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'
Seewilliam cooney, "Rights Theory" in Encycropedia
of Appried Ethics, vor. 3 (London:
AcademicPress,1998),p. 975.
i
GENERAL INTRODUCTION
,l"iÎ"iii{,:1"ry'":ll?3::,1""iel:,T.i",;if,::ì*":;'"
pi"",f
humanrightstittr"tt ."uronàbryestablirt,,ri"ir--""riàiry
tradirions, "un rrr.."['".àa.ro,"
thouehnorrutv. in differenr
rights.withouisu.nu pÉirolopt.ur"iu.r.ing ; ;;;; priiJropr,y of human
counrered throushvariols ,rìÀi, ó" tà n"gt".ted and
rationat foundaton to the".gu:r"nir.ónry i- roinJ pnii"íàpnycangivea
;.r;;;; àf hurun rigits. withou, such a
foundationthe laneuageof rights
becoÀ", -"." rhetoric.Today,s
filled with tark about rights. worrd is
é;;;;;r*i'with.this ralk are quesrionsborh of
life and death and or rriíorous
*lrì"rr. rrre righi ;lìf;;fHe
and the cl^aimedright to .t unborn ch'd
ìir"'
aspecrs
or thisi'iu".rhere ;tr*x"fr::Iffir":?-ljî"iti:tf,:T:
"i." "f
"* i;;'" areclaims*r,i"ù
ethicalimportance'
fiAXffi:l;fi|Í sometimes
go
contemporary human rights discours.e
incrudeslegal norms, political
contexts, morar ideals, intJrnationar
discussions, lnstitutions_ both
governmentaland non-governmental, .
and issues development.
The boundariesof the Jubject *" "i""à"o*i"
li"^r,"À""'ilnr, movemenr
that grew out of worrd wàr u has beóome
""punài"g.
an lmpoftant part of our personar
and sociallife. Elementsof law, poritics,
ano morality are interconnected in
2 Sourcesand Methodotogy
- This study is primarily basedon books and articlesby Maritain and
sen. Their works constitutethe primary sourceof this research.we will
alsoconsultdifferent authorswho have contributedto this field of sfudy.In
generalthis studyemploysanalyticand syntheticmethods.We presentiheir
vrslons rn a systematic way, and we try to analyze their thought, with
Maritain in the conrextof his social and political philosophy,and with sen
in the context of his thought on developmentand freedom.we attemptto
situatetheir philosophiesof humanrights in their proper historicalconìext,
and we try to understandthe relevanceof their contributionsto the present
situation.The syntheticcharacterof the work lies in the fact that at the end
of the work we synthesizethis study in a comparison,and offer a general
conclusion.
a
See Philip Alston, ed. , Promoting Human RightsThrough Bills of Rights: Comparative
Perspectives, (Oxford: Oxford Universitypress,1999), pp. 2-3
CENERAI INTRODUCTION
3 Limits
The work concentratesonly on the philosophy of human rights
accordingto Maritain and Sen. With regard to Maritain there exist various
studies which emphasizedifferent aspects of his social and political
philosophy.The various aspectsof his political philosophy are treatedin
this dissertationonly insofar they are connectedto his treatmentof human
rights. As far as Sen is concernedhe is basically an economist.He has
written on many aspectsof economics,and he is still activein writing in this
field. We concentrateonly on those aspectsof his presentationwhich are
connectedwith humanrights.
5 Biographical Notes
JacquesMaritain was born in 1882in Paris.He studiedat the Lycée
Henri [V and at the Sorbonne.He was initially attractedto the philosophy of
Baruch Spinoza.In 1901 Maritain met RaissaOumansoff, a fellow student
at the Sorbonne. Both were struck by the spiritual aridity of French
intellectuallife and madea vow to commit suicidewithin ayear shouldthey
not find some answer to the apparent meaninglessnessof life. The
challengesof their teacher Henri Bergson helped them to give up their
úroughtsof suicide,and Jacquesand Raissawere married in 1904.Under
the influenceof Leon Bloy the two were convertedto Catholicismin 1906
and experiencedwhat one might also describeas a conversionto Thomism.
Maritainbeganan intensivestudyof the writings of ThomasAquinas.
Already recognizedas an important writer on metaphysicsMaritain
beganto write on political philosophy in the I920s, following the Vatican
condemnation of L'Action Frangaise, the extreme right nationalist
movement with which he had initially sympathized.In the 1930s he
developed a political philosophy that he called integral humanism in
opposition to both individualistic liberalism and collectivist socialism,
describingit as personalist,communitarian,andpluralist.
l-i
'=1
=:
I Ó
GENERAL IM.RODUCTION
1
I
calcutta and cambridge and has taught
in many pr".rigiou, institut
such as Delhi School of Economiís,
Oxford úoiu"irity, Cambr
university, The London schoor or pconomics,
and Harvarà university ;
was awardedthe Noberprize for Economics ,l
in r99g i;, hi; conrributic
welfare economics.The Royal swedish
Academy of sciencesstatedi
citation that sen's work hai contributed
to the th"ory or ro.iut choice
definition of welfare and poverty, unJ studies
of famine. He was the
GENERAL INTRODUCl'ION
Chapter 1
Introduction
The purpose of the first chapter is to present Maritain's
philosophicalposition in regard to the foundation of human rights. He
considersnaturallaw the foundationof humanrights. In this chapterwe try
to understandhis treatment of natural law and how it works as the
foundation of human rights. Then we try to presenthis enumerationof
various human rights. For Maritain there are two aspectsof natural law, the
ontological and the gnoseological.Natural law is the normality of
functioning of any being, but as regardsman nafural law becomesthe moral
law. Man should freely obey it in order to achievehis end. For Maritain
naturallaw is known throughinclination.
We try to explain how Maritain establishesthat the true philosophy
of human rights is basedon the true idea of natural law. The natural law
prescribesto us our fundamentalduties, and by virtue of this natural law
every law is binding. It is this law which assignsto us our fundamental
rights. The natural law is universal and invariable, and dealswith the rights
and duties which follow necessarilyfrom the first principle or precept of
law, that good is to be doneand evil avoided.
In explaining human rights Maritain criticizes the theories of the
rights of man of some eighteenthcentury philosophers,particularly Jean
JacquesRousseau.Rousseau'sthoughtassumedthe absoluteindependence
of the human subject and his absolute right to express anything and
everythingthat is in him. This conceptionof rights, accordingto Maritain,
may harm the commongood and may bring stateabsolutism.
Maritain enumerates the rightsof the humanperson,the rights of the
civic person,and the rights of the working person.He providesan elaborate
list of variousrights underthesethreecaptions.He held that naturalrights
are fundamental and inalienable, that they are antecedentin nature and
superiorto society.Nafural human rights are inalienablebecausethey are
groundedon the very nature of man. There are absolutely inalienable
naturalhuman rights. If such rights were to be restrictedby the body politic,
the common good would be imperilled. No man can lose these rights.
Maritain makesclear,however,that therecan be somelimitation relativeto
rights. He makes a distinction betweenthe possessionand exerciseof a
right.
10 I: N-ATURALLA\[ A\D l{UllAl{frcilTS
CH.APTER
in their practical
,tut", thut the óonflifting theoreticalsystemsconverge- I
development and growth of moral
.oncturlons.There is a órt of organic i
is independent of
tnàwtedge and moral feeling. rryr development
way enter
philosopÉicalsystems,but philosophicalsystemsin^a secondary r
it- positively. and
into reciprocal acrion with this procers. They affect
;;;rì;;i;.i-Maritain sets forth a rational foundation of human rights'
rights is natural
a"?o.Oing to him the philosophicalfoundationof human
the rationalistera jurists and philosophers
law. He points out that during -natural
have misused the notion of law for their purposes'They have
Maritain says
presentedit in so over-simplified.and so arbitrary a rnanner.
of natural law and the rights of mant
it ui ,fr"v should have a true notion
;th"y s'houldrealize,however, that the history of the rights of man is linked
into which
up *itt, the history of Natural !?*, and that the discredit
entailed a
,érn"tirn", positivism brought the idea.of Natural Law inevitably
similar discreditingof tn" iiea of the Rightsof Man'"2
l.lCriticismagainstEighteenthandNineteenthCentury
Conceptionsof Human AutonomY (
There are different theoriesof natural law. Maritain quotesLaserson I
view that one
to assertthe importance of natural law' The latter is of the c
law itself. There
shouldnot confúsethe doctrinesof natural law with natural lr
one might
might be different theories of natural law. In the course of time S
the law itself is
be substitutedby another,but this does not signify that F
rt' T1reeigfrteenthand.the nineteenth centuries witnessedmany 9t
F;; to much
iheori"sìoming anú going.The ideasof naturallaw were subjected R
artificial systematizationand rationalistrecasting' i^
Se
Some theories treated man as god and ascribedto him the absolute nr
in Maritain's
and unlimited rights of a god. [n creating this situation, frr
are important." Natural law was to SA
opinion, ImmanuélKant and Rousseau re(
no
Th
1 of Chicago Press,
See JacquesMaritain, Man and the State (Chicago: The University Ph
1956),pp. 79-80. edr
' Maritain,Man and fhe State,pp. 80-81' do<
ger
3 See Maritain, Man and the State, pp.8l-82. Here Mafitain is dependenton Max M.
..positive and Natural Law and Their Correlation" in lnterpretations of the
Laserson, law
Modern Legal Philosophies:Essaysin Honour of RoscoePound' Ind,
a Immanuel Kant and
See Maritai n, Man and the State, pp.83-84. Here Maritain criticizes Egc
In the devèlopment of discourseon human nghts in the tradition
JeanJacquesRousseau.
CHAPTERI: NATURAL LAW AND HUMAN RICIrTS
ll
(Rom 10.3). Only through that faith that is total commitment to Christ that man can
acceptsalvation. SeeF. M. Gillman, "Apostle Paul" in New Catholic Encyclopedia, vol.
l1 (Washington(DC): The CatholicUniversiryof Americapress,2003),pp. 1-17.
o
Maritain, Man and the State,p. 84.
7
SeeMaritai n, Man and the State,p.84. Grotius tried to establishthe theory of natural law
as the moral governanceof mankind without depending on theological considerations.
The presuppositionof the existenceof God is not necessaryfor the influence of natural
law. The result is the notion of a purely secular moral order for the basis of law and
politics. See Andrew J. Reck, "Natural Law," The Review of Metaphysicsaz
{9s9), p.
491. Maritain criticizes Grotius for concentrating solely upon the order of nature as
decipheredby human reason and not perceiving the relationship between the order of
nature and the eternal reason.For Maritain the ultimate reasonfor the rationality of the
natural law is the divine reason.SeeJacquesMaritain, "Natural Law and Moral Law" in
challenges and Renewals,Josephw. Evans and Leo R. ward, eds. (Notre Dame (IN):
University of Notre Dame Press,1968),p. 219. This work is a collection of readings.
The above mentioned section is taken ftom Moral Principles of Action: Man's Ethical
Imperative, Ruth Nanda Anshen, ed. (New york and London: Harper and Brothers,
1952),pp. 62-76.
8
See Ernest. L. Fortin, "The New Rights and the Natural Law,', The Review of potitics 44
( | 982),pp. 594-595.
CHAF|ER I: NATURAL LAW AND HUMAN
RIGHTS IJ
and
_philosophers,especially of Gratian and John of
Salisbury.
In the Treatise on r''w of the summa
Theologiae st. Thomas
distinguishesthe variouskinds of law: eternar
law, naturailu*, humanlaw,
and divine law in its two forms, both the
ord and ú," n"*. For him law is a
measureor a rule of human conduct which
originatesin reason,which
commandsor forbids, and which is ordained
,o í," ."r"Àon good. From
divine reasonspringseternallaw. It is the
rule that oirecis ail actionsand
movementstoward the furfirmentof the divine
end. It i, Coo,, conception
and direction of all things. Natural law is
derived lorn tt" eternal law.
Natural law participatesil-rdivine law. Ttre
origin of human law is natural
Iaw. Human law aàjustsand accoÀmodates
tr,""nuturui-iu* ,o particurar,
individual cases.Divine rawstreato'uìt".,
which go beyondhumanreason.
Thesemattersare crucial to man's eternal
happinJss,;í;À;y pertai^n to the
interior movementsof his mind or soui-rath".
thanhis overt actions.v
we find natural law in cicero, the
Stoics, uno in other great
moralists of antiouity a.nd ip grear poets.
Maritain cites Antigone, the
heroine.in sophocies_rs pray oitn?;;# name.She breaksa posiriveraw in
giving burial to her brother and justifies
her act by ;"kril an appeal to a
law higher than anv merery human taw.
rrris higher raw is unwritten and
unchangeable.Mariiain rt"r ttt" heroineof natural law.r0
"o*id".,
1.3 The Ontological Element in Natural
Law
There is a human nature, and this human
nature is samein all men.
Ma,n is a.being gifted wirh inlerh!"n"".
He has ,h" ;;;", to acr wirh
understa_nding and the power to diermine for hims"fit"
pursue.Man possesses ends he will
ends which necessarily to his essential
constitutionand which are the samefor "oo"rponJ
alr. Éecaus" ài it i, possessionof
although hehastheabilityro freerychoose tì, o.,un
ril"l!g,"1*,
Ior man to attunehimserfto the endsîecessariiy ends,ir is
demanJ"ouy his nature.
This meansthat there is an order o.
Jirposition which human reasoncan
discoverand accordingto which human-will
should act- ihis order is the
unwritten, naturarraw. To ilustrate this
point rururituiì'speat<s of human
workmanshipin the.making of a piano.
All pianos have as their end the
production of certain attrined tóunài,
in"ip"ctiu" ói in"i. ,yp" and
'
See Thomas Aquinas'Jumma Theorogiae,
r-rr, q. 90-10g. summa Theorogica,
Fathersof rheEnglishDominicanprouln"", trans.
vol. 2 iNew vo*, ón irtran crassics,rggr),
pp. 993-t I 19. SeealsoA. J. Reck, .Waturaí
r0 Law,,,pp. 48g_489.
See.Thomas. A. Fay, "Maritain on Rights and Natural
Law,,, The Thomist55 (1991),p.
l4 CHAP|ER I: NATURAL LAIV AND HUMAN RIGHTS
11
SeeMaritain, Man and the State,p. g6.
12
SeeMaritain, Man and the State, pp. g6-g7.
13
SeeMaritain, Man and the State,p.88.
ra
SeeMaritain, Man and the State,p. g9.
CHAPTER I: NATURAL LAw AND HUMAN RIGIITS
l5
natural obligationsor rights of which perhapsnow
w-ehave no idea, and of
which men may becomeawarein a distant'future.',15-onry
an angelwould
know naturallaw in its full extension.No nuÀan
u"ing^Junknow the full
existential situations of man though the eighteenrt,
.8nLry theoreticians
claimedsuchknowledge.16
'5
Maritain, Man and the State,o. g9.
Ió
SeeMariui n. Man and the State.p. eS.
17
SeeMaritain,Man and the State,p.90.
't
Maritain,Man and the State,p.94.
t6 CHAPTER I: NATURAL LAW AND HUMAN RIGHTS
re
SeeMaritain, Man and the State, pp.90-91.
t"
JacquesMaritain, "on Knowledge through connaturality ," The Review of Metaphysics4
(1951)' p. 478. In this article Maritain treats the subject in reference to mystical
experience,poetic knowledge and with regard to the moral realm, namely naturàl law.
He treatsmystical experience,both Christian and natural, and poetic knowledge to assert
knowledgethrough connaturality,but his main concentrationis on natural law.
21
SeeMaritain, Man an^dthe State, pp.93-94.
CHAPTER I: NATURAL LAW AND HUMAN RIGHTS
22
SeeMaritain,Man and the State.o.9l .
t3
Maritain, Man and the state, pp.9r-92. There are many who cnticizeMaritain
on
account of his natural law conception. Many argue that Maritain does not offer
a clear
and deeper understandingof natural law as presentedin St. Thomas. Gregory
Doolan
chargesthat Maritain departsfrom st. Thomas on several points. see Gregory
Doolan,
"Maritain' St. Thomas Aquinas, and the First Principles of ilatural taw,,
ii niassessing
the Liberal state: Reading Maritain's Man and thà state, Timothy Fuller
and John p.
Hittinger, eds. (washingron (DC): American Maritain Association, 2001), pp.
l2i-r3g.
Here Doolan points out that contrary to St. Thomas Maritain maintains tÀàt
only one
precept of natural law is self-evident, namely, that man should do good
and avoid evil.
According to Doolan St. Thomas presentsseveral self-evident próepts. For
Maritain
these first precepts are not conceptualjudgements. According tó ooólun,
st. Thomas,
while describing them as self-evidentprinciples, considersthet conceptualjudgements.
He arguesthat Maritain maintains that the more specific preceptsthat iollow
from these
general ones are in no way rationally deduced,while for St. Tho*a,
they are rationally
deduced.Doolan concludesthat it is principally Maritain's understanding
of the term
"inclination" that has led him to this departure. Doolan argues
that when St. Thomas
speaksof man's inclinations in referenceto natural law he does not mean
by this term
some sort of non-rational, non-conceptual mode of knowledge
as maintained by
Marikin. on the contrary St. Thomas refers to man's naturat capa-city
to form ,on""ptr,
makejudgements,and deduceconclusions.Doolan chargesthat it is tut*ituin',
own way
of interpretationthat makesfor ambieuities.
18 CHAPTERI: NATURALLAW AND HUMANRIGHTS
2a
SeeMaritain, Man and the State, pp.92-93'
2sSeeMaritain, "On Knowledge Through Connaturality pp' 479-48o'
26SeeMaritain, Man and the State,p' 93' "'
CHAPTERI: NATURAL LAW AND HUMAN RIGHTS
tt
Maritain,Man and the State,p.93.
28
SeeMaritain,Man and the State,p.94.
2e
SeeMaritatn, Man and the State,p.94
CHAPTERI: NATURAL LAW AND HUMAN RIGHTS
30 (New
See JacquesMaritain, The Rightsof Man and Natural Law,ttzns. Doris C' Anson
York: CharlesScribner's Sons, tea:;, p' 65. See also E' L' Fortin, "The New Rights
Theory and the Natural Law," pp. 590-612.According to Frederick-J-crosson Man and
'founding
the Stateis close to Locke in iti of natural rights on natural law. He arguesthat
the doctrine of natural rights is not in St. Thomas and does not fit comfortably with the
Aristotelian-Thomistic tr-aaition.According to him Maritain both adopts and adapts the
notion of natural rights. Like Locke he tinks the notion of rights to a pre-political status
of man and like St. Thomas he links it to the teleology of human nature. See Frederick J'
Crosson,"Maritain and Natural Rights," The Reviewof Metaplrysics36 (1983), pp' 903-
904.
3t See Maritain, Man and the state,p.95. Here Maritain is making referenceto Edward S'
Dore, ,.Human Rights and Natural Law," New York Low Journal, 1946; MCKinnon,
..The Higher Law,i' American Bar Associstion Journal, 1947; Laserson,"Positive and
Natural Law and Their Correlation" in Interpretations of Legal Philosophies: Essays in
'Natural Law and International Law" in Essays
Honour of RoscoePound; Lord Wright,
in Honoir of RoscoePound;Godfrey P. Schmidt, An Approach to Natural Law.
l
:
:
" see Maritain, Man and the state, p.95. The "Nuremberg
-trTrials,,is the generalname for
the two sets of trials of Nazis involved in world war
and the Holocaust. The trials
were held in the German city of Nuremberg from 1g45 to
lg4g. rn" n.rt and the most
famous of these trials was the trial of the major war
criminals before the International
Military Tribunal which tried rwenty-four of the most i,nporru", captured (or
uncapfured but stillry?,
believed to be alive) leaders of Nazì cermany. The Intemational
Military Tribunal was set up by the victorious Alries (the
u.s., Fiance, Great Britain,
and the soviet union) at the end of world war tr. Prosecutors
from thosefour countries
indicted a total of twenty two Nazi German officials
on three basic cnarges-conspiring
and ultimately launching an aggressivewar, committing
war crimes, and committing
crimes against humanity. Maritain considersthis as an
ùcasion which lacked to some
extent support from pro_visionsof the positive law.
The recourse was to natural law.
According to Maritain, this happenedifa conspicuous
manner in the Nuremberg Trials.
See Peter John Rowe, "Law ol war" in The-New Encycropaedia
Britannica, vor.29
(Chicago:EncyclopaediaBritannica,Inc, 2002),p. g.
ó3
tt
Maritain,Man and the State.pp.95-96.
3a
SeeMaritain, "Natural Law and Moral Law" in chailenges
and Renewars,p. 2r7. Here
Maritain explains the participation of nafural law in
the éternal law. St. Thomas defines
eternal law as the exemplar of divine wisdom insofar
as this wisdom directs all the
actionsand movementsof things. See St. Thomas,summa
TheorogiaeI-II, q. 93, a. r.
According to St' Thomas law is a measureand a rule
and so it is forind in him who rules
and in that which is ruled and measured.A thing is
ruled and measuredinsofar as it
participates in the measureand rule existing in ttre
one who rules. All things are ruled
and measuredby the eternal-law.All things participate
in this eternal law. The rational
creatule by its very rationality participatès ìn the
etemal reason and becauseof this
participation it has a natural inclination to the actions
uno pÀftl to it. Natural law
is this participation in the.eternallaw enjoyed by the "nor
rational creature.Maritain refers to
St. Thomas,SummaTheologiaefn, q. rù,'a. Z.
22 CHAPTER I: NATURAL LAW AND HUMAN RIG}TTS
35SeeMaritain, Man anà the State.p.96. Seealso Maritain, "Natural Law and Moral Law"
in Challengesand Renewals, pp. 2I7 -220.
3uMaritain, Man and the State, pp.96-97.
37SeeMaritain, Man and the State,p.97.
3ESeeMaritain, Man and the State,p.97.
. .'-*--.rf
CHAPTER I: NATURAL LAW AND HUMAN RIGT{TS L-')
3t
see Maritaiy, Rightsof Man and Natural ro., p.59. Seealso Mantain Man
!!" , and the
State, p' 56. The term "democratism" refers to democracy
as conceived by Rousseau.
Maritain looks on American democracyvery favourably.
a0
SeeMaritain, The Rightsof Man and Natural Law, p. 6g.
ar
SeeMarita jn, Man and the State, pp.97-9g.
.A
CHAPTER I: NATURAL LAW AND HUMAN RIGHTS
Positive law in a given social group deals with the rights and duties
which are connected with the first principle mentioned above. The
differenceis that the manner of treating them is diverse. Positive law deals
with matters not in a necessarymanner but in a contingent manner. Here
humanreasonplays an important role. The actsof positive laws are valid by
virfue of the dèterminateways of conduct prescribedby the reasonand the
will of man when they institute the laws or customs of a given society.
Positive law determinesin that society that certain things are permissible
and certain things are bad and not permissible.o'Thus while the field of
positive laws is ttre lutidical one, natural law is concernedwith the moral
òrder. One should bear in mind that positive law obliges in conscienceby
virhre of natural law. Thus, an unjust law does not oblige one in
conscience.a3
n'
SeeMaritain, Man and the State,p.99.
a3
SeeMaritain, "Natural Law and Moral Law" in Challengesand Renewals'pp.22l-228.
4
See Maritain, Man and the State, pp.98-99. In footnote Maritain refers to St. Thomas,
his
SummaTheologiae,I-Il,q. 95, a. 4; I-[, q. 94, a. 4-6; l-fi, q. 95, a. 2, to substantiate
position.
CHAPTER I: NATURAL LAW AND HUMAI.I RICHTS 25
a5
SeeMaritain, "Natural Law and Moral Law" in Challengesand Renewals,p.225.
ou
SeeMaritain,Man and the State,p.99.
a7
Maritain,Man and the State,pp. 99-100.
26 CHAPTER I: NATURAL I-AW AND HUMAN RIGTITS
ot
SeeMaritain, Man and the State,p. 100.
ae
SeeMaritain, Man and the State,p. 100-101.
50See John P. Hittinger, "Approaches to Democratic Equalify" in Freedom in the Modern
World: Jacqaes Maritain, Yves R. Simon, Mortimer J. Adler, JosephM. de Torre, ed.
(Mishawaka: American Maritain Association, 1989),p. 238.
5r
See Maritain, The Rights of Man and Natural law, pp.73-lIl. Here the list of rights
provided by Maritain resembles the enumeration of human righs in the Universal
Declaration of Human Rights adopted and proclaimed by the General Assembly of the
United Nations on December 10, 1948. Maritain made his observations about the
specifrcity, nature and the importance of these rights. Maritain was influential in the
formulation of the above-mentioneddeclaration.With regard to Maritain's list of rights
Frederick J. Crosson refers to Charles Fischer's opinion that Maritain's list is taken
almost entirely from the 1937 Papal encyclical Divini Redemptois. Here Crosson refers
'Maritain and
to CharlesFecher,The Philosophy of JacquesMarttain. SeeF. J. Crosson,
Natural Rights," p. 902. It is to be noted that we do not find an elaboraùeenumeration of I
human rishts in Mqn and the State.
ts
CHAPTER I: NATURAL LAW AND HUMAN RIGH'TS
27
52
The reference here is to yves Simon ,,Liberty.and Authority,,
in proceedings of the
American Catholic p hilo sophical Association,vol. 16, 1940.
s3
see M_aritain,The Rightsof Man and Naturar rnw, pp.76-77.
seealso JacquesMaritain,
The Person and the common Good, frans. ronn-
r. Fitzgerald (Notre Dame (IN):
University of Notre Dame press, l9g5), pp.74-75.
5a
SeeMaritain, The Rightsof Man and Natural t^aw, pp.77_7g.
28 CHAPTERI: NATURAL LAW AND HUMAN RIGHTS
5e
see M-aritain,The Rightsof Man and Natural lo., pp.79-g0. Seealso A. s. Rosenbaum,
ed., "The Fditor's Perspectives"in The philosophy of Human Rights,pp. 29-30.Here the
author refers to the classification of human rights. In doing sò he makes referenceto
Maritain's treatmentof human rights in The Rightsof Man and Natural Law.
60
The Declaration of the Rights of Man and of the Citizen (Ia Déclaration des Droits de
l'Homme et du citoyen), was one of the fundamental documents of the French
Revolution, defining a set of individual rights (and collective rights of the people vls à
vls the state). It was adopted on August 26, 1789 by the National Constitutional
Assembly (Assemblée Nationale constituante). as irst step toward writing a
constitution. The principles set forth in the declarationcome frornthe philosophical and
political principles of the Enlightenment, such as individualism, the social contract
as
theorized by Rousseau,and the separationof powers as espousedby Montesquieu. It
may have also been basedon the Virginia Declaration of Rights aevltopeA by George
Mason and on the American Declaration of Independenóe.This last declaration
emphasizedfreedom. According to it freedom is an inalienablenatural right limiúed only
by the freedom of others. First of all freedom is seenas freedom of the personswho aré
mastersthemselves.Men were to be able to have freedom of expression.With freedom
the declaration closely associatedequality. It held that law wìs to be the same for
everyoneand that citizens were equal before the law. The liberalsim of the Constituent
Assembly found expressionin the constitution of 1791. See Isser Woloch, ',The French
Revolution and Napoleon, 1789-1815" in The New Encyclopaedia Britannica, vol. 19,
pp.497-498.
The Declaration of Independenceis a document in which the Thirteen Colonies declared
themselvesindependent of the Kingdom of Great Britain and gave justifications for
doing so. It was ratified by the Continental Congresson July 4, Ii16. This anniversaryis
celebratedas IndependenceDay in the United States.The independenceof the American
colonies was recognized by Great Britain on Septemberz,îlsz. The Declaration
of
Independenceappealsstrongly to the conceptof natural law and self-determination.
The
Declaration is heavily influenced by the Oath of Abjuration of the Dutch Republic
and
by the Discourses of Algemon Sydney, to whose regacy Jefferson and Adams
were
equally devoted. Ideas and even some of the phrasing *e.e taken directly
from the
writings of Locke, particularly his secondtreatisèon gou"--" nt, An Essayboncerning
tlre True, original, Extent, and End of civil Government. The Declaration
of
Independencecontains.manyof the Founding Fathers'sfundamentalprinciples,
some of
which were later codified in the united States Constitution. See-
J. R. pole, .,The
American Revolution the Early Fderal Republic" in The New Encyclopaedia
11d
Britannica, vol. 29, pp. 209-210; 216-219.
30 CHAPTER I: NATURAL LAW AND HUMAN RIGTITS
ut
see Maritain, The Rightsof Man and Natural Law, pp. g0-gl. According to Maritain
the
essentialtenetsofdemocracy are derived from the goipel.
62
SeeMaritain, The Rightsof Man and Natural Law, pp. gl-g2.
CHAPTER I: NATURAL LAW AND HUMAN RIGFIS 3l
63
SeeMaritain, The Rightsof Man and Natural km, pp. 83-84.
6a
SeeMaritain, The Rightsof Man and Natural ln*, p.84. See alsoMan and the state, pp.
8-9:128-129.
6s
See Waldemar Gurian, "On Maritain's Political Philosophy," The Maritain Volume of
The Thomist (1943), pp. 19-20. In this article the author is trying to presentin a nutshell
the basic thrust of Maritain's political philosophy and tries answerthe criticisms levelled
againstMaritain.
66
See Maritain, The Rightsof Man and Natural Low, pp.84-85. See also Maritain, Man
and the State,p. 133.
67
See JacquesMaritain, christianity and Dernocracy,trans. Doris c. Anson (New york:
CharlesScribner'sSons,1950),pp.69-70.
JL CHAPTER I: NATURAL LAW AND HUMAN RIGHTS
there are many abusesin the functioning of political parties. These vices
have comrpted them and causedthe degenerationof democracies.while
admitting this Maritain is of the opinion that thesevices are not essentialto
the very essenceof thesegroups.The diversity of thesegroupscorresponds
to the natural diversity of practical conceptionsand perspectivesexisting
among the membersof political community. He criticizes the vices of the
single party system establishedin the totalitarian states. Such a system
brings to a peak the vices and tyranny which the critics attributeto the party
svstem
- asa whole.oo
The root of a true political democracylies in the rights of the civic
person.when the person is consideredas part of a group, the rights which
are acknowledgedin him are also the rights of the group. The rights of the
civic personare the samething as the rights of the people.For Maritain the
first and most fundamental of political rights is the right of the people to
take unto itself the constitution and form of government of its chòice.6e
only the requirementsof justice and natural law can limit such a right. It is
necessaryto safeguardthesefundamentalrights. The constitutionalform of
governmentis very important to securefirmly the rights of the people. All
civilized peoples have a fundamentalconstitution. In the past ii wàs often
more a matter of consent and tradition than of juridical institution. A
constitution as a juridical institution coffespondsto an achievedprogressin
the grasp of political consciousnessand in political organisatiopbeóauseit
is juridically formulated and establishedby virhre of the will of the people
who decide freely to live under the political forms ser up by this àctiòn.
Every true democracyhas such a constitution."
As part of human political nature there are other rights which the
person enjoys. They can be summed up in the three equalities, namely
political equality, equality of all before the law, and equality of opportunity.
Political equality assuresto each citizen his status, security ana nOertiés
within the state. Equality of all before the law implies an independent
judiciary. This assuresto each one the right to call upon the law and to be
restrainedby it alone if one's rights have been violated. Justice demands
equality of all before the law and deniespreferential treatmentfor anyone
on the basisof accidentssuch as colour, ethnicity,nationality,religion, sex,
etc. The third equality, namely equality of opportunity, ensuies equal
admissionof all citizensto public employment,accordingto the capacityof
each one, and free accessfor all to the variousprofessions,withoutìaciàl or
68
See Maritain, The Rights of Man and Natural Law, pp. g5-g6. See also Man and the
State,pp. 65; 126-121.
óe
SeeMaritain, The Rightsof Man and Natural lnw, p. g7.
70
SeeMaritaín, The Rightsof Man and Naturat Law, p. g7-gg.
CHAPTER I: NATURAL LAW AND HUMAN RIGHTS
J--)
tt
See Maritain, The Rightsof Man and Natural Law, pp.92-93. His fieatment of the rights
of the working personbears witnessto his ability to understandthe presentday situation
and to put forward concreteprinciples for social issues.Political philosophy deals,on the
one hand, with principles which are abstract,and, on the other hand, it takes into account
practical aspects.To underslandthe function of labour one must know the deliberately
recognizedconsciousnessthat comesfrom living the hard life of work and suffering. See
JamesV. Schall, JacquesMaitain: The Philosopher in Society (Albany: Rowman and
Litlefield, 1998),p. 61.
76Maritain, The Rightsof M an and Natural lnw, p. 93.
77
See Jacques Maritain, True Humanism, trans. M. R. Adamson (New York Charles
Scribner,1938),pp. 228-229.
78 See Maritain, The Rights of Man and Natural Law, pp. 93-94. A sociefy based on
freedom, self-relianceand creativity ofthe personcan contribute to this task.
I
CHAPTERI: NATURAL LAw AND HT'MAN RIGFTTS 35
7e
see Maritain,.The Rightsof Man and Natural Inw, pp.94-96. we
have discussedin the
previous section the rights of the human personand-hìscivic
rights. Theserights are the
basis for economic and social rights with regard to labour. If
the workers do not make
use of their rights and the legitimate meani of protest whenever
something happens
againstjustice and dignity they are still slaves.
80
SeeMaritain, The Righrcof Man and Natural Lctw, pp.97_101.
36 CHAPTER I: NATURAL LAW AND HUMAN RIGI{TS
has political rights and liberties. The political life of the statemust express
the thought and will of the citizen with regard to the common good and the
common task. The groups of workers have rights to make their opinion
heard.This role is a consultativeone, and it is not a role to direct political
life or to constitutethe political structureof the nation.8l
Maritain hopes that these ideas will emphasize the fundamental
value of the pluralist principle. This pluralist principle extendsto the entire
field of political, social, and economiclife. In the economicorder it lays the
foundation for both the autonomy of groups and associationsand for the
diversity of regime of organizationwhich is suitable to the various typical
structuresof economic life. Maritain has in mind mainly the structuresof
the industrial economy and the agricultural economy.In his observationthe
rights of the worker and the groupsand communitiesof which the worker is
a part correspond to the idea of a democratic evolution of working
conditionsinspiredby the directiveideasof a new, organic,and pluralistic
democracv.o'
Towards the end of the treatmentof the rights of the working person
Maritain once more speaksof the right of every human being to personal
liberty. This right implies the right to direct one's own life as one's own
master,responsiblebefore God and the law of the community. This right
has profound significance. It is deeply concerned with the radical
aspirationsof the person. It develops as human history progresses.This
right implies the condemnationof slavery and forced labour. In the ancient
world or medieval times the view of thinkers with regard to slavery was
different. Medieval theologiansconsideredslavery to be opposedto natural
law only in its absolute form. Modern thought is opposednot merely to
slaveryin its strict sense.It is also opposedto the authority of one man over
another in which the one who is directed is not directed towards
participationin the common good but is only at the serviceof the particular
good of the one who is directing. If such participation is not presentthe
benefits of his work are alienated from the worker and he becomes the
organ of another person. There are many forms for this type of slavery.
Elimination of thesediverseforms of slavery is possibleonly gradually. As
the techniquesof production and of social life become perfected and as
spiritual energiesbecomeliberatedwithin communal life this servitudewill
be eliminated. The technical revolution effected bv machinesinto modern
economyhasa decisiverole in this process.83
81See
Maritain, The Rightsof Man an^dNatural lor, pp. 102-103.
82
see Maritain, The Rights of Man and Natural ln*, pp.103-104. while Maritain is
making this observationhe has in mind the communist regimes, totalitarian states,and
the capitalistic economy.
83
SeeMaritain, The Rightsof Man and Natural l-aw, p. 104.
CHAPTERI: NATURAL LAW AND HUMAN RIGTITS JI
*
SeeMaritain, The Rightsof Man and Natural Law, pp. 105_10g.
E5
SeeMaritain, The Rightsof Man and Natural lnw, p.l}9.
86
SeeMaritain, The person and the CommonGood, p. 6g.
38 CHAPTERI: NATURALLAW AND HUMAN RIG}ITS
87SeeF.
J. Crosson,"Maritain and Nafural Rights," p. 905.
88
See Maritain, Man andthe state,p. 101. See also F. J. crosson, "Maritain and Natural
Rights" pp. 905-912. Here actually Crosson criticizes Maritain's use of the phrase
"inalienable rights." It will help us to understandMaritain's position well. With regard to
the existenceof absolutehuman rights John Finnis also testifies. Though there are many
who deny this position he holds that there are absolute human rights. These rights are
related to basic human values. See also John Finnis, Natural lnw and Natural Rights
(Oxford: ClarendonPress,1980),p.225.
8e
See JacquesMaritain, "Il significato dei diritti umani" in I diritti dell'uomo e la legge
naturale,trans.G. usellini e A. Yotto (Milano: vita e Pensiero,1993),pp. 138-139.It is
a talk which Maritain gave at the Brandeis Lawyers Society of Philadelphia on 2l't
February 1949. T}l,e text was published in English: The Meaning of Human Rights
(Philadelphia:BrandeisLawyers Society, 1949).
CHAPTERI; NATURAL LAW AND HUMAN RICTTTS
+2
-Importance of the Distinction between possessionand
Exercise of Rights
In the view of Maritain this distinction is of
high importance. He
refers to his previous indication that limitation,
*nl"l,i*ìy imposedupon
the assertionof certain_rights under certain circumstair""rl
rt" refers, for
example,to-the guilt of a delinquentor a criminal
individual or the social
structureswhose vices or primitive charactermake
the claim impossible to
fulfil if immediate fulfihént may readto violent
.onr"qu"*es by violating
somemajor rights. Here Maritain adds another
irnpo.tuii point óitn ,"t;;
to the distinction between the possessionand
the ìxercisà or a right. This
'o see
Maritain,"Il significatodei diritti umani,,in I diritti
deil,uomoe ra reggenaturale,p.
1f^1:^l* alsoRaymondDennehy,"ontologicalBasisof Hum* mÀr,À,"TheThomist42
(1978),p.458-459.
ersee
Maritain,Man oq
.t!" state, pp.102.SeealsoMaritain, An Introductionto theBasic
Problemsof Morarph,osophy, trans.c. Borgerhoff(Albany(Ny)iM"g, Books,
p.187. 1990),
40 CHAPTERI: NATURALLAW AND HUMAN RIGHTS
e2
See Maritain, Man an"dthe state, pp. 102-103.The last chapter of Man and the state
deals with the need for an international community and the problem of world
govemment.
e3
See Maritain, "Il significato dei dftittii" in I diritti dell'uomo e la legge naturale, pp.
t43-t44.
ea
see Maritain, "It significato dei dirittf iî I diritti dell'uomo e la legge nnturale, pp. 144-
145.
CHAPTERI: NATURAL LAW
AND HUMAN RIGHTS AI
l l
e5
SeeMarita in, The Righn of
Man and Natural law, pp.
I 09_1I l.
42 CHAPTER I: NATURAL LAW AND HIJMAN RIG}fTS
Introduction
In this second chapter we analyze Maritain's concepts of human
person, the common good, the state and human rights, the need for a
democraticform of governmentfor the promotion of human rights, and the
role of pluralism. To deal with human rights it is absolutely necessaryto
have a clear idea of the humanperson,who is the bearerof fundamentaland
inalienable rights. The common good is the connecting link between
individual freedom and the welfare of the community. The state has a
specialrole to play in the field of human rights. Democracy is the form of
governmentbest suited for the promotion of human rights. Maritain argues
for a social democracy based on pluralism, solidarity, subsidiarity, and
development.
We attempt to see how far his humanism is Christian and how it
helps to have a clear understandingof human dignity. Maritain considers
man as a person who has two facets to his personality,the material as well
as the spiritual. Corresponding to these two Íìspectsthere is a two-fold
destiny for man, the temporal and the eternal. The end of any complete
societyis the good of the community. For him the common good is the good
human life of the multitude. The common good is not merely a system of
advantagesand social utilities for the flourishing of persons.
What is the role of the state in the promotion and protection of
human rights? According to Maritain the final aim of the state is the
common good of the political society.He arguesthat the stateis for man. It
is not a kind of collective supennan.Maritain is againstany absolutistview
of the state.The true dignity of the statecomesfrom the exerciseof justice.
Maritain gives importance to the enforcementof social justice. The state
should respect and preserve human rights. Here we discuss Maritain's
conception of people, body potitic, and community. We shall make a
detailedanalysisof the conceptof sovereigntyas understoodby Maritain.
Maritain's criticism of the materialisticconceptionsof societyhas
much importancein his conceptionof the human person and consequently
with regard to human rights. Maritain mentionsthree principal materialistic
philosophies which are against the human person, namely bourgeois
individualism, communistic anti-individualism, and totalitarian or
dictatorial anti-communismand anti-individualism
Maritain analyzes the role of a democratic form of government.
According to him democracy is the only way of bringing about a moral
rationalization of political life. The end of democracy is both justice and
freedom. In a democraticstate freedom, law, and the dignity of the human
46 CHAPIER II: HIIMAN RIGHTS IN A PLT]RALIST SoCIETY
'
SeeW. Gurian,"On Maritain's political philosophy,"pp. 9-10.
2
See w. Gurian, "on Maritain's political philosophy," p. 11. The importance Maritain
gives to the notion of revelation may not be acceptableto non-Christiais. Many
of them
do not believe that God has spoken to the world in time and space.Garrigou-Lugrung"
(1877-1964) was a well known Dominican philosopher and thàologian. Hi
was *ong
the pioneersof Thomistic revival in France.According to Copelstoi he is consideredby
many as a nÍurow representativeof Thomism. By his writings he tried to raise the
ltandard of thought in Thomistic writings. He was un oppon"nt of modernism. see
Frederick copelston, A History of philosophy, vol. 9 (New^iork: Image Books lgg4),
,
p.253.
t
CHAPTER II: HUMAN RIGFITS IN A PLURALIST
SOCIETY 47
f .1.1 Individuality
rnThe person and the common GoodMaritain distinguishes
the two
metaphysical aspects of the human being. They
are-inlividuality and
personality.As a human person,man has t*-o dimeisions
to t i. p"rroíurity,
material and spiritual dimensions.He has a twofold
a".tiny, the temporal
and the eternal, correspondingto these two dimensions
of iris p"r*"àriiv.
The spiritual destiny transcendsthe temporarorder.
In the spirituarend man
finds perfect furfilment. Here Maritafu makes
,"r"rerrc" to pascal, st.
st. Augustine, Heger and Hindu philorophy. -'' -'
iie makes here a
Thq*T'
distinctionbetweenthe individual andthe peÀon.3 '
According to Maritain individuatiiy "designates
^ . that concrete state
of unity and indivision, required by exisien"",
in virt'e of which every
actually-orpossibly.existingnaturelan posit itself
in existenceas distinct
from other beings."a beings are individuals
-Corpóreal because of their
relation to matter. Mattei is indeteriainate in itseri. rÀm the form it
receivesits determinations.The form is ordained
to infoÀ the matter. This
doctrineholds thar the human sour togetherwith
rh";;";-*hich it informs
constitute one substance,which is ihe human
ueing.-Tirese are the two
substantialco-principles of the reality called
-un. É"r" Maritain refutes
cartesian dualism between the soul ànd the b"Jt.
e"""Ji"g to Maritain
"each soul has or is a substantialrelation to
a particurar body, it has within
its very substancethe individual characteristics
which differentiate it from
every other human soul."S
1.1.2 Personality
Personalityis a much deepernotion. In Maritain,s
. .- opinion the most
suitable approach to understand the philosophical
personalitywould b9 the study of the relation significance of
u"t*à, p"rsJnality and love.
Against PascalMaritain affirms that love is not
"we love the deepest,most substantialand with qualities.
hidden,"on"éÀ"d
tn" Àori existing rearity
of the beloved being. is a metaphysicatcenire a""0", than all the
fhfs.
qualities and essenceswhich we can find and beloved.,,6
The conceptof personarityis relatedto the deeper
";;;;;iln"
uno nilno dimensionsof
'
See Maritain, The person an^dthe common
Good, pp.31-34. we find this distinction
between individuality and personarity in
schorantrcxm ona potln, arso. Maritain
considersthis distinction eytreryely important.
see Jacquesu*iol", schorasticismand
Politics, trans. Morrimer. J. Adlei (Garden
City G.fDin;rbl" tó, D60), pp. 6t_64.
Maritain's distinction between individuality
and personality has lead to serious
discussionsand reactions.
o
Maritain, The person and the CommonGood, p.34.
t
Ma.itain, The person and the CommonGood, p.36.
u
Maritain, Thepersonand the CommonGood,-p.39.
48 CHAPTERII: HUMAN RIGHTSIN A PLURALISTsoCIETY
7
See Maritain, The Person and the Common Good, p.40. In the same work in p. 32
Maritain makes reference to the definition of person in St. Thomas. It is quoted in
contrastto the affirmation of Pascalthat the self is detestable.According to St. Thomas
the person is that which is most noble and perfect in nature. The reference here is to
summa Theologiae r, q. 29. a. 3. Here st. Thomas defines the person as subsistent
individual of a rational nature.
8 Maritain,
The Person and the CommonGood,p. 41.
e
See Maritain,The Person and the Common Good, p. 42. Mantain has already criticised
materialist conceptionsof the human person. They deprive men of their real digniry as
they considerman only as a materialist unity. Maritain takes into considerationboth the
material and spiritual aspectsof the human being. See also Maritain, Scholasticismand
Politics,p.68.
r0
SeeMaritain, The Person and the Common Good, p. 42. se.ealso Maritain, Man and the
State,pp. 134-136.
tt
SeeMaritain, Scholasticismand Politic.r, pp. 63-68.
CHAPTERII: HUMAN RIGHTSIN A PLURALISTSOCIETY 49
t'
Maritain, The Person anl the CommonGood, p. 43.
13
see Maritain, The Person and the common Good, pp.44-45. see also Maritain,
Scholasticismand Politics, pp. 68-70.
Ia
See Maritain, The Person and the CommonGood, pp. 45-46.
15
See Maritain, "The Conquest of Freedom" in The Social and political phitosophy of
JacquesMaritain, pp. l0-17.
50 cHAPTERII: HUMAN RIGHTSIN A PLURALISTsoCIETY
which are just and true. Based on this understandingof the conquest of
freedomthere is true and false political emancipation.'0
The true city of human rights should succeedin disengagingitself
from false politicai emancipationl Matitain criticizes the anthròpoóentric
conceptionwhich has led to a false city of human rights. Here he intends to
criticize Kant and Rousseau.This false conception statesthat one is free
only if he obeys himself alone,and man, by right of nature,is constitutedin
such a state of freedom. What we have here is the divinization of the
individual. This assumption has its consequences,namely, a practical
atheismin society,the theoreticaland practical disappearance of the idea of
the common good, of the responsibleleader,.and of the idea of authority.
Finally this leadsto a divinizationof the state.17
Maritain points out that the true city of human rights is theocentric
and its conceptionof the autonomy of the person is in conformity with the
nature of things. In the social and political order the attaining of freedom
consists in gradually becoming independentof the constraintsof material
nature.The true city of human rights recognizesGod as the last end of our
existence.This city is foundedon the authenticnotion of the common good.
Here there is respect for human rights, a proper role for authority and
political participation,and a constantdevelopmentof socialjustice. To have
a human characterthe life of the social body, togetherwith its law and legal
institutions, needsalso civic friendship.The heroic ideal towards which true
political emancipation tends is the establishmentof a fraternal city. To
achieve this i! needs virtue and sacrifice, and a perpetual victory of man
over himself.18
I
we should have a clear understandingof the concept of society and the role t
of lhe cornmon good which functions as a standardof regulation between
individual rights and society.
21
16
See Maritain, "The Conquest of Freedom" in The Social and Potitical Philosophy of 22
Jacques Maitain, pp. 18-19. The true political emancipation is called the true òity of
human rights, and false political emancipationis called the false city of human righs.
17
See Maritain, "The Conquest of Freedom" in The Social qnd Political philosophy of I
JacquesMaritain, pp. 19-20. I
18
See Maritain, "The Conquest of Freedom" in The Social and Political Philosophy of t
JacquesMaritain, pp. 20-22. I
CHAPTERN: HUMAN RIGHTSIN A PLURALIST
SOCIETY 5I
re
SeeMaritai n, Man and the State, pp.2_4.
20
SeeMaritain, Man and the State, pp.4_g.
2r
see Maritain, The person and the common
Good, pp. 47-49. see also Maritain,
Scholasticism anà politics,pp.7 l _79.
22
Maritain, The person and the common
Good, pp.4g-49. while dealing with politics
Aristotle saysthat man is by nature a politic;
animal. SeeAristotle, politics, 1253a l_4.
whoever has no need of society is such
u""uur" of his self sumciency or because
unabtero live in thesociety.Aicordingto a.i.totù he is
god,Politics'1253azz.rt, connectiinu"*""n ,i;; ffi;;]r?*", a beasror a
political community can be understood
humannàtu.",humangood,andthe
from Aristotre,s account of friendship.
Nicomachean Ethics, Book vIII-D(
deat wigr rrienarrrrpoi
"*iJJ"r*r.
JZ CHAPTER TI: HUMAN RIGHTS IN A PLTJRALIST SOCIETY
23
see Maritain, The Person anà the common Good, pp. 90-91. See also Maritain,
Scholasticismand Politics, pp. 79-80.
2a
SeeMaritain, The Person and the common Good, pp.93-95. The freedom man enjoys in
a bourgeoistic society is only illusory. This criticism is mainly against Rousseau.In
Scholasticismand Politics Maritain mentions about Rousseau'sconception of general
will.
2s
See Maritain, The Person and the common Good, pp.94-96. See arso Maritain, True
Humanism, pp. 27-46. Here Maritain deals with the subiect matter elaboratelv. He
analyzesand evaluatesthe Marxist ideology.
54 CHAPTERII: HUMAN RIGFmSIN A PLURALIsTsocIETY
''
SeeMaritain, Man and the State,p. L}l.
32
SeeT. A. Fay, "Maritain on Rights and Natural Law,,,p.444.
" Maritain, The Person and the common Good, p.51. See also Maritain, True Hwnanism,
p. 27. Here Maritain speaks of the common good as
the proper earthly life of the
assembledmultitude, of a whole made up of human persons.
3a
SeeMaritai n, Scholnsticismand politics, p.73.
35
This argumentu'
rrru u6u'rv'r on the commol guoo
ure uu[urull good can
can be positively used
De poslnvely used tO
to argue
argue against
againstiSsueS
i such
as abortion,
euthanasi4 and forced labour. Úsefulness becomes ttre crilrion
m arsuins
in argumg
in favourof suchpractices.Mere usefulness cannotbe the criteri"" f*il-;#;;;
good' which is an ethicalgood. The humanpersonis to be keated
as a whole in the
society.
CHAPTER II: HUMAN RIGFITS IN A PLURALIST SOCIETY 55
'u
SeeMa.itain, The Person and the CommonGood, pp. 5l-55.
37Maritain, Man
and the State, p. 62.
38
SeeMaritain, The Person and the CommonGood, p. 56.
'n
See Maritain, The Person and the Common Good, pp.57-59. Here Maritain is referring
to St. Thomas,SummaTheologiaeI, q. 30, a.4.
56 CHAPTERtr: HUMAN RIG}ITS IN A PLURALIST SOCIETY
oo
SeeMaritai n, The Person and the CommonGood, pp. 58-59.
at
SeeMaritain, The Person and the CommonGood, pp. 6O-62.
a2 See Maritain, The Person
and the Common Good, pp.65-67. See also Maritain, Irze
Humanism,pp. 128-130.
o'
St. Tho* , SummaTheologiaell-tr, q. 64,a.2.Maritain cites in the footnoie also II-tr,
q. 96, a. 4; tr-tr, q. 61, a. 1; [-[, q. 65, a.1. These referencesto SummaTheologiae arc
given hereas found inThe Personandthe CommonGood,p.TO.
*
St. Thomas, Summa Theologiae I-II, q. 21, a. 4. See Maritain, The Person and the
CommonGood,p.7l.
CHAPTERTI:HUMAN RIGI{TSIN A PLURALISTSOCIETY 57
a5
See Maritain, The Person an^dthe common Good, pp. jr-72. Ernest L. Fortin does not
accept Maritain's interpretationof these above-mentionedThomistic texts. He is of the
opinion that in none of the pertinent texts St. Thomas invokes the distinction between
individuality and personality or speaksof the person as superior to common good. See E.
L. Fortin, "The New Rights Theory and the Natural Law,'tpp. 600_601.
6
SeeMaritai n, The Personan^dthe CommonGood, pp. 72-74.
a7
SeeMaritain, The Personand the CommonGood, pp.76-79.
a8
SeeMaritain,The Personand the CommonGood, pp.79-g9.
58 CHAPTERII: HUMAN RICHTSIN A PLURALISTSOCIETY
benefitswhich only life in society can give. In return man has a number of
obligationstowards society. The person should servethe common causeof
the society,and for the sakeof common life societyimposesconstraintsand
sacrifices the person.It is becauseof the material facet of his personality
9n
that man is subordinateto the state and that he has obligationsiowards ii.
Becauseof the eternaldestiny of man there are certain arèaswhere the state
cannotinterfere.ae
someone'sduty to anothercan be expressedas the right of the other
to that duty. The duty of a particular person to act justly is someoneelse's
right to that proper action. This does not,^howev"i, .éun that duties and
rights are necessarilyalways correlative.soAccording to Maritain in the
strict sensethere are obligations which do not have icorresponding right.
with regard to animals we do have duties to them, but they do nòt tràve
corresponding rights. only moral agents have rights. Animals are
individuals, not persons.
llth regard to the duties to alimals the principle
involves as respect fgr. life, for being, the sense of cosmic ,òto*ity.
Another realm of considerationin the àbove discussionis the field of the
acts of charity. In this spherethe person in whose interest acts are enacted
does not have right to any particular thing to which the agent is bound in
justice. The duties are here based on generosity.slDuty "or
obligation is
primarily not duty to the possessorof a right, but iimply duty to the-good.A
personis bound in his conscienceto do
food and toaioid Lvil. ttràt is ttre
first expression of duty. It is only secondarily that duty relates to the
possessorof a right. [n the final analysis this oLligation cllminates in the
obligation to God, who is the subsistingGood.52
ae
SeeMaritain, Scholasticism and politics, pp.75-76.
50
SeeJamesV. Schall, JacquesMaritain, pp. 93-94.
51
SeeMaritain, An Introduction to the Basicproblems of Morat philosophy, pp.
16l-162.
52
SeeMaritai n, An Introduction to the Basicproblems of Moral philosophy, pp:
l7o-171.
t3
See Maritain, Man an^dthe State, pp.9-14. Maritain is a defender of liberal
democracy
from a theological and:netaphysical point of view. In this defence
the concept of thó
state is very important. Throughout this presentation we are trying to
explain thé various
aspectsof that vision, but here we are concentratingonly on thi particular
role of the
state in the promotion and protection of human rigtrts. fiere we cònsider
Man and the
State as the key political-work which explains the role of the state.Maritain's
experience
the beginnings of the Cold War, and totalitarian trends and his experience
9-f y.', in the
United Nations Organisation prompted him to offer a vision of
the state based on a
CHAPTERII; HUMAN RIGHTSIN A PLURALIST
socIETY 59
stateis not the sourceof human rights. The stateexists to help the personto
attain the abovementionedpossessionsand to have a truly humanli-f".tt
state intervention is neededin order to compensatefor the general
disregardfor justice and human solidarity. The earlier phasesof industrial
revolution are a proof for this. Statelegislation is a requirementof common
good in many aspects.The primary reasonfor the needfor stateintervention
is the need for justice. The stateshould protect human rights. According to
Maritain the primary duty of modern statesis the enforcementof soóiul
justice.'o In order to make up for the deficienciesof civil society whose
social structuresare not up to the mark with regard to social justice some
times an over emphasisis given to the state.Whàt Maritain considersas the
normal function of stateis a supervisingrole from the political point of view
of the common good.
57
see Maritaín, christianity and Democracy, p.47. Maritain assertsthat man is by no
meansfor the state. The state exists for man. According to Copelston here we have to
remember that during the Spanish Civil War Maritain supportedthe republic and thus
incurred a good deal of opprobrium in certain circlei. In Copelston's evaluation
politically Maritain is on the left rather than on the right. See F. Copelston,A History of
Philosophy, vol. 9, p. 26o. positive rights and positive laws emanate from sociil
authority and are sanctionedby the constraints of society. Here there is the order of
legalify. Positive law dependsuniquely upon the human reason.
58See
Maritain, Man and the State,p.20. The importancegiven to the role of socialjustice
is particularly noteworthy as countries were divided among themselveswith regard to
the importance of rights. While the American led Western block argued for civil and
political rights, the Soviet bloc argued for economic and social rights. Maritain's
knowledge of the social teachingsof the Church might have influenced here. It is also
true that Maritain has influenced the social philosophy of the church.
5e
SeeMaritain, Man and the State, pp.20-21.
ó0
SeeMaritain, Man and the State,p. I9I.
6r
See Maritain, Man and the state, p. r95. see arsochristianity and Democracy, pp. 7r-
72. Maritain criticizes Rousseau'sconception of the general will. The notion-òf the
general will is central to Rousseau'stheory of political legitimacy, but this notion is an
obscureand controversialnotion. There are commentatorswho seeit as no more than the
dictatorship of the proletariat or the tyranny of the urban poor. See N. J. H. Dent,
CHAPTER II: HUMAN RIGHTS IN A PL{,JRALIST SOCIETY
61
uuSeeJacques
Maritain,TheRangeof Reason (New York CharlesScribner'sSons,1953),
pp.134-164.
67SeeMaritain,
Man andtheState,pp. 56-57.
CHAPTER II: HUMAN RIGFITS IN A PLI.IRALIST SOCIETY 63
68
Here we have to bear in mind that Maritain considers the wider meaning of democracy.
In a general way democracycan be any regime that is compatible with human dignity,
but liberal democracyin the senseof Lincoln's famous definition is a developedform of
this notion. John P. Hittinger observesthat St. Thomas does not advocatedemocracyas
the best regime. For St. Thomasdemocracyis a political reglme as opposedto a despotic
regime, which aims at the common good. Thomistic idea of ordered multitude is more
inclined to monarchy or aristocracyand not to democracy which is the rule of the part
over the whole. St. Thomasconsidersvifue as a major qualification for rule. This means
democracyis not the best form of government.The best should rule. That may mean that
monarchy or aristocracy could be the best reglme. The best regime is a mixture of
various regimes. Hittinger is of the opinion that St. Thomas favours a constitutional
monarchy. See John P. Hittinger, Liberty, Wisdom and Grace: Thomism and Democratic
Political rheory (Lanham: Lexingron Books, 2oo2), pp.46-50. The main referenceshere
are to St. Thomas, On Kingship, ll-I3; Swnma Theologiae,I-Il, q. 96, a.2 and Summa
Theologiae,I-trq. 105,a. 1.
6e
SeeMaritain, Christinnity and Democracy,pp.5O-55.
70
SeeMaritai n, Christianity and Democracy,p.21.
64 cHAPTERII: HUMAN RIGHTSIN A PLURALISTS0cIETY
t
l
i
CHAPTERII: HUMAN RIGHTSIN A PLURALISTSOCIETY 65
gained faith in the rights of the human person: as a human person, as a civic
person, as a person engaged in the social and economic life, and as a
working person. He emphasizes the gospel inspiration for faith in justice.Ta
under the inspiration of the Gospel at work in history, the secular
conscience has understood the dignity of the people and of the
common man... people in the senseof the community of the citizens
of a country, united under just laws; ...the notion of the people which
the secularconsciencehas gradually formed, stemsfrom the meeting
and mingling of all these elements,a_ndit is from the heritage of
Christendomthaf this notion proceeds.T5
He points out that modern democracies suffer from a philosophy of
life which annihilares vital principles within them. only oy repciing
materialistphilosophiesand by viewing in full light a p"rronàlirt conóeptioi
of life and of society can rhey find the rrue sensJof jústice. It is the inàgral
humanism of the person and not the inhuman humlnism of the indivilual
which can be at the serviceof justice and friendship.tu
While ana|yzing the failure of modern democracies Maritain states
that democraciessh^ouldreahzeaccomplishmentsin the social and political
order. tn the face of poverty many societiesare impotenf and democracies
fail to transcendthe.exploitation. The principal ."uùn is ópiritual in nature,
that is, the inspirations of the gospel were overlooked in the democratic
realm. The working classes sought their salvation in the denial of
christianity and the conservative christian circles denied the temporal
exigenciesof justice and love.77
7a
SeeMaritain, Christianity and Democracy,pp.46-4g.
tt
Maritain, Christianity and Democracy,p. 4g.
76
SeeMaritain, Scholasticismand politb.r, p. g9.
77
see Maritain, christianity and Democra.cy,pp. 2g-zg. Maîtt;rrn is here
speakingin the
backgroundof the labour movementof prance in tA+g.
7E
SeeMaritain, Man and the State,p. lg.
66 cHAPTERII: HUMAN RIGI{TSIN A PLURALISTsocIETY
7e
Maritain, True Humanism,p.2ll.
80
See JacquesMaritain, Ransoming the Time, trans. Harry L. Binsse (New york
charles I
Scribner'sSons, 1948),pp. 18-21.see also J. p. Hittinger,..Approachesto Democratic
Equality" in Freedom in the Modem worrd" pp. z3g--24r. Éère Hittinger t
makes an
interesting and important observation that Maritain does not make any
application to
particular caseslike racism and to the oppressiveeconomic conditions
which lead to
slave like exploitations. According to Hittinger when attacking the idealist
approach
Maritain is more spirited and better aimed at real types.
8t
Maritain,Ransomingthe Time, p.22.
t-
CHAPTERTI:HI,MAN RIGHTSIN A PLURALIST
SOCIETY 67
*'
SeeMaritai n, Ransomingthe Time, pp.25-26.
E3
SeeMaritain, Ransomingthe Time, pp.27_29.
e
see Maritain, Ransoming the Time, pp.27-29.
See arso J. p. Hittinger, .Approaches to
Democraric
Equarirv"in Freedom
in rn" u;a"l
points out the various r:^.olt for
ti;;;,;:';ii_Tor. HereHininger
inequality in a human' community according
Maritain, He refers to yugh thingl as the to
metaprrysicatprincipte orìJi",y, the principre
of individual merit, and the sociàl principle
of differentiation.
t5
SeeMaritain, Ransomingthe Time, pp.27_29.
=
68 CHAPTERII: HUMAN RIGHTSIN A PLURALISTsocIETY
86
SeeMaritain, Ransomingthe Time, p.29.
87
See Maritain, Christianity and Democracy, p.68. He criticized liberal individualistic
democraciesfor their relativization of truths.
CHAPTERII: HUMAN RIGHTSIN A PLURALISTSOCIETY 69
t8
SeeMaritai n, Man and the State,p. 209.
8e
SeeMaritain, The Rangeof Reason,p. 166.
e0
SeeMaritain,True Humanism,pp.156-157.
70 CHAPTERtr: HUMAN RIGHTSIN A PLURALISTSoCIETY
nt
SeeMarifain,True Humanism,pp.158-161.
e2
see Maritain, True Humnnism, pp. 162-167.According to w. Gurian, Maritain attempts
to understandpresentsocial and political problems in a profound way, but his attitudó is
always determined by his Thomism. It is with Thomistic terminology that Maritain
develops the doctrine of the plurality of civilizations. See \V. Gurian, "On Mariúain's
Political Philosophy," p. 9. Maritain tries to demonstratethe vitality of Thomism by
showing how it leadsto a deeperunderstandingof the trendsof the time.
n'
See Maritain, Man and the State, p. 10. With regard to Maritain's vision of friendship
which holds together people in a pluralsit society we can see the influence of Aristodé.
SeeAristotle, NicomacheanEthbs, Vm, 1, 1155a25. Here Aristotle saysthat friendship
would seem to hold cities together, and legislators would seem to be more concerned
about it than about justice. The legislators aim at concord which seems similar to
friendship, and this concord can avoid civil conflict. Aristotle is of the opinion that if
people are friends they need no justice. If they arejust they need friendship in addition.
In Book IX, 6, lI67a 25-ll67b 10, Aristotle explains concord. It requirès agreement
about the distribution of goods. Concord that results from a community ttrai aims at
common good is a foundation of justice and of a stable friendship. This concord is
apparentlypolitical friendship. A city is in concord when the citizenì agreeon what is
advantageousand make the samedecision, and act on their common resolution.
CHAPTERII: HTJMANRIGHTSIN A PLURALISTSOCIETY 7I
to
SeeMaritain, Person and the commonGood,pp. IOZ-I03.
'5
SeeMaritain, Man and the State,pp. 206-207.
e6
SeeMaritain, Man and the State,p.207.
e7
Maritain, True Humanism,p. 197.
tt
SeeMaritain, True Humanism,p. 172.
ee
SeeMaritai n, True Humanism,p. 2L0.
72 CHAPTERII: HUMAN RIGHTSIN A PLURALISTSOCIETY
too
See Maritain, Man and the State,p. 143.Maritain is againstRousseauiandemocratism.
It is opposed becauseaccording to Maritain its sentimental equality makes all social
order impossible. Maritain thinks that such thinking is dangerous because it would
deprive the men of modern times of their true homesand their true spirit. SeeW. Gurian,
"On Maritain's PoliticalPhilosophy,"p. 14.
10rSee Maritain,
Man and the State,p. 76. In the drafting of the Universal Declaration of
Human Rights, there were strong ideological divisions. The members were not all in
agreementabout the individual and the state. While the Anglo-American bloc had zeal
for the individual the Soviet led bloc stood for the state.There was a western insistence
on liberfy and an easternconcern about the importance to duty. See Michael Novak,
"Human Dignity, Human Rights," First Things Q.{ovember 1999), pp. 39-40. Here
Novak adds that in drafting the charter of I-INESCO Maritain did a very important work
with regard to pluralism and this work was appropriated by those working on the
Universal Declaration.
r02Maritain,
Man and the State,p. 109.
t03
See Maritain, The Range of Reason, p. 172. In his addressto the second inaugural
conferenceof UNESCO Maritain refers to disagreementamong nations with diverse and
sometimesconflicting ideologies. It was a situation which was suffering from post-war
CHAPTERTI: HUMAN RIGFTTSIN A PL{,JRALISTSOCIETY 73
grief and from rival economic, potitical, and ideological interests. Maritain does not
make hereany particular referenceto a particular problem, but as a philosopherhe draws
attention to this painful reality and invites others to join togetherfor ttre practical role of
UNESCO. This conferencewas held in Mexico City, November 6, 1947.
toa
see Maritain, The Rangeof Reason,pp.179-1g1.SeeMary Ann Glendon,..Reflections
on the trDHR," First Things (April 1998), p. 23. h 1946 uNEsco appoinred a
committee composed of many of the leading thinkers of the time to er.plore the
possibility of framing a conìmon charter of rights for all peoples and all nations. A
detailed questionnairewas preparedand sent to various staiesmenand scholarsof the
world, and the responsewas surprising. The committee found that the lists of basic rights
and values were essentially similar. She adds that Maritain and his colleaguesdidiot
regard the lack of consensuswith regard to foundations as a barrier. Th"i considered
that what is more impo(ant is aniving at a common consensuswith regaró to practical
concepts.
r05
Maritain, The Range of Reason,p. 167.
74 CHAPTERTI:HUMAN RIGHTSIN A PLURALISTSOCIETY
'* See Maritain, Man anà the State, pp. 111-112.Here Maritain gives an elaboratelist of
the contentsof this moral charter.It includes various rights of the human person,various
duties of the person, the nature of democratic government, justice, civil friendship,
freedom, relationship with the mother land, the various obligations with regard to
common good, etc.
r07
SeeMaritaín, TheRangeof Reason,pp. 168-171.
r08
SeeMaritain, The Range of Reason,p. 172.
t0'
Maritain, The Range of Reason,p. 183.
cHAprER u: HUMAN RIcHTs IN A pLURALIST
socIETy 15
is
be Conclusion
an In this chapterwe havedeartwith.tfrekey
erementsin the promotion
ùc of human-rights.ÈecauseMaritain is writing
in a tradition which has been
of influenced by twenty centuriesof christiani"ty,
he ;;;d, in providing a
uh sound and clear vision of man basedon
a sóud foundation. An important
of merit that strikes the student of Maritain
r" ìÀ" aiìv of the human
he personin his human rights discourse.
The dignity ""rt th";;;an personis at
ble the centreof Maritaifs philosoply. nu-uí .ifuri, "f ;;;;r"rsed
la personby the very fact that hó is a person. by any
Éu-un ,igt t, provide the
of necessary guarantees for a normallife wortfryof dignity."Èy
thesupratemporarendof theh'nryn person.r\riarituinJr*ia"spointingoui
backingtoo for his arguments. a theological
of This tîreologicalcharaóter is
-ii-"
at
of Maritain's philosophicar oncea merit
fa *o at rhe *r"
challengeto those who study .thinkilÀ a possible
td potóai philosophyapart-rrom christian
It revelation,but nobody
9* ignàr" the Greco-Latinand Judeo_christian
heritageof humanrighisdiscus-sions.
lvlarirain'seffort to presentthe philosophyof
Y:-}:"::n human
rd :*:i::_s:Tl_l.9ld:liqua"rg,ouno.rhrí;;";":ffi:Hì{o"l,"X#ii
tochristian
u nlùu atù trll()n
I
l:"":-T,:i:li*y::0".n
hi nstt!e, "o-n""pr
s criticjsmsagai ;ùi;Gil wehave seen
n lesatiy" àrp".irund;"i;;""#',i;;iJo#
fro* fre
ruvrJstll ;ff
w(rl lu;
b
ff-"::i::^r:ir*f .rightsind. a*acksRousseauian democratisml
r#l;
He presenrs thereligiols andrt*,oi"Ài"j;;;' fi;ffib:"#l;T#
' r0
SeeMarita in, TheRange of Reas
on, pp. 1g3_I g4.
--1
76 CHAPTERTI:HUMAN RIGHTSIN A PLURALISTSOCIETY
Maritain advocatesa pluralist unity which takes place only through the
lasting diversity of the particular bodies politic and through-fosteririgthat
diversity. civic friendship is the basic and indispensabi=e dimensión of
humanlife in political society.
. Maritain's philosgphy of human rights gives us an understandingof
the_nature_and purposeof human rights. He provides a deep and convinaing
ulderstanding about the importance of each and every hùman life. Thesé
d.gl t are basic requirementsin promoting and actualizing the potentialities
of humanpersons.His_philosophyis an attemptto arguettrat ealh and every
personis endowedwith equal dignity, fundamèntalrights, and obligations.
what he advocateswith regard to human rigtrts is not an ideological
agreementbut a practical one. This approachcan contribute to a greater
respect for human rights, but this consensusis to be understoodnót as a
separateidea but againstthe whole backgroundof the cornmon good which
is something ethically good. Issuei like contraception,- abortion,
homosexuality,and pornography cannot be consideredriglts becausethey
are not ethically good.
- lvlaritain's approachis an inclusive approachto human rights, which
resemblesthe universal Declaration. It deàls with rights connectedwith
physical, social, political economic, religious, cultural, familial matters. It
gives a theoretical background, and it éoes not give particular historical
^broadly
analyses,but his insistenceon human dignity is tó be interpreted.
one has to find out_what dignity means to different sections of people.
Food, housing, health care, and curturar identity are genuine goodi for a
dignifiedhumanlife.
. Maritain's philosophy of human rights gives us an understandingof
the-nature_and purpos.eof human rights. Hè prwioes a deep and convinJing
understandingof the importanceof each and every humanlife. Theserighti
are,basic requirementsin promoting and actualising the potentialitiei of
each human person. His philosophy is an attempt to arguè that each and
every person is endowed with equal dignity, fundamental rights and
obligations.
PART TWO
Chapter III
Introduction
This chapteranalyzesthe basic conceptualdevelopmentof Amartya
Sen's idea of freedom and human rights. The main points that we are going
to deal with are the general understanding of human rights, Sen's
consideration of human rights as ethical articulations, his evaluation of
some approachesto human rights such as utilitarianism, libertarianism and
the Rawlsian conception of the primacy of liberty, Sen's view of human
rights as goals,his conceptsof freedoms,capability and functioning, and the
importanceof freedom for a just society. The central concentrationof this
chapter is the theoretical background of Sen's freedom basedapproachto
humanrights.
Human rights are widely invoked for a great range of causes,
varying from resisting torrure and arbitrary incarcerationto demandingthe
end of hunger and of medical neglect. Sen points out the strong Franco-
American basisof the modern notion of universal human rights. The idea of
natural and inalienable rights has met with criticism at the hands of
philosophers. Sen examines the criticism by Jeremy Bentham. The
Universal Declaration of Human Rights issued by the United Nations in
1948 is much in line with the eighteenth-centuryFranco-Americandefence
of naturalrights.
Sen considershuman rights as ethical articulations. This view has
wide implications for the development of his thought. In order to be
sustainablehuman rights demand theoretical justification. There can be
internal variationsin the understandingof human rights. Insofar as they are
ethical articulations,they are different from legislatedrights. In this context
we examine Sen's analysis of utilitarianism, the Rawlsian concept of the
priority of liberty, and libertarianism. Sen points out how his approach,
based on capability and functioning, can be a better approachto human
rights. The conceptsof capability and functioning are studiedin relation to
freedom, and we try to show how Sen arguesthat human rights promote
humancapabilities.
The terms "functioning" and "capability" are two important notions
in his approach.Functioning refers to actual doing, while capability relates
to the ability of a person to achievedifferent combinationsof functioning.
Here comes the importance of freedom. This importance is emphasized
through referencesto various conceptssuch as agencyand the aspectof the
well-being of a human person. He applies the notion of capability to the
80 cHAprER III: HUMAN RTcHTSAS coAts
'
See Amartya sen, "Elements of a Theory of Human Rights," phitosophy and pubtic
Affairs 32 (2004), pp. 316-317.
CHAPTER TII: HUMAN RIGHTS AS GOALS 8l
'
Sen, "Elements of a Theory of Human Rights," p. 316. Sen is quoting Jeremy Bentham,
Anarchical Fallacies: Being an Examination of the Declaration of Rights Issued during
the French Revolution (1792), republishedin The Worlcsof Jeremy Bentham, vol. II, J.
Bowring, ed. (Edinburgh:William Tait, 1843),p. 501.
3
SeeSen,"Elementsof a Theoryof HumanRights,"pp. 315-316.
o
SeeSen,"Elementsof a Theoryof HumanRights," pp.316-317.
82 cHAPTERtrI: HIJMAN RIGHTSAS GoAIs
5
Sen,"Elementsof a Theory of Human Rights," p. 3I7.
6 SeeSen, "Elements
of a Theory of Human Rights," p. 318. Sen considersthe writings of
various authors in this field and points out their merits and also the poiats of
disagreement.
7
SeeSen,"Elements of a Theory of Human Rights," pp. 32O.
8
See Sen, "Elements of a Theory of Human Rights," 4, pp. 320-321.Here Sen refers to
lmmanuel Kant, Critique of Practical Reason. This distinction between perfect and
imperfect obligations is used by Sen to point out the nature of obligations as regards
human rights. We shall seein the next chapterhow Sen usestheseconcepts.
CHAPTERIII: HUMAN RIGTITSAS C,OALS
83
''
See Sen, "Elements of a Theory of Human Rights," p. 325. sen refers to Jeremy
Bentham,Anarchical Fallacies, in Collected Worl<s,vol. 2, p. 523.
13
Senrefers to the works of Thomas Paine,The Rightsof Manand of Mary Wollstonecraft,
The Rightsof Woman.See Sen, "Elements of a Theory of Human Rights," p.326.
ta
see sen, "Elements of a Theory of Human Rights," pp.326-32g. Sen refers to Herbert
Hart's view that some natural rights are parents of law. This means that some natural
rights can inspire legislation. H. L. A. Hart, "Are There Any Natural Rights," Tàe
Philosophical Review 64 (1955), reprinted inTheoies of Rights,Jeremy waldron, ed.
(oxford: oxford university Press, 1984), p.79.Hart does not make any reference to
human rights in this article, but Sen assumesthat the reasoning about natural rights in
this article can be applied to the concept of human rights as well.
15
SeeSen,"Elementsof a Theory of Human Rights,"p.327.
li
I
iF
i*
F
1l
lì
,'i:
''.
CHAFTER III: HUMAN RIGHTS AS C,OALS
3.1 Utilitarianism
.The rrst approach is the instrumental view of rights held by
utilitarians. Utilitarian principles rest ultimately on utilities ónly. Utitide;
are regardedas adequateinformation for judging statesof affairs, for the
assessmentof rules or actions. In this view rights are justified not in terms
of their intrinsic value but becauseof their insirumentaipower. Right-based
rules, conventions, institutions, etc aÍe useful in puisuing otÉ. righr
independentgoals. The assumptionhere is that they are valuaile if they"can
leadto a happiercommunity.ro
Sen points out the limitations of utilitarian ethics. The concenffation
of utilitarianism is on maximizing utility. Indifference to freedoms,liberties,
and rights is a basic characteristicfeature of utilitarianism.lT If they are
useful for the maximization of utility they are important, otherwise not.
Here rights are not valued intrinsically but for their instrumental utility
alone. tn this case
-the agency aspect of the person is neglected. Th;
goodnessof a state of affairs is judged simply by the sum totai of personal
utilities in that state.This approachdenies the fàct that the realizaijon and
failure of rights should enter into the evaluation of statesof affairs. Rights
are valued only for their consequences, namely the maximization of utíity.
There are both victims and winners in this approach. The losses of tÉe
victims and other affected are contrastedwith the gains of the winners in
terms of relative utility features.sen uses a very pòwerful example. There
might-have_bee,ngood utilitarian reasons for iorcing men to hght wild
animalsin the Colosseum,.outweighing the utility losJ of thosefew forced
to engagein this activity.róThis would not, however, adequatelyjustify
sucha forced act.
In the classical Benthamite form of utilitarianism the utilitv o f a
person standsin some measurefor his or her pleasureor happiness.Here
attention is paid to the well-being of each peison, and it iJ viewed a s a
ró
see Amartya Sen, "Rights and Agency" in consequentialism and its citics, Samuel
Scheffler,ed. (Oxford: Oxford University press, l9gà), p. lgg.
tt
o-utttasen, Developmentas Freedom(oxford: oxford university press, 1999),p.
Y
57. This criticism of utilitarianism is a principal feature in the writings of Sen.
He has
been critical of utilitarianism in the course of the development oi his thought
on
developmentaleconomicsand on human rights.
t6
see sen, "Rights and Agency" in consequentialismand itscritics,p. r91.
86 cHAprERrrr:HUMANRTcHTS
As coAl.s
re
SeeSen,Developmentas Freedom,pp.59-60.
20
SeeSen,Developmentas Freedom,pp.5g_59.
CHAPTERtrI: HUMAN RIGFITSAS GOAI^S
tr
SeeSen,Developmentas Freedom,pp. 61-63.
" John Rawls,A Theory of Justice (oxford: oxford university press, 1999),p. 54.
23
J. Rawls,A Theoryof Justice,p.266.
2a
J. Rawls,A Theoryof Justice,p.266.
88 cHAprERtrr: HUMANRrcHTsASGoAI-s
the liberty and integrity of the person, and the rights and liberties covered
by the rule of law. These liberties have priority over the ..difference
principle" in which priority is given to furtheàng the interestsof the worst-
off. Becausethese liberties are basic, their inequality cannot be justified
even if the inequalities in these basic liberties would increase the
opportunitiesor wealth of those least advantaged.parties agreeon the two
principles underlying justice as fairnesssinceihey provide éach party with
primary_goodsadequateto realizethe interestseac-hpurty t *.
. In s.en'sopinion, the Rawlsian formulation òr túe priority of liberty
is comparativelymoderate.However, this priority of liberty takes a sharper
form in modern libertarian theory.As a consequence,somerights in modàrn
libertariantheory, extendingfrom personallibèrties to propeiy rights, have
a completeprecedenceover the pursuit of social goals.fnése rigtris take the
form of constraints,that demandthat they never be violated.2
ln Rawls the rights that receiveprecedenceare lessextensive.They
c.o1sisl^of;,ariouspersonalliberties,includingsomebasicpolitical and civíl
nghts.-" However, the precedencethat these limited rights receive is quite
gopnlete. They cannot be compromisedby the force of economic needs.
Pointing to economic needssen arguesthat the Rawlsian approachshould
be a qualified one. The demandfor the priority of liberty shbuld not have
the effect of_yaking intenseeconomic needseàsily overlóoked.sen points
out that in his later book, political Liberalism, iìawls suggestswàys of
accommodatingthe force of economic needs within the structure of his
theoryof justice."
. sen distinguishesbetweenthe Rawlsianproposal that liberty should
receive overwhelming precedencein the case ol a ìonflict and his general
procedureof separatingout personalliberty from other types of advintages
for specialtreatment.The seòondproceduróis more g"nó*I. It concernsthe
need to assess and evaluate liberties differently from other personal
adrrantages. sen arguer t_hulthe safeguardingof tibórty has to be ultimately
,:lut"1l to the generalpolitical acceptabilityor its impbrtance.The political
significance-of rights can far excèed thè extent tò which the personal
advantageof the holders of theserights is enhanced.The interestsóf others
are also involved becauseliberties of different people are interlinked. The
violation of liberty is a bad thing. Here there ii an asymmetry with other
25
SeeSen,Developmentas Freedom, pp.63-64.
26
sen has here in mind Rawls' A Theory of Justice andpolitical Liberalism.
27
see. Sen, Development as Freedom, p. 64. David Hollenbach thinks that
in Rawls,
version of liberalism the-question of satisfying social and economic needs
arises only
after the basic liberal rights have been assured-Between the right of liberty
and rights
such as the right to food or housing or work there is no trade off. SeeDavid
Hollenbàch,
Claims in Conflict: Retrieving and Renewing the Catholic Human RightsTradition (New
York PaulistPress,1979),p. 17.
CHAPTER III: HUMAN RICHTS AS C'OALS 89
2E
See Sen,Developmentas Freedom,pp.64-65. Sen also gives pre-eminenceto liberty and
civil rights, without neglectingthe economic needs.
2eIn Anarchy, State, and Utopia Robert Nozick presents an image of a society of rights.
The book begins with the assertionof rights. He arguesthat individuals have rights, and
there are things no person or group may do to them (without violating their rights).
Nozick argues for a minimal state. This state is limited to the narrow functions of
protection against force, theft and fraud, enforcement of contracts, erc. A state that
controls more than these minimal functions violates the rights of the persons.It means
that the state should not force some citizens to aid others. See Robef Noziclq Anarchy,
State,and Utopia (New York Basic books, 1974),p. ix. Rights of othersare constraints
upon one's actions and they should not be violated in the pursuit of one's goal. He thinks
that a welfare state would violate people's rights. Nozick's theory of the minimal state
has serious consequencesas it rejects a system of taxation, welfare payments, and it is
againstredishibutive policies. SeeR. Nozick" Anarchy, State,and Utopia, pp. 169-170.
30R. Nozick, Anarchy, State,and Utopia, p.29.
31
SeeSen,"Rights and Agency" in Consequentinlismand its Critics, p. 189.
90 CHAPTER trI: HUMAN RIGHTS AS GOALS
32SeeAmartya
Sen, "Rights and Capabilities" in Morality and Objectivity: A Tribute to J.
L. Mackie,Ted Honderich,ed. (London:Routledge,1985),pp. 133-135.
33
SeeSen,Developmentas Freedom, pp.65-66.
3a
SeeSen,Developmentas Freedom, pp. 66-67.
3sSee
Sen, "Rights and Agency" in Consequentialismand its Critics,pp. 190-191.
36
SeeSen, "Rights and Capabilities" in Morality and Objectivity, pp. 135-136.
CHAPTERtrI: HI.JMANRIGI{TS AS GOALS 91
3t
see sen, "Rights and Agency" in consequentiarismand itscritics,p. 1g6.
38
SeeSen,Developmentas Freedom,p.74.
3esen
refers to Ronald Dwgrkin, Taking Rightsseriously (London: Duckworth, 1977), pp.
l7l-172. In developing his famous theory of rights, Dworkin has specified his'owì
approachby placing it in the coordinatesofa classificationofpolitical theoriesinvolving
contrastsbetween"goal-based,"'îght-based" and "duty-based"approaches.
{ R.
Dworkin , Taking RightsSeiously, p. xi.
ot
SeeR. Dworkin, Taking Rights Sertously,pp.l7l-172.
n2
see carl wellman, 'concepts of Right" in Encyclopedia of Ethics, vol. 3 (New york:
Routledge,2001),p. 1501.
92 CHAPTER III: HUMAN RIGIITS AS C,OALS
equality is both a right and a goal. It is a moral right on the part of the
relatively deprived,and it is a goal of a political or rnoral system-.His point
is that
_the rights in question can be formulated as genéral goals to be
pursued. He argues that there is an apparent consisténcy between right
basedoandgoal basedthinking and theré are advantagesin seeingrightJas
POalS. "
a3
SeeAmartya Sen, "Rights as Goals" in Equality an^dDiscimination: Essaysin Freedom
y1! Justice, StepehenGuesr and Alan Milne, eds. (stutrgarr Franz Steiner verlag
wiesbaden, 1985),pp. rl-L2.rî aright, for example the righlto [berty, is considered
ai
a goal to be pursued,then in choosingbetweenone coruseofaction and another,
one can
choose the one that is conducive to greater overall liberty. Here the purpose
is the
maximization of fulfillment of rights or minimalization of viólations of rishts.
a
SeeSen,"Rights as Goals,,in Equality and Discrimination,pp. 12-13.
CHAPTER TII: HUMAN RIGH|S AS
C,OALS
93
then they are varuable;,if they
are intrinsicaily valuable, then they shourd
figure amongthe goals.as
In his view if right-rearizations
systematicallv enter moruf calculations are goals, then they can
consideringright-rearizarion u";;;' who can help.
"i
as g;;r, has obviour'uJuunruges
with positive freedomssuchas úr? in dearing
right to meoicui*I"ri,on, emproymenr,
the right nor to be hungry, wl;;aearinl-wiitr'"iuiirv,
of theserights can bà irr""Àu*i, of the realizarion
an eualuation of statesof affairs.
capabilitiesareoneway of characterizing
positive ilJ;, andtheycanbe
consideredas rishts.The rearizationì
of basiccapabilitiescan be the basis
of an evaluation-ofrtur"r oi uriui.r."r"
poo. iuuing the right to
adequate nourishmenr "
a-sparr of the gÀ1rr'; "éunr.y
goodnessor badnessof tire rtut"r o"l"ir'rràlred ro assessthe
Liunui;qy ,""t;lìo* manypeople
havefailedto havethatright n rúiJ*d
how badlytheyhavefailed.*o
In the caseof nJgativefreeàomssuch
interference, asimminity, liberty from
etc theadvan"tales;-f ,tú, approachcomeout mostobviousry
in theabsence of perrecr rn"-.iÉr,, violatedby B,
tor example,theright not"o*?iu*;."*tél
to ù kidnapped,thereis"anoo_"o-priunce
"r"Àis
part of B, and this non-compliance, on the
iepending on the situations,makesa
claimon C to hetps::o^:îird;"'**
The links hereinvorveconsequentiàrevenby _v_iolaring the liberryof D.
reasoning. Hererighrrearization as a
up the various.oruiiudlements witl
l""Xt.ti* eachotlier in a sysremaric
os
SeeSen, "Rights as Goals,,in Equality
6 and Discrimination, pp.l4_I5.
SeeSen, "Rights as Goals,,in Equatity
a7 and Discrimination, pp. 16_17.
SeeSen, "Rights as Goals,,in Equality
and Discrimination, pp. 17.
94 CHAPTERtrI: HUMAN RIGHTSAS C,OALS
a8
SeeSen, "Rights as Goals" in Equatity and Discrimination, pp. I7-lg.
ae
SeeSen,"Rights as Goals" in Equatity and Discrimination,pp. 1g-19.
50
Seesen, "Rights and Agency" in Consequentialismand its critics,pp. 199-200.
CHAPTER III: HUMAN RIGHTS AS C,OALS 95
t see Amarty
a Sen,Inequality Reexamined(oxford: clarendon press, r 992), pp. 2g-30.
! SeeSen,Inequality
Reexamirwd,pp.31-3g.
seeAmartyaSen,"capabilityandwell-Being"inThe euatity of Life,MarthaNussbaum
andAmarfyaSen,eds.(Oxford:Clarendonpress,1993),p. 3i.
SeeSen,Development
asFreedom,p.75.
96 cHAPTERIII: HUMAN RIGI{Ts AS c'oAls
s5
SeeSen,Inequality Reexamined,p. 42.
s6According to Sen the philosophical basisof this approachcan be traced to the writings of
Aristotle. Sen refers to The NichomacheanEthics I,7. Aristotle's conceptsof the good
of man, and of human flourishing are especially referred by Sen. Martha Nussabum
comments that Sen's Aristotelian allusion is not clear in the development of his
conception of capability. According to her even though Sen does not express her
understanding of the Aristotelian-Marxian roots of the capability approach, this does not
mean that he disagreewith it. SeeMartha Nussbaum,Womenand Human Development:
The Capability Approach (Cambridge:CambridgeUniversity Press,2000), p. 13.
s7
SeeSen,Inequality Reexnmined,p.39.
CHAPTER III: HUMAN RIGFTS AS GOALS 97
58SeeSen,Development
as Freedom,pp. 85-86.
t'
SeeSen, "Capability and Well-Being" inThe Quality of Life,pp. 33-35.
Ú
SeeSen, r'Capabilityand Well-Being" inThe Quality of Life,pp. 35-36.
6r
SeeAmartyaSen,Ethicsand Economics(Oxford:Blackwell, 1987),p.41.
98 CHAPTER III; HUMAN RIGHTS AS GOALS
to happen and also the ability to form such objectives and to have them
realized.The agencyaspectpays more and completeattentionto the person
as a doer.o' The particular sphere in which tÈe person's agency iole is
especiallyimportant is the person'sown life. To this specialróte or agency
in personal life are related the conceptsof autonomy and liberty.63Sen il
againstviewing personsonly under the aspectof his own well-bèing. ..The
concept of personsin moral analysiscannot be so reducedas to attach no
intrinsic importance to thi; agency role, seeing them ultimately only in
termsof theirwell-being."ou
Both these aspectsare related in the sensethat for an integrated
personit is likely that the person'swell-being will be affectedby his agency
-weli-
1ole. Some types of agency roles can have negative impact on the
being of the person.whether the impact is positive or negative,the agency
role is in itselfimportant.ó)
_ sen distinguishestwo aspectsof agencyobjectives.The first one is
the occurrenceof those things that on" vàlueJ and one aims at achieving.
The secondaspectconcernsthe occurrenceof things that result from oneis
own efforts. Here in bringing about these results the agent has an active
role. The former can happen regardlessof one's efforts and participation.
Sen uses the expressions "realized agency success" and ;instrumental
agencysuccess"to these aspectsrggpectively.The secondaspectis related
to the notionof freedomas control.óó
62
SeeSen,Ethicsand Economics,pp.5g-59.
63
see Amartya sen, "well-Being, Agency and Freedom: The Dewey Lectures rgg4,- The
Journal ofPhilosophy82 (19S5),pp. 186-187.
s
Sen,"Well-Being, Agency and Freedom,"p. 1g6.
65
SeeSen, "Well-Being, Agency and Freedonr,"pp. 1g6-1g7.
66
SeeSen,Inequality Reexamined,p.5g.
ó7
SeeSen,"Well-Being, Agency and Freedom,', pp. I97-19g.
CHAPTER III: HUMAN RIGHTS
AS GOALS
68
See Sen, ..\Mell-Being,.Agency and Freedom,,,
analysisregardingnutritionil *-rti"ur,n"nttììnu*èàpp. 199_200. Sen arguesthat often
therelativedeprivationof womeni" uv ,vrl"-uti"Jr", uiur. It conceals
-""v poo.co.rnFies. If, however,atúention
given to rhe acrualfunctionings is
;h;;;i;y "irrr" _q women,rhe analysiswill be
improved'In socialneras,^"applarin! T:n
i;;;;" wirhourshame,,,raking parrin rhelife of
thecommunity,andotherfunctiont
@See areemphasized by Sen.
Sen,.,Well-Being, "rr"iÀ""*re
AgencyandFreedom,,,pp.
70Sen,'Well-Being, lE6_1g7.
AgencyandFreedom i, p.201.
r00 CHAPTERIII: HUMAN RIGHTSAS C,OALS
freedom. This concept cannot reflect the person's over all freedom as an
agent.One hasto turn to the notion of agencyaspectin that context.Tl
7a
See Sen, "Well-Being, Agency and Freedom,,, pp. 207-20g. There
can be conflict
between agency freedom and well-being freedom. It is precisely
because of the
possibility of conflicts that the distinction between agency'freedom
and well-beins
freedom is important. SeeSen,Inequality Reexamined,pp. S:í_AZ.
75
SeeSen,"IMell-Being, Agency and Freedom,"p. 20g.
tu
SeeSen,Inequality Reexamincd,pp.TI-72.
77
SeeSen,Ethicsand Economics,pp.60-61.
7E
SeeSen,'"!Vell-Being,Agencyand Freedom ,', p.20g.
102 CHAPTER III: HUMAN RIGHTS AS GOAI-S
7e
SeeSen, "ì#etl-Being, Agency and Freedom,,' pp.208-209.
80
see Sen,Inequality Reexamined,pp. G4-6s.In the caseof epidemics,a public policy thal
eliminates epidemicsis enhancingour freedom to lead the life unbutteredby èpidernics.
This life is one we would chooseto lead. Here the issue is our freedom to lead the kind
of life that we have reasonto value. It is in this sensethat the expressionslike 'Treedom
from hunger," "freedom from malaria" are used. Even though the levers of control are
not in the hands of the persons concerned,does not reduce the enhancementof theiî
effective freedom to live as they would choose.
81
see sen, "well-Being, Agency and Freedom," pp. 2ro-212. sen does not deny the
control element of freedom. He admits that it is impofant in many contexts,but it is not
the only important elementin freedom.
82
SeeSen,InequalityReexaminzd,p.69.
CHAPTERTII:HUMAN RIGHTSAS GoALs
IO3
86
SeeSen,Developmentas Freedom,p. 17.
E7
See Amartya Sen, Rationatity and Freedom (Massachusetts:Harvard University press,
20o2), p. 635.
88
SeeSen,Rationality an^dFreedom.p. 585.
8e
SeeSen, "Elemenrsof a Theory of Human Rights," pp.33l-332.
CHAPTER trI: HUMAN RIGFNS AS GOALS 105
s
SeeSen, 'TVell-Being, Agency and Freedom,,, pp.216-217.
er
SeeSen, "Well-Being, Agency and Freedom,,, pp.2l7-21g.
e
SeeSen, "Well-Being, Agency and Freedom,,, pp. Zlg-220.
e3
SeeSen,"Well-Being,Agency and Freedom,,,pp.Zl9-220.
106 cHAprERtrr: HUMANRtcHTSASctoAr-s
ea
SeeSen, "Elements of a Theory of Human Rights,,' pp. 336-337.
e5
Sen,"Elementsof a Theoryof Human Rights," p.337.
e6
SeeSen, "Elements of a Theory of Human Rights," p. 33g.
e7
SeeSen,InequatityReexamined, p.87.
CHAPTER TII: HUMAN RIGHTS AS GOAI-S 107
e8SeeSen,InequalityReemmined,p.4I
e
SeeSen,Developmentas Freedom,p.36.
108 CHAPTER III: HI'MAN RIGHTS AS GOALS
100
SeeSen,Developmentas Freedom,pp.37-3g.
r01
SeeSen,Developmentas Freedom,p.3g.
102
SeeSen,Developmentas Freedom,pp.3g-39.
r03
SeeSen,Developmentas Freedom,p.39.
CHAPTER III: HUMAN RIGHTS AS GOALS 109
re
SeeSen,Developmentas Freedom,pp. 39-40.
r05
SeeSen,Developmentas Freedom,p. 40.
rffi
SeeSen,Developmentas Freedom, pp. 40-52.
ll0 CHAPTERtrI: HUMAN RIGHTSAS C,OALS
tot
Amartya Sen, "Property and Hunger," Economicsan^dphilosopfty a (l9gg),
1"" w. 62-
64.
108
See Sen,Developmentas Freedom,pp.l60-161.
ton
See Sen,"Property and Hunger,,'p. 64.
(IIAPIER m: HUMAN RIGHTSAS C'OALS 111
and relief to help potential victims. At the same time Sen points out that
undernourishmenthasnot beenpreventedin India.110
I
lt2 CHAPTER TII: HUMAN RIGHTS AS GOALS
Conclusion
In this chapterwe have tried to examinethe framework under which
sen explains human rights, namely, the capability approach. Rights are
viewed in this approachas rights to capabilities. This way of coniid".ing
them makes their realm wider than considering them as ielation betweei
two parties. His criticisms of utilitarianism and libertarianism show the
advantagesof his approach.While appreciativeof Rawls he is critical of his
neglect of economig and social rights. His study on famine and poverty
shows that the capability approachcan give a very clear analysis òf sucir
tts
SeeSen,Developmentas Freedom, pp.93-IO7.
r16
SeeSen,Developmentas Freedom,pp.108-110.
cHAPTERIII: HUMAN RIGTITSAS C,0ALS
I 13
117
see charles R. Beitz, "Amartya Sen's Resources,values and Development,,'Economics
and Philosophy 2 (1986), pp.283-29O.Beitz thinks that Sen facesa ditemma in regard to
the concept of functioning as it can be interpreted either absolutely or relatively. An
absoluteinterpretationrefers to a list ofessential capabilities.A relativistic interpretation
refers to functioning according to ones' conception of the good. This approach
would
make sometimesunreasonabledemandson community frori ttre part of a person.
With
regard to absolutefunctionings the problem is that noi all functioìings are
of the same
natule, for example some are related to biological survival and some ùe retated
to social
relations' In regard to social functions they must be explained either by reference
to an
objective conception of human good or to a standard expectation in a society.
This
meansthat there is need for a criterion of normality relative to societies,and
sometimes
relative to individuals. According to Beitz the exclusion of a criterion of normality
is
incorrect becauseinterpersonalcapability comparisonswill require a list of
capabiliiies
and a mechanismfor arriving at an overall index foia person.The derivation
of this index requires referenceto norms that "upàUlity
are to some extent relative to societies.or
CHAPTER III: HUMAN RIGTTTS AS C'OALS r15
A further demerit that can be pointed out here is that the value of the
dignity of human life, in the face of issues such as abortion, euthanasia,
stóm óeI research,etc, is not properly asserted.This approachcannot give
answersto theseethical issues.In theseissuesthe functionings as Sen has
usedcannotbe applied.In Sen the ethical value of the humanpersoncannot
be protected propèrly. It is due to his viewing man as a being separatedfrom
supernaturalends.The concept of the human person emerging from Sen is
not a theistic conceptionwith orientation to supernaturalends. In a secular
context there are advantagesto this, but while individual autonomyplays an
important role in Sen moral voices of society are not given adequate
attention.
Introduction
In this chapterour attempt is to find out how Sen defendsuniversal
human rights in the face of various criticisms. The main conceptswe are
going to discussare the nature of obligation in regard to human rights, the
main criticisms against human rights, the role of public reasoning in the
promotion of human rights, advancing the cause of human rights, the
importance of democracy for the promotion of human rights, and the
relevanceof individual freedom as social commitment. In all these issues
the flow of Sen's thought is from the basic assumptionthat humanrights are
ethical demands.
Human rights make claims on individuals, collectivities, and the
design of social arrangements.[n order to make clear the nature of
obligationsin regardto human rights, Seninvokes the Kantian distinction of
perfect and imperfect obligations,and he showsthat both theseconceptsare
relevantin the caseof human rights. He emphasizesthe idea of reasonable
consideration.This makes anyone in a relevant position responsible for
helping. This approach can accommodaterights which do not have a
correspondingagent with obligation to fulfil. He evaluatessomeprominent
criticisms against human rights and then tries to give his responses.The
main criticisms confrontedby Sen are the legitimacy critique, the coherence
critique, and the cultural critique.
To support his argument that the idea of human rights is not
exclusively Western he searchesdifferent cultural traditions outside of the
West and tries to find in different cultural traditions and practiceselements
of conceptssuch as tolerance,freedom,respectfor human dignity, concern
for the poor, governmentresponsibility,etc.He is againstdividing humanity
into dominant systems of classification such as Western civilization, the
Islamic world, Buddhist civilization and the like. This type of division is
much sharperthan the universe of plural and diverse categoizations that
the world in which we actually live. The above mentioned division
a seriousthreat to human rights. Sen shows that plural diversity can
a greatunifier, but a systemof tight divisions cannot.
Public reasoninghas an important role in the formulation and use of
rights. Public reasoning is not limited to the boundaries of a
icular society. He takes into accountideas from John Rawls and Adam
. sen refersto the Rawlsianconceptof public reasoningand its role in
objectivity in regard to the viability of human rights. However, for
in contrast to Rawls, the domain of public discussionin the case of
rights is not limited to a given society only. In contrast to this
ian limitation sen argueslike Adam smith for views from a certain
118 CHAPTER IV: THE DEFENCE OF HIIMAN RIGFTS IN SOCIETY
'
See Amartya Sen, "Consequential Evaluation and Practical Reason," The Journal of
Philosophy97 (2000), pp.492-493.
CHAPTERIV: THE DEFENCEOF HUMAN RIGFITSIN SOCIETY Ir9
Sen points out that the inclusion of the fulfillment of rights and of
correlatedduties within a consequentialframework differ both from a rights
independent consequentialevaluation and from a rights inclusive non-
consèquential procèdure. Sen has here in mind the ideologies of
utilitarianism and libertarianism. Utilitarianism is an example of a rights-
independentconsequentialevaluation. On the other hand, libertarianism is
an example of a rights inclusive non-consequential procedure. In
utilitarianism there is no importancefor the realization of freedomsor the
fulfillment of rights or duties. They may be valued instrumentally for the
utilities they may promote. In libertarianism rights are viewed as
consffaints.Rights expresswhat others are not permitted to do. If someone
violates a constraint, it is wrong. Libertarians do not say anything about
what should be done positively. When there is violation or non-fulfillment
of rights, in contrast to both these approaches,a broad consequential
evaluationthat takesinto accountfreedoms,rights and obligations,and their
violations, argues that bad things have happened precisely because
someone'sfreedom has been violated and some duties and rights are not
tulfilled.2
o
SeeSen, "ConsequentialEvaluation and Practical Reason,"p.493-494.
5
SeeSen,"Elements of a Theory of Human Rights," p. 339.
6 SeeSen,"ConsequentialEvaluation and Practical Reason,"p.477.
CHAPTERry: THE DEFENCEOF HIIMAN
RIGFNSIN SOCIETY r2l
it seemsrelevant The demandsof responsibility cail
[r. Sen's -
Td .upp..opnate.j for
as with
agent-sensitiveevaluation.E
The point emphasized is that
sk what of obrigations in
of their
relation t9
$e rightf and freedoms oflhe-_recognition
ail truian
-b-a-Jc
consideredalwavs as absolute demands-.,The Liig, need nor be
i are bad g"";."r obhgation is
that one must be to lo"rioà. seriously *dt d;';ìrould
violation -relevant
ryilling reasonabry
do, taking note of the parametersof the casesinvolved.,,e
questionis a begin-ningof an ethical Thi.s
nationto rlasoning, uno iil, oifferent from
assumptionthat if I have not actually the
rrr, this harmedà p"rron ioo not have a duty
to that person. with this r"asoninfinerg
actions. are serious exercisesof practical
reasoningto be und.ertaken. This"practicarreasonirr;r;,
ùsolute. to understand
one'svariousobrigatrons in an expricitor impricitf;;."-''
rsion of
ion. His 1.2 Imperfect Obligations
s a need
ption to Recognitionof.human rights is an acknowledgement
:^ rn
rs :_ that if someone
rf action a suitable condition to óo something
violation of a humanright then on" preventing the
gationis "rr""fiu"^lr.
oo"i have the obligation
the obligation*tl:"::*:_^tt.r1 to do that. Here
rctive of of wtì?r is
'" caned
vi imperrect
r to glve obligation. Sen makesreterenceto :"tiory
Immanúelîu;;.td'
The Kantian rcategorical imperative
totection states that ..act only on that
maxim throughwhich you can at the
freedom sametime
universal law."rr The categoricalimperative wiil ttrai itìrrourd becomea
rdine on requiresus to treat others with
,.act
tg.' Sen ]mpartlal respect. It meani that in
r based
t'*uoitv, *î"tr,",invou.
own personfltl";lJrJTrAl
televant :. time asun àa.; Kant
simplyasa means,bui arwayrqt^tnàru-"
"illlt":T3l
distinctionin regard p".r*t
to duties.ri makesa
r choice. duties *" auii", which can be
y in the '
See Sen,"Elements of a Theory of
ment. In Human Rights,,,p. 340.
8
SeeSen, 'ConsequentialEvaluation
dgment and practìcal Reason,,,p.4gg.
e
rigùs in Sen, "Elementsof a Theory of Human
r0 Rights,,,p. 340.
m- Herc See Sen, "consequentiarEvaluation
and practical Reason,,,p.495.Sen
xxloerns Immanuel Kant, Critique of practical refers to
n"^oi.
tt
lion Sen K-t, Groundwork of the Metaphysics
t2 of Morals, p. gg.
bers. He Kant, Groundwork of the Metaphysics
of Morals, p. 96.
tbe case 13
In the Groundwork of the Maanhylics
of the Moralsthere is a fourfold
ms that duties; between dutles to oneself classification of
and duties to- others, between perfect
r of this imperfecr duries' See Grlundwork duties and
if ,ii un"4\tsigs of Morars, pp.
duties are proscriprions of specific 89-90. perfecr
pduties
n is not aíti"r. rr,* urLuonJi#;;;
blameworthy. The imperfect duries are morary
nriny if u,"p."r"iption, of g*n"ri
-o fulfilling them
rs prarseworthy.It is often clear whar
a perfect àury p.oníuit" onJrrìoiooing.
""0,
of imperfect duriesonefrar."t".|ragiriir"g.qrlg In the case
"Kant,Immanuel" tt" g*"J"nd. seepaurGuyer,
in o{
l,"r*!f" .b:;,g;;i;;";à
Alten w' wood, Kant'sE:h.:*t rnLiiíi7èi:bridge:llitosophy,vol. 5, p.le0. Seealso
1999)'pp' 324-325' cambridgeúniversirypress,
Theprohibitionor rui"iè is a perfectdutyto oneserf. prohibirion
deceitfulpromises
is a perfectdutyto-ot-he-rs. of
'.À" curtivatíon ;i;;",, rarentsis an
122 cHAPTERIV: THE DEFENCEoF HUMAN RIGgrs IN socIETY
25
SeeSen,Developmentas Freedom,
p.229.
26
SeeSen,Developmentas Freedom,
pp.229_230.
t26 CHAPTER IV: THE DEFENCE OF HUMAN RIGTffS IN SOCIETY
27
SeeSen,Developmentas Freedom, pp. 230-231.
28
SeeSen,"Elementsof a Theory of Human Rights,', pp.345-346.
'e
The difference may be mainly in terminology. The coherencecritique can be considered
in a general way, while the institutionalization critique is directed against
economic an6
socialrights.
CHAPTERTV:THE DEFENCEOF HUMAN zuGFITSIN SOCIETY I27
30SeeSen, "Elements of a Theory of Human Rights," p.347 .In regard to this criticism Sen
refers to Onora O'Neill, Towards Justice and Virtue (New York: Cambridge University
Press, 1996), pp. l3l-132. O'Neill does not opposewelfare rights but wants them to be
institutionalized. ff they are not institutionalized, there is no right. She insists on the
constructive role of virtue instead of that of rights. For her rights unaccompanied by
specifiedperfect obligationsdo not make any sense.
31SeeSen,"Elements of a Theory of Human Rights," p.347.
t28 CHAPTER IV: THE DEFENCE OF H{JMAN RIGT{TS IN SOCIETY
madea condition, any liberty, autonomy,or political right would fall short
of cogency."
" SeeSen,"Elements of a Theory of Human Rights," pp.347-348. Here Sen points out that
the after September11, 2001 it is rather difficult to realize even liberties and autonomies
in the sensein which the feasibility critique demands.
33SeeSen,Development
as Freedom,p.228.
3aSen,Development
as Freedont,p.23I.
35See Sen, Development
as Freedom, pp.231-232. According to Lee Kuan Yew there are
fundamental difference between Western concepts of sociefy and government and East
Asian concepts.Here he considersEast Asians countries such as Japan,Korea, Chin4
and Vietnam as distinct from Southeast Asian countries. Sen says that even in the
country of Lee Kuan Yew, namely Singapore,there are vast variations of historical and
cultural traditions.
-
3ósee sen,
Deveropment as Freedom,p.233. samuerHuntingtonhasarguedthatthe
waswest long beforeit wasmodern.This is a craimto oíiqo"n"rr. west
ire hasalsoargued
that ideassuchas a senseof individuatismand the traditión
of individualrights and
liberties are uniquely western.Sen refer to.samuel-p.
Hunti"!ìon, The crash of
civilizationsand the .neÀEnts
HumanRights,"p.351. _Remakingof worrd order. SeeSen, of a Theoryof
GertrudHimmelfarbarguesthat ideasof justice,right, reason,
andloveof humaniry andp"rttup, uniqu"iyw"r** varues.See
GertrudHimmelfarb,{!-pre{grrunantly "u"o
"The Illusions ór cos-opólitanis-,,' în io, I"ove of country:
oyblins the Limits of patriotism: Martha Nussiaumwith
nespondenfs, Joshuacohen,
ed.(Boston:Beaconpress,1996),pp.74_75.
37SeeSen,
Development asFreedom, p.233.
130 cHAprER Iv: THE DEFENCEoF HTJMANRIGI{TSrN socrETy
whole.38Sen also points out that there are oppositeideasand doctrinesthat freer
clearly do not emphasize freedom and tolèrance. Authors championing assir
order and discipline can be seenin Westernclassics.Sen mentionsauthori certÍ
suchasPlatoand St. Augustinein supportof this claim.3e socir
In order to find whetherthe freedom-orientedperspectivesare absent with
in Asia he examines Asian traditions and emphasiies iheir diversity. He does
arguesthat in Buddhist tradition great importance is attachedto freedom.
The earliest Indian theorizing in which Buddhism has influence has much who
room for volition and freedom. The ideas of liberation have this same acce
feature.The presenceof ideas of freedom in Buddhism should not conceal reco
the importanceof order in confucianism. confucianism is not, however,the and
only tradition in Asia. According to Sen confucius did not claim blind equa
allegianceto the state.He arguesthat the championsof authoritarianismdo level
lessthanjustice to the variety within Confucius;sown teachings.confucius level
notesthat there can be tension betweenloyalty to the family ànd loyalty to quite
the state. The advocatesof the "Asian values" see the staie. on the other woul
hand,as an extensionof the family.a0 peric
In Indian traditions one can find a variety of views on freedom, exan
tolerance, and equality. According to Sen in the writings of the emperor the c
Ashoka a most interesting articulation of the need foi tolerance oì an Jewir
egalitarian basis can be found. His inscriptions, influenced by Buddhism, patrc
give special importance to tolerance of diversity. The importance of
tolerancein his edicts is perceptiblein both public pó4cy by the government 2.4.3
'
and in the behaviourof citizens towardsone another.al
Sen analyzesthe Indian author Kautilya, whose writings are often poss(
quoted as a proof that freedom and tolerancewere not valued in the Indian
modr
classical tradition. According to Sen, Kautilya is a consequentialistof a influr
quite narrow kind. In his Arthnshastra, on the one hand he presents
mode
penetrating ideas and suggestionson practical subjects such as famine
inesc
prevention, and administrativeeffectiveness.on the óther hand he advises
fundi
the king to get his way even by using violations of the freedom of his
econ(
opponents and adversaries.He attaches little importance to political or econ(
economic equality, and his vision of good society is stratified. white the
king has the duty to_support the deprived people, this support is very far
cultur
from the valuing of the people's freedom.Hòwóver, in rautiìya in regard to
howe
the upper classes the idea of freedom has much importance. Dénying
econ(
freedom to them is viewed as unacceptable.Sen admits ihut *" do notiinA
choic
in Kautilya anything like the clear articulation that Aristotle provides for the
regarl
importanceof the free exerciseof capabitity. Even when it úpholdsonly the
of the
peopl
38
SeeSen,Developmentqs Freedom, pp.233-234.
3e t' seeì
SeeSen,Developmentas Freedom,p.234.
o0 t3
SeeSen,Developmentas Freedom, pp.234-235. See I
ar
SeeSen,Developmentas Freedom,p. 235. 4^
òee i
CHAPTERTV:THE DEFENCEOF HUMAN RIGFITSIN SOCTETY 131
freedom of the upper class and a paternalistic form of attention and state
assistancefor the avoidanceof deprivation and misery, however, there is a
certain conceptionof good life in all this. It is limited to the upper groupsof
society. In any case this is not radically different from the Greek concern
with free men as opposedto slavesor women. According to Sen Kautilya
doesnot differ entirely from the particularistAristotle.*'
With regard to tolerance Sen refers to the Moghul emperor Akbar,
who reigned in India in the period of 1556-1605.He emphasizedthe
acceptability of diverse forms of social and religious behaviours. He
recognized human rights of various kinds, including freedom of worship
and religious practices.At the same time there was no gender equality or
equality between younger and older people. Tolerance and equality at one
level were combined with inequality and lack of tolerance on the other
level. However, the generaltolerancein mattersof belief and practiceswas
quite remarkable.Sen notes that at that time in parts of Europe theseideas
would not have been easily tolerated.Sen refers to the lnquisitions. At that
period the Inquisitions were in full bloom in Europe. Sen gives further
examplesof tolerance in the Isalmic cultures. The Turkish rulers were, in
the opinion of Sen, more tolerant than their Europeancontemporaries.The
Jewish scholar Maimonides had to flee the intolerant Europe to the
patronageof a Muslim leader.a3
a2
SeeSen,Developmentas Freedom,pp.237-238.
a3
SeeSen,Developmentas Freedom,pp.239-240.
*
SeeSen,Developmentas Freedom,p.240.
r32 CHAPTER IV: THE DEFENCE OF HIJMAN RIGHTS IN SOCIETY
Sen has in mind Rawls' A Theory of Justice and Political Liberalism. Public reasonis the
reasonoffree and equal citizens in their capacity as democraticcitizens. This public reason
b guided by considerationsin regard to the common good among citizens. In Rawls'
thinking the common good is specifiedby the political valuesof public reason.The aim of
the common good is to promote and maintain the basic interestsóf f.e" and equal citizens.
Sen refers especiallyto Political Liberalism (New York Columbia University Èress,1993),
p. ll0-113.
t
sen, "Elementsof a Theory of Human Rights," philosophy and public Affairs 32,p. 349.
..à-,
134 CHAPTERTV: THE DEFENCEOF HI.IMAN RIGFITSIN SOCIETY
s0
SeeSen, "Elements of a Theory of Human Rights," p.349.
5i Oppressedwomen, if they are given the choice, do not choose oppressionfor
cultural
reasons.ff cultures respectthe human rights of oppressedgroups, they do not ceaseto
exist. Instead,they will have a dynamic growth.
52See
Sen, "Elements of a Theory of Human Rights," p. 350. Sen has in mind The l^aw of
Peoples andPolitical Liberalism of John Rawls.
tt
See Sen, "Elements of a Theory of Human Rights," p. 350. "We can never survey our
own sentimentsand motives, we can never form any judgment concerning them; unless
we remove ourselves, as it were, from our own natural station, and endeavor to view
them as at a certain distance from us, but we can do this in no other way than by
endeavoring to view them with the eyes of other people, or as other people are likely to
view them," Adam Smith, The Theory of Moral Sentiments(Oxford: Clarendon Press,
1 9 7 6 ) ,p . 1 1 0 .
sa
SeeAmartya Sen, "Open and Closed Impartiality," The Journal of Philosophy gg (2W2),
p. 448.
CHAFTERIV: THE DEFENCEOF HUMAN RIGTITSIN SOCIETY
135
55
See Sen, "open and crosed_Impartiality," p.
466. For a person to be moved to do
somethingpositive to.better tle piight of othér
human beings outsidehis own nation it is
not necessarythat his own nation should have
sympatn]", *rtr,-tn" plight of these
people' The senseof affinity that moves person
a need not be attachedto his citizenship
in a particular nation' sen draws examplesfrom
cross national rru-unrtu.iun activities,
global culture, conmerce, politics and èven
from grobar p.or"r,r. rt are affiliations
and associationsthat cross national boundaries. "."
56
SeeSen,"Open and Closed Impartiality,,, pp. 467_46g.
57
SeeSen,"Open and ClosedImpafiality,,,p. 46g.
Sen makesa distinctionbetweenopen
impartiality and closed impartiality. with'closea
impartiality tt" pio""our" of making
judgments invokes only the members
lmpartial of Àe group. rtere sen considers the
Rawlsian conceptofan original cóntract.In such
a contraftariàn p.o""our" no outsideris
involved' rn his Theory of Justice Rawls has proposed
this social contract. In contrastto
this' in open impartialiry, rhe procedure
Lr'making r-p*iu1-luogments invokes
judgments from outside as well as from
inside the groui In ;;;;o this is altogether
necessary'open impartiality is a demandthat
the vìew points or otrr".. outsidethe group
receive adequateattention. This has much
bearing on s"n', p."r"nàtion of universar
human rights. Both these methods demand impartiality.
However, the difference in the
natureofprocedure can have different results.
5t
SeeSen,"Open and ClosedImpartiality,,,p.
46g.
136 cHAprER rv: THE DEFENCEoF HUMAN RIGFTSIN socIETy
5e
SeeSen, "Elements of a Theory of Human Rights,', pp. 353-354.
60
SeeSen,"Elementsof a Theory of Human Rights,,'pp. 354-355.
CHAPTER fV: TTIE DEFENCE OF HUMAN RIGT{TSIN SOCIEfi
137
*
Here Sen refers to the Vienna Conferenceon Human Righs held in the spring of 1993.
This was supported forcefully by the offrcial delegationsof a number of developing o
countries, led by China Singapore,and other East Asian countries.Countries such as ir
India and other South Asian and West Asian countrieshave not opposedthe movement. D
See Sen,Developmentas Freedom,p. 147.The Universal Declarationof Human Rights ol
recognizestwo sets of rights: the so called "traditional" civil and political rights, and
economic,social, and cultural rights. ln regardto theserights and their gradualevolution
de
there exists a formal consensusÍìmong different nations, but there exist deep and
enduring differences also, especially over the proper status of economic, social, and
cultural rights. Someclaim that economicrights are superiorto civil and political rights,
and othersclaim that all of the claims set forth under this categoryare not rights at all.
An example of extremism here is the claim that there is no use for free speechwhen *s,
people are starving and illiterate. Treating economic claims as rights distorts individual
S(
freedom becauseit necessitatesunnecessarystate intervention is an argument against
economicand social rights. See Henry J. steiner and philip J. Alston, eds.,"Economic
rh
ut se
and Social Rights" in Internationol Human Rights in context (oxford: oxford
UniversityPress,2000),p.237. ut se
65 cri
SeeSen,Developmentas Freedom,p. 148.
un
See
CHAPTER IV: THE DEFENCE OF HUMAN RIGHTS
IN SOCIETY 139
Somehave even arg'ed for harsherporitical systems,
denying basicpolitical
and civil rights for the promotion of economi" gro*ti.uu "
Another argument against political ané civil rights
is
people are given the choice 6etweenhaving politicarfrJaoms that if poor
and fulfilling
their economicneeds,they will invariabr/ònoor"
ità-rutt"r. sen saysthat
accordingto this reasoningthere is a coniradiction
betweenthe practice of
democracyand economic developmentbecause
th;;;j""ty would tend to
.?":l democracyin favor of economic rights.
s";;il;;ìnrs our a varianr
of this argument.It states-thatsincepeoplé have
^huu" reasonio-want to eliminate
ecg.ngmicdeprivation and misery, they ,"uso; ;"""d not to insist on
political freedoms.Here itis p.oum"à that
there ir-;;;^.rnflict
';;;Ji";';#; between
political freedoms and the fulfillment
of economic
argument-he-resays that emphasis on civil liberties
*à d"-o"racies is"
specifically wesrern prioriry. This priority goes
ugui^t *lturur di;;ii;:r-
5.1.2 Democracy and Economic Growth
sen answersthe first criticism at hand arguing
that the Lee thesisis
basedon very selective and limited information]
rtE growth of
some authoritarian nations is not a proof that "Àno-c
authoriìarianism helps
economic growth. There is rather little general
evidencethat authoritarian
governanceand the suppressionof political
and civil righ;s are helpful in
encouragingeconomicdeveropment.The statistical
pr"tuÍ"ì, very complex,
and is_no proof that tirere is a general
.there between political
freedomsand economic performan"". uÀil" "onfli"t
ro*rnooin!*, ,to* a weakry
negative relation, some bther findings show
a ,i.;ùly;"sitive relarion.
However, it is to be noted_thatpolitiJar fiberty
and freedom have their own
importance.According to Sen the economicgrowth
of thesecountriesis due
to independent, favorabre economic poli"cies.
rt"r"-lori"i", are not
inconsistentwith democracy,and they can
be sustained#iitout depending
on authoritarianism.Further, sen thinis that growth
of-GliÉ or some other
indicatorsof economicexpansion* not the
ònry criteria oidevelopment..e
Democracyand political fìeedomshave impact
ó" tt" irres ano capabilities
of citizens. This fact is to be taken into
consioeratiàn in judging
development.
66
see se]l' Deveropmentas Freedom,p. 15. Here
Sen refers to the Lee thesis,attributed in
some form to the former prime miniiter of singapore,
Lee Kuan yew. This thesis claims
fhat the denial of political rights and civil fiu".tì",
is good for róù-""ono*. progress.
67
SeeSen,Developmentas Freedom,pp. l4g_149.
ó8
see. sen, Developmentas Freedom, p. 149.
we have already discussedthe cultural
criticism.
6e
SeeSen,Developmentas Freedom,pp.149_150.
140 CHAPfER TV:THE DEFENCEOF HUMAN RIGT{TSIN SOCIETY
70
SeeSen,Developmentas Freedom,pp.5l-152.
771
l
SeeSen,Developmentas Freedom, pp. 52-153.
72
SeeSen,Developmentas Freedom,p. 153.
CHAPTERIV: THE DEFENCEOF HUMAN RIGHTSIN SOCIETY t41
tu
sen, Development as Fleedom, pp. 154-_155.
f*". Sen points to the exftaordinary
deprivations in health care, education,aù social
environment of Afncan Americans in
the united states. These deprivations have not
been prevented by the working of
American Democracy.
t7
see sen, D.evelopmenta.sFreedom,p. 156. Here
Sen refers to the experienceof India
The opposition was active in condemning famine,
but it has nof pruy"o a vital part ia
matterssuch as land reform, eradicationoi illiteracy,
etc.
tt
Here Sen refers to pre-democraticSouth Korea
and pinochet,s chile.
7e
SeeSen,Developmentas Freedom,p. 57.
CHAPTER IV: THE DEFENCE OF HUMAN RICT{TS IN SOCIETY 143
to opposition parties,and the basic political rights that are upheld by the
judiciary. In his view a democratic state makes it hard for the ruling
governmenîto be unresponsiveto the needsand values of the population.
The ruling governmentis only one part of the state.Thus, the natureof the
stateis very important.ou
80
See JeanDrézp and,Amartya Sen,India: Economic Development and Sociat Opportunity
(Oxford: ClarendonPress,1995),pp. l5-18.
8t
Sen,Developmentas Freedom,pp.283-284.
144 CHAPTERIV; THE DEFENCEoF HUMAN zuGHTSIN socIETY
Conclusion
. [n this chapterwe have seenthe justificationsprovidedby Sen for
universalhumanrights and his inclusionof economicand sociai rights in
the field of human rights. The argumentthat rights should be matcÉedby
exactly correspondingduties is challengedby Sen by his emphasison
imperfect obligations.His point is thai sincé human rights are ethical
demandsobligationsare not of the samenatureeverywherelThough this is
particularlytrue with regardto economicand socialiights, it can bé applied
82
SeeSen,Developmentas Freedom,p.2g4.
tt qs Freedom,p.2g4.
SeeSen,Development
8a
Sen,Inequality Reexamined,p. l5l.
85
SeeSen,Development as Freedom,p.2gg.
CHAPTERTV:TFIEDEFENCEOF HUMAN RIGTTTS
IN SOCIETY t45
E6SeeSen,Developmentas Freedom,pp.288-289.
87SeeM. C. Nussbaum,Womenand Humnn Development,p. 105.
PART THREE
Chapter V
Introduction
After having analyzedthe approachto human rights by Maritain and
Sen here we shall make an appraisal.The aim in this appraisalis not to
judge which of thesephilosophersis better or worse but to seethe points of
convergenceand the points of divergence in their philosophical task of
understanding and explaining human rights. Even though there are
differencesin the backgroundand roots of their thinking, we would argue
that there is a rich complementarityof ideas between these two thinkers.
Their ideas are helpful to form a sound philosophy of human rights.
Representingtwo periods in the development of human rights they are
relevant for the promotion and protection of universal human rights in a
pluralist world. Recognitionof the rights and dignity of the humanpersonis
an important common ground that we find in these two phiJosopherseven
though they do not view human personsin the same way.' However, for
both Maritain and Senthe humanpersonis an end.
There are similarities and dissimilarities in the languageof rights in
Maritain and Sen. According to Hittinger there are equivocations in
identifying the rights languageof a Maritain with that of a Nozick, Rawls or
Dworkin.' The latter writers do not give an accountof a good life. They are
neutraltowards the questionof a good life. Maritain, following St. Thomas,
gives an account of a good human life. Contemporary discussionsabout
human rights are much influenced by Lockean conceptions.Sen uses the
language of rights much in the contemporary sense, even though he
modifies it. He incorporateshumanrights in a consequencesensitivesystem
which considers the fulfillment of rights as goals. His is a goal-rights
system,which considersboth the consequences and the intrinsic importance
of rights. We shall now point out some of the specific areasin which there
'
See Luk Bouckaert, "The Project of a PersonalisticEconomics," Ethical Perspectives6
(1999), pp.20-23. He considersAmartya Sen as a personalisteconomist. According to
Bouckaert since thirties Maritain, Alexandre Marc, Emmanuel Mounier, and many
othershave been searchingfor a third way betweenindividualistic capitalism and statist
socialism on the basis of a personalistic view of man. Sen is one Íìmong some
economists, who have tried to bridge the gulf between persoanlistic view of man and
economicrationality.
2
SeeJ. P. Hittinger, Liberty, Wisdomand Grace,p.49.
I50 CHAPTER V: AN APPRAISAL OF THE CONTRIBUTION OF THE THOUGr{T OF MARITAIN
AND SEN TO THE NOTION OF HUMAN RIGHTS
rights. According to Donnelly critics of economic and social rights deshoy their own
arguments by defending the right to property which is an economic right. He sees the
right to life and the right to food as different aspectsof the samecoin.
ó
SeeT. Fuller and J. P. Hittinger, Reassessing
the Liberat State,p.6.
|-
'
SeeJ. p. Hittinger, Liberty,
o Wisdomand Grace, p. g2.
SeeD. Hollenbach,Claims
in ConJtict,
rO. rr-r,
156 cHnrreR v: AN AppRArsAL oF THE coNTRrBUTroN oF TIm rHoucHT oF MARTTAIN
AND SENTO THE NOTIONOF HUMAN RIGHTS
sen's capabilityapproachcancontributeto
thoughit is not a a theoryof justice,even
9omp19te lheory oilurti.". n" óù;;. rheforceof rhe
Rawlsianconceprion of justice tltrougnr,eir'.'Jti"J or it. TheRawrsin
theoryof justicec?nngriear adequatery
"í"n wTthtrreneeJiolimit theeconomic
Iibertyof the rich in rheinteresróiii;o;"
in
with questionsof hlmg rights oniy in ""t "* o"fJuution. It candeal
societiesrer'ativetyadvancedin
sgcialdevelopmenlsen's upproachcanbe usedfor anevaluation
of the.oppoplitv for ju.stice."up'uuitityótricrr
\tgh6 ;" i;il;;paper becomereal
only throughthe capa6ilitiesor [re person. sen hasa radicalcommitment
to economically peoplemore than we seein the writings
_vulnerable
Maritain,who has_gnrl,u of
g"nlruiupp-ach to theseproblems. In
Maritain can be considerédas an'i'nspiration, this realm
but sen,
experiencein economi"r,.un concentrare due to his rather
Ltri:: more on poverty and
r0
see J. P. Hiftinger, Liberty, wisdom an^dGrace, p. 49. Hittinger argues that there
are
doubts as to whether the Thomistic account of rights is coisisteùt with the liberal
interpretation given to them in the modern jurisprudence. The Thomistic
account is
communally based and has a subscantivenotion of a good human life. The modern
account is individually based and is neutral toward a conception of a good human
life.
Thig contemporary notion of rights is a development from HóUUesand iocke. According
to Hittinger Maritain did not considerthis issue sufficiently.
tt
SeeJ. P. Hitinger, Liberty, Wisdomand Grace, p, 50.
CHAPTERV: AN APPRAISALOF THE CONTRIBUTIONOF THE THOUGFITOF MARITAIN 163
AND SENTO THE NOTIONOF HUMAN RIGHTS
This is a point of great value, that is, a supportto the aspirationsof mankind
on a rational basisbut with religious inspiration. He stressesthe importance
of the religious and tle theological to the progress of liberal democracy.
Maritain shows that catholicism is reconcilable with liberal democracy,
indeedthat the founding principles of liberal democracycan be provided by
catholicism.l2 Howeveì, today in a world of pluialism the religious
theologicalaspectof things is neglectedor relegatedto the private sphJreof
persons.An argumentis often madein favour of a religion free potitics.
sen does not provide a metaphysicalaccount of human rights and
democracy.However, he explains elaborately the intrinsic releva]rce,the
protective role, and the constructive importance of democracy.He shows
the invalidity of criticisms levelled against democracy and political
participation by authoritarian governments. By empirical evidence Sen
proves that no famine ever occursin a country where a democraticform of
government and a free press are active. He puts forward a powerful
argument in favour_of the importance of political rights for pooi people.
Thereby,he shows that there is an instrumentalrole for polidc;l hberty ànd
civil rights in regard to economicdevelopment.By his study on faminé and
poverty he shows that democracy can safeguard economic freedom.
According to Sen, scepticism about the relevance of political rights to
economically backward nations is superficial. For him political rigits are
pivotal in inducing a political responseto economic needi and even for the
conceptualizationof economicneeds.
Maritain is concerned also with exaggerationsof democracy. He
criticizes democratism. Sen explains failings in the practice of demoóracy.
They both insist on the proper functioning of demociacy. Sen speaksof an
effective practice of democracy and shows the interrelation between civil
and political rights and economic growth. Both have a concern for
participation in political decision making. Maritain does not elaborateas
doessen the insffumentaland constructiverole of political freedoms.
l.l2 Humanism
The humanism championed by Maritain is theistic. It is by this
theistic humanism that Maritain provides a religious dimension to a mere
secular vision of human rights. Maritain wanted to show that Christian
" In fact, Maritain was the lrst Catholic thinker who elaborateda complete philosophy
of
human rights in the context of modern political life. His participation in the formation
of
the Universal Declarationof Human Rights is particularly important in this aspect.When
we consider the reservationstowards human rights on ttré part of various Christian
churchesat that time, this contribution becomesparticularly important. See Francesco
compagnoni, I diitti dell'uomo: genesi,storia e impegno ciistiano (Milano: san paolo,
1995),p.128.
164 cHaprsR v; AN AppRAIsAL
oF THE ..NTRTBUTI'N
oF T'E THoucHT oF MARITAIN
AND SENTO THE NOTIONOFHUMAN
RIGTITS
humanismoffersa soundphilosophy
of humanrights.This showsthat the
underlyinghumanismor nir.nunri'giítr'i,
the contrary,humanrightsarer"à?Ji" not u!ui"".i ór,ir,i"" thinking.on
of the humanpersorir u it. wf;il" tÀ" èilrtiun conceprion
""ntruì"irfirarlon ro. uurìiui"t philosophy,sen
advocatesa securarnuruni*.'""ta*i,uin
humanism .o;;à;r;d anthropocentric
anerror.arn.T'"t ;il; òil;;t"' ;;#;;lor
considersGod thecentreof min manMaritain
andmanespeciailyinn""à of redemption.
He is againstthe view rrr",
"""Jo"rr'*un himself as the centreof man.
Maritain is opposed.touotr,-inoiuiàuuri*
proposesan intesralhumanism. u"l Instead,he
tn this contextone ""rr""tìism.
sees the importance
his distinctionbétweenindividuai,y of
destructiveness u"o personality.Maritain showsthe
of inoiviauatisnil"ú iur"iialism in"a
only with moralconsciousnd;;" à"io"ruti" sociery.
probremor it" worrd
!3^ ytveo AnragonismrourÀo* .uliur, ethnic, religious, "onì"mporary
reasons cannotbesorved,only and sectarian
througrreconomic
There is a fundamónturàlri".ence ol""r,riÀ""t.
regardingtheir attitudeto human betweenMaritain and Sen
rirà. u*iruin criticizestte secutarization
of the modernworld. w"-."ì"i'ini
criticizes racism and tvtarxisÀ.---Éo. ,u"r, a concernin sen. Maritain
him both
anthropocentrism. Both are JirtoJon, or_rn" true image are resurts of
the christian faith. sen is-.'"ú-ffiàar of man basedon
of any disórimination,bur he
friendship
iffiffij:r, ":",*:^^30^y.,
and 9i ri*"i
transceloì".1
^il;i::';"iffi1î01*iTil?ó:"'.":,,",';
g"{tiny'
r.. ùJ.i,iì-""'.]hasizescivic
thebodypolitic.l3
TruepoliticutemanJpadontends
a fraternalcity. For t i- u ,t"" to the establishment
;;il;;sr of freedomdemandsvirrue of
a perprtul and
::lî:^--d
morarconcerns "ig*/"i"Àn over himserf.virnrous rife and
*" of civirizati"".îiri-, masteryof serfis
a recurringthemein i*qo-.tTt.aspects
Maritain.'rtrougi ttr"-r""i"i
essenrialtydistinct flom rhe ,pil;;Ì; order is
""i"p"riri"al
it is pervadeO ano inrrinsically
^
;i1:frrln,,1""nî1,T,îl;
righ
tsand *t *iil"_,t:""pr _acraim
which
praces
fi fi# digniiy
;;; ;;"d;"!Tofi1".0,
iffilT,Jff î :l"f:
Maritain is critical of Kant and
rh
.
epersonn".,ilt,li,": ;h;i R
if he obeyshimself atone i ;;ffi ;iTfi:l
. :::trH?
and that man rs.constituted
Hf iJ?l""#,
iJ
suchastat".,r_rr..^n^_
sucha srare orrreedom. ..*.,^ t^^f,- . by right of natureií
n'i' rà"or;;;à#,;ìilffi:#":?ti,:iffl;,:Xî
Sj;'ifi'?:1fjT,:':::::1 in soci
ar,poriricar,
economic -S"n ^ury"
lire.rhedisappearan* - u* ìàlJffi"Là;1ff,ll'j1i"i;; and
{:i:"nuences
these consequences.
ir "r enzed by some elements
"À**,
t3
Martha c' Nussbaum..aprominent
advocateof the capability approach
';;;i#,Y:;:;;::*;i";;b"'ffi similar to thu
i
i
"t#l""Jr'i"no'r'p'i;"ff.ó:Nussbaum,won
f'
I
CHAPTERV: AN APPRAISALOF TI{E CONTRIBUTIONOF THE THOUGHNOF MARITAIN 165
AND SENTO THE NOTION OF HUMAN RIGTITS
thosewho reject his argumentfor the role of Christianity, and his exposition
based on the Thomistic concept of natural law. Sen answers cultural
n relativism in the areaof human rights. Becausehe tries to show that values
v are cross cultural and elementsof universal human rights can be seen in
e various cultures, he can answer this issue. His responseto the cultural
E critique in regardto human rights is helpful in this maffer.
v
d 1.15 The Nature of Liberalism
r Maritain and Sen are both influencedby liberalism. Their liberalism
rl is aimed at a respectfor the different ideologiesthat peoplereasonablyhold.
E In giving justifications for political principles people may differ along
tc religious, philosophical,cultural, and ideological lines, but they should
fespect common practical principles in spite of these deep differences.
s Maritain has a vision of global unity achievedthrough a rational processof
tr agreementon practical principles and not through philosophicalor religious
I agreement.This stancemight be a resultof his working in UNESCO,where
il. he met with different and seeminglyconflicting ideologies.The framers of
E the U.N. Declaration came from different national, religious, and cultural
b traditions. They agreed, however, on human rights based on practical
F reasons,not on metaphysicalreasons. Maritain thinks that in regard to
d practical matterstheoreticaljustification is not always easyto achieve.
E Maritain shows that to lead a life with a dignity worthy of human
b beings persons should have some fundamentalrights. On this issue people
* with ideological differencesshould be in agreement.Maritain has his own
t justifications for holding his position. While offering his way for the
rl foundation of human rights based on his philosophical background,
i! Maritain does not deny the possibility of other explanations.He has respect
'C for the views of others which differ from his justifications and he does not
ir want to impose his justification on anyone.He allows that differing people
q can find a justification for human rights in their own traditions. If they do
so, they will enrich universal human rights. This is a very good exampleof
t political liberalism in a world of pluralism and democracy. However,
ly Maritain is a qualified liberal. His conceptions of human rights and the
L common good are fundamentallyat variancewith the principal theoristsof
tt the liberal tradition.'' The modern liberal accountof human rights deniesa
ú natural law accountof morality and politics as advocatedby Maritain. That
;l is the reasonthat his philosophy is not referred seriouslyby liberal thinkers
ET as a foundationfor human rights.
I Maritain argues that the state has no right to demand from its
d citizens a particular rule of faith or of conformity to reason.The statecannot
rt
b
J 15
SeeF. J. Crosson,"Maritain and Natural Rights," p. 896.
b
168 crmgrpR v: AN AppRAIsAL oF THE coNTRrBUTroN oF THE THoucFrr oF MARITATN
AND SENTO THE NOTIONOF HUMAN RIGHTS
tu
see John Di Joseph, Jacques Maitain and the Moral Foundation of Democract
(Lanham:Rowmanand Littlefield, 1996),p.l5l.
l'
I
CHAPTERV: AN APPRAISALOFTI{E CONTRIBUTIoN oF THE THOUGT{ToF MARITAIN 169
AND SENTO THE NOTION OF HUMAN RIGI{TS
2.1 Interdependent,GlobalizingWorld
The world is becoming increasingly interdependent.violations of
luryan rights in part affect the other areasof concern, and this will grow
furlhgr due to globalization. In this situation different nation ,iut"r,
multinational corporations, religious agencies, and other institutionai
structureshave a role to play in the promotion of human rights. Economic
policies followed by a particular nation can affect the quaúty of life of a
relatively poor nation. In order to maintain justice in this interdependent
world we should focus on human fellowship with a genuine resiect for
human dignity. This term "respect" involvei a genuiné considera:tionfor
thosewtto are deprivedof genuineequality due to various deprivations.
The market has enormous importance on both national and trans-
national levels. Free markets produce benefits for some but also serious
inequalities.The value of labour suffers as a result of a concentrationon the
maximization of products.A Utilitarian substitutefor justice prevails. As a
rgsu-lthuman rights are_neglected, especially economió and sócial rights of
the less fortunate. In western Europe due to the prevalenceof the cóncept
of the welfare state,to a great extent theseadverseeffects can be controlleà.
t7
see Mary Ann Glendon, "Foundationsof Human Righs: The unfinished Business,,,
zfte
American Journal of Jurisprudence44 (1999), p.9
170 CTTN'TER V: AN APPRAISAL OF THE CONTRIBUTION OF THE THOUGHT OF MARITAIN
r8
SeeJ. Donnelly, International Human Rights,p. 160.
te
SeeM. A. Glendon, RightsTalk, p.86.
20
s"" Thomas w. Pogge, world poverty an-dHumanRrgftrs (cambridge (MA): polit
Press,2002), pp. 20-21.
CHAPTER V: AN APPRAISAL OF THE CONTRIBUTION OF TI{E THOUGHT OF MARTTAIN I7I
23
see K. Boofh and r. Dunne, "Learning beyond Frontiers" in Human Rightsin Globat
Politics,p.323.
CHAPTER V: AN APPRAISAL OF THE CONTRIBUTION
OF THE THOUGHT OF MARITAIN I75
AND SEN TO THE NOTIONOFHUMAN RIG}MS
2a
See David Hollenbach, Justice, Peace and Human Rights:American Social Ethics in t
Pluralsit context (New York rhe Crossroadpublishing company, 19gg), p. 106. Ir i
impressiveto seehow Hollenbach answerscriticisms thit econòmic and social rights ar
not human rights but are part of human flourishing. Hollenbach argues that, in th
tradition of Pope Leo XIII and John Courtney Murray, minimum economic resourcesal
due to people by right. They are not simply a desirablepart of the common good.
t-
CHAPTERV: AN APPRAISALOF THE CONTRIBUTIONOF THE THOUCHTOF MARITAIN I77
AND SENTO THE NOTION OF HUMAN RICFTTS
2s
See David Hollenbach, The Global Face of Public Faith: Politics, Human Rights and
christianErlrlcr (washington (DC): GeorgetownUniversity Press,2003), p.226.
180 CHAPTERV: AN APPRAISALOF THE CONTRIBUTIONOF THE THOUGHTOF MARITAIN
AND SENTO THE NOTIONOF HUMAN RIGHTS
Conclusion
To put to creative use the ideas of the two thinkers with whom this
thesis has been concerned, one needs to consider what will help the
strengtheningand respectingof human lives in this era of globalization.The
rights of the individual to the fruits of labour and to labour itself, in a world
of competition are stressedby both. Their contribution can help the human
personto lead a life worthy of humanbeings in the economiccontext which
is becoming more and more important. Even though Sen is more eloquent
on this aspect of human development, in the background of the whole
picture of Maritain's exposition we can reasonablyclaim that there is a
strongsupportfor the economicand social rights explicitly taken up by Sen.
Both authorsavoid any illusion of triumphalism in advocatingrights. Their
thought is not in the interestof multinationals,of thosewho arguefor rights
in the liberalist traditions to further nÍurow interests.The rights argued for
by Maritain and Senaim at empoweringpeople.
GENERAL CONCLUSION
We have analyzedthe philosophical exposition of human rights by
JacquesMaritain and Amartya Kumar sen. In this analysisthe focus of our
interest was to make an appraisalof the two authorsand to point out areas
I of similarities and areasof differences.we have seenthat both of them have
p a strong commitment to the causeof universal human rights. Becausethey
t have particular ways of philosophizing, it is natural that there are
t differences between them. In spite of the differing nature of their
: approaches,however, their contributions are complementaryfor justifying
I the importanceof universalhumanrights.
! In the first part we concentratedon the philosophy of Maritain. In
b the first chapter we saw Maritain's philosophical position in regard to the
I foundation of human rights. He elaboratesthe Thomistic conception of
natural law to include modern accountof human rights. He has enumerated
various human rights as emanating from natural law. The natural law is
universal and invariable. He deals with the rights and duties which follow
necessarilyfrom its first principle that good is to be done and evil to be
avoided. He considers natural law as the normality of functioning of any
being, but as regardsman natural law becomesthe moral law, which man
shouldfreely obey in order to achievehis proper end.
He criticizes someeighteenthcentury philosophers,particularly Jean
JacquesRousseau.His aim in this criticism is to relate human rights to the
common good and to emphasize human transcendence.He reconciles
individual human rights with the generalwelfare of the community, without
siding either with capitalism or socialism. The dynamic development of
natural law helps to accommodatecertain rights which were not considered
as rights in an earlier period but becomeso consideredas human rights in
the progressof history.
He gives an elaborate list of the rights of the human person, the
rights of the civic person, and the rights of the working person.He asserts
the inalienable characterof human rights and attempt to explain that they
are foundedon the very natureof humanbeings.If they are restrictedby the
state,it imperils the common good. He admits, however, that there can be
some limitations relative to rights. Through his proposal of the distinction
between the possessionand the exercise of a right he tries to justify
limitations which are sometimes required. His consideration of natural
rights seesthem as antecedentin nature and superior to society and any
socialcontracttheories.
In the secondchapterwe have dealt with Maritain's treatmentof the
natureof human rights in a pluralist society.we analyzedhis exposition of
the philosophy of human rights in connection with his concepts of the
human person,the common good, the state,democracy,and plurarism. The
human person, who is the image of God, is the bearer of fundamentaland
r82 GENERAL CONCLUSION
1
John paul II, "Message of Pope John Paul tr for the 50ù Anniversary of the Universal
Declaration of Human Rights" ín Human Rightsand the Pastoral Mission of the Church
(Vatican City: Pontifical Council for Justiceand Peace,2000)' p. 63.
186 GENERAL CONCLUSION
' John
Paul II, "Messageof His Holiness John Paul tr for the Celebrationof the World Day
of Peace,1 January 1999" in Human Rightsand the pastoral Mission of the church, pp.
76-17.
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