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Application of probiotics in food products—challenges and


new approaches
I Jankovic1, W Sybesma2, P Phothirath1, E Ananta1 and A Mercenier1

The probiotic research conducted over the past 20 years has bacteria and thereby reduce putrefaction in the gut, thus
resulted in a valuable source of data related to health beneficial prolonging the life span of the host. Soon after his
effects of probiotics. Nevertheless, documentation of probiotic postulate, strains of LAB and bifidobacteria were applied
benefits remains challenging, especially in functional foods that as supplements and over-the counter drugs for treatment
are designed for the generally healthy population that, however, of diarrhea (e.g. Lactobacillus LB Lactéol in 1907, Escher-
regularly experiences episodes of ‘suboptimal’ health. In ichia coli Nissle 1917, end of 1920s) and in food products
addition, in view of today’s application of probiotics in an for promotion of intestinal health and prevention of
increasing variety of food matrixes, process optimization and disease (e.g. Lactobacillus acidophilus L-92 in 1910, Lacto-
product design need to take into account cell viability and bacillus casei Shirota in 1935). Note that two of these early
probiotic function altogether. To meet this challenge, medium products (Lactéol and L-92) were heat inactivated. Pro-
to high-throughput bioassays – based on the identification of biotics were also introduced in animal feed in the 1970s as
active compounds and their mechanism of action – have to be supplements for the promotion of animal growth and
developed and their predictive value established. Together with improvement of their resistance to disease [3]. Approxi-
validated biomarkers for health and disease, this should help mately one century after the initial probiotic concept, the
rationalize probiotic product development and associated transition from theory to scientific documentation of
health claim substantiation in human studies. beneficial effects of probiotics had begun. Apart from
Addresses some pioneering work in the early days, concerted efforts
1
Nestlé Research Center, Vers-chez-les-Blanc, 1000 Lausanne 26, to demonstrate health beneficial effects of probiotics
Switzerland mainly started in the 1980s. The volume of research
2
Nestlé Product Technology Centre Konolfingen, Konolfingen,
Switzerland
rapidly accelerated after the year 2000 such that to date,
more than 700 human intervention trials have been con-
Corresponding author: Jankovic, I ([email protected]) ducted. In solely 2008, more than 1000 articles and
reviews were published on the subject and more than
Current Opinion in Biotechnology 2010, 21:175–181
2000 probiotic products launched (Figure 1).

This review comes from a themed issue on The aim of this paper is to review the probiotic devel-
Food biotechnology opment in the past years as well as the current challenges
Edited by Dietrich Knorr and Carmen Wacher
of using probiotics in different food matrixes.
Available online 21st April 2010

0958-1669/$ – see front matter Health beneficial effects of probiotics


# 2010 Elsevier Ltd. All rights reserved. The role of probiotics as functional ingredients in food
Generally, throughout life healthy individuals suffer
DOI 10.1016/j.copbio.2010.03.009
from periods of suboptimal health. This can be caused
by respiratory or gut infections or by other external
stimuli that challenge the immune system [4], and often
Introduction from first hypothesis to scientific alter the microbiota and weaken mucosal barrier func-
approach tion. A suboptimal state of health can also be a con-
The health-promoting use of fermented milk products sequence of chronic stresses, such as chronic infections,
started a long time before the existence of microorgan- fatigue, exercise, use of medications, psychological stres-
isms and lactic acid bacteria was discovered. The early ses, and many other challenges resulting in downregula-
written records go back to 76 B.C. when Roman historian tion or weakening of the natural defenses of the organism
Plinio (Plinius) described their use in the therapy of [4,5]. It is also well established that psychological stresses
various gastro-intestinal infections [1]. However, it was like depression or anxiety can influence digestive func-
only after the invention of the microscope and the dis- tion and symptom perception [6] thereby resulting in gut
covery of bacteria and especially lactic acid bacteria discomfort.
(LAB) in the 17th, 18th, and 19th centuries, respectively,
that the scientific basis of the probiotic concept was set The role of functional foods is to benefit human health
with the theories of Elie Metchnikoff at the beginning of beyond the effect of nutrients [7]. Situated between
the 20th century [2]. He postulated that consumption of foods, which supply basic physiological functions and
fermented milk would suppress the growth of proteolytic drugs that treat diseases, functional foods are used to

www.sciencedirect.com Current Opinion in Biotechnology 2010, 21:175–181


176 Food biotechnology

Figure 1

Publications and probiotic products. In gray: number of publications on probiotics published per year (source PubMed, http://www.ncbi.nlm.nih.gov/
sites/entrez). In black: number of products containing probiotics launched per year (source Global New Products Database, http://www.gnpd.com).

maintain good health and counterbalance small physio- usually interpreted as an increase in lactobacilli and/or
logical disorders that healthy hosts may experience. In bifidobacteria and a decrease in potentially pathogenic
addition to the well-established functional ingredients bacteria. In the past 20 years, it has been demonstrated
such as vitamins, minerals, and micronutrients, probiotics that it is possible to transiently modify the composition of
belong to the emerging generation of active ingredients the gut microbiota of healthy individuals in favor of
that includes prebiotics, phytonutrients, and lipids, for lactobacilli and bifidobacteria species upon ingestion of
example. some probiotics [8]. It was also shown that infants fed
probiotic infant formula have similar fecal levels of bifi-
Historically, the development of probiotics was very dobacteria as breast fed infants [9]. However, it remains
much oriented toward pharmaceutical applications such difficult to link such changes with a benefit in healthy
as treatment of diarrhea, prevention of antibiotic-associ- populations, although it is well established that dysbioses
ated diarrhea, management of stomach and gastro-intes- are associated to conditions such as chronic inflammatory
tinal infections, management of chronic inflammation, disorders [5], obesity [10], or allergy [11]. One of the best
and so on. However, these effects are not easily extended studied examples of how microbiota dysbiosis affects
to the category of functional foods that are destined for health is seen in Crohn’s disease (CD). A decrease in
the generally healthy population. Although beneficial the global biodiversity of intestinal bacteria, particularly
effects of specific probiotics have been demonstrated within the phylum Firmicutes, has been observed in CD
in the treatment and prevention of several health dis- patients [5]. Recent analyses have revealed that a lower
orders, the remaining challenge is to demonstrate long- level of Faecalibacterium prausnitzii, a major member of
term effects of probiotic foods as presently required by Firmicutes is associated with a higher risk of postoper-
health claim regulations in Europe. As large trials of long ative recurrence of ileal CD. Oral administration of live F.
duration are difficult to support, particularly for small and prausnitzii or its culture supernatant reduced the severity
medium-sized laboratories and food companies, there is of TNBS induced colitis in mice indicating that counter-
an urgent need to better identify and validate risk factors balancing dysbiosis might be a promising strategy in CD
of diseases and biomarkers of health. treatment [12].

Probiotics and microbiota balance Although it is not known whether alteration in the micro-
Microbiota balance is the oldest proposed probiotic biota is a cause or a consequence of a pathophysiological
benefit. Metchnikoff defined it as ‘seeding’ of the intes- situation, the aforementioned examples underline the
tinal tract with harmless LAB that suppress the growth of fact that an equilibrated microbiota is of high importance
harmful proteolytic bacteria. Nowadays such a benefit is for health maintenance. However, the challenge will be to

Current Opinion in Biotechnology 2010, 21:175–181 www.sciencedirect.com


Probiotics for food Jankovic et al. 177

demonstrate i) what is the composition and function of a greatly help in proving the benefit of probiotic foods for
balanced microbiota and ii) its long-term impact on the healthy population as well as in validating immune
health. Efforts are currently ongoing to determine the markers.
composition and functionality of the microbiota in
healthy and diseased populations. A systems biology Intestinal discomfort
approach using techniques such as high-throughput Periods of gastro-intestinal discomfort are very frequent in
microbiota diversity diagnostic arrays [13], metage- otherwise healthy individuals. Irritable bowel syndrome
nomics (http://www.metahit.eu) [14], proteomics [15], (IBS), one of the most common disorders seen by primary
metabonomics [16], and high-throughput phenotyping care physicians, affects 7–10% of the world population [32].
of metagenomic clones [17] will progressively provide a In the absence of an efficient therapy with no side effects,
better definition of the composition and function of a well selected probiotic strains might provide a valuable
‘healthy’ microbiota. Markers of ‘healthy’ microbiota will alternative. Certainly, a significant reduction in IBS symp-
permit to definitively support Metchnikoff’s theory of toms has been observed after intervention with probiotics
‘balanced microbiota’ and its impact on health. such as B. infantis 35624 [33] or with a probiotic mix [34].
As another example of intestinal discomfort, constipation
Probiotics and immune system that represents the most prevalent complaint among the
Since the early studies of mucosal immunity in the 1970s, general adult population was shown to be regulated by a
a lot of progress has been made in understanding the probiotic fermented milk containing B. animalis DN-
mode of interaction between the gut microbiota and the 173010 [35,36]. Finally, successful treatment of colicky
immune system (e.g. see review [18]). The ability of symptoms, frequent in newborn infants, was achieved
exogenous probiotics to improve clinical outcomes using probiotic L. reuteri ATCC55730 [37].
through modulation of the immune response has been
demonstrated in subjects with chronic and acute diseases. Probiotic effects beyond the gut
For example, the probiotic mix VSL#3 was shown to It is important to note that a positive impact of probiotics
reduce pouchitis relapse [19,20] and to improve clinical is progressively being demonstrated beyond the gut. To
scores in ulcerative colitis patients [21,22] through im- cite only a few examples, oral intake of Lactobacillus
provement of the inflammatory status of the patients. rhamnosus GR-1 and Lactobacillus fermentum RC-14 had
Lactobacillus rhamnosus LGG given to infants during a positive impact on vaginal health [38], Lactobacillus
episodes of acute rotavirus diarrhea resulted in greater paracasei ST11 improved recovery of skin immune
increase in non-specific antibody secreting cells and homeostasis [39], and Streptococcus salivarius K12
specific anti-rotavirus antibodies in the circulation than improved oral malodour parameters [40]. Signalling of
that seen in the placebo group and resulted in shorter intestinal microorganisms to the gut–brain axis is an
duration of the diarrhea [23,24]. Furthermore, beneficial actively emerging field of research [41]. Apart from
immunomodulatory effects of specific probiotics have animal studies that showed impact of probiotics on
been observed for H. pylori-associated gastritis [25], de- anxiety, mood, and behavior, the first human trials
velopment of allergies, or reduction of allergy symptom suggest that probiotic interventions may modulate mood
scores (see [26]). and stress induced gastro-intestinal symptoms [42,43].

Immune stimulatory effects have been established in Probiotic production process and probiotic
generally healthy population as well. An improved functionality
specific immune response to a S. typhi oral vaccine has Cultivation of probiotics
been described in individuals consuming a probiotic mix In addition to providing added value to food, probiotics
containing L. johnsonii La1 and B. lactis BB12 [27] and to need to be cost effectively produced, which implies
influenza vaccine in subjects receiving L. fermentum maximizing substrate-to-biomass yield and stability
CECT5716 [28]. Furthermore, Natural Killer (NK) and during processing and shelf life.
phagocytic cell activity was increased in healthy elderly or
adults upon ingestion of B. lactis HN019 [29] or L. In the present state of knowledge, it remains difficult to
johnsonii La1 [30,31], respectively. Finally, a few studies anticipate to which extent growth conditions of probiotics
have shown a link between activated immune markers may affect their functional properties. Therefore, the
and improved resistance to infections. For example the consequences of changes in growth conditions to achieve
probiotic mix containing L. gasseri PA16/8, B. longum higher biomass yield, which may for example alter bac-
SP07/3 and B. bifidum MF 20/5 shortened the duration terial components with purported probiotic activity, may
of common cold episodes and reduced fever, while at the be overlooked. For instance, Gitton et al. [44] highlighted
same time increasing the number of leucocytes, lympho- that the global proteomic pattern differed when L. lactis
cytes (specially T-lymphocytes) and monocytes [8]. Stu- was cultivated in M17Lac broth, milk microfiltrate, or
dies such as the latter, which demonstrate a link between milk. Moreover, the time of harvesting may also influence
immune markers and improved resistance to disease will the exerted functional properties. Fayol-Messaoudi et al.

www.sciencedirect.com Current Opinion in Biotechnology 2010, 21:175–181


178 Food biotechnology

[45] demonstrated that apart from growth temperature tion and taste deterioration have to be prevented. Among
the in vitro anti-pathogen activity of the studied probio- several factors, oxygen has been identified as the key one
tics depends largely on the growth stage at which the cells that influences survival in liquid products. Strategies to
were collected. Similarly, the expression profiles of protect probiotics against oxygen were discussed else-
human mucosa (duodenal biopsies) displayed differences where [51].
in modulation of NF-kB-dependent pathways after con-
sumption of L. plantarum harvested at different growth Rehydration
phases or when heat treated [46]. A last topic related to probiotic stability and viability
assessment, which is often neglected, is the influence
Thus it would be of great advantage to identify bioactive of the rehydration step. Several studies established that
components of probiotics that can be measured under depending on the applied reconstitution conditions such
different growth conditions in order to ensure that pro- as buffer [52], pH, duration, sugar content [53], and
biotic functionality will be optimized. rehydration temperature [54], the difference in the final
cell count could vary up to 1 log cycle. These observations
Stability throughout process and storage indicate that a large proportion of the probiotic bacteria
For production of probiotics in dried form, which provides may be killed or made unculturable depending on the
a longer shelf life than liquid products, the challenge is to rehydration conditions. Hence, the conditions of the
master loss of viability due to removal of water, exposure applied enumeration methods are relevant for the
to oxygen, and eventually high temperature during dry- interpretation of the stability and viability data of pro-
ing. Further, the stability over shelf life period, which is biotics.
dictated by physical parameters of the final product
matrix and the storage conditions, has to be ensured. Furthermore, it remains to be answered to what extent
In most cases viability loss during storage is more drastic the living, the non-culturable and/or non-replicating pro-
than during processing. Improvement of stability in pow- biotics contribute to delivering a functional benefit. In the
ders can be achieved for instance by use of protective past years studies have reported that non-replicating
agents/encapsulation material, application of mild probiotics may still deliver specific health benefits
environmental sublethal stresses either during or after [55]. It is noteworthy that probably all products contain-
fermentation as recently reviewed by Muller et al. [47]. ing live probiotics will also contain a portion of dead or
damaged cells. Many of these products are down stream
Use of protective agents is a well-known strategy to processed in presence of at least part of the spent culture
increase the drying tolerance of strains. However, the medium. Hence, it cannot always be ascertained if the
potential impact on the physiology of the bacterial cells claimed functional effects of probiotic preparations are
should also be considered. For instance, Reddy et al. [48] delivered by the biomass, intracellular or extracellular cell
reported variation in in vitro cholesterol assimilation and components, and/or media derived bioactive compounds
acid tolerance upon spray drying of probiotics with differ- (Table 1).
ent types of protective agents or carriers. Finally, different
matrixes may influence the survival and functionality of For these reasons, it is presently recommended to con-
probiotics. Corcoran et al. [49] published that the presence duct clinical trials with the final formulation of the ingre-
of a metabolizable sugar could markedly enhance survival dient or product until predictive and validated functional
of L. rhamnosus LGG in simulated stomach conditions. bioassays can be applied.

Alternative strategies to address this type of questions Safety of probiotics


start to emerge. For example, accelerated evolution was The application of probiotic microorganisms in foodstuffs
applied to select a heat-shock resistant ‘spontaneous’ requires a thorough safety assessment. Several guidelines
mutant of B. longum NCC 2705 [50]. The differential are available on how to assess the safety of probiotics used
transcriptomic profile of mutant and wild type strains in food applications [56–59].
highlighted the constitutive overexpression of the classi-
cal heat-shock regulon dnaK in the mutant, which has The European Food Safety Authority (EFSA) has devel-
further proven to exhibit higher survival during down oped the QPS (Qualified Presumption of Safety)
stream processing (W. Sybesma, unpublished data). approach as a tool for the safety assessment of microor-
Importantly, the mutations introduced in the strain did ganisms used in food. This is based on a documented
not influence its functionality, as far as was demonstrated history of use and knowledge of potential pathogenic or
in a rotavirus induced diarrhea mouse model (N. Pagé, L. toxicogenic properties associated to a particular genus and
Hammarström, personal communication). species. In the US, probiotic microorganisms would be
assessed via the GRAS (Generally Recognized As Safe)
With regard to liquid probiotic application, beyond main- system. For example, B. lactis BB12, L. rhamnosus LGG,
tenance of high levels of viable cells, also post-acidifica- L. reuteri DSM 17938 strains have over recent years been

Current Opinion in Biotechnology 2010, 21:175–181 www.sciencedirect.com


Probiotics for food Jankovic et al. 179

Table 2

Fermented yogurt drinks

Heat treated lactobacilli,


Spent culture medium,
Dried culture powders
Products/Examples

for example, see [64]

for example, see [65]


Comparison of assessment schemes for microorganisms used
in food by US FDA GRAS and EU EFSA QPS systems.

with probiotics
GRAS guidelines QPS guidelines
Applies to food additives in Applies to microorganisms
general only
Determination of GRAS status by Determination of QPS status
FDA and/or external experts by EFSA
Open list Positive list
Based on common use Based on history of use and

by cell components
adverse effects
Killed probiotic

direct contact or
Describes specific substance Describes taxonomic unit

Activity through
or microorganism (e.g. genus, species, or strain)
cell

Case-by-case assessment General assessment

Adapted from Wassenaar 2008 [66].


Yes

Yes

Yes
No

accepted in the US as GRAS for their intended use. The


main differences between the two approaches are sum-
peptides, cell wall

marized in Table 2. EU-funded research projects such as


components
Extracellular

Bacteriocins,
antimicrobial

components

ACE-ART [60] and PRO-SAFE [61] addressed the issue


Potential Probiotic Derived Bioactive Compounds

of antibiotic genes in probiotic and starter strains, and


Different concepts of probiotic production processes and related potential probiotic derived bioactive compound.

initiated an evaluation of assays that can be used to assess


Yes

Yes

Yes

Yes

biosafety of probiotics.

Data requirements to assess the safety of probiotics can


DNA, cellular
components
Intracellular

vary depending on the bacterial species of interest, the


proteins or
peptides

intended application/use and/or the target populations.


Parameters such as taxonomy and identification, pheno-
Yes

Yes

Yes
No

typic characterization, history of food use, and human


exposure, and so on, are generally considered important
[62,63]. If no history of safe use can be demonstrated,
from carbohydrates,
Fermented medium

Lactic acid derived

extensive preclinical studies, including standard 90-day


bioactive peptides
derived from milk
component

toxicity studies as defined in OECD Testing Guideline


proteins or raw

408, should also be considered. Clinical studies should


materials

include parameters to demonstrate safety in use or toler-


ability in the target population(s).
Yes

Yes

Yes
No

Rare cases of adverse effects linked to probiotic admin-


For example, frozen, spray dried, freeze dried, encapsulated.

istration have been documented in individuals having


metabolites or cell
Signalling through

serious underlying disease. Thus, special care must be


Living probiotic

activity through
components or

direct contact

taken with particularly vulnerable target population(s)


cell

such as neonates, immunocompromised subjects, or cri-


tically ill/hospitalized patients [63]. Overall the vast
Yes

Yes

amount of available data and long history of use in food-


No

No

stuffs have not indicated any safety concerns for currently


used probiotics (mainly lactobacilli and bifidobacteria) in
healthy populations.
Cultivated, killed and downstream
Fermented product as a whole

Potential mode of action/main


processed* without culture
Cultivated and down stream

Cultivated and down stream

processed with or without

Conclusion and outlook


processed* without cells

The role of functional foods is to promote the host’s


health or to restore it when it is transiently affected.
active component
Production Process

culture medium

Demonstration of the health beneficial effects of probio-


tics in generally healthy humans currently remains a
challenging task due to the lack of validated biomarkers
medium
Table 1

of health and risk factors of diseases, and the need to


undertake generally large and long-term human trials. An
*

additional challenge lies in probiotic production in a cost

www.sciencedirect.com Current Opinion in Biotechnology 2010, 21:175–181


180 Food biotechnology

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