COVID-19 Vaccine BNT162b1 Elicits Human Antibody and T 1 T Cell Responses
COVID-19 Vaccine BNT162b1 Elicits Human Antibody and T 1 T Cell Responses
COVID-19 Vaccine BNT162b1 Elicits Human Antibody and T 1 T Cell Responses
https://doi.org/10.1038/s41586-020-2814-7 Ugur Sahin1,2 ✉, Alexander Muik1, Evelyna Derhovanessian1, Isabel Vogler1, Lena M. Kranz1,
Mathias Vormehr1, Alina Baum3, Kristen Pascal3, Jasmin Quandt1, Daniel Maurus1,
Received: 16 July 2020
Sebastian Brachtendorf1, Verena Lörks1, Julian Sikorski1, Rolf Hilker1, Dirk Becker1,
Accepted: 22 September 2020 Ann-Kathrin Eller1, Jan Grützner1, Carsten Boesler1, Corinna Rosenbaum1, Marie-Cristine
Kühnle1, Ulrich Luxemburger1, Alexandra Kemmer-Brück1, David Langer1, Martin Bexon4,
Published online: 30 September 2020
Stefanie Bolte1, Katalin Karikó1, Tania Palanche1, Boris Fischer1, Armin Schultz5, Pei-Yong Shi6,
Check for updates Camila Fontes-Garfias6, John L. Perez7, Kena A. Swanson7, Jakob Loschko7, Ingrid L. Scully7,
Mark Cutler7, Warren Kalina7, Christos A. Kyratsous3, David Cooper7, Philip R. Dormitzer7,
Kathrin U. Jansen7 & Özlem Türeci1
An effective vaccine is needed to halt the spread of the severe acute respiratory
syndrome coronavirus-2 (SARS-CoV-2) pandemic. Recently, we reported safety,
tolerability and antibody response data from an ongoing placebo-controlled,
observer-blinded phase I/II coronavirus disease 2019 (COVID-19) vaccine trial with
BNT162b1, a lipid nanoparticle-formulated nucleoside-modified mRNA that encodes
the receptor binding domain (RBD) of the SARS-CoV-2 spike protein1. Here we present
antibody and T cell responses after vaccination with BNT162b1 from a second,
non-randomized open-label phase I/II trial in healthy adults, 18–55 years of age. Two
doses of 1–50 μg of BNT162b1 elicited robust CD4+ and CD8+ T cell responses and strong
antibody responses, with RBD-binding IgG concentrations clearly above those seen in
serum from a cohort of individuals who had recovered from COVID-19. Geometric mean
titres of SARS-CoV-2 serum-neutralizing antibodies on day 43 were 0.7-fold (1-μg dose)
to 3.5-fold (50-μg dose) those of the recovered individuals. Immune sera broadly
neutralized pseudoviruses with diverse SARS-CoV-2 spike variants. Most participants
had T helper type 1 (TH1)-skewed T cell immune responses with RBD-specific CD8+ and
CD4+ T cell expansion. Interferon-γ was produced by a large fraction of RBD-specific
CD8+ and CD4+ T cells. The robust RBD-specific antibody, T cell and favourable cytokine
responses induced by the BNT162b1 mRNA vaccine suggest that it has the potential to
protect against COVID-19 through multiple beneficial mechanisms.
Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), which transiently expressed and does not integrate into the genome. It is
was identified in China in December 2019, causes coronavirus disease molecularly well defined, free from materials of animal origin, and
2019 (COVID-19)—a severe, acute respiratory syndrome with a complex, synthesized by an efficient, cell-free in vitro transcription process from
highly variable disease pathology. On 11 March 2020, the World Health DNA templates5,9,10. The fast and highly scalable mRNA manufacturing
Organization (WHO) declared the SARS-CoV-2 outbreak a pandemic. As and LNP formulation processes enable rapid production of manyvac-
of 16 September 2020, more than 29 million cases have been reported cine doses6,7,11, making it suitable for rapid vaccine development and
worldwide, with over 930,000 deaths2. The severe and worldwide effect pandemic vaccine supply.
of the pandemic on human society calls for the rapid development of Two phase I/II umbrella trials in Germany and the USA are investigat-
safe and effective therapeutics and vaccines3. ing several LNP-encapsulated RNA vaccine candidates developed in
Lipid nanoparticle (LNP)-formulated mRNA vaccine technology ‘Project Lightspeed’, the joint BioNTech-Pfizer COVID-19 RNA vaccine
allows the delivery of precise genetic information together with an development program. Recently, we reported interim data obtained
adjuvant effect to antigen-presenting cells4. The prophylactic effec- in the USA trial (NCT04368728) for the most advanced candidate,
tiveness of this technology against multiple viral targets has been BNT162b11. BNT162b1 encodes the receptor-binding domain (RBD)
proven in preclinical models5–7. LNP- and liposome-formulated RNA of the SARS-CoV-2 spike protein, a key target of neutralizing antibodies.
vaccines for preventing infectious diseases or treating cancer have The RBD antigen expressed by BNT162b1 is fused to a T4 fibritin-derived
been shown in clinical trials to be safe and well-tolerated8. mRNA is ‘foldon’ trimerization domain to increase its immunogenicity by
1
BioNTech, Mainz, Germany. 2TRON gGmbH–Translational Oncology at the University Medical Center of the Johannes Gutenberg, Mainz, Germany. 3Regeneron Pharmaceuticals, Tarrytown, NY,
USA. 4Bexon Clinical Consulting, Upper Montclair, NJ, USA. 5CRS Clinical Research Services Mannheim GmbH, Mannheim, Germany. 6University of Texas Medical Branch, Galveston, TX, USA.
7
Pfizer, Pearl River, NY, USA. ✉e-mail: [email protected]
IgG (U ml–1)
50 μg
trial, dosages of 10 μg, 30 μg (prime and boost doses 21 days apart for 103
60 μg
both dose levels) and 100 μg (prime only) were administered. No serious 102 2 3 1 2 1 1 (no boost)
adverse events were reported. Local injection site reactions and sys- 101 HCS
21 32 60 μg
102 20 400 Control
12 19 17 (no boost)
HCS 300
LLOQ 200 CD8+ T cells
5/9 4/9
10 10 10 10 10 10 Pre Post
101 100
RBD
0
Pre 8 22 29 43 8 22 29 43 8 22 29 43 8 22 29 43 8 22 29 43 HCS CEF
30 g
50 g
μg
30 g
50 g
μg
10 g
μg
t)
t)
bo g
bo g
μ
μ
μ
μ
μ
os
os
o μ
o μ
10
1
1
( n 60
( n 60
Days after initial vaccination CEFT
Immunization dose Control
b c 105 Pseudovirus neutralization titres
4 Spearman r = 0.9452 10 μg 30 μg 50 μg c CD4+ T cells CD8+ T cells
P ≤ 0.0001 5,000
104
3 4,000
pVNT50
3,000 1 μg
103
2,000 10 μg
2 30 μg
1,500
102 50 μg
LLOQ
1 1,000
101
500
0
Wild-type
Q321L
V341I
A348T
N354D
S359N
V367F
K378R
R408I
Q409E
A435S
K458R
G476S
Y508H
H519P
D614G
I472V
V483A
2 3 4 5 0
log[RBD-specific IgG (U ml–1)], day 29 RBD CEFT RBD CEF
SARS-CoV-2 RBD variants
Fig. 3 | Frequency and magnitude of BNT162b1-induced CD4+ and CD8+ T cell
Fig. 2 | BNT162b1-induced virus neutralization titres. Vaccination schedule responses. The vaccination schedule is described in Extended Data Fig. 1.
and serum sampling are described in Extended Data Fig. 1 and participants PBMCs obtained on day 1 (pre-prime) and on day 29 (7 days after boost for
were immunized as in Fig. 1. a, SARS-CoV-2 50% neutralization titres (VNT50) in cohorts 1 and 10 μg, n = 11 each; 30 and 50 μg, n = 10 each; 28 days after prime for
immunized participants and patients who had recovered from COVID-19 (HCS). the 60 μg cohort, n = 9) were enriched for CD4+ or CD8+ T cell effectors and
Each serum was tested in duplicate and GMT plotted. For values below the separately stimulated overnight with an overlapping peptide pool
LLOQ = 20, LLOQ/2 values were plotted. Arrowheads indicate days of representing the vaccine-encoded RBD for assessment in direct ex vivo IFNγ
vaccinations. Checked bars indicate that no boost vaccination was performed. ELISpot. Common pathogen T cell epitope pools CEF (CMV, EBV, influenza
Data shown as group GMTs (values above bars) with 95% CI. b, Nonparametric virus HLA class I epitopes) and CEFT (CMV, EBV, influenza virus, tetanus toxoid
Spearman correlation of recombinant RBD-binding IgG GMCs (as in Fig. 1) with HLA class II epitopes) served to assess general T cell reactivity and cell culture
VNT50 from sera collected on day 29. c, Pseudovirus 50% neutralization titres medium served as negative control. Each data point represents the normalized
(pVNT50) across a pseudovirus panel with 17 SARS-CoV-2 spike protein variants mean spot count from duplicate wells for one study participant, after
including 16 RBD mutants and the dominant spike protein variant D614G (dose subtraction of the medium-only control (a, c). a, RBD-specific CD4+ and CD8+
level 10 μg, n = 1; dose levels 30 and 50 μg, n = 2 representative day 29 sera). T cell responses for each dose cohort. Ratios above post-vaccination data
Each serum was tested in duplicate and GMT plotted. LLOQ = 40. Data shown as points are the number of participants with a detectable CD4+ or CD8+ T cell
group GMT with 95% CI. response out of the total number of tested participants per dose cohort.
b, Exemplary CD4+ and CD8+ ELISpot images for a 10-μg cohort participant.
c, RBD-specific CD4+ and CD8+ T cell-responses in all participants who received
variants identified through publicly available information21 and the
prime and boost vaccination (n = 42) with a positive response to RBD and their
dominant (non-RBD) spike variant D614G22 in pseudovirion neutraliza-
baseline CEFT- and CEF-specific T cell responses. Horizontal bars indicate
tion assays. Sera collected 7 days after the second dose of BNT162b1
median.
showed high neutralizing titres to each of the SARS-CoV-2 spike variants
(Fig. 2c, Extended Data Table 5).
Percentage of cytokine+
1 μg
10 μg
Pre
75 30 μg
IL-4 APC
0.14 50 μg
IL-2 PE
0.29 0.07
50 60 μg
(no boost)
5 0.02 0.04 0.28 0.33 0.01 0.01
4 25
Post
3
2 0.24 0
1.97 0.37
IL 2 +
IF +
IL 2 +
-4 +
IL 2 +
-4 +
IL 2 +
IF +
IL 2 +
-4 +
IL 2 +
IL 2 +
IL 2 +
IL 2 +
IL 2 +
N IL γ +
N IL γ +
N IL γ +
N IL γ +
N IL γ +
3 4 5
-4
-4
γ+ -
γ+ -
γ+ -
γ+ -
γ+ -
IF FN
IF FN
N
-
-
IFNγ PE-Cy7
IF
I
I
IF
IF
IF
c RBD-specific CD8+ T cells d
TNF IL-1β IL-12p70
IFNγ IL-2
Percentage cytokine+ of CD8+ T cells
10 g
30 g
50 g
60 μg
H *
S
H *
S
μg
μg
μ
μ
μ
μ
μ
μ
C
C
1
Immunization dose
RBD-specific CD4+ T cells IL-4 IL-5
Percentage cytokine+ of CD4+ T cells
10 g
30 g
μg
60 μg
10 g
30 g
50 g
60 μg
H *
S
H *
S
H *
S
μg
μg
μg
μ
μ
μ
μ
μ
μ
μ
μ
C
C
1
50
Immunization dose
Fig. 4 | Cytokine polarization of BNT162b1-induced T cells. The vaccination CD4+ T cells. Arithmetic mean with 95% CI. CD4 non-responders (<0.03% total
schedule is described in Extended Data Fig. 1. PBMCs from vaccinated cytokine-producing T cells; 1 μg, n = 5; 10 μg, n = 1; 30 μg, n = 2; 50 μg, n = 1; 60 μg,
participants (7 days after boost for cohorts 1 and 10 μg, n = 10 each; 30 μg, n = 12; n = 6) were excluded. c, RBD-specific CD8+ (top) or CD4+ (bottom) T cells
50 μg, n = 9; 28 days after prime for the 60 μg cohort, n = 11) and donors who had producing the indicated cytokine as a percentage of total circulating T cells of
recovered from COVID-19 (HCS, n = 15; c) were stimulated over night with an the same subset. Values above data points indicate mean fractions per dose
overlapping peptide pool representing the vaccine-encoded RBD and analysed cohort. Participants’ PBMCs were tested as single instance (b, c). d, Cytokine
by flow cytometry (a–c) and bead-based immunoassay (d). The gating strategy is release by PBMCs from the 50 μg cohort (n = 5; assay results from remaining
depicted in Supplementary Fig. 1. a, Exemplary pseudocolour flow cytometry samples of this and other cohorts not available at the time). Each data point
plots of cytokine-producing CD4+ and CD8+ T cells from a participant who was represents the mean from duplicate wells subtracted by the DMSO control for
immunized with the 10-μg dose. b, RBD-specific CD4+ T cells producing the one study participant. LLOQs were 6.3 pg ml−1 for TNF, 2.5 pg ml−1 for IL-1β,
indicated cytokine as a percentage of total cytokine-producing RBD-specific 7.6 pg ml−1 for IL-12p70, 11.4 pg ml−1 for IL-4 and 5.3 pg ml−1 for IL-5.
Of note, although at 1 μg BNT162b1 the rates of CD4+ and CD8+ T cell In summary, these findings indicate that BNT162b1 induces
response were lower than for the other doses (9 and 8 out of 11 partici- functional and proinflammatory CD4+ and CD8+ T cell responses in
pants, respectively), the number of vaccine-induced T cells in some almost all participants, with TH1 polarization of the helper response.
participants was almost as high as with 50 μg BNT162b1 (Fig. 3a).
To assess the functionality and polarization of RBD-specific T cells,
we identified cytokines secreted in response to stimulation with Discussion
overlapping peptides representing the full-length sequence of the We observed concurrent production of neutralizing antibodies,
vaccine-encoded RBD by intracellular staining (ICS) for IFNγ, IL-2 and activation of virus-specific CD4+ and CD8+ T cells, and robust release
IL-4 in PBMCs collected before and after vaccination from 52 partici- of immune-modulatory cytokines such as IFNγ, which represents a
pants who had been immunized with BNT162b1. RBD-specific CD4+ coordinated immune response to counter a viral intrusion24. IFNγ is
T cells secreted IFNγ, IL-2, or both, but in most individuals they did not a key cytokine for several antiviral responses. It acts in synergy with
secrete IL-4 (Fig. 4 a–c, Extended Data Table 6). Similarly, fractions of type I interferons to inhibit the replication of SARS-CoV25. Individuals
RBD-specific CD8+ T cells secreted IFNγ+ and IL-2. with polymorphisms in the IFNG gene that impair IFNγ activity have
The mean fraction of RBD-specific T cells within total circulating a fivefold increase in susceptibility to SARS26. The robust elicitation
T cells obtained by BNT162b1 vaccination was substantially higher than of IFNγ-producing CD8+ T cells indicates that a favourable cellular
that observed in fifteen donors who had recovered from COVID-19. immune response with anti-viral and immune-augmenting properties
Fractions of RBD-specific IFNγ+ CD8+ T cells reached up to several per complements the strong neutralizing antibody response.
cent of total peripheral blood CD8+ T cells in immunized individuals The detection of IFNγ, IL-2 and IL-12p70, but not IL-4 or IL-5, indi-
(Fig. 4c). The supernatants of PBMCs from five vaccinated participants cates a favourable TH1 profile and the absence of a potentially del-
were stimulated ex vivo with overlapping RBD peptides and produced eterious TH2 immune response. CD4+ and CD8+ T cells may confer
the proinflammatory cytokines TNF, IL-1β and IL-12p70, but neither long-lasting immune memory against coronaviruses, as indicated in
IL-4 nor IL-5 (Fig. 4d). SARS-CoV-1 survivors, in whom CD8+ T cells persisted for 6–11 years24,27.
analyses were performed using GraphPad Prism software version 8.4.2. Author contributions U.S. conceived and conceptualized the work and strategy, supported by
The experiments were not randomized and the investigators were not Ö.T. Experiments were planned or supervised by E.D., C.F.-G., C.A.K., L.M.K., U.L., A.M., J.Q.,
blinded to allocation during experiments and outcome assessment. P.-Y.S. and I.V. A.B., D.C., M.C., C.F.-G., W.K., K.P., J.Q., I.L.S. and P.-Y.S. performed experiments.
D.B., S. Brachtendorf, E.D., P.R.D., J.G., K.U.J., A.-K.E., L.M.K., M.-C.K., V.L., A.M., J.Q., J.S., I.V. and
M.V. analysed data. D.M. planned and supervised dashboards for analysis of clinical trial data.
Reporting summary R.H. was responsible for data normalization and adaption. C.B. and C.R. were responsible for
Further information on research design is available in the Nature biomarker and R&D program management. K.K. optimized the mRNA. M.B., S. Bolte, B.F.,
A.K.-B., D.L., T.P. and A.S. coordinated operational conduct of the clinical trial. J.L.P. advised on
Research Reporting Summary linked to this paper. the trial, and J.L. and K.A.S. advised on experiments. U.S. and Ö.T., supported by M.B., E.D.,
P.R.D., K.U.J., L.M.K., A.M., I.V. and M.V., interpreted data and wrote the manuscript. All authors
supported the review of the manuscript.
Data availability
Competing interests All authors have completed the International Committee of Medical
The data that support the findings of this study are available from the Journal Editors (ICMJE) uniform disclosure form at https://www.gisaid.orgwww.icmje.org/coi_
corresponding author upon reasonable request. SARS-CoV-2 complete disclosure.pdf` and declare: U.S. and Ö.T. are management board members and employees at
BioNTech SE (Mainz, Germany); D.B., C.B., S. Brachtendorf, E.D., A.-K.E., B.F., J.G., R.H., M.-C.K.,
genome sequences were downloaded from the GISAID nucleotide data- U.L., V.L., D.M., C.R., J.S. and T.P. are employees at BioNTech SE; K.K., L.M.K., I.V., A.M., J.Q. and
base (https://www.gisaid.org) on 20 March 2020, as described previ- M.V. are employees at BioNTech RNA Pharmaceuticals GmbH; M.B. is an employee at Bexon
ously21. Upon completion of this clinical trial, summary-level results Clinical Consulting LLC. A.B., C.A.K. and K.P. are employees of Regeneron Pharmaceuticals
Inc; K.K., A.M., U.S. and Ö.T. are inventors on patents and patent applications related to RNA
will be made public and shared in line with data sharing guidelines. technology and COVID-19 vaccine; D.B., C.B., S. Bolte, E.D., J.G., K.K., R.H., A.K.-B., L.M.K., D.L.,
U.L., A.M., C.R., U.S., Ö.T., I.V. and M.V. have securities from BioNTech SE; D.C., M.C., P.R.D., K.U.J.,
33. Xie, X. et al. An Infectious cDNA Clone of SARS-CoV-2. Cell Host Microbe 27, 841–848.e3 W.K., J.L., J.L.P., I.L.S. and K.A.S. are employees at Pfizer and may have securities from Pfizer;
(2020). C.A.K. is an officer at Regeneron Pharmaceuticals, Inc; A.B., C.A.K. and K.P. have securities
34. Muruato, A. E. et al. A high-throughput neutralizing antibody assay for COVID-19 from Regeneron Pharmaceuticals, Inc; C.F.-G. and P.-Y.S. received compensation from Pfizer to
diagnosis and vaccine evaluation. Nat. Commun. 11, 4059 (2020). perform the neutralization assay; no other relationships or activities that could appear to have
35. Moodie, Z., Huang, Y., Gu, L., Hural, J. & Self, S. G. Statistical positivity criteria for the influenced the submitted work.
analysis of ELISpot assay data in HIV-1 vaccine trials. J. Immunol. Methods 315, 121–132
(2006).
36. Moodie, Z. et al. Response definition criteria for ELISPOT assays revisited. Cancer Additional information
Immunol. Immunother. 59, 1489–1501 (2010). Supplementary information is available for this paper at https://doi.org/10.1038/s41586-020-
37. U.S. Department of Health and Human Services. Toxicity grading scale for healthy adult 2814-7.
and adolescent volunteers enrolled in preventive vaccine clinical trials. https://www.fda. Correspondence and requests for materials should be addressed to U.S.
gov/regulatory-information/search-fda-guidance-documents/ toxicity-grading-scale- Peer review information Nature thanks Barbra Richardson and the other, anonymous,
healthy-adult-and-adolescent-volunteers-enrolled-preventive-vaccine-clinical reviewer(s) for their contribution to the peer review of this work.
(2007). Reprints and permissions information is available at http://www.nature.com/reprints.
Prime Boost
Day -30 -1 1 8 22 29 43
Screening
Antibody analysis X X X X X
T cell analysis X X
1 g 10 g 30 g 50 g 60 g 1 g 10 g 30 g 50 g 60 g None
12 12
Mild
10
Number of subjects
10
Number of subjects
Moderate
8
8 Severe
6 6
4 4
2 2
0 0
Day
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
Day
7
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
7
Pain
1 g 10 g 30 g 50 g 60 g
12
10
Number of subjects
8
6
4
2
0
Day
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
7
b Fatigue Chills
1 g 10 g 30 g 50 g 60 g 1 g 10 g 30 g 50 g 60 g
12 12
10 10
Number of subjects
Number of subjects
None
8 8
Mild
6 6 Moderate
4 4 Severe
2 2
0 0
Day Day
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
24
26
26
28
22
26
28
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
7
10 10
Number of subjects
Number of subjects
8 8
6 6
4 4
2 2
0 0
Day Day
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
24
26
28
26
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
24
26
22
22
26
28
7
7
Vomiting Diarrhea
1 g 10 g 30 g 50 g 60 g 1 g 10 g 30 g 50 g 60 g
12 12
10 10
Number of subjects
Number of subjects
8 8
6 6
4 4
2 2
0 0
Day Day
24
26
26
28
24
26
26
28
22
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
3
1
5
7
5
7
24
24
26
24
24
26
22
22
22
22
26
28
26
28
7
Number of subjects
8 8
6 6
4 4
2 2
0 0
Day Day
24
26
26
28
22
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
3
1
5
7
24
26
26
28
22
24
24
26
1
3
5
22
1
3
5
7
24
1
3
5
1
3
5
7
9
22
22
3
1
5
7
26
28
24
24
26
22
22
26
28
7
Extended Data Fig. 2 | Solicited adverse events. Number of participants with reasons. Grey shading indicates number of participants at each time point. As per
local (a) or systemic solicited adverse events (AEs) (b). Participants were protocol, AEs were recorded up to 7 days after each immunisation (days 1-7 and
immunised with BNT162b1 on days 1 (all dose levels) and 22 (all dose levels except 22-28) to determine reactogenicity; for some participants 1-2 additional days of
60 μg). n = 12 subjects were injected per group, from day 22 on n = 11 for the 10 μg follow-up were available. Grading of AEs was performed according to US Food
and 50 μg cohort due to discontinuation of patients due to non-vaccine related and Drug Administration (FDA) recommendations37.
a CRP b Lymphocytes c Neutrophils
25 Pre 4 Pre Day 2 Day 8 10 Pre Day 2 Day 8
Day 2
20 Day 8 8
3
[Counts/nL]
[Counts/nL]
[mg/L] 15 6
2
10 4
1
5 2
0 0 0
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
µg
10
30
50
60
10
30
50
60
10
30
50
60
1
1
Extended Data Fig. 3 | Pharmacodynamic markers. Participants were counts. c, Kinetics of neutrophil counts. Dotted lines indicate upper and lower
immunised with BNT162b1 on days 1 (all dose levels) and 22 (all dose levels limit of reference range. For values below the lower limit of quantification
except 60 μg) (n = 12 per group, from day 22 on n = 11 for the 10 μg and 50 μg (LLOQ) = 0.3, LLOQ/2 values were plotted (a).
cohort). a, Kinetics of C-reactive protein (CRP) level. b, Kinetics of lymphocyte
Article
a b c d
Spearman r = 0.4469 Spearman r = 0.48 Spearman r = 0.3299
3 3 3
3
2 2 2
2
1 1 1
0 0 1 0
2 3 4 5 1 2 3 4 1 2 3 4 1 2 3 4
RBD-specific IgG log(U/mL), day 29 log(VNT50, day 29) CD4+ T-cell response log(VNT50, day 29)
[(IFN spots per 1 x 106 cells)]
Extended Data Fig. 4 | Correlation of antibody and T cell responses. IgG responses (as in Fig. 1) with CD4+ T cell responses on day 29 (as in Fig. 3).
Participants were immunised with BNT162b1 on days 1 (all dose levels) and 22 r = 0.4829, P = 0.0014. b, Correlation of VNT50 (as in Fig. 2a) with CD4+ T cell
(all dose levels except 60 μg) (n = 12 per group, from day 22 on n = 11 for the 10 μg responses (as in Fig. 3). r = 0.48, P = 0.0057. c, Correlation of CD4+ with CD8+
and 50 μg cohort). Data are plotted for all prime/boost vaccinated participants T cell responses (n = 51 as in Fig. 3a) from day 29 in dose cohorts 1 to 60 μg.
(cohorts 1, 10, 30 and 50 μg) with data points for participants with no r = 0.7, P < 0.0001. d, Correlation of VNT50 (as in Fig. 2a) with CD8+ T cell
detectable T cell response (open circles; a, b, d) excluded from correlation responses (as in Fig. 3) on day 29. r = 0.3299, P = 0.0652.
analysis. Nonparametric Spearman correlation. a, Correlation of RBD-specific
Extended Data Table 1 | Demographic characteristics
N, number of subjects in the specified group. This value is the denominator for the percentage calculations. n, number of subjects with the specified characteristics.
Article
Extended Data Table 2 | Subject disposition and analysis sets
Antibody analysis: Values indicate number of participants for whom virus neutralisation assays and RBD binding IgG antibody assays were performed. T cell analysis: Values indicate number of
participants for whom IFNγ ELISpot and flow cytometry (values in parentheses) were performed. N/A, not applicable. *9 for CD4+ response data.
Extended Data Table 3 | BNT162b1-induced geometric mean RBD-binding IgG concentrations and 95% confidence intervals
Geometric mean RBD-binding IgG concentration values and 95% confidence intervals by cohort and sampling time-point as displayed in Fig. 1. CI, confidence interval; N, Sample number; HCS,
Human COVID-19 convalescent sample.
Article
Extended Data Table 4 | BNT162b1-induced virus geometric mean 50% neutralization titers and 95% confidence intervals
Geometric mean 50% virus neutralisation titer values (VNT50) and 95% confidence intervals by cohort and sampling time-point as displayed in Fig. 2a. CI, confidence interval; N, Sample num-
ber; HCS, Human COVID-19 convalescent sample.
Extended Data Table 5 | BNT162b1-induced geometric mean 50% pseudovirus neutralization titers and 95% confidence
intervals
Geometric mean 50% pseudovirus neutralisation titer (pVNT50) values and 95% confidence intervals by tested SARS-CoV-2 spike protein variants as displayed in Fig. 2c. CI, confidence interval;
N, Sample number; HCS, Human COVID-19 convalescent sample; Variant, SARS-CoV-2 spike protein variant.
Article
Extended Data Table 6 | BNT162b1-induced mean cytokine values and 95% confidence intervals
Mean values and 95% confidence intervals for the individual cytokines tested as in Fig. 4b. CI, confidence interval; N, Sample number.
nature research | reporting summary
Corresponding author(s): Ugur Sahin
Last updated by author(s): Sep 16, 2020
Reporting Summary
Nature Research wishes to improve the reproducibility of the work that we publish. This form provides structure for consistency and transparency
in reporting. For further information on Nature Research policies, see Authors & Referees and the Editorial Policy Checklist.
Statistics
For all statistical analyses, confirm that the following items are present in the figure legend, table legend, main text, or Methods section.
n/a Confirmed
The exact sample size (n) for each experimental group/condition, given as a discrete number and unit of measurement
A statement on whether measurements were taken from distinct samples or whether the same sample was measured repeatedly
The statistical test(s) used AND whether they are one- or two-sided
Only common tests should be described solely by name; describe more complex techniques in the Methods section.
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Give P values as exact values whenever suitable.
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Our web collection on statistics for biologists contains articles on many of the points above.
Data analysis Flow cytometry data was analysed using FlowJo software version 10.5.3 (FlowJo LLC, BD Biosciences).
ELISpot assays were analysed using AID ELISPOT 7.0 software (AID Autoimmun Diagnostika). T-cell responses stimulated by peptides were
compared to T-cell responses stimluated with cell culture medium only as a negative control using an in-house ELISpot data analysis tool
October 2018
(EDA), based on two statistical tests (distribution-free resampling) according to Moodie et al. (refer to Material&Methods section in the
manuscript for references), to provide sensitivity while maintaining control over false positives.
RBD binding IgG data captured as median fluorescent intensities (MFIs) were converted to U/mL antibody concentrations using a
reference standard curve (reference standard composed of a pool of five convalescent serum samples obtained >14 days post-COVID-19
PCR diagnosis and diluted sequentially in antibody-depleted human serum) with arbitrarily assigned concentrations of 100 U/mL and
accounting for the serum dilution factor.
For SARS-CoV-2 and VSV-SARS-CoV-2 spike variant pseudovirus neutralisation assay, titers were calculated in GraphPad Prism version
8.4.2 by generating a 4-parameter (4PL) logistical fit of the percent neutralisation at each serial serum dilution. The 50% neutralisation
1
titre (VNT50) was reported as the interpolated reciprocal of the dilution yielding a 50% reduction in fluorescent viral foci.
Cytokine profiles in PBMC supernatants were analysed using ProcartaPlex Analyst 1.0 software (Thermo Fisher Scientific).
Data
Policy information about availability of data
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- Accession codes, unique identifiers, or web links for publicly available datasets
- A list of figures that have associated raw data
- A description of any restrictions on data availability
The data that support the findings of this study are available from the corresponding author upon reasonable request. SARS-CoV-2 complete genome sequences
were downloaded from GISAID nucleotide database (https://www.gisaid.org) on March 20th, 2020 as referred in Baum et al., 2020. Upon completion of this clinical
trial, summary-level results will be made public and shared in line with data sharing guidelines.
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Data exclusions Clinical data available until data extraction date of 13JUL2020 were included. All participants with data available were included in the safety
and immunogenicity analyses.
For serology/cell-mediated immunity correlation analyses (Ext. Data Fig. 4 a/b/d), data were only plotted for prime/boost vaccinated
participants (excluding the 60 μg dose level cohort) with detectable T-cell response.
All participants with sufficient PBMC material available were included in the ICS analyses. In Fig. 4b, CD4 non-responders (<0.03% total
cytokine producing T cells; 1 μg, n=5; 10 μg, n=1; 30 μg, n=2; 50 μg, n=1; 60 μg, n=6) were excluded.
All participants with sufficient PBMC material available were included in the ELISPOT analyses. In Fig.3c, participants without a T-cell response
were excluded, and data from the 60 μg cohort were excluded. In Ext. Data Fig. 4c, only data from participants with both CD4+ and CD8+ T-
cell responses were included.
For cytokine analysis in Fig. 4d, only assay results from n=5 participants of the 50 μg cohort were available by the time of submission/re-
submission. The remaining samples from this and other cohorts were prioritized for other analyses.
Data shown are preliminary and not fully source-data verified.
Replication A parallel clinical study of very similar design has been conducted in the USA involving the same populations, vaccine candidates and doses.
The results for safety and immunogenicity align closely. The US study is randomized placebo controlled.
Serology: Participant sera were tested in duplicate and geometric mean concentration (RBD-specific IgG dLIA) or titer (virus neutralisation and
pseudovirus neutralisation assay) were plotted.
T cell immunity: Participant PBMCs were tested as single instance in ICS analyses. Participant PBMCs were tested in duplicates in ELISpot
analyses. Spot counts were summarized as mean values of each duplicate.
Data shown are preliminary and not fully source-data verified.
Randomization Randomization was not performed in order to facilitate operational efficiencies with the sentinel design, also knowing that a parallel
randomized, placebo-controlled study was being conducted in the same vaccine constructs in the USA.
Blinding This is a non-randomized open-label phase I/II trial. Investigators were not blinded in order to facilitate operational efficiencies with the
sentinel design, also knowing that a parallel randomized, placebo-controlled study was being conducted in the same vaccine constructs in the
October 2018
USA.
2
Materials & experimental systems Methods
Antibodies
Antibodies used Flow cytometry (specificity/host+reactivity/fluorochrome/clone/manufacturer/catalogue number/lot number/dilution/extra- or
intracellular):
CD3/mouse anti-human/BV421/UCHT1/BD Biosciences/562426/9113553/1:250/extracellular+intracellular
CD4/mouse anti-human/BV480/RPA-T4/BD Biosciences/746541/0171955/1:50/extracellular+intracellular
CD8/mouse anti-human/BB515/RPA-T8/BD Biosciences/564526/0037189/1:100/extracellular+intracellular
IFNγ /mouse anti-human/PE-Cy7/B27/BD Biosciences/557643/9332967/1:50/intracellular
IL-2/rat anti-human/PE/MQ1-17H12/BD Biosciences/554566/9337013/1:10/intracellular
IL-4/rat anti-human/APC/MP4-25D2/BD Biosciences/554486/9185677/1:500/intracellular
Validation Commercially available antibodies were selected based on their antigen specificity and suggested application as described on the
manufacturer`s website and data sheets. The antibody concentrations for staining were optimized by titrating down each
reagent starting at the manufacturer`s recommendation. The optimal amounts of the reagents were defined by (i) minimal
unspecific shift of the negative population and (ii) a maximal separation of the negative and positive population. Individual
antibody validation reports are not evident from the BD Biosciences website.
Authentication Vero and Vero E6 cells were sourced from ATCC, which maintains a quality management system commensurate to ISO
9001:2015, ISO 13485:2016, ISO 17025:2017, and ISO 17034:2016. Cells were certified by the vendor and propagated
according to the manufacturer’s instructions.
Mycoplasma contamination All used cell lines were tested negative for mycoplasma contamination after receipt and before expansion and
cryopreservation.
vaccination with any coronavirus vaccine; a positive serological test for SARS-CoV-2 IgM and/or IgG at the screening visit; and a
SARS-CoV-2 NAAT-positive nasal swab within 24 hours before study vaccination; those with increased risk for severe COVID-19;
immunocompromised individuals, those with known infection with HIV, hepatitis C virus, or hepatitis B virus and those with a
history of autoimmune disease.
Recruitment Recruitment was performed by teaching investigators according to inclusion and exclusion criteria without any bias. No protocol-
specified methods. The sites are experienced phase 1 units with established rostas of potential subjects who they can invite for
screening for inclusion. Also the sites advertise through their own web-site. Some subjects self-referred via the sponsor.
3
Ethics oversight The trial was carried out in Germany in accordance with the Declaration of Helsinki and Good Clinical Practice Guidelines and
Clinical data
Policy information about clinical studies
All manuscripts should comply with the ICMJE guidelines for publication of clinical research and a completed CONSORT checklist must be included with all submissions.
Study protocol The full clinical study protocol is not published online, but a comprehensive description of the clinical trial design, eligibility
criteria and endpoints is available at https://clinicaltrials.gov/ct2/show/study/NCT04380701.
Data collection Serum for antibody assays was obtained on day 1 (pre-prime), 8±1 (post-prime), 22±2 (pre-boost), 29±3 and 43±4 (post-boost).
PBMCs for T cell studies were obtained on day 1 (pre-prime) and 29±3 (post-boost). Tolerability was assessed by patient diary.
All formal protocol-determined visits were conducted on-site at the investigators premises (in each case a dedicated phase 1
unit). All study procedures such as blood sample, physical examinations, screening checks were conducted at the study sites. The
only exceptions were the completion of the subject diaries, which was done by the subjects at home. Diaries were collected by
the sites at the subjects' next scheduled visits and the data entered on site. There was also dedicated telephone follow-up, 48
hrs following dosing, to ensure subject well-being, which was documented on site by the investigator conducting the call.
Outcomes Primary objective: To describe the safety and tolerability profiles of prophylactic BNT162 vaccines in healthy adults after single
dose (SD; prime only) or prime/boost (P/B) immunization.
Endpoints: Solicited local reactions & solicited systemic reactions (listed in subject diaries, to be graded by subjects) and
unsolicited treatment-emergent adverse events.
Secondary objectives: To describe the immune response in healthy adults after SD or P/B immunization measured by a functional
antibody titer, e.g., virus neutralization test or an equivalent assay available by the time of trial conduct.
Endpoints: Functional antibody responses; fold increasese in functional antibody titers; number of subjects with seroconversion
Flow Cytometry
Plots
Confirm that:
The axis labels state the marker and fluorochrome used (e.g. CD4-FITC).
The axis scales are clearly visible. Include numbers along axes only for bottom left plot of group (a 'group' is an analysis of identical markers).
All plots are contour plots with outliers or pseudocolor plots.
A numerical value for number of cells or percentage (with statistics) is provided.
Methodology
Sample preparation Cytokine-producing T cells were identified by intracellular cytokine staining. PBMCs thawed and rested for 4 hours in OpTmizer
medium supplemented with 2 μg/mL DNAseI (Roche), were restimulated with a peptide pool representing the vaccine-encoded
SARS-CoV-2 RBD (2 μg/mL/peptide; JPT Peptide Technologies) in the presence of GolgiPlug (BD) for 18 hours at 37 °C. Controls
were treated with DMSO-containing medium. Cells were stained for viability and surface markers in flow buffer ((DPBS (Gibco)
supplemented with 2% FCS (Biochrom), 2 mM EDTA (Sigma-Aldrich)) for 20 minutes at 4 °C. Afterwards, samples were fixed and
permeabilized using the Cytofix/Cytoperm kit according to manufacturer’s instructions (BD Biosciences). Intracellular staining
was performed in Perm/Wash buffer for 30 minutes at 4 °C.
Software For data analysis FlowJo software version 10.5.3 (FlowJo LLC, BD Biosciences) was used.
Cell population abundance Bulk PBMCs were used. No cell sorting was performed.
October 2018
Gating strategy The gating strategies are detailed in the respective figure or in the supplementary information. Briefly, singlets were gated based
on their location in the FSC-A/FSC-H plot. Debris was exclduded in the subsequent FSC-A/viability dye plot. Viable cells were
gated from non-debris in the FSC-A/viability dye plot. From viable cells, lymphocytes were gated based on their size and
granularity in the FSC-A/SSC-A plot. From lymphocytes, CD3+ T cells were gated in the CD3/SSC-A plot. From CD3+ T cells, CD4+
and CD8+ T cells were gated in the CD4/CD8 plot. From CD4+ T cells, IFNg+, IL-2+, IL-4+ or IFNg+ IL-2+ T cells were gated by
plotting CD4/IFNg, CD4/IL-2, CD4/IL-4, or IFNg/IL-2. From CD8+ T cells, IFNg+, IL-2+ or IFNg+ IL-2+ T cells were gated by plotting
CD8/IFNg, CD8/IL-2, or IFNg/IL-2.
Tick this box to confirm that a figure exemplifying the gating strategy is provided in the Supplementary Information.