Capital Punishment: Legal Research and Methodology
Capital Punishment: Legal Research and Methodology
Capital Punishment: Legal Research and Methodology
PROPOSAL SUBMITTED BY
NAME: RAHUL KR. BARNWAL
ROLL NO: 2033
SEMESTER: FIRST
SESSION: 2018-2023
COURSE: B.B.A., LL.B (HONS)
PROPOSAL SUBMITTED TO
MR. VIJYANT SINHA
FACULTY OF LEGAL RESEARCH AND METHODOLOGY
THE RESERCH PROPOSAL SUBMITTED IN THE PARTIAL
FILFULMENT OF THE PROJECT
Firstly, I am very grateful to my subject teacher MR. VIJYANT SINHA, without the
kind support and help of whom the completion of this project was a herculean task for
me.He donated her valuable time from her busy schedule to help me to complete this
project. I would like to thank her for her valuable suggestions towards the making of
this project.
I am highly indebted to my parents and friends for their kind co-operation and
encouragement which helped me in completion of this project. I am also thankful to
the library staff of my college which assisted me in acquiring the sources necessary
for the compilation of my project.
Last but not the least, I would like to thank the Almighty who kept me mentally
strong and in good health to concentrate on my project and to complete it in time.
I thank all of them!
RAHUL KUMAR
BARNWAL
Roll No. – 2033.
B.B.A., LL.B (Hons.)
2
CERTIFICATE
RAHUL KUMAR
BARNWAL
3
Preface
In this file I’m preparing the report of session 2018-19. During this I’ve
controversial matter all round the world, I’ve tried to study various aspects.
In this work, I’ve spared no pains to make it as compact reliable & perfect
as possible. Every attempt has been made to insert in this report many
references as are to be focused. I hope that this report will help everyone to
4
CONTENTS
Introduction…………………………………………………………Page. 5
Dignity
Effectiveness
Human Rights
Other Aspects………………………………………………….Page.12-15
The Alternative
Research Methodologies………………………………………..Page.19
Suggestions………………………………………………………Page-23
Bibliography……………………………………………………..Page-24
Annexure
5
Introduction
1
https://www.indianbarassociation.org/death-penalty-contemporary-issues/
6
The Death Penalty Debate
The first significant movement to abolish the death penalty began during the era known
as the Age of Enlightenment. In 1764 Italian jurist and philosopher Cesare Beccaria
published Tratto dei delitti e delle pene (1764; translated as Essay on Crimes and
Punishments, 1880)2. Many consider this influential work the leading document in the
early campaign against capital punishment. Other individuals who campaigned against
executions during this period include French authors Voltaire and Denis Diderot, British
philosopher David Hume, Scottish economist Adam Smith, and political theorist Thomas
Paine in the United States.
2
On Crimes and Punishments (Italian: Dei delitti e delle pene), Cesare Beccaria.
7
the right answer on capital punishment, but about what type of question is being asked
when the death penalty becomes a public issue.
A. Brutality
B. Dignity
8
capital punishment see nothing wrong with governments deliberately killing terrible
people who commit terrible crimes. Therefore, they see no need to limit governmental
power in this area.
C. Effectiveness
Early opponents of capital punishment also argued that inflicting death was not necessary
to control crime and properly punish wrongdoers. Instead, alternative punishment—such
as imprisonment—could effectively isolate criminals from the community, deter other
potential offenders from committing offenses, and express the community's
condemnation of those who break its laws. In his Essay on Crimes and Punishments,
Beccaria asserted that the certainty of punishment, rather than its severity, was a more
effective deterrent.
Opponents of capital punishment maintain that these studies refute the argument that the
death penalty deters crime. Many capital punishment opponents consider the deterrence
argument fully negated and no longer part of the debate. However, supporters of the
death penalty dispute that interpretation of the statistical analyses of deterrent effect.
Capital punishment advocates note that because the death penalty is reserved for the most
9
aggravated murders, the deterrent effect of capital punishment on such crimes may not be
apparent in data on homicide rates in general. Supporters also urge that the conflicting
results of various studies indicate that the deterrent effect of the death penalty cannot not
be proven or disproven with any certainty. They maintain that in the absence of
conclusive proof that the threat of execution might not save some people from being
killed, capital punishment should be retained.
D. Human Rights
10
Capital Punishment in India
Between 1975 and 1991, about 40 people were executed. Since 1995 only one
execution, that of Dhananjoy Chatterjee in August 2004, has taken place. The number
of people executed in India since independence in 1947 is a matter of dispute; official
government statistics claim that only 55 people had been executed since
independence, but the People's Union for Civil Liberties cited information from
Appendix 34 of the 1967 Law Commission of India report showing that 1,422
executions took place in 16 Indian states from 1953 to 1963, and some have
suggested that the total number of executions since independence may by as high as
4,300.
The Supreme Court of India ruled in 1983 that the death penalty should be imposed
only in "the rarest of rare cases." Capital crimes are murder, gang robbery with
murder, abetting the suicide of a child or insane person, waging war against the
government, and abetting mutiny by a member of the armed forces.4 In recent years
the death penalty has been imposed under new anti-terrorism legislation for people
convicted of terrorist activities. Recently, the Indian Supreme Court in Swamy
Sharaddananda v. State of Karnataka made imposing the death penalty even harder.
The judgment holds that the “rarest of the rare” test prescribed in Bachchan Singh’s
case was diluted in the Machchi Singh case. The judgment then goes on to say that
the “rarest of the rare” must be measured not only in qualitative but also in
quantitative terms. Thus, given that the general crime levels have been worsening
since Machchi Singh’s case was decided, the categories of “rarest of the rare” should
also change. Therefore, all the categories specified in Machchi Singh need not fit in
with “rarest of the rare” today – a lot of the categories are no longer as rare. It remains
to be seen post this judgment how Courts will apply the "rarest of the rare"
formulation.
About 40 mercy petitions are pending before the president, some of them from 1992.
At least 3 are women. Many more are on death row after having been sentenced to die
by lower courts, but on appeal most of them are likely to be commuted to life
imprisonment by the State High Courts or the Supreme Court of India.
4
CAPITAL PUNISHMENT IN INDIA, A.R. Blackshield ,Journal of the Indian Law Institute Vol. 21, pp. 137-
226
11
It appears that judges in the lower courts are also getting increasingly averse to use
capital punishment. For example in 2007 several high profile cases involving pre-
meditated cold blooded murders, rape and murder of minors during rioting, terrorist
bombings, etc. have not attracted the death penalty. But activists reveal a flaw, that
due to the absence of sentencing guidelines in what constitutes "rarest of the rare", in
some less gruesome murders, the lower courts have awarded death sentences possibly
due to poor defence presented by the lawyers of the economically backward.
The death penalty is carried out by hanging. After a 1983 challenge to this method,
the Supreme Court ruled that hanging did not involve torture, barbarity, humiliation
or degradation.
At least 100 people in 2007, 40 in 2006, 77 in 2005, 23 in 2002, and 33 in 2001 were
sentenced to death, according to Amnesty International figures. No official statistics
of those sentenced to death have been released. In December 2007, India voted
against a United Nations General Assembly resolution calling for a moratorium on the
death penalty.
12
Other Aspects
A. The alternatives
13
observe speed limits when they see signs for speed cameras and yet break the speed limit
as soon as the risk is passed.
Many opponents of capital punishment put forward life in prison without parole as a
viable alternative to execution for the worst offenders, and surveys in America have
shown that life without parole (LWOP) enjoys considerable support amongst those who
would otherwise favour the death penalty.
However, there are drawbacks to this:
It is argued by some that LWOP is in fact a far more cruel punishment that death. This
proposition was put forward in a UK parliamentary debate by the philosopher John Stuart
Mill in the 19th century. It is interesting to note that no less than 311 prisoners serving
life sentences in Italy petitioned their government in 2007 for the right to be executed.
They cited LWOP as a living death where they died a little every day. In the USA, as of
January 2008, there are over 2,200 people serving whole life sentences who were under
18 at the time they committed the crime, as US law no longer permits the execution of
minors. One might be forgiven for asking what is the point of locking a person up to the
day they die and one might wonder if it is indeed a far worse punishment than death.
Death clearly permanently incapacitates the criminal and prevents them committing any
other offence. LWOP cannot prevent or deter offenders from killing prison staff or other
inmates or taking hostages to further an escape bid - they have nothing further to lose by
doing so and there are instances of it happening in the USA.
However good the security of a prison, someone will always try to escape and
occasionally will be successful. If you have endless time to plan an escape and everything
to gain from doing so, it is a very strong incentive.
14
C. The Numbers Game "death versus deterrence”
If we are, however, really serious in our desire to reduce crime through harsher
punishments alone, we must be prepared to execute every criminal who commits a capital
crime irrespective of their sex, age (above the legal minimum) alleged mental state or
background. Defences to capital charges must be limited by statute to those which are
reasonable. Appeals must be similarly limited and there can be no reprieves. We must
carry out executions without delay and with sufficient publicity to get the message across
to other similarly minded people. This is similar to the situation which obtains in China
and would, if applied in Britain, undoubtedly lead to a large number of executions to
begin with until the message got through. I would estimate at least 2,000 or so in the first
year if it were applied for murder, aggravated rape and drug trafficking. This amounts to
more than 7 executions every day of the year Monday through Friday.
Are we, as a modern western society, willing to do this or would we shy away from it and
return to just carrying out the occasional execution to show that we still can without any
regard for natural justice? These events will be seized upon by the media and turned into
a morbid soap opera enjoyed by a (large?) proportion of the population. (Note the
popularity in the American media of capital murder trials there.) It is doubtful whether
executions carried out on this basis will deter others from committing crimes.
For capital punishment to really reduce crime, everyone of us must realise that we will
personally and without doubt be put to death if we commit particular crimes and that
there can be absolutely no hope of reprieve. One wonders if as many people would be
willing to vote for this scenario in a referendum when they realised the full consequences
of their action. I have no doubt that if we were to declare war on criminals in this fashion,
we would see a rapid decline in serious crime but at what cost in human terms? There
will be a lot of innocent victims - principally the families of those executed
I have never personally believed that any form of death, let alone execution, is either
instant or painless, so which method of capital punishment should a modern "civilised"
society use? Should our worst criminals be given a completely painless death even if the
15
technology exists to provide one, or should a degree of physical suffering be part of the
punishment? Whatever method is selected should have some deterrent value whilst not
causing a deliberately slow or agonising death.
British style, hanging is an extremely quick process that is designed to cause instant and
deep unconsciousness and also benefits from requiring simple and thus quick preparation
of the prisoner. It also seems to have substantial deterrent value.
Lethal injection may appear to be more humane than other methods to those who have to
administer and witness it, but it is also a very slow process. It is essential that the catheter
actually goes into a vein rather than through it or round it if the prisoner is to die a pain
free death. If it doesn’t, then the person may suffer a great deal of pain but will be unable
to communicate this due to the paralysing effects of the second drug. The biggest single
objection to lethal injection is the length of time required to prepare the prisoner, which
can take from 20 to 45 minutes depending on the ease of finding a vein to inject into.
The gas chamber seems to possess no obvious advantage as the equipment is expensive to
buy and maintain, the preparations are lengthy, adding to the prisoner's agonies, and it
always causes a slow and cruel death. It is also dangerous to the staff and witnesses.
Electrocution can cause a quick death when all goes well, but seems to have a greater
number of technical problems than any other method, often with the most gruesome
consequences. (This may in part be due to the age of the equipment - in most case 70-90
years old!)
Shooting by a single bullet in the back of the head seems greatly preferable to shooting
by a firing squad in that it is likely to cause instant unconsciousness followed quickly by
death rather than causing the prisoner to bleed to death, often whilst still conscious.
It is easy to condemn capital punishment as barbaric, but is spending the rest of one's life
in prison so much less cruel to the prisoner or is it merely a way of salving society's
conscience and removing the unpleasantness for the staff and officials?
16
CAPITAL PUNISHMENT : THE CURRENT SCENARIO
The principles as to what would constitute the “rarest of rare” has been laid down by the
top Court in the landmark judgment in Bachan Singh vs State of Punjab (1980).
Supreme Court formulated certain broad illustrative guidelines and said it should be
given only when the option of awarding the sentence of life imprisonment is
“unquestionably foreclosed”. It was left completely upon the court’s discretion to reach
this conclusion. However, the apex court also laid down the principle of weighing,
aggravating and mitigating circumstances. A balance-sheet of aggravating and mitigating
17
circumstances in a particular case has to be drawn to ascertain whether justice will not be
done if any punishment less than the death sentence is awarded. Two prime questions, the
top court held, may be asked and answered. First, is there something uncommon about
the crime which renders the sentence of imprisonment for life inadequate and calls for a
death sentence?
Second, are there circumstances of the crime such that there is no alternative but to
impose the death sentence even after according maximum weightage to the mitigating
circumstances which speak in favour of the offenders20?
18
Pardoning Power
This has been a highly debatable issue as its nature will decide whether or not there is
need for guidelines for exercise for pardoning power. Before we go into this debate we
first need to understand the difference between power and function. They are as follows:
a) Power is always vested in an individual. E.g. in ancient Indian state system power was
solely vested in the king. Whereas function is vested in more than one person
orinstitution. E.g. various governmental authorities, because the actual work is carried
out by those authorities. Function is always vested in more than one person or institution.
b) Power comes with the discretion. It means in exercising the power when there are
more than one options, what to choose and what not solely depends upon the power
holder. But so far as the function is concerned there is no such question of discretion.
There are no such options. It is mandatory to the person who performs it to perform it.
c) Power is independent in nature. It means when the power is provided, no advice or aid
is needed, it is up to power holder to take advice or not and not up to any other person.
But function is carried on with consultation with others, with aid and advice of others.
d) Power cannot be delegated, except provided by the source of power. Whereas the
functions can be delegated or reassigned.
From above if we examine Article 72 and 161, as was intended by the Drafters; we come
to following conclusion about the nature of pardon:
i) It was to be vested only in the President and the Governor in absolute, plenary form; no
other body would be given the same power in their respective scope.
ii) President was to be given full discretion about what facts are to be considered and
interpreted and what judgement is to be given.
iii) Pardoning under the Constitution did not state about any interference from anybody
else for example any advice by ministers. However it was to be upto the President to take
up the advice. Thus it was meant to be a power.
19
iv) Further the Pardoning could not be delegated to any other person except for
permission by the President. From the above we come to the conclusion that Pardoning
was meant to be a power of the President not a function.5
Research Methodology
Research is a procedure of logical and systematic application of the fundamentals of
science to the general and overall questions of a study and scientific technique which
provide precise tools, specific procedure and technical rather than philosophical means
for getting and ordering the data prior to their logical analysis and manipulation.
Different type of research design is available depending upon the nature of research
project, availability of capable manpower and circumstances.
Objectives of Research
Research Design :
The research design is the blueprint for the fulfillment of objectives and answering
questions. It is a framework which determines the course of action towards the collection
and analysis of required data. It is a master plan specifying the method and procedures for
collecting and analyzing needed information. Descriptive Research is used in this study,
as the main aim is to describe characteristics of the phenomenon or a situation.
5
Kehar Singh v. Union of India AIR 1989 SC 653
20
Time Schedule :
The collection of data was done during the month of April 2009.
Data Collection :
Primary Sources : Primary data has been collected directly from sample
respondents through questionnaire and with the help of interview.
Secondary Sources : Secondary data has been collected from standard textbooks,
Newspapers, Magazines & Internet
Sample Design :
Sample design is definite plan determine before any data is actually obtaining for a
sample from a given population. The researcher must decide the way of selecting a
70
60
60
50
40
40 Yes
30 No
20
10
0
Openion
21
Q.3. What should be the alternative punishment?
Lif e Imprisonment
30%
Lif e Imprisonment
Other
70%
Q.4. Are you agree with the statement “Death penalty deters crime”?
22%
45%
Yes
Partially
No
33%
22
33%
Yes
No
67%
38%
Yes
No
62%
23
23%
Yes
No
77%
24
Suggestions
On the basis of findings, I’ve reached at some suggestions :
Not to have the death penalty and the genuine problems it causes and continues to
accept the relatively high levels of murder and other serious crimes that we
presently have.
Reintroduce capital punishment for just the "worst" murderers which would at
least be some retribution for the terrible crimes they have committed and would
permanently incapacitate them. It would also save a small amount of money each
year which could, perhaps, be spent on the more genuinely needy. This option is
unlikely to reduce overall crime levels.
Reintroduce the death penalty in the really strict format outlined above and see a
corresponding drop in serious crime whilst accepting that there will be a lot of
human misery caused to the innocent families of criminals and that there will be
the occasional, if inevitable, mistakes.
25
Bibliography :
Primary Sources :
Sample Survey
Sample Size : 50
Method : Survey done individually
Secondary Sources
India Together (2 April 2005)
Times of India (10 March 2005)
http://www.capitalpunishmentu.org/thoughts.html
https://en.wikipedia.org/wiki/Capital_punishment
https://www.britannica.com/topic/capital-punishment
https://debatewise.org/debates/2588-capital-punishment/
https://www.criminaljusticedegreeschools.com/criminal-justice-
resources/criminal-justice-capital-punishment-focus/
26