UDSM Postgraduate Forms
UDSM Postgraduate Forms
UDSM Postgraduate Forms
February 2013
i
Published by:
The Office of Deputy Vice-Chancellor, Academic
Directorate of Postgraduate Studies,
University of Dar es Salaam,
P.O. Box 35091,
Dar es Salaam,
TANZANIA.
E-Mail: [email protected]
Website: www.udsm.ac.tz
Fax: +255-22-2410023/2410078
Telephone: +255-22-2410500-9 Ext. 2010
+255-22-2410069 (Direct)
i
PREFACE
The University of Dar es Salaam is currently focusing on extending postgraduate training
to include Ph.D. by coursework and dissertation, distance e-learning programmes and to
increase the diversity of programmes on offer. Furthermore, the organisational structure,
last reviewed in 2009, has again been reviewed to increase efficiency. In this edition
therefore, the regulations and guidelines have been reviewed to reflect the changes and
needs of current postgraduate programmes.
After some period of time in use and application, some regulations have had to be
reviewed in order to remove any ambiguities in application and to fit them in with new
realities. Also some guidelines have had to be either revised or wholly/ partially replaced
in order to improve the quality of the output at postgraduate level.
The power of analysis and judgment among the postgraduates is expected to be of higher
level; their attitude and approach to ideas and arguments is expected to defy any
temptations and tendencies towards anti-intellectualism; and their level of organisation in
thinking, writing and oral presentations is expected to be distinctive.
On completion of the Bachelor degree, young graduates come to realise that the first
degree had exposed them only to the rudiments of their major subjects. Soon thereafter,
they feel the urge to climb one step further up the ladder of higher education. The
inherent desire to move on helps them to advance from the Bachelors to the Master
degree level. At that elevation, they begin to narrow their focus to only one subject and
very often, only a sub-specialisation within a subject. Sooner or later, they discover that
the unmapped knowledge within the framework of that subject or that sub-specialisation
is growing faster than originally conceived. And, after earning the Master degree, they
crave for yet more discoveries. Subsequently, they embark on Ph.D. degree programmes.
Thus, it is like what one experiences when climbing up the slopes of Mount Kilimanjaro
from the Great Rift Valley. The higher the ascent, the wider the horizon that opens out
and the greater the desire to go on and explore more.
The point being conveyed to the reader could perhaps be better understood in the context
of the famous last words by one of the greatest scientists in history, Sir Isaac Newton
(1642-1727), who said:
“I do not know what I may appear to the world, but as to myself, I seem to
have been only a boy playing on the seashore, and diverting myself now and
then, finding a smoother pebble, or a prettier shell than ordinary, whilst
ii
Great Ocean of truth lays all undiscovered before me”.
The situation at the University of Dar es Salaam and in Africa as a whole is in no way
different from the pattern outlined above. Increasingly more candidates who complete
their first degree express the desire for admission into the various postgraduate courses
offered at the University. Some of the postgraduate programmes are very popular and
attract candidates from government ministries and many countries in Africa and beyond.
Progressively more and more candidates submit applications for admission into our Ph.D.
degree programmes.
“Give a man a fish and you feed him for a day; teach him how to fish and he
is fed a lifetime.” (Confucius)
Exposing people to sound postgraduate education is like teaching them how to fish. In
reality, the experience and the academic harvest that they will bring back home is not just
for themselves, but for the benefit of the whole community.
It is hoped that the Handbook will be a useful reference document for prospective and
continuing postgraduate students, postgraduate students’ supervisors, the University
community and the public at large.
iii
ABBREVIATIONS
iv
TABLE OF CONTENTS
PREFACE ........................................................................................................................................... II
ABBREVIATIONS..................................................................................................................................... IV
1 GENERAL INFORMATION ..............................................................................................................1
1.1 SUBMISSION OF APPLICATIONS ..................................................................................................... 1
1.2 APPLICATION FEES ....................................................................................................................... 1
1.3 CODING OF POSTGRADUATE COURSES ......................................................................................... 1
1.4 ENTRY QUALIFICATIONS .............................................................................................................. 1
1.5 REGISTRATION.............................................................................................................................. 3
1.6 INTELLECTUAL PROPERTY RIGHTS CONTRACT............................................................................. 7
2 COURSEWORK EVALUATION ......................................................................................................8
3 REGULATIONS ON THESIS/DISSERTATION PHASE ............................................................. 10
3.1 GENERAL REGULATIONS ............................................................................................................ 10
3.2 NOTICE OF INTENTION TO SUBMIT .............................................................................................. 10
3.3 ACADEMIC DISHONESTY ............................................................................................................ 10
4 EXAMINATION OF MASTERS’ THESES / DISSERTATIONS AND DEGREE AWARDS ... 11
4.1 GENERAL REGULATIONS ............................................................................................................ 11
4.2 VIVA VOCE EXAMINATIONS FOR MASTERS’ DEGREE BY THESIS PROGRAMMES......................... 12
5 APPEALS 15
6 DOCTOR OF PHILOSOPHY (PH.D.) DEGREE ........................................................................... 17
6.1 PH.D. MODES OF REGISTRATION ................................................................................................ 17
6.2 ENTRY QUALIFICATIONS ............................................................................................................ 17
6.3 GENERAL REGULATIONS FOR PH.D. BY COURSEWORK AND DISSERTATION PROGRAMMES ....... 17
6.4 REGISTRATION OF PH.D. CANDIDATES ....................................................................................... 18
6.5 SUBMISSION OF A PH.D. THESIS/DISSERTATION ......................................................................... 19
6.6 EXAMINATION OF THESES/DISSERTATIONS AND AWARD OF A PH.D. DEGREE ........................... 20
6.7 VIVA VOCE EXAMINATION FOR PH.D. CANDIDATES ................................................................... 21
7 HIGHER DOCTORATE DEGREES ............................................................................................... 24
7.1 DEFINITION ................................................................................................................................. 24
7.2 ELIGIBILITY FOR CANDIDACY ..................................................................................................... 24
7.3 APPLICATION FOR CANDIDACY .................................................................................................. 24
7.4 SUBMISSION OF PUBLISHED WORKS AND EXAMINATIONS .......................................................... 25
7.5 HIGHER DOCTORATE AWARD ..................................................................................................... 25
8 OCCASIONAL STUDENTS ............................................................................................................. 26
8.1 DEFINITION ................................................................................................................................. 26
8.2 ENTRY REQUIREMENTS .............................................................................................................. 26
9 SHORT-TERM STUDENTS ............................................................................................................. 27
9.1 DEFINITION ................................................................................................................................. 27
9.2 ENTRY REQUIREMENTS .............................................................................................................. 27
10 SANDWICH PROGRAMMES ......................................................................................................... 28
11 SUPERVISION OF POSTGRADUATE STUDENTS .................................................................... 29
11.1 INTRODUCTION ........................................................................................................................... 29
11.2 ASSIGNING SUPERVISOR(S) ........................................................................................................ 29
11.3 TRAINING ................................................................................................................................... 29
11.4 ETHICS AND CODE OF PRACTICE................................................................................................. 29
11.5 GENERAL DUTIES AND RESPONSIBILITIES OF A SUPERVISOR ...................................................... 29
v
11.6 POSTGRADUATE RESEARCH STUDENTS’ RESPONSIBILITIES ........................................................ 32
11.7 CONFLICT RESOLUTION DURING SUPERVISION ........................................................................... 33
11.8 SUPERVISION LOAD AND REMUNERATION .................................................................................. 33
12 PREPARATION AND SUBMISSION OF DISSERTATIONS AND THESES............................ 35
12.1 GENERAL .................................................................................................................................... 35
12.2 PREPARING THE DISSERTATION AND THESIS MANUSCRIPT ........................................................ 35
12.3 PROOF-READING AND EDITING ................................................................................................... 37
12.4 CERTIFICATION ........................................................................................................................... 37
12.5 DECLARATION BY THE CANDIDATE ............................................................................................ 37
12.6 STATEMENT OF COPYRIGHT........................................................................................................ 37
12.7 ACKNOWLEDGEMENTS ............................................................................................................... 37
12.8 ABSTRACT .................................................................................................................................. 37
12.9 TABLE OF CONTENTS .................................................................................................................. 38
12.10 BODY OF TEXT ........................................................................................................................... 38
12.11 REFERENCES ............................................................................................................................... 38
12.12 APPENDICES ............................................................................................................................... 38
12.13 SUBMISSION OF DISSERTATIONS AND THESES ............................................................................ 38
APPENDIX I: POSTGRADUATE FORMS .......................................................................................... 40
APPENDIX II: GUIDELINES FOR PREPARING DETAILED RESEARCH PROPOSALS FOR
DISSERTATION/THESIS ............................................................................................. 70
APPENDIX III: SAMPLE LETTER TO EXAMINERS ......................................................................... 74
APPENDIX IV: INTELLECTUAL PROPERTY RIGHT CONTRACT .............................................. 76
APPENDIX V: SAMPLE PRELIMINARY PAGES FOR THESIS/DISSERTATION ...................... 77
APPENDIX VI: VARIOUS POSTGRADUATE FEES AND PAYMENTS AS OF 2013..................... 89
vi
GENERAL INFORMATION
1.1 Submission of Applications
(a)
ll applications for postgraduate training at the University of Dar es Salaam
should be submitted to the Director of Postgraduate Studies.
(b)
ubsequently, a standard Application Form (UDSM/PG.F1) should be dully
filled and submitted, accompanied with the referees’ reports and copies of
transcripts and certificates.
(c)
pplicants are responsible for soliciting two academic reports from referees
regarding their suitability for postgraduate studies. Form UDSM/PG.F2
shows the format, which is expected of the reports.
1.2 Application Fees
(a)
ll applicants are required to pay a non-refundable application fee. The fee
should be paid when the application forms are submitted.
(b)
he fees will be revised from time to time, as the need arises. Information
on the fees applicable for any given year is obtainable from
Colleges/Schools/Institutes, the Directorate of Postgraduate Studies, the
University Prospectus and University Website.
1.3 Coding of Postgraduate Courses
(a)
ach postgraduate course shall be given a code number as follows:
500 - 598 series for Postgraduate Diploma Courses (except the
dissertation);
599 for Postgraduate Diploma Dissertations/Research Project
Papers;
600 - 698 for Masters’ Degree courses (except the dissertation);
699 for Masters’ Degree Dissertations;
700 - 798 for Ph.D. courses (except the dissertation);
799 for Ph.D. Degree Dissertations.
(b)
he code name shall be restricted to two letters, followed by the appropriate
digits in the series (e.g. ML 612).
1.4 Entry Qualifications
1.4.1 Postgraduate Diploma
A candidate for admission into a Postgraduate Diploma programme shall have
the following qualifications:
1
(i) A Bachelors’ Degree or an Advanced Diploma (or its equivalent) from a
recognised institution of higher learning.
(ii) Candidates with equivalent qualifications must also possess at least
secondary school certificates with three credit passes.
1.4.2 Masters’ Degree
A candidate for admission into the Masters’ Degree programme of the
University of Dar es Salaam shall hold the following qualifications:
(a)
t least a Second Class degree of the University of Dar es Salaam or an
equivalent degree from a recognised institution of higher learning.
Candidates who hold an unclassified degree (e.g., M.D.) should have at
least a B grade average in the subject of the intended Masters study.
(b)
andidates with pass degrees may also be considered for admission if:
(a) Their undergraduate performance in the proposed subject of study
was a B grade or higher;
(b) They have satisfied the relevant College/School/Institute regarding
their academic potential through subsequent research experience
and/or additional training;
(c)
andidates with a coursework average of B+ or higher in specified
Postgraduate Diplomas may upgrade to registration for a dissertation
leading to a relevant Masters’ Degree.
For Masters by Thesis programmes, candidates must have at least an upper
second degree in the relevant field.
1.4.3 Doctor of Philosophy Degree
A candidate for admission into the Doctor of Philosophy degree programme of
the University of Dar es Salaam shall hold the following qualifications:
(a)
asters’ degree of the University of Dar es Salaam or an equivalent Masters’
degree from a recognised institution of higher learning; or
(b)
andidates with an Upper Second Class Bachelors’ degree or holders of a
distinction in the case of unclassified degrees may also be considered for
Ph.D. registration. Such candidates have to initially register for the
Masters’ degree and do at least one full year’s postgraduate training. If
they demonstrate outstanding performance and obtain authorisation of
Senate on the recommendation of the relevant College, School or Institute
Board and the Senate Postgraduate Studies Committee (SPSC), they may
upgrade their registration to Ph.D. candidacy.
1.4.4 Other Requirements
(a)
ertificates obtained from foreign institutions of higher learning shall be
2
subject to recognition by the Tanzania Commission for Universities
(TCU).
(b)
candidate discontinued on academic grounds from a postgraduate
programme may be allowed to apply for admission into another
programme. Such a candidate may be admitted into the same programme
only after showing evidence that he or she has attended and passed a
relevant professional or academic course lasting at least six months after
the discontinuation.
(c)
tudents discontinued from studies because of examination irregularities
will be considered for re-admission only after they have been away for
three years. They will be required to re-apply and compete with other
applicants for re-admission into the first year.
(d)
he application deadline shall normally be 31st March for the 1st Semester
intake and 30th November for the 2nd Semester intake or any other time as
may be specified.
1.5 Registration
1.5.1 Candidates will be registered either for coursework study followed by research
leading to a dissertation or by research leading to a thesis without a prescribed
coursework component.
(a)
andidates may register as full-time or part-time students. Registration will
take place during the first two weeks of Semester I and Semester II for the
respective intakes.
(b)
irst year candidates must submit the following documents at the time of
registration:
(i)
vidence of payment of the University fees;
(ii)
opies and the originals of transcripts and certificates. [The originals
will be returned to the candidate after physical verification];
(iii)
wo stamp-size (or passport-size) photographs; and
(c)
andidates shall be required to register at the beginning of the first year of
their studies using forms UDSM/PG.F3 and UDSM/PG.F4 for the thesis
mode, and UDSM/PG.F4 for the coursework and dissertation mode.
(d)
andidates must renew their registration at the beginning of every
subsequent year by submitting a duly filled form (UDSM/PG.F5) and
paying the required fees.
3
(e)
ailure to renew registration shall lead to automatic discontinuation from
studies.
1.5.2 Students shall be registered by names appearing on their certificates. No change of
names by students shall be entertained during the course of study at the
University.
1.5.3 No student shall be allowed to postpone studies after effective commencement of
an academic year except under special circumstances. Permission to postpone
studies will be considered after producing satisfactory evidence of the reason for
postponement. Special circumstances shall include:
(i)
ickness;
(ii)
erious social problems (each case to be considered on its own merit); or
(iii)
evere sponsorship problem.
1.5.4 Students shall be allowed to be away from the University studies for a maximum
of two years if they are to be re-admitted to the same programme and to the year
of studies where they left off.
1.5.5 No student shall be allowed to change subjects/courses/programmes after the third
week of commencement of the semester.
1.5.6 Transferring from one academic programme to another will be allowed only if the
candidate possesses the required admission criteria for the programme for which
transfer is being sought and a vacancy exists in that programme.
1.5.7 The registration of new and continuing students shall be two weeks from the first
day of the commencement of classes. Students seeking registration during the
third week shall be liable to a surcharge paid per day as the Council may from
time to time prescribe. No student shall be registered after the third week since
the commencement of the semester.
1.5.8 Every registered candidate is required to submit a progress report (UDSM/PG.F6)
to his/her supervisor who shall forward to the College/School/Institute through
the Head of Department.
1.5.9 Masters by Coursework and Dissertation
Students who intend to do their Masters’ degree by coursework will have to
observe the following procedures:
(a) To complete the coursework component of the programme a student must
pass a minimum number of units, including all the prescribed core courses
in the programme.
(b) On Senate's approval of the results, the candidate proceeds to the
dissertation phase of the programme. It is essential that he/she writes and
tables a comprehensive proposal in a departmental seminar for the
departmental postgraduate studies committee to review and approve.
1.5.10 Masters by Thesis
4
Having satisfied the admission criteria for Master’s Degree by thesis, candidates
will have to observe the following procedures:
(a) Within four months of the registration, the candidate must have presented
a comprehensive substantive research proposal in a Departmental seminar
for all (especially the Department's Postgraduate Studies Committee) to
review.
(b) Guidelines on the writing of the Research Proposal are detailed in
Appendix II. The proposal should not exceed 20 pages in length, typed in
12-point font (Times New Roman, CG Times or Times) and have double-
spaced lines. Each member of the department's postgraduate studies
committee should be given a copy of the proposal for scrutiny at least
seven days before the date of the seminar presentation.
(c) If satisfied with the proposal's quality, the department submits the proposal
to the School/Institute/College Postgraduate Studies, Research and
Publications Committee. Students shall present the proposals themselves
to the School/Institute/College Postgraduate Studies Committee.
(d) The School's/Institute's/College’s Postgraduate Studies, Research and
Publications Committee will subsequently approve the proposals and
report to the SPSC for noting.
(e) Research proposals for Masters-by-thesis candidates must be submitted to
the School's/Institute's/College’s Postgraduate Studies, Research and
Publications Committee and approved within six months from the date of
formal registration. Candidates shall pay to the School/Institute/College a
fee for each monthly extension beyond the six months as the Council may
from time to time prescribe.
(f) The duration of the registration period for Masters by thesis candidates,
including the six months of developing and submitting a research proposal,
shall be two years for full-time candidates and three years for part-time
candidates.
(g) Students registered for Masters’ Degree programmes by thesis may, on the
recommendation of the relevant College/School/Institute Board, be
required to do one or more formal courses appropriate to their fields of
study. In addition, students are advised to undertake short courses in
Communication Skills and Computing.
1.5.11 Extension of Registration Period
(a) Candidates who, for valid reasons, fail to complete their
theses/dissertations within the specified period may apply (using
UDSM/PG.F7) for an extension of the registration period.
(b) The student shall pay an extension fee per month as Council may from
time to time prescribe.
(c) The extension period shall not exceed six months for full-time and twelve
months for part-time candidates. Under very special circumstances, the
SPSC may consider a further extension of registration period for a
maximum of six months provided it is within the maximum allowable
period of registration.
5
1.5.12 Postponement of Studies
Postponement of studies shall not be entertained. However under special
circumstances, permission to postpone studies may be considered as per
regulation 1.5.3 for students at the coursework phase. Students on thesis and
dissertation phase shall be required to freeze registration as per regulations
1.5.13.
1.5.13 Freezing Registration
(a) If, for any sound reason, a candidate fails to continue with his/her studies,
he/she may apply to the SPSC for the freezing of the registration through
his/her Department and College/School/Institute.
(b) The maximum period for such freezing shall be two years.
(c) Freezing of registration is not allowed for students during the coursework
phase.
1.5.14 Maximum Period of Registration
(a) The maximum period of registration for a Postgraduate Diploma shall be
three years for full-time and four years for part-time students.
(b) The maximum period of registration for a Masters’ degree shall be four
years for full-time and five years for part-time students.
(c) The maximum period of registration for a Ph.D. degree shall be six years
for full-time and eight years for part-time students.
(d) A candidate who fails to complete the Masters or Postgraduate Diploma
Study programme within the maximum period of registration shall be
discontinued from studies.
1.5.15 Transfer of Registration
(a) A Postgraduate Diploma candidate with a coursework average of B+ or
higher may, on the recommendation of the Head of Department and the
School Dean, Director of Institute or College Principal, apply to Senate for
permission to transfer registration to that of a Masters’ degree. Senate will
determine the contribution of the work done under Diploma candidacy
towards the Masters’ degree applied for. No candidate shall acquire both
the Postgraduate Diploma and the Masters from the same programme.
(b) A student pursuing a Masters’ degree by thesis may, on the
recommendation of the Department and College/School/Institute
concerned, apply through SPSC to the Senate for permission to transfer
registration to that of a Ph.D. Senate will determine what recognition may
be given to the period which the applicant has completed his or her
studentship for Masters, as a contribution towards the fulfilment of the
requirements for the degree of Doctor of Philosophy. No candidate shall
acquire both the Masters and the Doctorate from the same programme.
(c) A student for a Masters or Ph.D. degree may, on the recommendation of
the Head and Principal/Dean/Director concerned, apply through SPSC to
Senate at any time before submission of the thesis for permission to
transfer registration to that of Postgraduate Diploma or Masters’ Degree
respectively, subject to the availability of the relevant programme.
6
(d) A Ph.D. or Masters candidate, whose thesis examiners are either in
disagreement or have recommended thesis revision and resubmission may,
on the request of the candidate and recommendation of the
College/School/Institute Board, transfer registration to a Masters or to a
relevant existing Postgraduate Diploma programme respectively.
(e) Candidates from other Universities who would like to complete their
postgraduate programmes at the University of Dar es Salaam, may apply to
Senate through respective Colleges/Schools/Institutes and SPSC to transfer
from their previous Universities credits/units that do not exceed 1/3 of the
total credits/units for the programme, provided the former institution is
accredited and the candidates meet the minimum entry qualifications for
the programme in which they wish to enrol.
1.6 Intellectual Property Rights Contract
Each registered candidate shall sign a contract with the University of Dar es
Salaam declaring that all research findings and innovations done during
studentship shall be the property of the University of Dar es Salaam and shall be
protected under the Patents Act, Cap 217 [R.E. 2002] and the University of Dar
es Salaam Intellectual Property Policy, 2008, and other applicable legal
instruments. It shall not be reproduced by any means, in full or in part, except
for short extracts within the meaning of fair use, for research or private study,
critical scholarly review or discourse with an acknowledgement, without the
written permission of the Directorate of Postgraduate Studies, on behalf of the
University of Dar es Salaam.
7
1
OURSEWORK EVALUATION
2.1 Candidates registered for Postgraduate Diploma, Masters/Ph.D. by coursework
and dissertation programmes shall sit for course examinations following
assessment procedures approved by the relevant College/School/Institute, SPSC
and Senate. Unless stipulated otherwise the General University Undergraduate
Examination Regulations shall be used to guide the conduct of examinations of
all postgraduate courses.
2.2 In all Colleges/Schools/Institutes, the relationship between letter grades, award,
numerical score and grade points shall be as follows:
A Excellent 70 – 100 5
B+ Very Good 60 – 69 4
B Good (min. passing grade) 50 – 59 3
C Marginal Fail 40 – 49 2
D Fail 35 – 39 1
E Absolute Fail 0 – 34 0
2.3 All coursework examination results must be submitted to the relevant Boards of
the Colleges/Schools/Institutes, SPSC and Senate for approval.
2.4 Presentation of examination results to Boards of Colleges/Schools/Institutes;
SPSC and Senate shall be in accordance with the University approved format.
2.5 Candidates must successfully complete the coursework phase before they are
allowed to proceed to the dissertation phase. Successful completion of the
coursework phase shall mean attainment of a "B" grade or above (i.e. a grade
point average (GPA) of at least 3.0) in all examinations.
2.6 Candidates who fail in one or more examinations, but whose GPA is 2.7 and
above shall be allowed to do supplementary examination(s) in the failed
course(s).
2.7 Candidates who fail to attain a GPA of at least 2.7 shall be discontinued from
studies.
2.8 Candidates who fail in any supplementary examination and have a GPA of 3.0
and above may be allowed to repeat the failed course(s) but shall not be allowed
to proceed to the dissertation phase before passing the failed course.
2.9 Candidates who fail to attain a GPA of at least 3.0 after supplementary
examinations shall be discontinued from studies.
2.10 Departments/Colleges/Schools will administer supplementary examinations
within a period of three months of Senate approval of the results.
2.11 All courses shall be subjected to the external examination process.
8
2.12 Computation of the final GPA for a degree shall be based on the minimum
number of units required to complete a degree programme or the closest number
marginally exceeding the prescribed minimum by including
(a) all the prescribed core courses
(b) the best performed elective courses.
2.13 Grades of all courses attempted by the candidate shall appear in the transcript.
2.14 The General University Undergraduate Examination Regulations shall govern
the handling of examination irregularities except where it is indicated
“Undergraduate Studies Committee” should read “Postgraduate Studies
Committee”.
9
2
EGULATIONS ON THESIS/DISSERTATION PHASE
2.1 General Regulations
3.1.1 Candidates doing a Postgraduate programme by coursework and dissertation and
who have qualified to continue with the dissertation phase after the coursework
part, shall be required to submit a dissertation in partial fulfilment of the degree
requirements, after a specified period set by the relevant College, School or
Institute.
3.1.2 In the case of some Colleges/Schools/Institutes where the dissertation constitutes a
small proportion of the degree programme (i.e. less than 50% of the study units),
the College/School/Institute regulations for the submission and examination of
dissertations shall apply.
3.1.3 Both dissertations and theses shall be examined and graded with a letter grade
according to form UDSM/PG.F9.
3.1.4 The grade for the dissertation shall contribute to the final grade point average
(GPA).
3.1.5 Before the initial submission of the dissertation/thesis, all thesis and dissertation
postgraduate candidates shall make a presentation to the departmental
postgraduate studies committee which shall approve such submission.
3.1.6 All Ph.D. thesis and dissertation candidates shall be required to produce at least
one paper, published or accepted for publication in a journal recognised by
UDSM, during the course of their study programme.
3.1.7 Guidelines on the preparation and presentation of postgraduate theses and
dissertations are contained in Section 12.
2.2 Notice of Intention to Submit a Dissertation or Thesis
At least three months before submitting a dissertation or a thesis a candidate
shall, through the supervisor, Department and College/School/Institute, give
notice in writing to the Chairperson, SPSC, expressing intention to submit the
dissertation/thesis. This notice shall be submitted using form UDSM/PG.F8.
2.3 Academic Dishonesty
3.3.1 Acts of academic dishonesty include but are not limited to:
(a) Plagiarism, or
(b) The acquisition, and use, without acknowledgement, of academic
materials belonging to someone else.
3.3.2 The term “plagiarism” includes but is not limited to, a deliberate or negligent use
by paraphrase or direct quotation of the published or unpublished work of another
person without full and clear acknowledgment.
3.3.3 Any candidate found guilty of academic dishonesty shall be deemed to have
committed an examination irregularity and shall be discontinued forthwith from
studies.
3.3.4 If cases of academic dishonesty are discovered after the candidate has been
awarded a degree, the University shall have the power to withdraw the award.
10
3
XAMINATION OF MASTERS’ THESES / DISSERTATIONS
AND DEGREE AWARDS
3.1 General Regulations
4.1.1 All Masters Candidates must present their dissertation/thesis to the departmental
postgraduate studies committee for it to approve that the dissertation/thesis is
ready for examination.
4.1.2 Every dissertation/thesis shall be examined by at least two examiners who are
specialists in the area and approved by the relevant College/School/Institute
Board, SPSC and Senate. At least one of these must be external to the
University.
4.1.3 Internal examiners must be members of the academic staff of the University. The
candidate’s supervisor may not act as the internal examiner.
4.1.4 Transmission of theses/dissertations is the official responsibility of
Colleges/Schools/Institutes, using their share of examination fees.
4.1.5 (a) The examiners shall be required to submit their detailed reports on the
thesis/dissertation within a period of two months from the date of receipt
of the thesis and within a period of one month for a dissertation.
(b) The examination report shall contain a detailed description and focus as
per grading form UDSM/PG.F9).
4.1.6 If the reports are not received within three months, new examiners shall be
appointed.
4.1.7 Each examiner shall also be required to summarise his/her report on the
thesis/dissertation by filling in Summary Form UDSM/PG.F9 with a definite
recommendation for one of the following actions:
(a) The degree be awarded to the candidate unconditionally;
(b) The degree be awarded subject to typographical corrections/minor
revisions;
(c) The degree be awarded subject to substantial corrections and revisions as
indicated in the examination report;
(d) The degree not be awarded, but the candidate may be allowed to revise and
re-submit the thesis/dissertation for re-examination;
(e) The degree not be awarded, but may be resubmitted for a lower award;
(f) The thesis/dissertation be rejected outright.
4.1.8 The College/School/Institute Postgraduate Studies Committee shall determine the
candidate’s dissertation/thesis final grade from recommendations of the
department in form UDSM/PG.F10 as extracted from form UDSM/PG.F9.
4.1.9 Where the examiners differ significantly (one passes and one fails the candidate or
a difference of two grades) in their overall recommendation, the
College/School/Institute Postgraduate Studies Committee shall examine the case
and recommend one of the following actions:
(a) The recommendation of the External Examiner be adopted;
11
(b) An additional independent examiner (without knowledge of the previous
examiners’ assessments) be appointed;
4.1.10 The University shall pay honoraria to the External and Internal Examiners at the
rate prescribed by Council and upon receiving detailed reports and summary
reports of the thesis/dissertation under examination. The claims shall be made
through filling in forms UDSM/PG.F15 (for Internal Examiner) and
UDSM/PG.F16 (for External Examiner).
4.1.11 A dissertation or thesis passed subject to typographical corrections/minor
revisions must be submitted for degree award within one month from the date of
the Senate’s approval of the examination results.
4.1.12 A dissertation or thesis passed subject to substantial corrections and revisions
must be submitted for degree award within three months from the date of the
Senate’s approval of examination results. The Internal Examiner shall verify the
corrections.
4.1.13 Only candidates whose theses have been passed in accordance with regulations
4.1.7(a) through (c) shall be allowed to sit for viva voce examination.
4.1.14 A thesis/dissertation not accepted in accordance with regulation 4.1.7(d) above
must be re-submitted for examination within nine months from the date of the
Senate’s approval of examination results.
4.1.15 A candidate whose thesis/dissertation is rejected in accordance with regulation
4.1.7(f) shall be discontinued from studies.
4.1.16 A candidate who fails, without reasonable cause, to submit a postgraduate degree
dissertation/thesis within the period stated in 4.1.11, 4.1.12 and 4.1.14 and above
shall be discontinued from studies.
4.1.17 Where the examiners are not in agreement in their overall recommendation after
resubmission, regulation 4.1.9 shall apply.
4.1.18 Subsequent publications from a thesis/dissertation submitted for a Masters degree
of the University of Dar es Salaam must contain a statement that the work is
based on a thesis/ dissertation submitted to the University.
3.2 Viva voce Examinations for Masters’ Degree by Thesis Programmes
4.2.1 In Masters’ Degree programmes involving examinations of thesis alone without
any prescribed coursework component, the candidate shall, in addition to
writing a thesis, appear for a viva voce examination.
4.2.2 The viva voce examination shall take place only after the SPSC and Senate have
been satisfied that the thesis submitted by the candidate is considered by the
examiners to be satisfactory.
4.2.3 The questions to be asked in the viva voce examination shall primarily focus on
the candidate's thesis research area. Questions in peripheral areas are also
encouraged, if they help to establish the candidate's level of academic maturity
on the thesis subject matter.
4.2.4 The members of the viva voce panel shall be so selected as to ensure that
sufficiently qualified and experienced scholars in the research or related area
examine the candidate.
12
4.2.5 The viva voce examination for a Masters’ degree shall comprise of at least five,
but not more than seven examiners, who shall be appointed by the Senate
Chairperson on the recommendation of the Principal/Dean/Director of the
relevant College/School/Institute, and of the Head of the relevant Department
where the candidate is registered. The viva voce panel shall be as follows:
(i) Chairperson nominated by the College Principal/School Dean/Institute
Director;
(ii) External Examiner (or his/her representative), recommended by the
relevant College Principal/School Dean/Institute Director;
(iii) Internal Examiner who did not guide the research;
(iv) Candidate’s supervisor;
(v) Head of the relevant Department (or his/her appointee); and
(vi) Two other members appointed by the respective College/School/Institute.
4.2.6 The College Principal/School Dean/Institute Director on behalf of the Senate must
approve the date of examination at least two weeks before the examination.
4.2.7 The Head of Department/Unit must inform the candidate in writing regarding the
examination arrangements at least two weeks before the examination, with
copies to the Principal/Dean/Director and the Director of Postgraduate Studies.
4.2.8 The viva voce panellists shall be provided with full texts of the examiners' reports
and copies of the candidate's thesis at least one week before the date of the oral
examination. The College/School/Institute shall ensure availability of copies of
the thesis using their share of examination fees.
4.2.9 The function of the viva voce shall be to ascertain that the thesis presented fulfils
the following criteria:
(i)
he thesis is the original work of the candidate;
(ii)
he broader subject area in which the study is based is fully grasped by the
candidate;
(iii)
ny weaknesses in the thesis are adequately clarified by the candidate; and
(iv)
definite recommendation is made to the Senate through the SPSC as to
whether the candidate should be declared as having Passed or Failed.
4.2.10 The viva voce panellists should, as far as possible, work towards arriving at a
unanimous decision on the candidate's performance. Where the panellists are
unable to reach a unanimous agreement as to whether the candidate passes or
fails, a vote shall be taken to arrive at a decision. A majority vote shall be
required for passing the viva voce examination.
4.2.11 At the end of the viva voce examination, the panel members shall sign a viva voce
Examination Results Form UDSM/PG.F11, giving a specific recommendation
on the candidate's performance. This shall be submitted, along with a detailed
report on how the candidate handled the questions, to the Chairperson of SPSC
13
for processing, whereupon, each panellist in the viva voce examination shall
receive an honorarium at the rate approved by the University.
4.2.12 Where there is a disagreement between the recommendation of the thesis
examiners and the viva voce examiners, the SPSC shall study the case and
recommend to Senate one of the following options:
(a) The candidate revises and re-submits the thesis and subsequently re-
appears for a further oral/written, or practical examination, within a
specified period, but not exceeding 6 months since the date of the decision
by Senate; or
(b) The candidate is deemed to have failed outright.
4.2.13 The duration of the viva voce examination for Masters Degrees shall not exceed
two hours.
30 minutes of presentation
1 hour and 15 minutes of questions and answers
15 minutes of deliberations and decision by the examining panellists.
4.2.14 The viva voce panel should nominate the candidate’s supervisor or an appointee
from the relevant department to be the recorder of the viva voce examination
proceedings.
4.2.15 The proceedings of the viva voce, vetted by the panel chairperson, must be ready
within two weeks after the date of the viva voce examination.
4.2.16 The final decision on the award of the postgraduate degree shall be made by the
Senate on the recommendation of the SPSC.
4.2.17 Work rejected by Examiners after re-submission shall not be accepted for re-
examination at the University of Dar es Salaam.
14
4
PPEALS
5.1 Appeals must be lodged with the appropriate University authorities within six
months from the date of approval of the results.
5.2 Any appeal shall be lodged with the Board of the appellant’s College, or School,
or Academic Institute, which shall forward the appeal with observations to the
SPSC, whose observations and recommendations will be forwarded to Senate for
approval.
5.3 Except where unfair marking, wrong computation of marks or grades or other like
irregularity committed in the conduct of any University examination is alleged, no
appeal shall lie in respect of any such examination on any ground.
5.4 No appeal will be considered where:
(a) The candidate appeals for re-marking of examination script but fails to
establish reasonable grounds for prejudice, incompetence, or lack of
integrity on the part of the internal examiner.
(b) It raises for the first time issues concerning the supervision, teaching or
coursework assessment. Such matters will only be considered if they had
been raised by the student promptly and in writing, at the time when they
first arose.
(c) A student alleges illness or other factors but where she/he had an
opportunity to postpone studies or examination(s) but voluntarily opted not
to take that opportunity.
5.5 Any member of the appellant’s College, School or Academic Institute Board who
participated in the making of the decision against which appeal is lodged shall not
have a voting right in the Senate over such an appeal and may participate herein
only in terms of presentation of findings and recommendations of the appellant’s
College, School or Academic Institute Board by answering queries, as the case
may be, and shall otherwise be absent from the Senate session considering any
such appeal.
5.6 Any student or candidate aggrieved by a decision of Senate on terms of the
provisions of regulation regarding examination irregularities may apply for review
of the decision by the Senate.
5.7 Appeals made under regulation 5.6 shall be lodged directly with the Deputy Vice
Chancellor in charge of academics who shall forward them to the Senate with
observations and recommendations herein.
5.8 Any person who has been involved at any stage in the processing of a case of
alleged commission of examination irregularity, whether at first instance or in the
preparation for the appeal, shall be barred from participating in the making
decision over such a case, except for the purpose of making a presentation of
findings or recommendations or answering queries, as the case may be, in respect
thereof and shall otherwise be absent from the Senate session considering such
appeal.
5.9 The candidate’s appeal shall be entertained upon payment of an appeal fee as
determined by the University Council.
15
5.10 A student may appeal to the Chairman of Senate against the decision of the Senate
on his/her appeal by lodging the appeal through the DVC in charge of academics.
Such an appeal shall only be entertained if it had at first been rejected by Senate
and if the student presents new developments and/or grounds that were not and
could not be made available to Senate.
5.11 The Chairman of Senate’s decision on an appeal, which shall be reported to
Senate, shall be final and conclusive and no further appeal shall be entertained
regarding the same issue.
16
4.1
5
OCTOR OF PHILOSOPHY (Ph.D.) DEGREE
5.1 Ph.D. Modes of Registration
The University of Dar es Salaam offers a Doctor of Philosophy degree
programme in three modes of registration:
a. Registration for Masters with possible upgrade to Ph.D. by Coursework
and Dissertation
b. Registration for Ph.D. by Coursework and Dissertation
c. Registration for Ph.D. by Thesis
5.2 Entry Qualifications
6.2.1 Masters’ Programme with Possible Upgrade to Ph.D. by Coursework and
Dissertation
Upper Second class Bachelors’ degree from the University of Dar es Salaam or
its equivalent. This applies to Ph.D. programmes that have been designed to
accommodate such transition.
6.2.2 Ph.D. by Coursework and Dissertation
Masters’ degree from the University of Dar es Salaam or its equivalent.
6.2.3 Ph.D. by Thesis
Masters’ degree from the University of Dar es Salaam or its equivalent.
5.3 General Regulations for Ph.D. by Coursework and Dissertation Programmes
6.3.1 Candidates must take a minimum of 30 and a maximum of 36 course units per
year (minimum of 15 and maximum of 18 units per semester). The minimum
number of core course units shall be 9 per semester and 18 per year.
6.3.2 The additional audited courses taken by students shall not count towards the final
number of units that is required.
6.3.3 All examinations and the students’ progress from year to year shall be guided by
the regulations in chapter 2.
6.3.4 Courses shall have a minimum of three units and maximum of six units.
6.3.5 At the end of the coursework part, candidates shall be required to do a
comprehensive examination as prescribed by the College/School/Institute before
they can be allowed to proceed to the dissertation phase.
(a) A comprehensive examination is a specific type of examination that must
be completed by graduate students after completing the coursework part
but before embarking on the dissertation part.
(b) The examination may vary from one academic unit to another, but must
examine the candidate’s broad philosophical and conceptual understanding
of the subject area, as well as the capacity to develop and communicate
logical arguments.
(c) Comprehensive examinations shall be both oral and written and shall be
assessed on a pass or fail basis.
17
(d) Oral comprehensive examinations shall not take more than three hours.
(e) A candidate who fails a comprehensive examination shall be required to
take another comprehensive examination as recommended by the
examination panel.
(f) A candidate should be given a minimum of three months to prepare for
the comprehensive examination and must pass the examination within a
year after completing the coursework.
(g) A comprehensive examination shall be judged by a panel of experts in the
relevant field who possess a Ph.D. The panel should be constituted by the
Principal/Dean/Director in consultation with Heads of Departments and
shall have an odd number of members i.e. 3 or 5. The most senior member
shall chair the panel.
(h) Members shall be given the candidate’s written report at least two weeks
before the oral examination to allow them to thoroughly read it and prepare
for the oral examination.
5.4 Registration of Ph.D. Candidates
6.4.1 Ph.D. candidates may be registered as full-time or part-time students.
6.4.2 Candidates shall be required to register at the beginning of the first year of their
studies (using Form UDSM/PG.F4a) and to renew their registration at the
beginning of subsequent years by filling in Form UDSM/PG.F5 after paying the
required fees.
6.4.3 Failure to renew registration shall mean automatic discontinuation from studies.
6.4.4 The registration for Ph.D. programmes shall follow a process similar to the one
for Masters Programmes stipulated in section 1.5.
6.4.5 A candidate registered for the Ph.D. degree programme by thesis may, on
recommendation of the relevant College/School/Institute Board, be required to
do one or more formal courses appropriate to his/her field of study, as
prescribed by his/her supervisor(s).
6.4.6 The appointed supervisor(s) shall guide the candidate in his/her research and shall
submit periodic reports (twice a year) on the candidate's progress (Form
UDSM/PG.F6). (Guidelines to postgraduate student supervisors are detailed in
Section 10).
6.4.7 (a) The duration of the Ph.D. programme by coursework and dissertation shall
be four years for full-time and six years for part-time candidates. Ph.D.
programme by thesis shall take three years for full-time and five years for
part-time candidates.
(b) If, for valid reason(s), a candidate wishes to temporarily halt studies,
he/she has to apply to the SPSC for the postponement of studies (during
the coursework phase) or freezing of the registration (during the
dissertation phase and for thesis candidates).
(c) Postponement of studies and freezing of registration shall be applied
through the Principal/Dean/Director and the Head of Department to the
Director of Postgraduate Studies who shall process for approval by the
Chairman of Senate. The maximum periods for postponement of studies
and for freezing of registration shall be two years.
18
(d) Candidates who, for valid reasons, fail to complete their programmes
within the specified period may apply (using UDSM/PG.F7) for an
extension of the registration period. The candidate shall pay a monthly fee
prescribed by Council for such an extension.
(e) The total extension period shall not exceed two years for full-time and
three years for part-time candidates.
(f) The maximum allowable period of registration for a Ph.D. degree shall be
six years for full-time and eight years for part-time students.
6.4.8 A Ph.D. candidate, whose thesis examiners are either in disagreement or have
recommended thesis revision and resubmission may, on the recommendation of
the College/School/Institute Board, transfer registration to a relevant existing
Masters programme.
5.5 Submission of a Ph.D. Thesis/Dissertation
6.5.1 The Ph.D. degree examination requires the submission of a thesis/dissertation by
the candidate, embodying the results of the research.
6.5.2 Ph.D. thesis/dissertation cannot be submitted without publishing at least one
journal paper from the work.
6.5.3 (a) Thesis/dissertation may be submitted either as a single monograph or at
least 5 journal papers with introduction and conclusion chapters. Two of
the journal papers must be published in an international journal recognized
by the University of Dar es Salaam.
(b) The candidate must be the principal author in all journal papers submitted
for the award of a Ph.D. degree.
6.5.4 (a) No candidate may be permitted to submit a thesis/dissertation for the Ph.D.
degree in less than 24 months from the date of registration.
(b) A Ph.D. candidate may, however, be allowed to submit his/her
thesis/dissertation earlier than this if the supervisor and the relevant
College/School/Institute Postgraduate Studies Committee is satisfied with
the candidate’s research contribution of new knowledge.
6.5.5 At least three months before the thesis/dissertation is submitted, the candidate
shall, through the supervisor, give notice of intention to submit the
thesis/dissertation. He/she should do this in writing to the Chairperson, SPSC
(using form UDSM PG.F8) submitting, at the same time, the proposed title and
an outline of the plan and general scope of the thesis/dissertation.
6.5.6 Every thesis/dissertation submitted for the degree of Doctor of Philosophy must
be satisfactory with respect to its format and text presentation. The
thesis/dissertation must contain a one-page abstract, which shall concisely
indicate the problem investigated, the procedures, research methods employed,
the general results, new contributions made, and the major conclusions reached.
6.5.7 All Ph.D. candidates must present their dissertation/thesis to the departmental
postgraduate studies committee for it to approve that the dissertation/thesis is
ready for examination.
19
5.6 Examination of Theses/Dissertations and Award of a Ph.D. Degree
6.6.1 (a) For every Ph.D. candidate approaching submission Senate shall appoint,
on the recommendation of the relevant College/School/Institute and the
SPSC, at least two qualified examiners, one of whom shall be External to
the University of Dar es Salaam. The Examiners shall be required to assess
the thesis/dissertation following standards prescribed by the University of
Dar es Salaam.
(b) The internal examiner shall be an expert not involved in the candidate’s
supervision.
6.6.2 Transmission of theses/dissertations is the responsibility of
Colleges/Schools/Institutes, using their share of examination fees. The
Examiners shall be required to submit independent reports on the Ph.D.
thesis/dissertation as prescribed under the Masters programme.
(a) The examiners shall be required to submit their detailed reports on the
thesis/dissertation within a period of two months from the date of receipt
of the thesis/dissertation.
(b) If the reports are not received within three months, new examiners shall be
appointed.
6.6.3 The Ph.D. thesis/dissertation should show evidence that the candidate has made an
original and significant contribution to knowledge, and each examiner shall
submit a summary of the report on the thesis/dissertation (using form
UDSM/PG.F9) with a definite recommendation for one of the following
actions:-
(a) The Ph.D. degree be awarded to the candidate unconditionally;
(b) The degree be awarded subject to typographical corrections and/or minor
revisions;
(c) The degree be awarded subject to making substantial revisions and
corrections as recommended;
(d) The degree should not be awarded, but the candidate be allowed to revise
and resubmit the Ph.D. thesis for re-examination after a further period of
study and/or research;
(e) The degree should not be awarded, but the candidate be permitted to re-
submit the work in a revised form for a Masters’ Degree award;
(f) The thesis/dissertation be rejected outright.
6.6.4 Where the examiners are not in agreement in their overall recommendation, SPSC
shall consider the case and recommend one of the following actions:
(a) The recommendation of the External Examiner be taken;
(b) An additional independent examiner be appointed;
6.6.5 The University shall pay honoraria to the External and Internal Examiners at rates
prescribed by Council and upon receiving detailed reports and summary reports
of the thesis under examination.
6.6.6 A thesis/dissertation not accepted as per regulation 6.6.3(d) above must be re-
written and re-submitted for re-examination within 18 months.
20
6.6.7 Candidates who fail to submit their thesis/dissertation within the period stated in
6.6.6 above shall be discontinued from studies.
5.7 Viva voce Examination for Ph.D. Candidates
6.7.1 In addition to writing a thesis/dissertation, the Ph.D. candidate shall appear for a
viva voce examination.
6.7.2 The viva voce examination shall take place only after the Senate has been satisfied
that the thesis/dissertation submitted by the candidate is considered by the
examiners to be of acceptable standard.
6.7.3 The candidate’s supervisor or appointee of the department shall be the recorder of
the viva voce examination proceedings
6.7.4 The questions in the viva voce examination shall primarily focus on the
candidate's thesis/dissertation research area.
6.7.5 The members of viva voce panel shall be so selected as to ensure that the
candidate is examined by sufficiently qualified and experienced scholars in the
research (or related) area.
6.7.6 (a) The viva voce examination shall comprise at least seven examiners
appointed by the Senate through the relevant College/School/Institute
Board and the SPSC.
(b) The composition of the viva voce panel shall be as follows:
(i)
hairperson (with voting power);
(ii)
xternal Examiner who examined the thesis (or his/her
representative);
(iii)
nternal Examiner who did not supervise the work and examined the
thesis/dissertation;
(iv)
ne of the candidate’s supervisors (with voting power);
(v)
ppointee of the Principal of College/Dean of School/Director of
Institute where the candidate is registered;
(vi)
ppointee of the Head of Department where the candidate is
registered;
(vii)
hree other qualified co-opted members, invited by the relevant
College/School/Institute, and approved by Senate through the
relevant committee.
(c) The other supervisor(s) who did not examine the thesis/dissertation shall
be invited to the viva voce examination as observers. They shall neither
have voting power nor ask questions.
21
6.7.7 The Chairperson of the viva voce panel, who need not be a specialist in the
candidate's thesis/dissertation area, shall be a senior academician (at least senior
lecturer).
6.7.8 Panellists under Regulation no. 6.7.6 (b) (ii) and (iii) who are unable to be present
at the viva voce examination, shall submit their oral examination questions to
the College/School/Institute, and also nominate their representatives (where
possible) to the viva voce who shall be appointed as per 6.7.6 (a).
6.7.9 The viva voce panellists shall be provided with the examiners' reports, and copies
of the candidate's thesis/dissertation, at least two weeks before the date of the
oral examination.
6.7.10 The function of the viva voce shall be:
(a) To ascertain that:
(i)
he thesis/dissertation presented (the data, methodology, analysis and
findings) is the original work of the candidate;
(ii)
he broader subject area in which the study is based is fully grasped;
(iii)
ny uncertainties or weakness in the thesis/dissertation can be
adequately clarified by the candidate; and
(b) To make a definite recommendation to the SPSC and Senate as to whether
the candidate has passed or failed.
6.7.11 The viva voce panel shall, as far as possible, work towards arriving at a unanimous
decision on the candidate's performance as per 6.7.10 (a) (i) to (iii). Where the
panellists are unable to reach a consensus as to whether the candidate passes or
fails, a vote shall be taken to arrive at a decision. A majority vote in favour of
passing the candidate shall be required for passing a viva voce examination.
6.7.12 (a) At the end of the viva voce examination, the panel members shall sign a
viva voce Examinations Results Form UDSM/PG.F12 giving a specific
recommendation to SPSC on the candidate's performance with a definite
recommendation for one of the following actions:
(i)
he Candidate PASSES and no additional corrections in the
thesis/dissertation are required;
(ii)
he Candidate PASSES subject to making minor corrections and
revisions in the thesis/dissertation as stated in the viva voce
proceedings, within three months;
(iii)
he Candidate is referred to make substantial corrections and revisions
as stated in the viva voce proceedings within six months, and at least
two viva voce panellists must certify that the corrections have been
done as directed;
22
(iv)
he Candidate fails but should be given another chance to resubmit
and defend the thesis/dissertation after eliminating the weaknesses
detailed in the viva voce proceedings within nine months;
(v)
he Candidate fails outright.
(b) The Chairperson of the panel shall also submit to SPSC a
comprehensive report approved by the oral panellists, detailing all the
questions addressed to the candidate and the answers he/she gave to those
questions.
(c) Whereupon, each panellist in the viva voce examination
shall receive an honorarium at the rate approved by the University.
6.7.13 Where there is disagreement between the recommendations of the
thesis/dissertation examiners and those of the viva voce panellists, the SPSC
shall carefully study the case and recommend to Senate one of the following
actions:
(a) The candidate revises and re-submits the
thesis/dissertation and subsequently re-appears for a further oral
examination, within a specified period, but not exceeding 12 months from
the date of the decision by Senate; or
(b) The candidate be deemed to have failed outright.
6.7.14 The duration of the viva voce examination shall normally not exceed three hours.
Maximum of 45 minutes of presentation
Maximum of 2 hour of questions and answers
Maximum of 15 minutes of panellists’ deliberations and decision.
6.7.15 Senate shall make the final decision on the Ph.D. degree award to the candidate,
on the recommendation of the SPSC.
6.7.16 Subsequent publications from a thesis/dissertation submitted for the Ph.D. degree
of the University of Dar es Salaam must contain a statement to the effect that the
work is based on a thesis submitted to the University.
23
6
IGHER DOCTORATE DEGREES
6.1 Definition
7.1.1 Higher Doctorate at the University of Dar es Salaam shall mean the degrees of:
(a) Doctor of Literature in the College of Social Sciences (CoSS), College of
Humanities (CoHU), School of Education (SoED), School of Journalism
and Mass Communication (SJMC), University of Dar es Salaam Business
School (UDBS), Institute of Kiswahili Studies (IKS) and Institute of
Development Studies (IDS), Institute of Marine Sciences;
(b) Doctor of Laws in the University of Dar es Salaam School of Law
(UDSL); and
(c) Doctor of Science in the College of Engineering and Technology (CoET),
the College of Natural and Applied Sciences (CoNAS) and College of
Information and Communication Technologies (CoICT).
7.1.2 The Higher Doctorates are granted for original contribution of distinguished merit
to some branch of science or the humanities.
6.2 Eligibility for Candidacy
The following category of members of staff of the University of Dar es Salaam
shall be eligible for candidacy for the award of a Higher Doctorate of the
University of Dar es Salaam.
(a) Holders of a Ph.D. of the University of Dar es
Salaam, of at least five years standing; or
(b) Holders of a Ph.D. degree of the former
University of East Africa; or
(c) Holders of a Ph.D. degree or equivalent of
any other recognised University provided that, at the time of applying for
candidacy, they will have served the University of Dar es Salaam in
teaching, research or other approved role for a minimum period of five
years.
6.3 Application for Candidacy
7.3.1 A candidate for this award shall normally apply for a Higher Doctorate of the
College/School/Institute in which the subject of his/her previous degree(s) was
studied.
7.3.2 The intending candidate must supply to the relevant College/School/Institute,
through his/her complete Curriculum Vitae and any other documents, sufficient
evidence of his/her qualifications for the Higher Doctorate candidacy.
7.3.3 The candidate's application must be accompanied by a unifying statement of not
more than 5000 words, which concisely but comprehensively sums up his/her
significant contribution(s) to knowledge in a chosen field.
7.3.4 Together with the unifying statement, the candidate must submit a compilation of
his/her important and original published works (excluding works earlier
submitted for Masters or Ph.D. degrees). Published works shall mean what is
24
printed as books or papers in reputed journals, or work already accepted for
publication. (Serious emphasis is placed on published work to ensure that the
work submitted for examination has been available for criticism).
7.3.5 The candidate's application for candidacy shall be scrutinised by the appropriate
College/School/Institute, and his/her candidature shall be approved through the
relevant College/School/Institute Board, the SPSC and Senate.
6.4 Submission of Published Works and Examinations
7.4.1 The work submitted by the candidate shall be in four copies, and be referred to
three examiners appointed by Senate on the recommendation of the
College/School/Institute Board, and the SPSC. All the Examiners shall be
external to the University, preferably holders of Higher Doctorates themselves.
7.4.2 The work shall be accompanied by a declaration by the candidate that it has not
been submitted for a Higher Doctorate in any other University.
7.4.3 The job of the examiners is to carefully and critically examine the candidate's
contribution to ascertain that:
(a) The work shows outstanding originality;
(b) The candidate's contribution to knowledge has been substantial; and
(d) The format of presentation of the candidate's work is acceptable.
7.4.4 Examiners for the Higher Doctorate should be selected from amongst the most
highly distinguished international scholars in the subject, preferably holders of
Higher Doctorates themselves.
7.4.5 The examiners may recommend the candidate to appear for a viva voce
examination. Under such circumstances, the Ph.D. regulations for viva voce
examination shall be used as guidelines.
6.5 Higher Doctorate Award
7.5.1 The examiners shall submit a report on the candidate's published work,
recommending, in definite terms, whether or not the Higher Doctorate should be
awarded to him/her.
7.5.2 In case of disagreement between the examiners, similar guidelines as those
prescribed for Masters and Ph.D. candidates shall be followed. The final
approval on the degree award shall be granted by Senate, after it has been
satisfied that the work presented makes a substantial and distinct contribution to
knowledge.
7.5.3 A candidate who fails to qualify for the Higher Doctorate award shall not be
allowed to re-apply for the same degree for at least three years.
7.5.4 The successful Higher Doctorate candidate shall be required to give a public
lecture on his/her contribution before the degree is awarded.
25
7
CCASIONAL STUDENTS
7.1 Definition
The term "Occasional Student", as applied at the University of Dar es Salaam,
shall be taken to mean any student whose study programme lasts for only one
semester, or part of a semester.
7.2 Entry Requirements
8.2.1 The entry qualifications shall be as those prescribed for regular students.
8.2.2 The application for Occasional Studentship must be supported by at least two
referees. At least one of these must be an academic member of staff, who is well
acquainted with University teaching and research.
8.2.3 The admission of an Occasional Student will take into consideration not only the
academic qualifications of the applicant, but also the availability of a local
supervisor in the relevant Department where the applicant intends to undertake
studies.
8.2.4 While Occasional Students are not obliged to sit for the end of semester
examinations, they are encouraged to do so. They may be allowed to audit
various courses.
8.2.5 Occasional Students shall pay their fees pro rata, in accordance with what is
prescribed for regular postgraduate students.
8.2.6 Occasional Students may register for some undergraduate courses.
26
8
HORT-TERM STUDENTS
8.1 Definition
The term "Short-term Student" as applied at the University of Dar es Salaam,
shall be taken to mean any student whose study programme lasts for more than
one semester and extends up to one full academic year.
8.2 Entry Requirements
9.2.1 The admission qualifications shall be as those prescribed for regular postgraduate
students.
9.2.2 Short-term students are expected to enrol in their courses for credit. Hence they
shall be required to appear for end-of-semester examinations, which are
governed by the general university regulations applicable to other relevant
postgraduate courses.
9.2.3 Short-term students may register for undergraduate courses, in which case
relevant undergraduate regulations shall apply.
9.2.4 Short-term students may enrol for training by research alone, in which case they
will be assigned supervisors to guide them.
9.2.5 Short-term students who attain a grade of B or higher in their prescribed
postgraduate courses, may be allowed to change their status to a Masters’ degree
(and, in exceptional circumstances, to a Ph.D. degree) course.
9.2.6 Short-term students shall pay their fees in accordance with what is prescribed for
the regular postgraduate students.
27
9
ANDWICH PROGRAMMES
10.1 The University of Dar es Salaam has developed links with other Academic
institutions for collaboration in postgraduate training. Under these arrangements,
postgraduate students registered in other Universities can have opportunities to
conduct part of their studies at the University of Dar es Salaam as occasional or
short-term students as per sections 7 and 8, depending on the period they would
like to stay at the University of Dar es Salaam.
10.2 Postgraduate students registered in other institutions may have the opportunity to
conduct part of their studies during the dissertation or thesis phase at the
University of Dar es Salaam. Such candidates must send applications to Senate
through SPSC Board and the respective teaching units at least six months in
advance, stating the duration they would like to spend at the University of Dar es
Salaam. The application letter must be attached with the following documents:
(i) Applicant’s full curriculum vitae;
(ii) A concise statement of the proposed project, including objectives,
description of problem area, methodology, expected outputs, the period of
research and places in Tanzania where the work will be carried out;
(iii) Confirmation of availability of financial support to cover travel, fees,
research funds and upkeep allowances, and/or any other material support
for the intended research;
(iv) Names of two referees who are qualified in the field of research which the
applicant wishes to undertake; and
(v) Name of contact person in the department of intended study at the
University of Dar es Salaam.
10.3 Upon reporting at the University, postgraduate research students will be required
to obtain the following before they can be allowed to conduct research:
(i) Ethical Clearance, if necessary, from their countries and from the relevant
authority in Tanzania; and
(ii) Research Clearance.
10.4 Students who wish to extend their work at the University may apply for renewal at
least two months before the expiry of their registration. The renewal letter stating
justification for continuation of the registration must be sent to the Senate through
the Senate Postgraduate Studies Committee.
10.5 The University will pay the staff members supervising the candidates at an
approved rate.
28
10
UPERVISION OF POSTGRADUATE STUDENTS
10.1 Introduction
The supervisor plays a critical role in encouraging, guiding and inspiring the
research student. As such the supervisor has to clearly understand his/her role to
effectively and properly dispense his/her duties and responsibilities in guiding
the student across “the uncharted waters”. Thus the supervisor is there not to
watch, but to encourage, inspire and guide. The supervisor must have relevant
experience, supervisory skills including the “soft skills” to be effective. In
addition, the postgraduate student must endeavour to produce high quality
research results. This entails being committed to the research, working hard,
taking the supervisor’s advice seriously and adhering to rules and regulations
governing postgraduate research.
10.2 Assigning Supervisor(s)
When applications are considered for thesis candidates and coursework and
dissertation candidates who have qualified to continue with the dissertation
component, the heads of relevant departments are required to recommend
supervisor(s) for each candidate, having considered the candidate’s preference
of a supervisor. The Head of Department should carefully consider the proposed
supervisor’s area of expertise, his/her qualifications and experience before
nomination to a supervisory role. The relevant College/School/Institute
Committee/Board shall appoint supervisors and send appointment reports to the
SPSC.
10.3 Training
The University shall endeavour to provide post-Ph.D. training in supervisory
skills including the “soft skills” (effective communication, relationship
management, time management, life skills and conflict resolution), research
philosophy and management, and university policies and practices with respect
to postgraduate supervision.
10.4 Ethics and Code of Practice
(a) Students and supervisors must be aware of and comply with the
University’s research ethics requirements as determined by the Ethics
Committee.
(b) Students and supervisors must be aware of ethical issues related to
supervision as stated in the codes of conduct.
(c) Supervisors should keep a diary of their interaction with students.
10.5 General Duties and Responsibilities of a Supervisor
11.5.1 The Supervisor is the University’s agent in ensuring that:
(i) A student maintains satisfactory progress;
(ii) The student receives adequate advice and encouragement on the thesis/
dissertation research project;
29
(iii) The work being done on the thesis/ dissertation is reviewed critically and
on a continuous basis.
11.5.2 From the University's point of view, a positive attitude and relationship between
the supervisor and the student is essential in order to:
(i) Ascertain that the student successfully and timely completes the research
work;
(ii) Identify problems, or inadequate work, early enough to avoid unnecessary
frustrations to the candidate;
11.5.3 Since the supervisor is the agent of the University in ensuring that the student's
work attains a satisfactory standard, s/he should be an active member of the
Department, who is well acquainted with all the University's postgraduate
regulations. Where there are more than one supervisor, the principal supervisor
must be an active member of the department.
11.5.4 As far as possible, the supervisor should supervise students only in his/her area of
expertise. This would help to ensure high standards of attainment, and to avoid
possible embarrassment resulting from rejection of theses classified as shallow
by examiners.
11.5.5 The supervisor should know the distinction between his/her expected role, when
supervising a Masters’ degree dissertation/thesis and a Ph.D. degree
dissertation/thesis. She/he should understand that, in essence:
(a) The Masters Research programme is designed as a training course, in
which the candidate is expected to:
(i) Be exposed to the fundamentals of research;
(ii) Learn how to design, execute and report research results in a
scholarly manner;
(iii) Make some important contribution to knowledge, even though it may
not be very original. Because she/he lacks previous research
experience, the Masters student requires close and careful
supervision at all times, but more so during the early stages when
learning the research techniques, and at the time of thesis writing.
(b) The Ph.D. programme, in contrast, is a recognition of successful
postgraduate research experience. Here the supervisor should recognise
that the candidate had already acquired some training experience in
research as a Masters student. Consequently, for the Ph.D., the supervisor
should expect the student to:
(i) Make a distinct contribution to new knowledge, theoretically and
empirically;
(ii) Produce significantly more original work than required for the
Masters programme;
(iii) Undertake deeper and more extensive review of relevant literature
than is the case for the Masters student;
(iv) Be more critical in the analysis of data; and
30
(v) Exercise more independence in the research process than for the
Masters’ Degree research programme.
11.5.6 After the first year, the Ph.D. student should be able to work more independently.
Nevertheless, it is the responsibility of the supervisor to guide the candidate in
the right direction.
11.5.7 The supervisor should assist the student to formulate an appropriate research
proposal. The research proposal must be approved by the relevant
College/School/Institute Postgraduate Studies Committee before the student
formally begins research activities.
11.5.8 The supervisor has the responsibility of focusing ahead, and seeing the potential
and limitations of the research problem, before the candidate goes too far with
the research work. She/he should be capable of foreseeing, through his/her
previous research experience, whether or not the student will get meaningful
data within two to three years of research or whether the proposed research is
suitable for a higher degree. The supervisor should have this foresight in order
to reduce the common problem of students’ “wasted effort” to a minimum.
11.5.9 In order to start the student on the right footing, each Department which offers
postgraduate training, should have an active Postgraduate Studies and Research
Committee. The committee should be composed of about four senior academic
members of staff, some of whom, by virtue of representing the
Department/College/School at SPSC, are well versed with the Postgraduate
Research Proposal Review process. To facilitate critical and constructive
evaluation of proposals at the departmental stage, each member shall be given a
copy of the proposal at least a week before its presentation at a seminar.
11.5.10 The supervisor has the responsibility of monitoring the student's progress
throughout the research period. There are various methods through which she/he
can do this, including:
(a) Requesting the candidate to submit periodic reports (every six months)
about his/her research progress (see UDSM/PG.F6). The reports may well
constitute drafts of the final thesis/dissertation. In reviewing them, the
supervisor should take the opportunity to advise the candidate on matters
of presentation, and if necessary, to make suggestions where modifications
are required. If the supervisor does not receive a report from the candidate
on his/her research progress, he/she should submit his/her own.
(b) Maintaining regular consultations with the candidate (at least once every
month) to discuss the research work. Frequent consultations help to make
the supervisor aware of new problems in the student’s research since the
last report, and to suggest remedial measures, before it is too late.
(c) Facilitating seminar presentations by the candidate. The supervisor should
thus ensure that his/her postgraduate student delivers at least one seminar
in each year of his/her research undertaking.
11.5.11 Although writing a thesis/dissertation is the responsibility of the student, it is the
supervisor's responsibility to ensure that the student submits a thesis/dissertation
of a standard that is acceptable for the intended degree. In order to enhance the
presentation of an acceptable thesis/dissertation, the supervisor should:
31
(a) Be accessible, and show interest and enthusiasm in the student's
research work;
(b) Read the candidate’s drafts carefully and critically, giving constructive
suggestions on how and where the thesis could be improved;
(c) Provide timely feedback to the work submitted by the student, as much
as possible within two to three weeks of receiving them.
(d) In the end, read the entire final draft, and satisfy himself/ herself that the
dissertation/thesis is suitable for examination.
11.5.12 The supervisor’s role is to advise and guide the student, and not to write the
thesis/dissertation for the student such that the work becomes a reflection of the
supervisor. The student is fully responsible for the work and its fate.
11.5.13 The supervisor may recommend to the Head of Department the potential
External Examiners for the student's thesis.
11.5.14 The supervisor should guide the student in revising the thesis/dissertation, in the
event that such revisions are recommended by the examiners.
11.5.15 If the candidate's sole supervisor is away from the University for more than two
(for Masters) or three (for Ph.D.) consecutive months, a temporary supervisor
should be appointed.
11.5.16 To gain uniformity in the information submitted by supervisors to postgraduate
committees, on their candidates’ research progress, a standard progress report
Form UDSM/PG.F6 should be used.
10.6 Postgraduate Research Students’ Responsibilities
In terms of responsibilities, the postgraduate student is expected:
(a) To maintain regular contact with the supervisor(s);
(b) To maintain progress in accordance with the agreed work plan;
(c) To attend specific taught courses and any other training sessions identified
by the supervisor(s);
(d) To assist in undergraduate teaching which the Department and/or
College/School/Institute, cognisant of the specific terms and conditions of
their sponsorship, have assigned them;
(e) To attend regularly in the Department or other assigned place of work, and
ensure that the University's permission is granted for any absence (even to
conduct research);
(f) To make regular presentations on progress to the supervisor,
Departmental seminars, and specified group(s), as required by the
supervisor / Department;
(g) To make himself / herself aware of, and abide with, the Health and Safety
Regulations, for his / her welfare and that of colleagues.
(h) To operate instruments, apparatus, equipment and plants in a way which
optimises safety, precision and longevity;
(i) To decide, after consultation with the supervisor, when to submit the thesis
/ dissertation;
32
(j) To exercise the highest level of maturity, honesty and integrity in all
curricular and extra-curricular activities.
10.7 Conflict Resolution during Supervision
11.7.1 In the course of the student’s research, a situation may develop where one or more
of the following may happen:
(i) A breakdown in communication between the student and the supervisor;
(ii) Personal clashes and conflicts between the student and the supervisor;
(iii) A hostile relationship between the student and the supervisor;
(iv) Refusal by the student to follow the supervisor's advice.
11.7.2 When such a situation occurs, the supervisor and/or the student should report the
problem, in writing, to the Head of the relevant Department, with a copy to the
Principal/Dean/Director of the relevant College/School/Institute and the Director
of Postgraduate Studies. The Head should study the nature of the problem and
recommend to the Principal/Dean/Director and subsequently to SPSC, one of the
following actions:
(i) The student be warned, in writing, about his/her weaknesses or conduct (if
it is established that s/he is the cause of the problem);
(ii) The student be transferred to another supervisor (where possible and
necessary);
(iii) The supervisor be informed about his/her weaknesses (if it is established
that the supervisor is the source of the problem). Depending on the
severity of the problem, the supervisor may continue to guide the student,
or alternative (ii) be followed.
(iv) An advisory panel be established by the Head of Department to guide the
student, if there is no any other person in the Department who has the
expertise to supervise the student; and
(v) Any other reasonable action, including instituting disciplinary proceedings
against the student and/or supervisor.
10.8 Supervision Load and Remuneration
11.8.1 The number of students a supervisor can be responsible for depends on his/her
rank and other duties in the department/college/school/institute, including the
teaching load.
11.8.2 The maximum number of postgraduate students a single staff member supervises
in a year should not exceed ten. This would ensure that candidates are
adequately supervised.
11.8.3 The supervisor should allocate an agreed-upon number of hours per week/month
to each student.
11.8.4 Every qualified academic staff (with at least a Ph.D.) should have the opportunity
to supervise postgraduate students.
11.8.5 The Academic Unit (department/college/school/institute) should establish its
postgraduate supervision capacity annually and aim at meeting this target and
not exceeding it.
33
11.8.6 The Head or the departmental PGS committee should monitor the number of
students each supervisor has in terms of agreed targets.
11.8.7 As an incentive and as a token appreciation for the supervisor's work (UDSM/
PG.F14), the University shall do the following:
(i) Pay an annual, or else a semester, supervision allowance to supervisors as
Council may from time to time prescribe; and
(ii) Give the supervisor a copy of the candidate's thesis/dissertation as his/her
permanent record of the work he/she has supervised.
11.8.8 There should be no link between the payment of the supervision allowance and
the candidate's fate (i.e. the supervisor should be paid the allowance even if the
candidate fails).
34
11
REPARATION AND SUBMISSION OF DISSERTATIONS
AND THESES
11.1 General
Candidates must follow the specifications laid out in these guidelines when
preparing their dissertations and theses (see samples in Appendix V). Candidates
who will NOT follow these specifications their dissertations and theses will not
be accepted. Any questions on any aspect of these arrangements and
requirements should be directed to the Directorate of Postgraduate Studies,
University of Dar es Salaam, P.O.Box 35091, Dar es Salaam, Tanzania; email:
[email protected].
11.2 Preparing the Dissertation and Thesis Manuscript
12.2.1 Dissertation and thesis size limits:
(a) Postgraduate diploma research/project paper/report: 50 pages with a
tolerance of 10% above this limit, i.e. up to 5 extra pages, including
appendices and footnotes.
(b) Masters dissertations: 100 pages with a tolerance of 10% above this limit,
i.e. up to 10 extra pages, including appendices and footnotes.
(c) Masters theses: 200 pages, with a tolerance limit of 10% above this limit,
i.e. up to 20 extra pages, including appendices and footnotes.
(d) Ph.D. dissertations: 300 pages, with a tolerance limit of 10% above this
limit, i.e. up to 30 extra pages, including appendices and footnotes.
(e) Ph.D. theses: 400 pages, with a tolerance of 10% above this limit, i.e. up to
40 extra pages, including appendices and footnotes.
12.2.2 Candidates should use gender neutral language in writing their dissertations/theses
unless the nature of the research requires the use of gender specific language.
12.2.3 With the exception of the postgraduate degree programmes in Kiswahili, the
dissertation and thesis shall be written in the English Language, specifically
British English. Other English forms or standards are not accepted.
12.2.4 Candidates should note that typing/word processing of the dissertation and thesis
is not part of the duties of the University of Dar es Salaam. Candidates may
arrange for someone within or outside the university to type their dissertations
and theses, but the University bears no responsibility on this arrangement
whatsoever.
12.2.5 The dissertation and thesis must be printed on A4 (210 x 297 mm), acid free white
quality paper.
12.2.6 Candidates should paginate the preliminaries (portions preceding the introduction)
in lower case Roman numerals (i.e., i, ii, iii, etc) beginning with the title page.
The body of the thesis/dissertations pages should be numbered in Arabic
numerals (i.e., 1,2,3,4, etc) consecutively throughout. The page numbers should
appear just below the centre of the upper margin.
12.2.7 Text must be in the following format:
35
(a) Typewritten/word-processed
(b) In a font of 12 points (Times New Roman or CG Times)
(c) Double spaced and evenly distributed with full justification
(d) Clear where a new paragraph is starting
(e) The left-hand margin must be 4.0 cm from the left edge of the paper
(f) The right-hand margin must be 2.5 cm from the right edge
(g) The top margin should be 4.0 cm from the top of the page
(h) The bottom margin must be 2.5 cm from the bottom of the paper
(i) Printed on single-sided right hand pages only
12.2.8 The title page must be arranged as follows:
(a) The main title of the dissertation or thesis must be written in CAPITALS
(well indented, centred) in 14 points bold fonts. A sub-title should be written
in capital followed by lower case letters i.e. Title Case.
(b) The name of the author should be inserted at the centre of the title page and
written in Title Case, 12 points bold.
(c) The following words must be inserted below the author’s name: “A
Dissertation/Thesis (whichever is applicable) Submitted in Partial
Fulfilment (for Dissertations) or in Fulfilment (for Theses) of the
Requirements for the Degree of (insert name of the degree) of the University
of Dar es Salaam”; give the date (month and year) of completion of the
dissertation/thesis (the year when the final corrections to the
thesis/dissertation were made).
12.2.9 In a single bound volume, thesis/dissertation material should be arranged in the
following sequence:
(a) Cover page
(b) Title page
(c) Certification
(d) Author’s Declaration and Copyright
(e) Acknowledgements
(f) Dedication, if any
(g) List of abbreviations/acronyms used
(h) Abstract
(i) Table of contents
(j) List of tables, figures, illustrations, etc
(k) List of accompanying material, if any
(l) Main text divided into chapters, sections, etc
(m) List of references
(n) Appendices
36
11.3 Proof-reading and Editing
12.3.1 Candidates should ensure that the written dissertation and thesis demonstrates a
high standard of proof–reading and copy editing (including attention to layout,
spelling, grammar, sentence structure). The thesis/dissertation should be
checked for accuracy, including references, cross–references and sequences of
numbers. Figures, diagrams and tables must be numbered sequentially in the
manuscript.
12.3.2 Candidates should note that, as a general rule, supervisors are not expected to edit
a dissertation or thesis. If a thesis/dissertation requires editing, the supervisor(s)
may advise the candidate of the need and, if appropriate, give advice on where
to obtain help with typographical proof–reading and editing.
12.3.3 Candidates are warned that the University is NOT responsible for the costs
accrued from editorial works.
7.5.5 Candidates are responsible for ensuring that no changes are introduced to the
intellectual content in the process of typographical editing.
11.4 Certification
The supervisor(s) should certify that they have read the thesis/dissertation, and
found it to be in a form acceptable for examination. The statement is for the
initial submission; at the final submission, the supervisor should sign again and
certify for acceptance.
11.5 Declaration by the Candidate
Every thesis/dissertation submitted for a postgraduate degree of the University
of Dar es Salaam must be accompanied by a declaration by the candidate to the
satisfaction of Senate, stating that it is the candidate’s own original work, and
that it has not been submitted for a similar degree award in any other University.
11.6 Statement of Copyright
The thesis/dissertation shall contain the following statement of copyright by the
author:
“This thesis/dissertation is copyright material protected under the Berne
Convention, the Copyright Act of 1999 and other international and national
enactments, in that behalf, on intellectual property. It may not be reproduced by
any means, in full or in part, except for short extracts in fair dealing; for research
or private study, critical scholarly review or discourse with an
acknowledgement, without the written permission of the Directorate of
Postgraduate Studies, on behalf of both the author and the University of Dar es
Salaam”.
11.7 Acknowledgements
In this section, the candidate should acknowledge the people or institutions that
rendered support or other assistance, which made the execution of the
thesis/dissertation work possible.
11.8 Abstract
The abstract should be concise but comprehensive. It should be on one page, if
possible. The abstract should highlight the important points of the
37
thesis/dissertation, including the key methodological points, important results
and the main conclusions.
11.9 Table of Contents
The candidate should include a Table of Contents. This can be generated
automatically from the text or prepared manually. The list of tables, figures and
illustrations should be included on a separate page and arranged in the same
format as the Table of Contents.
11.10 Body of Text
12.10.1 Tables, figures, diagrams and plates should be numbered in separate sequences,
and should be cited/ referred to in the text. Each table and illustration should
have a full caption.
12.10.2 The text should contain a comprehensive Introduction and Literature Review; a
Statement of the Research Problem, Objectives and Hypotheses (or Research
Questions); details of the Methods used in the research, description and
statistical analyses of the Research Data; discussion of the Results, and possibly
also suggestions for further research.
11.11 References
All sources cited in the text should be included in the list of references.
References should be arranged in alphabetical order at the end of the
thesis/dissertations, beginning with author’s name. Departments may differ in
the specific referencing styles and candidates are advised to consult their
respective schools, institute, or college authorities for appropriate referencing
styles in their units. Where there is no guidance, the Harvard system of
referencing should be used.
11.12 Appendices
Appendices should contain detailed data or information that explains the
summaries provided in the main text. All appendices must be referred to in the
text.
11.13 Submission of Dissertations and Theses
12.13.1 Candidates intending to submit their dissertations and theses should give the
School, Institute or College office at least three months’ prior notice in writing
by filling in a special form designed for the purpose.
12.13.2 No examination arrangements will be made unless a candidate has given notice
of intention to submit and has presented in a departmental seminar or
postgraduate studies committee and obtained approval to proceed.
12.13.3 Candidates should not submit their dissertations or theses until their main
supervisors have had an opportunity to comment on the thesis/dissertation, and
have certified in writing that the thesis/dissertation is ready for examination.
12.13.4 Candidates shall initially submit six (for Ph.D.) and four (for Masters’ degree)
copies of dissertation or thesis in a loose bound form for examination.
12.13.5 After satisfactorily having completed all the corrections recommended by
examiners, the candidate should submit four or six copies (for masters and Ph.D.
respectively) of hardbound theses/dissertations to the college/school/institute
38
office for distribution to relevant offices and individuals. Each copy shall be
bound in black washable buckram with stiff boards.
12.13.6 The spine shall be embossed in gold, bearing;
(a) The surname and initials of the candidate;
(b) The degree for which the thesis/dissertation has been submitted; and
(c) The year of degree award
The writing on the spine should read from the bottom to the top.
12.13.7 The title of the work shall be printed in gold letters on the front cover of the
hardbound volume.
12.13.8 Candidates may arrange the binding of their thesis/dissertation with any binding
firm provided they follow the specifications indicated in these guidelines.
12.13.9 Additional advice on the binding should be sought from the Directorate of
Postgraduate Studies, University of Dar es Salaam.
39
APPENDIX I: POSTGRADUATE FORMS
The list below consists of 16 different forms that are to be used for most postgraduate
situations at the University of Dar es Salaam. A sample of each form is included in this
booklet, on the page number indicated on this page.
40
UDSM/PG.F1
Affix two
stamp size
UNIVERSITY OF DAR ES SALAAM Black &
White
photograph
Directorate of Postgraduate Studies s
Academic Year for which Admission is being sought (e.g. 2012/2013) …………………...……………
CHOICE OF PROGRAMME
In the table below, enter the programme you are applying for.
Programme mode
Regular …. Evening …. Online: …… Other (Specify)…………..………..…………...
(Tick one)
CHECKLIST
41
Biographical (Personal) Information
Surname/Family Name Other Name(s)
42
Please give the names and addresses of three persons who are acquainted with your
Referees academic or professional work and enclose their letters of recommendation with this
application confirming you have done so by ticking the appropriate boxes.
Name Address
Recommendation enclosed
E-mail
Name Address
Recommendation enclosed
E-mail
Name Address
Recommendation enclosed
E-mail
Evidence of Sponsorship
How do you intend to finance your studies?
Other(s) Specify
Self Employer
Name Address
Name and Address of your
Financial Sponsor (if
applicable).
How did you find out about the Postgraduate Programmes at the
Additional Information
University of Dar es Salaam? Please tick all that applies.
43
UDSM/PG.F2
REFEREE’S RECOMMENDATION LETTER
PROGRAMME ........................................................................................................................................................
PLEASE TYPE OR USE BLOCK CAPITALS IN BLACK INK AND WRITE INSIDE THE BOXES
Applicant Please complete this section. Give this form to the person who will act as your referee.
Return your application form with a sealed letter of recommendation.
Surname/Family Name: Other Name(s):
PLEASE ENCLOSE THE COMPLETED FORM IN A SEALED ENVELOPE AND SIGN IT ACROSS
THE SEAL. RETURN THE ENVELOPE TO THE APPLICANT, WHO WILL FORWARD IT
UNOPENED WITH HIS/HER APPLICATION TO THE DIRECTORATE OF POSTGRADUATE
STUDIES, UNIVERSITY OF DAR ES SALAAM.
44
UDSM/PG.F3
UNIVERSITY OF DAR ES SALAAM
COLLEGE/SCHOOL/INSTITUTE .....................................................................................................
Qualifications: ........................................................................................................................................................
Department/School/Institute: ..................................................................................................................................
Assigned Supervisor(s)
…............................................................... Department: ……………………….………………………….
…................................................................. Department: ……………………….………………………….
…................................................................. Department: ……………………….………………………….
45
UDSM/PG.F4
UNIVERSITY OF DAR ES SALAAM
Attach two
photographs
Directorate of Postgraduate Studies here
47
23. Name and Address of Sponsor if any (including Postal, telephone and e-mail):
……………………...........................………………....................………………..………………..
……………………………………………....…......................................……………...…………..
24. Supervisor (if already known): …………………………..............….................…………..…........
48
UDSM/PG.F5
Programme details
Registration
Record of Postponement/Freezing/Extension
Postponement:
Date of 1st postponement ………...........................
Date of resumption...……………………………..
Date of 2nd postponement ……..............................
Date of resumption...……………………………..
Freezing:
Date of 1st freezing ………………..…………….
Date of resumption...…………………………….
Date of 2nd freezing ……………………………..
Date of resumption ……………………………..
49
FOR OFFICIAL USE ONLY
Confirmation of Registration
..............................................
for: DIRECTOR POSTGRADUATE STUDIES Date: …………………….
50
UDSM/PG.F6
UNIVERSITY OF DAR ES SALAAM
DIRECTORATE OF POSTGRADUATE STUDIES
51
PART B: TO BE FILLED BY THE MAIN SUPERVISOR (FOR RESEARCH PHASE)
(12) How often have you met the candidate during the quarter under report? .......................
If you have not met, give reasons......................................................................................
……………………………………………………………...........................……………………
.....................................................................................................................................………….
(13) What progress has the candidate made so far for the Dissertation/Thesis?
(Tick in the appropriate box)
(14) Any other comments you may wish to make on the candidate:
..........................................................................................................................................
..........................................................................................................................................
..........................................................................................................................................
Name of Principal/Dean/Director..............................................................................
*NB: This form should be filled in triplicate and one copy should be sent to the Director of
Postgraduate Studies.
53
UDSM/PG.F7
54
Comments by Principal/Dean/Director:...………………………………………………………………
……………….…………………………………………………………………………………………….
……………….…………………………………………………………………………………………….
Signature: ……………………………………. Date: ……………...........................….…
55
UDSM/PG.F8
UNIVERSITY OF DAR ES SALAAM
DIRECTORATE OF POSTGRADUATE STUDIES
56
After consultation with the supervisor(s) of the candidate, I propose that the following be considered for
appointment as examiners for the candidate’s thesis/dissertation:
(a) Potential External Examiners
(10) Name: ...........................................................................................................................
Affiliation: ...................................................................................................................
Postal Address: ...........................................................................................................
Telephone: ............................................ Fax: .............................................................
Email: ..........................................................................................................................
Curriculum Vitae: Attached Not attached
(11) Name: .......................................................................................................................
Affiliation: ................................................................................................................
Postal Address: ........................................................................................................
Telephone: ............................................ Fax: ..........................................................
Email: .......................................................................................................................
Curriculum Vitae: Attached Not attached
57
(b) After consultation with the Head of Department and our College/School/Institute’s Postgraduate
Studies Committee Chairperson, I recommend that the following be appointed to serve as VIVA
VOCE panellists (for thesis examination only):
(c) In anticipation of the fact that the candidate will submit his/her thesis within three months from
now, it is recommended that the viva voce be held in the month of ...............of the year................ The
exact date will be communicated later.
Date: ............................................. Signature of Principal/Dean/Director: ...........................….........
* To be filled in triplicate. Two copies of this form MUST be returned to the Department and
College/School/Institute.
UDSM/PG.F9
Tick One
Internal Examiner ( )
External Examiner ( )
Candidate’s name: ...........................................................................................................................
Registration Number: .....................................................................................................................
Degree Programme: ........................................................................................................................
College/School/Institute: ................................................................................................................
Department: …………………………………………………………………………………….....
Dissertation/Thesis Title: ……………………………………………………………………….....
…………………………………………………………………………………………..................
Summary of Comments on the Dissertation/Thesis (please attach a detailed report).
Presentation (Structure, clarity, information density, style, abstract, illustrations and tables)
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Introduction
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Literature review
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Methodology
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Results and their Discussion
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Conclusions and Recommendations
..................................................................................................................................................
..................................................................................................................................................
..................................................................................................................................................
Originality and Contribution to Knowledge
..................................................................................................................................................
59
..................................................................................................................................................
..................................................................................................................................................
The weighting of different grade scores may be interpreted using the following key:
A B+ B (pass grade) C D E
70-100 60-69 50-59 40-49 35-39 34 and below
Summary of Recommendations
SN EXAMINER’S RECOMMENDATION Tick ()
1. PASSES AS IT IS (no revisions or typographical corrections required)
2. PASSES SUBJECT TO minor changes (list the errors/changes on separate
sheet)*
3. PASSES SUBJECT TO substantial corrections and revisions as indicated in the
examination report**
4. NOT ACCEPTED BUT MAY BE RE-SUBMITTED after one or more of the
following. Please tick ():
Additional data collection
Additional analysis
Additional literature review and revisions
Re-writing
Others (specify on separate sheet)
5. NOT ACCEPTED BUT MAY BE RE-SUBMITTED for a lower award
6. REJECTED OUTRIGHT (specify reasons on separate sheet)
* Minor changes refer to editorial corrections, slight re-organisation of sections and minor modifications
of tables, paragraphs or sentences to be submitted within one month for Masters and three months for
Ph.D.
** Substantial corrections and revisions as stated in the examiners’ reports to be submitted within three
months for Masters and six months for Ph.D.
60
Name of Examiner: .................................................................................................................................
61
UDSM/PG.F10
The weighting of different grade scores may be interpreted using the following key:
A B+ B C D E
70-100 60-69 50-59 40-49 35-39 34 and below
Department Comments
.........................................................................................................................................................................
.........................................................................................................................................................................
........................................................................................................................................................................
College/School/Institute Comments
.........................................................................................................................................................................
.........................................................................................................................................................................
.........................................................................................................................................................................
62
Name of Principal/Dean/Director: ..............................................................................................................
Signature: ......................................................... Date..........................................................................
63
UDSM/PG.F11
......................................................................................................................................................
Department: ................................................................................................................................
Date of Viva voce: ...................................………………...........................................................
*Minor changes refer to editorial corrections, slight reorganisation of sections and minor
modifications of tables, paragraphs or sentences.
+ In case of disagreements, each panellist should show his/her number of preference against his/her signature (e.g. 1.1, 1.2,
1.3, 2.1 or 2.2).
64
UDSM/PG.F12
*Minor changes refer to editorial corrections, slight reorganisation of sections and minor modifications of tables,
paragraphs or sentences.
+ In case of disagreements, each panellist should show his/her number of preference against his/her signature (e.g. 1.1, 1.2,
1.3, 2.1 or 2.2).
65
UDSM/PG. F13
Candidates must ensure safe return of all university property/equipment/books etc. entrusted to them during the period of
study at UDSM before they can collect their academic certificates. All units listed should ensure that the candidate is not
materially indebted to their departments before providing clearance for their respective units.
66
13. Comments by Dean of School/Director of Institute/Principal of College
……………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………
Signature: …………………………………………….. Date: …………………………………….
67
UDSM/ PG.F14
UNIVERSITY OF DAR ES SALAAM
SUPERVISION ALLOWANCE CLAIM FORM
The Principal/Dean/Director,
College/School/Institute of ……………………...............................................…………………
University of Dar es Salaam
I certify that I served as a Supervisor for the postgraduate student specified in the table below for the academic
year.….……/….……. Accordingly I hereby claim for payment of supervision allowance.
Registration
Student’s Name Programme Department Names of Co-Supervisors
Number
(1)
(2)
(3)
(4)
68
UDSM/ PG.F15
That I have signed the appropriate mark sheets and I attach my report on the examinations.**
+ I wish/ do not wish to claim my honorarium and reimbursement of expenses incurred in connection with my
duties as Internal Examiner.
(Details) (Amount)
** If you wish any part of your report to be considered confidential so far as the Department is concerned, please indicate
this clearly.
++ Please give details and amount of out of pocket expenses incurred, e.g. Postage of dissertations/theses, etc. (NB: relevant
receipts should be attached).
*Candidates Examined
S/No. Registration No. Name Degree Programme
69
UDSM/PG.F16
That I have signed the appropriate mark sheets and I attach my report on the examinations.**
+ I wish/ do not wish to claim my honorarium and reimbursement of expenses incurred in connection with my
duties as External Examiner.
(Details) (Amount)
** If you wish any part of your report to be considered confidential so far as the Department is concerned, please indicate
this clearly.
++ Please give details and amount of out of pocket expenses incurred, e.g. Postage of dissertations/theses, etc. (NB: relevant
receipts should be attached).
*Candidates Examined
S/No. Registration No. Name Degree Programme
70
APPENDIX II: Guidelines for Preparing Detailed Research Proposals for Dissertation/Thesis
6.5 Significance of the study: Elaboration of the importance of the study and advantages to
be derived.
6.5 Literature Review: Focusing attention on the relevant literature on the problem,
including findings by other researchers.
71
8. References
At the end of the applicant's Research Proposal he/she should have a section where he/she lists all
the references cited in the text. He/she should present the references in an acceptable manner, as
prescribed by respective College/School/Institute.
This section should give the source of funding for the proposed research and also the
proposed itemized budget.
9.2 Duration
This section should give the total time within which the research is expected to be
completed, and also a time-schedule showing the sequence of the research activities, in
the form of a time activity chart.
CANDIDATE
72
1. Comments by Supervisor 1:
…………….………………………….................................................................................………….…
……………………………………………..…………………………..…………………………………
………………………………………………….…………………...……………………………………
……………................................................................................…………………………………………
……………................................................................................…………………………………………
SUPERVISOR
2. Comments by Supervisor 2:
…………….………………………….................................................................................………….…
……………………………………………..…………………………..…………………………………
………………………………………………….…………………...……………………………………
……………................................................................................…………………………………………
……………................................................................................…………………………………………
SUPERVISOR
…………….………………..…………................................................................................………….…
……………………………………………..…………………………..…………………………………
………………………………………………….…………………...……………………………………
……………................................................................................…………………………………………
……………................................................................................…………………………………………
PRINCIPAL/DEAN/DIRECTOR
73
Appendix III: Sample Letter to Examiners
To Prof./Dr./Mr./Mrs./Ms/ ……………………………................................................................………………..
………………………………………………………..............................................................................................
Dear ………………...........…..,
I understand that you have already been contacted regarding your appointment as Internal/External Examiner for
the above named candidate’s Thesis/Dissertation titled: “………………............……...................………….”
This is to request you formally for your assistance to examine the above mentioned Thesis/Dissertation which is
hereby enclosed.
You are by this letter requested to read through the Thesis/dissertation and let us have your detailed comments
along the following areas:
I am enclosing a form (Form UDSM/PG.F9) for you to kindly complete when summarizing your recommendations
as to whether:
c) The degree should be awarded subject to making substantial revisions and corrections
recommended,
d) The degree should not be awarded, but the candidate should be allowed to revise and re-
submit the Thesis/dissertation for re-examination,
e) The degree should not be awarded, but may be re-submitted for a lower degree award,
74
Enclosed is a claim form for honorarium for you to complete and return to us for processing. This is just a token
for our deep appreciation for your kind assistance.
Please also submit a copy to us (together with the thesis/Dissertation) and a copy of the report on the
thesis/dissertation to the Director of Postgraduate Studies, University of Dar es Salaam, P.O. Box 35091, Dar
es Salaam or e-mail: [email protected].
It will be highly appreciated if you will send us your report as soon as possible, but not later than two month from
the date of receipt of this letter.
The Head,
Department of …………....................................................................................................………………………..
Enclosures: 1. Thesis/Dissertation
2. Form UDSM/PG.F9 for your evaluation
3. Honorarium Claim Form
75
Appendix IV: Intellectual Property Right Contract
UNIVERSITY OF DAR ES SALAAM
1.0 PREAMBLE
2.0 As a Postgraduate students registered at the University of Dar es Salaam I declare that all research findings and
innovations done during my studentship shall be the property of the University of Dar es Salaam and shall be
protected under the Berne Convention, World Intellectual Property Organization, the Copyright Act 1999 and other
international and national enactments on intellectual property. It shall not be reproduced by any means, in full or
in part, except for short extracts in fair dealings, for research or private study, critical scholarly review or discourse
with an acknowledgement, without the written permission of the Directorate of Postgraduate Studies, on behalf of
the University of Dar es Salaam.
76
Appendix V: Sample Preliminary Pages for Thesis/Dissertation
Cover page
4 cm
Centred
The Case of Kigamboni, Salender Bridge and Mtoni Kijichi Areas
2.5 cm
4 cm
12 points
Bold
Centred
U/LC
M.Sc. (Marine Biology) Thesis/Dissertation
University of Dar es Salaam
April 2005
2.5cm
77
Title page
Centred
The Case of Kigamboni, Salender Bridge and Mtoni Kijichi Areas
By
First Name Middle Name Surname
Bahati John Shahada
12 points
Bold
A Dissertation Submitted in Partial Fulfilment of the
Requirements for the Degree of Master of Science (Marine Biology) Centred
of the University of Dar es Salaam
U/LC
OR
78
A Sample of Certification Page of Thesis/Dissertation Submitted for Examination
CERTIFICATION
The undersigned certify that they have read and hereby recommend for examination by
The University of Dar es Salaam a dissertation/thesis titled: Ecology of the Inter-tidal Zone
of Selected Sandy/Muddy Shores in the Dar es Salaam Area, The Case of Kigamboni,
Salender Bridge and Mtoni Kijichi Areas, in (Partial) fulfilment of the requirements for
……………………………………….
Prof. XYZ
Double
space
(Supervisor)
Date: ------------------------------
------------------------------------------
Dr. ABC
(Supervisor)
Date: ------------------------------
79
A Sample of Certification Page of Thesis/Dissertation Submitted for Acceptance
CERTIFICATION
The undersigned certify that they have read and hereby recommend for acceptance by
the University of Dar es Salaam a dissertation/thesis titled: Ecology of the Inter-tidal Zone
of Selected Sandy/Muddy Shores in the Dar es Salaam Area, Ecology of the Inter-tidal Zone
of Selected Sandy/Muddy Shores in the Dar es Salaam Area, The Case of Kigamboni,
Salender Bridge and Mtoni Kijichi Areas, in (Partial) fulfilment of the requirements for the
……………………………………….
Prof. XYZ
Double
space
(Supervisor)
Date: ------------------------------
------------------------------------------
Dr. ABC
(Supervisor)
Date: ------------------------------
80
DECLARATION
AND
COPYRIGHT
1, Angela Peter Mlay, declare that this thesis is my own original work and that it has not been presented
and will not be presented to any other University for a similar or any other degree award.
Signature ------------------------------------------
This thesis is copyright material protected under the Berne Convention, the Copyright Act 1999 and
other international and national enactments, in that behalf, on intellectual property. It may not be
reproduced by any means, in full or in part, except for short extracts in fair dealings, for research or
private study, critical scholarly review or discourse with an acknowledgement, without the written
permission of the Director of Postgraduate Studies, on behalf of both the author and the University of
Dar es Salaam.
81
ABSTRACT
The abstract should provide a summary of the work in preferably one page.
82
TABLE OF CONTENTS
Page
Certification……………………………………………………………………………… i
Acknowledgements………………………………………………………………………… iii
Dedication………………………………………………………………………………… iv
List of Abbreviations……………………………………………………………………... v
Abstract…………………………………………………………………………………… vi
List of Figures…………………………………………………………………………….. ix
83
CHAPTER ONE
INTRODUCTION
84
REFERENCES
Department/College/School/Institute.
85
Pagination
(a) Paginate the preliminaries (portions preceding the introduction) in lower case Roman numerals ("i", "ii",
"iii", etc.) beginning with the CERTIFICATION page.
(b) Number the pages of the body of the thesis/dissertation in Arabic numerals ("1", "2",
"3", etc) consecutively throughout.
(c) The page numbers should appear just below the centre of the upper margin.
1
i
CHAPTER ONE
CERTIFICATION
INTRODUCTION
The undersigned certify that they
have read and hereby recommend
……………….. 1.1 Background
86
Final Submission of Dissertation/Thesis
For Ph.D.:
For Masters:
87
88
Appendix VI: Various Postgraduate Fees and Payments as of 2013
S/No TYPE OF PAYMENT AMOUNT (TZS) AMOUNT
(USD)
1. Application fee 50,000 50
2. Student Union 20,000 15
3. Registration fee 20,000 15
4. Caution Money 50,000 50
5. Student ID 5,000 5
6. Fee for late registration i.e. registering 5,000 per day
in the 3rd week
7. Fee for late submission and approval of 50,000 per month
thesis proposal i.e. beyond the first 6
months
8. Fee for extension of registration period 50,000 per month
9. Honoraria for Internal Examiners of 50 (Masters)
dissertation/thesis 150 (Ph.D.)
10. Honoraria for External Examiners of 100 (Masters)
dissertation/thesis 300 (Ph.D.)
11. Supervision allowance 150,000 once (Masters Dissertation)
225,000 per year (Masters’ Thesis)
750,000 per year (Ph.D.)
89