IMO Conventions, Codes and Amendments: Updated To September 2020
IMO Conventions, Codes and Amendments: Updated To September 2020
IMO Conventions, Codes and Amendments: Updated To September 2020
Updated to
September 2020
IMO CONVENTIONS, CODES AND AMENDMENTS
September 2020
Compiled by
www.rina.org
© RINA 2020
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INTRODUCTION
The International Maritime Organisation (IMO) is a specialised agency established by the
United Nations in 1948 to deal the safety of life at sea and pollution prevention.
Since its establishment, the IMO has adopted nearly 50 conventions, numerous protocols and
amendments, and well over 800 codes and recommendations, covering a wide range of subjects.
It is sufficient to mention SOLAS, MARPOL and Load Line Conventions to illustrate the importance
of the IMO in worldwide maritime activities.
In addition, the IMO has developed a number of amendments to existing instruments.
RINA has always taken an active role in the IMO technical subcommittees, the Maritime Safety
Committee (MSC) and the Marine Environment Protection Committee (MEPC).
This publication contains a summary of the mandatory requirements adopted by IMO (e.g.
amendments to SOLAS, MARPOL and other IMO conventions and codes) up to and including
those adopted in June 2019 at MSC 101, entering into force between 2019 and 2028, listed in
chronological order with respect to their application date. Adopted mandatory instruments for
which dates of entry into force have yet to be established, have also been included.
Reference to the previous editions of this publication should be made for mandatory
requirements that entered into force prior to 1 January 2019.
Three different indexes have been inserted to help readers to better identify the requirements
of interest to them:
3. a ship-type index, for new and existing ships respectively, showing the requirements
applicable to each ship type at a given date.
Any person who applies them should refer to the original text of the referenced IMO documents.
RINA shall not be held liable or responsible for any inaccuracy or omission.
Via Corsica, 12
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3
TABLE OF CONTENTS
• CHRONOLOGICAL INDEX
• ALPHABETICAL INDEX
• SHIP-TYPE INDEX
• NOTES
• LEGEND
• PART 1 – MANDATORY
REQUIREMENTS ENTERING INTO
FORCE BETWEEN 2019 AND 2028
4
CHRONOLOGICAL INDEX
(with respect to the application dates)
PART 1 MANDATORY REQUIREMENTS ENTERING INTO FORCE BETWEEN 2019 AND
2025 ........................................................................................................................................... 17
2019 ........................................................................................................................................... 18
1 JANUARY 2019 ............................................................................................................................ 18
IMSBC CODE (INTERNATIONAL MARITIME SOLID BULK CARGOES) ..................... 18
2017 Amendments 18
MARPOL 73/78.............................................................................................................. 19
2016 Amendments to the Annex VI “Regulations for the prevention of air pollution from ships”
(second set) 19
2017 Amendments to the Annex VI “Regulations for the prevention of air pollution from ships”. 19
1 JUNE 2019 ................................................................................................................................... 21
MARPOL 73/78.............................................................................................................. 21
2016 Amendments to the Annex IV “Regulations for the prevention of pollution by sewage from
ships” 21
1 JULY 2019 ................................................................................................................................... 22
SOLAS 1974 .................................................................................................................. 22
2011 Amendments 22
2012 Amendments (second set) 22
1 SEPTEMBER 2019 ........................................................................................................................ 23
MARPOL 73/78.............................................................................................................. 23
2014 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” (first set) 23
2018 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 24
8 SEPTEMBER 2019 ........................................................................................................................ 25
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) ............................ 25
Entry into Force 25
13 OCTOBER 2019 .......................................................................................................................... 26
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) ............................ 26
2018 Amendments 26
CODE FOR APPROVAL OF BALLAST WATER MANAGEMENT SYSTEMS (BWMS
CODE) ........................................................................................................................... 27
Entry into Force 27
2020 ........................................................................................................................................... 28
1 JANUARY 2020 ............................................................................................................................ 28
SOLAS 1974 .................................................................................................................. 28
2016 Amendments (first set) 28
2016 Amendments (second set) 29
2017 Amendments 29
2018 Amendments 32
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM) ......................... 33
2016 Amendments (first set) 33
2016 Amendments (second set) 34
2010 FTP CODE (CODE FOR THE APPLICATION OF FIRE TEST PROCEDURES,
2010) ............................................................................................................................. 34
2018 Amendments 34
1994 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT)
....................................................................................................................................... 34
5
2017 Amendments 34
2018 Amendments 34
2000 HSC CODE (INTERNATIONAL CODE OF SAFETY FOR HIGH-SPEED CRAFT)
....................................................................................................................................... 35
2017 Amendments 35
2018 Amendments 35
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND EQUIPMENT
OF SHIPS CARRYING DANGEROUS CHEMICALS IN BULK) .................................... 35
2018 Amendments 35
IGC CODE (INTERNATIONAL MARITIME DANGEROUS GOODS) ............................ 36
2016 Amendments 36
2018 Amendments 36
IGF CODE (INTERNATIONAL CODE OF SAFETY FOR SHIPS USING GASES OR
OTHER LOW-FLASHPOINT FUELS)............................................................................ 36
2017 Amendments 36
IMDG CODE (INTERNATIONAL MARITIME DANGEROUS GOODS) ......................... 37
2018 Amendments 37
2008 IS CODE ............................................................................................................... 38
2016 Amendments 38
2018 Amendments 38
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE) ........................................ 39
2017 Amendments 39
MARPOL 73/78.............................................................................................................. 39
Revised Annex VI “Regulations for the prevention of air pollution from ships” 39
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 39
1 MARCH 2020 ............................................................................................................................... 41
MARPOL 73/78.............................................................................................................. 41
2018 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 41
1 JULY 2020 ................................................................................................................................... 42
SOLAS 1974 .................................................................................................................. 42
2010 Amendments (first set) 42
2017 Amendments 42
1 OCTOBER 2020............................................................................................................................ 44
MARPOL 73/78.............................................................................................................. 44
2019 Amendments to Annex I “Regulations for the prevention of pollution by oil” 44
2019 Amendments to Annex II “Regulations for the control of pollution of noxious liquid
substances in bulk” 44
2019 Amendments to Annex V “Regulations for the prevention of pollution by garbage from
ships” 44
2019 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 44
2019 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 45
NOx TECHNICAL CODE ............................................................................................... 45
2019 Amendments 45
28 OCTOBER 2020 .......................................................................................................................... 46
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL AND
MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS) ............................ 46
2018 Amendments 46
2021 ........................................................................................................................................... 47
1 JANUARY 2021 ............................................................................................................................ 47
SOLAS 1974 .................................................................................................................. 47
2015 Amendments 47
2011 ESP CODE ........................................................................................................... 47
2019 Amendments 47
IMSBC CODE (INTERNATIONAL MARITIME SOLID BULK CARGOES) ..................... 48
6
2019 Amendments 48
MARPOL 73/78.............................................................................................................. 48
2014 Amendments to Annex I “Regulations for the prevention of pollution by oil” 48
2019 Amendments to Annex II “Regulations for the control of pollution of noxious liquid
substances in bulk” 49
2017 Amendments to Annex VI “Regulations for the prevention of air pollution from ships” 50
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND EQUIPMENT
OF SHIPS CARRYING DANGEROUS CHEMICALS IN BULK) .................................... 50
2014 Amendments 50
2019 Amendments 51
1 JUNE 2021 ................................................................................................................................... 52
MARPOL 73/78.............................................................................................................. 52
2016 Amendments to the Annex IV “Regulations for the prevention of pollution by sewage from
ships” 52
1 JULY 2021 ................................................................................................................................... 53
IGC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND EQUIPMENT
OF SHIPS CARRYING LIQUEFIED GASES IN BULK) ................................................. 53
2014 Amendments 53
2023 ........................................................................................................................................... 54
1 JUNE 2023 ................................................................................................................................... 54
MARPOL 73/78.............................................................................................................. 54
2016 Amendments to the Annex IV “Regulations for the prevention of pollution by sewage from
ships” 54
2024 ........................................................................................................................................... 55
1 JANUARY 2024 ............................................................................................................................ 55
SOLAS 1974 .................................................................................................................. 55
2017 Amendments 55
2019 Amendments 55
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM) ......................... 56
2019 Amendments 56
IGF CODE (INTERNATIONAL CODE OF SAFETY FOR SHIPS USING GASES OR
OTHER LOW-FLASHPOINT FUELS)............................................................................ 56
2019 Amendments 56
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE) ........................................ 57
2019 Amendments 57
1 JULY 2024 ................................................................................................................................... 58
IGF CODE (INTERNATIONAL CODE OF SAFETY FOR SHIPS USING GASES OR
OTHER LOW-FLASHPOINT FUELS)............................................................................ 58
2019 Amendments 58
2025 ........................................................................................................................................... 60
1 JANUARY 2025 ............................................................................................................................ 60
SOLAS 1974 .................................................................................................................. 60
2018 Amendments 60
MARPOL 73/78.............................................................................................................. 60
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution from
ships” 60
2028 ........................................................................................................................................... 62
1 JANUARY 2028 ............................................................................................................................ 62
IGF CODE (INTERNATIONAL CODE OF SAFETY FOR SHIPS USING GASES OR
OTHER LOW-FLASHPOINT FUELS)............................................................................ 62
2019 Amendments 62
PART 2 MANDATORY REQUIREMENTS WITH ENTRY INTO FORCE DATE PENDING ..... 64
7
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS) .................. 65
1993 Amendments 65
HONG KONG INTERNATIONAL CONVENTION FOR THE SAFE AND
ENVIRONMENTALLY SOUND RECYCLING OF SHIPS, 2009 .................................... 65
New convention 65
SFV-P 1977 (TORREMOLINOS INTERNATIONAL CONVENTION FOR THE SAFETY
OF FISHING VESSELS) ................................................................................................ 70
1993 Protocol to the Convention 70
8
ALPHABETICAL INDEX
(with respect to the mandatory IMO Instruments)
B
BWM CONVENTION (INTERNATIONAL CONVENTION FOR THE CONTROL
AND MANAGEMENT OF SHIPS’ BALLAST WATER AND SEDIMENTS)
C
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE CONTAINERS)
E
2011 ESP CODE (INTERNATIONAL CODE ON THE ENHANCED PROGRAMME
OF INSPECTIONS DURING SURVEYS OF BULK CARRIERS AND OIL
TANKERS, 2011)
F
FSS CODE (INTERNATIONAL CODE FOR FIRE SAFETY SYSTEM)
9
H
HONG KONG INTERNATIONAL CONVENTION FOR THE SAFE AND
ENVIRONMENTALLY SOUND RECYCLING OF SHIPS, 2009
I
IBC CODE (INTERNATIONAL CODE FOR THE CONSTRUCTION AND
EQUIPMENT OF SHIPS CARRYING DANGEROUS CHEMICALS IN BULK)
10
IMDG CODE (INTERNATIONAL MARITIME DANGEROUS GOODS)
L
LSA CODE (INTERNATIONAL LIFE SAVING APPLIANCE)
M
MARPOL 73/78
2016 Amendments to Annex VI “Regulations for the prevention of air pollution from ships”
(second set) – 1 January 2019 19
2017 Amendments to Annex VI “Regulations for the prevention of air pollution from ships”
– 1 January 2019 19
2016 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 June 2019 21
2014 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships “ (first set) – 1 September 2019 23
2018 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships “– 1 September 2019 24
Revised Annex VI “Regulations for the prevention of air pollution from ships “– 1 January
2020 39
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2020 39
2018 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 March 2020 41
2019 Amendments to Annex I “Regulations for the prevention of pollution by oil” – 1
October 2020 44
2019 Amendments to Annex II “Regulations for the control of pollution of noxious liquid 44
11
substances in bulk” – 1 October 2020
2019 Amendments to Annex V “Regulations for the prevention of pollution by garbage
from ships” – 1 October 2020 44
2019 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 October 2020 44
2019 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 October 2020 45
2014 Amendments to Annex I “Regulations for the prevention of pollution by oil” – 1
January 2021 48
2019 Amendments to Annex II “Regulations for the control of pollution of noxious liquid
substances in bulk” – 1 January 2021 49
2017 Amendments to Annex VI “Regulations for the prevention of air pollution from ships”
– 1 January 2021 49
2016 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 June 2021 52
2016 Amendments to the revised Annex IV “Regulations for the prevention of pollution by
sewage from ships” – 1 June 2023 54
2011 Amendments to the revised Annex VI “Regulations for the prevention of air pollution
from ships” – 1 January 2025 60
N
NOx TECHNICAL CODE, 2008
S
SFV-P 1977 (TORREMOLINOS INTERNATIONAL CONVENTION FOR THE
SAFETY OF FISHING VESSELS)
SOLAS 1974
12
SHIP-TYPE INDEX
New ships
General Ro-Ro Ro-Ro Offshore
Container Bulk Chemical Passenger High Speed Other
Application date All ship types Cargo Cargo Oil Tankers Gas Carriers Passenger Supply
Ships Carriers Tankers Ships Craft ships
Ships Ships Ships Vessels
1 January 2019 2, 3 1 1 2, 3 1 2, 3
1 June 2019 4 4
1 July 2019 5, 6
1 September 2019 8, 9 7, 8 7, 8 8, 9 8
13 October 2019 11 11 11
13, 14, 18, 20,
12, 19, 21,
23, 25, 26, 27, 17,39, 21, 22, 30, 30, 33, 34, 39,
1 January 2020 17, 39, 17, 39, 44 39, 44 44 17, 35, 44 17, 36, 37, 44 22, 24, 29, 17, 39 42, 44
28, 38, 40, 41, 44 39 42,
30, 39
42
1 March 2020 45 45 45
1 July 2020 47 46 46
48, 50, 51,
1 October 2020 48, 50, 52 49 48, 50, 52
52
28 October 2020 53 53 53
1 January 2021 54, 59 56 55, 56 55 58, 61 59 56 59
65, 66, 67, 68,
1 January 2024 70 70 70 70 70 70 70 70
69
Error!
Reference
1 July 2024
source not
found.
1 January 2025 73 73 73 73 73 73 73
Error!
Reference
1 January 2028
source not
found.
Date pending B A A A A, B B, C
13
SHIP-TYPE INDEX
Existing ships
General Ro-Ro Ro-Ro High Offshore
All ship Container Bulk Chemical Passenger Other
Application date Cargo Cargo Oil Tankers Gas Carriers Passenger Speed Supply
types Ships Carriers Tankers Ships ships
Ships Ships Ships Craft Vessels
1 January 2019 2, 3 1 1 2, 3 1 2, 3
1 July 2019 5, 6
8 September 2019 10 10 10
13 October 2019 11 11 11
14, 15, 16, 23, 30, 31,
19, 24, 30,
1 January 2020 25, 26, 27, 40, 17, 39 17, 39 17, 39 39 17, 35 17, 37 30, 39 32, 33, 17, 39 42, 43
39
42, 43 34,39, 42
1 March 2020 45 45 45
48, 50, 51,
1 October 2020 48, 50, 52 49 48, 50, 52
52
28 October 2020 53 53 53
1 January 2021 56 55, 56 55, 57 58, 60, 61 59 56 59
1 June 2021 62 62
1 July 2021 63
1 June 2023 64 64
1 January 2024 66, 69 70 70 70 70 70 70 70 70
1 January 2025 72
Date pending B A A A A, B B, C
14
NOTES
• Ship-type index: the numbers and letters shown in the ship-type index correspond to the set
of requirements described in Part 1 (the numbers) and Part 2 (the letters).
• All ships: include all ship types other than high speed craft and other ships.
• High speed craft: includes both passenger and cargo high speed craft.
• Other ships: includes fixed and floating platforms, FPSOs (floating production, storage and
offloading facilities), FSUs (floating storage units), mobile offshore drilling units, stationary
vessels, nuclear passenger and cargo ships, fishing vessels, livestock carriers.
• Application scheme: when requirements apply to new ships according to the following
scheme:
i. for which the building contract is placed on or after [date XXX]; or
ii. in the absence of a building contract, the keel of which is laid on or after [date YYY]; or
iii. the delivery of which is on or after [date ZZZ]
IMO Circular MSC-MEPC.5/Circ.8 clarifies that the requirements are to be applied as follows:
.1 if a building contract signing date occurs on or after date XXX, then, those
requirements apply;
.2 only in the absence of a building contract does the keel laying date criteria apply and, if
a ship’s keel laying date occurs on or after date YYY, then, those requirements apply; and
.3 regardless of the building contract signing date or keel laying date, if a ship’s delivery
date occurs on or after date ZZZ, then, those requirements apply except in the case
where the Administration has accepted that the delivery of the ships was delayed due to
unforeseen circumstances beyond the control of the shipbuilder and the owner (refer to
Unified Interpretation of “Unforeseen delay in the delivery of ships” in MSC.1/Circ.1247
and MARPOL Annex I, Unified Interpretation 4). The delivery means the completion date
(day, month and year) of the survey on which the certificate is based (i.e. the initial survey
before the ship is put into service and certificate issued for the first time) as entered on
the relevant statutory certificates.
The date on which the building contract is placed for optional ships should be interpreted to
be the date on which the original building contract to construct the series of ships is signed
between the ship owner and the shipbuilder provided:
.1 the option for construction of the optional ship(s) is ultimately exercised within the
period of one year after the date of the original building contract for the series of ships;
and
.2 the optional ships are of the same design plans and constructed by the same
shipbuilder as that for the series of ships.
15
LEGEND
Amendments (identified by
the date of their adoption)
Regulatory instrument to or new entries (identified by
which the requirements the title of the IMO
belong (IMO conventions, instrument)
Application date codes, etc.)
Number or letter
identifying one or more Application field: ships to
requirements having the Short description of the which the requirements
same application field requirements apply
16
PART 1
17
1 J a n u a r y 2 0 1 9
2019
1 January 2019
2017 Amendments
The amendments adopted by Resolution MSC.426(98) on 15 June 2017, introduce – inter
alia - the following:
1 1. Section 4.1 “Identification and classification”, including specific Cargo ships
requirements for dangerous goods according to their carrying
identifications as follows: solid bulk
cargoes/
− those not identified with a generic Proper Shipping Name, or New and
not otherwise specified (N.O.S) in the IMDG Code, the BCSN existing
shall consist of the Proper Shipping Name followed by the UN
number; and
− those identified with a generic Proper Shipping Name and/or
not otherwise specified (N.O.S) in the IMDG Code - except for
RADIOACTIVE MATERIAL, LOW SPECIFIC ACTIVITY (LSA-
I), non-fissile or fissile, the BCSN shall consist of, in the
following order:
• a chemical or technical name of the material;
• a specific description to identify the properties of the
material; and
• the UN number.
2. Section 4.2 “Provision of information”, including also the indication
on whether or not the cargo is classified as harmful to the marine
environment in accordance with MARPOL Annex V;
3. Section 4.5 “Interval between sampling/testing and loading for
TML and moisture content determination”,
− explicitly assigning the responsibility to the shipper for the
sampling and testing of the TML of a solid bulk cargo; and
− specifying that the interval between sampling/testing and the
date of the commencement of loading shall never be more
than 7 days.
4. Appendix 1, amending existing individual schedules updates and
revised/new cargo schedules; inserting new individual schedules
(e.g. FOAM GLASS GRAVEL; IRON SMELTING BY-
18
1 J a n u a r y 2 0 1 9
MARPOL 73/78
2 Each ship of 5000GT – from 1 January 2019 – to collect data – as All ship of
specified in Appendix IX – according to the methodology specified in 5000 GT and
the SEEMP. Reference should be made to the “2016 Guidelines for above/
the development of a ship energy efficiency management plan
New and
(SEEMP), adopted by Resolution MEPC.282(70) on 28 October
2016. existing
19
1 J a n u a r y 2 0 1 9
20
1 J u n e 2 0 1 9
1 June 2019
MARPOL 73/78
4 The discharge of sewage in the Baltic Sea Special Area shall be Passenger
prohibited for new passenger ships (i.e. for which the building ship/
contract is placed, or in the absence of it, the keel of which is laid, or Contracted
is in a similar stage of construction on or after 1 June 2019 ) from 1 or
June 2019. Constructed
on or after 1
A passenger ship may be exempted from the application of this
June 2019
requirement when has in operation an approved sewage treatment
plant which has been certified by the Administration to meet the
operational requirements set in Regulation 9.2.1 of the Annex (taking
into account the “2012 guidelines on implementation of effluent
standards and performance standards on performance test” adopted
by Resolution MEPC.227(64), as amended by Resolution
MEPC.284(70) dated 28 October 2016)), and the effluent shall not
produce visible floating solids nor cause discoloration of the
surrounding water.
21
1 J u l y 2 0 1 9
1 July 2019
SOLAS 1974
2011 Amendments
The amendments to Regulation III/1, adopted by Resolution MSC.317(89) on 20 May 2011,
require:
5 lifeboat on-load release mechanisms of poor and unstable design All ships/
(i.e. not in compliance with the newly amended paragraphs (4.4.7.6.4 New and
to 4.4.7.6.6) of the LSA Code, to be replaced or modified on all ships existing
(i.e. new and existing) not later than the first scheduled dry-docking
after 1 July 2014 but not later than 1 July 2019.
The process to evaluate the existing mechanisms is described in the
guidelines for evaluation and replacement of lifeboat release and
retrieval systems, circulated by MSC.1/Circ.1392, dated 27 May
2011 as amended by MSC.1/Circ.1584.
22
1 S e p t e m b e r 2 0 1 9
1 September 2019
MARPOL 73/78
23
1 S e p t e m b e r 2 0 1 9
24
8 S e p t e m b e r 2 0 1 9
8 September 2019
25
1 3 O c t o b e r 2 0 1 9
13 October 2019
2018 Amendments
The amendments - adopted by Resolutions MEPC.296(72), MEPC.297(72) and
MEPC.299(72) on 13 April 2018 - make mandatory:
− the Code for Approval of Ballast Water Management Systems (BWMS Code);
− the already agreed – but not yet formalised - implementation schedule for the
application of the Convention to existing ships; and
− new survey requirements related to the endorsement of the International Ballast Water
Management Certificate and the schedule of intermediate surveys
as follows:
26
1 3 O c t o b e r 2 0 1 9
27
1 J a n u a r y 2 0 2 0
2020
1 January 2020
SOLAS 1974
28
1 J a n u a r y 2 0 2 0
2017 Amendments
The amendments adopted by Resolution MSC.421(98) on 15 June 2017, introduce
modifications to stability (Ch. II-1), fire protection (Ch. II-2) and drill requirements (Ch. III) and
the Appendix, including – inter alia – the following:
29
1 J a n u a r y 2 0 2 0
30
1 J a n u a r y 2 0 2 0
31
1 J a n u a r y 2 0 2 0
2018 Amendments
The amendments adopted by Resolution MSC.436(99) on 24 May 2018, modify the following
regulations:
32
1 J a n u a r y 2 0 2 0
based support not later than the first renewal survey after 1
January 2025. Reference should also be made to the “Guidelines
on operational information for masters in case of flooding for
passenger ships constructed before 1 January 2014”, issued by
MSC.1/Circ.1589.
26 3. Regulation IV/2 “Terms and definitions”, adding the following: All ships/
New and
− Global maritime distress and safety system (GMDSS) existing
identities; and
− Recognised mobile satellite service
4. Regulations IV/7, IV/8, IV/9, IV/10, IV/12, deleting any references
to “INMARSAT” and replacing it with the generic term “recognised
mobile satellite service”.
5. Records of Equipment for passenger ship safety (Form P), for
cargo ship safety radio (Form R) and for cargo ship safety (Form
C), replacing “INMARSAT ship earth station” with “Recognised
mobile satellite service ship earth station”.
27 1. Chapter 8 “Automatic sprinkler, fire detection and fire alarm All ships/
systems”, requiring a special attention to the specification of New and
water quality provided by the system manufacturer to prevent existing
internal corrosion of sprinklers and clogging or blockage arising
from products of corrosion or scale-forming minerals. Reference
should be made to the “Revised guidelines for the maintenance
and inspection of fire protection systems and appliances”,
issued by MSC.1/Circ.1432 and amended by MSC.1/Circ.1516.
28 2. New Chapter 17 “Helicopter facility foam firefighting appliances”, All ships
detailing the specifications for foam fire-fighting appliances for with
the protection of helidecks and helicopter lading areas as helideck
required by SOLAS Chapter 2, as follows; and
helicopter
− introducing the definitions of the terms “D-value”, “Deck landing
integrated foam nozzles”, “Foam-making branch pipes”, area/
“Helicopter landing area”, “Helideck”, “Hose reel foam Constructed
station”, “Monitor foam station”, “Obstacle free sector” and on or after 1
“Limited obstacle sector”; January
− describing the engineering specifications for helidecks and 2020
helicopter landing areas which concern foam system
components and technical instruction for their sizing and
arrangements.
33
1 J a n u a r y 2 0 2 0
2018 Amendments
The amendments, adopted by Resolution MSC.437(99) on 24 May 2018, modify Table 1
“Fire protection materials and required approval test methods for passenger ships and high-
speed craft” in Annex 3, in line with the fire protection provisions in SOLAS Chapter II-2, as
follows:
2017 Amendments
The amendments, adopted by Resolution MSC.423(98) on 15 June 2017, modify section
8.10 “Survival craft and rescue boats” as follows:
31 Craft of less than 20m in length may be exempted from carrying a HSC of
rescue boat, provided the craft meets the conditions listed in para.s L<20m/
6.1 to 6.3, including the requirement for the craft to be arranged to Existing
allow a helpless person to be recovered from the water in a
horizontal or near- horizontal body position.
2018 Amendments
The amendments, adopted by Resolution MSC.438(99) on 24 May 2018, modify Chapter 14
“Radiocommunications” and the Safety Certificate to include additional recognised mobile
satellite services, other than INMARSAT, as follows:
34
1 J a n u a r y 2 0 2 0
2017 Amendments
The amendments, adopted by Resolution MSC.424(98) on 15 June 2017, modify section
8.10 “Survival craft and rescue boats” as follows:
33 Craft of less than 30m in length may be exempted from carrying a HSC of
rescue boat, provided the craft meets the conditions listed in para. L<30m/
6.1 to 6.3, including the requirement for the craft to be arranged to New and
allow a helpless person to be recovered from the water in a existing
horizontal or near- horizontal body position.
2018 Amendments
The amendments, adopted by Resolution MSC.439(99) on 24 May 2018, Chapter 14
“Radiocommunications” and the Safety Certificate to include additional recognised mobile
satellite services, other than INMARSAT as follows:
2018 Amendments
The amendment, adopted by Resolutions MEPC.302(72) on 13 April 2018 and MSC.440(99)
on 24 May 2018, modifies the Form of the Certificate as follows:
35 New paragraph 6 is included to require that “the loading and stability Chemical
information booklet required by paragraph 2.2.5 of the Code has tankers/
been supplied to the ship in an approved form”. Constructed
on or after 1
July 1986
35
1 J a n u a r y 2 0 2 0
2016 Amendments
The amendment, adopted by Resolution MSC.411(97) on 25 November 2016, introduce
modification to Chapter 3 “Ship Arrangements”, in order to align it with SOLAS requirement:
2018 Amendments
The amendment, adopted by Resolution MSC.441(99) on 24 May 2018, modifies the Form of
the Certificate as follows:
37 New paragraph 6 is included to require that “the loading and stability Gas
information booklet required by paragraph 2.2.5 of the Code has carriers/
been supplied to the ship in an approved form”. New and
existing
2017 Amendments
The amendment, adopted by Resolution MSC.422(98) on 15 June 2017, align fire integrity
requirements for wheelhouse windows with those set in the SOLAS Convention, as follows:
38 The requirement in para. 11.3.2 is modified, deleting the requirement Ships using
for A-0 class division for navigation bridge windows. low-
flashpoint
Recognizing the urgent need to align such requirement with SOLAS,
fuels/
the notification of this amendment was issued by MSC.1/Circ.1568. Constructed
on or after 1
January 2020
36
1 J a n u a r y 2 0 2 0
2018 Amendments
The amendments, adopted by Resolution MSC.442(99) on 24 May 2018 include, inter alia,
the following:
37
1 J a n u a r y 2 0 2 0
2008 IS CODE
2016 Amendments
The amendments, adopted by Resolutions MSC.413(97) and MSC.414(97) on 25 November
2016, introduce modifications to the following sections of the 2008 IS Code:
40 1. “Purpose”, extending the Code to all ships or marine vehicles, All ships of
engaged in anchor handling operations; harbour, coastal, or L≥ 24m/
ocean-going towing and escort operations; and lifting New and
operations, as defined below. existing
2. “Definitions”, adding the following:
− “ships engaged in anchor handling operations”: ship
engaged in operations with deployment, recovering and
repositioning of anchors and the associated mooring lines of
rigs or other vessels.;
− “ships engaged in harbour towing operations”: ship engaged
in an operation intended for assisting ships or other floating
structures within sheltered waters, normally while entering or
leaving port and during berthing or unbreathing operations;
− “ships engaged in coastal or ocean-going towing operations”:
ship engaged in an operation intended for assisting ships or
other floating structures outside sheltered waters in which the
forces associated with towing are often a function of the
ship's bollard pull;
− “ships engaged in lifting operations”: ship engaged in an
operation involving the raising or lowering SPEC of objects
using vertical force by means of winches, cranes, a-frames
or other lifting devices; and
− “ships engaged in escort operation”: ship specifically
engaged in steering, braking and otherwise controlling of the
assisted ship during ordinary or emergency manoeuvring,
whereby the steering and braking forces are generated by
the hydrodynamic forces acting on the hull and appendages
and the thrust forces exerted by the propulsion units.
2018 Amendments
The amendment, adopted by Resolutions MSC.443(99) and NA
MSC.444(99) on 24 May 2018, consists of deletion of the footnote to
the title of Chapter 2 reading: “Paragraphs 3.4.1.8, 3.4.1.9, 3.6.4 and
3.6.5 in Part B should only be considered as recommendations”.
Moreover, 3 Corrigenda have been issued so that the text
considered mandatory has been included in the main text of the
Code, while the one - deemed recommendatory - has been moved
into a footnote. This has been done to clarify the nature (i.e.
mandatory or recommendatory) of the references included in the
Code and the footnotes.
38
1 J a n u a r y 2 0 2 0
2017 Amendments
The amendments, adopted by Resolution MSC.425(98) on 15 June 2017, modify section 6.1
“launching and embarkation appliances”, clarifying the application of the static tests and their
proof load appliances – in line with Res. MSC.81(70), as amended - as follows:
41 − winches are not required to withstand a factory static proof load All ships/
test of not less than 2.2 times the maximum working load (para. Constructed
6.1.1.5); and on or after 1
January
− winch structural components are required to have a minimum 2020
safety factor of 4.5 (para. 6.1.1.6).
MARPOL 73/78
39
1 J a n u a r y 2 0 2 0
operating in the North American and the United States Caribbean Sea ECAs from the
application of sulphur requirements, as follows:
40
1 M a r c h 2 0 2 0
1 March 2020
MARPOL 73/78
45 1. Para.1 requires the sulphur content of fuel oil used or carried for All ships/
use on board a ship not to exceed 0.50% m/m. New and
existing
The unified interpretation (MEPC.1/Circ.795/Rev.4 issued on 21
May 2019) clarifies that the prohibition on carriage of non-
compliant fuel oil should be applied also to the fuel oil of
emergency equipment.
2. The Supplement to the International Air Pollution Prevention
Certificate includes:
− New wording in Items 2.3.1 and 2.3.2; and
− New item 2.3.3 reading “For a ship without an equivalent
arrangement approved in accordance with regulation 4.1 as
listed in paragraph 2.6, the sulphur content of fuel oil carried
for use on board the ship shall not exceed 0.50% m/m as
documented by bunker delivery notes”.
:
41
1 J u l y 2 0 2 0
1 July 2020
SOLAS 1974
2017 Amendments
The amendments adopted by Resolution MSC.421(98) on 15 June 2017, introduce, inter
alia, modifications to SOLAS Chapter II-1 requirements (for a detailed description see 2017
Amendments – 1 January 2020) applicable to the following ships:
47 Modifications to new stability requirements (Ch. II-1) which are All ships/
applicable - unless provided otherwise – to ships: Constructed
on or after 1
− for which the building contract is placed on or after 1 January July 2020
42
1 J u l y 2 0 2 0
2020;
− in the absence of a building contract, the keel of which is laid
or which are at a similar stage of construction on or after 1
July 2020; or
− the delivery of which is on or after 1 January 2024.
In applying the new revised stability requirements reference should
be made to the Revised Explanatory Notes adopted by Resolution
MC.429(98).
43
1 O c t o b e r 2 0 2 0
1 October 2020
MARPOL 73/78
44
1 O c t o b e r 2 0 2 0
2019 Amendments
The amendments adopted by Resolutions MEPC.317(74) on 17 May 2019 introduce the
following modifications:
45
2 8 O c t o b e r 2 0 2 0
28 October 2020
2018 Amendments
The amendments adopted by Resolution MEPC.296(72) on 13 April 2018 make the Code for
Approval of Ballast Water Management Systems (BWMS Code) mandatory, as follows:
46
1 J a n u a r y 2 0 2 1
2021
1 January 2021
SOLAS 1974
2015 Amendments
The amendments adopted by Resolution MSC.392(95) on 11 June 2015, specify, inter alia,
the application of the mandatory IGF Code, as follows:
54 Regulations II-1/56 “Application” and II-1/57 “Requirements for ships All ships
using low-flashpoint fuels”, mandate the application of IGF Code to using low-
the ships using low-flashpoint fuels: flashpoint
fuels/
− contracted for construction on or after 1 January 2017; Delivered on
− in the absence of a building contract, the keels of which are laid or after 1
or which are at a similar stage of construction on or after 1 July January
2017; or 2021
− the delivery of which is on or after 1 January 2021.
2019 Amendments
Resolution MEPC.461(101) on 13 June 2019 replaces the entire Code due to the large
amount of changes introduced, in order to:
55 − align the Code with the latest requirements in IACS UR Z10s Oil tankers
(e.g. acceptance criteria for corrosion; attendance of at least two and bulk
surveyors at the same time to perform the required survey; carriers/
conditions for using hydraulic arm vehicles or aerial lifts for the New and
close-up survey; responsibility for the owner to arrange the existing
updating of the Ship Construction File for ships subject to
SOLAS Reg. II-1/3-10 (GBS ships));
− include appropriate references to the relevant contents of IACS
Common Structural Rules (CSR), where applicable (e.g. number
and locations of thickness measurements for CSR ships); and
− consistently use the mandatory language among the Code.
47
1 J a n u a r y 2 0 2 1
2019 Amendments
The amendments, adopted by Resolutions MEPC.462(101) on 13 June 2019 modify, inter
alia, the following:
MARPOL 73/78
57 According to Regulation 28(6) “Subdivision and damage stability”, oil Oil tankers/
tankers constructed before 1 January 2016 shall be fitted with a Constructed
stability instrument – approved by the Administration taking into before 1
account the performance standards, recommended by the January
Administration (Part B of the 2008, IS Code, MSC.1/Circ.1229 and 2016
MSC.1/Circ.1461) - capable of verifying compliance with intact and
damage stability requirements at the first scheduled renewal survey
of the ship on or after 1 January 2016 but not later than 1 January
2021.
48
1 J a n u a r y 2 0 2 1
49
1 J a n u a r y 2 0 2 1
59 ships constructed on or after 1 January 2021 and operating in the All ships/
Baltic Sea Emission Control Area or the North Sea Emission Control Ships
Area to comply with Tier III (Regulation 13 “Nitrogen oxides (NOx)). constructed
on or after 1
The regulation includes temporary exemptions from the application
January
of Tier III those ships fitted with dual-fuel engines or with Tier II
2021 and
engines to be built, converted, repaired and/or maintained in a
operating in
shipyard located in a NOx Tier III ECA provided that:
the Baltic
− the engine meets the Tier II NOx limits; and Sea ECA
− the ship sails directly to or from the shipyard, does not load or
unload cargo during the duration of the exemption and follows
any additional specific routing requirements indicated by the
PSC.
Such exemption applies only for the period for carrying out the
necessary repairs/operations and ends at the time the ship directly
exits the NOx ECA. Specific cases are described in new para. 5.5.
2014 Amendments
The amendments, adopted by Resolution MEPC.250(66) on 4 April 2014 and by Resolution
MSC.369(93) on 22 May 2014, introduce, inter alia, a new carriage requirements for existing
chemical tankers (i.e. constructed before 1 January 2016):
50
1 J a n u a r y 2 0 2 1
2019 Amendments
The amendments, adopted by Resolutions MEPC.318(74) on 17 May 2019 and
MSC.460(101) on 14 June 2019, greatly impact on (new and existing) chemical tankers,
regardless of their tonnage and concern the following:
51
1 J u n e 2 0 2 1
1 June 2021
MARPOL 73/78
62 The discharge of sewage in the Baltic Sea Special Area shall be Passenger
prohibited from 1 June 2021 for passenger ships contracted or ships/
constructed before 1 June 2019, except for those en route directly to Contracted
or from a port located outside the special area and to or from a port or
located east of longitude 28˚10' E within the special area that do not constructed
make any other port calls within the special area; for such latter ships before 1
the requirements will be applicable from 1 June 2023 (as clarified by June 2019
Res. MEPC.275(69).
A passenger ship may be exempted from the application of this
requirement when has in operation an approved sewage treatment
plant which has been certified by the Administration to meet the
operational requirements set in Regulation 9.2.1 of the Annex (taking
into account the “2012 guidelines on implementation of effluent
standards and performance standards on performance test” adopted
by Resolution MEPC.227(64), as amended by Resolution
MEPC.284(70) dated 28 October 2016)), and the effluent shall not
produce visible floating solids nor cause discoloration of the
surrounding water.
52
1 J u l y 2 0 2 1
1 July 2021
2014 Amendments
The amendments, adopted by Resolution MSC.370(93) on 22 May 2014 (as corrected by
SLS.12/Circ.149 dated 16 November 2015), introduce, inter alia, a new carriage requirement
for gas carriers, constructed before 1 July 2016:
53
1 J u n e 2 0 2 3
2023
1 June 2023
MARPOL 73/78
64 The discharge of sewage in the Baltic Sea Special Area – adopted Passenger
by Resolution MEPC.275(69) on 22 April 2016 – shall be prohibited ships/
from 1 June 2023 for passenger ships, contracted or constructed Contracted
before 1 June 2019, en route directly to or from a port located or
outside the special area and to or from a port located east of constructed
longitude 28˚10' E within the special area that do not make any other before 1
port calls within the special area (as clarified by Res. June 2019
MEPC.275(69)).
A passenger ship may be exempted from the application of this
requirement when has in operation an approved sewage treatment
plant which has been certified by the Administration to meet the
operational requirements set in Regulation 9.2.1 of the Annex (taking
into account the “2012 guidelines on implementation of effluent
standards and performance standards on performance test” adopted
by Resolution MEPC.227(64), as amended by Resolution
MEPC.284(70) dated 28 October 2016)), and the effluent shall not
produce visible floating solids nor cause discoloration of the
surrounding water.
54
1 J a n u a r y 2 0 2 4
2024
1 January 2024
SOLAS 1974
2017 Amendments
The amendments adopted by Resolution MSC.421(98) on 15 June 2017, introduce, inter
alia, modifications to SOLAS Chapter II-1 (for a detailed description of the requirements, see
2017 Amendments – 1 January 2020) applicable to the following ships:
65 Modifications to new stability requirements (Ch. II-1) which are All ships/
applicable - unless provided otherwise – to ships: Delivered on
or after 1
− for which the building contract is placed on or after 1 January January
2020; 2024
2019 Amendments
The amendments, adopted by Resolution MSC.456(101) on 14 June 2019, modify Forms C,
E and P as follows:
66 Item 8.1 is replaced by “Rudder, propeller, thrust, pitch and All ships/
operational mode indicator”. New and
existing
55
1 J a n u a r y 2 0 2 4
2019 Amendments
The amendments, adopted by Resolution MSC.457(101) on 14 June 2020, replace the term
“forward of” with “downstream of” used in the following paragraphs of Chapter 15 – in line
with the Unified interpretation issued by MSC.1/Circ.1582/Rev.1:
67 − Para. 2.2.3.2.1, reading ”the inert gas main may be divided into All ships/
two or more branches downstream of the non-return devices”; Constructed
on or after 1
− Para. 2.2.3.2.6, reading ”the arrangements shall consist of a 250 January
mm nominal pipe size bolted flange, isolated from the inert gas 2024
main by a valve and located downstream of the non-return valve”;
− Para. 2.2.4.2.1, reading ”the pressure of the inert gas mains
downstream of the non-return devices”.
2019 Amendments
The amendments, adopted by Resolution MSC.458(101) on 14 June 2019, are applicable to
new ships only (i.e. for which the building contract is placed on or after 1 January 2024; or
in the absence of a building contract, the keels of which are laid or which are at a similar
stage of construction on or after 1 July 2024; or the delivery of which is on or after 1 January
2028) and require – inter alia - the following:
68 − in cases where the tank insulation and tank location make the Ships using
probability very small for the tank contents to be heated up due to low-
an external fire, special considerations may be made to allow a flashpoint
higher loading limit than calculated using the reference fuels/
temperature, but never above 95%. (para. 6.8.3); Contracted
on or after 1
− where gaseous fuel pipes pass through enclosed spaces in the January
ship, they shall be protected by a secondary enclosure. This 2024
enclosure can be a ventilated duct or a double wall piping system
(para. 9.5.4). This is not applicable for fully welded fuel gas vent
pipes led through mechanically ventilated spaces (para. 9.5.5);
− liquefied fuel pipes shall be protected by a secondary enclosure
able to contain leakages. This requirement may be waived by the
Administration if the piping system is in a fuel preparation room or
a tank connection space. Where gas detection is not fit for
purpose, the secondary enclosures around liquefied fuel pipes
shall be provided with leakage detection by means of pressure or
temperature monitoring systems, or any combination thereof
(para. 9.5.6);
− the exhaust system shall be equipped with explosion relief
systems unless designed to accommodate the worst case
56
1 J a n u a r y 2 0 2 4
2019 Amendments
The amendments, adopted by Resolution MSC.459(101) on 14 June 2019 modify the
following:
69 − Para. 4.4.8.1, excluding lifeboat equipped with two independent All ships/
propulsion systems (i.e. two separate engines, shaft lines, fuel New and
tanks, piping systems and any other associated ancillaries) and existing
free fall lifeboat to have sufficient buoyant oars to make
headway in calm seas.
70 − Para. 6.1.1.3, permitting - on cargo ships, equipped with a Cargo
rescue boat which is not one of the ship's survival craft, having a ships/
mass not more than 700 kg in fully equipped condition, with New and
engine, but without the crew - the launching appliance of the existing (for
boat not to be fitted with stored mechanical power provided that: installation
on or after 1
▪ manual hoisting from the stowed position and turning out to January
the embarkation position is possible by one person; 2024)
▪ the force on the crank handle does not exceed 160 N at the
maximum crank radius of 350 mm; and
▪ means having sufficient strength such as bowsing line are
provided for bringing the rescue boat against the ship's side
and holding it alongside so that persons can be safely
embarked.
57
1 J u l y 2 0 2 4
1 July 2024
2019 Amendments
The amendments, adopted by Resolution MSC.458(101) on 14 June 2019, are applicable to
new ships only (i.e. for which the building contract is placed on or after 1 January 2024; or in
the absence of a building contract, the keels of which are laid or which are at a similar stage
of construction on or after 1 July 2024; or the delivery of which is on or after 1 January 2028)
and require – inter alia - the following:
71 − in cases where the tank insulation and tank location make the Ships using
probability very small for the tank contents to be heated up due to low-
an external fire, special considerations may be made to allow a flashpoint
higher loading limit than calculated using the reference fuels/
temperature, but never above 95%. (para. 6.8.3); Keel laid on
or after 1
− where gaseous fuel pipes pass through enclosed spaces in the July 2024
ship, they shall be protected by a secondary enclosure. This
enclosure can be a ventilated duct or a double wall piping system
(para. 9.5.4). This is not applicable for fully welded fuel gas vent
pipes led through mechanically ventilated spaces (para. 9.5.5);
− liquefied fuel pipes shall be protected by a secondary enclosure
able to contain leakages. This requirement may be waived by the
Administration if the piping system is in a fuel preparation room or
a tank connection space. Where gas detection is not fit for
purpose, the secondary enclosures around liquefied fuel pipes
shall be provided with leakage detection by means of pressure or
temperature monitoring systems, or any combination thereof
(para. 9.5.6);
− the exhaust system shall be equipped with explosion relief
systems unless designed to accommodate the worst case
overpressure due to ignited gas leaks or justified by the safety
concept of the engine. A detailed evaluation of the potential for
unburnt gas in the exhaust system is to be undertaken covering
the complete system from the cylinders up to the open end. This
detailed evaluation shall be reflected in the safety concept of the
engine (para. 10.3.1.1.1).
− the space containing the fuel containment system shall be
separated from the machinery spaces of category A or other
rooms with high fire risks. The separation shall be done by a
cofferdam of at least 900 mm with insulation of A-60 class. When
determining the insulation of the space containing the fuel
containment system from other spaces with lower fire risks, the
fuel containment system shall be considered as a machinery
space of category A. For type C tanks, the fuel storage hold
space may be considered as a cofferdam (para. 11.3.3)
58
1 J u l y 2 0 2 4
59
1 J a n u a r y 2 0 2 5
2025
1 January 2025
SOLAS 1974
2018 Amendments
The amendments adopted by Resolution MSC.436(99) on 24 May 2018 (see 2018
Amendments – 1 January 2020), make – inter alia- retroactively applicable the
requirements in Regulation II-1/8-1, as follows:
MARPOL 73/78
60
1 J a n u a r y 2 0 2 5
61
1 J a n u a r y 2 0 2 8
2028
1 January 2028
2019 Amendments
The amendments, adopted by Resolution MSC.458(101) on 14 June 2019, are applicable to
new ships only (i.e. for which the building contract is placed on or after 1 January 2024; or in
the absence of a building contract, the keels of which are laid or which are at a similar stage
of construction on or after 1 July 2024; or the delivery of which is on or after 1 January 2028)
and require – inter alia - the following:
74 − in cases where the tank insulation and tank location make the Ships using
probability very small for the tank contents to be heated up due to low-
an external fire, special considerations may be made to allow a flashpoint
higher loading limit than calculated using the reference fuels/
temperature, but never above 95%. (para. 6.8.3); Delivered on
or after 1
− where gaseous fuel pipes pass through enclosed spaces in the January
ship, they shall be protected by a secondary enclosure. This 2028
enclosure can be a ventilated duct or a double wall piping system
(para. 9.5.4). This is not applicable for fully welded fuel gas vent
pipes led through mechanically ventilated spaces (para. 9.5.5);
− liquefied fuel pipes shall be protected by a secondary enclosure
able to contain leakages. This requirement may be waived by the
Administration if the piping system is in a fuel preparation room or
a tank connection space. Where gas detection is not fit for
purpose, the secondary enclosures around liquefied fuel pipes
shall be provided with leakage detection by means of pressure or
temperature monitoring systems, or any combination thereof
(para. 9.5.6);
− the exhaust system shall be equipped with explosion relief
systems unless designed to accommodate the worst case
overpressure due to ignited gas leaks or justified by the safety
concept of the engine. A detailed evaluation of the potential for
unburnt gas in the exhaust system is to be undertaken covering
the complete system from the cylinders up to the open end. This
detailed evaluation shall be reflected in the safety concept of the
engine (para. 10.3.1.1.1).
− the space containing the fuel containment system shall be
separated from the machinery spaces of category A or other
rooms with high fire risks. The separation shall be done by a
62
1 J a n u a r y 2 0 2 8
63
PART 2
64
CSC 1972 (INTERNATIONAL CONVENTION FOR SAFE
CONTAINERS)
1993 Amendments
A The 1972 Convention for Safe Containers has two goals. One is to Container
maintain a high level of safety of human life in the transport and ships,
handling of containers by providing generally acceptable test general
procedures and related strength requirements. The other is to cargo ships,
facilitate the international transport of containers by providing ro-ro cargo
uniform international safety Regulations, equally applicable to all ships and
modes of surface transport. In this way, proliferation of divergent cargo high
national safety Regulations can be avoided. speed craft/
New and
The requirements of the Convention apply to the great majority of
existing
freight containers used internationally, except those designed
especially for carriage by air. As it was not intended that all
containers or reusable packing boxes should be affected, the scope
of the Convention is limited to containers of a prescribed minimum
size having corner fittings - devices which permit handling, securing
or stacking.
These amendments, adopted on 4 November 1993 by the IMO
Assembly through Resolution A.737(18), will enter into force one
year after their acceptance by two thirds of the Contracting Parties in
accordance with paragraph 2(c) of Article IX of the Convention. They
mainly concern definitions and the inclusion in the Convention of the
International System of Units (SI).
When the CSC amendments which introduce the SI units enter into
force, SOLAS Regulation VI/5 should be amended accordingly.
Revised recommendations on harmonized interpretation and
implementation of the CSC Convention were circulated by
CSC.1/Circ.138 and CSC.1/Circ.138/Rev.1 (and its Corrigendum),
which supersedes CSC/Circ.100, CSC/Circ.123, CSC/Circ.124,
CSC/Circ.134 and CSC/Circ.137.
New convention
B Ships often have a significant value when being phased out at the All ships/
end of their lives and the relevant recycling activities may be New and
attractive. existing
As a consequence, an industry has been established in developing
countries where around 90 per cent of the total worldwide
shipbreaking capacity can be found. Over the years, it has been
65
recognised that safety and environmental standards for these
recycling activities needed to be improved and this, together with the
lack of specific prescriptive requirements in the existing regulatory
instruments, led IMO to develop a new mandatory Convention for the
Safe and Environmentally Sound Recycling of Ships.
This new instrument should regulate:
1. the design, construction, operation and preparation of ships
so as to facilitate safe and environmentally sound recycling,
without compromising their safety and operational efficiency;
2. the operation of Ship Recycling Facilities in a safe and
environmentally sound manner; and
3. the establishment of an appropriate enforcement mechanism
for ship recycling (certification/reporting requirements).
The first draft text of the Convention was submitted to MEPC 54
(March 2006) and after more than two years of discussions and
continuous improvements the final text of the Convention was
approved by MEPC 58 (October 2008), and adopted by a Diplomatic
Conference which was held in Hong Kong China, from 11 to 15 May
2009.
The Convention has been open for signature at the Headquarters of
the Organization (IMO) from 1 September 2009 to 31 August 2010
and thereafter remained open for accession by any State.
The Convention will enter into force 24 months after its ratification by
at least 15 States, representing 40 per cent of world merchant
shipping gross tonnage.
Furthermore, the combined maximum annual ship recycling volume
of these States during the preceding 10 years must constitute not
less than 3 per cent of their combined merchant shipping tonnage.
The conditions for entry into force of this Convention have not yet
been fulfilled because there are, at present, six Contracting States to
the Convention, representing approximately 20.36 per cent of the
gross tonnage of the world's merchant shipping. The combined
annual ship recycling volume of the Contracting States during the
preceding 10 years is 112,161.00 GT, i.e. 0.042320% of the
merchant shipping tonnage of the same States, tonnage calculated
as at 14 June 2017, based on world tonnage figures provided by IHS
Maritime (HKSRC.1/Circ.7 20 June 2017).
According to Article 3 the Convention shall apply to all Ships entitled
to fly the flag of a Party and to all the Ship Recycling Facilities
operating under its jurisdiction.
In addition the following exemptions are identified:
1. warships, naval auxiliary, or other ships owned or operated
by a Party and used, for the time being, only on government
non-commercial service;
2. ships less than 500 GT;
3. ships operating throughout their life only inside the waters
subject to the sovereignty or jurisdiction of the State whose
flag the ship is entitled to fly.
66
With respect to ships entitled to fly the flag of non-Parties to this
Convention, Parties shall apply the requirements of this Convention
as may be necessary to ensure that no more favourable treatment is
given to such ships.
For the ships to which the Convention applies two different
certificates are to be issued by the Flag State:
1. The International Certificate on Inventory of Hazardous
Materials; and
2. The Ready for Recycling Certificate, prior to any recycling
activity taking place.
In addition an Authorization of the Ship Recycling Facility is to be
issued by the competent Authority of the Recycling State.
International Certificate on Inventory of Hazardous Materials
According to Regulation 5 each new ship shall have onboard an
Inventory of Hazardous Materials.
The inventory is made up by three parts:
1. Part I, listing the hazardous materials contained in ship’s
structure and equipment, their location and approximate
quantities;
2. Part II for operationally generated wastes (to be prepared
prior to recycling);
3. Part III for stores (to be prepared prior to recycling).
Part I of the Inventory of new ships should be developed at
design and construction stage and should identify the hazardous
materials listed in Appendixes 1 and 2 to the Convention, their
location and approximate quantities.
Existing ships shall comply with this requirement not later than
five years after the entry into force of the Convention, or before
going for recycling if this is earlier. The Hazardous Materials listed in
Appendix 1, at least, shall be identified when the Inventory is
developed. For existing ships a plan shall be prepared describing the
visual/sampling check by which the Inventory of Hazardous Materials
is developed, taking into account the guidelines developed by the
Organization.
Prior to recycling the Inventory shall, in addition to the properly
maintained and updated Part I, incorporate Part II for operationally
generated wastes, and Part III for stores and be verified either by the
Administration or by any person or organization authorized by it (see
the International Ready for Recycling Certificate).
The International Certificate on Inventory of Hazardous
Materials shall be issued either by the Administration or by any
organization authorized by it after successful completion of an initial
or renewal survey and it is to certify that Part I of the Inventory
complies with the applicable requirements of the Convention:
1. Initial survey: Part I of the Inventory of Hazardous Materials shall
be verified either by the Administration or by any recognised
organization by an initial survey before the ship is put in service
(new ships) or before the International Certificate on Inventory of
67
Hazardous Materials is issued (existing ships). After successful
completion of the initial survey an International Certificate on
Inventory of Hazardous Materials is issued by the flag State or
by any organization authorized by it.
2. Renewal survey: both for new and existing ships, Part I of the
Inventory of Hazardous materials shall be properly maintained
and updated throughout the operational life of the ship, reflecting
new installations containing Hazardous Materials listed in
Appendix 2 and relevant changes in ship structure and
equipment. A renewal survey at intervals specified by the
Administration, but not exceeding five years shall verify that
Part I of the Inventory of Hazardous Materials is properly
updated. After successful completion of the renewal survey an
International Certificate on Inventory of Hazardous Materials is
issued by the flag State or by any organization authorized by it.
International Ready for Recycling Certificate
When a ship reaches the end of its operating life, it has to comply
with the following requirements before the beginning of the recycling
process:
1. choose a Ship Recycling Facility that is:
- authorized in accordance with this Convention;
- fully authorized to undertake all the ship recycling
activities which the Ship Recycling Plan specifies to be
conducted by the identified Ship Recycling Facility;
2. conduct operations in the period prior to entering the Ship
Recycling Facility in order to minimize the amount of cargo
residues, remaining fuel oil, and wastes remaining on board;
3. in the case of a tanker, arrive at the Ship Recycling Facility
with cargo tanks and pump room(s) in a condition that is
ready for certification as Safe-for-entry, or Safe-for-hot work,
or both;
4. provide to the Ship Recycling Facility all available
information relating to the ship for the development of the
Ship Recycling Plan;
5. complete the Inventory of Hazardous Materials by Adding
Part II and Part III;
6. be certified as Ready for Recycling by the Flag
Administration.
The International Ready for Recycling Certificate shall be issued
either by the Administration (Flag Sate) or by any organization
authorized by it, after successful completion of a final survey. The
final survey shall verify that:
1. the Inventory of Hazardous Materials is in accordance with the
requirements of the Convention i.e. the Inventory of Hazardous
Materials, in addition to a properly maintained and updated Part
I, incorporates Part II (operationally generated waste) and Part III
(stores);
2. the Ship Recycling Plan properly reflects the information
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contained in the Inventory of Hazardous Materials and
information concerning the establishment, maintenance and
monitoring of Safe-for-entry and Safe-for-hot work conditions;
and
3. the Ship Recycling Facility(ies) where the ship is to be recycled
holds a valid authorization in accordance with this Convention.
The International Ready for Recycling Certificate shall be
issued for a period specified by the Party that shall not exceed
three months.
The above mentioned Ship Recycling Plan shall be developed by
the Ship Recycling Facility prior to any recycling of a ship, taking into
account guidelines to be developed by the Organization. The Ship
Recycling Plan shall:
1. be developed taking into account information provided by the
shipowner;
2. be developed in the language of the Ship Recycling Facility, and
if the language used is neither English, French nor Spanish, the
Ship Recycling Plan shall be translated into one of these
languages, except where the Administration is satisfied that this
is not necessary;
3. include information concerning inter alia, the establishment,
maintenance, and monitoring of Safe-for-entry and Safe-for-hot
work conditions and how the type and amount of materials
including those identified in the Inventory of Hazardous Materials
will be managed;
4. be either explicitly or tacitly approved by the Competent
Authority authorising the Ship Recycling Facility and made
available for inspection by the Administration, or any nominated
surveyors or organization recognized by it; and
6. where more than one Ship Recycling Facility is used, identify the
Ship Recycling Facilities to be used and specify the recycling
activities and the order in which they occur at each authorized
Ship Recycling Facility.
Authorization of Ship Recycling Facilities
Ship Recycling Facilities which recycle ships to which the
Convention applies, or ships treated similarly, shall be authorized
by a Party taking into account the guidelines to be developed by
IMO. The authorization shall be carried out by the Competent
Authority(ies) of the recycling State and shall include:
1. verification of documentation required by this Convention; and
2. a site inspection.
The Competent Authority(ies) may however entrust the authorization
of Ship Recycling Facilities to organizations recognized by it.
The authorization shall be valid for a period specified by the Party
but not exceeding five years.
Ship Recycling Facilities authorized by a Party shall:
1. establish management systems which do not pose health risks
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to the workers and which will prevent and minimize the adverse
effects on the environment;
2. only accept ships that:
- comply with this Convention; or
- meet the requirements of this Convention (ships of non Party
States shall be treated in a similar way respect to ships entitled to
fly the flag of a Party);
3. only accept ships which they are authorized to recycle (the fact
that a ship recycling facility has been authorized to act under the
Convention doesn’t imply that it is able to manage all the
hazardous materials contained in a certain ship); and
4. have the documentation of its authorization available if such
documentation is requested by a shipowner that is considering
recycling a ship at that Ship Recycling Facility.
Guidelines
The text of the Convention makes reference to numerous Guidelines
providing technical guidance for the fulfilment of the Convention’s
requirements. To date the following guidelines are available:
1. “2011 Guidelines for the development of the Ship Recycling
Plan”, adopted by Resolution MEPC.196(62) on 15 July 2011;
2. “2015 Guidelines for the development of the inventory of
hazardous materials”, adopted by Resolution MEPC.269(68) on
15 May 2015;
3. “2012 Guidelines for safe and environmentally sound ship
recycling”, adopted by Resolution MEPC.210(63) on 2 March
2012;
4. “2012 Guidelines for the authorization of ship recycling facilities”
adopted by Resolution MEPC.211(63) on 2 March 2012;
5. “2012 Guidelines for the survey and certification of ships under
the Hong Kong Convention” adopted by Resolution
MEPC.222(64) on 5 October 2012; and
6. “2012 Guidelines for the inspection of ships under the Hong
Kong Convention”, adopted by Resolution MEPC.223(64).
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Protocol updates the Convention, takes into account recent
technological evolution and eliminates the provisions incorporated in
the present Convention which have made it difficult for States to
bring it into force.
The Protocol applies to fishing vessels of 24 m in length and over,
including those vessels that also process their catch: however, some
chapters, or part of them, apply to lengths of 45 or 60 m and over
(machinery and electrical installations, fire protection, life-saving
appliances and radiocommunications). Some requirements, like
radiocommunications and safety of navigation apply both to New and
existing vessels.
An important innovation is contained in Art. 3(5) which allows
regional arrangements to be made to establish harmonised
requirements for vessels which are 24 m in length and over but
which are below the length of application of Chapters IV, V, VII and
IX.
The Protocol will enter into force one year after being ratified by 15
States with at least an aggregate fleet of 14,000 vessels, which is
approximately equivalent to 50 per cent of today's world fishing fleet
of 24 m in length and over.
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