Scribd Logo
Upload

Welcome to Scribd!

  • 29 views

    Know Your Client Information: Client Number Client Name Consultant Number Consultant Name

    Uploaded by

    Andrew
    This document collects key client information including income, net worth, investment knowledge, objectives, time horizon, and risk tolerance. It records the client's personal details, current investments, plans for investment products with the firm, and signatures from the client and consultants to verify the accuracy of the information provided.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd

    Know Your Client Information: Client Number Client Name Consultant Number Consultant Name

    Uploaded by

    Andrew
    29 views1 page
    This document collects key client information including income, net worth, investment knowledge, objectives, time horizon, and risk tolerance. It records the client's personal details, current investments, plans for investment products with the firm, and signatures from the client and consultants to verify the accuracy of the information provided.

    Original Title

    KYC C3250

    Copyright

    © © All Rights Reserved

    Available Formats

    PDF, TXT or read online from Scribd

    Did you find this document useful?

    Is this content inappropriate?

    This document collects key client information including income, net worth, investment knowledge, objectives, time horizon, and risk tolerance. It records the client's personal details, current investments, plans for investment products with the firm, and signatures from the client and consultants to verify the accuracy of the information provided.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    29 views1 page

    Know Your Client Information: Client Number Client Name Consultant Number Consultant Name

    Uploaded by

    Andrew
    This document collects key client information including income, net worth, investment knowledge, objectives, time horizon, and risk tolerance. It records the client's personal details, current investments, plans for investment products with the firm, and signatures from the client and consultants to verify the accuracy of the information provided.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 1

    Know Your Client Information

    Client Number Client Name

    Consultant Number Consultant Name

    Date Printed: ________________________


    Gross Annual Personal Income of Applicant
    under $25,000 $25,000 - $49,999 $50,000 - $74,999 $75,000 - $99,999
    $100,000 - $124,999 $125,000 - $200,000 over $200,000
    Personal Net Worth of Applicant
    under $20,000 $20,000 - $34,999 $35,000 - $59,999 $60,000 - $99,999
    $100,000 - $199,999 $200,000 - $499,000 $500,000 - $999,999 over $1,000,000
    Investment Knowledge
    novice fair good excellent
    Other Investments Ever Held (To update select ALL that apply)
    bonds mortgages stocks mutual funds term deposits real estate

    Plan Number Plan Type


    Investment Objectives
    safety income balanced growth aggressive growth speculation
    Investment Time Frame/Liquidity
    0 - 1 yrs 1 - 3 yrs 3 - 5 yrs 5 - 10 yrs 10 - 20 yrs 20+ yrs
    Risk Profile/Tolerance
    low medium medium-high high

    Plan Number Plan Type


    Investment Objectives
    safety income balanced growth aggressive growth speculation
    Investment Time Frame/Liquidity
    0 - 1 yrs 1 - 3 yrs 3 - 5 yrs 5 - 10 yrs 10 - 20 yrs 20+ yrs
    Risk Profile/Tolerance
    low medium medium-high high

    Plan Number Plan Type


    Investment Objectives
    safety income balanced growth aggressive growth speculation
    Investment Time Frame/Liquidity
    0 - 1 yrs 1 - 3 yrs 3 - 5 yrs 5 - 10 yrs 10 - 20 yrs 20+ yrs
    Risk Profile/Tolerance
    low medium medium-high high

    I agree that the above ’Know Your Client’ information, as amended, is complete and accurate.

    Client Signature x ______________________________________________________ Date __________________________________

    Consultant Signature x __________________________________________________ Date __________________________________

    Regional Director Signature x_____________________________________________ Date __________________________________

    C3250 (06/2005-PW) TMTrademark owned by IGM Financial Inc. licensed to its subsidiary corporations.

    You might also like