Kohler 500rozd Parts Manual
Kohler 500rozd Parts Manual
Kohler 500rozd Parts Manual
0RGHOV
ï52='
6HH *URXS /LWHUDWXUH IRU
(QJLQH DQG $FFHVVRU\ 3DUWV &DWDORJV
73
6SHFLILFDWLRQ 1XPEHU ,QGH[
*5283 7,7/(
DQG
180%(5
*5283 12
63(& 12 9$5,$7,21 180%(5
52='
A
A
A
A
A
A
A
A
A
A
A
A
A
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
'HVLUHG DLU LQWDNH FRROLQJ VNLG DQG JHQHUDWRU NLW FKRVHQ IURP SULFH OLVW 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU VHW QDPHSODWH DQG VHH
*URXS SDUWV VHFWLRQV IRU SDUWV OLVW
A 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU QDPHSODWH DQG VHH &RQWUROOHU .LWV LQ NLWV VHFWLRQ IRU SDUWV OLVW
73
6SHFLILFDWLRQ 1XPEHU ,QGH[
*5283 7,7/(
DQG
180%(5
*5283 12
63(& 12 9$5,$7,21 180%(5
52='
A
A
A
A
A
A
A
A
A
A
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
'HVLUHG DLU LQWDNH FRROLQJ VNLG DQG JHQHUDWRU NLW FKRVHQ IURP SULFH OLVW 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU VHW QDPHSODWH DQG VHH
*URXS SDUWV VHFWLRQV IRU SDUWV OLVW
A 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU QDPHSODWH DQG VHH &RQWUROOHU .LWV LQ NLWV VHFWLRQ IRU SDUWV OLVW
73
6SHFLILFDWLRQ 1XPEHU ,QGH[
*5283 7,7/(
DQG
180%(5
*5283 12
63(& 12 9$5,$7,21 180%(5
52='
A
A
A
A
A
A
A
A
A
A
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
'HVLUHG DLU LQWDNH FRROLQJ VNLG DQG JHQHUDWRU NLW FKRVHQ IURP SULFH OLVW 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU VHW QDPHSODWH DQG
VHH *URXS SDUWV VHFWLRQV IRU SDUWV OLVW
A 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU QDPHSODWH DQG VHH &RQWUROOHU .LWV LQ NLWV VHFWLRQ IRU SDUWV OLVW
73
6SHFLILFDWLRQ 1XPEHU ,QGH[
*5283 7,7/(
DQG
180%(5
*5283 12
63(& 12 9$5,$7,21 180%(5
52='
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
( ( (
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
'HVLUHG DLU LQWDNH FRROLQJ VNLG DQG JHQHUDWRU NLW FKRVHQ IURP SULFH OLVW 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU VHW QDPHSODWH DQG
VHH *URXS SDUWV VHFWLRQV IRU SDUWV OLVW
A 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU QDPHSODWH DQG VHH &RQWUROOHU .LWV LQ NLWV VHFWLRQ IRU SDUWV OLVW
73
6SHFLILFDWLRQ 1XPEHU ,QGH[
*5283 7,7/(
DQG
180%(5
*5283 12
63(& 12 9$5,$7,21 180%(5
52='
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
( ( (
( ( (
( ( (
( ( (
( ( (
(
( (
A
'HVLUHG DLU LQWDNH FRROLQJ VNLG DQG JHQHUDWRU NLW FKRVHQ IURP SULFH OLVW 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU VHW QDPHSODWH DQG
VHH *URXS SDUWV VHFWLRQV IRU SDUWV OLVW
A 'HWHUPLQH NLW QXPEHU IURP JHQHUDWRU QDPHSODWH DQG VHH &RQWUROOHU .LWV LQ NLWV VHFWLRQ IRU SDUWV OLVW
73
7KLV SDJH LQWHQWLRQDOO\ OHIW EODQN
73
*URXS $LU ,QWDNH
52='
$9
73
*URXS $LU ,QWDNH FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$LU &OHDQHU
$ $LU &OHDQHU
$LU &OHDQHU
$LU &OHDQHU
$LU &OHDQHU
$ $LU &OHDQHU +HDY\'XW\
5DLQ &DS $LU &OHDQHU
1$ (OHPHQW 1RW 6ROG 6HSDUDWHO\
$LU &OHDQHU (OHPHQW
$LU &OHDQHU (OHPHQW +HDY\'XW\
$LU &OHDQHU (OHPHQW +HDY\'XW\
&ODPS +RVH EDQG ZPWJ
0RXQW $LU &OHDQHU µ
&ODPS
%UDFNHW $LU &OHDQHU
&DS ,QOHW QRW VKRZQ
6XSSRUW 3ODWH $LU &OHDQHU
%UDFNHW $LU &OHDQHU
%UDFNHW $LU &OHDQHU
%UDFNHW $LU &OHDQHU
%UDFNHW 5LJKW $LU &OHDQHU
%UDFNHW /HIW $LU &OHDQHU
%UDFNHW 5LJKW $LU &OHDQHU
%UDFNHW /HIW $LU &OHDQHU
%UDFNHW /HIW $LU &OHDQHU
%UDFNHW 5LJKW $LU &OHDQHU
1XW
; 6FUHZ [
; 6FUHZ
6FUHZ
:DVKHU 6SOLW /RFN
; :DVKHU [
1XW
; 6FUHZ [
; 6FUHZ [
; 6FUHZ 5HI
1$ 8VH ([LVWLQJ (QJLQH +DUGZDUH
1$ 8VH ([LVWLQJ (QJLQH +DUGZDUH
; 6FUHZ 5HI
; 6FUHZ 5HI
+DUGZDUH
+DUGZDUH
:DVKHU 6SOLW /RFN
; :DVKHU 3ODLQ
; :DVKHU [
; :DVKHU 3ODLQ
+RVH +XPS ,' [ /
+RVH +XPS
+RVH +XPS
+RVH +XPS
&ODPS +RVH EDQG
&ODPS +RVH
&ODPS +RVH
&ODPS +RVH
7XEH $VVHPEO\ 2' [ /
7XEH $VVHPEO\ 2' [ /
7XEH $VVHPEO\ 2' [ /
; &DS 3LSH 137
+RVH +XPS ,' [ /
+RVH +XPS ,' [ /
&ODPS +RVH EDQG
&ODPS +RVH EDQG
6ZLWFK $VVHPEO\ /LPLW
%UDFNHW 6ZLWFK 0RXQWLQJ
%UDFNHW 6ZLWFK 0RXQWLQJ
6SDFHU [ [
; 6FUHZ [
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
A +HDY\GXW\ DLU FOHDQHU NLW
73
*URXS $LU ,QWDNH FRQWLQXHG
52='
$9
73
*URXS $LU ,QWDNH FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
3DUW
,WHP 1XPEHU 'HVFULSWLRQ A
:DVKHU 6SOLW /RFN
; :DVKHU 3ODLQ [ [
1XW
; 6FUHZ [
1$ 8VH ([LVWLQJ (QJLQH +DUGZDUH
; :DVKHU [
:DVKHU 6SOLW /RFN
:DVKHU
; 6FUHZ [
&RPPRQ KDUGZDUH SURFXUH ORFDOO\ 0RGXODU 6SHF &URVV5HIHUHQFH 7DEOH
A +HDY\GXW\ DLU FOHDQHU NLW 6RPH PRGXODU JHQHUDWRU VSHFV OLVWHG LQ WKH VSHFLILFDWLRQ QXPEHU
LQGH[ UHTXLUH DQ DLU FOHDQHU NLW 5HIHU WR WKH JHQHUDWRU VHW QDPHSODWH
WR LGHQWLI\ WKH NLW QXPEHU LQVWDOOHG RQ WKH JHQHUDWRU VHW 8VH WKH
IROORZLQJ WDEOH WR LGHQWLI\ WKH FRUUHVSRQGLQJ YDULDWLRQ QXPEHU 7KH
NLW·V SDUWV OLVW PDWFKHV WKH SDUWV OLVW IRU WKH FRUUHVSRQGLQJ YDULDWLRQ
QXPEHU
(TXLYDOHQW 9DULDWLRQ
$LU &OHDQHU .LW 1XPEHU
73
*URXS &RROLQJ 6\VWHP
52='
$9
73
*URXS &RROLQJ 6\VWHP FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
3DUW
,WHP 1XPEHU 'HVFULSWLRQ
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\ 1
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
$ 5DGLDWRU $VVHPEO\
&DS 5DGLDWRU
&DS 5DGLDWRU
&DS 5DGLDWRU
&RRODQW /HYHO 6HQVRU EHIRUH VHULDO QXPEHU
&RRODQW /HYHO 6HQVRU VHULDO QXPEHUV
DQG DIWHU
; &RQGXLW IRU H[SRVHG ZLUHV QRW VKRZQ
; %XVKLQJ 5HGXFHU
; /LQH ,' YHQW
; /LQH ,' [
; %XVKLQJ 5HGXFHU ) [ 0
; &ODPS +RVH
; &ODPS +RVH ,'
; )LWWLQJ +RVH [ 137
7XEH 8SSHU 5DGLDWRU
7XEH 8SSHU 5DGLDWRU
7XEH 8SSHU 5DGLDWRU
7XEH 8SSHU 5DGLDWRU
; +RVH ,'
; +RVH 5DGLDWRU ,' [
; +RVH 5DGLDWRU ,' [ /
; +RVH 5DGLDWRU ,' [
; +RVH 5DGLDWRU ,' [ XSSHU
; +RVH ,' [
; +RVH ,' [ ORZHU
&ODPS +RVH EDQG
&ODPS ,'
; +RVH 5DGLDWRU %\SDVV ,' [
; +RVH 5DGLDWRU %\SDVV ,' [
; +RVH ,' [
; +RVH ,' [
; +RVH ,' [
; +RVH ,' [
$GDSWHU +RVH 137 [
; $GDSWHU +RVH 137 [
; %XVKLQJ 5HGXFHU ) [ 0
; &ODPS +RVH
%XVKLQJ 5HGXFHU
[ 137 1RW 8VHG ;
&RQGXLW 3ODVWLF ; ;
&RQQHFWRU 3LQ +RXVLQJ 1RW 8VHG
3LQ 1RW 8VHG
7HUPLQDO IHPDOH 1RW 8VHG ;
7HUPLQDO PDOH 1RW 8VHG ;
6HQVRU /RZ &RRODQW
73
*URXS &RROLQJ 6\VWHP FRQWLQXHG
7R
(QJLQH
52='
$9
73
*URXS &RROLQJ 6\VWHP FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
3DUW
,WHP 1XPEHU 'HVFULSWLRQ
; &RXSOLQJ 3LSH 136&
&ODPS +RVH ,'
; (OERZ 3LSH E 137
; (OERZ 3LSH E 137
; (OERZ E QRW VKRZQ
; 1LSSOH 3LSH 137) [
; 1LSSOH 3LSH [
+RVH /RZHU 5DGLDWRU
+RVH /RZHU 5DGLDWRU
+RVH /RZHU 5DGLDWRU
+RVH /RZHU 5DGLDWRU
+RVH /RZHU 5DGLDWRU
+RVH /RZHU 5DGLDWRU
; +RVH /RZHU 5DGLDWRU
; +RVH /RZHU 5DGLDWRU ,' [
; +RVH /RZHU 5DGLDWRU ,' [
7XEH /RZHU 5DGLDWRU
7XEH /RZHU 5DGLDWRU
7XEH /RZHU 5DGLDWRU
&ODPS +RVH EDQG
&ODPS +RVH EDQG
&ODPS ,'
)DQ $VVHPEO\
$ )DQ $VVHPEO\
$ )DQ $VVHPEO\
)DQ $VVHPEO\
)DQ $VVHPEO\
)DQ $VVHPEO\
)DQ $VVHPEO\
6SDFHU )DQ QRW VKRZQ
; 6FUHZ JUDGH QRW VKRZQ [
; 6FUHZ +& QRW VKRZQ
:DVKHU +DUGHQHG [ [
; :DVKHU +DUGHQHG [ [
; :DVKHU +DUGHQHG ,' [ 2'
; 9DOYH 'UDLQ 137
; 9DOYH 'UDLQ 137)
; %XVKLQJ 5HGXFHU ) [ 0
1XW
; 6FUHZ [
%ROW
; :DVKHU 6SOLW ORFN
; :DVKHU 6SOLW ORFN
; :DVKHU 3ODLQ [ [
; :DVKHU +DUGHQHG
6XSSRUW 5DGLDWRU
6XSSRUW 5DGLDWRU
%UDFH 5DGLDWRU
%UDFH 5DGLDWRU
%UDFH 5DGLDWRU
5DGLDWRU 6XSSRUW 5+
5DGLDWRU 6XSSRUW 5+
5DGLDWRU 6XSSRUW 5+
5DGLDWRU 6XSSRUW /+
5DGLDWRU 6XSSRUW /+
5DGLDWRU 6XSSRUW /+
%UDFNHW 5+ 5DGLDWRU
6XSSRUW 5+ 5DGLDWRU
%UDFNHW 5+ 5DGLDWRU
%UDFNHW /+ 5DGLDWRU
6XSSRUW /+ 5DGLDWRU
%UDFNHW 5+ 5DGLDWRU
; 1XW
1XW
; 1XW KH[
; 6FUHZ [
; 6FUHZ [
+DUGZDUH
&RPPRQ +DUGZDUH 3URFXUH /RFDOO\
73
*URXS &RROLQJ 6\VWHP FRQWLQXHG
52='
$9
73
*URXS &RROLQJ 6\VWHP FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
3DUW
,WHP 1XPEHU 'HVFULSWLRQ
; 6FUHZ +DUGHQHG [
; 6FUHZ +DUGHQHG [
; :DVKHU 6SOLW /RFN
; :DVKHU +DUGHQHG
; :DVKHU /RFN
; :DVKHU %HYHOHG ,'
*XDUG %HOW WRS
*XDUG %HOW WRS
*XDUG %HOW WRS
*XDUG %HOW WRS
*XDUG %HOW 5+
*XDUG %HOW 5+
*XDUG %HOW 5+
*XDUG %HOW 5+
*XDUG %HOW 5+
*XDUG %HOW 5+
*XDUG %HOW /+
*XDUG %HOW /+
*XDUG %HOW /+ XVH H[LVWLQJ
KDUGZDUH
*XDUG %HOW /+
*XDUG %HOW /+
*XDUG %HOW /+
*XDUG %HOW ERWWRP
*XDUG %HOW ERWWRP
*XDUG %HOW ERWWRP
%UDFNHW 7RS %HOW *XDUG 0RXQWLQJ
%UDFNHW 7RS %HOW *XDUG 0RXQWLQJ
%UDFNHW *XDUG 6XSSRUW 7RS 5LJKW
; 6FUHZ [
; 1XW
; 1XW
; 6FUHZ [
; 6FUHZ [
+DUGZDUH
+DUGZDUH
; :DVKHU 6SOLW /RFN
+DUGZDUH
+DUGZDUH
; 6FUHZ [
+DUGZDUH
+DUGZDUH
; 6FUHZ 5HI [
6FUHZ
(QJLQH /LIWLQJ (\H +DUGZDUH
; :DVKHU 6SOLW /RFN
(QJLQH /LIWLQJ (\H +DUGZDUH
; :DVKHU 3ODLQ [ [
; :DVKHU 6SOLW /RFN
:DVKHU
+DUGZDUH
6XSSRUW %HOW *XDUG
; 6FUHZ KF [
:DVKHU
+DUGZDUH
&RPPRQ +DUGZDUH 3URFXUH /RFDOO\ (TXLYDOHQW 9DULDWLRQ
&RROLQJ 6\VWHP .LW 1XPEHU
0RGXODU 6SHF &URVV5HIHUHQFH 7DEOH
6RPH PRGXODU JHQHUDWRU VSHFV OLVWHG LQ WKH VSHFLILFDWLRQ
QXPEHU LQGH[ UHTXLUH D FRROLQJ V\VWHP NLW 5HIHU WR WKH
JHQHUDWRU VHW QDPHSODWH WR LGHQWLI\ WKH NLW QXPEHU LQVWDOOHG RQ
\RXU JHQHUDWRU VHW 8VH WKH IROORZLQJ WDEOH WR LGHQWLI\ WKH
FRUUHVSRQGLQJ YDULDWLRQ QXPEHU 7KH NLW·V SDUWV OLVW PDWFKHV
WKH SDUWV OLVW IRU WKH FRUUHVSRQGLQJ YDULDWLRQ QXPEHU
73
*URXS (QJLQH
$WWDFK WR YDOYH
FRYHU EUHDWKHUV
$WWDFK WR DLU
ER[ GUDLQV
7R IXHO ILOWHU 8VH H[LVWLQJ KDUGZDUH DW
ULJKW DLU FOHDQHU PRXQWLQJ
EUDFNHW
52='
$9
73
*URXS (QJLQH FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\
$ (QJLQH $VVHPEO\
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\ 97$
6HH &KDUW 3DJH +DUQHVV (QJLQH :LULQJ
'LRGH $PS YROW
&RQQHFWRU 3RVLWLRQ
&RQQHFWRU &DEOH
&RQQHFWRU 3RVLWLRQ
3LQ )HPDOH *ROG3ODWHG DV $5 $5 $5 $5 $5 $5 $5
UHTXLUHG
7HUPLQDO
; &ODPS +RVH
; &ODPS +RVH
; +RVH ,' [ /
; +RVH ,' [ /
; +RVH ,' [ /
; +RVH ,' /
; +RVH ,' [ /
; /LQH )XHO QRW VKRZQ
; +RVH ,' [ /
; 7LH &DEOH µ
*XDUG %HOW
; 9DOYH 'UDLQ 137
; &DS 3LSH
; &DS 3LSH
; )LWWLQJ QRW VKRZQ
+DUGZDUH
0RXQW 9LEUR
; :DVKHU 6KDNHSURRI
%UDFNHW )XHO )LOWHU QRW VKRZQ
)LWWLQJ )XHO 816% ) [
+DUGZDUH QRW VKRZQ
6WUDS *URXQG DW VWDUWHU VROHQRLG
; 3OXJ 3LSH QRW VKRZQ
; 3OXJ 3LSH QRW VKRZQ
)XHO )LOWHU 3ULPDU\
)XHO )LOWHU 6HFRQGDU\
2LO )LOWHU
&RQWUROOHU *RYHUQRU
; &ODPS ,QVXODWHG
; /LQH )XHO
; &ODPS ,QVXODWHG
; 6FUHZ ([SHQVH
; %XVKLQJ 5HGXFHU
; &ODPS ,QVXODWHG
; 6FUHZ
:DVKHU
; 6FUHZ QRW VKRZQ
; :DVKHU /RFN QRW VKRZQ
:DVKHU QRW VKRZQ
; :DVKHU QRW VKRZQ
+DUGZDUH QRW VKRZQ
73
*URXS (QJLQH FRQWLQXHG
$WWDFK WR YDOYH
FRYHU EUHDWKHUV
$WWDFK WR DLU
ER[ GUDLQV
7R IXHO ILOWHU
8VH H[LVWLQJ KDUGZDUH DW
ULJKW DLU FOHDQHU PRXQWLQJ
EUDFNHW
52='
$9
73
*URXS (QJLQH FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ (QJLQH $VVHPEO\
$ (QJLQH $VVHPEO\
$ (QJLQH $VVHPEO\
$ (QJLQH $VVHPEO\ 97$
$ (QJLQH $VVHPEO\ 97$
6HH &KDUW %HORZ +DUQHVV (QJLQH :LULQJ
'LRGH $PS 9ROW
&RQQHFWRU 3RVLWLRQ
&RQQHFWRU &DEOH
&RQQHFWRU 3RVLWLRQ
3LQ )HPDOH *ROG3ODWHG DV UHTXLUHG $5 $5 $5 $5 $5 $5 $5
7HUPLQDO
; &ODPS +RVH
; &ODPS +RVH
; +RVH ,' /
; +RVH ,' /
; +RVH ,' [ /
; +RVH ,' [ /
; 7LH &DEOH µ
*XDUG %HOW
; 9DOYH 'UDLQ 137
; &DS 3LSH
; )LWWLQJ QRW VKRZQ
+DUGZDUH
0RXQW 9LEUR
; :DVKHU 6KDNHSURRI
%UDFNHW )XHO )LOWHU
)LWWLQJ )XHO 816% ) [
+DUGZDUH
6WUDS *URXQG DW VWDUWHU VROHQRLG
; :DVKHU /RFN
; %ROW +H[ &DS
; %ROW +H[ &DS
; 3OXJ 3LSH
; 3OXJ 3LSH
)XHO )LOWHU 3ULPDU\
)XHO )LOWHU 6HFRQGDU\
2LO )LOWHU
&RQWUROOHU *RYHUQRU
; &ODPS ,QVXODWHG
; /LQH )XHO
; &ODPS ,QVXODWHG
; &ODPS ,QVXODWHG
; 6FUHZ [
; %XVKLQJ 5HGXFHU
; &ODPS ,QVXODWHG
; 6FUHZ [
; 6FUHZ [
:DVKHU
; 6FUHZ [
; :DVKHU /RFN
:DVKHU
; :DVKHU
+DUGZDUH
73
*URXS 1DPHSODWHV DQG 'HFDOV
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
'HFDO 3RVLWLYH 7HUPLQDO
'HFDO :DUQLQJ KRW HQJLQH
; 6FUHZ 'ULYH [
; /RJR .RKOHU
; /RJR .RKOHU
; /RJR .RKOHU
; /RJR .RKOHU
'HFDO 1XPEHU
'HFDO 'DQJHU +D] 9ROW0RYLQJ 5RWRU
'HFDO :DUQLQJ +D] 9ROW%DFNIHHG
'HFDO :DUQLQJ 5RWDWLQJ 3DUWV
7DJ &DXWLRQ 0DQXDOO\ 2SHUDWH $LU 'DPSHUV
7DJ &DXWLRQ 'R 1RW 6WDQG RQ &RQQHFWLQJ 5RGV
1DPHSODWH
1DPHSODWH
1DPHSODWH
; 'HFDO 6WULSHV
; 'HFDO 6WULSHV
; 'HFDO 6WULSHV
'HFDO &DXWLRQ
; 'HFDO .RKOHU 3RZHU 6\VWHPV
; 'HFDO N:
; 'HFDO N:
; 'HFDO N:
; 'HFDO N:
; 'HFDO N:
; 'HFDO N:
'HFDO 3RZHU
'HFDO 6\VWHP
'HFDO
'HFDO :DUQLQJ 5RWDWLQJ 3DUWV
'HFDO &6$
'HFDO :DUQLQJ +RW &RRODQW
7DJ ,QVWUXFWLRQ
'HFDO &DXWLRQ 7UDQVIHU 6ZLWFK &RQQHFWLRQ
'HFDO &DXWLRQ /LIWLQJ 6XSSRUW
73
*URXS 2LO 3UHVVXUH 6ZLWFKHV
73
*URXS 6NLG DQG 3ODQW 0RXQWLQJ
(QJLQH
EORFN
(QJLQH PRXQWLQJ ERVV
$9
4XDQWLW\
9DULDWLRQ 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6NLG
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
6XSSRUW )URQW (QJLQH
; :DVKHU 3ODLQ QRW VKRZQ
0RXQW 9LEUR QRW VKRZQ
'DPSHU 9LEUDWLRQ QRW VKRZQ
; 6FUHZ [
; 6FUHZ [
+DUGZDUH
; 1XW
; :DVKHU 6SOLW /RFN
; :DVKHU +DUGHQHG
6XSSRUW 5HDU (QJLQH
6XSSRUW 5HDU (QJLQH
6FUHZ [
; 6FUHZ [
; &ODPS +RVH
; &ODPS +RVH
; +RVH 2LO 'UDLQ
; +RVH 2LO 'UDLQ
; +RVH 2LO 'UDLQ
3OXJ 'UDLQ
9DOYH 2LO 'UDLQ
&RPPRQ +DUGZDUH 3URFXUH /RFDOO\
73
*URXS 6NLG DQG 3ODQW 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
:DVKHU 1\ORQ
'HFDO 2LO 'UDLQ
; 1XW (ODVWLF 6WRS
; :DVKHU +DUGHQHG ,' 2'
; :DVKHU 3ODLQ ,' 2'
0RXQW 9LEUDWLRQ
; %ROW KF [
1XW
; :DVKHU 3ODLQ ,' 2'
; 6FUHZ KF [
3ODWH *HQHUDWRU 0RXQWLQJ
; (OERZ 6WUHHW
; %XVKLQJ 5HGXFHU
&RPPRQ +DUGZDUH 3URFXUH /RFDOO\
0RGXODU 6SHF &URVV5HIHUHQFH 7DEOH
6RPH PRGXODU JHQHUDWRU VSHFV OLVWHG LQ WKH VSHFLILFDWLRQ QXPEHU LQGH[
UHTXLUH D VNLG NLW 5HIHU WR WKH JHQHUDWRU VHW QDPHSODWH WR LGHQWLI\ WKH NLW
QXPEHU LQVWDOOHG RQ \RXU JHQHUDWRU VHW 8VH WKH IROORZLQJ WDEOH WR
LGHQWLI\ WKH HTXLYDOHQW YDULDWLRQ QXPEHU 7KH NLW·V SDUWV OLVW PDWFKHV WKH
SDUWV OLVW IRU WKH HTXLYDOHQW YDULDWLRQ QXPEHU
6NLG .LW (TXLYDOHQW 9DULDWLRQ 1XPEHU
52='
$9
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ ( ( ( ( ( ( (
6HQGHU :DWHU 7HPSHUDWXUH
6ZLWFK :DWHU 7HPSHUDWXUH 6KXWGRZQ
%XVKLQJ 5HGXFHU ) [ 0
73
*URXS 6WDUWHU
7R VWDUWHU
,QWR HQJLQH EORFN
52='
&
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ ( ( ( ( ( ( (
6ROHQRLG &UDQNLQJ
; 6FUHZ [
; :DVKHU 3ODLQ [
:DVKHU
; :DVKHU ,QW([W 7RRWK /RFN
%UDFNHW &5HOD\
; 6FUHZ [
%XPSHU
6WUDS *URXQG µ
6WUDS *URXQG µ
; :DVKHU ,QW([W 7RRWK /RFN
1XW
&RPPRQ +DUGZDUH 3URFXUH /RFDOO\
73
5HFRPPHQGHG 6SDUH 3DUWV
0RGHO6SHF
52=' 52=' 52=' 52=' 52='
VSHF VSHF VSHF VSHF VSHF
3DUW 'HVFULSWLRQ
)XVH $PS
)XVH $PS
)XVH $PS
9ROWDJH 5HJXODWRU
0DLQ &LUFXLW %RDUG $ $ $ $ $
,QGLFDWRU %RDUG $ $ $ $ $
6SHHG 6HQVRU
%XOE
/DPS
8SSHU 5DGLDWRU +RVH ; ; ; ; ;
/RZHU 5DGLDWRU +RVH ;
%HOW 6HW
7KHUPRVWDW
7KHUPRVWDW 6HDO
7KHUPRVWDW *DVNHW
$LU &OHDQHU
3ULPDU\ )XHO )LOWHU
6HFRQGDU\ )XHO )LOWHU
2LO )LOWHU
0DLQWHQDQFH .LW LQFOXGHV DQG
73
7KLV SDJH LQWHQWLRQDOO\ OHIW EODQN
73
*URXS *HQHUDWRU DQG 0RXQWLQJ
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI [
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW
VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 0DUNHU / OHDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI [
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW
VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
% $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI [
; 6FUHZ UHI [
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW
VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI [
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 0DUNHU / /HDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
; %ROW KF [
; :DVKHU +DUGHQHG ,' 2'
; :DVKHU 3ODLQ ,' 2'
0RXQW 9LEUDWLRQ
1XW
3ODWH *HQHUDWRU 0RXQWLQJ
; %ROW KF [
; :DVKHU 3ODLQ ,' 2'
; 1XW (ODVWLF 6WRS
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
*RYHUQRU &RQWUROOHU
6HH *URXS
52='
)$
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
$ $OWHUQDWRU $VVHPEO\A
+DUGZDUH
; 0DUNHU / OHDG
; 0DUNHU / OHDG
; 0DUNHU / OHDG
; 6FUHZ UKP
; &ODPS ,QVXODWHG
+DUGZDUH
; 6FUHZ UHI [
:DVKHU +DUGHQHG [
; 6FUHZ UHI
; :DVKHU +DUG [ [
+DUGZDUH
6KLP JD
6KLP
; :DVKHU +DUGHQHG
0RXQW 9LEUDWLRQ QRW VKRZQ
; 6SDFHU ,' [ / QRW VKRZQ
+DUGZDUH QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
6XSSRUW *HQHUDWRU QRW VKRZQ
+DUGZDUH QRW VKRZQ
; 6FUHZ +H[ )ODQJH QRW VKRZQ
&RYHU 7RS %DFN
&RYHU /RXYHUHG
6FUHHQ
; %ROW KF [
; :DVKHU +DUGHQHG ,' 2'
; :DVKHU 3ODLQ ,' 2'
0RXQW 9LEUDWLRQ
1XW
3ODWH *HQHUDWRU 0RXQWLQJ
; %ROW KF [
; :DVKHU 3ODLQ ,' 2'
; 1XW (ODVWLF 6WRS
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
$OWHUQDWRU $VVHPEO\ &RPSRQHQWV
A $OWHUQDWRU DVVHPEO\ LQFOXGHV WKH SDUWV OLVWHG LQ WKH WDEOH EHORZ 3DUWV DUH
QRW VKRZQ RQ WKH LOOXVWUDWLRQ
3DUW 'HVFULSWLRQ 3DUW 1XPEHU
([FLWHU 5HFWLILHU $VVHPEO\ LQFOXGHV GLRGHV DQG VXUJH
VXSSUHVVRU
'LRGH 6WDQGDUG 3RODULW\
'LRGH 5HYHUVLQJ 3RODULW\
6XUJH 6XSSUHVVRU
&DSDFLWRU
)XVH $PS
)XVH &DS
73
*URXS *HQHUDWRU DQG 0RXQWLQJ FRQWLQXHG
0RGXODU 6SHF &URVV5HIHUHQFH 7DEOH
6RPH PRGXODU JHQHUDWRU VSHFV OLVWHG LQ WKH VSHFLILFDWLRQ QXPEHU
LQGH[ UHTXLUH D JHQHUDWRU NLW 5HIHU WR WKH JHQHUDWRU VHW QDPHSODWH
WR LGHQWLI\ WKH NLW QXPEHU LQVWDOOHG RQ \RXU JHQHUDWRU VHW 8VH WKH
IROORZLQJ WDEOH WR LGHQWLI\ WKH HTXLYDOHQW YDULDWLRQ QXPEHU 7KH NLW·V
SDUWV OLVW PDWFKHV WKH SDUWV OLVW IRU WKH HTXLYDOHQW YDULDWLRQ QXPEHU
(TXLYDOHQW 9DULDWLRQ
$OWHUQDWRU .LW 1XPEHU
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
73
7KLV SDJH LQWHQWLRQDOO\ OHIW EODQN
73
*URXS &RQWUROOHU DQG 0RXQWLQJ
*RYHUQRU
&RQWUROOHU
-XQFWLRQ %R[ :DOO
&RQWUROOHU 5HOD\ 3DQHO &RQWUROOHU 5HOD\ 3DQHO 0RXQWLQJ
6HH GLDJUDP DW ULJKW IRU
PRXQWLQJ
*URXQG
/XJ
52='
-XQFWLRQ %R[
)$
%
73
*URXS &RQWUROOHU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
; :DVKHU 6KDNHSURRI
; :DVKHU /RFN
; :DVKHU ([W 7RRWK /RFN
; *URPPHW
; 6FUHZ [
; 1XW :KL] /RFN
1XW
0DUNHU 6WULS
+DUQHVV :LULQJ &7
+DUQHVV :LULQJ $&
+DUQHVV :LULQJ $&
5HOD\
3DQHO 5HOD\
0RXQW 9LEUR
3LFNXS 6SHHG QRW VKRZQ
7UDQVIRUPHU &XUUHQW
7UDQVIRUPHU &XUUHQW
7UDQVIRUPHU &XUUHQW
7UDQVIRUPHU &XUUHQW
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
6HH &KDUW %HORZ &RQWUROOHU $VVHPEO\
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
A &RQWUROOHU DVVHPEO\ FRPSRQHQW
6HULDO 1XPEHU&RQWLQJHQW &RQWUROOHU $VVHPEOLHV 6HULDO 1XPEHU&RQWLQJHQW &RQWUROOHU 3DUWV
&RQWUROOHU $VVHPEO\ 3DUW 1XPEHU 3DUW 1XPEHU
%HIRUH 6HULDO 6HULDO 1XPEHUV %HIRUH 6HULDO 6HULDO 1XPEHUV
9DULDWLRQ 1XPEHU 1XPEHU DQG DIWHU 3DUW 'HVFULSWLRQ 1XPEHU DQG $IWHU
% $ 0DLQ &LUFXLW %RDUG * $
% $ ,QGLFDWRU %RDUG % $
1RW $SSOLFDEOH $ &RQWUROOHU 5LEERQ
1RW $SSOLFDEOH $ &DEOH
1RW $SSOLFDEOH $
1RW $SSOLFDEOH $
1RW $SSOLFDEOH $
73
*URXS &RQWUROOHU DQG 0RXQWLQJ FRQWLQXHG
52='
)$
%
73
*URXS &RQWUROOHU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
6HH FKDUW SDJH &RQWUROOHU $VVHPEO\
&RQWUROOHU ,QFOXGHV
6HH FKDUW SDJH &LUFXLW %RDUG 0DLQA
6HH FKDUW SDJH &LUFXLW %RDUG ,QGLFDWRUA
; :DVKHU 6KDNHSURRIA
; :DVKHU /RFNA
; :DVKHU /RFN A
; :DVKHU /RFN A
; *URPPHWA
; 3OXJ %XWWRQA
; 7LH &DEOH 1\ORQA
; 6FUHZ UKP [ A
; 6FUHZ UKP [ A
; 6FUHZ 3DQ +HDG [ A
; 6FUHZ UKP [ A
; 6FUHZ UKP [ A
; 6FUHZ UKP [ A
; 3OXJ &DS ,QFKA
; 6WUDS *URXQGA
; -XPSHU 7HUPLQDO %ORFNA
; 6FUHZ +H[ &ULPSWLWHA
; 1XW +H[A
; 6FUHZ 7KUHDG )RUPLQJA
; 6OHHYHA
; 1XW +H[A
; 6SDFHUA
; 1XW +H[A
7DE ,GHQWLILFDWLRQA
0HWHU +RXUA
7HUPLQDOA
&RQQHFWRU 3RVLWLRQA
%ORFN 7HUPLQDOA
9ROWPHWHUA
HVLVWRU 9ROWA
$PPHWHU $&A
$PPHWHU $&A
$PPHWHU $&A
$PPHWHU $&A
9ROWPHWHU $&A
9ROWPHWHU $&A
0HWHU )UHTXHQF\A
*DXJH 2LO 3UHVVXUHA
*DXJH :DWHU 7HPSHUDWXUHA
%XOEA
6RFNHW /DPSA
6SDFHU &LUFXLW %RDUGA
)XVH $PSA
/DPSA
3DUWV OLVW FRQWLQXHV
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
A &RQWUROOHU DVVHPEO\ FRPSRQHQW
73
*URXS &RQWUROOHU DQG 0RXQWLQJ FRQWLQXHG
52='
)$
%
73
*URXS &RQWUROOHU DQG 0RXQWLQJ FRQWLQXHG
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
'HFDOA
6ZLWFK 3XVKEXWWRQA
6ZLWFK 6HOHFWRUA
%R[ &RQWUROOHUA
1DPHSODWHA
'HFDO (PHUJHQF\ 6WRSA
&RYHU &RQWUROOHUA
+ROGHU )XVHA
0DUNHU 6WULSA
%XPSHUA
3ODWH +LQJHG %DFNA
6HH 3DJH &DEOH $VVHPEO\A
; 6FUHZ 5HI [
7UDQVIRUPHU &XUUHQW
7UDQVIRUPHU &XUUHQW
; 6FUHZ GULOO
&RPPRQ KDUGZDUH SURFXUH ORFDOO\
A &RQWUROOHU DVVHPEO\ FRPSRQHQW
73
*URXS /LWHUDWXUH
4XDQWLW\
9DULDWLRQ.LW 1XPEHU
,WHP 3DUW 1XPEHU 'HVFULSWLRQ
73 ,QVWDOODWLRQ 0DQXDO
73 2SHUDWLRQ 0DQXDO ''& 6HULHV (QJLQH
73 2SHUDWLRQ 0DQXDO *HQHUDWRU 6HW
73 2SHUDWLRQ 0DQXDO 0DJQD0D[ $OWHUQDWRU
73 2SHUDWLRQ 0DQXDO 30 9ROWDJH 5HJXODWRU
73 2SHUDWLRQ 0DQXDO 'LJLWDO 9ROWDJH 5HJXODWRU
73 6HUYLFH 0DQXDO ''& 9 6HULHV (QJLQH
73 6HUYLFH 0DQXDO ''& 6HULHV (QJLQH
73 6HUYLFH 0DQXDO *HQHUDWRU 6HW
73 6HUYLFH 0DQXDO *HQHUDWRU 6HW
73 3DUWV &DWDORJ ''& 9 6HULHV (QJLQH
73 3DUWV &DWDORJ ''& 6HULHV (QJLQH N:
73 3DUWV &DWDORJ ''& 6HULHV (QJLQH N:
73 3DUWV &DWDORJ ''& 6HULHV (QJLQH N:
73 3DUWV &DWDORJ ''& 6HULHV (QJLQH N:
73 3DUWV &DWDORJ N: *HQHUDWRU 6HW
73 3DUWV &DWDORJ $FFHVVRULHV
73 :LULQJ 'LDJUDP 0DQXDO
73
.LW /LVW
0RGXODU JHQHUDWRU VHWV OLVWHG LQ WKH 6SHFLILFDWLRQ 1XPEHU QXPEHU LQVWDOOHG RQ \RXU JHQHUDWRU VHW 6HH )LJXUH IRU
,QGH[ UHTXLUH D FRQWUROOHU DQG FRROLQJ NLW 5HIHU WR WKH DQ H[DPSOH RI D JHQHUDWRU VHW QDPHSODWH 6HH WKH
JHQHUDWRU VHW QDPHSODWH RU WKH OLVW EHORZ WR LGHQWLI\ WKH NLW IROORZLQJ VHFWLRQV IRU SDUWV OLVW RI WKH NLW
52=' 52=' 52=' 52=' 52='
&21752//(5 .,76
DQG /LJKW
6WDQGDUG 0HWHUER[
6WDQGDUG 0HWHUER[
6WDQGDUG 0HWHUER[ 0 0 1$ 1$ 1$ 1$
6WDQGDUG 0HWHUER[ 0 1$ 1$ 1$ 1$
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[
2YHUVL]HG 0HWHUER[ 1$
2YHUVL]HG 0HWHUER[ 0 0 1$ 1$ 1$ 1$
2YHUVL]HG 0HWHUER[ 0 1$ 1$ 1$ 1$
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9
/LJKW
6WDQGDUG 0HWHUER[
6WDQGDUG 0HWHUER[ 1$
6WDQGDUG 0HWHUER[ 0 0 1$ 1$ 1$ 1$
6WDQGDUG 0HWHUER[ 0 1$ 1$ 1$ 1$
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
6WDQGDUG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[
2YHUVL]HG 0HWHUER[
2YHUVL]HG 0HWHUER[ 0 0 1$ 1$ 1$ 1$
2YHUVL]HG 0HWHUER[ 0 1$ 1$ 1$ 1$
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9
2YHUVL]HG 0HWHUER[ 9 1$
2YHUVL]H 0HWHUER[ 9
2YHUVL]H 0HWHUER[ 9
0HWHUER[ IRU 6ZLWFKJHDU
0HWHUER[ IRU 6ZLWFKJHDU
0HWHUER[ IRU 6ZLWFKJHDU 9
0HWHUER[ IRU 6ZLWFKJHDU 9
0DQXDO 3DUDOOHOLQJ &RQWUROOHUV YGF
YGF YDF
YGF YDF
YGF YDF 1$
YGF YDF 0 0 1$ 1$ 1$ 1$
YGF YDF 0 1$ 1$ 1$ 1$
YGF YDF
YGF YDF 1$
YGF YDF 0 0 1$ 1$ 1$ 1$
YGF YDF 0 1$ 1$ 1$ 1$
YGF YDF
'HFLVLRQ 0DNHU Z &RQWUROOHUV YGF
6WDQGDUG YROWDJH 1$
6WDQGDUG YROWDJH 0 0 1$ 1$ 1$ 1$
6WDQGDUG YROWDJH 0 1$ 1$ 1$ 1$
YDF
YDF
73
.LW /LVW FRQWLQXHG
52=' 52=' 52=' 52=' 52='
&22/,1* 6<67(0 .,76
%ORFN +HDWHU VLQJOH 9
%ORFN +HDWHU 9
%ORFN +HDWHU GXDO 9
'XFW )ODQJH 5DGLDWRU E & $PELHQW
'XFW )ODQJH 5DGLDWRU E & $PELHQW 1$ 1$ 1$
'XFW )ODQJH 5DGLDWRU E & $PELHQW 1$ 1$ 1$ 1$
'XFW )ODQJH 5DGLDWRU E & $PELHQW 1$ 1$
'XFW )ODQJH 5DGLDWRU E & $PELHQW 1$ 1$ 1$ 1$
5DGLDWRU E & $PELHQW
5DGLDWRU E & $PELHQW 1$ 1$ 1$
5DGLDWRU E & $PELHQW 1$ 1$ 1$
5DGLDWRU E & $PELHQW
5DGLDWRU E & $PELHQW 1$ 1$
5DGLDWRU E & $PELHQW 1$ 1$ 1$
&LW\ :DWHU &RROLQJ
5HPRWH 5DGLDWRU 6HWXS 'U\ 0DQLIROG 1$
5HPRWH 5DGLDWRU 6HWXS 'U\ 0DQLIROG 1$ 1$ 1$
5HPRWH 5DGLDWRU 6HWXS 'U\ 0DQLIROG
5HPRWH 5DGLDWRU 6HWXS 0 RU 0 1$ 1$
237,21$/ .,76
6HH 3DUWV &DWDORJ 73 IRU SDUWV OLVWV RI RSWLRQDO NLWV NLWV RWKHU
WKDQ FRQWUROOHUV DQG FRROLQJ
02'(/ 6(5,$/
$&&(6625,(6
6$)(*8$5' %5($.(5
5$' &22/,1* '(*
&217 /,*+7 62
67$1'%< 1$0(3/$7(
%
.LW 'HVFULSWLRQ
)DFWRU\LQVWDOOHG .LW 1XPEHU
)LJXUH *HQHUDWRU $FFHVVRU\ 1DPHSODWH
1$ 1RW $SSOLFDEOH
73
DQG /LJKW &RQWUROOHU .LWV
DQG /LJKW 0LFURSURFHVVRU &RQWUROOHU .LW 3DUWV
.LW 1XPEHUV8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$ $ $ $ $
&RQWUROOHU $VVHPEO\
$A $A $A $A $A
*URPPHW ;
0DUNHU 6WULS
+DUQHVV :LULQJ
5HOD\
3DQHO 5HOD\
+DUQHVV :LULQJ
0RXQW 9LEUR
7UDQVIRUPHU 1$ 1$ 1$ 1$
6SHHG 3LFNXS
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
73
DQG /LJKW &RQWUROOHU .LWV FRQWLQXHG
DQG /LJKW 0LFURSURFHVVRU &RQWUROOHU .LW 3DUWV
.LW 1XPEHUV8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$ $ $ $
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
*URPPHW ;
6FUHZ UKP ;
6FUHZ 'ULOO ;
0DUNHU 6WULS
+DUQHVV :LULQJ
5HOD\
3DQHO 5HOD\
+DUQHVV :LULQJ
0RXQW 9LEUR
7UDQVIRUPHU
6SHHG 3LFNXS
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
6HH &RQWUROOHU $VVHPEO\ VHFWLRQ EHJLQQLQJ RQ SDJH IRU SDUWV OLVW
73
DQG /LJKW &RQWUROOHU $VVHPEOLHV
&RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG %
0DLQ &LUFXLW %RDUG *
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDG )RUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
E
73
DQG /LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
&RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG %
0DLQ &LUFXLW %RDUG *
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
73
DQG /LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
&RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $ $
5HVLVWRU 9ROW
,QGLFDWRU &LUFXLW %RDUG $
0DLQ &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
7HUPLQDO ;
3OXJ %XWWRQ ; ; ; ; ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
3OXJ &DS ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
/DPS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
3OXJ 7LPLQJ +ROH 3OXJ
73
DQG /LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
&RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $
5HVLVWRU 9ROW
,QGLFDWRU &LUFXLW %RDUG $
0DLQ &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ;
3OXJ %XWWRQ ; ; ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
6ZLWFK 3XVKEXWWRQ
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
73
/LJKW &RQWUROOHU .LWV
/LJKW 0LFURSURFHVVRU &RQWUROOHU .LW 3DUWV
.LW 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$ $ % % $
&RQWUROOHU $VVHPEO\
$A $A $A $A $A
*URPPHW ;
0DUNHU 6WULS
+DUQHVV :LULQJ
5HOD\
3DQHO 5HOD\
+DUQHVV :LULQJ
0RXQW 9LEUR
7UDQVIRUPHU 1$ 1$ 1$ 1$
6SHHG 3LFNXS
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
73
/LJKW &RQWUROOHU .LWV FRQWLQXHG
/LJKW 0LFURSURFHVVRU &RQWUROOHU .LW 3DUWV
.LW 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$ $ $ $
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
*URPPHW ;
6FUHZ UKP ;
6FUHZ 'ULOO ;
0DUNHU 6WULS
+DUQHVV :LULQJ
5HOD\
3DQHO 5HOD\
+DUQHVV :LULQJ
7UDQVIRUPHU
0RXQW 9LEUR
6SHHG 3LFNXS
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
6HH &RQWUROOHU $VVHPEO\ VHFWLRQ EHJLQQLQJ RQ SDJH IRU SDUWV OLVW
73
/LJKW &RQWUROOHU $VVHPEOLHV
/LJKW &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG %
0DLQ &LUFXLW %RDUG *
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGïIRUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
F
73
/LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
/LJKW &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ % %
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG %
0DLQ &LUFXLW %RDUG *
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
6SDFHU ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
73
/LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
/LJKW &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $ $
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG $
0DLQ &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ; ; ; ;
3OXJ %XWWRQ ;
6FUHZ UKP [ ;
7HUPLQDO ; ;
6FUHZ UKP [ ;
7LH &DEOH 1\ORQ ; ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
3OXJ &DS ; ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
1XW +H[ ; ;
6SDFHU ;
1XW +H[ ; ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
73
/LJKW &RQWUROOHU $VVHPEOLHV FRQWLQXHG
/LJKW &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $
5HVLVWRU 9ROW
/LJKW &LUFXLW %RDUG $
0DLQ &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI (7 ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
3OXJ %XWWRQ ; ; ; ;
3OXJ %XWWRQ ;
7LH &DEOH 1\ORQ ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
3OXJ &DS ;
6WUDS *URXQG ;
-XPSHU ;
6FUHZ +H[ +HDG ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
1XW +H[ ;
6SDFHU ;
1XW +H[ ;
7DE ,GHQW
0HWHU +RXU
7HUPLQDO
&RQQHFWRU 3OXJ 3RVLWLRQ
%ORFN 7HUPLQDO
9ROWPHWHU
%XOE
/DPS 0HWHU 6FDOH
%XPSHU
3ODWH +LQJH
9ROWPHWHU $&
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
$PPHWHU $&
6RFNHW /DPS
6SDFHU &LUFXLW %RDUG
)XVH $PS
'HFDO
5HVLVWRU
'HFDO (PHUJHQF\ 6WRS
6ZLWFK 6HOHFWRU
+ROGHU )XVH
0DUNHU 6WULS
%XPSHU
%XPSHU
+DUQHVV &DEOH
0HWHU )UHTXHQF\
&RYHU &RQWUROOHU
1DPHSODWH
%R[ 6LONVFUHHQHG &RQWUROOHU
6ZLWFK 3XVKEXWWRQ
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU .LWV
0DQXDO 3DUDOOHOLQJ &RQWUROOHU .LW 3DUWV
.LW 1XPEHUV8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\ $ $ $ $
6FUHZ KF ;
:DVKHU /RFN ;
:DVKHU/RFN ;
:DVKHU /RFN ;
*URPPHW ;
6FUHZ UKP [ ;
&ODPS ;
6FUHZ 'ULOO +H[ ;
0DUNHU 6WULS
5HOD\
3DQHO 5HOD\
0RXQW 9LEUR
3LFNXS 6SHHG
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
+DUQHVV :LULQJ
0RGXOH 6LQJOH 3KDVH
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU .LWV FRQWLQXHG
0DQXDO 3DUDOOHOLQJ &RQWUROOHU .LW 3DUWV
.LW 1XPEHUV8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\ $ $ $ $ $
6FUHZ KF ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
*URPPHW ;
6FUHZ UKP ; ;
&ODPS ;
6FUHZ 'ULOO +H[ ;
6FUHZ 'ULOO ; ;
0DUNHU 6WULS
5HOD\
3DQHO 5HOD\
0RXQW 9LEUR
3LFNXS 6SHHG
%ORFN 7HUPLQDO
7UDQVIRUPHU &XUUHQW
+DUQHVV :LULQJ
0RGXOH 6LQJOH 3KDVH
6FUHHQ
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEOLHV
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $ $
0DLQ &LUFXLW %RDUG $
/LJKW &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
7HUPLQDO 3XVKRQ ; ; ; ;
7LH &DEOH 1\ORQ ;
5HVLVWRU ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
5HOD\ 5HYHUVH 3RZHU ;
5HOD\ 6\QFK &KHFN ;
.QRE 3RWHQWLRPHWHU ; ; ; ;
6FUHZ KF ;
1XW +H[ ;
6FUHZ 7KUHDG )RUPLQJ ;
6OHHYH ;
1XW +H[ ;
1XW +H[ ;
6SDFHU ;
1XW +H[ ;
5LQJ /RFN 6ZLWFK
7DE ,GHQW
'LRGH $PS
0HWHU +RXU
7HUPLQDO
6RFNHW
%XOE
%ORFN 7HUPLQDO
6ZLWFK 7RJJOH
9ROWPHWHU
/DPS 0HWHU 6FDOH
5HVLVWRU 9
3RWHQWLRPHWHU
:DWWPHWHU
$PPHWHU
9ROWPHWHU $&
0HWHU )UHTXHQF\
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
%XOE
)XVH $PS
)XVH $PS
6RFNHW /DPS
6SDFHU
)XVH DPS
5HOD\
/DPS
'HFDO
6ZLWFK 3XVKEXWWRQ
6ZLWFK 6HOHFWRU
'HFDO (PHUJHQF\ 6WRS
+ROGHU )XVH
6RFNHW 5HOD\
%ORFN 7HUPLQDO
5HOD\
/DPS 6RFNHW
/HQV
&RYHU 7HUPLQDO 6WULS
%R[ &RQWUROOHU
&RYHU &RQWUROOHU
3DUWV OLVW FRQWLQXHV
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEOLHV FRQWLQXHG
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RQWLQXHG
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $ $
3DQHO +LQJH
7UDQVGXFHU :DWW
0RXQW &RQWUROOHU
0RXQW &RQWUROOHU
7UDQVIRUPHU
+DUQHVV :LULQJ
6ZLWFK 3XVKEXWWRQ
6ZLWFK 7RJJOH
1DPHSODWH (QJUDYHG
1DPHSODWH (QJUDYHG
1DPHSODWH (QJUDYHG
&DEOH 5LEERQ
%UDFNHW 7UDQVIRUPHU 0RXQWLQJ
6WULS 0DUNHU
6WULS 0DUNHU
6WULS 0DUNHU
&OLS 5HWDLQLQJ
1DPHSODWH
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEOLHV FRQWLQXHG
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $
0DLQ &LUFXLW %RDUG $
/LJKW &LUFXLW %RDUG $
:DVKHU 6KDNHSURRI ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU 3ODLQ ;
*URPPHW ;
7HUPLQDO 3XVKRQ ;
7LH &DEOH 1\ORQ ;
5HVLVWRU ;
6FUHZ UKP [ ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG ;
6FUHZ UKP [ ;
6FUHZ 3DQ +HDG 0DFKLQH ;
6FUHZ UKP ;
6FUHZ UKP ;
6WUDS *URXQG ;
-XPSHU ;
5HOD\ 5HYHUVH 3RZHU ;
5HOD\ 6\QFK &KHFN ;
.QRE 3RWHQWLRPHWHU ;
6FUHZ KF ;
1XW +H[ ;
6FUHZ 7KUHDGIRUPLQJ ;
6OHHYH ;
1XW +H[ ;
1XW +H[ ;
6SDFHU ;
1XW +H[ ;
5LQJ /RFN 6ZLWFK
7DE ,GHQW
'LRGH $PS
0HWHU +RXU
7HUPLQDO
6RFNHW
%XOE
%ORFN 7HUPLQDO
6ZLWFK 7RJJOH
9ROWPHWHU
/DPS 0HWHU 6FDOH
5HVLVWRU 9
3RWHQWLRPHWHU
:DWWPHWHU
$PPHWHU
9ROWPHWHU $&
0HWHU )UHTXHQF\
*DXJH 2LO 3UHVVXUH
*DXJH :DWHU 7HPSHUDWXUH
%XOE
)XVH $PS
)XVH $PS
6RFNHW /DPS
6SDFHU
)XVH $PS
5HOD\
/DPS
'HFDO
5HVLVWRU
6ZLWFK 3XVKEXWWRQ
6ZLWFK 6HOHFWRU
'HFDO (PHUJHQF\ 6WRS
+ROGHU )XVH
6RFNHW 5HOD\
%ORFN 7HUPLQDO
/DPS 6RFNHW
/HQV
&RYHU 7HUPLQDO 6WULS
%R[ &RQWUROOHU
&RYHU &RQWUROOHU
3DUWV OLVW FRQWLQXHV
73
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEOLHV FRQWLQXHG
0DQXDO 3DUDOOHOLQJ &RQWUROOHU $VVHPEO\ 1XPEHU8QLTXH 3DUWV
FRQWLQXHG
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV $ $ $ $ $
3DQHO +LQJH
7UDQVGXFHU :DWW
0RXQW &RQWUROOHU
0RXQW &RQWUROOHU
7UDQVIRUPHU
+DUQHVV :LULQJ
6ZLWFK 3XVKEXWWRQ
6ZLWFK 7RJJOH
1DPHSODWH (QJUDYHG
1DPHSODWH (QJUDYHG
1DPHSODWH (QJUDYHG
&DEOH 5LEERQ
%UDFNHW 7UDQVIRUPHU 0RXQWLQJ
6WULS 0DUNHU
6WULS 0DUNHU
6WULS 0DUNHU
&OLS 5HWDLQLQJ
1DPHSODWH
73
'HFLVLRQ 0DNHU Z .LWV
'HFLVLRQ 0DNHU Z &RQWUROOHU .LWV
.LW 1XPEHUV8QLTXH 3DUWV
&RPPRQ
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$
:DVKHU /RFN ;
:DVKHU /RFN ;
:DVKHU /RFN ;
*URPPHW ;
6FUHZ UKP ;
0DUNHU 6WULS
+DUQHVV :LULQJ
+DUQHVV :LULQJ
5HOD\
3DQHO 5HOD\
0RXQW 9LEUR
3LFNXS 6SHHG
7UDQVIRUPHU &XUUHQW
%ORFN 7HUPLQDO
6FUHZ 'ULOO ; ; ; ;
7UDQVIRUPHU
6HH &RQWUROOHU $VVHPEO\ WDEOH EHORZ IRU SDUWV OLVW
73
0HWHUER[ IRU 3DUDOOHOLQJ .LWV
0HWHUER[ )RU 3DUDOOHOLQJ .LWV
&RPPRQ .LW 1XPEHU8QLTXH 3DUWV
4W\ 'HVFULSWLRQ 3DUWV
&RQWUROOHU $VVHPEO\
$ $ $ $
6ZLWFK $VVHPEO\ /LPLW
5HOD\
*URPPHW 1$ ; ; ;
0DUNHU 6WULS 1$
3DQHO 5HOD\ 1$
0RXQW 9LEUR 1$
%ORFN 7HUPLQDO 7HUPLQDO 1$
6HH &RQWUROOHU $VVHPEO\ WDEOH EHORZ IRU SDUWV OLVW
73
&RROLQJ 6\VWHP .LWV
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
&LW\ :DWHU &RROLQJ
5DGLDWRU &RROLQJ %XVKLQJ 5HGXFHU [ ;
5DGLDWRU $VVHPEO\ $ %XVKLQJ 5HGXFHU [ ;
6FUHZ KF ; %XVKLQJ 5HGXFHU [ ;
%XVKLQJ 5HGXFHU ; %XVKLQJ 5HGXFHU [ ;
(OERZ 3LSH ; %XVKLQJ 5HGXFHU [ ;
1LSSOH 3LSH ; %XVKLQJ 5HGXFHU [ ;
9DOYH 'UDLQ ; 7HH 3LSH ;
&ODPS +RVH ; 1LSSOH 3LSH [ ;
+RVH 5DGLDWRU ; (OERZ 3LSH ;
&RQGXLW &RQYROXWHG ; (OERZ 3LSH ;
:DVKHU %HYHOHG ; &RXSOLQJ 3LSH [ ;
+RVH 5DGLDWRU ; 1LSSOH 3LSH [ ;
+RVH ; 1LSSOH 3LSH [ ;
)LWWLQJ +RVH ; 9DOYH 'UDLQ ;
:DVKHU +DUGHQHG ; (OERZ E ;
6HQVRU /RZ )OXLG 9DOYH 6ROHQRLG ;
$GDSWHU +RVH /LQH )XHO ;
7XEH 5DGLDWRU &RQQHFWRU +RVH ;
&ODPS +RVH %ROW 8 ;
%UDFNHW &ODPS +RVH ;
*XDUG %HOW %RWWRP 3LSH [ ;
&ODPS +RVH 3LSH [ ;
:DVKHU +DUGHQHG $GDSWHU +RVH ;
&ODPS +RVH +RVH 5DGLDWRU [ µ ;
)DQ 3XVKHU +RVH 5DGLDWRU [ µ ;
*XDUG %HOW +RVH 5DGLDWRU [ µ ;
*XDUG %HOW 1LSSOH &RPELQDWLRQ ;
6XSSRUW 5DGLDWRU +RVH 5XEEHU [ µ ;
6XSSRUW 5DGLDWRU +RVH 5XEEHU [ µ ;
+RVH /RZHU 5DGLDWRU )LWWLQJ +RVH ;
&ODPS ,QVXODWHG ;
$GDSWHU +RVH ;
(OERZ E
1LSSOH 3LSH [
&ODPS +RVH
$GDSWHU +RVH
+RVH 5DGLDWRU
6ZLWFK $VVHPEO\ /HYHO
5HJXODWRU :DWHU
%UDFNHW 7DQN
7DQN 6XUJH
%UDFNHW 6XSSRUW
*XDUG %HOW
*XDUG %HOW
*XDUG %HOW 7RS
*XDUG %HOW %RWWRP
*XDUG %HOW )URQW
([FKDQJHU +HDW
%UDFNHW 0RXQWLQJ
&ODPS +RVH
6XSSRUW %HOW *XDUG
6XSSRUW %HOW *XDUG
&ODPS +RVH
&ODPS +RVH
7HH 3LSH DGDSWHU
%UDFNHW 6XSSRUW
%UDFNHW 6XSSRUW
7XEH :DWHU
$GDSWHU +RVH
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
&RROLQJ 6\VWHP .LWV FRQWLQXHG
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
73
$LU &OHDQHU .LWV
4W\ 'HVFULSWLRQ 3DUW 1R 4W\ 'HVFULSWLRQ 3DUW 1R
+HDY\'XW\ $LU &OHDQHU .LW +HDY\'XW\ $LU &OHDQHU .LW
&OHDQHU $VVHPEO\ $LU $ &OHDQHU $VVHPEO\ $LU $
(OHPHQW $LU &OHDQHU (OHPHQW $LU &OHDQHU
:DVKHU 3ODLQ ; :DVKHU 3ODLQ ;
%UDFNHW$LU &OHDQHU 5LJKW 7XEH 6WHHO ;
%UDFNHW $LU &OHDQHU /HIW &ODPS
7XEH $VVHPEO\ &DS 5DLQ
%UDFNHW $LU &OHDQHU %UDFNHW$LU &OHDQHU 5LJKW
&ODPS +RVH %UDFNHW $LU &OHDQHU /HIW
+RVH +XPS %UDFNHW $LU &OHDQHU
%UDFNHW $LU &OHDQHU +RVH +XPS
&DS 5DLQ &ODPS
&ODPS &ODPS +RVH
&ODPS +RVH %UDFNHW $LU &OHDQHU
+RVH +XPS +RVH +XPS
+HDY\'XW\ $LU &OHDQHU .LW +HDY\'XW\ $LU &OHDQHU .LW
&OHDQHU $VVHPEO\ $LU $ &OHDQHU $VVHPEO\ $LU $
(OHPHQW $LU &OHDQHU (OHPHQW $LU &OHDQHU
7XEH 6WHHO ; :DVKHU 3ODLQ ;
&ODPS 7XEH 6WHHO ;
&ODPS +RVH &ODPS
&DS 5DLQ &ODPS +RVH
%UDFNHW $LU &OHDQHU &DS 5DLQ
%UDFNHW $LU &OHDQHU %UDFNHW$LU &OHDQHU 5LJKW
+RVH +XPS %UDFNHW$LU &OHDQHU /HIW
&ODPS %UDFNHW $LU &OHDQHU
%UDFNHW $LU &OHDQHU +RVH +XPS
+RVH +XPS &ODPS
%UDFNHW $LU &OHDQHU
+RVH +XPS
73
$SSHQGL[ $ *ORVVDU\ RI $EEUHYLDWLRQV
$EEUHYLDWLRQV DUH XVHG WKURXJKRXW WKLV PDQXDO 1RUPDOO\ LQ WKH WH[W WKH\ ZLOO DSSHDU LQ FRPSOHWH IRUP ZLWK WKH DEEUHYLDWLRQ
IROORZLQJ LQ SDUHQWKHVLV WKH ILUVW WLPH WKH\ DUH XVHG $IWHU WKDW WKH\ ZLOO DSSHDU LQ WKH DEEUHYLDWHG IRUP 7KH FRPPRQO\ XVHG
DEEUHYLDWLRQV DUH VKRZQ EHORZ
$& DOWHUQDWLQJ FXUUHQW JSK JDOORQV SHU KRXU 1& QRUPDOO\ FORVHG
$,6, $PHULFDQ ,URQ DQG 6WHHO ,QVWLWXWH JSP JDOORQV SHU PLQXWH 1(& 1DWLRQDO (OHFWULFDO &RGH
$PS DPSHUH JU JUDGH 1(0$ 1DWLRQDO (OHFWULFDO
$PSV DPSHUHV JUG JURXQG 0DQXIDFWXUHUV $VVRFLDWLRQ
$16, $PHULFDQ 1DWLRQDO 6WDQGDUG +&+7 KLJK F\OLQGHU KHDG WHPSHUDWXUH 1)3$ 1DWLRQDO )LUH 3URWHFWLRQ
,QVWLWXWH +(7 KLJK H[KDXVW RU HQJLQH $VVRFLDWLRQ
$3, $PHULFDQ 3HWUROHXP ,QVWLWXWH WHPSHUDWXUH 1P 1HZWRQ PHWHU 1HZWRQ PHWHUV
DSSUR[ DSSUR[LPDWH DSSUR[LPDWHO\ +J PHUFXU\ HOHPHQW QR QRV QXPEHU QXPEHUV
$5 DV UHTXLUHG DV UHTXHVWHG +2 ZDWHU 137 1DWLRQDO 6WDQGDUG WDSHU SLSH
$6 DV VXSSOLHG DV VWDWHG +3 KRUVHSRZHU WKUHDG SHU JHQHUDO XVH
DV VXJJHVWHG KU KUV KRXU 15 QRW UHTXLUHG
$6$ $PHULFDQ 6WDQGDUGV $VVRFLDWLRQ +] KHUW] F\FOHV SHU VHFRQG 2& RYHUFUDQN
$60( $PHULFDQ 6RFLHW\ RI 0HFKDQLFDO ,' LQVLGH GLDPHWHU 2' RXWVLGH GLDPHWHU
(QJLQHHUV ,((( ,QVWLWXWH RI (OHFWULFDO DQG 2(0 RULJLQDO HTXLSPHQW PDQXIDFWXUHU
DVV\ DVVHPEO\ (OHFWURQLF (QJLQHHUV 26 RYHUVSHHG RYHUVL]H
$670 $PHULFDQ 6RFLHW\ IRU 7HVWLQJ LQ LQFKHV 26 RYHUVL]H
0DWHULDOV LQF LQFRUSRUDWHG 26+$ 2FFXSDWLRQDO 6DIHW\ DQG +HDOWK
$7'& DIWHU WRS GHDG FHQWHU LQ OEV LQFK SRXQGV $FW
DX[ DX[LOLDU\ LQW LQWHUQDO 29 RYHUYROWDJH
$:* $PHULFDQ :LUH *DXJH LQWH[W LQWHUQDOH[WHUQDO R] RXQFH RXQFHV
$:0 DSSOLDQFH ZLULQJ PDWHULDO ,62 ,QWHUQDWLRQDO 6WDQGDUGV 3) SRZHU IDFWRU
%%'& EHIRUH ERWWRP GHDG FHQWHU 2UJDQL]DWLRQ 30* SHUPDQHQW PDJQHW JHQHUDWRU
%'& EHIRUH GHDG FHQWHU - MRXOH MRXOHV SRW SRWHQWLRPHWHU
%+3 EUDNH KRUVHSRZHU -,6 -DSDQHVH ,QGXVWU\ 6WDQGDUG SSP SDUWV SHU PLOOLRQ
EPHS EUDNH PHDQ HIIHFWLYH SUHVVXUH NJ NLORJUDP NLORJUDPV SVL SRXQGV SHU VTXDUH LQFK
%WX %ULWLVK WKHUPDO XQLW NJFP NLORJUDPV SHU VTXDUH FHQWLPHWHU SW SWV SLQW SLQWV
& &HOVLXV GHJUHH NJP NLORJUDP PHWHUV 39& SRO\YLQ\O FKORULGH
FF FXELF FHQWLPHWHU N- NLORMRXOHV EWX FDO TW TWV TXDUW TXDUWV
&&$ FROG FUDQNLQJ $PSV NP NLORPHWHU NLORPHWHUV TW\ TXDQWLW\
&(& &DQDGLDQ (OHFWULFDO &RGH N3D NLOR3DVFDO NLOR3DVFDOV UHI UHIHUHQFH
FIK FXELF IHHW SHU KRXU NSK NLORPHWHUV SHU KRXU 5), UDGLR IUHTXHQF\ LQWHUIHUHQFH
FIP FXELF IHHW SHU PLQXWH N9 NLORYROW UKP URXQGKHDG PDFKLQH VFUHZ
&,' FXELF LQFK GLVSODFHPHQW N9$ NLORYROW DPSHUHV UPV URRW PHDQ VTXDUH
FP FHQWLPHWHU FHQWLPHWHUV N: NLORZDWW NLORZDWWV 530 UHYROXWLRQV SHU LQFK
FPP FXELF PHWHUV SHU PLQXWH N:+ NLORZDWW KRXU 579 URRP WHPSHUDWXUH YXOFDQL]DWLRQ
FR FRPSDQ\ / OLWHU OLWHUV 6$( 6RFLHW\ RI $XWRPRWLYH (QJLQHHUV
FRQW·G FRQWLQXHG /[:[+ OHQJWK [ ZLGWK [ KHLJKW 6&5 VLOLFRQFRQWUROOHG UHFWLILHU
&6$ &DQDGLDQ 6WDQGDUGV $VVRFLDWLRQ /('V OLJKW HPLWWLQJ GLRGH VHF VHFRQG VHFRQGV
&7 FXUUHQW WUDQVIRUPHU OE OEV SRXQG SRXQGV VSHF VSHFV VSHFLILFDWLRQ
FX LQ FXELF LQFK FXELF LQFKHV /KU OLWHU SHU KRXU OLWHUV SHU KRXU VT VTXDUH
F\O F\OLQGHU /PLQ OLWHUV SHU PLQXWHV VT FP VTXDUH FHQWLPHWHUV
G% GHFLEHO /23 ORZ RLO SUHVVXUH VT LQ VTXDUH LQFK VTXDUH LQFKHV
G%$ GHFLEHOV $ ZHLJKWHG /3 OLTXHILHG SHWUROHXP WDFK WDFKRPHWHU
'& GLUHFW FXUUHQW P PHWHU PHWHUV 7'& WRS GHDG FHQWHU
'&5 GLUHFW FXUUHQW UHVLVWDQFH P FXELF PHWHU FXELF PHWHUV WHFK SXEWHFKQLFDO SXEOLFDWLRQV
GHJ GHJUHH PD[ PD[LPXP WHPS WHPSHUDWXUH
GHSW GHSDUWPHQW 0&0 RQH WKRXVDQG FLUFXODU PLOV 7,) WHOHSKRQH LQIOXHQFH IDFWRU
GLD GLDPHWHU PHJJHU PHJRKPPHWHU 73 73V WHFKQLFDO SXEOLFDWLRQV
HJ H[DPSOH JLYHQ 0+] PHJDKHUW] WXUER WXUERFKDUJHU
(,$ (OHFWURQLF ,QGXVWULHV $VVRFLDWLRQ PL PLOH PLOHV 8+) XOWUDKLJK IUHTXHQF\
(0, HOHFWURPDJQHWLF LQWHUIHUHQFH PLO RQH RQHWKRXVDQGWK RI DQ LQFK 81& 8QLILHG FRDUVH WKUHDG ZDV 1&
(3$ (QYLURQPHQWDO 3URWHFWLRQ $JHQF\ PLQ PLQLPXP 81) 8QLILHG ILQH WKUHDG ZDV 1)
HWF HW FHWHUD DQG VR IRUWK P- PLOOLMRXOH PLOOLMRXOHV 8/ 8QGHUZULWHU·V /DERUDWRULHV ,QF
H[W H[WHUQDO 0- PHJD MRXOH PHJD MRXOHV 86 XQGHUVL]H
) )DKUHQKHLW GHJUHH PP PLOOLPHWHU PLOOLPHWHUV 86$ 8QLWHG 6WDWHV RI $PHULFD
IO R] IOXLG RXQFH IOXLG RXQFHV PPLQ FXELF PHWHUV SHU PLQXWH Y YROW YROWV
)0 IUHTXHQF\ PRGXODWLRQ 03D PHJD3DVFDO YDF YROWV DOWHUQDWLQJ FXUUHQW
IW IRRW IHHW P: PLOOLZDWW PLOOLZDWWV YGF YROWV GLUHFW FXUUHQW
IW OEV IRRW SRXQG IRRW SRXQGV 0: PHJDZDWW PHJDZDWWV 9+) YHU\ KLJK IUHTXHQF\
JD JDXJH 1$ QRW DYDLODEOH RU QRW DSSOLFDEOH : ZDWW ZDWWV
JDO JDOV JDOORQ JDOORQV 1%6 1DWLRQDO %XUHDX RI 6WDQGDUGV
73
$SSHQGL[ % &RPPRQ +DUGZDUH $SSOLFDWLRQ *XLGHOLQHV
8VH WKH LQIRUPDWLRQ EHORZ DQG RQ WKH IROORZLQJ SDJHV WR LGHQWLI\ SURSHU 6WHSV IRU FRPPRQ KDUGZDUH DSSOLFDWLRQ
IDVWHQLQJ WHFKQLTXHV ZKHQ QR VSHFLILF UHIHUHQFH IRU UHDVVHPEO\ LV
PDGH 'HWHUPLQH HQWU\ KROH W\SH URXQG RU VORWWHG
%ROW6FUHZ /HQJWK :KHQ EROWVFUHZ OHQJWK LV QRW JLYHQ XVH )LJXUH 'HWHUPLQH H[LW KROH W\SH IL[HG IHPDOH WKUHDG ZHOG QXW
DV D JXLGH $V D JHQHUDO UXOH D PLQLPXP OHQJWK RI RQH WKUHDG EH\RQG URXQG RU VORWWHG
WKH QXW DQG D PD[LPXP OHQJWK RI WKH EROWVFUHZ GLDPHWHU EH\RQG
WKH QXW LV WKH SUHIHUUHG PHWKRG )RU URXQG DQG VORWWHG H[LW KROHV GHWHUPLQH LI KDUGZDUH LV
JUHDWHU WKDQ LQFK LQ GLDPHWHU RU LQFK LQ GLDPHWHU
:DVKHUV DQG 1XWV 8VH VSOLW ORFN ZDVKHUV DV D EROW ORFNLQJ GHYLFH RU OHVV +DUGZDUH WKDW LV JUHDWHU WKDQ LQFK LQ GLDPHWHU
ZKHUH VSHFLILHG 8VH 6$( IODW ZDVKHUV ZLWK ZKL] QXWV VSLUDORFN QXWV WDNHV D VWDQGDUG QXW DQG 6$( ZDVKHU +DUGZDUH
RU VWDQGDUG QXWV DQG SUHORDGLQJ WRUTXH RI WKH EROW LQ DOO RWKHU LQFK RU OHVV LQ GLDPHWHU FDQ WDNH D SURSHUO\ WRUTXHG
DSSOLFDWLRQV ZKL] QXW RU VSLUDORFN QXW 6HH WKH GLDJUDP EHORZ
6HH *HQHUDO 7RUTXH 6SHFLILFDWLRQV DQG RWKHU WRUTXH VSHFLILFDWLRQV LQ )ROORZ WKHVH 6$( ZDVKHU UXOHV DIWHU GHWHUPLQLQJ H[LW
WKH VHUYLFH OLWHUDWXUH KROH W\SH
3UHIHUUHG 1XW%ROW &OHDUDQFH D $OZD\V XVH D ZDVKHU EHWZHHQ KDUGZDUH DQG D VORW
E $OZD\V XVH D ZDVKHU XQGHU D QXW VHH DERYH IRU
H[FHSWLRQ
F 8VH D ZDVKHU XQGHU D EROW ZKHQ WKH IHPDOH WKUHDG LV
IL[HG ZHOG QXW
5HIHU WR WKH GLDJUDP EHORZ ZKLFK GHSLFWV WKH SUHFHGLQJ
KDUGZDUH FRQILJXUDWLRQ SRVVLELOLWLHV
8QDFFHSWDEOH 1XW%ROW &OHDUDQFH
&DS VFUHZ
(QWU\ KROH W\SHV
6WDQGDUG QXW DQG 6$( ZDVKHU
:KL] QXW RU VSLUDORFN XS WR µ GLD KDUGZDUH
:HOG QXWV DERYH µ GLD KDUGZDUH
([LW KROH W\SHV
)LJXUH $FFHSWDEOH +DUGZDUH &RPELQDWLRQV
73
$SSHQGL[ & *HQHUDO 7RUTXH 6SHFLILFDWLRQV
6$( )DVWHQHUV
8VH WKH IROORZLQJ VSHFLILFDWLRQV IRU 6$( IDVWHQHUV ZKHQ 7KH YDOXHV JLYHQ DUH EDVHG RQ QHZ SODWHG WKUHDGV
QR WRUTXH YDOXHV DUH JLYHQ HOVHZKHUH LQ WKLV RU WKH ,QFUHDVH YDOXHV E\ LI QRQSODWHG WKUHDGV DUH XVHG
VHUYLFH PDQXDO IRU D VSHFLILHG EROW
$VVHPEOHG LQWR
7RUTXH $VVHPEOHG LQWR &DVW ,URQ RU 6WHHO $OXPLQXP
6L]H 0HDVXUHPHQW *UDGH *UDGH *UDGH *UDGH RU
LQ OEV 1P ï
LQ OEV 1P ï
LQ OEV 1P ï
LQ OEV 1P
LQ OEV 1P
LQ OEV 1P
LQ OEV 1P
LQ OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
IW OEV 1P
0HWULF )DVWHQHUV
8VH WKH IROORZLQJ VSHFLILFDWLRQV IRU PHWULF IDVWHQHUV ,QFUHDVH YDOXHV E\ LI QRQSODWHG WKUHDGV DUH XVHG
ZKHQ QR WRUTXH YDOXHV DUH JLYHQ HOVHZKHUH LQ WKLV 6FUHZV WKUHDGHG LQWR DOXPLQXP PXVW KDYH WZR
PDQXDO IRU D VSHFLILHG EROW 7KHVH YDOXHV DUH EDVHG RQ GLDPHWHUV RI WKUHDGV HQJDJHG DQG PD\ UHTXLUH RU
QHZ SODWHG WKUHDGV PRUH UHGXFWLRQ LQ WKH WRUTXH
7RUTXH IWOE 1P
)DVWHQHUV
$VVHPEOHG ,QWR
6L]H PP $OXPLQXP
[
[
[
[
[
[
[
[
[
[
[
[
[
73
$SSHQGL[ ' &RPPRQ +DUGZDUH ,GHQWLILFDWLRQ
6FUHZV%ROWV6WXGV 1XWV
+HDG 6W\OHV 1XW 6W\OHV
+H[ +HDG RU 0DFKLQH +HDG +H[ +HDG
+H[ +HDG RU 0DFKLQH +HDG /RFN 1XW RU 1\ORFN 1XW
ZLWK :DVKHU
)ODW +HDG IKP 6TXDUH 1XW
6WXG *UDGH
'ULYH 6W\OHV 0HWULF
*UDGH
0HWULF
1XPEHU VWDPSHG RQ KDUGZDUH
VKRZQ
6DPSOH 'LPHQVLRQV
$PHULFDQ 6WDQGDUG 6FUHZV %ROWV 6WXGV DQG 1XWV 3ODLQ :DVKHUV
[ [ [
/HQJWK ,Q ,QFKHV 6FUHZV DQG %ROWV 7KLFNQHVV
7KUHDGV 3HU ,QFK ([WHUQDO 'LPHQVLRQ
0DMRU 7KUHDG 'LDPHWHU ,Q )UDFWLRQDO ,QFKHV 2U 6FUHZ 1XPEHU 6L]H ,QWHUQDO 'LPHQVLRQ