Bilateral Vestibulopathy: Diagnostic Criteria
Bilateral Vestibulopathy: Diagnostic Criteria
Bilateral Vestibulopathy: Diagnostic Criteria
Michael Strupp1, Ji-Soo Kim2, Toshihisa Murofushi3, Dominik Straumann4, Joanna C. Jen5,
Sally M. Rosengren6, Charles C. Della Santina7, Herman Kingma8
1
Dept. of Neurology and German Center for Vertigo, University Hospital Munich, Germany
2
Dept. of Neurology, Seoul National University College of Medicine, Seoul National
University Bundang Hospital, Seoul, South Korea
3
Dept. of Otolaryngology, Teikyo University School of Medicine, Mizonokuchi Hospital
Kawasaki, Japan
4
Dept. of Neurology, University Hospital Zurich, University of Zurich, Switzerland
5
Depts. of Neurology and Neurobiology, University of California, Los Angeles, USA
6
Dept. of Neurology, Royal Prince Alfred Hospital, Camperdown, Sydney, Australia
7
Dept. of Otolaryngology-Head and Neck Surgery, Johns-Hopkins University, Baltimore, USA
8
Dept. of Otolaryngology, Maastricht, The Netherlands/Department of Medical Physics, Tomsk
Research State University, Russian Federation
Corresponding author
Michael Strupp, MD, FANA, FEAN, Dept. of Neurology and German Center for Vertigo,
Munich, Germany, University Hospital Munich, Campus Grosshadern, Marchioninistrasse 15,
81377 Munich, Germany
Phone: ++49 89 44007 3678
Fax: ++49 89 44007 6673
E-mail: [email protected]
Keywords: bilateral vestibulopathy, vertigo, dizziness, disequilibrium, vestibular, diagnostic
criteria, Bárány Society
Abstract
This paper describes the diagnostic criteria for bilateral vestibulopathy (BVP) by the
Classification Committee of the Bárány Society. The diagnosis of BVP is based on the patient
history, bedside examination and laboratory evaluation. Bilateral vestibulopathy is a chronic
vestibular syndrome which is characterized by postural imbalance and/or unsteadiness of gait,
which worsen in darkness and/or on uneven ground, as well as, in a minority of patients, by
head or body movement-induced blurred vision or oscillopsia. There are typically no symptoms
while sitting or lying down under static conditions.
The diagnosis of BVP requires bilaterally significantly impaired or absent function of
the vestibulo-ocular reflex (VOR). This can be diagnosed for the high frequency range of the
angular VOR by the head impulse test (HIT), the video-HIT (vHIT) and the scleral coil
technique and for the low frequency range by caloric testing.
For the diagnosis of BVP, the horizontal angular VOR gain on both sides should be <
0.6 (angular velocity 150-300°/s) and/or the sum of the maximal peak velocities of the slow
phase caloric-induced nystagmus for stimulation with warm and cold water on each side < 6°/s
and/or the horizontal angular VOR gain < 0.1 upon sinusoidal stimulation on a rotatory chair
(0.1 Hz, Vmax = 50°/sec). For the diagnosis of probable BVP the above mentioned symptoms
and a bilaterally pathological bedside HIT are required
Complementary tests that may be used but are currently not included in the definition
are: a) dynamic visual acuity (a decrease of ≥ 0.2 logMAR is pathological); b) Romberg
(indicating a sensory deficit of the vestibular or somatosensory system and therefore not
specific); and c) cervical and ocular vestibular-evoked myogenic potentials (c/oVEMP) for
otolith function.
At present the scientific basis for further subdivisions into subtypes of BVP is not
sufficient to put forward reliable or clinically meaningful definitions. Depending on the affected
anatomical structure and frequency range, different subtypes may be better identified in the
future: impaired canal function in the low- or high-frequency VOR range only and/or impaired
otolith function only; the latter is evidently very rare.
Bilateral vestibulopathy is a clinical syndrome and, if known, the etiology (e.g., due to
ototoxicity, bilateral Menière’s disease, bilateral vestibular schwannoma) should be added to
the diagnosis. Synonyms include bilateral vestibular failure, deficiency, areflexia, hypofunction
and loss.
Introduction
The Bárány Society representing the international community of basic scientists,
otolaryngologists and neurologists committed to vestibular research mandated a Classification
Committee for an International Classification of Vestibular Disorders (ICVD). Individual
disorders are defined by classification panels, which include otolaryngologists and neurologists
from at least three continents. The ICVD has already published a consensus on the definitions
of vestibular symptoms (1), vestibular migraine (2), Menière’s disease (3), benign paroxysmal
positional vertigo (4) and vestibular paroxysmia (5).
In 1882 W. James reported on the “sense of dizziness in deaf-mutes” (6). In 1907 R.
Bárány described a bilaterally reduced caloric response also in deaf-mutes (7). In 1941, Dandy
described oscillopsia and postural instability exacerbated by visual deprivation in subjects on
whom he had performed bilateral vestibular neurectomy in an effort to treat Menière’s disease
(8). Movement-induced oscillopsia was identified as a frequent additional symptom in 1965
(9); for additional references related to the history of bilateral vestibulopathy (BVP) see (10).
In 1989 this syndrome was more precisely defined in patients presenting with imbalance and
oscillopsia, worsening in darkness, without hearing loss or other neurological symptoms and
was called “idiopathic bilateral vestibulopathy” (11). In 2005 it was demonstrated that BVP
also leads to impaired spatial memory and hippocampal atrophy (12), later confirmed by other
MRI studies (13;14). In 2009 a subtype with bilateral absence of vestibular evoked myogenic
potentials (VEMP) in the presence of normal caloric response was described (15). An
association between BVP and impaired cerebellar dysfunction has been described in many
publications (16-20) with a particular syndrome “Cerebellar Ataxia, Neuropathy and Vestibular
Areflexia” (CANVAS), a gangliopathy with cerebellar atrophy, described in 2011 (21).
Issues that have to be addressed and if possible defined in future updates are: First, what are
pathological values for the caloric response and the gain of the angular VOR (aVOR) to qualify
for the diagnosis of BVP with a reasonable specificity and sensitivity? Second, what is the role
of testing the vertical canals with the HIT (37) and testing the otolith organs with cervical and
ocular VEMPs (cVEMP/oVEMP) for BVP? Third, are there different subtypes of BVP in terms
of reduced function of the low and high frequency aVOR (35), different canals (37) and/or of
otolith function?
Methods
The present work forms part of an ongoing multi-year project to develop an ICVD, which uses
a structured process for developing international consensus definitions for vestibular symptoms,
syndromes, disorders, and diseases. This process, overseen by the Classification Committee of
the Bárány Society (CCBS), is based on expert, multi-disciplinary committees with
international representation developing diagnostic criteria for subsequent comment and
refinement prior to publication. These criteria are built on a critical appraisal of current best
scientific evidence. All definitions are supported by notes, comments, and written discussion
according to a template established by the CCBS for ICVD. The criteria for BVP were
developed iteratively over a three-year period (2014-2017) through discussion, presentation,
and refinement. Special care was taken to ensure that the criteria are specific and practical and
can be applied in every country all over the world. This is particularly true for the use of certain
laboratory examinations not available everywhere.
Diagnostic criteria for bilateral vestibulopathy
A. Chronic vestibular syndrome with at least three of the following symptoms
1. Postural imbalance1
2. Unsteadiness of gait1
3. Movement-induced blurred vision or oscillopsia during walking or quick head/body
movements2
4. Worsening of postural imbalance or unsteadiness of gait in darkness and/or on uneven
ground3
B. No symptoms while sitting or lying down under static conditions4
C. Bilaterally reduced or absent angular VOR function documented by
- bilaterally pathological horizontal angular VOR gain < 0.6, measured by the video-HIT5
or scleral-coil technique and/or
- reduced caloric response6 (sum of bithermal max. peak SPV on each side < 6°/sec7)
and/or
- reduced horizontal angular VOR gain < 0.1 upon sinusoidal stimulation on a rotatory
chair (0.1 Hz, Vmax = 50°/sec).
D. Not better accounted for by another disease
Epidemiology
The prevalence of BVP in the US adult population was estimated to be 28 per 100,000 in 2008
(43). The relative incidence of BVP was estimated to be 4 to 7% in various reports (17;19;23).
The age distribution of patients with BVP ranges from youth to old age depending on the
etiology. The mean age at which the diagnosis is established is given as around 50-60 years
(11;17;19;23;35).
Pathophysiology
Bilateral impairment or loss of peripheral vestibular input causes deficits of vestibulo-ocular
and vestibulo-spinal reflexes, orientation, navigation, and spatial memory: (1) As a result of a
reduced gain of the aVOR, the visual world cannot be stabilized on the retina during high-
acceleration head movements, which leads to head-movement induced oscillopsia (9) and
reduced dynamic visual acuity (49). (2) Balance during standing and locomotion is impeded
due to insufficient vestibulo-spinal reflexes (50), especially if postural control cannot
appropriately rely on proprioceptive (e.g. on soft or uneven ground) or visual input (e.g. in
darkness). (3) In the absence of visual and proprioceptive cues, patients with BVP lose their
sense of earth-verticality and become disoriented (e.g. when trying to dive). (4) Spatial learning
performance is delayed as a consequence of anatomical and functional changes in the
hippocampal formation (12;13).
Bedside examination:
a) Bedside HIT: HIT is a simple bedside test for high-frequency VOR function (27). The
examiner gives a subject high-acceleration head rotation with small amplitudes. The subject
is asked to fixate the examiner’s nose. Corrective saccades after head rotation (catch-up
saccades) imply impaired angular VOR. Although it is applicable for diagnosis of BVP,
bedside HIT could overlook patients with covert catch-up saccade (33;51). It is evidently
only reliable in patients with a severe aVOR deficit with a gain < 0.4 (29)
b) Dynamic visual acuity test: The examiner shakes the head of a subject rapidly (displacement
of 10-15O at approx. 2 Hz) in the horizontal plane. Impaired aVOR results in a drop of visual
acuity. A decrease of ≥ 0.2 LogMAR units is pathological.
c) Romberg test: This is a test of static balance. A subject is asked to stand on a firm, earth-
horizontal surface with the feet together with eyes open and then closed. When the subject
shows obvious sway or fall with eyes closed despite no sway or fall with eyes open, the
Romberg test is regarded as pathological. A pathological Romberg test implies vision-
dependency for maintenance of body balance. While patients with BVP show a positive
Romberg test (preferably tandem Romberg with the eyes open and closed), patients with
severe proprioceptive loss could also show a positive Romberg test.
Laboratory examinations
During head movements, efficient stabilization of the image on the retina is necessary to
preserve visual acuity. In patients with BVP, gaze stabilization fails and can lead to significant
deterioration in visual acuity during head movements. Visual acuity in dynamic conditions can
be assessed by testing for dynamic visual acuity (DVA). Dynamic visual acuity testing can be
performed in many ways: the patient has to read letters from a visual acuity chart or a computer
screen during active or passive, vertical or horizontal head movements, or while walking on a
treadmill at different velocities (52). Passive high-angular-velocity movements (150°/s) have
been shown to be most useful for discrimination between healthy subjects and patients with a
unilateral or bilateral vestibular loss. However, that study did not include DVA testing by
walking on a treadmill (49). A decline of more than 2 lines on the optotype chart is considered
abnormal (53), although a loss of 2 lines (0.2 logMAR) is not unusual for healthy subjects. In
order to trade sensitivity for specificity, 4 lines may be required (54). Moreover, DVA may
show false negative results due to mechanisms that at least partially compensate for the retinal
instability during head movements (49). However, in subjects with unilateral and bilateral
vestibular loss, computerized DVA testing reached a sensitivity of 94.5% and a specificity of
95.2% (55). In another group of BVP patients, DVA was impaired in 96% of the cases (23).
To conclude, DVA can help to establish the diagnosis of BVP, but a normal DVA does not
definitely rule out BVP, and an impaired DVA does not imply vestibular hypofunction per se.
It is still not understood by which specific vestibular deficits (which semicircular canal, which
otolith organs and which frequencies) DVA decreases.
Caloric testing
The caloric test, first described by Bárány, is believed to evaluate the low-frequency part (~0.01
Hz) of the horizontal semicircular canal function, which is much lower than the frequency
spectrum of most natural head movements relevant to normal function of the vestibular
labyrinths. This, together with the fact that the caloric stimulus is monaural, is why the caloric
test is considered a non-physiological vestibular test (7;56). On the other hand, the caloric test
is the only widely used clinical test that exclusively stimulates only one side, in contrast to HIT
and all other head rotation tests. Based on extensive research in the twentieth century, the caloric
response is believed to be predominantly induced by convection (57), non-specific thermic
stimulation of hair cells (56) and endolymph expansion (58). Many challenges are met when
using the caloric test for diagnosing BVP. Further, putting Reid’s horizontal plane 20° off
vertical, not 30°, is the optimum pitch for orienting the horizontal canals in an earth-vertical
plane (59). A 5-minute stimulus interval should be maintained between successive irrigations
to reduce the residual effects of the previous irrigation. During each caloric irrigation of 30
seconds duration the stimulus must have the same characteristics: the same total volume of at
least 200 ml water and the same temperatures for cold and warm irrigations (30 and 44 °C,
respectively) (60;61). A 1-degree variation in temperature from the intended 30 or 44 °C can
already result in a 14% difference in stimulation magnitude (62). The required thermic stimulus
is best achieved by the use of water and not by air (61). Statistically higher slow-component
values of the VOR are obtained for water than for air, and evidence shows that air has poorer
test-retest reliability and greater inter-subject variability (for reference see (61)). Based on our
extensive clinical experience in comparing air calorics to water calorics in many hundreds of
patients, we advise using water calorics. However, responses to water calorics also show
considerable test-retest variation and variability between healthy subjects (61). In the past,
responses were quantified by SPV (in the culmination phase) of the caloric nystagmus, the
maximum nystagmus frequency and the total number of nystagmus beats. The maximum SPV
at the time of maximum response (culmination phase) occurs generally about 50–60 s after the
start of irrigation and is the preferred parameter to be determined. Ice water calorics are not
preferred, since they can induce a pseudo-caloric nystagmus by activating a latent spontaneous
nystagmus (23), and the absence of an ice water response does not prove a complete vestibular
areflexia, as was thought in the past. The average maximum SPV varies between laboratories
from 14.9 to 29.7°/s for cold irrigations and from 12.1 to 30.9°/s for warm irrigations
(60;63;64). These normative data will probably reveal a high variability among values. For
example, in one vestibular laboratory, the 95% prediction interval of the average maximum
SPV may vary from 3.4 to 32.9°/s for cold irrigations and from 6.9 to 55.0°/s for warm
irrigations. There is as yet no consensus among investigators about correcting values for age
(64-66). Also, the asymmetry between labyrinths may be up to 19%, and still be within the
normal range (60). This variability may partly be due to uncontrollable factors such as
differences in anatomy of the temporal bone (differences in temperature conduction), blood
flow and middle ear fluids – all the more reason to have controllable factors such as stimulus
parameters and technical skills optimized and to absolutely avoid any visual suppression (60).
A criterion often suggested for diagnosing BVP is to have a sum of 4 irrigations that is less than
20°/s (23;24;60;61;67). While this is sensitive, it could still lead to false-positive results (partly
due to the anatomical variations mentioned above) and also to false-negative results. Other parts
of the vestibular system, such as the remaining semicircular canals and the otolith organs, are
not tested.
To summarize, using the caloric test for diagnosing BVP is challenging, due to the high
standards necessary for testing and difficult interpretation as a result of inter- and intra-subject
variation for which the present diagnostic criteria for BVP are not always sufficient. When the
high testing standards are not adhered to, and inter- and intra-subject variability is not taken
into account, this leads to unnecessary false-positive and false-negative diagnoses of BVP.
Etiology
A broad spectrum of etiologies has been shown to be important causes of BVP. In a case series
of 255 patients reported in 2007, the etiology of BVP was ascertained in approximately 30% of
the patients, with the remainder thought to be idiopathic and degenerative in nature (19). The
three most frequently identifiable causes of BVP include: ototoxic drugs (13%; gentamicin and
other ototoxic antibiotics, anticancer chemotherapy, loop diuretics, aspirin in very high dosages
(83) or styrenes (84)), bilateral Menière’s disease (7%), and meningitis (5%). Other causes are
a) tumors: bilateral vestibular schwannoma in neurofibromatosis type 2, meningeal
carcinomatosis, infiltration of the skull base or due to tumor irradiation; b) autoimmune diseases
(85) like Cogan syndrome (86), neurosarcoidosis, Behçet’s disease, cerebral vasculitis,
systemic lupus erythematosus, granulomatous polyangiitis (Wegener’s granulomatosis); c)
rarer causes such as bilateral labyrinth concussion or superficial siderosis (87;88). In another
case series of 154 patients with BVP, Menière’s disease and ototoxic exposure were the most
common definite etiologies, followed by infectious and genetic causes (89). Indeed, recent
advances in human genetics have led to the identification of firm genetic causes in 15% of the
BVP cohort, with another 10% suspected to have a probable genetic cause (89). The proportion
of patients with a definite etiology was 47% in this study. Some patients with BVP could have
a cerebellar syndrome with downbeat nystagmus (18-20;90). Such cases probably involve a
neurodegenerative illness that affects the vestibular ganglia cells and the cerebellum; it often
occurs with an additional neuropathy: cerebellar ataxia with neuropathy and vestibular areflexia
syndrome (CANVAS). This combination of symptoms occurs in up to 10%-20% of patients
with BVP in some case series (21;91;92).
Predisposing genetic factors are suspected but poorly understood for patients with
idiopathic vestibular loss of function. Genetic factors for susceptibility of toxic damage have
been proposed on the basis of familial cases with BVP with exquisite sensitivity to
aminoglycosides, yet no mitochondrial abnormality or mutations have been demonstrated (90).
Similar to Menière’s disease, familial BVP is commonly found in the setting of migraine,
raising the possibility of selective vulnerability of the inner ear to migraine-related damage (89).
Linkage analysis in a handful of families with BVP suggested a locus on chromosome 6q (93).
Thus far, no mutations have been identified in BVP with normal hearing, in contrast with an
ever increasing number of genetic loci for hearing loss (94;95). In conclusion, BVP has been
proposed to be a monogenic disorder with different modes of inheritance including autosomal
dominant, autosomal recessive, sex-linked or mitochondrial (96;97). BVP related to migraine
could be a complex trait, as migraine itself is complex. There is continuing effort to characterize
the genetic basis of BVP.
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Cerebellar ataxias without bilateral vestibulopathy
Downbeat nystagmus syndrome
Functional dizziness: perceived persistent postural dizziness, phobic postural dizziness,
visual induced dizziness
Unilateral vestibular deficit
Intoxications
Vestibular suppressant medications
Orthostatic tremor
Visual disorders (if oscillopsia is prominent)
Peripheral neuropathies
Movement disorders: Parkinson’s disease, atypical Parkinson’s syndromes, multiple system
atrophies
Central gait disorders due to normal pressure hydrocephalus, frontal gait disorders, lower-
body Parkinson, subcortical vascular encephalopathy or multiple sclerosis