1791 Sample PDF
1791 Sample PDF
1791 Sample PDF
ALEXIS TORRANCE
In this article I attempt to approach the concept of the saint in late antiquity
from a theological rather than a socio-historical perspective. Using the abun-
dant correspondence of Barsanuphius and John of Gaza, I look at how they
conceived of the saints, the unmistakable importance they attached to their
prayers and intercessions, and how the saints fit into Barsanuphius and John’s
broader Christian framework. I emphasize that the importance of the ἅγιοι is
not constrained to their locality, and that their role for the two Gazan ascetics
is not at all bound up with projects of self-promotion.
“Above everything, the holy man is a man of power.”1 Brown’s claim has
been instrumental in shaping current approaches to the historical and
socio-economic place of holy figures in late antiquity. They acted with both
compassion and authority, were “professionals” in a world of amateurs,
“allayers of anxiety,” and consequently the “décisionnaires universels” of
their localities.2 Brown’s presentation is certainly a helpful tool for discov-
ering the use and “power” of the late antique ἅγιοι in their socio-historical
context, but my concern here works from an alternative angle, namely,
Journal of Early Christian Studies 17:3, 459–473 © 2009 The Johns Hopkins University Press
460 JOURNAL OF EARLY CHRISTIAN STUDIES
7. The identity of John has been the subject of some measure of speculation. For
the argument that he should be identified with John of Beersheba, one of the corre-
spondents in the epistolary collection, see Hevelone-Harper, Disciples of the Desert,
38–44; Chitty was against this identification (Desert a City, 133).
8. In this regard, see the comments by Neyt and de Angelis-Noah in SC 426:53–61;
others have remarked on their difference of approach, as Chitty, Desert a City, 133,
and Chryssavgis, Letters from the Desert, 13. In tendency, Barsanuphius is seen as
more “inspirational” and John more “practical” or “institutional.”
9. The main contributions are the introductions to SC 426 and 450 (particularly
the latter) by Neyt and de Angelis-Noah; Bitton-Ashkelony and Kofsky, Monastic
School of Gaza; Hevelone-Harper, Disciples of the Desert; and articles in Christian
Gaza in Late Antiquity, ed. B. Bitton-Ashkelony and A. Kofsky, Jerusalem Studies in
Religion and Culture 3 (Leiden: Brill, 2004).
462 JOURNAL OF EARLY CHRISTIAN STUDIES
10. See Barsanuphius and John, Letters from the Desert, 27–39.
11. For an idea of the extent to which Barsanuphius and John are preoccupied with
the theme of the prayers of the saints, letters mentioning and/or dealing with the topic
include: 48, 55, 78, 81, 91, 94, 102, 104–5, 125, 186–87, 191, 198, 200, 202–3,
210, 218, 223, 229, 233–35, 237, 249, 255, 257–60, 264–65, 269, 286, 305, 327,
333, 341, 360, 369–70, 372, 374, 385, 388, 390, 434, 449, 461, 482, 493, 498–99,
523, 553, 559, 567–69, 576, 582–83, 598, 601, 604, 613–14, 616, 666, 683, 690,
704–6, 718, 769, 824, 826, 832, 837, 840; the same concept is found in the pro-
TORRANCE/BARSANUPHIUS AND JOHN 463
Within the letters themselves, emphasis on the prayers and help of the
saints has, in almost every case, three functions. The first is to comfort
and encourage the interlocutor on the path of individual sanctification,
as a corrective to all forms of despair. This is especially evident in Letter
200, to a “lazy brother.” Here Barsanuphius attempts to strengthen the
monk’s spirits by referring to intercessory prayers. He first mentions his
own, which will help the brother if the latter puts no obstacles in the way.
Next he says, “If you want, you will receive much help by the prayers of
the saints” (SC 427:634). Finally, so as to reinforce this point and preserve
the brother from an irremediable despondency on account of his laziness
(he was evidently extremely lax in Barsanuphius’s eyes), he writes, “As
regards the rigor of the way of God, there is no need to speak about it
yet, in case it brings you to despair. But believe that God will save you
freely by the prayers of the saints. For they are able to trouble him for
this” (SC 427:634).
The second aspect of the prayers of the saints seen throughout the cor-
respondence is the furtherance in the lives of those questioning of what is
for Barsanuphius and John a master virtue: humility.16 The prayers of the
saints are not only mentioned in order to comfort, but also to eradicate
from the inquirer confidence in his own capacities for Christian progress.
Growth in the ascetic life of self-abasement is nourished by the insistence
that the saints do almost all the work for the salvation of the faithful; the
believer’s input, while necessary, is minimal.17
The third function lying behind recourse to the prayers of the saints
is the sense of ecclesial communion it engenders. As far as we can tell,
Barsanuphius and John kept out of the post-Chalcedonian debates of the
time as best they could. Their monastery, Thavatha, was Chalcedonian,
although their heritage (particularly that of Barsanuphius) was in some
ways non-Chalcedonian.18 But while the politico-theological groupings
of the day were of little interest to them (the main thing was to mourn
for one’s own sins—cf. 699–701), they by no means lost sight of the con-
cept of Church unity. It is their constant affirmation of the support of the
16. On humility, see for instance Letters 100, 277, and 455.
17. See especially Letters 202, 234, 237, and 616.
18. Inasmuch as Barsanuphius is linked with Isaiah of Scetis (though the meas-
ure of the latter’s monophysitism is debatable). On the link, see the introduction to
volume 2.1 of the letters, SC 450:111–17. On Abba Isaiah himself see D. J. Chitty,
“Abba Isaiah,” JTS 22 (1971): 47–72, and C. B. Horn, Asceticism and Christological
Controversy in Fifth-Century Palestine: The Career of Peter the Iberian (New York:
Oxford University Press, 2006), 152–64, 334, 342–47. For more on Barsanuphius’s
Christology, see Hevelone-Harper, Disciples of the Desert, 24–30, 110–11.
TORRANCE/BARSANUPHIUS AND JOHN 465
saints that most prominently evokes the notion of ecclesial alliance and
communion in the letters.19
These three broad concerns—encouragement, humility, and the
ἐκκλησία—run as an undercurrent to the references to the prayers and help
of the saints. I will now look at how the saints are defined, and where they
fit in the overall framework of Barsanuphius and John’s soteriology.
19. I would thus distance myself from the contention found in Bitton-Ashkelony
and Kofsky, Monastic School of Gaza, 101, 222, that Barsanuphius and John’s avoid-
ance of politico-theological issues was “quietistic.” There is nothing quietistic about
their strong dependence on the theme of the saints. It points instead, I submit, to
a concept of radical ecclesial interconnection, encompassing heaven and earth (see
below on the identity of the saints).
20. For a different take on a similar question, see Letter 504.
21. Barsanuphius is thus able to allude to the saints as specific members of the
monastery, who can move God on behalf of myriads of people (187), as well as pre-
serve the abbot from sickness by their prayer (189).
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in and around Thavatha that are “saints” for Barsanuphius and John. As
to living saints, Barsanuphius mentions a certain “John in Rome” and
“Elias in Corinth” (569).22 But there are likewise clear signs that the cat-
egory of saints extends beyond those living in the world. Thus on being
asked whether we should approach the saints directly for forgiveness,
John explains that “when calling on those who have gone to the Lord we
must say ‘forgive me.’ But when it concerns those who are still among us,
we must say, ‘Pray for us, that we might receive forgiveness’” (705 [SC
468:150]). In the following letter, John points to forgiveness through the
saints departed: when praying we should say, “Have mercy on me, Master,
by your holy martyrs and holy fathers, and forgive me my sins by their
intercessions” (706 [SC 468:150]).23
The identity of the saints in Barsanuphius and John should be seen
broadly rather than narrowly, as the body of those living in Christ, regard-
less of their biological status, whether dead or alive. This comes out most
strikingly in Barsanuphius’s interpretation of Matt 24.16 (“Then let those
who are in Judea flee to the mountains”), which moreover, because of its
novelty, points again to the unusual preoccupation of these two ascetics
with the concept of the saints: “As for the mountains . . . understand that
these have to do with holy Mary, the Mother of God, the other saints, and
those who will be found at that time having the seal of the Son of God.24
By them, he himself will save many, for to him is the glory forever” (61
[SC 426:306–8]).
Barsanuphius is arguing that “fleeing to the mountains” implies recourse
to the saints for their help and intercession. It illustrates, in addition, that
22. Together with, in all probability, himself (“another in the region of Jerusalem”—
SC 451:734).
23. Although John’s use of “holy fathers” could be restricted here to those still
living, its combination with “holy martyrs” makes this unlikely. The association of
the “saints” with the holy departed is reinforced by the general respect shown by
Barsanuphius and John for relics; see Letters 433 and 742. Cf. also John’s letter of
encouragement sent shortly before his death to the new abbot Aelianos (598), who
requests the continuing support of the old man once he has died. The letter ends:
“Our Lord Jesus Christ, who for our salvation descended from the paternal throne,
himself will save, restore, and protect from evil, with our cooperation, by the prayers
of the saints” (SC 451:798). I am grateful to an anonymous reviewer for highlight-
ing this passage.
24. The “seal of the Son of God” (τὴν τοῦ Υἱοῦ τοῦ Θεοῦ σφραγίδα) is an interest-
ing and rare expression. It occurs in Shepherd of Hermas 93.3.1 (ed. M. Whittaker,
GCS 48:89–90) where it refers to baptism. It could thus point here to those found
with an untarnished “seal,” i.e. those who preserve or regain the purity bestowed
through baptism.
TORRANCE/BARSANUPHIUS AND JOHN 467
for Barsanuphius himself, the question of who the saints in fact are is a
somewhat open one: they include the saints already generally recognized
as such25 but also “those who will be found at that time having the seal of
the Son of God,” which appears to imply both hidden and future saints.
That Barsanuphius and John have future saints in mind when they say
“by the prayers of the saints” is perhaps unlikely. But that they meant,
at least in some cases, all the saints from the first to the latest, regardless
of whether they were living or departed, known or unknown, is highly
plausible.26 That said, the burden of emphasis should probably remain
on the prayers of living local abbas, especially given the monastic context
of the letters.
Having seen to some extent with whom Barsanuphius and John identify
the “saints,” we can proceed to analyze the content of sainthood for the
two, and how it relates to their wider soteriological vision.
Above I pointed out the twelve traits of the ascetic teaching of Barsanuphius
and John as delineated by Chryssavgis. These virtues, seen prominently
throughout the letters, are presented by Barsanuphius and John as the way
of sanctification, of ἁγιασμός. But the hallmark of sanctity lies, through
these twelve traits, in godlike love for one’s neighbor. This is set out in Let-
ter 484 by Barsanuphius. The children of God, he says, are inheritors of
God’s own goodness, longsuffering, patience, φιλανθρωπία, and ἀγάπη. This
is a state of deification: “If they are children of God, they find themselves
gods, and if gods, also lords. And if God is light, they also are illumina-
tors.”27 The content of this godlike life is then linked with God’s love and
care for human beings. The saints, the perfect, give their lives for the other,
“just as the Perfect and Son of the Perfect gave his life for us (cf. 1 John
3.16)” (SC 451:594).28 In typical fashion, Barsanuphius then distances
himself from such people, though with the hope that through the prayers
of others he will be placed among them, and assuring his addressee that
he will supplicate God for him.29
It is the acquisition of the “greater love” of Christ that is quintessen-
tially constitutive of sainthood in the letters. This is expressed through
“bearing one another’s burdens” (cf. Gal 6.2), as Bitton-Ashkelony has
argued.30 Its function is not simply to relieve feelings of guilt but, through
a total sacrifice of the self for the other, to realize their eternal unity in
God; the prayer and love of the saints mimics the prayer and love of the
Son. In a daring passage, Barsanuphius applies to the saints verses used by
the New Testament of the Son and declares with regard to the end time,
“Each of the saints, bringing before God his sons whom he has saved,
will say with a loud voice, with great assurance . . . ‘Here I am, I and the
children that God has given me’ (Isa 8.18; Heb 2.13). And not only will
he hand them over to God, but himself also, and then God will be ‘all in
all’ (1 Cor 15.28)” (117 [SC 427:448]).
John 15.13, Rom 9.3, and 1 John 3.16). But perhaps worth highlighting is an early
extra-scriptural expression of it which, as will become apparent, is quite close to the
sentiments of Barsanuphius and John. This is found in the story of John the Apostle
and the robber, related by Clement of Alexandria in Quis dives salvetur 42.1–16 (ed.
L. Früchtel et al., GCS 17:187–90), and retold by Eusebius of Caesarea in Historia
ecclesiastica 3.23.5–19 (ed. G. Bardy, SC 31:126–29). In the climactic scene, John
says to the Christian-turned-vagabond, “Do not fear, you still have hope of life: I will
give an account for you to Christ. If necessary, I will willingly endure your death, as
the Lord did for us. I will give up my life for you (ὑπὲρ σοῦ τὴν ψυχὴν ἀντιδώσω τὴν
ἐμήν)” (Quis dives salvetur 42.13 [GCS 17:190] and Historia ecclesiastica 3.23.17
[SC 31:128]).
29. This is an approach frequently found in the letters. While Barsanuphius and
John can intimate a recognition of their power and attribute to themselves the love
which belongs, in their framework, to the saints (cf. 32, 57, 111, 234, 353, 553, 567,
614, 790), they never identify themselves as saints (though Barsanuphius comes close
in 117). They often ask for the prayers of others (6, 55, 200, 202–3, 205–6, 219, 604,
etc.) and forgiveness (e.g. 211–12), while also explicitly distancing themselves from
sainthood and perfection: “I have said what I know concerning others, the saints”
(186 [SC 427:596]; cf. 90, 125). This against the reading of Barsanuphius in Bitton-
Ashkelony and Kofsky, Monastic School of Gaza, 114–25, that presents him, based
mainly on assumptions as to the motivation behind his composition of a treatise on
the alphabet (of which only one part survives in 137b), as attempting to “divinize
himself as a spiritual guide and render his own teachings divine” (123), apparently
even perceiving himself as Jesus (125). More on why this is an inadequate conclu-
sion will emerge below where I argue that while the saints (including here Barsan-
uphius) are figures of immense capacity in the letters, they are by no means set up
as an alternative to Christ.
30. See Bitton-Ashkelony and Kofsky, Monastic School of Gaza, 63–81.
TORRANCE/BARSANUPHIUS AND JOHN 469
31. Cf. also the use of Rom 12.15 (“Rejoice with those that rejoice, and weep with
those that weep”—57, 675), 1 Cor 12.26 (“If one member suffers, all the members
suffer with it; or if one member is honored, all the members rejoice with it”—57,
122, 315, 339, 374), and 2 Cor 11.29 (“Who is weak, and I am not weak? Who is
made to fall, and I am not indignant?”—57, 316).
32. For more on ὁμόψυχος in the correspondence, see L. Perrone, “The Necessity
of Advice: Spiritual Direction as a School of Christianity in the Correspondence of
Barsanuphius and John of Gaza,” in Christian Gaza, ed. Bitton-Ashkelony and Kof-
sky, 131–49. This concept is most boldy presented in Letter 188, where Barsanuphius
applies the words of Jesus in John 14.9 (“The one who has seen me has seen the
Father”) to the relationship between John and himself; i.e., he likens his closeness to
John to the unity of the Son with the Father.
33. στήκουσιν ἐν τῇ θραύσει τοῦ μὴ ὑφὲν ἐξολοθρεῦσαι ὅλον τὸν κόσμον, καὶ διὰ τῶν
εὐχῶν αὐτῶν μετ᾿ ἐλέους παιδεύει (SC 451:734).
470 JOURNAL OF EARLY CHRISTIAN STUDIES
themselves unceasing remembrance and prayer for others (113, 249), who
abandon their “own dead” and weep for “the dead of another” (341, cf.
600), bear the whole of their neighbor’s sin (73), and “sacrifice” them-
selves to the death on behalf of their fellows (57, 111),34 is fundamental
to Barsanuphius and John’s whole cosmological and soteriological vision.
Effectively, the world requires the saints for its survival, and not simply
saints in heaven, but explicitly saints below as well. In Barsanuphius and
John’s thought, without active saints on earth keeping it from “complete
and sudden annihilation,” the world would cease to exist.35
From the above, it might be tempting to infer that the saints are the com-
manding feature of Barsanuphius and John’s soteriology. Two important
considerations that inform their theology of sainthood, however, must be
kept in mind. The first is the necessary contribution of the one for whom
the saint intercedes. This contribution is generally seen as minimal (cf.
the image of 100 denarii compared to 10,000 talents referred to above—
234, 237), but without it the saints simply cannot help. Such a position is
put forward in Letter 616, in which Barsanuphius responds to the ques-
tion of whether the prayers of the saints help an impenitent sinner: “If a
person does not do whatever he can, and join this effort with the prayer
of the saints, then the prayer of the saints is of no benefit to him” (SC
451:866).36 If the saints were indeed capable of saving the impenitent by
their prayer, Barsanuphius goes on, “nothing would prevent them from
doing the same for all the sinners of the world” (SC 451:868). He then
introduces Jas 5.16 and an interpretation of it found throughout the cor-
respondence. Instead of taking the verse to mean something close to “the
prayer of a righteous man has great power in its effects” (as it is usually
translated), he insists that it means, “the prayer of a righteous man which
is supported [ἐνεργούμενος] has great power.”37 Without “supporting” the
prayers of the saints by the pursuit of inner reform and virtue, the quest
for salvation remains fruitless.
The second consideration to remember with regard to the saints in the
correspondence is the ultimate primacy not of them within the process
of salvation, but of God. This was touched on above when illustrating
Barsanuphius’s concern to avoid asserting that the role of the saints is a
substitute for the role of Christ, but other evidence includes: it is not a
function of the saints to give the kingdom, since this belongs to God (203);
the intercessions of the saints are not made so that they save, but so that
Christ saves those for whom they pray (cf. 16, 210, 219, etc.); they might
worry more for their spiritual children than the children themselves, but
God worries more than either (39). Moreover John, in attempting to
explain Jesus’ healing ministry, differentiates it from that of the saints
(388). Using the argument common with Barsanuphius that “the prayer
of the righteous, which is supported, can obtain much,” he maintains that
while their prayers need our ancillary struggle in order to be effective, “for
the Savior it was not so: whoever received him was saved and healed, and
those who did not, pushing him away, perished” (SC 450:440).
These fundamental distinctions between Christ and the saints are crucial
if we are to understand the place of the saints in the theology of Barsanu
phius and John. While the idea of sainthood is an idée maîtresse of their
soteriology, the power of the saints does not break with or usurp the power
of Christ. It fulfils itself not in effecting salvation, but in effective presen-
tation. Thus we can put something of a damper on an overly “maximal”
reading of the saints in the letters. The saints intercede, but the efficacy
of their intercession depends both on the action of those for whom they
pray, and above all on the action of the grace of Christ, in whom and to
whom the saints commend their objects of prayer. Nevertheless, having
become “brothers” of Jesus (73, 90) and “gods” (199, 207, 484), a cer-
tain kind of “maximal” reading of the saints remains. The content of the
saint’s life according to the correspondence is an assimilation of Christ’s
way of being, which is supremely expressed in a love at once humble and
full of παρρησία (“boldness”). Acquiring such a mode of existence comes
37. For other references to Jas 5.16, see especially Letters 191, 824, and also (show-
ing again the extent of their enthusiasm for the work of the saints) 55, 94, 136, 144,
171, 178, 198, 229, 234, 256, 284, 374, 383, 387–88, 509, 544, 573, 582, 666.
472 JOURNAL OF EARLY CHRISTIAN STUDIES
across in the letters as the most precious goal of the Christian, in which
a thoroughly creative meaning is given to humanity’s earthly journey and
beyond: collaborating in the salvation, wrought by Christ, of the human
race. But again, to reiterate the qualification already made, such incorpo-
ration into Christ’s way of being is never confused with being Christ.
To return to Brown’s outline of the late antique holy man, some further
proposals can be made. Firstly, this essay takes issue with Brown’s argu-
ment that the phenomenon of the late antique saint as “powerful” is to be
considered “an attempt of men to rule men under a distant high God.”38
Such a claim is antithetical to the theology of sainthood in the correspon-
dence. The saints do indeed emerge as “men of power,” but this power
is constantly subjected to and dependent on the person of Christ and his
revealed life of sacrificial love. The entire structure of a person’s ἁγιασμός is
geared towards bridging the existential gap between the otherwise distant
high God and that person’s fellow human beings, a structure imaging and
established in Christ’s loving οἰκονομία. In doing this, walking the path of
“the Perfect and Son of the Perfect” (484 [SC 451:594]), the saint finds the
fulfillment of his own vocation. The holy man is indeed, above everything
and all others, a man of power according to Barsanuphius and John. His
power is not in and for himself, however, but can only be defined by and
in Christ, who alone is the “unsupported” power of God.
Secondly, and to conclude, in Rapp’s article on the saint as intercessor,
she argues that Brown’s model is excessively based on hagiographical mate-
rial, and that through an analysis of epistolographical sources (such as the
oeuvre of Barsanuphius and John), we see a different picture. Instead of
revealing holiness as “thaumatocentric,” she shows that the non-literary
sources of the time point more to a “supplicatory” model, in which the
holy man is distinguished by his power of intercession on behalf of his dis-
ciples. She does not, however, treat of the theology behind such a model,
nor consider it beyond the spiritual father/child relationship. Here I have
attempted to focus more fully on the function of the prayers of the saints
within the letters, as well as identifying who these saints are, and how they
are linked with a broader soteriological vision. Furthermore, while Rapp
correctly sees her model of “the holy man as intercessor” as intersecting
39. Rapp, “Reflections on the Rise of the Holy Man in Late Antiquity,” 66.