe—it was too
phony. Most of the hour was taken up in speculation about safes, bank robberies, and
boring, phony women. The general consensus was that there must be better ways to write
about life than O.H. discovered.
Lesson plans are supposed to spell out what the teacher is going to do hi his classroom
-day to day, week to week, and even month to month. They are designed to make it
possible for administrators to say what ought to be happening at a given moment in all
the classrooms of their schools. They are also traps for teachers. If they are followed
consistently there develops a smooth temporal progression in die class from one topic to
another, with little place for side issues, unexpected discoveries, and unplanned
conversations. If a story, or a mathematical concept, or a particular scientific problem is
provocative and sends students off in many directions, the lesson plan draws them back
to the curriculum and the Orderly flow of tune in the class day. There are a certain
number of stories or science experiments the class must go through during the school
year. Digressions often make teachers feel nervous and guilty- If an hour is taken up
discussing a side point the students will not be able to get through what they have to
during the school year.
Time in most schools is considered a precious quantity, and teachers are upset when
they feel time is wasted. But the conventional notion of “wasted time” is deceptive. In
fact time is wasted in school by all sorts of thing - taking attendance, lining up, collecting
papers, rehearsing rules arid -routines. It is also, often wasted by going through material
that bores everyone and is attended to only by pupils who are the most dependent on the
teacher. When people talk to each other and find out about each other they are not
wasting time nor are it wasted when students explore what is interesting to them, nor
even when students, weary of reading, play a bit, or just sit and draw. It is .a fiction that
students must follow a set number of procedures in a set time in order to learn to read,
think, and make decisions, just as it is a fiction that babies learn to walk and talk by
following a prescribed pattern.
There is no one way to learn, nor are there specific stories or experiments all young
people must go through. The notion that learning is orderly and ought to be identical for
all pupils is wrong and in many ways pernicious. It leads to the notion of _ remedial
work—i.e., the idea that students who have not followed the temporal sequence set by the
teacher have somehow failed and need remedial attention.. Remedy for what? A child
who has not learned to read does not need remedial work so much as his own way of
learning something for the first time. The idea that a student who has not learned to read
by the third or fourth grade is a failure and needs remedial help (special care) can often
lead him to believe he is a failure and turn him away from ever caring to read.
There is another aspect of time and order in the classroom that may explain why
lesson plans and developmental theories of learning fit so comfortably with the needs of
teachers and administrators. I have known teachers who slowed down the tempo of their
class when they, felt their class “would get through the required text and go on to a more
“advanced” one appropriate to the next grade. They did it, they claimed, out of
consideration for teachers of the next grade level who then wouldn’t be able to use the
textbooks assigned to them. After all, what could the teachers do without textbooks? The
orderly movement of bodies through twelve years of elementary and secondary schools
would be disrupted, teachers would have to start thinking for themselves and discover
each year where their pupils were at Each school year would then be unique for teacher
and student. This would be the opposite of what exists in schools where teaching
becomes an automatic and repetitious experience.
The two examples of lesson plans at the beginning of this section differ considerably.
The first,- the more standard, orders learning, allocates days and hours to stories, spells
out questions and responses, and imposes a single direction upon thought and activity in
the classroom. It also imposes (at least on paper) an orderly temporal sequence upon the
school year.
One can predict just what will be coveted during the year and can usually tell where
the class ought to be during any particular month: or week. The school year is to be
thought of as having a definite beginning, middle, and end.
The second type of lesson plan is quite different. It does not lay out a plan that must be
followed, or tell the teacher how much his pupils ought to be doing each day. Rather it is
a guide to the options the teacher provides his class and a means of understanding and
assessing, where his students are and where they seem to be going. Planning in an open
classroom is itself a creative activity and involves as much looking back in time as
looking forward. It also involves thought and serious study. Of course it is possible for a
class to read a story together in an open classroom. But if the teacher is presenting a story
to the class, the students should have the right not to read the story, or not to participate in
the discussion. The teacher can set themes, ask questions, etc. So can the students. In
reading O. Henry’s story together with the students the teacher does not present the work
as a masterpiece the students must learn to appreciate. It is a work some may like and
others might find boring. It is also a work that some students might not even care to
finish.
Discussion of the story can move in any number of directions; and the teacher should
anticipate as many of these as possible, .thinking about things that might interest the
students. For The Retrieved Reformation, that might mean anticipating the possibility of
exploring prisons, safes, locks, the origin of criminal acts, personal change, banks, O.
Henry’s use of language, etc. The more the teacher is prepared himself to follow what
seems to interest his students, the more likely they are in turn to try to draw the teacher
out and discover what he knows.
The teacher also ought to think about other options he can present to his students in
connection with their reading a story together. They could write~ their own stories,
parody the story they read, act it out, change it, write a sequel, read other O. Henry
stories, or, if it seems to be the will of the class drop the whole thing and go on to
something else.
In some schools it is not so easy .to move freely into topics the students find relevant.
Teachers are often forced by administrators or state requirements to cover specified texts
in equally specified time units. I chose the familiar O. Henry story to illustrate the two
lesson plans, because die choice of a story to begin with may not be open to teachers. The
curriculum may trap them as well as their students into considering work that is mediocre
or boring. One strategy that teachers who feel that their jobs depend upon sticking to the
curriculum might consider is parody. Silly or irrelevant texts can be; rewritten by
students, parodied, and turned into something else. They can be considered
psychologically and sociologically; for example, the minds and social, views of textbook
writers themselves can be examined critically. No matter what material is forced upon the
class, students can learn much from a teacher who laughs at a silly or stupid text or is
angry at a racist one.
To plan intelligently, the teacher must observe the class and assess what is happening:
who is interested in what, who isn’t, what directions the students are moving in. Only in
this way can the teacher discover what the students’ interests and abilities may be. As
students become interested in different aspects of a subject the teacher can provide them
with books, hints, suggestions, -references. Planning in a non— authoritarian classroom
must be based on the possibility of abrupt changes. Subjects arise and are dropped or
develop in many different ways. There is no predicting who will be interested and active
at a given time.
There must be a beginning of the school year simply because school starts on a certain
day in September. But there should be no “middle” or end, in any formal sense, to the
school year. This is not to imply that the teacher and students should not look back on
what they have done, try to assess what has happened in the classroom, or gain
perspective on what they have learned. Such reconsiderations are valuable and necessary.
Vet they ought to occur naturally when people feel they are moving from one phase to
another. “Perceiving” what has been done in the class should mean that the class will
learn something new about what has been happening.
III
Some Classrooms in Operation
Teachers often ask me to give them concrete examples of open classrooms in
operation. Yet there is. a danger in citing examples, for people often use them as models
to imitate. There is no single model open classroom. Rather there are as many variations
as there are combinations of students and teachers. However, there is value in learning
what others have done and so I would like to share several experiences I have had
recently in the Berkeley Unified School District that have been helpful to me.
The first experience happened in a first grade class. I have been working with the
teacher and student teacher hi the class. We planned to try several word games and see
how the children responded.- I was in the room with the student teacher and about twenty
children. The teacher was out talking to the parents of one of the boys in the class.
The room is quite large and has many centers of activity and no one center of
authority. It takes a while to discover that the desk in the corner, piled with papers and
books, and without a chair next to it, is the teacher’s desk. In one corner of the room is ft
cozy discussion area formed by planks placed on-cinder blocks. The children have
painted on the planks and sit on them when they have group discussions. Another corner
has a club area with cushions on the floor and butcher paper on the walls for the students
to write and draw on. There is a table with art supplies along one wall, a table with
animal cages in the middle of the room, and another one with finished works of art next
to ‘it. The students’ tables are clustered in small groups throughout the rest of the room,
and students’ work hangs on all the walls.
The students in 4he class were just beginning to get involved in reading, and we
wanted to find ways of keeping them interested in the written word without putting them
through endless drills in reading workbooks. We wanted to avoid destroying the students’
initial motivation to learn how to read. I suggested a game that a group of teachers tested
on themselves the week before. The children would make the whole room into a poem by
placing cards with words they selected on objects in the room and reading the cards in
sequence. Such random poetry can produce interesting juxtapositions of words, objects,
and ideas, and be a lot of fun to create.
The student teacher agreed to introduce the idea of the game to the class and see what
happened. We would plan what to do next after observing the children’s response. For,
some reason that morning the students were restless. We all sat around on the planks and
the student teacher tried to get everyone’s attention. He told a blank index card in one
hand and tried to explain the idea of making the room into a poem. However, fights mid
teasing broke out. Few children listened and be was clearly getting angry. After, five
minutes, during which tension was building, he turned to several boys who were the
worst offenders and said, “If you don’t want t» listen, why don’t you do something else?”
That rescued the situation. Instead of demanding that the boys listen and provoking a
confrontation, he offered them an option which they immediately accepted. They went to
the clubhouse corner and played at being lions and tigers that ate teachers. Then he went
on describing the game to the rest of the class.
Still the children seemed puzzled and unresponsive. I suggested we go ahead and ask
the children to pick words we could write on the blank cards and forget about making
explanations. The children immediately responded, choosing words like “butterfly,”
“teacher,” “bossy,” “love,” “hate.” After writing the words on the cards we gave the
children some tape and suggested they put them somewhere in the room; Explaining was
obviously less effective than doing.
The children eagerly chose their words, but they wouldn’t hang them on objects in the
room. They preferred to tape the cards on themselves and/or other people. Instead of
making the room into a poem they made people into poems. Instead of insisting that the
class do as we planned, the student teacher and I decided to follow the children’s lead,
and made ourselves into poems too.
By this time the boys in the clubhouse joined us —we were having too good a tune
and they didn’t want to miss it.
After running about for a while with words taped to their bodies, the children formed
small groups and read their collective poems. Several boys decided to form a poetry club
and record all the class poems, while other children collected all the word cards and stuck
them no the blackboard. Then the class put aside words for a while and went out to
recess. Our planning for the next time was based on what we had observed during that
period.
I have been working with another class in that same school, a kindergarten class. This
room is also a complex place. There are several typewriters in one corner, a music center
in another, a doll house and furniture in a third. One door in the room exits to the
playground while the other leads to the hall. Throughout the room there are other
centers—an open space with low chairs to sit around on, tables, a cabinet with a tape
recorder, a movable stand with a 16mm projector, bookcases used as dividers creating
many small spaces. The teacher and I have tried many things together, but there are two
that are particularly interesting.
One day Danny Caracco, one of my colleagues, and I brought a hundred feet of blank
film leader to class and showed it to the children. They picked up their magic markers
and paints and inks and made a film of colors and shapes. There was no need for
instruction. Before we could say a word about how to make a film, the children were
already making one. Before we had a chance to talk about the product of their work we
were overwhelmed by their desire to see it—and to make a sound track to it, and to dance
to their sound track, and to play the film on their bodies -while they were dancing, and-to
flick: the lights in the classroom on and off while all this was happening. In a few hours
these kindergarten children had developed their own “mixed media” technology. We had
just stepped aside and let them learn and teach us.
The other experience with the kindergarten class is harder to describe. I teach a class
at Berkeley High School, which is euphemistically titled Children’s Theater. There are
twenty- young people in the class and we do improvisations, events in supermarkets,
buses, anywhere in the community at large. The class meets formally in the costume
room of the Berkeley Community Theater, though our classroom is the city we live in. I
have found myself increasingly unable to accept the four walls of a schoolroom as the
boundaries in which learning is supposed to take place. Our class goes where we feel we
can learn and may be able to teach. We have had picnics on weekends, done
improvisations on the beach, in parks, on the streets, in the supermarket. We have also
talked about the irrelevance of school and the need to work, to become a functioning part
of the community while young and full of the energy needed to change institutions.
Doing theater in public places is one thing. Another and more important one is infiltrating
the institutions that control lives—hospitals, banks, gas stations, supermarkets—and
humanizing them. School at its best can be a place -where-young people can come to
know themselves, their strengths and weaknesses, and get themselves ready to change a
society which makes so little sense.
The classroom not only segregates young people from society. It segregates them from
each other. We have elementary schools, junior high schools, high schools—six-year-
olds never meet ten- or fifteen- or seventeen-year-olds in school. It is absurd. Not only do
we not let children of the same age teach each other by insisting upon silence in the
classroom, we make it impossible in the context of school for older children to teach
younger ones. Our “Children’s Theater” class has moved away from this, and once a
week we visit a kindergarten. - The first tune ten high school students came to the
kindergarten we were all anxious about the visit. No one knew what would happen. A
few improvisations were tried arid they were fun but something unexpected and perfectly
natural happened. The kindergarten children wanted to know who the high school
students were, what they did and cared about. They wanted a chance to find people they
liked, or whose interests fascinated them. The high school students felt the same way.
The teacher and I, adults and the presumed experts in the room, stepped aside and let
things happen.
Groups formed and dissolved, a few people went outside to take a walk, one high
school student started to explain drawing to the young children and attracted a crowd,
another began to use a type-writer, and got another crowd. I don’t know everything that
happened that morning, because so much was going on at the same time. What .was clear
was that the rich classroom we had functioned in with the kindergarten class was poor
and meager compared to what it became with many young people alive and
“unsupervised” in it.
Most of my examples are drawn from English and art classes. That is not because they
are the only or easiest subjects in which to develop open environments. The reason I use
these examples is that I know them best. Recently I have seen a science class at the
Berkeley Community High School that embodies the same principles.
John Rosenbaum is a physicist and an artist. He makes light boxes using polarized
lights and filters. It is difficult to walk into his classroom and not be drawn into an
exploration of the phenomena of light and sound. There are sounding boards, tuning
forks, musical instruments, amplifying equipment, etc., in one part of the room. Another
part has strobe lights, polarized lights, filters, colored, gels. And there are science books
about, too. And art books. It is a magical world where one can start by playing with color
and sound, and become involved in studying those phenomena in artistic or scientific
ways.
There is another aspect of John’s room which I must mention. In a corner is a large
closet. It is empty except for rugs on the floor and posters on the walls. It is a meditation
room for students (and hopefully for faculty as well), a place to go alone and be alone. It
is the only place available for contemplation in Berkeley High ‘School, which has almost
3,000 students and it is considered strange. It is legitimate for a kindergarten or first
grade classroom to have a clubhouse of private place for young people, but we never
think older children need to be alone in classrooms.
Science and art are considered opposites in school and by thinking it teachers make it
so. Recently the opposite of this happened with a group of students I was working with.
We started out by telling a collective story—one line each. As the story evolved the main
characters would find themselves in difficult positions and would escape by transforming
themselves into animals. I followed the theme of transformation by suggesting that we all
transform ourselves into anything we wanted, and write a description from the point of
view of the creature we became. The students became cats, flies, caterpillars, in one case
a boiling potato, and in another a .withering Aztec god. I became a left hand.
After writing we drew pictures of the world through the eyes of our creature selves
and then did an improvisation. We became physically the creatures we were transformed
into. We then had to create some relationship with each other. One of the girls in
considering that problem in improvisation asked me if a boiling potato could worship a
withering Aztec god.
From the transformation of ourselves we began to talk about magical transformation,
and about the transformation of physical objects. This naturally led to alchemy and from
there to chemistry. This whole experience led me to understand chemistry in a new and
exciting way and to restore some of the magic of chemical change that had been lost for
me in school through tediously having to memorize formulas and facts. Not long ago I
was looking through a series of science curriculum guides produced by the Science
Curriculum Improvement Study-3 These guides are based on discovery principles, i.e., on
the notion that the student learns best when he discovers things for himself rather than by
being told them or from reading them in a book. They provide a first step away from
textbooks, though in my mind they do not go far enough since they determine what it is a
student ought to discover. However they are well done and worth looking at. My point in
mentioning them here is that it struck me how limited they were by confining themselves
to the sciences. I would like to take some of .the specific units and speculate upon how
they can involve more than what is narrowly construed as science. The ones I will
consider here are entitled: Interactions, Relativity, Systems and -Subsystems, and
Environments.
1. Interactions can be looked upon as a study of the relationships between physical
objects. It can also be looked upon as a study of the relationship between individuals
(psychology), groups (sociology), nations (history), ideas (?). Interactions can be danced
out, developed in improvisational drama, or studied in literature or the mass media.
Interactions in the scientific sense can be looked at as a subclass of all the systems of
interactions that man is involved in.
2. Relativity need not be confined to relativity physics. One can study moral principles
and values, examine the relativity of cultures, listen to alternate musical ‘systems (8 tone,
5 tone, 12 tone), even create musical instruments and systems that have their value
relative to other musical systems. One can also study relatives (I’m his cousin, he’s my
cousin, but I’m his uncle and he’s my nephew) and then kinship systems. One can also
talk about looking at the world through other eyes and trying to understand the
experience of other people and creatures. One can dance out the movement of two in-
dependent systems moving with relationship to each other.
3. Systems and Subsystems. Think of a jazz combo as a system with several
subsystems, one, for example, the rhythm section and another (within the rhythm section)
the subsystem of drums and cymbals. Listen to the musical group as a whole and. then
listen to the subsystems. Or, again, take a game like football—think of the whole team,
the offense, the defense, the linemen, the quarterback, the running backs. Play the game
and look at films of the game the way you would look at a physical system to be studied
in physics. Then look at the game as a dance. Move from one mode of perception and
thought to another. The free play of imagination and intellect is certainly one of the
components of creative thought in any discipline.
4. Environments. One can study physical environment. One can also create
environments. Recently I worked with a group of youngsters who created a suburb out of
cardboard tubes, string and paper. As we developed the suburb we became fee residents;
of our environment and acted out the lives of people we created. Using the simplest and
cheapest materials one can recreate the world in the classroom. One can look at
contemporary art, at the environments of Andy Keinholtz, Claes Oldenburg, Allan
Kaprow, or study theater as a means of creating a simulated environment. One can look
at the magic of storytelling and fiction where at their best convincing worlds are spun out
of words.
IV
Ten Minutes a Day
People who have been students in authoritarian classrooms cannot expect themselves
to develop their own open classrooms easily. I started out as an authoritarian teacher. It
was the only way I knew to teach; the way I had been taught. It took several years before
I was able to function in-a freer environment. Indeed, the students were much more ready
for freedom than their teacher was. Perhaps it was better to start tentatively than to
pretend that a change had come over me suddenly, and to try to turn everything upside
down in the classroom. My beliefs in a free, non-authoritarian classroom always ran
ahead of my personal ability to teach in one.
There are several ways to experiment in the classroom. It depends upon who the
teacher is. One ought not to try something basically incompatible with one’s personality.
It is likely to cause frustration and hostility, and to make further experimentation seem
more dangerous than it really is. A crucial thing to realize is that changing the nature of
life in the classroom is no less difficult than changing one’s own personality, and every
bit as dangerous and time-consuming. It is also as rewarding.
The starting point of change is discontent. If you are perfectly content with an
authoritarian style of teaching and pleased with your pupil’s lives in the classroom there,
an attempt to change will be pointless. Some of the best authoritarian teachers, often
charming and brilliant people who succeed in persuading young people to perform what
the school demands and to like it at the same time, may find change irrelevant.
If, on the other hand, the authoritarian mode is distressing—if being an unquestioned
authority is too difficult and unpleasant a role “to sustain, if the boredom of your pupils
or the irrelevance of what they are learning distresses you, then perhaps other approaches
should be tried. Before doing so you should try to think as honestly as you can about your
teaching experience and try to articulate to yourself or a friend what it is that makes you
want to change. It also may be of use to remember yourself as a pupil in school—to think
back to your early experiences of frustration, joy, anxiety, learning, boredom in the
classroom. I found that my memories of school helped me to avoid doing hateful things
to my pupils that my teachers had done to me. This isn’t to say that you will be able to
make a list of all that’s troubling you. But it is a good way to begin perceiving the
classroom as a place where strong and interesting experiences take place, rather than one
where the objective performances of students are measured
One way to begin a change is to devote tea-minutes a day to doing something
different. There is never any problem of finding ten minutes to play with, since what the
pupils ‘“must cover” is usually padded in order to fill up time. During that ten minutes
present the class with a number of things they can choose to do. Present them with
options you feel may interest them. Allow them the option of sitting and doing nothing if
they choose. Moreover, make it clear that nothing done during that period will be graded,
and nothing need be shown or explained to the teacher. Those ten minutes is to be their
time and is to be respected as such. Step out of the way and observe the things your
pupils choose to do.
Step out of the way, but don’t disappear. Make it clear that you won’t tell people what
to do or how to do it, but that you will be available to help in any way you can, or just to
talk. For ten minutes cease to be a teacher and be an adult with young people, a resource
available if needed, and possibly a friend, but not a director, a judge, or an executioner.
Also try to make it possible for the ten minutes to grow to fifteen, twenty, so long as it
makes sense to you and your pupils. It is not unlikely that those ten minutes may become
the most important part of the day, and after a while may even become the school day.
Some specific hints on the use of the ten minutes:
—in English class it is possible to read, write (set three or four themes and leave it
open for students to develop other ones), talk, act.
—in mathematics the students can set problems, solve problems, build computers,
compute, design buildings (or other structures or things), talk about money, set problems
for each other and the teacher.
—in social studies it is possible to talk about history; about newspapers, events,
people; write about them; compose of listen to poems, play songs about them; talk of
invite people in to talk about what’s happening. —in all classes students can do nothing,
gossip, write, start a newspaper, a newsletter, listen to music, dance, talk about or play
games, bring in things that may interest the teacher or other students and talk about them,
write about them. ...
Think about what is happening during those ten minutes and learn to be led by the
students. If certain things are particularly interesting to one group, find out about those
things, learn as much as you can, and, seeing their interest, present them with ways of
getting more deeply into what they care about. If, for example, a group of students is
interested in animals and their relationship to people, you can refer them to fables, to
Konrad Lorenz to experimental psychology, to whatever you can discover-, yourself. And
if you don’t know about such matters find someone who does, and invite him to class to
meet your pupils. Then - and this is crucial—step out of the way again. Do not insist that
because you have uncovered all these new options for your students that they must pursue
them. Maintain your own freedom from the authoritarian mode and help
It is always a good idea to bring as many non-teachers into your classroom as possible.
Painters, writers, businessmen, journalists all have valuable experience to offer young
people that teachers don’t have. So do people who have no specific vocations to talk
about your students maintain their freedom, however modest it may be. Learn, though it
is difficult, to allow your students to say “No” to what you want them to learn no matter
how much stake you have in it. This means that one must understand one’s own stake in
making young people learn what one wants them to learn and not take it over seriously.
Teachers must develop a sense of what they look like to young people and understand
how pointless and even funny it can seem to young people to see adults losing their cool
over someone’s refusal to take the division of fractions or the imagery in Act I of
Macbeth seriously.
Opening Out
In public schools learning is supposed to take place within the classroom.
Occasionally a class takes a supervised trip to a museum, a library, or a ball game. These
experiences, however, are considered secondary to “real” learning, which consists of
reading books, looking at educational material (films, models of machines, etc.), and
listening to the teacher. I remember taking my sixth- grade class out of school two days a
week. We walked around the community, visited factories, the university, artists’ studios,
chemical laboratories, film studios, people’s houses, supermarkets, furniture stores, etc.
Many other teachers at the school felt that our trips were not educational, and that we
were leaving school so that I could avoid doing “real” teaching and the students could
avoid submitting to “real” learning.
But the trips were a vital part of our experience together. We saw some of the world,
talked to people, got a sense of the environments in which-different types of work are
done, and in a few places made friends and set up after-school programs for the students.
The kids got a sense of what adults do with their time and a feel for possible careers for
themselves.
Not everything we saw was pleasant. We went to court, the welfare department, the
police department, the children’s shelter. We hung around and watched and recorded the
ways that our society deals with people. And when we returned to class we had things to
talk about and study in depth. We compared, for example, our impressions of factory
work, with the one presented in the school’s vocational guidance manual. We talked of
justice as we saw it work against poor and black people in the courts and as the civics
textbook explained it.
Visits are valuable, but they are limited. First impressions are often misleading. I feel
that it would be a very good thing if young people could spend time as apprentices to
artiste, technicians, businessmen, etc. They could also be participant observers in places
of work, and plan some of their program in the classroom around their experiences away
from the school. This year some of my students will spend time at a TV studio, a design
workshop, a boutique, a highway construction job, a laboratory, and at several
departments of the University of California.
Schools are afraid to let their students go into the world away from the critical eye of
the teacher. It won’t be easy to leave the school several limes a week with the class, much
less develop apprenticeships for individual students away from the school building.
However, you can move slowly, and should get as much help from the kids’ parents as
possible. -Visit where they work, get to know the neighborhood you teach in. Ask the
kids to tell you what’s happening and to take you places. If there are places they feel you
shouldn’t know about, don’t press.
The whole community ought to be the school, and the classroom a home base for the
teachers and kids, a place where they can talk and rest and learn together, but not the sole
place of learning. The classroom ought to be a communal center, a comfortable
environment in which plans can be made and experiences assessed. However one can
open up the classroom as much by moving out of it as by changing the life within it.
Note: Increasingly, people are abandoning the public schools as hopeless. They have
been setting up schools in storefronts, parks, homes, and factories. These schools use the
community much more than do the public schools. There are many people around who
care -about the young and are delighted to give their time and energy. They are not
“professional” teachers and therefore would have a difficult time finding places in public
schools. They do things like make films, or paint or write poems, or build houses and
highways, design and manufacture machines, deal with human relations or with
marketing products. Often they will be delighted to come into the classroom and will
invite kids to visit them at their work.
It is important for teachers to seek out people who do things and bring them into the
classroom. It’s not so hard—often all that is necessary is to go to a place, announce that
one is a teacher, and invite people to come to class and meet the kids. There are,
however, school administrators who will resist visitors they can’t completely control. In
these cases it may make sense to invite people anyway and not tell anybody. The more
adults the kids get to’ know, the more easily they can move in a world which is still, after
all, largely controlled by adults.
V
Discipline
As matters stand in schools now, students have no rights. They must do as they are
told or they are considered “discipline problems.” If they are not interested hi learning
what the teacher insists they learn they are said to “lack motivation.” The problems of
motivation and discipline are intricately involved with the authoritarian role of the
teacher.
If the teacher considers defiance, disagreement, fights, or refusal to do a particular
piece of work, to keep silent, or to line up, as a threat to authority, then a “problem” is
created. If, on the other hand, these are considered incidents naturally occurring in the
course of communal Me, to be adjudicated and absorbed into the whole, they need not be
seen as problems.
Punishment is a dangerous way to deal with behavior. If two individuals are punished
for fighting, the causes of the fight will not have been resolved. To their hostility toward
each other a new hostility toward the teacher and his authority will develop. This doesn’t
mean that the teacher should stand back from fights and let his pupils tear each other
apart. Certainly he should break up the fight. But it is the next step that is crucial. The
teacher can punish the fighters,” give them bad conduct marks, send them to the
principal; or he can do something entirely different. He can turn to them and say, “What’s
the matter?” and talk about it, wait until calm has returned to the class, and let things
proceed. Or he can take the participants aside together, or one at a time. The point is that
the event be treated as an affair in the lives of men, and not as a breach of discipline.
Of course this doesn’t mean that every time there is a fight the teacher must put aside
everything else and explore the issues. Sometimes it is just as effective to stop the
righting, give the participants a chance to cool down, and continue with reading or
whatever else the class is doing at the time. There are even times when the fight should
be left to end -naturally. One must use one’s intuition in dealing with conflict.
A good habit for teachers to develop is to begin to ask “Why?” of all the rules and
breaches of discipline that occurs in the classroom. Why must students never call out?
Why must they line up in the same way every day? Why mustn’t they talk to each other?
Why must they line up, raise hands, do homework?
» It is not easy for the teacher to give up his power to punish and to enforce, whether
through grades, referrals, or physical punishment Yet if an open classroom is to develop,
the teacher has to learn to abdicate some of the power the school confers upon him. He
has to be able to say I’m not going to; grade, or I’m not going to punish people, of I’m
not going to send anybody to the principal—and mean it. This isn’t easy. To announce
such principles to one’s class and go back upon them is to institute confusion and ask for
trouble. Perhaps it is best to begin slowly and with qualifications—I’m not going to grade
unless I’m forced to, or I’m not going to send anyone to the principal except in an
emergency.
Absolute statements, even on the side of freedom, are dangerous because in the course
of human affairs exceptions are bound to arise. I think of a rule I once declared too
absolutely. Whenever a knife came out of anyone’s pocket for whatever reason, it was to
be confiscated. One day a knife fell out of the pocket of one of my pupils while we were
playing basketball. The class looked at me to see what I would do, and I followed my
rule, as the student stormed off in a rage. A real “problem” could have developed if he
hadn’t been able to get another knife by the next day. There was no way I could have
maintained the rule, maintained face with the rest of the class, and done the humane thing
with my pupil. I was trapped by my 6wn rule. That wasn’t the only time and I had to
teach myself to abandon absolute pronouncements.
In forgoing his power to administer discipline, the teacher must realize that words
alone won’t convince the students that things are going to be different in his class. The
teacher’s actions over a period of time reveal to the students whether the teacher means
what he says. Because of this, the first year, during which a teacher tries to integrate
conflict into the classroom, rather than suppress it, can be extremely difficult. The teacher
is often uncertain, presenting himself as free and relaxed one day, stern and authoritarian
the next. In moments of crisis quite understandably he might fall back on authoritarian at-
titudes.
The movement to an open classroom is a difficult journey for most of us. The easiest
way to undergo it is to share it with one’s pupils—to tell them where you hope to be and
give them a sense of the difficulty of changing one’s styles and habits.. Facing
uncertainty in oneself, and articulating it to one’s pupils, is one way of preventing a
superficial bias “against authority” which, if it fails, can lead one to believe that the open
classroom just doesn’t work. Freedom can be threatening to students at first. Most of
them are so used to doing what they are told in. school that it takes quite a while for them
to discover their own interests. Besides .that, their whole school careers have taught them
not to trust teachers, so they will naturally believe that the teacher who offers freedom
isn’t serious. They will have to test the limits of the teacher’s offer, see how free they are
to refuse to work, move out of the classroom try the teacher’s nerves and patience. All of
this testing must be gone through if authoritarian attitudes are to be unlearned.
It is not easy for the teacher either. Freedom in the classroom means freedom for the
teacher as well as the students, so the teacher is groping as much as -his students. When
students are defiant or nasty or disorderly, the teacher naturally will get angry or
frustrated. A permissive philosophy would have the teacher accept everything and wait
for students to act out their hostilities and confusion. I am not advocating that at all.
Rather, I feel a teacher has as much right to be angry, frustrated, impatient, and distrustful
as the students have and should let them know that. If you are angry with a student for
righting or for refusing to do what you want him to do, tell him and try to deal with the
question of why you are angry. If someone tears up a book of yours, express your
feelings about it to the students. Only when a teacher emerges as another person in the
classroom can a free environment based upon respect and trust evolve. Moreover, if the
teacher remains a silent, abused witness to student authoritarianism, a tune will come
when the teacher has had enough and will take back the freedom he offered the students.
A free way of existing is not necessarily an easy way of existing. Autonomy, the
ability to make one’s own decisions, and self-direction, the ability to act pa one’s
decisions, can be quite painful to people who have-grown up in an authoritarian system.
On Becoming Indispensable
There is a way a teacher can experiment with non-authoritarian teaching and be free of
other teachers and supervisors. That way is to work with problem students—those
students the school system has given up on. Disturbed and retarded and disruptive and
delinquent students are in a special category. They are often considered “troubled”
simply because they refuse to conform to the authoritarian structure of the school and
refuse to acknowledge the totalitarian power of the teacher. They don’t have to go
through the curriculum and don’t have to take tests. Nothing is expected of them and all
that is expected of their teachers is to get them off the backs of the rest of the staff in the
school. Many extraordinary teachers have accepted this situation and created free and
open classrooms for their “special” students. The main problem one has to worry about
when such a class works well is whether by handling the school’s problems one isn’t
indirectly helping the system by reducing conflicts created by the system itself.
Troubles with Students
Students are no more used to making choices and functioning hi a free environment
than their teachers are. We have all been taught to obey and be dependent, and breaking
the habit of dependency, is difficult. Consequently when one tries to develop an open
classroom the students themselves will often be bewildered and frustrated at first. They
will even at’ times insist that the teacher tell them what to do.
Last year I taught a special class in education at the University of California, Berkeley.
The class was to be free and open, and the students could pursue whatever they wanted
to. For the first three meetings members of the class sat around and bitched because I
refused to tell them what to do. They wanted to know what I wanted them to do and since
I had nothing in mind for them they were angry. I even got a sense that they felt rejected
because they weren’t directed. It took over a month for people to begin to look about and
examine their school careers, sort out what they wanted to learn about and what they
needed to forget. As it turned out, some students wanted to write poetry, others to, study
the high school curriculum, and most of the students wanted to find out about each other;
We all realized that they had been at college for three or four years, sat in innumerable
classes looking at their professors and never knew the people who sat next to them.
I considered my role in that class was to bring in things to share with the students and
to be available to help them. I brought books and articles and poems to class, and left
them there. Sometimes we talked about them though often we didn’t. However, my
bringing what I cared about to the class made it easier for them to bring things that were
important to them.
One has to be patient with freedom and have as rich an environment as possible
available for students so there will be things they can choose to do. One cannot ask pupils
to be free or make choices in a vacuum. There is no limit to what can be brought to class
to enrich the environment. A partial list would include:
—second-hand books
—-old magazines
—scraps of wood, metal, and cloth discarded by factories
——old billboard posters
—parts of broken machines—cars, TVs, radios, toasters, etc.
—tape recorders and tape
—old toys
—old clothes to be used to create a classroom costume closet
——a sewing machine and needles and thread
—discarded advertising materials such as signs, posters, booklets, sales tags, handbills
—comfortable old furniture or rugs
—light fixtures, flashlights, wire, bulbs, and batteries
—typewriters
—posters and buttons of all sorts
Children will use materials brought into the classroom and left around hi the most
unexpected ways. Recently a friend offered me a ton of balsa wood to use with my class
and I readily accepted. He arrived a few days later with three ocean liner life rafts cut up
in sections. Some were six feet long, others nine and twelve feet. Many of the pieces
were rounded at the ends. He dumped the whole pile in the back yard and showed me that
beneath the canvas, the life rafts were indeed made out of balsa wood and glue in about
equal proportions. The balsa wood was not retrievable and in despair I just let the rafts lie
in the back yard for several months. One day several of my students decided to paint the
sections and bring them into our room. After a few days all of our chairs were replaced
by the life rafts. They made wonderful room dividers, seats, and tables. Also, when piled
on top of each other they made a cozy little house or boat for the kids to play in. Every
day the rafts were used in-different ways. The students saw in those forms possibilities I
had never imagined.
Being free enough to let the kids explore such possibilities is not easy. As Zelda
Wirtschafter, a teacher with a good deal of experience in work with open classrooms, has
put it: -
Helping teachers to understand that there is nothing sacrosanct about the standard
curriculum outlines—and that providing children with the ;Opportunity and resources to
explore their, own .questions is far more important and valid a learning experience than
“covering” a paper sequence of topics—is to my mind, the overriding problem of the day.
My experience has been that once teachers free themselves of the feeling that they “are
not teaching their kids anything,” and learn to perceive as real learning the activities and
questions and conversations which develop spontaneously in their classrooms, they
become much more confident and relaxed and many of the former problems of control
simply disappear.
On Student Teaching and Its Problems
Institutions that train teachers often play the role of gatekeeper for the school system
they service. They give credentials to young people who seem able to conform to the
demands of the system and deny them to potential troublemakers. The teachers who are
picked to supervise student teaching are often the most confident and representative
teachers in a school system. Usually they have things well under control in their classes
and have easy authoritarian manners. They are not -particularly oppressive if students
obey, and they know how to deal with defiant students. They have the curriculum down
pat and know just what to expect from” their class at every moment. Their students are
quiet and industrious, their rooms are clean, and their routines work well. They are
content with the1 way things are. Student teachers are welcome in such classrooms and
are expected to follow the example of these benevolent dictators. If the student teachers
believe there ought to be another way of existing in the classroom, a freer and more
student-centered way, their ideas will be received coldly and often hostilely. If the
student teachers try to loosen things in the classroom they will often find themselves
dismissed from student teaching and may find it difficult to get their credentials.
Conflicts between student teachers and their supervising teachers are backed up by the
staff of the training institution and so the defiant student teacher stands alone, just as the
defiant child in school stands alone.
Yet one can’t teach in public schools without credentials. It is a question of how much
one can put up with, how much one is willing to compromise, and, finally, how badly one
wants to teach. Many people find it easier to teach on provisional licenses that require a
minimum of education credits, and go to school at night, than to make their way through
a master’s program that seems to them irrelevant. Still, for people who have gone through
twelve .years of elementary and secondary schooling and four years of college, another
year of compliance needn’t be devastating. What matters is the work that goes on-within
the schools. It may well be worth keeping cool until the credentials are in hand.
On Selecting a School for Your Training
If you can, pick a school of education that is small and inconspicuous. Avoid large
conservative institutions like Teachers College, Columbia, and the University of
California, Berkeley. The big places are likely to be more conventional .than the smaller
ones and are likely to give less conventional, freer teachers a much more difficult time.
The greater the reputation an institution has to defend, the more resistant it.is to change.
Schools of education that consider themselves little more than “credential factories” are
more likely to let one through than schools with a “philosophy.” This may seem an ex-
cessively cynical view, yet it has been my experience that very little of interest is
happening in any school of education and therefore if one wants credentials one might as
well get them in the easiest and least painful way.
Tests as Cultural Documents
There are some demands that the school system makes upon students that one cannot
get around. If all the pupils in a system must be tested for I.Q. or Reading Achievement,
every teacher has to go along. If students want to attend college, they have to take
College Board exams and if they want certain jobs they have to take Civil Service exams.
Whatever one thinks of the testing system, young people have to live with some form of
it. However, they needn’t be defeated by tests nor need they be scared of the cold
objective eye of the test-makers. Tests are cultural documents and are made by
individuals who want specific answers to their questions. If one can look at a test as a
symptom of the prevailing culture, devised by men of flesh and blood, who have moral
and social reasons for asking the questions they do, it may be easier to cool the tests out
and figure out what is expected. For example, if one realizes that test-makers usually
want the simplest and not the cleverest of answers, since they are not interested in
creativity as much as the ability to follow directions; one can avoid a lot of uncertainty
and anxiety.
Students are not usually taught how to take tests. Rather they are challenged by tests
which are treated as ritually sacred documents in the schools. I remember how the
Reading Achievement tests in my school were dealt with. They came to the school
wrapped in sealed paper and. were kept away in a safe. Then the instructions were sent to
teachers who had to study them carefully and ultimately repeat each word of the
directions to the students they were to test. The test couldn’t be explained in a natural
way. The directions had to be read. Moreover, teachers were not allowed to test their own
classes. This might, as the jargon goes, destroy the objectivity of the instrument. The
effect of this objectivity was to create an unfamiliar situation that caused a great deal of
anxiety for my students. Not only did they have to deal with the test itself but also with a
forbidding adult who read the directions aloud and looked out for cheaters.
Tests as documents and testers as people try to present themselves in as grave a
manner as possible in-order to underline their importance. If students can see through this
solemnity for the sham performance it is they can treat tests with a sense of humor and
maybe deal with them as necessary burdens rather than as mortal threats.
I found it useful to play test-maker with my students and have them assume that role,
too. We talked about the kinds of questions one could ask if one cared to screen out
troublemakers, radicals, creative people, energetic people, angry people, etc. We talked
about the desirable traits from the point of view of the system of a teacher, a welfare
worker, a college student. Then we looked at sample tests and analyzed the kinds of
questions being asked. We parodied the questions and played with them. The students
tested each other with mock solemnity and learned how not to be afraid of failing or
passing tests. They learned, or at least some learned, how to confront tests without being
victimized by them.
Evaluating Without Testing
Tests are made to measure one student against another student or to measure a
student’s performance against some standard which is to be expected of him. When a
teacher abandons the notion that all students must live up to some given standards, or
have their worth measured against the worth of other students, new means of evaluating a
student’s work must be developed. This other more qualitative-means of evaluation are
not difficult to imagine. One can consider first of all a student’s work in relation to other
work he has done. Then one can compare it to earlier work which the student has
attempted or achieved (a complex question which may involve talking at length with the
student and perhaps with other adults who know the student’s work). The work can also
be considered in relation to specific models, from art, science, or literature, that the
student knows or tries to use, or in relation to the issue the student is dealing with, or the
thought or feeling he is attempting to communicate. Last, the work can be considered in
relation to the work of other students, to what they attempted, and can be of use to the
student in question. Evaluation should look ahead to future work as well as deal with the
quality of any particular effort.
For-example, a junior high school student of mine recently wrote a poem (“School Is a
Figment of the Imagination,” page 105). This was the first completed poem she showed
me. The rest of her work was influenced by Tolkien’s Fellowship of the Ring and was
filled with dragons, knights, elves, and other fantastical creatures. The writing was clever,
and yet she seemed to lose interest in her own tales and poems and never finished them. I
was struck by how different this poem was and told her my feelings. We talked about her
old style and she said that reading Emmett Williams’ Anthology of Concrete Poetry gave
her the idea for the poem. We talked for a while about the shapes of poems and their
relationships with the meaning of the words in a poem. Then we talked about school,
about her hatred of school, about ideal schools and real schools. Then we talked about her
work, where it could go, and why it seemed .so incomplete before. Then I suggested she
write about her ideal school, and she did:
The School that Ought to Be
The school that ought to be has teachers that know how to handle their classes (keep
them interested) and know what they are teaching.
Subjects;
Pleasurable Human Behavior for the people you behave to and yourself
History drama
Naturemath
Creative Cookery (on a Budget)
The Long-Neglected Art of Observation
The Long-Neglected .Art of Walking
The Long-Neglected Art of Thinking Clearly
(Meditation)
Mastery of the Elegant Insult (optional)
Examination of Fantasy
These classes require small classes in large rooms with easy access to everywhere.
Afterward we compared her work with what other people were doing in the class and
talked about the uniqueness of her writing. That seemed all the evaluation necessary to
me at the tune.
Evaluating student work calls upon the teacher to make critical judgments. There are
no simple criteria for such judgments and the best a teacher can do is present his
evaluation as his own and not as an unquestioned objective truth about the student’s
work. (Obviously there are some cases, for example hi the Correcting of math or spelling
exercises,, where qualitative judgment isn’t as relevant as in writing or in other creative
activities. However, it is one thing to say a word is spelled incorrectly or an addition is
wrong, and another to understand why a particular child made a particular mistake the
moment it was made. The latter requires considerable perception and judgment and can
more effectively help a student to learn than a mere cross or a zero.)
There is another aspect to evaluation that is not usually thought of, and that is self-
evaluation. It is not only important for teachers to judge the work, of their students; they
should also evaluate their own work—where they helped or misled their students, or
where they were exciting or irrelevant.
Teachers rarely talk to one another about their work or reflect on it themselves. They
depend upon teachers’ manuals and supervisors and experts for evaluation of their work
and for resources. It shouldn’t be that way. One ought to examine one’s own work,
perhaps by keeping an anecdotal diary that can be looked over every week or so. More
than that one ought to find other teachers with whom one can share one’s experience and
to whom one can talk freely of success and failure hi the classroom.
The failure of teachers is generally concealed in the life of schools. Yet a major way
teachers can learn to be more effective with young people is through facing their failures,
and making- fresh starts. Supervisors treat the failures of teachers in the same way as
teachers are supposed to treat student failures. The teacher is blamed for his failure and is
left to correct it in the isolation of his own classroom. We have to move beyond the
competitive judging of one another’s work and support one another, share experiences,
and develop a community of teachers within the school who can relate to one another
openly and honestly.
On Correcting
The poet and teacher John Hollander said at a meeting on the teaching of writing that
the act of correcting a child’s work can be an act of love. In a review published in the
Urban Review he elaborated on the theme:
... to make the act of correction . . . more like a caress than a blow is one of the axioms
of teaching the young. And if one is to believe that we are now faced with generations of
pupils for whom anything like a caress feels like an act of violence, then the problem is to
discover the appropriate gesture upon which the tactical rhetoric of correction will be
based.
It is not a matter of whether one corrects a student’s paper so much as a question of
when and how. Students produce some papers that they care about and others that they
would just as soon forget. In school, teachers have a tendency to consider all the work of
a student on the same level. Everything a student does is supposed to be a finished
product. There is little allowance for hesitant beginnings, false starts, bad ideas,
impossible dreams—all the explorations writers attempt before finding their own voices
and the forms appropriate to expressing them. They are expected to be perfect every time.
In my experience when students produce a work they care about they want it to be correct
in every way—that is, to communicate as fully as possible. They ask for corrections and
want to get things right.
To be open does not mean that one must accept everything students do by any means.
We have a uniform spelling for our language, for example, and it is a disservice to pupils
to ignore the matter of spelling altogether. However, after a teacher tells his students the
way things are (and usually, though not always, there are sane reasons for present
conventions), it is up to the students themselves to decide how they want to deal with
these’ conventions. Once they know about the rules of uniform spelling, they should be
free to accept or modify them as they please. The rules of spelling are no more universal
and objective than the results of I.Q. and Achievement Tests.
Reporting to Parents, Students, and Supervisors
Document what is happening in your class. . Document what you are trying to do.
Let the students’ work speak for the students.
Do not be afraid to admit that you have blundered.
Show people what is happening in your classroom, tell them what you are trying to do.
Talk about education, learning, young people. When parents ask what is happening to
their children let them see their children’s work, talk about their children as individuals.
Put everything on a personal and qualitative level.
Reporting is fighting for survival. If you care and let people know you care, you may
survive. There is no guarantee.
VIII
Conclusions
How Long Does It Take?
Recently a teacher asked me how long it took to work out more open ways of
teaching. She asked for an estimate of days and weeks. She was trying to develop a freer
classroom and experienced bad days and good days. There were times when her pupils
knew what they wanted to do and worked hard and well. There were other times of
hostility, silence, and occasionally violence. She experienced impatience herself—felt
nervous when some of her pupils relaxed and contented themselves with talking to each
other, or came late, or invited friends to her class. She was afraid that the students
weren’t learning anything and felt defensive when facing supervisors or other teachers.
Her main problem, however, was struggling with the environment of her classroom. She
didn’t know what to offer students, and ‘while she struggled with making her classroom a
sane place to be in, she was bombarded by demands from the school administration and
her own conscience. She had to fill in forms, give tests, take attendance, assign monitors,
go to fire drills, listen for bells, read the principal’s daily bulletin, and still worry about
her students and their lives. Her conscience demanded that she know what her pupils
were doing every moment they spent in her class even though her philosophy told her
that it was neither important nor, possible to know what students were learning at any
given tune.
She also made mistakes with her students that she regretted. She told them at the
beginning of the year that she trusted them, yet kept a close eye on her pocketbook. She
let them leave the room if they cared to, yet worried that they would get into trouble and
worse, would get her into trouble. She gave her student’s choices, including the choice
not to do something and yet was disappointed when they exercised their options. Often
despite her philosophy she took back the freedom she offered to her class and insisted
they shut up or do an assignment. She regretted her outbursts of frustration, yet telling the
students of her regrets seemed to make matters worse. The more she confided her
confusion to her students the more they moved away from her. It wasn’t that they didn’t
like her — more likely they distrusted her uncertainty. In many ways it was more
dangerous because less predictable than a simple totalitarian attitude.
This teacher’s tale was familiar. It described what I went through the first time I
taught. For me the first six months were a disaster. I wanted my class to be open and my
students to do what was interesting to them. Yet the demands the system made upon me
were overwhelming. Worse, however, was my inability to develop an environment in
which my students could discover things that interested them. It took me at least a year to
feel comfortable in a school environment and know young people well enough to present
them with options for learning which might prove meaningful to them.
But six months were not enough—after six months of chaos I experienced at least six
months of groping and getting to understand students as people and not merely as pupils.
It took at least a year for me to be at ease in my classroom and to stop worrying about
what was supposed to happen and start reacting directly to what was actually happening.
Nothing developed magically; freedom and openness are not formulas for success, and it
is very difficult indeed to explore the diverse possibilities of life in schools. To have a
free classroom is to present an environment where many people can discover themselves,
and there is no simple set of rules to prescribe bow this can be created.
It is almost certain that open classrooms will not develop within our school systems
without the teachers and pupils experiencing fear, depression, and panic. There will
always be the fear that one is wrong in letting people choose their own lives instead of
legislating their roles in society. There will be depression, for one can never know in the
short range if one is succeeding in opening possibilities to people or merely deceiving
and seducing them. And there will be panic because we all fear chaos—fear that things
have gotten so far out of hand in our lives that if we face the truth we will no longer be
able to tolerate life.
Our schools are crazy. They do not serve the interests of adults, and they do not serve
the interests of young people. They teach “objective” knowledge and its corollary,
obedience to authority. They teach avoidance of conflict and obeisance to tradition in the
guise of history. They teach equality and democracy while castrating students and
controlling teachers. Most of all they teach people to be silent about what they think and
feel, and worst of all, they teach people to pretend that they are saying what they think
and feel. To try to break away from stupid schooling is no easy matter for teacher or
student. It ‘is a lonely and long fight to escape from believing that one needs to do what
people say one should do and that one ought to be the person one is expected to be. Yet to
make such an escape is a step toward beginning again and becoming the teachers we
never knew we could be.
Notes
Readers may want to use this space to keep notes on classroom experiences and other
observations as they relate to The Open Classroom. Both the author and the publisher
will be interested in comments from those who have read and made use of this book;
these should be sent to Box OC, The New York Review of Books, 250 West 57th Street,
New York City, N.Y. 10019.