IECEx Integrating ATEX

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IECEx Industry Seminar ATEX Directive 94/9/EC

Integrating IECEx and ATEX • Council Directive 94/9/EC of 23


March 1994 on the approximation of
for Europe the laws of the Member States
concerning Equipment and
Protective Systems intended for use
Ron Sinclair in Potentially Explosive Atmospheres
Managing Director – Baseefa • ATEX = “Atmosphere Explosible”
= Potentially Explosive Atmosphere
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ATEX Directive 94/9/EC ATEX Directive 94/9/EC


• Applicable throughout European
Economic Area (EEA) • Broad Scope
= EU (25)+ EFTA (3) (+Switzerland) = 29 – Equipment (Motors, Luminaires, Diesel
Engines, Pumps, Fans, Conveyor Belts
• Voluntary application since 1996 Instrumentation, etc.)
• Compulsory application since 2003 – Protective Systems (Flame Arresters,
• It is a “Trading Directive” Suppression Systems, Venting, etc.)
• Concerns safety only to set – Safety Related Devices (IS Safety
minimum levels to prevent concerns Barriers, Motor Protection Relays, etc.)
on safety being a barrier to trade
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ATEX Directive 94/9/EC ATEX Directive 94/9/EC


• Compliance against “The Essential • Compliance against EHSRs to be
Health and Safety Requirements” reviewed against “State of the Art”
(EHSRs) from Annex II of technological development
• Standards have a subsidiary role • Harmonised standards are
supporting claims of compliance
presumed to show “State of the Art”
• Harmonised standards are deemed
to demonstrate compliance • Other standards may be even more
valid but justification for use must
• Use of other standards has to be
justified be provided
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1
ATEX – Is it Certification ? IECEx vs ATEX
• ATEX is a mandatory legal device • IECEx is a true Type 5 Certification
• Only partly certification Scheme for all equipment, giving
– Process depends on Category the identical level of confidence for
– The key document, “The Declaration of everything
Conformity” (DoC) is always issued by • ATEX only approaches Type 5 level
the manufacturer without any for Category 1 Equipment and
monitoring by a third party Protective Systems, giving
– The DoC may, or may not, be reliant on progressively lower confidence for
evidence from a third party the lower Categories
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IECEx vs ATEX IECEx vs ATEX


• IECEx • IECEx
– ExTR + QAR >> Certificate of Conformity – ExTR + QAR >> Certificate of Conformity
(issued by IECEx Certification Body and (issued by IECEx Certification Body and
searchable on IECEx web site)
searchable on IECEx web site)
• ATEX Category 1 (or Cat. 2 electrical)
• ATEX Cat. 2 non-elec. + Cat 3
– EC-Type Examination Certificate +
Quality Assurance Notification (or ??) – Manufacturer constructed Technical File
>> Declaration of Conformity (issued by >> Declaration of Conformity (issued by
manufacturer on own responsibility) manufacturer on own responsibility)

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ATEX Advantages IECEx Advantages


• Flexibility • Transparency >> Confidence
– need not stick to exact wording of – Conformity is exactly against
standards if alternative justification requirements in declared IEC
against EHSRs is contained in
Standards and Certificates are
Technical File
available on web site
• BUT
• BUT
– Not transparent as the only publicly
available document is the Declaration – Cannot use useful developments in
of Conformity draft standards until finally published
– Technical file invisible to purchaser and included in ExCB scope
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2
ATEX Advantages IECEx Advantages
• Appointment of ExCBs and ExTLs is by
• Notified Bodies are readily a system of peer assessment
appointed by Member States – Transparent and leads to mutual
– Plenty of choice for manufacturers confidence
– Reporting is obligatory and subject to
• BUT random peer review
– Some bodies have limited expertise – Leads to customer confidence in the
and basis for notification is not clear scheme and therefore value of certificates
– Some bodies treat essentials (such as • BUT
provision of a report) as a chargeable – Prevents those that may be so inclined
extra from cutting corners
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The Route for Europe The Route for Europe


• Target End Point • Interim Solution 1
– IECEx Certificates of Conformity fully – IECEx Documentation accepted with an
accepted without further paperwork ATEX “Cover Sheet”
– All the technical work is done once
• Problem within the IECEx framework
– IECEx is about Safety – Possible currently for all 60079 series
– ATEX is about Trade standards except 60079-11 Ex ‘i’
– European Commission would need to – Possible for all 60079 series standards
change the whole structure of its as soon as next edition of 60079-11 is
approach to trading directives ! published
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Interim Solution 1 Interim Solution 2


• Works best when single body does • Involving two certification bodies
all the work – One outside Europe
– ATEX QAN based on IECEx QAR – One inside Europe
– EC-Type Examination Certificate based • Need for additional report to show
on ExTR how the ExTR is accepted for ATEX
• N.B. Purpose of IECEx CoC and EC- • Need for QAN based on QAR
Type Examination Certificate are • Issues of accreditation, notification
different and public liability insurance for the
European Body
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3
Interim Solution 2 The Paper Trail
• The ATEX Notified Body has to take • All certification activities require a
full legal responsibility and show paper trail
the necessary paperwork • The IECEx Scheme paper trail is
• The Notified Body is responsible to prescribed to a major extent within
the European Commission via its the scheme
national government • The ATEX Directive does not
prescribe particular forms of
paperwork
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The Baseefa Philosophy


The Paper Trail
Production Control
• The IECEx paper trail is satisfactory • All work being done for ATEX QANs
for ATEX is being reported in a format
• Most forms of paper trail devised acceptable for an IECEx QAR
for ATEX would not be acceptable • The customer gets exactly two for
for IECEx the price of one
– It is not unknown for a European • We do no extra work, so there is no
Notified Body to refuse to release the extra charge
report to its customer !

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The Baseefa Philosophy IECEx plus ATEX


Design Test and Assessment The Benefits
• By our customers are able to use
standards acceptable to IECEx there
• For very little extra cost
is no extra charge for the technical – Future proofed acceptability
work throughout the world as the
IECEx Scheme grows
• There are additional sheets of paper
to cover ATEX and IECEx, but the – Legal acceptability in Europe
cost is minimal for most projects

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