Missale2021 Article ValidationOfTheEuropeanLaryngo
Missale2021 Article ValidationOfTheEuropeanLaryngo
Missale2021 Article ValidationOfTheEuropeanLaryngo
https://doi.org/10.1007/s00405-021-06723-7
LARYNGOLOGY
Abstract
Purpose In 2016, the European Laryngological Society (ELS) proposed a classification for vascular changes occurring in
glottic lesions as visible by narrow band imaging (NBI), based on the dichotomic distinction between longitudinal vessels
(not suspicious) and perpendicular ones (suspicious). The aim of our study was to validate this classification assessing the
interobserver agreement and diagnostic test performance in detecting the final histopathology.
Methods A retrospective study was carried out by reviewing clinical charts, preoperative videos, and final pathologic diag-
nosis of patients submitted to transoral microsurgery for laryngeal lesions in two Italian referral centers. In each institution,
two physicians, independently re-assessed each case applying the ELS classification.
Results The cohort was composed of 707 patients. The pathologic report showed benign lesions in 208 (29.5%) cases, papil-
lomatosis in 34 (4.8%), squamous intraepithelial neoplasia (SIN) up to carcinoma in situ in 200 (28.2%), and squamous cell
carcinoma (SCC) in 265 (37.5%). The interobserver agreement was extremely high in both institutions (k = 0.954, p < 0.001
and k = 0.880, p < 0.001). Considering the diagnostic performance for identification of at least SIN or SCC, the sensitivity
was 0.804 and 0.902, the specificity 0.793 and 0.581, the positive predictive value 0.882 and 0.564, and the negative predic-
tive value 0.678 and 0.908, respectively.
Conclusion The ELS classification for NBI vascular changes of glottic lesions is a highly reliable tool whose systematic use
allows a better diagnostic evaluation of suspicious laryngeal lesions, reliably distinguishing benign ones from those with a
diagnosis of papillomatosis, SIN or SCC, thus paving the way towards confirmation of the optical biopsy concept.
Keywords Narrow band imaging · European Laryngological Society classification · Optical biopsy · Laryngeal cancer ·
Vascular changes · Endoscopy
4
* Andrea Luigi Camillo Carobbio Department of Clinical and Experimental Sciences,
[email protected] University of Brescia, Brescia, Italy
5
1 Department of Surgical Sciences and Integrated Diagnostics
IRCCS Ospedale Policlinico San Martino, Genoa, Italy
(DISC), University of Genoa, Genoa, Italy
2
Department of Molecular and Translational Medicine, 6
Department of Otolaryngology, Head and Neck Surgery,
University of Brescia, Brescia, Italy
IRCCS Regina Elena National Cancer Institute, Rome, Italy
3
Section of Otorhinolaryngology, Head and Neck Surgery, 7
Unit of Otorhinolaryngology, Head and Neck Surgery, ASST
Azienda Ospedaliera di Padova, University of Padua, Padua,
Spedali Civili di Brescia, University of Brescia, Brescia, Italy
Italy
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phonomicrosurgical approach (in case of benign lesions) or or other treatments before the index transoral microsurgi-
excisional biopsy (in case of papillomatosis, SIN, carcinoma cal procedure were retrieved from the hospital databases.
in situ [CIS] or invasive SCC) by type I–III cordectomies Two independent physicians from each institution with
according to the ELS classification of cordectomies [14]. at least a 3-year-experience in the use of NBI, blinded to
the final histopathologic result, retrospectively and inde-
Clinical evaluation applying the ELS classification pendently reviewed the intraoperative videoendoscopic
recordings. Applying the ELS classification for laryngeal
Clinical records of the study population, including demo- vascular changes [15], each case was categorized as sus-
graphic features and information on previous treatments picious for malignancy (presence of perpendicular vas-
in terms of laryngeal surgery, head and neck radiotherapy, cular abnormalities as shown in Fig. 1) or non-suspicious
Fig. 1 Endoscopic picture of three representative cases of SCC (a–d) or CIS (e, f) correctly identified as suspicious by the presence of perpen-
dicular vascular abnormalities (* in all panels) evaluating the NBI endoscopic appearance (b, d, f) and applying the ELS classification
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Fig. 2 Endoscopic picture of three representative cases of benign endoscopic appearance (b, d, f) and applying the ELS classifica-
glottic lesions: keratosis without atypia (a, b), Reinke’s edema (c, d) tion. The ° in all panels points to non-suspicious longitudinal vascu-
and polyp (e, f) correctly identified as benign lesions without iden- lar abnormalities that can be observed inside the lesion (d) of at its
tifying any perpendicular vascular abnormalities evaluating the NBI boundary (b, f)
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Fig. 3 Endoscopic pictures of three representative cases (a, b; c, d; and e, f) of recurrent laryngeal papillomatosis correctly identified detecting
wide angle IPCLs (arrowheads in all panels) evaluating the NBI endoscopic appearance (b, d, f)
(undetectable perpendicular vascular changes or longitudinal papillomatosis (i.e., wide angle IPCL) was also considered
ones as shown in Fig. 2). In case of interobserver disagree- as a secondary endpoint (Fig. 3).
ment, consensus was reached by direct comparison between
the examiners. The identification of features of respiratory
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Table 1 Definition of interrater agreement qualitative scores accord- detecting papillomatosis-like features, the Clinical Util-
ing to Altman et al. [15, 16] and Clinical Utility indexes grading ity (CU) indexes were also derived, taking into account
according to Mitchell [18]
the measures of occurrence (sensitivity or specificity)
Agreement classification Clinical Utility Index classification together with the possibility of discrimination (positive
κ Strength of CU+Ve or CU− Grading [PPV] or negative predictive values [NPV]), and their
agreement Ve qualitative grading were judged accordingly [18, 19]
(Table 1). The Positive Clinical Utility Index (CU + Ve)
< 0.21 Poor < 0.49 Poor utility
is defined as sensitivity*PPV, and a high CU + Ve results
0.21–0.40 Fair 0.49–0.63 Satisfactory utility
should characterize “case finding” tests. By contrast,
0.41–0.60 Moderate 0.64–0.80 Good utility
good Negative Clinical Utility Index (CU−Ve), defined
0.61–0.80 Good 0.81–1.00 Excellent utility
as specificity*NPV, should be ideal for “screening” tests
0.81–1.00 Very good
[18, 19].
CU + Ve positive clinical utility index, CU−Ve negative clinical utility In all analyses, a two-tailed p value < 0.05 was consid-
index ered significant. GraphPad Prism (San Diego, CA, USA),
Stata (version 13.0, College Station, Texas, USA) and R
(version 3.6.2) were used for statistical analysis and ren-
Statistical analysis dering graphs.
The sum of rows is 723 since 16 patients had two different previous treatments
RT radiotherapy, SIN squamous intraepithelial neoplasia, CIS in situ carcinoma, SCC squamous cell carci-
noma
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Papillomatosis
Yes
Yes
SCC
Perpendicular
SIN3
No
SIN2
No SIN1
Longitudinal
Benign
Fig. 4 Alluvial chart showing frequency distribution of previous treatment, ELS classification results, histology, and presence of wide angle
IPCL features (WA IPCL). Color code according to different matching of previous treatments and ELS classification results
(67.6%) patients were submitted to endoscopic evalua- 17 (2.4%) received head and neck radiotherapy, and 54
tion and surgical procedures without previous treatments, (7.6%) had been previously biopsied elsewhere. The final
whereas 174 (24.6%) had been already surgically treated, pathologic report was consistent with a benign lesion in 208
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(29.5%) cases, papillomatosis without atypia in 34 (4.8%), and 0.88, respectively). Considering previous treatments as
mild SIN (SIN1) in 46 (6.5%), moderate SIN (SIN2) in 61 a potential source of bias, for untreated patients the ELS
(8.6%), severe SIN (SIN3) or CIS in 93 (13.1%), and SCC in classification reached the best performance with sensitivity
265 (37.5%). Full details are summarized in Table 2, Fig. 4. and NPV for detection of SCC of 0.93 and 0.95, respectively,
and specificity and PPV for diagnosis of at least SIN1 of
ELS classification interobserver reliability 0.88 and 0.91, respectively. In previously treated patients,
the performance of endoscopic evaluation was still satisfac-
Cohen’s k statistic was used to assess the agreement tory in terms of sensitivity (from 0.82 to 0.86), while it was
between judgment of each lesion by two independent raters poorer in terms of specificity (from 0.34 to 0.49), NPV (from
in each institution applying the ELS classification. Accord- 0.46 to 0.76), and PPV (from 0.45 to 0.84) (Table 4, Fig. 5).
ing to the criteria by Altman et al. [16, 17], reported in The measurement of the CU indexes confirmed this
Table 1, for the entire cohort the result was satisfactory observation with a good CU + Ve and CU−Ve for all out-
and showed a very good agreement between observers at comes except one in untreated patients, whereas no more
both the center A (κ = 0.954; 95% confidence interval [CI] than satisfactory or even poorer results were obtained for
0.86–1.0, p < 0.0001) and the center B (κ = 0.872; 95% CI most outcomes in previously treated or biopsied patients, as
0.754–0.991, p < 0.0001) (Table 3). The agreement was shown in Table 5.
consistent and significant (p < 0.0001) for both Institu-
tions, as well as for untreated (κ = 0.949; 95% CI 0.833–1.0 Diagnostic performance in respiratory
and κ = 0.864; 95% CI 0.723–1.0, respectively) and previ- papillomatosis
ously treated patients (κ = 0.945; 95% CI 0.785–1.0 and
κ = 0.894; 95% CI 0.674–1.0, respectively) (Table 3). Among perpendicular vascular changes, the ELS classifica-
tion well defines the vascular pattern of recurrent respiratory
Diagnostic performance papillomatosis lesions, characterized by vessel loops with
wide angle turning point, embedded in a three-dimensional
Considering the final score in the entire cohort (24 cases warty structure [15]. We tested the identification of these
with initial disagreement were resolved between the exam- features by NBI in our cohort, confirming their value for
iners), performance of the diagnostic test was assessed correct identification of this disease with a sensitivity of 1.0
investigating the detection of at least SIN1-SCC (Table 4). (95% CI 0.90–1.0), specificity of 0.98 (95% CI 0.96–0.99),
The best sensitivity and NPV were obtained for detection PPV of 0.69 (95% CI 0.55–0.82), and NPV of 1.0 (95% CI
of SCC (0.90 and 0.91, respectively) and, accordingly, the 0.99–1.0), as shown in Table 4. Moreover, the measure of
best specificity and PPV for diagnosis of at least SIN1 (0.79 CU indexes confirmed the excellent performance of NBI
Table 4 Diagnostic test results Sensitivity (95% CI) Specificity (95% CI) PPV (95% CI) NPV (95% CI)
All
At least SIN1 0.80 (0.77–0.84) 0.79 (0.74–0.84) 0.88 (0.85–0.91) 0.68 (0.62–0.73)
At least SIN2 0.84 (0.80–0.87) 0.75 (0.70–0.80) 0.83 (0.79–0.87) 0.76 (0.71–0.81)
At least SIN3 0.89 (0.85–0.92) 0.69 (0.64–0.74) 0.75 (0.70–0.79) 0.86 (0.81–0.89)
SCC 0.90 (0.86–0.94) 0.58 (0.53–0.63) 0.56 (0.52–0.61) 0.91 (0.87–0.94)
Untreated
At least SIN1 0.80 (0.75–0.84) 0.88 (0.83–0.93) 0.91 (0.87–0.95) 0.74 (0.67–0.79)
At least SIN2 0.85 (0.80–0.89) 0.86 (0.81–0.90) 0.88 (0.84–0.92) 0.82 (0.76–0.87)
At least SIN3 0.90 (0.86–0.94) 0.81 (0.75–0.86) 0.81 (0.76–0.86) 0.90 (0.86–0.94)
SCC 0.93 (0.88–0.96) 0.68 (0.63–0.74) 0.61 (0.55–0.67) 0.95 (0.91–0.97)
Previous biopsy/surgery/RT
At least SIN1 0.82 (0.75–0.87) 0.49 (0.35–0.63) 0.84 (0.77–0.89) 0.46 (0.33–0.59)
At least SIN2 0.83 (0.76–0.89) 0.44 (0.33–0.56) 0.75 (0.68–0.82) 0.56 (0.42–0.69)
At least SIN3 0.85 (0.78–0.91) 0.40 (0.31–0.51) 0.65 (0.58–0.72) 0.68 (0.54–0.79)
SCC 0.86 (0.77–0.92) 0.34 (0.26–0.43) 0.45 (0.41–0.57) 0.76 (0.63–0.86)
Papillomatosis detection 1.00 (0.90–1.00) 0.98 (0.96–0.99) 0.69 (0.55–0.82) 1.00 (0.99–1.00)
PPV positive predictive value, NPV negative predictive value, CI confidence interval, SIN squamous
intraepithelial neoplasia, SCC squamous cell carcinoma
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Fig. 5 Radar charts showing the diagnostic test applying the ELS surgical or RT treated group (c). Diagnostic test results referred to the
classification for the detection of different histologic targets in the detection of wide angle IPCLs for the diagnosis of laryngeal papil-
whole cohort (a), in the untreated group (b), and in the previously lomatosis (d)
with a CU–Ve of 0.98 (95% CI 0.97–0.99) and good perfor- full integration of high-definition videoendoscopes, easily
mance in terms of CU + Ve of 0.69 (95% CI 0.56–0.83), as activated by pressing a button during in-office endoscopic
reported in Table 5. examination or during pre- and intraoperative assessment.
Interestingly, the superior in-depth evaluation of the bioen-
doscopic features of a given lesion may pave the way to the
Discussion proof of concept of the optical biopsy, i.e. the capability to
understand the nature of a given vocal fold mucosal lesion
Among the several bioendoscopic techniques now avail- before its removal, thus modulating its excisional biopsy and
able for routine evaluation of the UADT, NBI appears to optimizing hospitalization time, costs, and undue damage to
be the most effective in evaluation of the larynx, hypophar- surrounding healthy structures [23].
ynx, oral and oropharyngeal cavities [1, 20, 21]. The easy The need for a common language to categorize and share
use of NBI and other bioendoscopic tools based on similar the findings from NBI evaluation led to a number of different
principles, which aims to enhance the vascular features of classification systems. The first to have widespread diffusion
tissues (e.g. SPIES [22] or iSCAN [20]), is mainly due to in the head and neck scientific community was proposed
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Table 5 Clinical Utility indexes CU+Ve (95% CI) CU+Ve Judgment CU−Ve (95% CI) CU−Ve Judgment
and utility grading results
according to Mitchell [18] All
At least SIN1 0.71 (0.67–0.75) Good 0.54 (0.49–0.58) Satisfactory
At least SIN2 0.70 (0.65–0.74) Good 0.57 (0.53–0.62) Satisfactory
At least SIN3 0.66 (0.61–0.71) Good 0.59 (0.55–0.63) Satisfactory
SCC 0.51 (0.45–0.57) Satisfactory 0.53 (0.49–0.57) Satisfactory
Untreated
At least SIN1 0.73 (0.68–0.78) Good 0.65 (0.60–0.70) Good
At least SIN2 0.75 (0.69–0.80) Good 0.70 (0.66–0.74) Good
At least SIN3 0.73 (0.68–0.79) Good 0.73 (0.69–0.77) Good
SCC 0.57 (0.50–0.64) Satisfactory 0.65 (0.61–0.69) Good
Previous biopsy/surgery/RT
At least SIN1 0.68 (0.61–0.75) Good 0.23 (0.11–0.34) Poor
At least SIN2 0.63 (0.55–0.70) Satisfactory 0.25 (0.14–0.35) Poor
At least SIN3 0.56 (0.47–0.64) Satisfactory 0.27 (0.17–0.38) Poor
SCC 0.42 (0.32–0.52) Poor 0.26 (0.16–0.36) Poor
Papillomatosis detection 0.69 (0.56–0.83) Good 0.98 (0.97–0.99) Excellent
CU + Ve positive clinical utility index, CU−Ve negative clinical utility index, CI confidence interval, SIN
squamous intraepithelial neoplasia, SCC squamous cell carcinoma
by Ni et al. [11]. These authors divided the different IPCL harboring pre-cancerous or frankly neoplastic alterations.
changes in five types (I–V), judging them as benign (from In particular, we applied this diagnostic tool to demonstrate
types I–IV), suspected malignant, and frankly malignant its possible role in performing a so-called optical biopsy. In
(type V). However, apart from its intrinsic complexity, this fact, our policy has always been, for early glottic lesions, a
classification clearly showed a lack of a clear-cut threshold one-stage modulated excisional biopsy based on a number
between benign and malignant diseases. In fact, different of pre- and intraoperative diagnostic tests in which WL and
authors proposed different cut-offs for the worst endoscopic NBI rigid endoscopy under general anesthesia has always
feature of each lesion to be considered suspicious, ranging played a paramount role [23]. Moreover, as asserted by
from type III [24], to type IV [25–27], and type V [9, 11, many authors, NBI is capable of enhancing small lesions
28]. that are undetectable by WL alone, thus ameliorating the
Therefore, in 2016 the ELS proposed a new classifi- treatment of laryngeal SSC, as well as assessing the poten-
cation system for the interpretation of glottic vascular tial multifocality of the disease and correct evaluation of
abnormalities detected during NBI-guided endoscopies intraoperative margins [31], as well as early identification
[15]. This classification considers vascular abnormalities of small recurrences during follow-up that may still allow
as IPCL perpendicular to the epithelium surface as suspi- application of minimally invasive treatments such as laser
cious, whereas longitudinal vascular changes (e.g. dilated office-based procedures or second-look microlaryngoscopic
or tortuous vessels, increased vessels numbers) are consid- operations [32–35]. Of note, the present study demonstrated
ered as not suspicious to harbor respiratory papillomatosis, a lower diagnostic accuracy of NBI in the previously treated
pre-malignant, or cancerous lesions. The first attempt to patients compared to the untreated ones, thus confirming the
apply this dichotomic classification was in the study by potential confounding factor played by invasive sampling
Šifrer et al. [29] who analyzed 80 vocal cords lesions in procedures when not directed to the full removal (excisional
which the identification of a perpendicular vascular pattern biopsy) of the entire visible lesion within safe margins.
was diagnostic for CIS-SCC with a sensitivity of 100%, The excellent interobserver reliability of the ELS classifi-
specificity of 95%, PPV of 88%, and NPV of 100%. Fur- cation with a k > 0.81 in all scenarios tested and reproducible
ther analysis evaluating a larger cohort of 288 vocal cords in two independent centers confirms the reproducibility of
gave similar results (sensitivity 98%, specificity 95%, PPV the operators’ findings in applying this classification tool.
88%, and NPV 99%) [30]. The high interobserver reliability of the ELS classifica-
Our results, obtained in two of the European pioneer cent- tion can be explained by its intrinsic simple application
ers applying NBI for evaluation of the UADT since 2007, and dichotomic arrangement, providing better performance
herein confirm the intrinsic value of the ELS classification compared to other proposed classification systems such as
for laryngeal vascular changes in the identification of lesions that by Ni, which is complicated by a 5-tier structure and
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associated with moderate/substantial interrater accordance, software applicable in the head and neck, based on artificial
with a k ranging from 0.55 to 0.69 [36, 37]. intelligence algorithms already tested on retrospective stud-
On the other hand, it has to be noted that all the observers ies [45, 46], thus improving the objectivity and detection rate
involved in this study had a minimum experience of 3 years of these diagnostic tools, as already devised for gastrointes-
in the use of NBI technology. Even though application of tinal tract tumors [47, 48].
the ELS Classification on vocal fold vascular changes as
observed by NBI is no more subjective than any other diag-
nostic performance, evaluation of certain subtle and some-
times ambiguous neoangiogenic patterns still may require a Conclusion
higher level of expertise, for which a learning curve is inevi-
tably necessary. However, data derived from the gastrointes- The ELS classification for NBI vascular changes of laryn-
tinal field show that less than a year of training evaluating geal lesions, herein validated in a large multicenter cohort,
200 cases is enough to guarantee an accurate evaluation of is a highly reliable tool with good diagnostic performance in
NBI frames and that the motivation of the trainer itself can the optical biopsy setting, confirming its overall value. The
significantly improve the overall performance [38]. systematic use of this classification seems to allow better
Investigating the diagnostic test, having as a target all the (and purely endoscopic) diagnostic capability of suspicious
possible grades of pre-malignant or malignant transforma- glottic lesions, reliably distinguishing benign ones from
tion, allowed us to depict the capability of the ELS classifi- those with a diagnosis of papillomatosis, SIN, or invasive
cation in helping to correctly identify pre-malignant cases SCC. The excellent performance of NBI for correct identifi-
with the highest PPV and specificity for at least SIN1 diag- cation of respiratory papillomatosis also confirms its useful-
nosis. The lower performance of such parameters observed ness in this clinical setting.
for the final diagnosis of glottic SCC can be explained by
the presence, and progressively increase, of perpendicular
vascular changes at early stages of pre-malignant transfor- Funding Open access funding provided by Università degli Studi di
Genova within the CRUI-CARE Agreement.
mation (SIN1-SIN2). By contrast, for diagnosis of laryngeal
SCC, the ELS classification had good performance in terms Availability of data and materials Full dataset will be available at:
of sensitivity and NPV, with a low rate of false negative “ELS_NBI_Classification_Validation_Dataset”, Mendeley Data, V1,
cases and good confidence in a negative result (absence of https://doi.org/10.17632/txzzw9n7xs.1 https://doi.org/10.17632/txzzw
perpendicular vascular changes). 9n7xs.1 (Embargo date: 6th December 2021).
Furthermore, several authors have underlined the utility
of NBI for detection of recurrent respiratory papillomatosis Declarations
and its ability to increase the detection rate of small lesions
Conflict of interest The authors certify that they have no affiliation
that invisible by WL alone [29, 33, 39–42]. The excellent with or involvement in any organization or entity with any financial
performance in terms of CU + Ve and CU−Ve searching for interest.
wide angle IPCLs in the identification of respiratory papil-
lomatosis mandates, as previously suggested by the recent Ethical approval The research did not involve any animal models; the
research involved human participants in accordance with the ethical
literature [33, 39–44], the use of biologic endoscopy tools standards of the institutional and/or national research committees and
like NBI, and should be considered the endoscopic gold with the 1964 Helsinki Declaration and its later amendments or com-
standard for optical biopsy and follow-up of patients affected parable ethical standards.
by laryngeal papillomas.
Informed consent Informed consent for disclosure of privacy in man-
The main limits of our study are represented by its ret- aging personal data for scientific purposes was obtained from all par-
rospective design, balanced by analyzing a broad bicentric ticipants included in the study.
cohort. Nevertheless, among the estimator analyzed, the
suboptimal performance in terms of specificity, negative Open Access This article is licensed under a Creative Commons Attri-
predictive value, and CU−Ve could has been underesti- bution 4.0 International License, which permits use, sharing, adapta-
mated having chosen among the inclusive criteria the need tion, distribution and reproduction in any medium or format, as long
for a histopathological diagnosis: several patients without as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
any suspicious lesion at the first evaluation and along time were made. The images or other third party material in this article are
could be considered as true negatives too, thus improving included in the article’s Creative Commons licence, unless indicated
the values of such estimators. otherwise in a credit line to the material. If material is not included in
Further developments in this field might include the anal- the article’s Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
ysis of a prospective cohort of patients, implementing the
enrollment of true negative cases and developing a real-time
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need to obtain permission directly from the copyright holder. To view a 18. Mitchell AJ (2008) The clinical significance of subjective memory
copy of this licence, visit http://creativecommons.org/licenses/by/4.0/. complaints in the diagnosis of mild cognitive impairment and
dementia: a meta-analysis. Int J Geriatr Psychiatry 23:1191–1202.
https://doi.org/10.1002/gps.2053
19. Mitchell AJ (2011) Sensitivity x PPV is a recognized test called
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