Hans Keller - Key Characteristics PDF
Hans Keller - Key Characteristics PDF
Hans Keller - Key Characteristics PDF
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KEY CHARACTERISTICS
by Hans Keller
The subject indicated by my title is probably the obscurest in the whole of
musicography. I say " musicography,"not " music," because musicallyit is
not, in my submission,obscure at all; it is merelycomplex. But musiciansdo
not tend to write, and musicographersdo not tend to hear.
As I havepointedout exactlytwo yearsago, in No. 32 of thisjournal,even
so eminentan authority as Prof.G. Reveszblunders hopelessly in thechapteron
' Key Characteristics' which he has includedin hisIntroduction
tothePsychology
of Music(London,1953). His have
fallacies met withgeneralapprovalin journals
bothlearnedandnaive. In myreviewofhisbook,I expressedthehopethatthe
Editorwould " allow me to givea detailedcriticism of Prof.Revesz'sapproach
to thisproblemon some futureoccasion." This hope has now been fulfilled,
and I shalltrymybestto go beyondrepairing theharmdoneby Prof.Revesz's
chapter: I shall not merelyprove him wrong,but shall attemptto describe
and definethe basisof whatis aurallyright. The ear, Schoenberg has said, is
themusician'ssole brain. I am callingall ears.
If it is once realisedthatthe normalor standardpitchhas changedverygreatlyin the
past hundredyears,thenwe need not excite ourselvesundulyover the transposition of
musicalworksand layanyspecialweighton the presumable intentionsof the composersin
thisrespect. Andthistherefore thequestion: how can we reconcilethe traditional
justifies
theoryof theFthosor characteristic traitsof themodeswiththefactthatMozart'sC major
Symphony, whichat presentis playedaboutthree-fourths of a tone higherthanin his day,
hasstillretainedits C majorcharacter?
In this paragraph, Revesz exposes his basic error-one that has been
committedagain and again in the highestmusical circles. For, paradoxicalas it
mayseem, you can transposenot onlya key,but also its objective key character-
istics,and Rev'sz's entireapproachto the problemis doomed because he thinks,
as he says at the end of his chapter, that " one consequence of the theoryof
key characteristicswould be that the characterof the key would changewith a
changein standardpitch."
Let us keep to his above-cited example. The texturalbasis of the Jupiter
Symphony is the stringquartet. Owing to the interactionof the stringedinstru-
ments' fingerednotes with their characteristicpartialsand the vibrationof the
open strings,let alone the different sets of fingeringsand placingsof open strings
in different keys, there are objective colour differences between the keys when
on
played stringed instruments as distinctfrom, say, the piano. These differences
inevitably result in objective key characteristics, and these characteristicsare
necessarilytransposable. In other words, the strings have been tuned up three-
quarters of a tone since Mozart's day, and most of the sound of
characteristic
C major has been tuned up with them, because the relation of the stringsto
what happens with and upon them has largelyremainedthe same. To take an
elementaryexample, the opening motif of the Jupiterstill rolls up from the
open-stringdominantin all fourparts,and the qualityof the tonic is stillpower-
fullyreinforcedby the vibrationof, interalia, the C-stringin the cello and viola:
Ex.1
Via. 3 3
Revesz lets his knowledge ratherthan his ear speak. The open stringsdo, of
course, sound differentfrom the stopped notes (" the other strings" doesn't
mean anythingand I can only hope thatit is a wrong translation),but the word
" bright," which is ultimatelya visual metaphor,is misleadingin this context.
The open E-string,forone thing,soundsshrillerthanthe same E on the A-string.
There is, moreover,a justifiedassociationin our mindsbetween " bright" and
" brilliant," and the open stringsare by no means more brilliant than the
correspondingfingerednotes. On the contrary,they are dead in comparison,
for the simple reason that the stopped notes are played with vibratowhile the
open stringscan't be, except thatyou can produce slightvibrationby employing
a silentvibratoon the note of the firstovertoneor second partial, e.g. on gi on
the D-stringwhen you actuallyplay the open G. This, however, is onlyfeasible
on longer notes which, with the necessaryexception of the open G on the
violin and the open C on the viola and cello, are practicallynever played un-
fingered,forthe veryreasonthattheyare comparativelydead and tend to fallout
of their colouristic context, and also because in ensemble
playing,adjustmentof
intonationis impossible; I am hardly exaggeratingwhen I say that an open
stringis always out of tune, if only because of its isolated colour. In solo
violin literature,the note g is almost wholly avoided in any but the shortest
values; and in the best exception I know, i.e. the Bruch Concerto in G minor,
a virtue is made of necessity: the comparativelylifelessbut firmnote is used
introductorily,as the groundfromwhich life springsforth:
And thoughthe solo part of the Bart6kConcerto opens with, or rises from,but
a short-valuedg, a colouristic 'crescendo' is neverthelessquite definitely
Solo
Violin
mg ielfl
PV=
ZI,,,
Exposition
Recapitulation
Indeed, even in what mightbe considered the pure passage work of the last
movement (Ex. 7), he lets the separate colour play a constructivepart in the
form,embeddingit at the same time,as in the case of Ex. 6, in the texture:
Ex.7
Solo Violin
?r ?| - - I -1-----------
Strings etc.
And Vivaldi, in the G minor Concerto from his Op. 6, avoids the tonic g
throughout.
I have gone into this question in some detail because I want to point to the
incredible dangers of any pseudo-scientificapproach to problems of musical
sound and composition-for key characteristics are, in the last resort,a problem
of composition. Revesz picks out a correct factor two, but since he does not
thinkaurally,he disregardsmanyrelevantfactswhichare not taughtby acoustics;
and mostof thesemake forthe oppositesound to the one he describesor implies.
" The open stringswhich are richerin overtones" are an acoustic ratherthan
an aural proposition,foraurallytheyare not rich: theirwealth of overtonesis
counteractedby their relative povertyof living tone and tone-modulation. In
German,theyare called " emptystrings,"whichmetaphordescribestheirsound
much more unambiguouslythan Revesz's " brightness." Nor are there any
keysin which " the open stringsare much used " so faras notes of melodic and
rhythmic weightare concerned,and the r8le of theactualnotesof theopen strings
in the determinationof key characteristicsis, therefore,relativelyunimportant.
Of course, in connection with its favourabletechnical consequences, such a
circumstanceas that, say, this imaginarypassage in the violin's pet key of D
major-
Ex. 8
pitch throws the formerinto relief. The contrast will, of course, become
particularlystrikingin thiskind of undisturbedcadenza passage:
Ex. 10
Solo Violin
etc.
Yet the orchestraplays its part in the contrasttoo, above all the violinsand, of
course, the violas themselves:a perusalof the score fromthispointof view shows
thatMozart was constantlyaware of the different colour schemes,which modern
has to
performance brought nought.
I considerthatit is in this kind of latentkey contrastwithinthe unityof a
manifestmonotonalitythatthe true musical root of polytonalitylies. Revesz's,
and practically everybody else's, investigationsare hampered by the pre-
supposed distinctionbetween pitch and colour. The furthest-reaching ear in
musicalhistory,however,has challengedthisdistinction. On the last page of his
Theory ofHarmony, Schoenbergremarks:
I cannot unreservedlyagree with the distinctionbetween colour and pitch. I findthat
a note is perceived by its colour, one of whose dimensionsis pitch. Colour, then, is the
great realm, pitch one of its provinces. [My translation.]
I suggest that every acute ear must agree with this seeminglyrevolutionary
suggestion,and thatthe onlypossibleway of approachingthe questionof objective
key characteristicsleads over instrumental
colour.
Not that all essential key characteristicsare objective or objectified.
Revesz observesveryrelevantlythat " it can be thatthe composerspreferthose
keys thathave been especiallyfamiliarto them ever since theiryouth," though
I should more cautiouslysay that they may preferthem for certain purposes.
Our much-discussedC major, for instance,is a " simple " key for,as well as a
characteristicpet key of, both Mozart and Britten. Its potential simplicityI
propose to class undermy thirdheading,thatof psychologicalkey characteristics.
These become intrinsicinasmuch as they are generalised into psychological
terms of reference and so develop into means of communication. Mozart's
" simple " C major, forinstance,
Allegro
Ex. 11
J
is both an effectand a cause of the " intrinsic" simplicityof the key-an effect
because Mozart was not the only child who approachedmusic by way of the key-
board and itswhitekeys,and a cause because his use of the keymade its simplicity
more suggestivethanever and reinforcedinfantilememoriesin others.
Psychologicalkey characteristics can, however,be intrinsicwithoutexisting
outside the work of a single composer, as long as theydevelop general validity
within. Take Mozart's G minor. Can anyone fullyunderstandhis G minor
works or movementsor arias who does not feel what the key meant to the
composer? It was doubtlessof elementalsignificance.How so?
My complex answer must needs be hypothetical,but at least it springs
direct frommy experience of Mozart's music. Both D and G are " simple "
tonalitieson the stringedinstruments. D tends to be primarilymajor, G-
because of the dark sonorityof the G-string-more easily minor. D is the