Axioms: Groups, Special Functions and Rigged Hilbert Spaces
Axioms: Groups, Special Functions and Rigged Hilbert Spaces
Axioms: Groups, Special Functions and Rigged Hilbert Spaces
Review
Groups, Special Functions and Rigged Hilbert Spaces
Enrico Celeghini 1,2,† , Manuel Gadella 2,3,† and Mariano A. del Olmo 2,3, *,†
1 Dpto di Fisica, Università di Firenze and INF-Sezione di Firenze, Sesto Fiorentino, 50019 Firenze, Italy
2 Dpto de Física Teórica, Atómica y Óptica, Universidad de Valladolid, E-47005 Valladolid, Spain
3 IMUVA—Mathematical Research Institute, Universidad de Valladolid, E-47005 Valladolid, Spain
* Correspondence: [email protected]
† These authors contributed equally to this work.
Received: 29 June 2019; Accepted: 21 July 2019; Published: 27 July 2019
Abstract: We show that Lie groups and their respective algebras, special functions and rigged
Hilbert spaces are complementary concepts that coexist together in a common framework and
that they are aspects of the same mathematical reality. Special functions serve as bases for infinite
dimensional Hilbert spaces supporting linear unitary irreducible representations of a given Lie group.
These representations are explicitly given by operators on the Hilbert space H and the generators of
the Lie algebra are represented by unbounded self-adjoint operators. The action of these operators
on elements of continuous bases is often considered. These continuous bases do not make sense
as vectors in the Hilbert space; instead, they are functionals on the dual space, Φ× , of a rigged
Hilbert space, Φ ⊂ H ⊂ Φ× . In fact, rigged Hilbert spaces are the structures in which both, discrete
orthonormal and continuous bases may coexist. We define the space of test vectors Φ and a topology
on it at our convenience, depending on the studied group. The generators of the Lie algebra can often
be continuous operators on Φ with its own topology, so that they admit continuous extensions to the
dual Φ× and, therefore, act on the elements of the continuous basis. We investigate this formalism for
various examples of interest in quantum mechanics. In particular, we consider SO(2) and functions
on the unit circle, SU (2) and associated Laguerre functions, Weyl–Heisenberg group and Hermite
functions, SO(3, 2) and spherical harmonics, su(1, 1) and Laguerre functions, su(2, 2) and algebraic
Jacobi functions and, finally, su(1, 1) ⊕ su(1, 1) and Zernike functions on a circle.
Keywords: rigged Hilbert spaces; discrete and continuous bases; special functions; Lie algebras;
representations of Lie groups; harmonic analysis
1. Introduction
Harmonic analysis has undergone strong development since the first work by Fourier [1].
The main idea of the Fourier method is to decompose functions in a superposition of other particular
functions, i.e., “special functions”. Since the original trigonometric functions used by Fourier many
special functions, such as the classical orthogonal polynomials [2], have been used generalizing the
original Fourier idea. In many cases, such special functions support representations of groups and in
this way group representation theory appears closely linked to harmonic analysis [3]. Another crucial
fact is that harmonic analysis is related to linear algebra and functional analysis, in the sense that
elements of vector spaces or Hilbert spaces are decomposed in terms of orthogonal bases or operators as
linear combinations of their eigenvalues (i.e., applying the spectral theorem, see Theorem 1 in Section 2).
On many occasions, continuous bases and discrete bases are involved in the same framework. Hence,
the arena where all these objects fit in a precise mathematical way is inside a rigged Hilbert space.
Hence, we have a set of mathematical objects: classical orthogonal polynomials, Lie algebras, Fourier
analysis, continuous and discrete bases, and rigged Hilbert spaces fully incorporated in a harmonic
frame that can bee used in quantum mechanics as well as in signal processing.
In a series of previous articles, we gave some examples showing that Lie groups and algebras,
special functions, discrete and continuous bases and rigged Hilbert spaces (RHS) are particular aspects
of the same mathematical reality, for which a general theory is needed. As a first step in the construction
of this general theory, we want to present a compact review of the results which have thus far been
obtained by us and that can be useful in applications where harmonic analysis is involved.
Special functions play often the role of being part of orthonormal bases of Hilbert spaces serving
as support of representations of Lie groups of interest in Physics. As is well known, decompositions of
vectors of these spaces are given in terms of some sort of continuous basis, which are not normalisable
and, hence, outside the Hilbert space. The most popular formulation to allow the coexistence of these
continuous bases with the usual discrete bases is the RHS, where the elements of continuous bases
are well defined as functionals on a locally convex space densely defined as a subspace of the Hilbert
space supporting the representation of the Lie group. This notion of continuous basis has been recently
revised and generalised in [4].
Thus, we have the need for a framework that includes Lie algebras, discrete and continuous bases
and special functions, as building blocks of these discrete bases. In addition, it would be desirable to
have structures in which the generators of the Lie algebras be well defined continuous operators on.
The rigged Hilbert space comply with the requirements above mentioned.
All the cases presented here have applications not only in physics but in other sciences.
In particular, Hermite functions are related to signal analysis in the real line and also with the fractional
Fourier transform [5]. In [6], we introduced a new set of functions in terms of the Hermite functions that
give rise bases in L2 (C) and in l 2 (Z) where C is the unit circle. Both bases are related by means of the
Fourier transform and the discrete Fourier transform. In [7], we presented a systematic study of these
functions as well as the corresponding rigged Hilbert space framework. Recently, spherical harmonics
are used in three-dimensional signal processing with applications in geodesy, astronomy, cosmology,
graph computation, vision computation, medical images, communications systems, etc. [8–10]. Zernike
polynomials are well known for their applications in optics [11–13]. Moreover, all of them can be
considered as examples of harmonic analysis where the connection between groups, special functions
and RHS fit together perfectly.
The paper is organized as follows. A brief description of RHS and their use in physics and in
engineering is given in Section 2. In Section 3, SO(2) is discussed in details, related to the exponential
eimφ , where the technical aspects are reduced to the minimum. Section 4 considers how Associated
Laguerre Functions allow constructing two different RHS’s, one related to the integer spin and the
other to half-integer spin of SU(2). In Section 5, an analysis is performed of the basic case of the line,
where the fundamental ingredient of the RHS are the Fourier Transform, the Hermite Functions and
the Weyl–Heisenberg group. Section 6 is devoted to the RHS constructed on Spherical Harmonics in
relation with SO(3). In Section 7, Laguerre Functions are used to construct another RHS related to
SU(1,1). Jacobi Functions and the 15-dimensional algebra SU(2,2) are the foundation of a larger RHS,
which is studied in Section 8. The last example we discuss (Section 9) is the RHS constructed on the
Zernike Functions and the algebra su(1, 1) ⊕ su(1, 1) (that should be used also in connection with the
Laguerre Functions). Few remarks close the paper in Section 10.
where: (i) H is an infinite dimensional separable Hilbert space; (ii) Φ is a dense subspace of H endowed
with a locally convex topology stronger, i.e., it has more open sets, than the Hilbert space topology that
Φ has inherited from H; and (iii) Φ× is the space of all continuous antilinear functionals on Φ. Thus,
Axioms 2019, 8, 89 3 of 40
F ∈ Φ× is a mapping F : Φ 7−→ C such that for any pair ψ, ϕ ∈ Φ and any pair of complex numbers
α, β ∈ C, one has
F (αψ + βϕ) = α∗ F (ψ) + β∗ F ( ϕ) , (2)
where the star denotes complex conjugation. The continuity is given with respect to the locally convex
topology on Φ and the usual topology on the complex plane C. Instead, the notation in Equation (2),
we henceforth use the Dirac notation, which is quite familiar to physicists:
F ( ϕ) =: h ϕ| F i . (3)
In general, the topology on Φ is given by a family of seminorms. In the examples we have studied
thus far, the topology on Φ is given by a countable set of seminorms, { pn }n∈N where by countable we
mean either finite or denumerable. As the topology on Φ is stronger than the Hilbert space topology,
one of these seminorms could be chosen to be the Hilbert space norm.
Seminorms provide a nice criterion to determine whether a linear or antilinear functional over Φ
is continuous. The linear or antilinear functional F : Φ 7−→ C is continuous if and only if, there exist a
positive number K > 0 and finite number of seminorms, p1 , p2 , . . . , pm , taken from those that define
the topology on Φ such that for any ϕ ∈ Φ, we have [15]
|h ϕ| F i| ≤ K { p1 ( ϕ) + p2 ( ϕ) + · · · + pm ( ϕ)} . (4)
A typical example of functional is the following one. Pick an arbitrary ϕ ∈ Φ and define Fϕ as
which is obviously antilinear on Φ. Then, use the Schwarz inequality in |hψ| Fϕ i| ≤ ||ψ|| || ϕ||,
take K = || ϕ||, p1 (ψ) := ||ψ||, for all ψ ∈ Φ and use Equation (4) so as to conclude the continuity
of Fϕ on Φ. However, not all elements of Φ× lie in this category. A typical counterexample is the
Dirac delta.
Analogously, assume that Φ and Ψ are two locally convex spaces with topologies given by the
respective families of seminorms { pi }i∈I and {q j } j∈J . A linear or antilinear mapping F : Φ 7−→ Ψ is
continuous if and only if for each seminorm q j on Ψ there exists a positive constant K > 0 and a finite
number of seminorms, p1 , p2 , . . . , pm , from those defining the topology on Φ such that
Both the constant K and the seminorms p1 , p2 , . . . , pm depend on q j , but not on ϕ. We use these results
along the present article.
Less interesting is that the dual space Φ× may be endowed with the weak topology induced by
Φ. As is well known, the seminorms for this weak topology are defined as follows: for each ϕ ∈ Φ,
we define the seminorm p ϕ as p ϕ ( F ) = |h ϕ| F i|, for all F ∈ Φ× .
Since the topology on Φ is stronger than the Hilbert space topology, the canonical injection
i : Φ 7−→ H, with i ( ϕ) = ϕ, for all ϕ ∈ Φ, is continuous. Furthermore, one may prove that the injection
i : H 7−→ Φ× given by i ( ϕ) := Fϕ in Equation (5) is one-to-one and continuous with respect to the
Hilbert space topology on H and the weak topology on Φ× [14].
RHS have been introduced in physics with the purpose of giving a rigorous mathematical
background to the celebrated Dirac formulation of quantum mechanics, which is widely used by
physicists. This mathematical formulation has been the objects of various publications [16–22].
In addition, rigged Hilbert spaces have been used in Physics or mathematics with various purposes
that include:
1. A proper mathematical meaning for the Gamow vectors, which are the non-normalizable vectors
giving the states of the exponentially decaying part of a quantum scattering resonance [23–26].
Axioms 2019, 8, 89 4 of 40
2. Using Hardy functions on a half-plane [25–27], we may construct RHS that serve as a framework
for an extension of ordinary quantum mechanics that accounts for time asymmetric quantum
processes. An example of such processes is the quantum decay [28–33].
3. Providing an appropriate context for the spectral decompositions of Koopman and
Frobenius–Perron operators in classical chaotic systems in terms of the so called Pollicot–Ruelle
resonances, which are singularities of the power spectrum [34,35].
4. Some situations that arise in quantum statistical mechanics demand the use of generalized states
and some singular structures that require the use of rigged Liouville spaces [36–38].
5. A proper definition of some of the structures that appear in the axiomatic theory of quantum fields,
such as Wightman functional, Borchers algebra, generalized states, etc., require of structures
such as the rigged Fock space [39–41]. Both rigged Liouville and Fock spaces are obvious
generalizations of RHS.
6. White noise and other stochastic processes may also be formulated in the context of RHS [42,43]
as well as the study of certain solutions of partial differential equations [44].
7. In the last years, the RHS have appeared associated to time-frequency analysis and Gabor analysis
that have many applications in physics and engineering related to signal processing [45–52].
In particular, applications in electrical engineering have been introduced in [53–56].
8. Finally, various problems in quantum mechanics require a mathematical description in terms of
RHS. Let us quote the following references [57–64], although we do not pretend to be exhaustive.
One of the most interesting properties of RHS is the possibility of extending to the duals certain
unbounded operators defined on domains including the space Φ. Let us consider a linear operator
A : Φ 7−→ H and let A† its adjoint, which has the following properties:
1. For any ϕ ∈ Φ, then, A† ϕ ∈ Φ. One says that Φ reduces A† or, equivalently, that A† leaves Φ
invariant, so that A† Φ ⊂ Φ. Note that we do not assume that AΦ ⊂ Φ, in general.
2. The adjoint A† is continuous on Φ.
Then, the operator A may be extended to a continuous operator on Φ× , endowed with the weak
topology. For any F ∈ Φ× , one defines AF by means of the following duality formula:
h ϕ| AF i = h A† ϕ| F i , ∀ ϕ ∈ Φ , ∀ F ∈ Φ× . (7)
Moreover, the extension is continuous on Φ× when this space has the weak topology.
In particular, if A is a symmetric operator, Equation (7) read as h ϕ| AF i = h Aϕ| F i. If A were
self-adjoint, there is always a subspace Φ with the following properties: (i) Φ dense in H; (ii) Φ is a
subspace of the domain of A; and (iii) it is possible to endow Φ with a locally convex topology, finer
than the Hilbert space topology, such that A be continuous on Φ. As a consequence, there exists a RHS,
Φ ⊂ H ⊂ Φ× such that the self-adjoint operator A may be extended to the dual Φ× and, henceforth,
to a larger space than the original Hilbert space where A is densely defined.
These ideas drive us to the important result known as the Gelfand–Maurin theorem [14,65]
that gives a spectral decomposition à la Dirac of a self-adjoint operator with continuous spectrum.
We present it here in its simplest form in order not to enter in unnecessary complications and notations.
3. (Spectral decomposition) For any pair of vectors ϕ, ψ ∈ Φ, and any measurable function f : R+ 7−→ C,
we have that Z ∞
h ϕ| f ( A)ψi = f (ω ) h ϕ|ω ihω |ψi dω , (8)
0
h ϕ| F i = hU ϕ|UF i , ∀ ϕ ∈ Φ , ∀ F ∈ Φ× , (9)
we extend U to a one-to-one mapping from Φ× onto Ψ× , which is continuous with the weak topologies
on both duals and which has an inverse with the same properties. Resumming, we have the
following diagram
Φ ⊂ H ⊂ Φ×
U↓ U↓ U↓ .
Ψ ⊂ G ⊂ Ψ×
1
f m (φ) := √ e−imφ , ∀m ∈ Z , (10)
2π
where Z is the set of integer numbers, is an orthonormal basis in L2 [0, 2π ). Then, each f (φ) ∈ L2 (C)
admits a span of the form,
f (φ) = ∑ am f m (φ) , am ∈ C (11)
m ∈Z
with
2
∑ | a m |2 = f ( φ )
, (12)
n ∈Z
where C is the field of the complex numbers and f (φ) is the norm of the function f (φ) on L2 [0, 2π ).
The countably family of norms − p generates a metrizable topology on Ψ. The fact that this
family includes p = 0 shows that the canonical injection Ψ 7−→ L2 (C) is continuous. Let Ψ× be the
dual of Ψ (continuous antilinear functionals on Ψ) with the weak topology induced by the dual pair
{Ψ, Ψ× }. Then, Ψ ⊂ L2 (C) ⊂ Ψ× is a RHS.
Along this particular and concrete RHS, we consider another one, unitarily equivalent to this
and constructed as follows. Let us take an abstract infinite dimensional separable Hilbert space H.
We know that there is a unitary mapping U H ≡ L2 (C), in fact continuous. The sequence of vectors
{|mi}m∈Z , with U |mi = f m (φ), forms a orthonormal basis on H. Then, following the comment at the
end of Section 2, we may construct a RHS, Φ ⊂ H ⊂ Φ× unitarily equivalent to Ψ ⊂ L2 (C) ⊂ Ψ× ,
just by defining Φ := U −1 Ψ and extending U −1 as a continuous mapping from Ψ× onto Φ× , using the
duality formula in Equation (9). More explicitly,
Ψ ⊂ L2 (C) ⊂ Ψ×
U −1 ↓ U −1 ↓ U −1 ↓ .
Φ ⊂ H ⊂ Φ×
2
then the topology on Φ is given by the set of norms | f i p = ∑m∈Z | am |2 (m + i )2p .
One of the most important features of RHS is the possibility of using continuous and discrete
bases within the same space. For any φ ∈ [0, 2π ), we define the ket |φi as a linear mapping from Φ
into C, such that for any | f i ∈ Φ, with | f i = ∑m∈Z am |mi, we have
∞
1 1
h f |φi := √
2π
∑ a∗m eimφ =⇒ hm|φi = √ eimφ .
2π
(15)
m=−∞
Note that h f |φi is nothing but the evaluation functional f 7−→ f (φ), whenever the Fourier series
converges pointwise to f (φ).
To prove that |φi is continuous as an antilinear functional on Φ, we use the Cauchy–Schwarz
inequality as follows:
∞ ∞
1 1 | am | |m + i |
|h f |φi| ≤ √
2π
∑
| am | = √
2π
∑ |m + i |
m=−∞ m=−∞
(16)
∞ ∞
s s
1 1
∑ ∑
≤ √ 2
| a m |2 | m + i |2 = K | f i 1 ,
2π m=−∞ |m + i | m=−∞
where the meaning of the constant K is obvious. Then, continuity follows from Equation (4) and,
hence, |φi ∈ Φ× . Then, let us write hφ| f i := h f |φi∗ . It becomes obvious that hφ| is a continuous linear
functional on Φ. Note that
∞ ∞ ∞
1
U| f i = ∑ am U |mi = ∑ am f m (φ) = ∑ am √
2π
e−imφ = hφ| f i = f (φ) . (17)
m=−∞ m=−∞ m=−∞
Now, let us compare Equation (14) with Equation (20). While Equation (14) is a span of any vector
| f i ∈ Φ in terms of a discrete basis, Equation (20) is a span of the same vector in terms of a continuous
basis. Both bases belong to the dual space Φ× , although the discrete basis is in both Φ and Φ× and the
continuous basis only in Φ× . The identity I is obviously the canonical injection from Φ into Φ× . It is
interesting that it may be inserted in the formal product hφ| f i, which is
Z 2π
f (φ) = hφ| f i = hφ|φ0 ihφ0 | f i dφ0 , (21)
0
so that
hφ|φ0 i = δ(φ − φ0 ) . (22)
Discrete and continuous bases have clear analogies. Since the basis {|mi} is an orthonormal basis
in H, it satisfies the following completeness relation:
∞
∑ |mihm| = I , (23)
m=−∞
where I is the identity operator on both H and Φ, so that it is somehow different to the identity I in
Equation (19). The vectors |mi are in Φ, so that they admit an expansion in terms of the continuous
basis as in Equation (20):
Z 2π Z 2π
1
|mi = I |mi = |φihφ|mi dφ = √ e−imφ |φi dφ . (24)
0 2π 0
We have two identities I in Equation (19) and I in Equation (23) and both are quite different. First,
the definitions of both identities are dissimilar. Furthermore, I cannot be extended to an identity on
Φ× , since operations such as hφ| F i for any F ∈ Φ× cannot be defined in general. As happens with the
product of distributions, only some of these brackets are allowed. For example, if | F i = |φ0 i, for φ0
fixed in [0, 2π ). Then, clearly,
Z 2π Z 2π
I |φ0 i = |φihφ|φ0 i dφ = |φi δ(φ − φ0 ) dφ = |φ0 i . (25)
0 0
On the other hand, I in Equation (23) can indeed be extended to the whole Φ× . Let us write formally
for any g ∈ Φ and any F ∈ Φ× ,
∞
h g| F i = ∑ h g|mihm| F i . (26)
m=−∞
First, observe that both h g|mi and hm| F i are well defined. The question is to know whether the sum
in the right-hand side of Equation (26) converges. To show that this is indeed the case, we need the
following result:
Lemma 1. For any F ∈ Φ× , there exists a constant C > 0 and a natural p, such that |hm| F i| ≤ C |m + i | p .
Proof. It is just a mimic of the proof of Theorem V.14 in [15], page 143.
Axioms 2019, 8, 89 8 of 40
After Lemma 1, we may show the absolute convergence of the series in Equation (26). For that,
recall that g = ∑∞
m=−∞ h m | g i | m i and that g ∈ Φ. Then,
∞ ∞ ∞
h g|mi
h g|mi · m + i p = C
2p
∑ ∑ ∑
h g|mi · hm| F i ≤ C p m + i
m=−∞ m=−∞ m=−∞
m + i
s
∞
v
u ∞
(27)
2 4p u 1
∑ ∑
≤ C h g|mi · m + i × t = K g2p ,
m + i 2p
m=−∞ m=−∞
where K = C times the second square root in Equation (27), which obviously converges. This shows
the absolute convergence of Equation (26). In consequence, the formal procedure of inserting the
identity in Equation (23) to h g| f i as in Equation (26) is rigorously correct. Thus, we see that there exists
a substantial difference between the identities in Equations (19) and (23). In addition, Equation (23)
gives a span of |φi in terms of the discrete basis {|mi} as follows:
∞ ∞
1
I |φi = |φi = ∑ |mihm|φi = √2π ∑ eimφ |mi . (28)
m=−∞ m=−∞
Compare Equation (28) with the converse relation given by Equation (24). It is easy to prove that the
series in the right-hand side of Equation (28) converges in the weak topology on Φ× .
This induces an equivalent representation, R(θ ), supported on H by means of the unitary mapping
U as
R(θ ) := U −1 R(θ )U . (30)
These representations preserve the RHS structure due to the following result:
∞
Proof. Let | f i ∈ Φ with f = ∑ am |mi. Then,
m=−∞
∞ ∞ ∞
1
R(θ ) ∑ am |mi = U −1 ∑ a m U R ( θ ) U −1 U | m i = U −1 ∑ am R(θ ) √
2π
e−imφ
m=−∞ m=−∞ m=−∞
∞ ∞
(31)
1
= U −1
∑ am √2π e−im(φ−θ) = ∑ am eimθ |mi ∈ Φ .
m=−∞ m=−∞
Hence, R(θ )Φ ⊂ Φ. Since R−1 (θ ) = R(−θ ), we have that R(−θ )Φ ⊂ Φ, so that Φ ⊂ R(θ )Φ and,
consequently, R(θ )Φ = Φ.
The continuity of R(θ ) on Φ is trivial for any θ ∈ [0, 2π ) and, thus, its inverse is
also continuous.
This result has some immediate consequences, such as: (i) R(θ ) can be extended to a continuous
bijection on Φ× , as a consequence of the duality formula in Equation (9); and (ii) R(θ ) is a bicontinuous
bijection on Ψ and also on Ψ× . A simple consequence of (i) is the following: since f (φ) = hφ| f i for all
f (φ) ∈ Ψ, we have that
In addition to the regular representation, there exists one unitary irreducible representation,
UIR in the sequel, on L2 [0, 2π ) for each value of m ∈ Z given by Um (φ) := e−imφ . This induces a
UIR on H given by Um (θ ) = U −1 U (φ) U = e−iJφ , where J is the self-adjoint generator of all these
representations. We know that for all m ∈ Z, we have that
∞
Proof. We define the action of J on any | f i = ∑ am |mi ∈ Φ as
m=−∞
∞
J | f i := ∑ am m |mi . (35)
m=−∞
which shows that, for any | f i ∈ Φ, J | f i is a well defined vector on Φ. This also shows the inequality
valid for any p = 0, 1, 2, . . . and all | f i ∈ Φ,
J | f i ≤ | f i , (37)
p p +1
All these properties show that J may be extended to a weakly continuous linear operator on Φ× .
To determine its action on the functionals |φi, let us consider the following derivation valid for all
f (φ) ∈ Ψ:
∞ ∞
d d
i
dφ
f (φ) = i ∑
dφ m=−∞
am e−imφ := ∑ am m e−imφ . (38)
m=−∞
It is a very simple exercise to show that this derivation is a well defined continuous linear operator on
Ψ. Then, we define Dφ as
d
iDφ := U −1 i U. (39)
dφ
The operator iDφ is continuous and linear on Φ. Moreover, it is symmetric on Φ, so that it may be
extended to a weakly continuous linear operator on Φ× . In addition:
∞ ∞
J |φi = ∑ e−imφ J |mi = ∑ e−imφ m |mi = iDφ |φi . (40)
m=−∞ m=−∞
This derivation is somehow unnecessary as we know from Equations (35), (38) and (40) that J = iDφ .
Here, we close the discussion on SO(2).
Axioms 2019, 8, 89 10 of 40
d2
d (α)
x + ( 1 + α − x ) + n Ln ( x ) = 0 , n = 0, 1, 2, . . . . (41)
dx2 dx
Note that, for α = 0, we obtain the Laguerre polynomials. In this presentation and for reasons to
be clarified below, we are interested in those associated Laguerre functions such that α is an integer
number, α ∈ Z.
0
Lm m
j ( x ) L j0 ( x ) dx = δjj0 , ∑ Lm m 0 0
j ( x ) L j ( x ) = δ( x − x ) . (43)
j=|m|
It is also well known that, for a fixed value of m, the functions {Lm ∞
j ( x )} j=|m| form an orthonormal
basis for L2 (R+ ), R+ := [0, ∞).
We may rewrite the differential Equation (41) in terms of the functions Lm
j ( x ) as
1 2 X 1
X Dx2 + Dx − M − +J+ Lm
j (x) = 0 , (44)
X 4 2
where
d m
X Lm m m
j ( x ) := x L j ( x ) , Dx L j ( x ) := L ( x ) , J Lm m m m
j ( x ) : = j L j ( x ) , M L j ( x ) : = m L j ( x ) . (45)
dx j
The operators in Equation (45) can be extended by linearity and closedness to domains dense
in L2 (R+ ).
Next, we formally define the following linear operators:
K± := ∓2Dx M ± 21 + 2
X M± 1
2 − J + 12
(46)
K3 := M,
Axioms 2019, 8, 89 11 of 40
±1
K± Lm ( j ∓ m)( j ± m + 1) Lm
p
j (x) := j (x)
(47)
K3 L m
j (x) := m Lm
j (x) .
which are the commutation relations for the generators of the Lie algebra su(2). For each fixed value
of j integer or half-integer and − j ≤ m ≤ j, the space of the linear combinations of the functions Lm
j (x)
support a 2j + 1 dimensional representation of SU (2).
Z jm (r, φ) := eimφ Lm 2
j (r ) . (49)
These functions satisfy the property Z jm (r, φ + 2π ) = (−1)2j Z jm (r, φ). After Equation (44) and the
change of variable x → r2 , we obtain the following differential equation for Z jm (r, φ):
d2 4m2
1 d 1
+ − 2
−r +4 j+ Z jm (r, φ) = 0 . (50)
dr2 r dr r 2
It is not difficult to obtain the orthonormality and completeness relations for the functions
Z jm (r, φ), which are
Z ∞
1
Z π
0
dφ r dr [Z jm (r, φ)]∗ Z jm0 (r, φ) = δjj0 δmm0 ,
π −π 0
π (51)
∑[Z jm (r, φ)]∗ Z jm (r0 , φ0 ) = r
δ (r − r 0 ) δ ( φ − φ 0 ) .
j,m
This shows that the set of functions {Z jm (r, φ)} forms a basis of L2 (R2 , dµ) with dµ(r, φ) := r dr dφ/π.
Observe the similitude with the set of spherical harmonics {Yjm (θ, φ)}, which forms a basis of the
Hilbert space L2 (S2 , dΩ).
Let H be an abstract infinite dimensional separable Hilbert space and U a unitary mapping from
L (R2 ) onto H, U : L2 (R2 ) 7−→ H. An orthonormal basis {| j, mi} in H is given by | j, mi := U Z jm (r, φ),
2
∞ j
h j, m| j0 , m0 i = δjj0 δmm0 , ∑ ∑ | j, mih j, m| = I , (52)
jmin m=− j
where jmin = 0 for integer spins and jmin = 1/2 for half-integer spins.
Axioms 2019, 8, 89 12 of 40
J := U JU −1 ,
e e = U MU −1 ,
M (53)
so that
J | j, mi = j| j, mi ,
e e | j, mi = m| j, mi ,
M (54)
J± := e±iφ K± , J3 := K3 . (55)
The operators defined in Equation (55) act on the functions Z jm (r, φ) exactly as K± and K3 on Lm
j ( x ),
expressions given in Equation (47). In addition, we define the corresponding operators on H as
J± := U J± U −1 ,
e J3 := U J3 U −1 ,
e (56)
so that q
J± | j, mi =
e ( j ∓ m)( j ± m + 1) | j, m ± 1i ,
(57)
J3 | j, mi = m | j, mi .
e
∞ j ∞ j
|fi = ∑ ∑ a j,m | j, mi with ∑ ∑ | a j,m |2 < ∞ , (58)
jmin m=− j jmin m=− j
where we have taken one of the choices for j, either integer or half-integer, such that they satisfy the
following property:
∞ j 2p
| f i 2 : = ∑ ∑ a j,m 2 23|m| ( j + |m| + 1)! < ∞,
p
p = 0, 1, 2, . . . , (59)
jmin m=− j
where, again, we may use either the basis with j integer or with j half-integer. We call Φ I and
Φ H the resulting spaces, where the indices I and H mean “integer” and “half-integer”, respectively.
These spaces are rather small. Nevertheless, they are still dense in H, since they contain the orthonormal
basis {| j, mi}. We need this kind of topology in order to guarantee the continuity of the elements of the
continuous basis, as we shall see. Norms − p endow both Φ I and Φ H of a structure of metrizable
Φ I ⊂ H ⊂ Φ×
I , Φ H ⊂ H ⊂ Φ×
H. (60)
On these structures, it makes sense the existence of continuous bases, {|r, φi}, as we can show
right away. For each pair of values of r and φ, we define the following anti-linear mapping |r, φi as
follows. Let f (r, φ) := U −1 | f i, | f i ∈ H so that
∞ j
f (r, φ) = ∑ ∑ a j,m Z jm (r, φ) . (61)
jmin m=− j
Axioms 2019, 8, 89 13 of 40
Then, define
∞ j
h f |r, φi := ∑ ∑ a∗j,m [Z jm (r, φ)]∗ . (62)
jmin m=− j
As in the previous cases, we may define Ψ I,H := U −1 Φ I,H , so as to define two new RHS’s, which
are unitarily equivalent to Equation (60). These are
Then, f (r, φ) as in Equation (61) is in Ψ I or in Ψ H , if and only if the coefficients a j,m satisfy the relations
in Equation (59). The kets |r, φi, which are obviously linear on Φ I and Φ H , are also continuous under
the topologies induced by the norms || − || p . This is a consequence of the next two results.
2 1/2
Z (r, φ) ≤ 23|m| ( j!) [( j + |m|)!]
m
j . (65)
|m|![( j − |m|)!]5/2
Proof. To begin with, look at Equations (42) and (49). Then, we use the following inequality, which has
been given in [72]:
!
(α) n + max(α − k, 0)
| x k Ln ( x )e− x/2 | ≤ 2min(α,k) 2k (n + 1)(k) . (66)
n
2j −m
Lm
j ( x ) = (−1) L j ( x ) . (67)
For this reason, we discuss m < 0. Here, we write −m with m ∈ N instead. Take Equation (42), where
we replace m by −m and use Equation (66). First, we have
!
k (α)
x Ln ( x )e− x/2 ≤ 23m ( j − m + 1)(m)
j
. (68)
j−m
Then, complete L− m
j ( x ) so as to obtain
2 1/2
L ( x ) ≤ 23m ( j!) [( j + m)!]
−m
j . (69)
m![( j − m)!]5/2
Theorem 2. Each of the kets |r, φi is a continuous anti-linear functional in both Φ I and Φ H .
Axioms 2019, 8, 89 14 of 40
Proof. It is a consequence of the previous lemma. From Equations (62) and (65), we have the following
inequalities, the first one in the second row being the Cauchy–Schwarz inequality,
∞ j ∞ j
( j!)2 (( j + |m|)!)1/2
∑ ∑ a j,m Z m (r, φ) ≤ ∑ ∑ | a j,m | 23|m|
h f |r, φi =
j
jmin m=− j jmin m=− j |m|!(( j − |m|)!)5/2
v
u∞
v
u∞ (70)
j j
1
≤ t∑ ∑ ( j!) ( j + |m|)! × t ∑ ∑
u u
2
| a j,m | 2 6 | m | 2 .
jmin m=− j jmin m=− j
(|m|!)2 (( j − |m|)!)5
The second row in Equation (70) is the product of two terms. The second one is the root of a convergent
series. Let us denote this term by C > 0. The expression under the square root in the first factor is
bounded by
∞ j 2 4 2
∑ ∑ a j,m 23|m| ( j + |m| + 1)! = | f i2 , (71)
jmin m=− j
so that
h f |r, φi ≤ C | f i , (72)
2
Formal relations between discrete {| j, mi} and continuous bases {|r, φi} are easy to find. Let
us go back to Equation (62). Due to the unitary relation between L2 (R+ ) and H, we conclude
∞ j
that a∗j,m = h f | j, mi, so that h f |r, φi = ∑ ∑ h f | j, mi Z jm (r, φ) and, hence, omitting the arbitrary
j=0 m=− j
| f i ∈ Φ I,H , we have that
∞ j
|r, φi = ∑ ∑ Z jm (r, φ) | j, mi . (73)
jmin m=− j
The inverse relation may be easily found taking into account the unitary mapping between
L2 (R+ ) and H, again. In fact, being given | f i, | gi ∈ Φ I,H , their scalar product gives:
Z 2π Z ∞
h f | gi = dφ r dr h f |r, φihr, φ| gi . (74)
0 0
Then, if we choose | gi = | j, mi and omit the arbitrary | f i ∈ Φ I,H , we have the converse relation
to Equation (73) as
Z 2π Z ∞ Z 2π Z ∞
| j, mi = dφ r dr |r, φihr, φ| j, mi = dφ r dr Z jm (r, φ) |r, φi . (75)
0 0 0 0
Although this is implicit in the above expressions, it could be interesting to write the explicit
spans of any | f i ∈ Φ I,H in terms of the discrete and continuous basis. These are
∞ j
|fi = ∑ ∑ h j, m| f i | j, mi , (76)
jmin m=− j
and Z 2π Z ∞
|fi = r dr f (r, φ) |r, φi . (77)
0 0
Axioms 2019, 8, 89 15 of 40
J, M,
The continuity of the linear operators e e eJ± and e
J3 is rather obvious. For instance, for any
| f i ∈ Φ I,H , we define
∞ j
J| f i =
e ∑ ∑ a j,m j | j, mi , (78)
jmin m=− j
2 ∞ j
∑ ∑ | a j,m |2 j2 [23|m| ( j + |m| + 1)!]2p
eJ | f ip
:=
jmin m=− j
(79)
∞ j 2( p +1) 2
∑ ∑ 2 3| m |
≤ | a j,m | 2 ( j + | m | + 1) ! = | f i p +1 .
jmin m=− j
∞ j
q(| f i)2 = ∑ ∑ a j,m 2 ( j + |m| + 1)2p ,
p = 0, 1, 2 . . . . (80)
jmin m=− j
One of these spaces, Ξ I , holds for j integer and the other, Ξ H , holds for j half-integer. The above
operators reduce both spaces Ξ I,H and are continuous on them. The proof is essentially identical as in
the previous case. Thus, we have two sequences of rigged Hilbert spaces one for j integer, labeled by I,
and the other for j half-integer, labeled by H, where all the inclusions are continuous:
Φ I,H ⊂ Ξ I,H ⊂ H ⊂ Ξ× ×
I,H ⊂ Φ I,H . (81)
This type of sequences including several RHS’s are nothing else than a particular case of partial inner
product spaces, which have been introduced by Antoine and Grossmann [73,74] (cf. [75,76]).
While the operators e J, M,
e e J3 are continuous on Φ I,H and Ξ I,H , we have introduce the
J± and e
topology in Equation (59) just to make sure of the continuity of the functionals {|r, φi}. All these
operators can be continuously extended to the duals. Note that e J, M J3 are symmetric, although
e and e
J± are formal adjoint of each other.
e
• The Schwartz space S of all complex indefinitely differentiable functions of the real variable x ∈ R,
such as they and all their derivatives at all orders go to zero at the infinity faster than the inverse of
any polynomial. The Schwartz space S is endowed with a metrizable locally convex topology [15].
It is well known that S is the first element of a RHS S ⊂ L2 (R) ⊂ S× . Note that the Fourier
transform leaves this triplet invariant.
• An abstract infinite dimensional separable Hilbert space H along a fixed, although arbitrary,
unitary operator U : H → L2 (R). If Φ := U −1 S and we transport the locally convex topology
from S to Φ by U −1 , we have a second RHS Φ ⊂ H ⊂ Φ× , unitarily equivalent to S ⊂ L2 (R) ⊂ S× .
• For any | f i ∈ Φ and any x0 ∈ R, we define h f | x0 i := f ( x0 ), where f ( x ) := U | f i, so that f ( x ) ∈ S.
Analogously, for any p0 ∈ R, we define
Z ∞ Z ∞
h f | p0 i : = e−ixp0 h f | x i dx = e−ixp0 f ( x ) dx . (83)
−∞ −∞
and
Z ∞ Z ∞ Z ∞
1
I| f i = | pih p| f i dp = f ( p) | pi dp , with f ( p) = √ e−ipx f ( x ) dx . (88)
−∞ −∞ 2π −∞
• The conclusion of the above paragraph is that both sets of vectors {| x i} and {| pi} form a
continuous basis for the vectors in Φ. In addition, we have a discrete basis on H defined as
so that Z ∞
|ni = ψn ( x ) | x i dx , n = 0, 1, 2, . . . , (92)
−∞
identity that makes sense in Φ× . Considering Equations (85) and (91), and that hn| x i = ψn ( x ),
we may invert Equation (92). Take an arbitrary | f i ∈ Φ:
∞ ∞ Z ∞
h f |xi = ∑ a∗n hn| x i = ∑ −∞
ψn ( x 0 ) h f | x 0 i dx 0 hn| x i
n =0 n =0
∞ Z ∞ ∞
(93)
= ∑ −∞
0 0 0
h f | x ih x |ni dx ψn ( x ) = ∑ ψn (x) h f |ni ,
n =0 n =0
identity that makes sense in Φ× . Another property can be easily shown from Equation (69) and
f ( x ) = h x | f i ∈ Φ:
Z ∞
f (x0 ) = hx0 | f i = f ( x )h x 0 | x i dx ⇐⇒ h x 0 | x i = δ( x − x 0 ) . (95)
−∞
and h p| p0 i = δ( p − p0 ).
e n ( x ) := xψn ( x ) ,
Qψ e n ( x ) := i dψn ( x ) ,
Pψ e n ( x ) := nψn ( x ) ,
Nψ Iψn ( x ) := ψn ( x ) (98)
dx
for n = 0, 1, 2, . . . . These operators can be uniquely extended to S, and these extensions are essentially
self-adjoint and continuous on S with its own topology, so that they are extensible to weakly continuous
operators on S× . The properties of these operators are very well known. Let us name
e U −1 ,
Q := U Q P := U Pe U −1 , e U −1 ,
N := U N I := U eI U −1 , (99)
Axioms 2019, 8, 89 18 of 40
1 1
a := √ ( Q − iP) , a† := √ ( Q + iP) , (100)
2 2
so that, √
√
a |ni = n | n − 1i , a† |ni = n + 1 | n + 1i . (101)
Obviously, a and a† are continuous on Φ and extended with continuity to Φ× . The extensions are
defined using the duality formula in Equation (7). As a system of generators of the Weyl–Heisenberg
Lie algebra, we may use either { Q, P, N, I} or { a, a† , N, I}. Note that
1 1
N= ({ a, a† } − I) = ( Q2 + P2 − I) , (102)
2 2
where the brackets mean anti-commutator. On Φ, the Casimir operator vanishes:
1 1
C : = ( Q2 + P2 ) − N+ I ≡ 0. (103)
2 2
In addition, the universal enveloping algebra of the Weyl–Heisenberg group is irreducible on the
RHS Φ ⊂ H ⊂ Φ× .
where l ∈ N, the set of natural numbers, m ∈ Z the set of integers, with |m| ≤ l and Plm are the
associated Legendre functions. This means, in particular, that for any f (θ, φ) ∈ L2 (S2 , dΩ)
∞ l √ ∞ l
f (θ, φ) = ∑ ∑ f l,m l + 1/2 Ylm (θ, φ) , with ∑ ∑ | f l,m |2 < ∞ , (106)
l =0 m=−l l =0 m=−l
and
√ Z 2π Z π
f l,m = l + 1/2 dφ d(cos θ ) Ylm (θ, φ)∗ f (θ, φ) . (107)
0 0
From the fact that the set of spherical harmonics is an orthonormal basis, we obtain the
following relations:
Z
dΩ Ylm (θ, φ)∗ (l + 1/2)Ylm (θ 0 , φ0 ) = δl,l 0 δm,m0 ,
S2
∞ ∞ (108)
∑ ∑ Ylm (θ, φ)∗ (l + 1/2)Ylm (θ 0 , φ0 ) = δ(cos θ − cos θ 0 ) δ(φ − φ0 ) ,
l =|m| m=−∞
Axioms 2019, 8, 89 19 of 40
Once we have established this Hilbert space which supports a representation of the Anti-de-Sitter
group, let us consider a unitarily equivalent abstract Hilbert space H ≡ U [ L2 (S2 , dΩ)], where U is
unitary. An orthonormal basis for this space is given by the vectors {|l, mi}, where for each pair
√
l, m (with |m| ≤ l), |l, mi := U [ 1 + 1/2 Ylm (θ, φ)]. If we define
L := ULU −1 ,
e e := U MU −1 ,
M (110)
we have
L |l, mi = l |l, mi ,
e e |l, mi = m |l, mi .
M (111)
The operators e L and Me on H, as well as L and M on L2 (S2 , dΩ), are obviously unbounded and
self-adjoint on its maximal domain as symmetric generators of a Lie algebra.
Next, we construct a RHS on which they are, in addition, continuous [81]. Let us consider the
∞ l
subspace Φ of all vectors | f i = ∑ ∑ f l,m |l, mi ∈ H, such that
l =0 m=−l
∞ l
| f i 2 : = ∑ ∑ f l,m 2 (l + |m| + 1)2p ,
p
p = 0, 1, 2, . . . . (112)
l =0 m=−l
The objects − p are indeed norms, which provides Φ of a metrizable locally convex topology.
For p = 0, we have the norm on H, so that the canonical injection i : Φ 7−→ H is continuous. Take the
anti-dual space Φ× and endow it with the weak topology compatible with the dual pair {Φ, Φ× }.
Thus, we have the RHS:
Φ ⊂ H ⊂ Φ× . (113)
Then, define D := U −1 Φ, and transport the topology from Φ to D . This topology is given by
the norms
∞ l
f (θ, φ)2 = ∑ ∑ f l,m 2 (l + |m| + 1)2p ,
p
p = 0, 1, 2, . . . . (114)
l =0 m=−l
The anti-dual D × = U −1 Φ× is defined via the extension of U −1 to Φ× via a duality formula of the
type in Equation (9). We have the rigged Hilbert space
where the star denotes complex conjugation. The linearity of each |θ, φi on Φ is obvious. To prove the
continuity, take
∞ l √
h f |θ, φi = f (θ, φ) = ∑ ∑ f l,m l + 1/2 Ylm (θ, φ)
l =0 m=−l
∞ l
√ !
l + 1/2
= ∑ ∑ f l,m (l + |m| + 1) p
Y m (θ, φ)
( l + | m | + 1) p l
,
l =0 m=−l
where p is a natural number with p ≥ 3. Then, take the modulus in Equation (??) and use the Schwarz
inequality in the right-hand side. We have
v
u∞
s
l
u
h f θ, φi ≤ t ∑ f l,m 2 (l + |m| + 1)2p × l + 1/2 Y (θ, φ)2 .
∑
m
l (117)
l =0 m=−l (l + |m| + 1)2p
The first factor on the right-hand side of Equation (117) is nothing else than || | f i|| p , while the second
factor converges due to the fact that |Ylm (θ, φ)|2 ≤ (2π )−1 for all θ, φ [82]. If we call C this second
factor, we finally conclude that
|h f |θ, φi| ≤ C || | f i|| p , (118)
which, after Equation (4), guarantees the continuity of the functional |θ, φi on Φ, so that |θ, φi ∈ Φ×
for almost all 0 ≤ θ < π, 0 ≤ φ < 2π. These functionals have some interesting properties:
• For any f (θ, φ) ∈ D , we can define the operator cos Θ f (θ, φ) := cos θ f (θ, φ). One has that
dΘ := U cos Θ U −1 ,
cos θ f (θ, φ) ∈ D and cos Θ is continuous on D . Therefore, we may define cos
which is a symmetric continuous linear operator on Φ and, hence, can be extended into the
anti-dual Φ× by the duality formula in Equation (7). For almost all 0 ≤ θ < π, 0 ≤ φ < 2π, we
can prove that
dΘ |θ, φi = cos θ |θ, φi .
cos (119)
• Analogously, if we define the operator eiΦ on f (θ, φ) ∈ D as eiΦ f (θ, φ) := eiφ f (θ, φ) and
iΦ : = U eiΦ U −1 , we have that
ec
iΦ | θ, φ i = eiφ | θ, φ i .
ec (120)
Let us take the formal identity I as in Equation (122) and let us apply it to the arbitrary vector
| f i ∈ Φ. We have Z Z
|fi = I|fi = dΩ |θ, φihθ, φ| f i = dΩ f (θ, φ) |θ, φi . (123)
S2 S2
This gives a span of | f i in terms of the vectors of the form |θ, φi. This justifies the name of continuous
basis for the set of vectors {|θ, φi}, 0 ≤ θ < π, 0 ≤ φ < 2π. Furthermore, the formal expression in
Axioms 2019, 8, 89 21 of 40
with K = 4π C2 | f i p .
Thus, the right-hand side of Equation (123) makes sense as an
element of Φ× .
Consequently, the identity I represents the canonical identity from Φ into Φ× .
In particular, Equation (123) gives
Z √
|l, mi = dΩ l + 1/2 Ylm (θ, φ) |θ, φi . (125)
S2
∞ l
I= ∑ ∑ |l, mihl, m| . (126)
l =0 m=−l
∞ l ∞ l
f (θ, φ)∗ = h f |θ, φi = (h f |I)|θ, φi = ∑ ∑ h f |l, mihl, m|θ, φi = ∑ ∑ Ylm (θ, φ) h f |l, mi , (127)
l =0 m=−l l =0 m=−l
∞ l
|θ, φi = ∑ ∑ Ylm (θ, φ) |l, mi , (128)
l =0 m=−l
which may be looked as the inversion formula for Equation (123) . If we multiply Equation (123) to the
left by hθ 0 , φ0 |, an operation which is legitimate, we immediately realize that
These operators can be extended to closed linear operators on suitable dense domains. In addition,
we have the generators of the Cartan subalgebra, since the rank of the so (3, 2) Lie algebra is 2 and and
Axioms 2019, 8, 89 22 of 40
its dimension is 10. These generators are precisely the operators L and M defined in Equation (109).
Correspondingly, we have analogous operators densely defined on H as
J± = U J± U −1 , K
b b± = UK± U −1 , R
b ± = UR± U −1 , Sb± = US± U −1 . (131)
The action of the operators in Equation (131) on the elements of the basis {|l, mi} is obvious. The
continuity of these operators on Φ and Φ× has been established in [81,82]. For instance, assume that
| f i = ∑∞ l
l =0 ∑m=−l f l,m | l, m i ∈ Φ. Then, write
∞ l
L| f i =
b ∑ ∑ l f l,m |l, mi , (132)
l =0 m=−l
and
2 ∞ l 2 ∞ l
∑ ∑ l 2 f l,m (l + |m| + 1)2p ≤ ∑ ∑ f l,m 2 (l + |m| + 1)2p+2 = | f i2 , (133)
bL| f i p = p +1
l =0 m=−l l =0 m=−l
and α fixed.
Let us consider the space, Dα , of vectors f (y) = ∑∞ 2 +
n=0 an Mn ( y ) ∈ L (R ), such that
α
∞
|| f (y)||2p := ∑ |an |2 (n + 1)2p (n + α + 2)2p < ∞, p = 0, 1, 2, . . . , (135)
n =0
with the topology produced by the norms || − || p . With this topology, the space Dα is a Fréchet nuclear
space and is dense in L2 (R+ ). For p = 0, we have the Hilbert space norm, so that the canonical
injection i : Dα 7−→ H is continuous. In consequence, for any fixed α ∈ (−1, ∞),
is a RHS.
Axioms 2019, 8, 89 23 of 40
d
Y Mnα (y) := y Mnα (y) , Dy Mnα (y) := Mα (y) , N Mnα (y) := n Mnα (y) , (137)
dy n
admit closed extensions on L2 (R+ ). In addition, define the following operators [67]:
α−Y α+1
K ± : = ±Y D y + N + I + , K3 : = N + I, (138)
2 2
where I is the identity operator. The action of these operators on the functions of the basis { Mnα (y)} is
r
1 1 1 1
K± Mnα (y) = (n + ± )(n + α + ± ) Mnα+1 (y) , K3 Mnα (y) = (n + (α + 1)/2) Mnα (y). (139)
2 2 2 2
Note that K+ and K− are the formal adjoint of each other (i.e., (K± )† = K∓ ) and
Y = −(K+ + K− ) + 2N + (α + 1) I . (140)
which are the commutation relations for the generators of the su(1, 1) Lie algebra [79]. The Casimir is
1 α2 − 1
C = K32 − { K+ , K− } = I. (142)
2 4
The next result concerns the continuity of these operators.
Proposition 2. The operators K± , K3 , Y and Y Dy are continuous on Dα for fixed α ∈ (−1, ∞).
∞ q
K+ f ( y ) = ∑ (n + 1)(n + α + 1) an Mnα (y) . (143)
n =0
We need to show that Equation (143) is well defined on Dα . For all p = 0, 1, 2, . . . , take,
∞
K + f ( y ) 2
2
∑ (n + 1)(n + α + 1)(n + 1)2p (n + α + 2)2p an
p
=
n =0
∞
(144)
2 2
≤ ∑ (n + 1)2p+2 (n + α + 1)2p+2 an ≤ f (y) p+1 .
n =0
This shows both our claim and the continuity of K+ on Dα . Proofs for K− and K3 are similar.
The continuity of Y comes from Equation (140) and the continuity of Y Dy from Equation (138).
Then, define for each α ∈ (−1, ∞) the space Φα := U −1 Dα and transport the topology from Dα
to Φα by U −1 . Call |n, αi := U −1 Mnα (y). For any | f i = ∑∞ n=0 an | n, α i ∈ Φα , the norms defining the
topology are
∞
| f i2 := ∑ an 2 (n + 1)2p (n + α + 1)2p ,
p
p = 0, 1, 2, . . . . (145)
n =0
We have the family of RHS’s given by Φα ⊂ H ⊂ Φ× α for each α ∈ (−1, ∞ ). Let us define the operator
e −
Y := U Y U , which is continuous on each of the Φα . After the Gelfand–Maurin theorem, we conclude
1
If we omit the arbitrary bra h f | in both identities of Equation (146), we obtain the
following information:
which shows that the functionals |yi, for all y ∈ R+ , form a continuous basis for Φα .
2. Vectors in the discrete and continuous basis are related by
Z ∞
|n, αi = Mnα (y) |yi dy . (148)
0
3. If, in addition, we omit the arbitrary ket | gi in Equation (146), we obtain the following identity,
Z ∞
I= |yihy| dy , (149)
0
with !
a ( a + 1 − s)( a + 1 − s + 1) . . . a
:= , (151)
s s!
which are the generalized binomial coefficients, a is an arbitrary number and s a positive integer [69–71].
They verify the following second order differential equation:
d2
2 d (α,β)
(1 − x ) 2 − ((α + β + 2) x + (α − β)) + n(n + α + β + 1) Jn ( x ) = 0 . (152)
dx dx
Axioms 2019, 8, 89 25 of 40
where
α+β α+β
j := n + , m := , β := m − q . (154)
2 2
Considerations derived from the theory of group representations force the following restrictions in the
above parameters:
j ≥ |m| , j ≥ |q| , 2j ∈ N , j − m ∈ N , j − q ∈ N , (155)
and the parameters ( j, m, q) are all together integers or half-integers. We may rewrite conditions in
Equation (155) in terms of the original parameters (n, α, β) as
n ∈ N, α, β ∈ Z , α ≥ −n , β ≥ −n , α + β ≥ −n . (156)
m,q
The algebraic Jacobi functions J j ( x ) verify the following differential equation:
d2 2 m q x + m2 + q2
d m,q
−(1 − x2 ) + 2 x + − j ( j + 1 ) J j (x) = 0 , (157)
dx2 dx 1 − x2
where the symmetry under the interchange m ⇔ q is evident. In addition, for fixed m and q, the
algebraic Jacobi functions satisfy the following relations:
Z 1
m,q m,q
Jj ( x )( j + 1/2) J j0 ( x ) dx = δjj0 ,
−1
∞ (158)
∑
m,q m,q
Jj ( x )( j + 1/2) J j (y) = δ( x − y) .
j≥sup(|m|,|q|)
The indices j, m and q are either integer or half-integer. The relations in Equation (158) show that, for
m,q
fixed m and q, the set of functions given by { j + 1/2 Jj ( x )}∞
p
j≥sup(|m|,|q|)
form an orthonormal basis
of the Hilbert space L2 [−1, 1].
We may comment in passing the existence of a relation between the Legendre functions and some
of the algebraic Jacobi functions, which is
s
(l + m)! m,0
Plm ( x ) = (−1)m J (x) . (159)
(l − m)! l
Axioms 2019, 8, 89 26 of 40
m,q p m±1,q
A± J j (x) = ( j ∓ m)( j ± m + 1) J j (x) ,
m,q p m,q±1
B± J j (x) = ( j ∓ q)( j ± q + 1) J j (x) ,
q
m,q m±1/2, q±1/2
C± J j (x) = ( j + m + 12 ± 21 )( j + q + 12 ± 21 ) J j±1/2 ( x ),
q (160)
m,q 1 1 1 1 m±1/2, q∓1/2
D± J j ( x ) = (j + m + ± 2 2 )( j − q + 2 ± 2) J j±1/2 (x)
q
m,q m∓1/2, q±1/2
E± J j (x) = ( j − m + 12 ± 21 ) ( j + q + 12 ± 12 ) J j±1/2 ( x ),
q
m,q m∓1/2, q∓1/2
F± J j (x) = ( j − m + 12 ± 21 ) ( j − q + 12 ± 12 ) J j±1/2 (x) .
The generators of the Cartan subalgebra, J, M and Q, act on the algebraic Jacobi functions
as follows:
m,q m,q m,q m,q m,q m,q
J Jj (x) = j J j (x) , M Jj (x) = m J j (x) , Q Jj (x) = q J j (x) . (161)
All these operators can be extended to unbounded closed operators on L2 [−1, 1]. In the case of
J, M and Q, they admit self-adjoint extensions. Operators denoted with the same capital letter and
different sign are formal adjoint (conjugate Hermitian) of each other (i.e., ( X± )† = X∓ ). On functions
m,q
J j ( x ) with j ≥ |m| > |q|, one may define the following pair of mutually Hermitian formal
adjoint operators:
1
K± := F± C± p , (162)
( J + 1/2 ± 1/2)2 − Q2
so that q
m,q m,q
K± J j (x) = ( j + 1/2 ± 1/2)2 − m2 J j±1 ( x ) . (163)
where φ and χ are two angular variables, φ ∈ [0, 2π ) and χ ∈ [0, π ] (x could be considered as
x = cos θ with θ ∈ [0, π ] and in this case the Jacobi functions will live in the hypersphere S 3 ). Thus,
the N -functions defined in Equation (165) depend on the variables, x, φ, χ, and the discrete parameters
Axioms 2019, 8, 89 27 of 40
j, m, q. The properties of the Jacobi functions yield to the following orthogonality relations valid for
either j integer or j half-integer, with m, q = − j, − j + 1, . . . , j − 1, j and m0 , q0 = − j0 , − j0 + 1, . . . , j0 − 1, j0 :
Z 2π Z 1
1 m0 ,q0 ∗
Z π
m,q
dφ dχ dx N j ( x, φ, χ) N j0 ( x, φ, χ) = δjj0 δmm0 δqq0 . (166)
2π 2 0 0 −1
∞ j
∑ ∑
m,q
|N j ( x, φ, χ)|2 = I , (167)
jmin m,q=− j
where jmin = 0 if j is integer and jmin = 1/2 if j is half-integer and I is an identity. Note that we
have two different situations, one when j is an integer and the other when j is a half-integer. In
both cases, either eimφ or eiqχ span respective vector spaces of dimension 2j + 1. These spaces, being
isomorphic to C2j+1 , may be identified with it. Then, for either j integer or half-integer, the set of
m,q
functions N j ( x, φ, χ) with m, q = − j, − j + 1, . . . , j − 1, j is the basis for the following Hilbert spaces:
∞ ∞
L2 [−1, 1] ⊗ C2j+1 ⊗ C2j+1 , L2 [−1, 1] ⊗ C2j+1 ⊗ C2j+1 ,
M M
H I := H H := (168)
j =0 j=1/2
respectively. The subindices I and H stand for integer and half-integer, respectively. Then, let us take
f I ( x, φ, χ) ∈ H I and f H ( x, φ, χ) ∈ H H , so that
∞ j ∞ j
∑ ∑ ∑ ∑
m,q m,q
f I ( x, φ, χ) = a j,m,q N j ( x, φ, χ) , f H ( x, φ, χ) = b j,m,q N j ( x, φ, χ) . (169)
j=0 m,q=− j j=1/2 m,q=− j
h i2 ∞ j
I
pr,s ( fI) := ∑ ∑ | a j,m,q |2 ( j + |m| + 1)2r ( j + |q| + 1)2s < ∞ , (170)
j=0 m,q=− j
and
h i2 ∞ j
H
pr,s ( fH) := ∑ ∑ |b j,m,q |2 ( j + |m| + 1)2r ( j + |q| + 1)2s < ∞ , (171)
j=0 m,q=− j
respectively, with r, s = 0, 1, 2, . . . . Observe that Equations (170) and (171) define norms on H I and
H H , respectively, and they generate respective topologies on Φ I and Φ H . For r = s = 0, we recover
the Hilbert space topology, which shows that the canonical injections Φ I,H 7−→ H I,H are continuous,
so that
Φ I ⊂ H I ⊂ Φ× I , and Φ H ⊂ H H ⊂ Φ× H, (172)
∞ j
I
tr,s ( f I ) := ∑ ∑ | a j,m,q | ( j + |m| + 1)r ( j + |q| + 1)s < ∞ , (173)
j=0 m,q=− j
Axioms 2019, 8, 89 28 of 40
and
∞ j
H
tr,s ( f H ) := ∑ ∑ |b j,m,q | ( j + |m| + 1)r ( j + |q| + 1)s < ∞ , (174)
j=1/2 m,q=− j
respectively, with r, s = 0, 1, 2, . . . . These are also norms that endow respective topologies on Ξ I and
Ξ H . Since
I,H I,H
pr,s ( f I,H ) ≤ tr,s ( f I,H ) , r, s = 0, 1, 2, . . . , (175)
we conclude that Ξ I,H ⊂ Φ I,H and that the canonical injections Ξ I,H 7−→ Φ I,H are continuous. Thus,
we have two new RHS’s, and, in addition, we have the following subordinate relations with continuity
where, in each sequence in Equation (176), we should keep either the subindex I or H.
∞ j
∑ ∑
m,q
( J f I )( x, φ, χ) = j a j,m,q N j ( x, φ, χ) . (177)
j=0 m,q=− j
Thus,
2 ∞ j
I (J f )
∑ ∑ | a j,m,q |2 j2 ( j + |m| + 1)2r ( j + |q| + 1)2s
pr,s I =
j=0 m,q=− j
(178)
∞ j
≤ ∑ ∑ 2
| a j,m,q | ( j + |m| + 1) 2(r +1)
( j + | q | + 1) 2s
= [ prI+1,s ( f I )]2 ,
j=0 m,q=− j
for r, s = 0, 1, 2, . . . , which proves that J Ξ I ⊂ Ξ I with continuity. It is the same for J on Φ H and Ξ H
and for M and Q in these four spaces. Since these operators are symmetric and self-adjoint on a proper
domain, they may be extended by continuity to the duals. A similar proof is also valid to show the
continuity of the ladder operators A± and B± , defined in Equation (160) and K± in Equation (162) on
all the spaces Ξ I,H and Φ I,H and therefore their extensions by continuity to the duals.
However, the ladder operators C± , D± , E± , F± have a different nature, as they transform algebraic
Jacobi functions of integer indices into the same type of functions with half-integer indices and vice
versa. Under the assumption that C− N j0,0 ( x, φ, χ) = 0 and the same for D− , E− and F− , we can easily
prove that all these operators are continuous from Φ I into Φ H and vice versa and the same from Ξ I
into Ξ H and vice versa. As they are the formal adjoint of each other, we conclude that they can also be
continuously extended as analogous relations between the duals.
space G and a unitary mapping U : G 7−→ H. In fact, there are two of each: U I,H : G I,H 7−→ H I,H ,
although we omit the subindices, as mentioned. Take Θ := U −1 Ξ and Ψ := U −1 Φ, and endow Θ and
Φ with the topologies transported by U −1 from Ξ and Φ, respectively. Then, we have two new RHS’s,
Θ ⊂ G ⊂ Θ× and Ψ ⊂ G ⊂ Ψ× . We focus our attention on the former.
For any | f i ∈ Θ, we define the action of the ket | x, m, qi, x ∈ [−1, 1], m and q being fixed, as
∞ ∞
∑ ∑ a j,m,q
m,q p m,q
h f | x, m, qi := a j,m,q N j ( x, 0, 0) = j + 1/2 J j (x) . (180)
jmin j =0
This definition shows that | x, m, qi is an antilinear mapping on Θ, which is also continuous since,
with
∞ j
∑ ∑
m,q
U | f i = f ( x, φ, χ) = | a j,m,q | N j ( x, φ, χ) . (182)
jmin m,q=− j
m0 ,q0
h j, m0 , q0 | x, m, qi = ( x ) δmm0 δqq0 = h x, m, q| j, m0 , q0 i ,
p
j + 1/2 J j (184)
since Equation (184) is real. Observe that there exists the following formal relation between | x, m, qi
and | j, m, qi:
∞
| x, m, qi = ∑ | j, m, qi j + 1/2 J j ( x ) .
p m,q
(185)
jmin
which coincides with Equation (184). There are some other formal relations that can be easily obtained.
Proofs are published elsewhere [85]; they are simple notwithstanding. First, we have
m0 ,q
h x 0 , m0 , q0 | x, m, qi = ∑ N j
m,q
( x, φ, χ) N j ( x, φ, χ) δmm0 δqq0 = δ( x − x 0 ) δmm0 δqq0 . (187)
j
where if | f i = ∑∞
j m,q
j=0 ∑m,q=− j a j,m,q
p
j + 1/2 J j ( x ), we have that
∞
∑ a j,m,q
m,q
f m,q ( x ) =
p
j + 1/2 J j (x) , (189)
jmin
so that
∞ Z 1
|fi = ∑ | x, m, qi f m,q ( x ) dx , (190)
m,q=−∞ −1
which shows that any | f i ∈ Θ may be written formally in terms of the elements of the set of functionals
{| x, m, qi}, which acquires the category of continuous basis due to this fact. Here, x ∈ [−1, 1], m, q
being the set either of the integers or the half-integers, either positive or negative.
m,q
For | j, m, qi, the functions f m,q ( x ) are equal to j + 1/2 J j ( x ) that, after Equation (190), gives
p
∞ Z 1
∑
p m,q
| j, m, qi = | x, m, qi j + 1/2 J j ( x ) dx , (191)
m,q=−∞ −1
which gives the inversion formula for Equation (185). We have completed the relation between discrete
and continuous basis. Moreover, note that
f m,q ( x ) = h x, m, q| f i , (192)
and
j Z 1
∑ dx | x, m, qih x, m, q| = I , (193)
m,q=− j −1
where I : Θ 7−→ Θ× is the canonical injection relating this dual pair. We close here the discussion on
Jacobi algebraic functions.
d2 m2
1 d
2
(1 − r ) 2 − 3r − + n ( n + 2) − 2 R m
n (r ) = 0 , (194)
dr r dr r
verifying
−m
Rm
n (1) = 1 , Rm
n (r ) = R n (r ) . (195)
Explicitly,
n−m ! !
2
n−k n − 2k
Rm
n (r ) = ∑ (−1) k
n−m r n−2k . (196)
k =0
k 2 −k
They are also related to the Jacobi polynomials according to the following formula:
(n−m)/2 m (m,0)
Rm
n (r ) = (−1) r Jn (1 − 2r2 ) . (199)
Along Zernike polynomials, there exist the Zernike functions Znm (r, φ), which are defined on the
closed unit circle
D ≡ {(r, φ) , 0 ≤ r ≤ 1 , φ ∈ [0, 2π ) } , (200)
as follows:
Znm (r, φ) := Rm
n (r ) e
imφ
, n ∈ N, m ∈ Z, (201)
n−|m|
with the conditions |m| ≤ n and 2 ∈ N.
n+m n−m
u := , v := , (202)
2 2
which are positive integers and independent of each other, u, v = 0, 1, 2, . . . . With this notation,
|u−v|
Rm
n (r ) ≡ R u + v (r ) . (203)
The W-Zernike functions, Wu,v (r, φ), are functions on the closed unit circle D , verifying the relation
r r
u + v + 1 u−v u + v + 1 |u−v|
Wu,v (r, φ) = Zu+v (r, φ) = R u + v (r ) ei ( u − v ) φ . (204)
π π
• They are square integrable on D , so that they belong to the Hilbert space L2 (D , rdrdφ) ≡ L2 (D).
• They fulfill some symmetry relations such as
with Z 2π Z 1
∗
f u,v = dφ dr r Wu,v (r, φ) f (r, φ) . (210)
0 0
Let us define two different spaces, which are the spaces of test functions for respective RHS. The
first one is
∞
( )
Ψ1 := f (r, φ) ∈ L (D) ∑ | f u,v | (u + v + 1) < ∞ , p = 0, 1, 2, . . . .
2 2 2p
(211)
u,v=0
The space Ψ1 is endowed with the Frèchet topology given by the following family of norms
∞
|| f (r, φ)||2p := ∑ | f u,v |2 (u + v + 1)2p < ∞ , p = 0, 1, 2, . . . . (212)
u,v=0
∞
( )
Ψ2 : = 2
f (r, φ) ∈ L (D) ∑ q
| f u,v | (u + v + 1) < ∞ , q = 0, 1, 2, . . . . (213)
u,v=0
∞ ∞
s
∑ | a n |2 ≤ ∑ | an | , (215)
n =0 n =0
for p = 0, 1, 2, . . . . This shows that Ψ2 ⊂ Ψ1 and that the canonical injection i : Ψ2 7−→ Ψ1 is
continuous. This gives a couple of RHS’s where injections in all inclusions are continuous:
An important property for the span of the functions f (r, φ) ∈ Ψ2 in terms of the W-Zernike
functions is given by the following result:
Proof. The proof is based on the bound in Equation (208) valid for the W-Zernike functions. Thus,
using Equation (208) and considering Equation (213), we have that
∞ ∞ ∞
r
u+v+1 1
∑ ∑ ∑ f u,v (u + v + 1) < ∞ .
f u,v Wu,v (r, φ) ≤ f u,v ≤ √ (219)
u,v=0 u,v=0
π π u,v=0
Then, the Weiersstrass M-Theorem guarantees the absolute and uniform convergence of the series.
with
u+1 v
αvu = p , βvu = p . (222)
(u + v + 1)(u + v + 2) (u + v)(u + v + 1)
Note that 0 ≤ αvu , βvu ≤ 1 and f −1,0 = 0.
We want to show that PΨ2 ⊂ Ψ2 with continuity. Let us take f (r, φ) = ∑∞
u,v=0 f u,v Wu,v (r, φ ) ∈ Ψ2 ,
so that
∞
P ∑∞ ∑
v
u,v=0 f u,v Wu,v (r, φ ) = αu−1 f u−1,v + βvu+1 f u,v+1 (u + v + 1)r
1,r u,v=0
∞ ∞ (223)
∑ f u−1,v (u + v + 1)r + ∑ f u,v+1 (u + v + 1)r .
≤
u,v=0 u,v=0
Since f −1,0 = 0, the first term of the second row in Equation (205) gives
∞ ∞ ∞
∑ | f u−1,v |(u + v + 1)r = ∑ | f u,v |(u + v + 2)r ≤ 2r ∑ | f u−1,v |(u + v + 1)r
u,v=0 u,v=0 u,v=0
∞ (224)
= 2r ∑ f u,v Wu,v (r, φ) .
u,v=0 1,r
All the A operators commute with all the B operators. The Casimirs are
1 1
C A = A23 − { A+ , A− } , CB = B32 − { B+ , B− } , (228)
2 2
with { X, Y } = XY + YX.
On the W-Zernike functions, all these operators act as follows [87]:
All these operators are densely defined and unbounded on L2 (D). Furthermore,
Proposition 3. The operators U, V, A± and B± are continuous on Ψ2 . In addition, A+ and A− are formal
adjoint of each other and same for B+ and B− and U and V are essentially self-adjoint on Ψ2 .
Proof. That A+ and A− and also B+ and B− are formal adjoint of each other is obvious from
Equation (212). The proof of the continuity on Ψ2 of all these operators is the same. Take for instance
A+ . The formal action of A+ on f (r, φ) ∈ Ψ2 is given by
∞
A+ f (r, φ) = ∑ f u,v (u + 1) Wu+1,v (r, φ) . (230)
u,v=0
Then,
∞
∑ | f u,v | (u + 1)(u + v + 1)r
A+ f (r, φ) =
1,r
u=1,v=0
∞ (231)
≤ ∑ | f u,v |(u + v + 1)r+1 = || f (r, φ)||1,r+1 ,
u,v=0
which proves that A+ Ψ2 ⊂ Ψ2 with continuity. It is the same for all other operators. Finally, U and V
are obviously symmetric on Ψ2 and the ranges of U ± iI and V ± iI on Ψ2 are Ψ2 itself, so that U and
V are essentially self-adjoint with domain Ψ2 .
∞ ∞
r
u+v+1
∗
∑ ∑
h f |r, φi = |hr, φ| f i | = | f (r, φ)| ≤ f u,v Wu,v (r, φ) ≤ | f u,v |
u,v=0 u,v=0
π
∞
(232)
1 1
√ ∑ | f u,v | (u + v + 1) = √ | f i1,1 .
≤
π u,v=0 π
which should be interpreted as the canonical injection I : Φ2 7−→ Φ2× . In particular, if we apply
Equation (234) to |u, vi, we have that
Z 2π Z 1 Z 2π Z 1
|u, vi = dφ dr r |r, φihr, φ|u, vi = dφ dr r |r, φi Wu,v (r, φ) , (235)
0 0 0 0
which may be looked as a relation between the discrete basis {|u, vi} in H and the continuous basis
{|r, φi}. Note that, according to our definition, hr, φ|u, vi = Wu,v (r, φ). If we multiply Equation (235)
to the left by hr, φ|, we have:
Z 2π Z 1
0 0 0 0
hr , φ |u, vi = Wu,v (r , φ ) = dφ dr r hr 0 , φ0 |r, φi Wu,v (r, φ) , (236)
0 0
so that
1
hr 0 , φ0 |r, φi = δ (r − r 0 ) δ ( φ − φ 0 ) . (237)
r
The relation in Equation (237) suggests an inversion formula for Equation (235). As {|u, vi} is an
orthonormal basis for H, we may write the identity on H as
∞
I= ∑ |u, vihu, v| . (238)
u,v=0
This inversion formula is totally consistent, as one may check by formal multiplication to the left by
hr 0 , φ0 | and the comparison of the given result with Equation (237) on one side and Equation (207) on
the other. In conclusion, each | f i ∈ Φ2 admits two different expansions in terms of the discrete basis
{|u, vi} and the continuous basis {|r, φi}. They are, respectively,
∞ ∞
|fi = ∑ |u, vihu, v| f i = ∑ |u, vi f u,v , (240)
u,v=0 u,v=0
and Z 2π Z 1 Z 2π Z 1
|fi = dφ dr r |r, φihr, φ| f i = dφ dr r |r, φi f (r, φ) . (241)
0 0 0 0
As a final remark, all operators in Equation (227) have their counterparts as operators on H with
exactly the same properties. In particular, they are continuous on Φ2 .
Funding: This research is supported in part by the Ministerio de Economía y Competitividad of Spain under
grant MTM2014-57129-C2-1-P and the Junta de Castilla y León (Projects VA137G18 and BU229P18).
Conflicts of Interest: The authors declare no conflict of interest.
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