Guidelines For Submision
Guidelines For Submision
Guidelines For Submision
First Edition
December, 2015
Table of content
ABBREVIATIONS ............................................................................................................................................ 7
ACKNOWLEDGEMENT................................................................................................................................... 8
INTRODUCTION............................................................................................................................................. 9
DEFINITION .................................................................................................................................................12
APPROVAL OF VARIATIONS.........................................................................................................................13
6. Change in the qualitative and/or quantitative composition of the immediate packaging material
22
7. Change in the batch size of the finished pharmaceutical product (change in batch size more than
10 fold both up-scaling & down scaling for non-sterile and for all batch size change for sterile product)
23
9. Change in the colouring system or the flavouring system currently used in the finished
pharmaceutical product......................................................................................................................25
10. Change in coating weight of tablets or change in weight of capsule shells ...........................26
11. Change in the specification of the finished pharmaceutical product ( Addition of new of test
parameter & limit) ..............................................................................................................................27
13. Change or addition of imprints, bossing or other markings on tablets or printing on capsules,
including replacement, or addition of inks used for product marking ...............................................29
15. Change in the fill weight/fill volume and/or change of shape or dimension of container or
closure for non-sterile product ........................................................................................................... 30
16. Change or addition of pack size/fill volume and/or change of shape or dimension of container
or closure for sterile solid and liquid of drug product. ....................................................................... 31
17. Extension of the shelf-life of the finished pharmaceutical product (As packaged for sale, after
first opening, after dilution or reconstitution) and change in the storage condition ........................31
SECTION II: DOSSIER REQUIREMENTS FOR MINOR VARIATIONS TO REGISTERED PRODUCTS ..................33
3. Addition or replacement of the company or party responsible for batch release of finished
pharmaceutical product......................................................................................................................34
11. Change in specification of an excipient (specification limits are tightened or addition of new
test parameter and limit)....................................................................................................................40
13. Change in source of an excipient or reagent from a TSE risk to a vegetable or synthetic
material ...............................................................................................................................................41
14. Change in the specifications of the immediate packaging of the finished pharmaceutical
product................................................................................................................................................41
15. Change to a test procedure on the immediate packaging of the finished pharmaceutical
product................................................................................................................................................42
16. Change in any part of the (primary) packaging material not in contact with the finished
pharmaceutical product formulation (such as colour of flip-off caps, colour code rings on ampoules,
change of needle shield (i.e. different plastic used)).......................................................................... 42
18. Change to in-process tests or limits applied during the manufacture of the finished product
(including tightening and addition of new in-process) ....................................................................... 43
19. Change in the batch size of the finished pharmaceutical product (Up to 10-fold compared to
the registered batch size and down scaling).......................................................................................44
20. Minor change in the manufacture of the finished pharmaceutical product ..........................45
21. Change in pack size of the FPP i.e. Change in the number of units (e.g. tablets, ampoules, etc.)
in a pack including outer carton pack sizes for FPP ............................................................................ 46
23. Reduction of the shelf-life of the finished pharmaceutical product (As packaged for sale, after
first opening, after dilution or reconstitution) and change in the storage condition ........................47
1. Change in the name and/or address naming of the marketing authorization holder of the
registered product ..............................................................................................................................49
2. Change in the name and/or address naming of a manufacturer of the active pharmaceutical
ingredient............................................................................................................................................ 49
3. Change in the name and/or address naming of a manufacturer of the finished pharmaceutical
product (FPP) ...................................................................................................................................... 49
6. Change to comply with an officially recognized pharmacopoeia (BP, Ph Int, JP, Ph Eur, USP)-
Change in the specification of API & Excipients to comply with Pharmacopeia ................................51
9. Correction and/or statements of the label or Periodic update prescribing information ........... 53
SECTION III: VARIATIONS THAT MAKE A NEW APPLICATION/ EXTENSION APPLICATION NECESSARY ...... 53
SECTION IV: STABILITY REQUIREMENTS FOR VARIATIONS AND CHANGES TO REGISTERED FINISHED
PHARMACEUTICAL PRODUCTS (FPPS) ........................................................................................................ 56
ANNEX II-TYPES OF POST APPROVAL VARIATIONS REQUIRING SAMPLES FOR LABORATORY ANALYSIS ... 68
REFERENCE..................................................................................................................................................70
BP British Pharmacopoeia
CE European Conformity
EFMHACA Food, Medicine and Healthcare Administration and Control Authority of Ethiopia
'N' Notification
JP Japanese Pharmacopoeia
The Food, Medicine and Health Care Administration and Control Authority (EFMHACA) of
Ethiopia would like to acknowledge and express its appreciation to the United States Agency for
International Development (USAID) and the U. S. Pharmacopeial Convention Promoting the
Quality of Medicines Program (USP PQM) for the financial and technical support delivered in
preparation of this Guideline for Submission of Post-Approval Variations of Medicines
Applications.
The Food, Medicine and Health Care Administration and Control Authority (FMHACA) of Ethiopia
was established to protect the public health from unsafe, inefficacious and poor quality
medicines by insuring effective and efficient pre and post -marketing authorization of medicines
systems in the country as described in Proclamation No. 661/2009.
An applicant and/or medicine manufacturer must notify and got approval from the Authority for
any changes to an approved application in accordance with Food, Medicines and Healthcare
Administration and Control Regulation (Regulation No. 299/2013) article 15, sub-article 5.
In the preceding two “Guidelines for Registration of Human Drugs”, requirements for variation
applications were described as one section of the documents and the types of variations
described were not exhaustive to handle the current day-to-day facing variation types received
by the Authority. Therefore, this guideline includes the current international accepted trend of
variations types and requirements for handling of these variations.
This is, therefore, the first edition of guideline for handling variation applications to the registered
medicines by Food, Medicines and Healthcare Administration and Control Authority of Ethiopia.
It is prepared for the purpose of providing applicants/manufacturers with information
concerning documentation to be submitted for approval variations to the previously registered
medicine by the Authority.
Once a medicine is registered by the EFMHACA for sale in Ethiopia, any changes to the original
information submitted with the application or set as conditions for registration must be
submitted for approval. Variations to details of a medicine may be made to alter or to improve
the medicines, to introduce an additional safeguard due to new scientific knowledge or to meet
market demands. The conditions of registration of a medicine are therefore considered dynamic
taking into account that variation to the original registered dossier may become necessary during
the lifetime of the medicine.
In order to facilitate the classification of the various types of variations, the following sections
explicitly define the classification of variations:
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SECTION I lists major variations. These are classified by the type of variation as such and
the applicable conditions. Whenever the conditions are not kept, the variation may either
become major variations or may even make a new application necessary.
SECTION II lists minor variations. The minor variations further classified as minor variation
require prior approval and minor variations require notification only.
The above two classes (major and minor) of variations are classified by the type of variation as
such and the applicable conditions & the required documentation. There may be a situation in
which the variation to be made by the applicant/manufacturer do not listed in the above two
classes of variations, in such situation the applicant need to consult Authority for proper
categorization the variation type and the documentation needed to be submitted to the
Authority.
SECTION III lists types of variation which make a new application necessary.
The guideline also contains three annexes: Annex I, describe the application form, Annex II, list
types of variation applications that require laboratory testing of samples of actual product at
EFMHACA laboratory and Annex III, outline the application payments requirement.
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SCOPE OF THIS GUIDELINE
This guideline is applicable only to active pharmaceutical ingredients (APIs) and excipients
manufactured by chemical synthesis or semi-synthetic processes and medicines containing such
APIs and excipients for finished pharmaceutical products that are registered by the Authority for
sale in Ethiopia. Variations to a biological API and/or biological excipient or to biological finished
pharmaceutical products are assessed as major changes.
This guideline applies to all variations whether from the applicant’s initiative or requested by the
Authority.
This guideline does not apply to medicines whose application is still under consideration by
EFMHACA.
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DEFINITION
Authority
Authority means the Ethiopian Food, Medicine and Healthcare Administration and Control
Authority.
Major Variations
Major variations mean changes that could have major effects on the overall safety, efficacy and
quality of the finished pharmaceutical product. They are variations to the documentation which
can neither be deemed to be minor variations nor to be variations for which the submission of
a new dossier would be necessary (Section I).
Minor Variation
Minor variations mean variation to the registered pharmaceutical finished product in terms of
administrative data and/or changes that could have minimal or no adverse effects on the overall
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safety, efficacy and the quality of finished pharmaceutical product. These variations are
variations which can be found listed in Section II of this guideline.
Notification
Notifications means changes that could have minimal or no adverse effects on the overall safety,
efficacy and quality of the FPP. Such notifications do not require prior acceptance, but must be
notified to the Authority before implementation of the change. e.g Periodic Safety Update
Reports.
Variation
Variation means a post approval change to any aspect of a pharmaceutical product, including
but not limited to a change to formulation, method and site of manufacture, specifications for
the finished pharmaceutical product, ingredients, container and container labelling, and product
information.
APPROVAL OF VARIATIONS
As the applicant submits an application in the appropriate format and with application form.
EFMHACA assessors conduct pre-screening of application for completeness and confirmation of
type of variation. Incomplete applications and improper categorization of variations will then be
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notified to applicants at this stage. If the completeness of applications and proper categorization
of variation confirmed by EFMHACA assessor at this stage, applicant will be notified to pay
appropriate variation payment as indicated in annex III and then be considered as the
applications officially submitted to EFMHACA.
1) For all major variation applications as indicated in section I of these guidelines, prior
approval by EFMHACA is always necessary before the variations can be implemented.
2) Variations as indicated under “A. Minor variations which require prior approval” of section II
of these guidelines need to be submitted to the authority and require prior approval before
implementation.
3) Variations as indicated under “B. Minor variations require notification” of section II of these
guidelines need to be notified to the Authority but can be implemented if the authority has
no objection immediately after proper categorization confirmed by EFMHACA experts and
official submission to the authority.
Section I & II clarifies what documentation should be submitted with regard to each type of major
and minor variations.
In principle, all parts of the dossier that are affected by a variation need to be resubmitted
according to the structure of Guideline for Registration of Medicines of the Authority. Moreover,
any further documentation required for a particular change is identified.
Applicants should present a summary of the intended change in tabular form in which the current
state/situation and the situation after the intended change are compared to outline the scope of
the change in a transparent manner. A justification for the introduction of the change should
always follow.
Applicants should be aware that submitting redundant or irrelevant information may hamper
approval procedures. Deficient documentation can lead to non-validation or rejection of the
change.
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The titles of the changes are numbered and subcategories are depicted by numbers. The
conditions necessary for a given change are outlined for each subcategory and listed below each
change.
Certain variations are so fundamental that they alter the terms of the registered dossier and
consequently cannot be considered as a “variation”. In such cases a new dossier must be
submitted (Section III).
Variations considered as major as indicated in section I and “A. Minor variations which require prior
approval” of section II need to be accompanied by the application form as indicated in annex I.
This section includes the list of majar variations. These variations are numbered and the conditions
and the require documentation are identified as below.
Conditions
1. Site has approval from EFMHACA for the packaging or manufacturing of the
pharmaceutical form and the product concerned.
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2. Site accordingly approved for GMP by a NDRA (to manufacture the pharmaceutical form
and the product concerned).
Documentation
1. Proof that the proposed site is appropriately approved for the pharmaceutical form and the
product concerned:
• A proof that the proposed site has been approved by EFMHACA as complying with
current GMP for packaging or manufacturing of pharmaceutical form and the product
concern
4. Written confirmation that no variation have been made to specifications, test methods or
sources of packaging materials for the two sites.
5. In case of a contract primary packager, letter of appointment and letter of acceptance for
the proposed site to the package the product and stating the type of activity to be performed
by the packager (i.e. contract agreement).
6. Holding time studies testing of the bulk pack during storage and transportation between
the bulk production site to the primary packer (where applicable).
8. For sterile product, validation scheme and/or report on primary packaging processes
including validation data on the new primary packing site.
Conditions
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1. Site has approval from EFMHACA for the packaging or manufacturing of the
pharmaceutical form and the product concerned.
2. Site accordingly approved for GMP by a NDRA (to manufacture the pharmaceutical form
and the product concerned).
3. Validation protocol is available and validation of the manufacture at the new site has been
successfully carried out according to the current protocol with at least three production-
scale batches.
Documentation
1. Proof that the proposed site is appropriately approved for the pharmaceutical form and the
product concerned:
• a copy of the current manufacturing authorization, a GMP certificate and CPP issued
by the NDRA; and
• A proof that the proposed site has been approved by EFMHACA as complying with
current GMP for packaging or manufacturing of pharmaceutical form and the product
concern.
2. The validation report of not less than 3 production batches including validation protocol
(scheme) should to be submitted. In the case where no production has started a proposed
validation protocol must be submitted.
5. Batch analysis data of three production batches and comparative data on the last three
batches from the previous site.
6. For semi-solid and liquid formulations in which the API is present in a non-dissolved form,
appropriate validation data including microscopic imaging of particle size distribution and
morphology.
7. For solid dosage forms, a comparative dissolution test data (refer to Appendix 3-General
recommendation for conducting and assessing dissolution profile of Guideline for
Registration of Medicines of the authority) with demonstration of similarity of dissolution
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profile, performed on the last three batches from the previous site and the first three batches
from the new site should be submitted.
9. Specification of API.
11. Stability study (i.e. accelerated and on-going long term stability study) report.
12. Revised draft of the packaging insert and/or labelling incorporating the proposed variations
i.e. site change (if applicable).
13. In case of a contract primary packager, letter of appointment and letter of acceptance for
the proposed site to the package the product and stating the type of activity to be performed
by the packager (i.e. contract agreement).
Conditions
1. Site has approval from EFMHACA to conduct quality control testing of finished
pharmaceutical product concerned.
3. Transfer of the method from the old to the new site or to the new test laboratory has been
successfully completed.
Documentation
1. The letter accompanies the application for approval should clearly outline the “registered”
and “proposed” quality control sites.
3. Documented evidence (method Validation) that the transfer of the method from the old to
the new site or to the new test laboratory has been successfully completed.
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4. Change and/or addition of alternative manufacturer/site of the API
Conditions
1. The new manufacturer has approved for GMP by NDA for manufacturing of API
concerned.
3. Where materials of human or animal origin are used in the process, the manufacturer does
not use any new supplier for which assessment is required of viral safety or of compliance
with the current WHO Guidelines on transmissible spongiform encephalopathies in
relation to biological and pharmaceutical products.
Documentation
1. A complete 3.2.S section of the dossier as per EFMHACA Guideline for Registration of
Medicines.
2. A declaration from the supplier of the registered FPP that the route of synthesis, quality
control procedures and specifications of the API and key (ultimate) intermediate in the
manufacturing process of the API (if applicable) are the same as those already filled during
registration.
4. Batch analysis data (in a comparative tabular format) for at least two (minimum pilot scale)
batches of the API from those filled during registration and proposed manufacturers/sites.
5. The application should clearly outline the “registered” and “proposed” manufacturers.
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5. Change of (qualitative or quantitative) excipients or inactive ingredients
Conditions
1. Change will need to comply with the finished product specifications for example release and
shelf-life specifications of the drug product remain the same, excluding product description.
3. The dissolution profile of the proposed product is comparable to that of the current approved
product.
5. Stability studies in accordance with the relevant guidelines have been started with at least
two pilot-scale or production-scale batches and satisfactory stability data for at least 6 months
(accelerated and real time) are at the disposal of the applicant together with the assurance
that these studies will be finalized. Data will be provided immediately to the authority if
outside specifications or potentially outside specification at the end of the registered shelf-
life (with details of proposed action).
Documentation
2. Comparative tabulated format of the current and revised product formulation with
calculated changes highlighted (please state changes in the percentage of the proposed
excipient out of the total target dosage form weight, where applicable).
3. For solid dosage forms, comparative dissolution profile data on at least two pilot-scale
batches of the finished pharmaceutical product in the new and old composition.
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5. Validation scheme and/or report of the manufacturing process as per Guideline for
Registration of Medicines appropriate to the proposed change in product formula
should be provided upon submission.
8. Batch analysis data (in a comparative tabulated format) of drug product on at least two
production (or one production batch and two pilot batches) according to currently
approved and proposed product formula.
9. Justification for not submitting a new bioequivalence study according to the annex IV-
Requirements for Bioequivalence Study-Guideline for Registration of Medicines or
other guidance of the authority.
10. Either a European Pharmacopoeia certificate of suitability for any new component of
animal origin susceptible to TSE risk or, where applicable, documentary evidence that
the specific source of the TSE risk material has been previously assessed by a DRA of
the ICH region and associated countries and shown to comply with the scope of the
current WHO Guideline on transmissible spongiform encephalopathies in relation to
biological and pharmaceutical products or the Note for guidance on minimizing the risk
of transmitting animal spongiform encephalopathy agents via human and veterinary
medicinal products or an equivalent guide of the ICH region and associated countries.
The information should include the following:
– name of manufacturer;
11. Data to demonstrate that the new excipient does not interfere with the finished
pharmaceutical product specification test method (if appropriate).
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12. The stability studies (accelerated stability and on-going long term NLT 6months)
should be given.
Conditions
1. Release and shelf life specifications of the finished pharmaceutical product remain
unchanged.
2. Relevant stability studies in accordance with the relevant guidelines have been started with
at least two pilot-scale or production-scale batches, and at least 6 months’ stability data are
at the disposal of the applicant. Assurance is given that these studies will be finalized and
that the data will be provided immediately to authority if outside specifications or
potentially outside specifications at the end of the registered shelf life (with details of
proposed action).
Documentation
1. Revised drafts of the package insert and labelling incorporating the proposed variation, as
applicable
2. Appropriate data on the new packaging (comparative data on permeability e.g. for oxygen,
carbon dioxide and moisture).
3. Proof must be provided that no interaction between the content and the packaging material
occurs (e.g. no migration of components of the proposed material into the content and no
loss of components of the product into the pack).
4. Validation report and /or report of manufacturing and sterilization process for sterile
products.
5. The stability studies (accelerated and On-going long term stability data for at least 6
months) should be indicated.
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7. Change in the batch size of the finished pharmaceutical product (change in batch size
more than 10 fold both up-scaling & down scaling for non-sterile and for all batch size
change for sterile product)
Conditions
1. The change does not affect the reproducibility and/or consistency of the product.
3. Any changes to the manufacturing method and/or to the in-process controls are only those
necessitated by the change in batch size, e.g. use of different sized equipment.
6. Relevant stability studies in accordance with the relevant guidelines have been started with
at least one pilot-scale or production-scale batch and at least 6 months’ stability data are at
the disposal of the applicant. Assurance is given that these studies will be finalized and that
the data will be provided immediately to authority if outside specifications or potentially
outside specifications at the end of the registered shelf-life (with details of proposed
action).
Documentation
1. Comparative tabulated format for proposed and currently approved batch manufacturing
formula.
2. Batch analysis data (in a comparative tabular format) on a minimum of one production
batch manufactured to both the registered and the proposed sizes. Batch data on the next
two full production batches should be available on request and should be reported
immediately by the supplier of the registered product if outside specifications (with details
of proposed action).
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4. The report of (batch numbers ≥ 3) validation study and validation protocol (scheme) be
submitted.
5. The stability studies (accelerated and on-going stability studies) data as per the respective
section of Guideline for Registration of Medicines.
6. For solid dosage forms: dissolution profile data on a minimum of one representative
production batch and comparative data on the last three batches from the previous process;
data on the next two full production batches should be available on request or reported if
outside dissolution profile similarity requirements.
Conditions
1. The change does not cause a negative impact on the quality, safety and efficacy of the drug
product.
2. The same currently approved manufacturing site
Documentation
1. Description of the new manufacturing process and technical justification for the change.
2. Comparative dissolution profile data between the products manufactured with the currently
approved and proposed manufacturing process for oral solid dosage forms as per
compendium and validated dissolution test method.
3. Validation scheme and/or report of the proposed manufacturing process as per EFMHACA
Guideline for Registration of Medicines.
4. Copy of currently approved release and shelf-life specifications. Or, alternatively, copy of
proposed release and shelf-life specifications that supports that the new process must lead
to an identical or better product regarding all aspects of quality, safety and efficacy.
5. Comparative batch analysis data of drug product for a minimum of one production batch
manufactured according to currently registered and proposed processes.
7. Justification for not submitting a new bioequivalence study according to Guidance for
Biowaiver and Guideline for Registration of medicines (where applicable).
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9. Change in the colouring system or the flavouring system currently used in the finished
pharmaceutical product
Conditions
2. Any minor adjustment to the formulation to maintain the total weight should be made by
changing the quantity of an excipient which currently makes up a major part of the finished
pharmaceutical product formulation.
3. The finished pharmaceutical product specification has only been updated in respect of
appearance/odour/taste and if relevant, deletion or addition of identification test.
4. Stability studies (long-term and accelerated) in accordance with relevant guidelines have
been started with at least two pilot-scale or production scale batches and at least 6 months’
satisfactory stability data are at the disposal of the applicant, together with assurance that
these studies will be finalized. Data should be provided immediately to the authority if
outside specifications or potentially outside specifications at the end of the registered shelf-
life (with details of proposed action). In addition, where relevant, photo-stability testing
should be performed.
5. Any proposed new components must comply with appropriate section of guideline for
registration of medicines.
6. Any new component does not involve the use of materials of human or animal origin for
which assessment is required of viral safety data or compliance with the current WHO
Guideline on transmissible spongiform encephalopathies in relation to biological and
pharmaceutical products or the note for guidance on minimizing the risk of transmitting
animal spongiform encephalopathy agents via human and veterinary medicinal products or
an equivalent guide of the ICH region and associated countries
Documentation
1. A declaration that the change does not interfere with the finished product release and shelf
life specifications and test methods.
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2. Revised product formulation and batch manufacturing formula.
5. Stability data (accelerated and on-going long term stability data) as per the EFMHACA
Guideline for Registration of Medicines.
– name of manufacturer;
– its use.
8. Data to demonstrate that the new excipient does not interfere with the finished
pharmaceutical product specification test methods, if appropriate.
Conditions
1. The dissolution profile of the new product determined on a minimum of two pilot-scale
batches is comparable to the old one.
3. The release and the shelf-life specifications of the finished pharmaceutical product remain
unchanged except for the weight and/or size, if applicable.
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4. Stability studies in accordance with the relevant guidelines have been started with at least
two pilot-scale or production-scale batches and at least 6 months’ satisfactory stability data
are at the disposal of the applicant with assurance that these studies will be finalized. Data
will be provided immediately to the authority if outside specifications or potentially outside
specifications at the end of the registered shelf-life (with details of proposed action).
Documentation
1. A declaration that the change does not interfere with the drug product release and shelf-life
specification test method
2. Comparative dissolution profile data on at least two pilot-scale batches of the new
formulation and two production batches of the registered formulation (no significant
differences regarding comparability to appendix 3, general recommendation for conducting
and assessing dissolution profile of guideline for registration of medicines.
5. Justification for not submitting a new bioequivalence study according to the current
guidelines on bioequivalence such as annex Iv: Requirement for bioequivalence study-
guideline for registration of medicine or other guidelines of the authority.
6. Stability study report with the protocol i.e. accelerated stability study with minimum of 6
months long term.
11. Change in the specification of the finished pharmaceutical product ( Addition of new of
test parameter & limit)
Conditions
1. Test procedures remain the same, or changes in the test procedure are minor.
3. The change should not be the result of unexpected events arising during manufacture.
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5. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
4. Details of any new analytical method and validation data (please refer to guideline ICH Q2
(R1)).
5. Batch analysis data on two production batches of the finished pharmaceutical product for
all tests in the new specification.
6. Certificate of analysis of the drug product for all tests with the new specification.
Conditions
1. Finished product specifications are not adversely affected unless the specifications are
tightened.
2. Appropriate (re-)validation studies have been performed in accordance with the relevant
guidelines.
3. The results of method validation show the new test procedure to be at least equivalent to
the former procedure.
4. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
2. Comparative tabulated format of the currently approved and proposed release and shelf-
life specification of the finished pharmaceutical product.
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3. Description of the analytical methodology, a summary of validation data and revised
specifications for impurities (if applicable).
4. Comparative validation results showing that the registered test and the proposed one are at
least equivalent (please refer to guideline ICH Q2 (R1)).
Conditions
1. Finished pharmaceutical product release and end-of-shelf-life specifications have not been
changed (except those for physical appearance).
2. Any ink must comply with the relevant section on excipients of the Guideline for
registration medicines.
Documentation
1. Detailed drawing or written description of the current and proposed new appearance.
4. Release and shelf life specifications of the finished product with the new product
description.
5. On score/ break line, Justification for the change (i.e. change in dosing regimen)
6. Data on test for content uniformity of the subdivided parts of the tablets a release should
be submitted.
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14. Change of dimensions of tablets, capsules, suppositories or pessaries without change
in qualitative or quantitative composition and mean Mass
Conditions
1. The dissolution profile of the reformulated product is comparable to the old one.
2. Release and end-of-shelf-life specifications of the product have not been changed (except
for dimensions).
Documentation
2. Comparative dissolution data on at least one pilot-scale/production batch of the current and
proposed dimensions (with no significant differences regarding comparability according to
the appendix 3-General recommendation for conducting and assessing dissolution profile-
the guideline for registration of medicines.
3. Justification for not submitting a new bioequivalence study according to the current
guidelines on bioequivalence such as annex Iv: Requirement for bioequivalence study-the
guideline for registration of medicines and other guideline of the authority.
5. Where applicable, data on breakability test of tablets at release must be given together with
a commitment to submit data on breakability at the end of the shelf-life.
15. Change in the fill weight/fill volume and/or change of shape or dimension of container
or closure for non-sterile product
Documentation
1. Revised drafts of the package insert and labelling incorporating the proposed variation
(where applicable).
2. Justification for the new pack-size, showing that the new size is consistent with the
dosage regimen and duration of use as registered in the SmPC.
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3. Written commitment that stability studies will be conducted in accordance with the
guideline for registration of medicines for products where stability parameters could be
affected. Data are to be reported immediately if outside specifications (with details of
proposed action).
16. Change or addition of pack size/fill volume and/or change of shape or dimension of
container or closure for sterile solid and liquid of drug product.
Condition
1. The proposed pack size is consistent with the dosage regimen and duration of use as
approved in the package insert.
3. Release and shelf-life specifications of the drug product are not affected, except pack
size/fill volume specification.
Documentations
1. Revised drafts of the package insert and labelling incorporating the proposed variation
(where applicable).
2. Justification that the proposed pack size is consistent with the dosage regimen and
duration of use as approved in the package insert.
3. Validation data of the manufacturing process, sterilization and container closure system
(where applicable).
4. Stability data as per section IV of this guideline and report if any results fall outside
shelf-life specifications (with proposed action).
17. Extension of the shelf-life of the finished pharmaceutical product (As packaged for sale,
after first opening, after dilution or reconstitution) and change in the storage condition
Conditions
1. Stability studies have been done according to the registered protocol. The studies must
show that the agreed relevant specifications are still met.
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Documentation
1. Revised draft of the package insert and labelling incorporating the proposed variations.
2. Justification letter for the change of shelf-life of the drug product(where applicable)
4. Results of appropriate real-time studies covering the duration of the proposed shelf-life as
per section IV: Stability requirements for variations and changes to registered finished
pharmaceutical product of this guideline in the registered packing material and/or after first
opening or reconstitution, as appropriate; where applicable, the results of appropriate
microbiological testing should be included.
Conditions
1. Product labelling refers to package insert (PI). Patient Information Leaflet (PIL) outer
carton and immediate labels
3. Potential benefits of the product, when used to treat the identified disease or condition,
outweigh the known and potential risks of the product.
Documentation
2. Proposed product labelling, a clean and annotated version highlighting the change made
32
5. Data on safety and effectiveness for recommended indication under the recommended
conditions of use such as dosage and dosage, status and age of patients eg pregnancy
paediatric, liver or kidney insufficiency or other co-morbidities.
This section clarifies what documentation should be submitted with regard to each type of minor
change. The titles of the changes are numbered and subcategories are depicted by letters and
33
numbers. The conditions necessary for a given change are outlined for each subcategory and listed
below each change
Conditions
1. Agency agreement made between the local agent and the manufacturer/Marketing
Authorisation Holder as described in the guideline for registration of medicines
2. A copy of import license
Conditions
1. There is no change to the product (formulation, release & shelf-life specifications,
manufacturing source & process) except for the product name change.
2. No confusion with the International Non-proprietary Name (INN).
3. The first and the last three letters of trade name is not identical with a registered
finished pharmaceutical product in Ethiopia
Documentation
1. Update CPP from the national drug regulatory authority (DRA) in which the new name
is approved.
2. A declaration from the marketing authorization holder that there is no other changes to
the product/label except for the drug product name change.
3. Revised draft of package insert and labelling incorporating the proposed variation.
Conditions
34
1. Only applicable for batch release.
2. The manufacturer of the finished pharmaceutical product remains the same.
3. Method transfer from the currently approved to the proposed site or test laboratory has
been successfully completed.
Documentation
1. Revised drafts of the package insert and labelling incorporating the proposed variation,
where applicable.
2. Proof of the proposed site is appropriately authorized by the Authority to be responsible
for batch release such as a Valid GMP certificate.
3. Official letter from FPP manufacturer/marketing authorization holder to be responsible
for batch release, where applicable.
Conditions
1. Site has approved from EFMHACA for the packaging for pharmaceutical form and the
product concerned.
2. Site accordingly approved for GMP by a NDRA (to manufacture the pharmaceutical form
and the product concerned).
Documentation
1. Proof that the proposed site is appropriately approved for the pharmaceutical form and the
product concerned:
• Proof that the proposed site has been approved by EFMHACA as complying with
current GMP for packaging or manufacturing of pharmaceutical form and the product
concern.
35
2. Clear identification of the “registered” and “proposed” finished pharmaceutical product
manufacturers in the variation application.
4. Official letter from product license holder authorizing the new manufacturer or packager
to perform secondary packaging.
Conditions
1. Drug Master file (DMF), or relevant updated drug substance section or equivalent
document.
2. Batch analysis data (in comparative tabular format) from at least two batches (minimum
pilot scale) manufactured according to the registered and the proposed process.
4. A letter of declaration stating that no new impurities have been introduced at or above the
accepted threshold for qualification of impurities or there is no increase in the levels of
impurities, which require further safety studies.
Conditions
1. No changes to the manufacturing methods other than those necessitated by scale-up, e.g.
use of different sized equipment.
36
4. The change should not be the result of unexpected events arising during manufacture or
because of stability concerns.
Documentation
1. Amend the 3.2.S section of the dossier as per of the module 3 of the Guideline for
Registration of Medicines.
2. The certificate of analysis of the API manufactured with on the proposed batch size.
3. Evidence indicating the reproducibility is not affected by the change in the batch size.
4. Batch analysis data (in a comparative tabular format) on a minimum of one production
batch manufactured to both the registered and the proposed size. Batch data on the next
two full production batches should be available on request and reported immediately to the
authority if out of specifications (OOS) with details of proposed action.
Conditions
1. The change is not a consequence of any commitment from previous assessments to review
specification limits (e.g. made during the assessment procedure prior to registration or a major
change procedure after registration).
2. The change should not be the result of unexpected events arising during manufacture.
4. Any new test method does not concern a novel non-standard technique or a standard technique
used in a novel way.
Documentation
1. Replacement of the relevant pages of the dossier according to the structure as indicated in
the Guideline for Registration of Medicines.
37
4. Batch analysis data (in a comparative tabular format) on a minimum of two production
batches of the API for all tests in the new specification manufactured to both the registered
and the proposed specifications. (Batch data on the next two full production batches should
be available on request or reported if outside specification (OOS) with proposed action).
5. Where appropriate, comparative dissolution profile data for the finished pharmaceutical
product on at least one batch containing the API complying with the registered and the
proposed specification.
6. Justification for not submitting a new bioequivalence study according to the current
guideline for registration of medicines.
Conditions
2. The results of method validation show the new test procedure to be at least equivalent to
the former procedure.
3. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
2. Details of any new analytical method and validation data for addition of new test parameter
and limit.
3. Comparative validation results showing that the registered test and the proposed one are
equivalent (please refer to guideline ICH Q2 (R1)).
38
9. Submission of a new or updated TSE European Pharmacopoeia certificate of suitability
for an API
Conditions
None
Documentation
2. Replacement of the relevant pages of the dossier according to the structure listed in the Annex 1:
application form-Guideline for Registration of Medicines.
3. A document providing information on any materials falling within the scope of the Note for
guidance on minimizing the risk of transmitting animal spongiform encephalopathy agents via
human and veterinary medicinal products including those which are used in the manufacture of
the API. The following information should be included for each such material:
– name of manufacturer;
– its use.
10. Change in the shelf life or re-test period and storage condition of API
Conditions
1. Stability studies have been done according to the guideline for registration of medicines.
The studies must show that the agreed relevant specifications are still met.
2. The change should not be the result of unexpected events arising during manufacture.
Documentation
2. Stability studies data should be presented. These must contain results of appropriate real-
time stability studies conducted in accordance with the relevant stability guidelines on at
least two pilot or production-scale batches of the API in the packaging material filled
39
during registration and covering the duration of the requested shelf-life or re-test period or
requested storage conditions.
Conditions
1. The change should not be the result of unexpected events arising during manufacture.
3. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
1. Replacement of the relevant pages of the dossier according to the structure as listed in the
Annex 1: application form-Guideline for Registration of Medicines.
3. Batch analysis data on two production batches for all tests in the new specification.
4. Where appropriate, comparative dissolution profile data for the finished pharmaceutical
product on at least one pilot-scale batch containing the excipient complying with the
registered and proposed specification.
Conditions
1. There have been no changes of the total impurity limits and no new unqualified impurities
are detected.
3. Results of method validation show the new test procedure to be at least equivalent to the
former procedure.
40
4. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
2. Comparative validation results showing that the current test and the proposed one are
equivalent (please refer to guideline ICH Q2 (R1)).
13. Change in source of an excipient or reagent from a TSE risk to a vegetable or synthetic
material
Conditions
Documentation
1. Declaration from the manufacturer of the material that it is purely of vegetable or synthetic
origin.
2. Study of equivalence of the materials and the impact on production of the pharmaceutical
product.
Conditions
1. The change is not a consequence of any commitments from previous assessments to review
specification limits (e.g. made during the assessment procedure prior to registration of the
product or a major change procedure after registration).
2. The change should not be the result of unexpected events arising during manufacture.
4. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
41
Documentation
3. Details of any new analytical method and validation data (please refer to the guideline
ICH Q2(R1).
4. Batch analysis data on two batches for all tests in the new specification.
15. Change to a test procedure on the immediate packaging of the finished pharmaceutical
product
Conditions
2. Results of method validation show the new test procedure to be at least equivalent to the
former procedure.
3. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
2. Comparative validation results showing that the registered test and the proposed one are
at least equivalent (please refer to guideline ICH Q2 (R1)).
16. Change in any part of the (primary) packaging material not in contact with the finished
pharmaceutical product formulation (such as colour of flip-off caps, colour code rings
on ampoules, change of needle shield (i.e. different plastic used))
Conditions
1. The change does not concern a fundamental part of the packaging material, which affects
the delivery, use, safety or stability of the finished pharmaceutical product.
Documentation
42
1. Amendment of the relevant section(s) of the dossier as per the guideline for Registration
of Medicines including revised product levelling as appropriate.
Conditions
Documentation
1. The names and addresses of current and the proposed sites of suppliers in tabulated form
with the roles and responsibilities of each site.
18. Change to in-process tests or limits applied during the manufacture of the finished
product (including tightening and addition of new in-process)
Conditions
1. The change is not a consequence of any commitment from previous assessments (e.g. made
during the assessment procedure prior to registration of the product or a major change
procedure after registration).
2. The change should not be the result of unexpected events arising during manufacture e.g.
new unqualified impurity; change in total impurity limits.
43
4. Any new test method does not concern a novel non-standard technique or a standard
technique used in a novel way.
Documentation
3. Details of any new analytical method and validation data (please refer to guideline ICH
Q2(R1).
4. Batch analysis data on two production batches of the finished product for all tests in the
new specification.
19. Change in the batch size of the finished pharmaceutical product (Up to 10-fold
compared to the registered batch size and down scaling)
Conditions
1. The change does not affect the reproducibility and/or consistency of the product.
2. The change relates only to non-sterile solid,/semi solid dosage forms and to non-sterile
liquid forms.
3. Any changes to the manufacturing method and/or to the in-process controls are only those
necessitated by the change in batch size, e.g. use of different sized equipment.
5. The change should not be the result of unexpected events arising during manufacture or
because of stability concerns.
Documentation
1. Comparative tabulated format of proposed and the current batch manufacturing formula.
44
2. Process validation study report of at least three (≥ 3) of proposed batches should be
indicated or validation protocol (scheme) be submitted.
3. Batch analysis data (in a comparative table) of drug production a minimum of one
production batch according to currently approved and proposed batch sizes and a letter of
undertaking to submit batch data on the next full production batch.
Conditions
2. The new process must lead to an identical product regarding all aspects of quality, safety
and efficacy.
4. Relevant stability studies in accordance with the relevant guidelines have been started with
at least one pilot-scale or production-scale batch and at least 6 months’ stability data are at
the disposal of the applicant. Assurance is given that these studies will be finalized and that
the data will be provided immediately to authority if outside specifications or potentially
outside specifications at the end of the registered shelf-life (with details of proposed
action).
Documentation
1. Replacement of the relevant pages of the dossier according to the structure as indicated in
the Guideline for Registration of Medicines.
2. For semisolid and liquid products in which the API is present in non-dissolved form:
appropriate validation of the change including microscopic imaging of particles to check
for visible changes in morphology, and comparative size distribution data obtained by an
appropriate method.
3. For solid dosage forms: dissolution profile data on one representative production batch and
comparative data on the last three batches from the previous process. Batch data on the
next two full production batches should be available on request and should be reported
45
immediately by the supplier of the registered product if outside specifications (with details
of proposed action).
4. Justification for not submitting a new bioequivalence study according to the annex IV-
Requirements for Bioequivalence Study-Guideline for Registration of Medicine or other
guidance of the authority.
7. Batch analysis data (in a comparative tabular format) on a minimum of one batch each,
manufactured according to the registered and the proposed process. Batch data on the next
two full production batches should be made available upon request and reported
immediately by the supplier of the registered product if outside specifications (with details
of proposed action).
8. Stability study report with the protocol i.e. accelerated stability study with minimum of 6
months long term.
21. Change in pack size of the FPP i.e. Change in the number of units (e.g. tablets, ampoules,
etc.) in a pack including outer carton pack sizes for FPP
Conditions
1. The new pack size should be consistent with the posology and treatment duration as
registered in the SmPC.
Documentation
1. Revised draft of packing insert and labelling incorporating the proposed variation (where
applicable).
2. Justification for the new pack-size, showing that the new size is consistent with the
dosage regimen and duration of use as registered in the SmPC.
3. Written commitment that stability studies will be conducted in accordance with the
guideline for registration of medicines for products where stability parameters could be
46
affected. Data are to be reported immediately if outside specifications (with details of
proposed action), where applicable.
4. In case of outer carton pack size change, letter of declaration stating that no other changes
except for the change of outer carton pack sizes for FPP.
Conditions
1. The proposed measuring device must accurately deliver the required dose for the product
concerned in line with the registered posology, and results of such studies should be
available.
Documentation
1. Revised draft of the packing insert and labelling incorporating the proposed variations
(where applicable).
2. Description of the device including detailed drawing and composition of the device
material and supplier where appropriate.
23. Reduction of the shelf-life of the finished pharmaceutical product (As packaged for
sale, after first opening, after dilution or reconstitution) and change in the storage
condition
Conditions
47
1. Stability studies have been done according to the registered protocol. The studies must
show that the agreed relevant specifications are still met.
Documentation
1. Revised draft of the package insert and labelling incorporating the proposed variations.
2. Justification letter for the change of shelf-life of the drug product(where applicable)
4. Results of appropriate real-time studies covering the duration of the proposed shelf-life as
per section IV: Stability requirements for variations and changes to registered finished
pharmaceutical product of this guideline in the registered packing material and/or after first
opening or reconstitution, as appropriate; where applicable, the results of appropriate
microbiological testing should be included.
24. Other minor variations such as (Change logo of applicant/manufacturer, Change in the
design or layout of packaging, Change in the colour of design of the package, Correction
and/or statements of the label or Periodic update prescribing information)
Conditions
2. The change in colour design of the package is not affect the legibility of the label.
Documentations
1. The summary of the change made in comparison with the previous approved package
labelling.
2. Reason for making such changes.
3. Actual sample and/or colour print out of the new and the present package labelling.
48
B. MINOR VARIATIONS REQUIRES NOTIFICATION
1. Change in the name and/or address naming of the marketing authorization holder of the
registered product
Conditions
1. The marketing authorization holder of the registered product shall remain the same
legal entity.
Documentation
1. Revised draft of the packaging insert and labels incorporating the proposed variation,
where applicable
2. A formal document from a relevant official body (e.g. the national drug regulatory
authority (NDRA)) in which the new name and/or address is mentioned.
Conditions
Documentation
Conditions
Documentation
1. Revised draft of the packaging insert and labels incorporating the proposed variation.
49
2. Copy of the modified manufacturing authorization, GMP certificate, CPP or a formal
document from a relevant official body (e.g. NDRA) in which the new name and/or
address is mentioned.
1. Official letter from marketing authorization holder authorizing the manufacturer with
the new name /address name to manufacture the finished pharmaceutical product.
Documentation
1. The letter that accompanies the application for approval should clearly name the
manufacturer to be deleted.
2. Reason for withdrawal/deletion.
Conditions
1. The finished pharmaceutical product release and end-of-shelf-life specifications remain the
same.
3. The API will be tested immediately prior to use if no retest period is included in the
European Pharmacopoeia certificate of suitability or if data to support a retest period is not
provided.
4. The manufacturing process of the API does not include the use of materials of human or
animal origin for which an assessment of viral safety data is required.
Documentation
50
1. Copy of the current (updated) European Pharmacopoeia certificate of suitability.
2. Amend the relevant section of the dossier according to 3.2.S section of the module 3 of
EFMHACA guideline for Registration of Medicines.
3. The variation application should clearly outline the “registered” and “proposed”
manufacturers.
6. Change to comply with an officially recognized pharmacopoeia (BP, Ph Int, JP, Ph Eur,
USP)-Change in the specification of API & Excipients to comply with Pharmacopeia
Conditions
Documentation
3. Batch analysis data on two production batches of the relevant substance for all tests in
the new specification.
4. Analysis of the suitability of the monograph to control the substance, e.g. a comparison
of the potential impurities.
5. Where appropriate, batch analysis data (in a comparative tabular format) on two
production batches of the finished pharmaceutical product containing the substance
complying with the registered and proposed specification and additionally, where
appropriate, comparative dissolution profile data for the finished pharmaceutical
product obtained on at least one pilot batch.
Conditions
51
1. The finished pharmaceutical product release and end-of-shelf-life specifications remain the
same.
3. The manufacturing process of the excipient does not include the use of materials of human
or animal origin for which an assessment of viral safety data is required.
Documentation
3. Where applicable, a document providing information on any materials falling within the
scope of the WHO Guideline on transmissible spongiform encephalopathies in relation to
biological and pharmaceutical products or the Note for guidance on minimizing the risk of
transmitting animal spongiform encephalopathy agents via human and veterinary
medicinal products or an equivalent guideline of the ICH region and associated countries
including those which are used in the manufacture of the excipient. The following
information should be included for each such material:
– name of manufacturer;
– its use.
Conditions
None.
Documentation
52
2. Specification and method of analysis of the excipient under consideration.
3. A document providing information on any materials falling within the scope of the Note
for guidance on minimizing the risk of transmitting animal spongiform encephalopathy
agents via human and veterinary medicinal products including those which are used in the
manufacture of the excipient. The following information should be included for each such
material:
– name of manufacturer;
– its use.
Conditions
1. The correction and statements of the label do not have any modification to the content of
the message.
Documentations
1. The summary of the change made in comparison with the previous approved package
labelling.
2. Reason for making such changes.
3. The new prescribing information.
53
b. Inclusion of an additional API to a multi-component product.
54
55
SECTION IV: STABILITY REQUIREMENTS FOR VARIATIONS AND CHANGES
TO REGISTERED FINISHED PHARMACEUTICAL PRODUCTS (FPPS)
It is the purpose of this section to outline the stability data which have to be generated in case of
variations.
The scope and design of stability studies for variations and changes are based on the knowledge
and experience acquired on APIs and FPPs. The available information that must be taken into
account includes:
For APIs:
For FPPs:
In all cases of variations and changes, the registered medicine license authorization holder and /or
manufacturer has to investigate whether or not the intended change will have an impact on the
quality characteristics of the APIs and/or FPPs and consequently on their stability.
When stability data are required, the choice of test conditions defined in this Section refers to the
Guideline for Registration of Medicines of the Authority.
In all cases of variations which require generation of stability data on the FPP, the stability studies
required, including commitment batches, should always be continued up to the end of the shelf-
life and the authority should be informed immediately if any problems with the stability occur
during storage, e.g. if outside specifications or potentially outside specifications.
Major Variations
For major variations as listed in section I of this guideline, which require generation of stability
data on the FPP, the minimum set of data to be submitted with the variation application is defined
56
in Section I. The results of these studies covering the requested time period as defined in Section
I, using accelerated and long-term testing conditions, should be compared to the results of studies
performed on the unchanged API/ FPP to ensure that the change does not have any negative impact
on the stability profile, i.e. that the specification limits of the API/FPP are still met at the end of
the proposed re-test period/shelf-life.
To support the stability requirement indicated in the respective section of the variations, the
following may guide as an example of major variations.
A. For conventional dosage forms (e.g. conventional release solid dosage forms, solutions)
and when the API is known to be stable, comparative stability data from a study of 6 months
duration, under long-term and accelerated testing conditions on two pilot-scale batches are
required.
B. For critical dosage forms (e.g. prolonged release form) or when the API is known to be
unstable, comparative stability data, from a study of 6 months duration, under long-term
and accelerated stability testing conditions on three pilot-scale batches are required.
In the case of less protective packaging or when a risk of interaction occurs, mainly for semisolid
or liquid dosage forms, comparative stability data are required from a study of 6 months duration,
using accelerated and long-term testing conditions, on three pilot-scale batches of the finished
pharmaceutical product.
Minor Variations
In the case of minor variations, as listed in section II of this guideline, which require generation of
stability data on the FPP, the minimum set of data to be submitted with the variation application
is defined in Section II. The results of these studies covering the requested time period as defined
in Section II, using accelerated and long-term testing conditions, should be compared to the results
of studies performed on the unchanged API/ FPP to ensure that the change does not have any
57
negative impact on the stability profile, i.e. that the specification limits of the API/FPP are still
met at the end of the proposed re-test period/shelf-life. The comparison data may come from earlier
studies and need not necessarily be collected in combination with the study on the unchanged
product.
Commitment batches
Major variations
For all major variations that require the generation of stability data on the FPP, at least the first
production-scale batch manufactured according to the registered variation should undergo long-
term stability testing using the same stability testing protocol as described above unless the
respective data on stability testing have already been submitted as part of the variation application.
Stability studies need to be continued to cover the entire shelf-life. The results of these stability
studies should be made available on request and the Authority should be informed immediately if
any problems occur during the stability studies
Minor variations
For all minor variations that require the generation of stability data on the FPP, adequate follow-
up studies on commitment batches need to be performed.
58
59
SECTION V: CONSIDERATION OF SRA PROCEDURE FOR VARIATION
APPLICATION
An applicant claiming to have a certificate and/or acceptance letter of approval for variation
application (under consideration) by Stringent Regulatory Authority (SRA) as defined in Guideline
for Registration of Medicines of the Authority, 2014, need to fulfill conditions and submit all
documentations as per the respective sections of variation indicated in this guideline. However,
the applicant may not require submit samples for laboratory analysis at EFMHACA facility.
60
Food, Medicine and Health Care Administration and Control Authority of Ethiopia
New Application
Periodic re-registration
Dosage form
Route of administration
Storage condition
Visual Description
61
Packaging and pack size
Prescription only
Pharmacy
62
Statement of similarity and difference of clinical, bio batch, stability, validation and
commercial batch sizes
Name
Business address
Telephone number
Fax number
Position:
Postal address:
Telephone number:
Fax number
63
E-mail:
Name of manufacturer
Telephone/Fax number
Telephone/Fax number
Module 1
Module 2
Module 3
Module 4
Module 5
64
CERTIFICATION BY A RESPONSIBLE PERSON IN THE APPLICANT COMPANY
I the undersigned certify that all the information in the accompanying documentation concerning an application for a marketing authorization for:
is correct and true, and reflects the total information available. I further certify that I have examined the following statements and I attest to their
accuracy.
1. The current edition of the WHO guideline on “Good manufacturing practices for pharmaceutical products” Guideline, is applied in full in all
premises involved in the manufacture of this product.
2. The formulation per dosage form correlates with the master formula and with the batch manufacturing record forms.
3. The manufacturing procedure is exactly as specified in the master formula and batch manufacturing record forms.
4. Each batch of all starting materials is either tested or certified against the full specifications in the accompanying documentation and comply
fully with those specifications before it is released for manufacturing purposes.
5. All batches of active pharmaceutical ingredient(s) are obtained from the source(s) specified in the accompanying documentation.
6. No batch of active pharmaceutical ingredient will be used unless a copy of the batch certificate established by the active ingredient manufacturer
is available.
7. Each batch of the container/closure system is tested or certified against the full specifications in the accompanying documentation and complies
fully with those specifications before it is released for manufacturing purposes.
8. Each batch of the finished pharmaceutical product is either tested, or certified, against the full specifications in the accompanying documentation
and complies fully with the release specifications before it is released for sale.
9. The person releasing the product for sale is an authorized person as defined by the WHO guideline “Good manufacturing practices: Authorized
person - the role, functions and training”.
10. The procedures for control of the finished Pharmaceuticals product have been validated for this formulation.
11. The market authorization holder has a standard operating procedure for handling adverse reaction reports on its products.
12. The market authorization holder has a standard operating procedure for handling batch recalls of its products.
13. All the documentation referred to in this certificate is available for review during a GMP inspection.
14. Any clinical trials including BE study were conducted according to WHO’s “Guidelines for good clinical practice (GCP) for trials on
pharmaceutical products” .
Signature_____________________________________________________________________
Name _______________________________________________________________________
Date: _________________________________________________________________________
65
66
67
ANNEX II-TYPES OF POST APPROVAL VARIATIONS REQUIRING SAMPLES
FOR LABORATORY ANALYSIS
Those variations listed below and other variation considered as major variation by the authority
require samples of actual product for the analysis at FMHACA laboratory and hence, the applicant
should refer Annex V: Sample of actual product of Guideline for Registration of Medicines for the
quantities of samples, types and quantities of reference substances and the accompanied
documents.
68
ANNEX III-PAYMENTS FOR POST APPROVAL VARIATIONS
The Post approval variation application should accompanied by the appropriate payments as per
the Authority regulation to handling of payment. The current payments for different types
variations divided in to two i.e. for those variations require laboratory analysis; the payment will
be $200.00 while for other variations not requiring laboratory sample analysis, the payment will
be $100.00.
69
REFERENCE
ASEAN Variation Guidelines for pharmaceutical Products 2013(Final draft 7.2) Available at:
http://www.hsa.gov.sg/content/dam/HSA/HPRG/Western Medicine/Overview Framework
Policies/Guidelines on Drug Registration/ASEAN Variation Guideline for Pharmaceutical Products
7.2 cleandraft.pdf
Guidance for Variation to a Prequalified Product Dossier. In: WHO Expert Committee on
Specifications for Pharmaceutical Preparations. Forty-first report, Geneva, World Health
Organization, 2007, Annex 6(WHO Technical Report Series, No. 943). Available at:
http://whqlibdoc.who.int/trs/WHO TRS 943 eng.pdf
WHO Guidelines for Variation to a Prequalified Product Dossier. In: WHO Expert Committee on
Specifications for Pharmaceutical Preparations. Forty-first report, Geneva, World Health
Organization, 2013, Annex 3(WHO Technical Report Series, No. 981). Available at:
http://apps.who.int/prequal/info general/documents/variations/2013/TRS981 Annex3 draft.pdf
Guidelines on dossier requirements for type 1A and 1B notification 2006. Available at:
http://ec.europa.eu/health/files/eudralex/vol-2/c/var/type 1a1b guideline 06-2006 en.pdf
ICH Q2(R1): Validation of analytical procedures: Text and Methodology. November 2005.
Available at: http://www.ich.org/fileadmin/public web site/Guidelines/Quality/Q2 R1/Step4/Q2
R1 Guideline.pdf
Guideline for registration of medicines. Third edition, FMHACA, 2014. Available at:
http://www.fmhaca.gov.et/standardsdirectivesguidelines.html
70
Application Guidelines for Variation Of Registered Human Medicinal Products. First Edition,
Tanzania Food And Drugs Authority, November 2008. Available at:
http://tfda.or.tz/index.php?option=com phocadownload &view=category&id=22&itemid=300
71