Statement On Documentation of Anesthesia Care

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Statement on Documentation of Anesthesia Care

Committee of Origin: Committee on


Quality Management and Departmental Administration (QMDA)

(Approved by the ASA House of Delegates on October 15, 2003, and last amended on
October 17, 2018)

Accurate and thorough documentation is an essential element of high quality and safe medical care,
and accordingly a basic responsibility of physician anesthesiologists. Anesthesia care is a
continuum including three general phases of care: preanesthesia, intraoperative/intraprocedural
anesthesia and postanesthesia care. To contribute to accuracy in medical records and to facilitate
any future necessary chart review, anesthesiologists should ensure that accurate and thorough
documentation is accomplished in all three phases of anesthesia related care. Information that is
relevant to the perioperative care of a patient that exists elsewhere in the medical record need not
be duplicated in the preanesthesia evaluation, the anesthesia record or postanesthesia evaluation.
Departments and practices should develop local policies that address how information may be
provided when documenting patient evaluations. These policies may include how information
should be referenced and incorporated in an evaluation without requiring duplication of information
from elsewhere in the medical record.

Depending upon several local factors, documentation may be provided on a paper record or within
an electronic record. Anesthesiologists may delegate to appropriately trained and credentialed
anesthesia care team members any portion of the periprocedural record keeping, but they should
play an active role to ensure that accurate and thorough medical record keeping is accomplished.
Documentation should meet all applicable regulatory, legal and billing compliance requirements

In specific circumstances (e.g. emergencies, rapidly developing critical events, time sensitive
sequential clinical care activities) an anesthesiologist or anesthesia care team member may be in
conflict between a primary obligation to ensure patient safety and best clinical care, and
contemporaneous medical record documentation. In these circumstances, attention to clinical care
requirements remains the primary obligation. Medical record documentation should be provided as
soon as appropriate in view of competing, primary clinical care requirements. The record should
include documentation of:

I. Preanesthesia Evaluation*

A. Patient interview to assess:


1. Patient and procedure identification
2. Anticipated disposition
3. Medical history – includes patient’s ability to give informed consent
4. Surgical History (PSHx)
5. Anesthetic history
6. Current Medication List (preadmission and postadmission)

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7. Allergies/Adverse Drug Reaction (including reaction type)
8. NPO status
9. Documenting the presence of and the perioperative plan for existing advance
directives.

B. Appropriate physical examination, including vital signs, height and weight and
documentation of airway assessment and cardiopulmonary exam.

C. Review of objective diagnostic data (e.g., laboratory, ECG, X-ray) and medical records.

D. Medical consultations when applicable.

E. Assignment of ASA physical status, including emergent status when applicable.

F. The anesthetic plan – including plans for post-anesthesia care and pain management.

G. Documentation of informed consent (to include risks, benefits and alternatives) of the
anesthetic plan and postoperative pain management plan.

H. Appropriate premedication and prophylactic antibiotic administrations (if indicated).

II. Intraoperative/procedural anesthesia (time-based record of events)

A. Immediately prior to the start of anesthesia care and anesthesia procedures:


1. Patient re-evaluation
2. Confirmation of availability of and appropriate function of all necessary
equipment, medications and staff.

B. Physiologic monitoring data** (e.g., recording of results from routine and nonroutine
monitoring devices).

C. Medications administered: dose, time, route, response (where appropriate).

D. Intravenous fluids: type, volume and time.

E. Technique(s) used.

F. Patient positioning and actions to reduce the chance of adverse patient


effects/complications related to positioning.

G. Additional Procedures performed: vessel location, catheter type/size, specific insertion


technique (e.g., sterile technique, use of ultrasound), actions to reduce the chance of related
complications (ex., catheter based infection prevention measures), stabilization technique
and dressing.

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H. Unusual or noteworthy events during surgery and anesthesia care.

I. Patient status at transfer of care to staff in a Postanesthesia Care Unit (PACU) or an area
which provides equivalent postanesthesia care (e.g., ICU, SDS or floor nurse).

III. Postanesthesia

A. A time-based record of events that reflects the patient status on admission and discharge
from the Postanesthesia Care Unit (PACU), as determined by a qualified anesthesia
provider or by local departmental preset discharge protocols (i.e. postanesthesia note to be
completed only when a patient is sufficiently recovered from acute administration of
anesthesia and can participate in the evaluation) or admission to the intensive care unit.
B. If the PACU is bypassed, criteria demonstrating that patient status at transfer of care are
appropriate.

C. It is not the responsibility of the anesthesiologist to document the patient’s condition


throughout the PACU stay or when leaving the PACU.

D. Significant or unexpected post-procedural events/complications.

E. Postanesthesia evaluation documenting physiologic condition and presence/absence of


anesthesia related complications or complaints.

* See Basic Standards for Preanesthesia Care

** See Standards for Basic Anesthetic Monitoring

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