PDF Merrill Lynch V Ca GR No 97816 Case Digest

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M.U. Lj.

>=9;8 Bugy 53, ;>>5


DAUUNGG G^LOI HQSQUA_, NLO., atitijlar,
p
vs.
IJL. OJQUS JH KPPAKG_, klc ia _PJQ_A_ PACUJ D. GKUK klc AGN_K
M. GKUK, raspjlcals.

HKOS_

Jl Ljvadear 5?, ;>9=, Darrngg Gyloi Huuras, Nlo. (DG) hgac k ojdpgknl wni ia
[O USO kmknls _pjusas GKUK jr ia raojvary j k cae klc nlaras iarajl,
ckdkmas, klc kjrlay's aas.
Nl DG„s ojdpgknl, n casorneac nsag ks (k) k ljl-rasncal jranml ojrpjrktijl, lj
cjnlm eusnlass nl ia Pingnppnlas klc k (e) "uuras ojddnssnjl daroikl" cugy
gnoalsac nl ia uuras dkrfas klc axoiklmas nl ia Qlnac _kas. Ia assaltikggy
ulotijls ks k erjfar, axaoutilm jrcars j euy klc sagg uuras ojlrkos raoanvac
rjd ns ousjdars jl Q._. uuras axoiklmas. K "uuras ojlrko" ns k
ojlrkoukg ojddndal j euy klc sagg k sklckrcnzac qukltiy j k pkrtiougkr
nad k k spaonhac uura sagadal cka klc k k prnoa kmraac upjl, wni ia
puroiksa jr skga eanlm axaouac jl k ramugkac uuras axoiklma.
Patitijlar kggamas ik jl _apadear 59, ;>9? DG alarac nlj k Huuras
Ousjdar Kmraadal wni ia caalckl spjusas. Pursukl j ia ojlrko,
_pjusas rklsdnac jrcars j euy klc sagg uuras ojlrkos j DG irjumi ia
kongntias j Darrngg Gyloi Pingnppnlas, Nlo., k Pingnppnla ojrpjrktijl klc k ojdpkly
sarvnonlm DG„s ousjdars. Sia _pjusas flaw klc wara cugy kcvnsac ik Darrngg
Gyloi Pingnppnlas, Nlo. wks lj k erjfar nl uuras ojlrkos klc ik n cnc lj
ikva k gnoalsa rjd ia _AO j jparka ks k ojddjcny rkcnlm kcvnsjr. Sia
_pjusas kotivagy rkcac nl uuras ojlrkos jr jur yakrs iara eanlm ramugkr
koojultilm klc ojrraspjlcnlm radnkloas j djlay dkca eawaal ia pkrtias.
Eaokusa j k gjss kdjultilm j Q_$;80,=3>.8> nlourrac nl raspao j iraa (?)
rklskotijls, _pjusas eaokda nlcaeac j DG HQSQUA_ jr Q_$93,9?8.5=. Sia
Gkrk _pjusas ijwavar rausac j pky kggamnlm ik ia rklskotijls wara lugg klc
vjnc eaokusa Darrngg Gyloi Pingnppnlas, Nlo. ikc lj gnoalsa j jparka ks
k 'ojddjcny klc/jr hlklonkg uuras erjfar.
Nl k djtijl j cnsdnss, ia caalckl spjusas kvarrac ik2 (k) DG ns prjinenac ey
gkw j dknlknl jr nlarvala nl kly kotijl, sun jr prjoaacnlm nl kly ojur jr
kcdnlnsrktiva kmaloy j ia Pingnppnlas eaokusa n casorneac nsag nl ia
ojdpgknl ks ‗lj eanlm gnoalsac, eu ikc eaal cjnlm eusnlass nl ia Pingnppnlas
k gaks jr ia gks jur (3) yakrs6 (e) iay ikc lavar eaal nljrdac ik Darrngg
Gyloi Pingnppnlas, Nlo. wks lj gnoalsac j cj eusnlass nl ins ojulry6 klc (o) kgg
ianr rklskotijls ikc koukggy eaal wni DAUUNGG G^LOI PNAUOA HALLAU &
_DNSI, NLO., klc lj wni DG HQSQUA_.
USO klc OK2 Cnsdnssac ia oksa eaokusa ia pgknlti iks lj gamkg okpkony j sua
klc ik ia ojdpgknl skas lj okusa j kotijl.

N__QA

]iaiar Darrngg Gyloi Huuras ns prjinenac rjd sunlm nl Pingnppnla Ojurs jr
cjnlm eusnlass nl ia ojulry wniju k gnoalsa.

UQGNLM

LJ, radklc j caardnla _pjusas„ gnkengny. Caspna ikvnlm lj gnoalsa j rklsko


eusnlass nl ia Pingnppnlas, ia ko ik ia Gkrk _pjusas ikc cjla eusnlass wni
DG nl ia Pingnppnlas irjumi DG Pingnppnlas, ia _pjusas kra ljw asjppac j
ndpuml DG„s okpkony j sua iad nl Pingnppnla ojurs.
Qlcar _ao. ;?? j ia Ojrpjrktijl Ojca, ‗lj jranml ojrpjrktijl
rklskotilm eusnlass nl ia Pingnppnlas wniju k gnoalsa, jr ns suooassjrs jr
kssnmls, sikgg ea pardnac j dknlknl jr nlarvala nl kly kotijl, sun jr
prjoaacnlm nl kly ojur jr kcdnlnsrktiva kmaloy nl ia Pingnppnlas6 eu suoi
ojrpjrktijl dky ea suac jr prjoaacac kmknls eajra Pingnppnla ojurs jr
kcdnlnsrktiva rneulkgs jl kly
vkgnc okusa j kotijl raojmlnzac ulcar Pingnppnla gkws.—
Ijwavar, jla wij iks cakg wni k ojrpjrktijl j jranml jrnmnl ks k ojrpjrka
altiy ns asjppac j caly ns ojrpjrka axnsaloa klc okpkony. Sins prnlonpga wngg ea
kppgnac j praval k parsjl ojlrkotilm wni k jranml ojrpjrktijl rjd gkar
kfnlm kcvklkma j ns ljlojdpgnkloa wni ia skuas, oinay nl oksas wiara suoi
parsjl iks raoanvac ia ealahs j ia ojlrko.
Sia Ojur ns sktishac ik ia _pjusas cnc rklsko eusnlass wni DG irjumi ns
kmal ojrpjrktijl jrmklnzac nl ia Pingnppnlas, klc ik jl savarkg jooksnjls ia
gkar raoanvac koojul cjoudals klc djlay nl ojllaotijl wni
ijsa
rklskotijls. Siara wjugc saad j ea lj quastijl ik ia _pjusas
raoanvac ealahs malarkac ey ianr eusnlass ragktijls wni DG. Sijsa eusnlass
ragktijls,
spkllac k parnjc j = yakrs6 klc iay avncalgy julc ijsa ragktijls j ea
j suoi prjhkengny ks wkrrklac ianr dknlknlnlm iad jr ik lj nlsnmlnhokl
parnjc j tida6 jiarwnsa, n ns raksjlkegy oarknl ik iay wjugc ikva
ardnlkac ianr cakgnlms wni DG duoi, duoi akrgnar.
Ojlsncarktijls j aquny cnoka ik, k ia vary gaks, ia nssua j wiaiar ia
_pjusas kra nl rui gnkega j DG klc n sj nl wik kdjul, klc wiaiar iay
wara sj kr kwkra j ia kesaloa j ia raqunsna gnoalsas jl ia pkr j DG klc
ns Pingnppnla ojrraspjlcal, ks j ea asjppac rjd kggamnlm ik ko ks caalsa
j suoi gnkengny, sijugc ea valtigkac klc kcbucnokac jl ia darns ey ia prjpar
rnkg ojur.

CJOSUNLA2

Sia cjornla j asjppag j caly ojrpjrka axnsaloa kppgnas j jranml ks wagg ks


j cjdastio ojrpjrktijls. Sia ruga ns ik k pkry ns asjppac j oikggalma ia p
k

a r s j l g n y j  k o jrpjrktijl kar ikvnlm kofljwgacmac ia skda ey


o j l  rk o  w n i n .

alarnlm nlj

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